Date: 2019-02-05Category: Not ApplicableState: Union GovernmentCountry: Europe
Commission Delegated Directive (EU) 2019/169 of 16 November 2018 amending, for the purposes of adapting to scientific and technical progress, Annex III to Directive 2011/65/EU of the European Parliament and of the Council as regards an exemption for lead in dielectric ceramic in certain capacitors (Text with EEA relevance.)
Executive Summary:
Commission Delegated Directive (EU) 2019/169 amends Annex III to Directive 2011/65/EU, regarding an exemption for lead in dielectric ceramic in certain capacitors. The exemption renewal is for adapting to scientific and technical progress. Member States must adopt and publish necessary provisions by February 29, 2020, and apply them from March 1, 2020.
Key Points / Main Content:
* **Amendment Overview:**
* Amends Annex III to Directive 2011/65/EU concerning restrictions on hazardous substances in electrical and electronic equipment (EEE).
* Addresses the exemption for lead in dielectric ceramic in capacitors.
* **Lead Exemption Renewal:**
* Renews the exemption for lead in dielectric ceramic in capacitors rated 125 V AC or 250 V DC or higher (entry 7cII of Annex III).
* Excludes applications covered by entries 7cI and 7cIV from the 7cII exemption.
* The renewal is based on the continued impracticability of substituting or eliminating lead in these capacitors.
* The exemption renewal does not weaken environmental and health protections.
* **Exemption Validity Expiry Dates:**
* Categories 1-7 and 10: Expires July 21, 2021.
* Categories 8 and 9 (excluding in vitro diagnostic medical devices and industrial monitoring and control instruments): Expires July 21, 2021.
* Category 8 (in vitro diagnostic medical devices): Expires July 21, 2023.
* Category 9 (industrial monitoring and control instruments) and Category 11: Expires July 21, 2024.
* **Member State Obligations:**
* Adopt and publish laws, regulations, and administrative provisions to comply with the Directive by February 29, 2020.
* Apply these provisions from March 1, 2020.
* Communicate these provisions to the Commission.
Impact Analysis:
Member States:
* Impact: Required to transpose the Directive into national law.
* Action Required: Adopt and publish necessary laws, regulations, and administrative provisions by February 29, 2020, and apply them from March 1, 2020. Communicate these measures to the Commission.
Manufacturers of Electrical and Electronic Equipment (EEE):
* Impact: Need to be aware of the renewed exemption for lead in certain capacitors and the applicable expiry dates for different equipment categories.
* Action Required: Ensure compliance with the amended Annex III regarding the use of lead in dielectric ceramic capacitors and monitor the expiry dates for the exemption in their respective EEE categories.
European Commission:
* Impact: Responsible for overseeing the implementation of the Directive by Member States.
* Action Required: Monitor Member States' compliance and review the effectiveness of the exemption, and ongoing efforts to find reliable substitutions.
Key Entities Referenced
European Union: A political and economic union of member states located primarily in Europe.
European Commission: An institution of the European Union, responsible for proposing legislation, implementing decisions, upholding the EU treaties and managing the day-to-day business of the EU.
European Parliament: The directly elected parliamentary body of the European Union.
Directive 2011/65/EU: A European Union directive on the restriction of the use of certain hazardous substances in electrical and electronic equipment (RoHS Directive).
Regulation EC No 1907/2006: A European Union regulation concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH).
Member States: The countries that are part of the European Union.
Brussels: The capital of Belgium and a major center for European Union institutions.
Jean-Claude Juncker: The President of the European Commission at the time this directive was issued.
5.2.2019 EN Official Journal of the European Union L 33/5
DIRECTIVES
COMMISSION DELEGATED DIRECTIVE (EU) 2019/169
of 16 November 2018
amending, for the purposes of adapting to scientific and technical progress, Annex III to Directive
2011/65/EU of the European Parliament and of the Council as regards an exemption for lead in
dielectric ceramic in certain capacitors
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2011/65/EU of the European Parliament and of the Council of 8 June 2011 on the
restriction of the use of certain hazardous substances in electrical and electronic equipment (1) and in particular
Article 5(1)(a) thereof,
Whereas:
(1) Directive 2011/65/EU requires Member States to ensure that electrical and electronic equipment placed on the
market does not contain certain hazardous substances listed in Annex II to that Directive. That requirement does
not apply to the applications listed in Annex III to Directive 2011/65/EU.
