Date: 2019-02-05Category: Not ApplicableState: Union GovernmentCountry: Europe
Commission Delegated Directive (EU) 2019/170 of 16 November 2018 amending, for the purposes of adapting to scientific and technical progress, Annex III to Directive 2011/65/EU of the European Parliament and of the Council as regards an exemption for lead in PZT based dielectric ceramic materials for certain capacitors (Text with EEA relevance.)
Executive Summary:
Commission Delegated Directive (EU) 2019/170 amends Annex III to Directive 2011/65/EU, renewing the exemption for lead in PZT based dielectric ceramic materials for capacitors within integrated circuits or discrete semiconductors. The exemption is extended for various equipment categories with differing expiry dates, primarily until July 2021. Member States must adopt and publish necessary provisions by February 29, 2020, and apply them from March 1, 2020.
Key Points / Main Content:
* **Amendment of Annex III to Directive 2011/65/EU:**
* Entry 7cIV in Annex III is replaced with updated expiry dates for the lead exemption.
* **Lead Exemption Renewal:**
* The exemption for lead in PZT based dielectric ceramic materials for capacitors is renewed for specific categories.
* Expiry date for categories 1-7 and 10 is July 21, 2021.
* Expiry date for categories 8 and 9 (excluding specific medical and industrial devices) is July 21, 2021.
* Expiry date for category 8 (in vitro diagnostic medical devices) is July 21, 2023.
* Expiry date for category 9 (industrial monitoring and control instruments) and category 11 is July 21, 2024.
* **Member State Obligations:**
* Member States must adopt and publish laws, regulations, and administrative provisions to comply with the Directive by February 29, 2020.
* These provisions must be applied from March 1, 2020.
* The Commission must be notified of these provisions.
* **Entry into Force:**
* The Directive enters into force twenty days after its publication in the Official Journal of the European Union.
Impact Analysis:
Member States:
* Impact: Required to incorporate the Directive into national law and ensure compliance.
* Action Required: Adopt and publish necessary laws, regulations, and administrative provisions by February 29, 2020, and apply them from March 1, 2020. Communicate these provisions to the Commission.
Manufacturers of Electrical and Electronic Equipment:
* Impact: Need to be aware of the revised expiry dates for the lead exemption in PZT based capacitors.
* Action Required: Ensure compliance with the updated exemption rules and prepare for potential future restrictions on lead use in affected products.
European Commission:
* Impact: Responsible for overseeing the implementation of the Directive by Member States.
* Action Required: Monitor Member State compliance and ensure the Directive's objectives are met.
Key Entities Referenced
Regulation EC No 1907/2006: Regulation of the European Parliament and of the Council concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH).
Brussels: The city where the directive was adopted, located in Belgium.
European Union: A political and economic union of member states located primarily in Europe.
COMMISSION DELEGATED DIRECTIVE EU 2019/170: A delegated directive issued by the European Commission.
Directive 2011/65/EU: Directive of the European Parliament and of the Council on the restriction of the use of certain hazardous substances in electrical and electronic equipment (RoHS).
European Parliament: One of the legislative branches of the European Union.
Council of the European Union: A legislative body of the European Union, composed of government ministers from each member state.
PZT: Lead-zirconium-titanate ceramics, a type of ceramic material containing lead.
L 33/8 EN Official Journal of the European Union 5.2.2019
COMMISSION DELEGATED DIRECTIVE (EU) 2019/170
of 16 November 2018
amending, for the purposes of adapting to scientific and technical progress, Annex III to Directive
2011/65/EU of the European Parliament and of the Council as regards an exemption for lead in
PZT based dielectric ceramic materials for certain capacitors
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2011/65/EU of the European Parliament and of the Council of 8 June 2011 on the
restriction of the use of certain hazardous substances in electrical and electronic equipment (1) and in particular
Article 5(1)(a) thereof,
Whereas:
(1) Directive 2011/65/EU requires Member States to ensure that electrical and electronic equipment placed on the
market does not contain certain hazardous substances listed in Annex II to that Directive. That requirement does
not apply to the applications listed in Annex III to Directive 2011/65/EU.