(2) The different categories of electrical and electronic equipment for which Directive 2011/65/EU applies
(categories 1 to 11) are listed in Annex I to that Directive.
(3) Lead is a restricted substance listed in Annex II to Directive 2011/65/EU. The use of lead in dielectric ceramic in
capacitors for a rated voltage of 125 V AC or 250 V DC or higher was, however, exempted from the restriction
and is currently listed in entry 7(c)-II of Annex III to that Directive. The expiry date of that exemption was, for
categories 1 to 7 and 10, 21 July 2016.
(4) The Commission received an application for renewal of that exemption before 21 January 2015, in accordance
with Article 5(5) of Directive 2011/65/EU. The exemption remains valid until a decision on that application has
been adopted.
(5) Discrete ceramic capacitors for a rated voltage of 125 V AC or 250 V DC or higher bear the capability of storing
and releasing electric charges (electrostatic capacitance) and are incorporated into high voltage circuits in a wide
variety of electrical and electronic equipment. They are used in all types of markets and applications, for example
social infrastructure systems, industry automation, oil and mineral exploration, power conversion, high power
supplies, telecommunication, and medical devices.
(6) The function of lead in the dielectric ceramic is to obtain high dielectric constant at high operating voltage, high
energy storage capability (also at high temperatures), low leakage at high voltage and high temperatures, and low
loss at high current, frequency, and temperatures.
(7) A substitution or elimination of lead is still scientifically and technically impracticable for certain ceramic
capacitors due to the lack of reliable substitutes. The exemption does not weaken the environmental and health
(1) OJ L 174, 1.7.2011, p. 88.L 33/6 EN Official Journal of the European Union 5.2.2019
protection afforded by Regulation (EC) No 1907/2006 of the European Parliament and of the Council (2). The
exemption for the use of lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC or
higher should therefore be renewed. For reasons of clarity, it should be added in Annex III to Directive
2011/65/EU that applications covered by entries 7(c)-I and 7(c)-IV are excluded from entry 7(c)-II.
(8) Since, for the applications concerned, no reliable alternatives are yet available on the market, the exemption for
categories 1 to 7 and 10 should be renewed for the maximum duration of five years until 21 July 2021. In view
of the results of the ongoing efforts to find a reliable substitution, the duration of the exemption is unlikely to
have adverse impacts on innovation.
(9) For categories other than 1 to 7 and 10, the existing exemption remains valid as per the validity periods set out
in the second subparagraph of Article 5(2) of Directive 2011/65/EU. For reasons of clarity, the dates of expiry
should be added in Annex III to that Directive.
(10) Directive 2011/65/EU should therefore be amended accordingly,
HAS ADOPTED THIS DIRECTIVE:
Article 1
Annex III to Directive 2011/65/EU is amended as set out in the Annex to this Directive.
Article 2
1. Member States shall adopt and publish, by 29 February 2020 at the latest, the laws, regulations and administrative
provisions necessary to comply with this Directive. They shall forthwith communicate to the Commission the text of
those provisions.
They shall apply those provisions from 1 March 2020.
When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such
a reference on the occasion of their official publication. Member States shall determine how such reference is to be
made.
2. Member States shall communicate to the Commission the text of the main provisions of national law which they
adopt in the field covered by this Directive.
Article 3
This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the
European Union.
Article 4
This Directive is addressed to the Member States.
Done at Brussels, 16 November 2018.
For the Commission
The President
Jean-Claude JUNCKER
(2) Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration,
Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European Chemicals Agency (OJ L 396, 30.12.2006,
p. 1).5.2.2019 EN Official Journal of the European Union L 33/7
ANNEX
In Annex III, entry 7(c)-II is replaced by the following:
‘7(c)-II Lead in dielectric ceramic in capaci Does not apply to applications covered by point 7(c)-I and 7(c)-IV
tors for a rated voltage of 125 V AC of this Annex.
or 250 V DC or higher
Expires on:
— 21 July 2021 for categories 1-7 and 10;
— 21 July 2021 for categories 8 and 9 other than in vitro diag
nostic medical devices and industrial monitoring and control
instruments;
— 21 July 2023 for category 8 in vitro diagnostic medical devices;
— 21 July 2024 for category 9 industrial monitoring and control
instruments, and for category 11.’