(2) The different categories of electrical and electronic equipment for which Directive 2011/65/EU applies
(categories 1 to 11) are listed in Annex I to that Directive.
(3) Lead is a restricted substance listed in Annex II to Directive 2011/65/EU. The use of lead in PZT based dielectric
ceramic materials for capacitors which are part of integrated circuits or discrete semiconductors was, however,
exempted from the restriction and is currently listed in entry 7(c)-IV of Annex III to that Directive. The expiry
date of that exemption was 21 July 2016.
(4) The Commission received an application for renewal of that exemption before 21 January 2015, in accordance
with Article 5(5) of Directive 2011/65/EU. The exemption remains valid until a decision on that application has
been adopted.
(5) Ceramic capacitors which are part of integrated circuits or discrete semiconductors use dielectric ceramic
materials based on PZT (lead-zirconium-titanate) ceramics. Lead containing PZT ceramics offer high piezoelectric
effect, high dielectric constant, pyroelectric behaviour and ferroelectric properties.
(6) A complete substitution or elimination of lead in such capacitors is still scientifically and technically impracticable
due to the lack of reliable substitutes. The exemption does not weaken the environmental and health protection
afforded by Regulation (EC) No 1907/2006 of the European Parliament and of the Council (2). The exemption for
the use of lead in PZT based dielectric ceramic materials for capacitors which are part of integrated circuits or
discrete semiconductors should therefore be renewed.
(7) Since, for the applications concerned, no reliable alternatives are available today or are likely to be available on
the market in the near future, the exemption for categories 1 to 7 and 10 should be renewed for the maximum
duration of five years until 21 July 2021. In view of the results of the ongoing efforts to find a reliable
substitution, the duration of the exemption is unlikely to have adverse impacts on innovation.
(8) For categories other than 1 to 7 and 10, the existing exemption remains valid as per the validity periods set out
in the second subparagraph of Article 5(2) of Directive 2011/65/EU. For reasons of clarity, the dates of expiry
should be added in Annex III to that Directive.
(9) Directive 2011/65/EU should therefore be amended accordingly,
(1) OJ L 174, 1.7.2011, p. 88.
(2) Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration,
Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European Chemicals Agency (OJ L 396, 30.12.2006,
p. 1).5.2.2019 EN Official Journal of the European Union L 33/9
HAS ADOPTED THIS DIRECTIVE:
Article 1
Annex III to Directive 2011/65/EU is amended as set out in the Annex to this Directive.
Article 2
1. Member States shall adopt and publish, by 29 February 2020 at the latest, the laws, regulations and administrative
provisions necessary to comply with this Directive. They shall forthwith communicate to the Commission the text of
those provisions.
They shall apply those provisions from 1 March 2020.
When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such
a reference on the occasion of their official publication. Member States shall determine how such reference is to be
made.
2. Member States shall communicate to the Commission the text of the main provisions of national law which they
adopt in the field covered by this Directive.
Article 3
This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the
European Union.
Article 4
This Directive is addressed to the Member States.
Done at Brussels, 16 November 2018.
For the Commission
The President
Jean-Claude JUNCKERL 33/10 EN Official Journal of the European Union 5.2.2019
ANNEX
In Annex III, entry 7(c)-IV is replaced by the following:
‘7(c)-IV Lead in PZT based dielectric ceramic Expires on:
materials for capacitors which are
— 21 July 2021 for categories 1-7 and 10;
part of integrated circuits or discrete
semiconductors — 21 July 2021 for categories 8 and 9 other than in vitro diag
nostic medical devices and industrial monitoring and control
instruments;
— 21 July 2023 for category 8 in vitro diagnostic medical devices;
— 21 July 2024 for category 9 industrial monitoring and control
instruments, and for category 11.’