Date: 2019-02-05Category: Not ApplicableState: Union GovernmentCountry: Europe
Commission Delegated Directive (EU) 2019/176 of 16 November 2018 amending, for the purposes of adapting to scientific and technical progress, Annex III to Directive 2011/65/EU of the European Parliament and of the Council as regards an exemption for lead in the plating layer of certain diodes (Text with EEA relevance.)
Executive Summary:
Commission Delegated Directive (EU) 2019/176 amends Annex III of Directive 2011/65/EU to renew an exemption for lead in the plating layer of high voltage diodes. The exemption applies to electrical and electronic equipment categories 1 to 7 and 10, with a new expiry date of July 21, 2021. Member states must adopt and publish necessary provisions to comply with this directive by February 29, 2020, and apply them from March 1, 2020.
Key Points / Main Content:
* **Exemption Renewal:**
* Exemption for lead in the plating layer of high voltage diodes based on a zinc borate glass body is renewed for categories 1-7 and 10.
* New expiry date for categories 1-7 and 10 is July 21, 2021.
* Expiry date for categories 8 and 9 (other than in vitro diagnostic medical devices and industrial monitoring and control instruments) is July 21 2021.
* Expiry date for category 8 in vitro diagnostic medical devices is July 21 2023.
* Expiry date for category 9 industrial monitoring and control instruments and category 11 is July 21 2024.
* **Member State Obligations:**
* Member States must adopt and publish the laws, regulations, and administrative provisions necessary to comply with this Directive by February 29, 2020.
* Member States shall apply these provisions from March 1, 2020.
* Member States must communicate the text of these provisions to the Commission.
* Member States must communicate the main provisions of national law to the Commission.
Impact Analysis:
* **Member States:**
* *Impact:* Required to incorporate the directive into national law.
* *Action Required:* Adopt and publish necessary provisions by February 29, 2020, apply them from March 1, 2020, and communicate these provisions to the Commission.
* **Manufacturers of Electrical and Electronic Equipment (Categories 1-7, 10):**
* *Impact:* Can continue to use lead in the plating layer of high voltage diodes under the specified conditions until July 21, 2021.
* *Action Required:* Monitor the expiry date of the exemption and continue seeking alternatives to lead.
* **Commission:**
* *Impact:* Responsible for overseeing the implementation of the directive by Member States.
* *Action Required:* Monitor Member States' compliance and review the need for further extensions of the exemption.
Key Entities Referenced
European Union: A political and economic union of member states located primarily in Europe.
European Commission: The executive branch of the European Union responsible for proposing legislation, implementing decisions, upholding the EU treaties and managing the day-to-day business of the EU.
Directive 2011/65/EU: A directive of the European Parliament and of the Council on the restriction of the use of certain hazardous substances in electrical and electronic equipment (RoHS).
European Parliament: The directly elected parliamentary institution of the European Union.
Council of the European Union: A body composed of government ministers from each EU member state.
REACH Regulation (EC) No 1907/2006: A European Union regulation concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals.
Brussels: The capital of Belgium and a major administrative centre for the European Union.
Jean-Claude Juncker: The President of the European Commission at the time this directive was issued.
L 33/26 EN Official Journal of the European Union 5.2.2019
COMMISSION DELEGATED DIRECTIVE (EU) 2019/176
of 16 November 2018
amending, for the purposes of adapting to scientific and technical progress, Annex III to Directive
2011/65/EU of the European Parliament and of the Council as regards an exemption for lead in the
plating layer of certain diodes
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2011/65/EU of the European Parliament and of the Council of 8 June 2011 on the
restriction of the use of certain hazardous substances in electrical and electronic equipment (1) and in particular
Article 5(1)(a) thereof,
Whereas:
(1) Directive 2011/65/EU requires Member States to ensure that electrical and electronic equipment placed on the
market does not contain certain hazardous substances listed in Annex II to that Directive. That requirement does
not apply to the applications listed in Annex III to Directive 2011/65/EU.
(2) The different categories of electrical and electronic equipment for which Directive 2011/65/EU applies
(categories 1 to 11) are listed in Annex I to that Directive.
(3) Lead is a restricted substance listed in Annex II to Directive 2011/65/EU. The use of lead in the plating layer of
high voltage diodes on the basis of a zinc borate glass body was, however, exempted from the restriction and is
currently listed in entry 37 of Annex III to that Directive. The expiry date of that exemption was, for categories 1
to 7 and 10, 21 July 2016.
(4) The Commission received an application for renewal of that exemption before 21 January 2015, in accordance
with Article 5(5) of Directive 2011/65/EU. The exemption remains valid until a decision on that application has
been adopted.
(5) High voltage diodes (HVD) are used in external power supplies of IT and telecommunication equipment and for
automotive applications. During the manufacturing process of HVD, lead contained in the glass beads dissolves
into the plating solution, which results in approximately 2,5 % of lead content in the plating layer of the
diodes. Thus, the lead is not added intentionally but is the result of the contamination from the lead-containing
glass.
(6) Avoiding the contamination of the plating layer of HVD is scientifically and technically impracticable and no
reliable substitutes are available on the market. The exemption does not weaken the environmental and health
protection afforded by Regulation (EC) No 1907/2006 of the European Parliament and of the Council (2). The
exemption for the use of lead in the plating layer of high voltage diodes on the basis of a zinc borate glass body
should therefore be renewed for categories 1 to 7 and 10.
(7) Since eliminating lead by avoiding lead contamination for the applications concerned is still impracticable and no
reliable substitutes are available on the market, the exemption for categories 1 to 7 and 10 should be renewed for
the maximum duration of five years until 21 July 2021. In view of the results of the ongoing efforts to find
a reliable substitution, the duration of the exemption is unlikely to have adverse impacts on innovation.
(8) For categories other than 1 to 7 and 10, the existing exemption remains valid as per the validity periods set out
in the second subparagraph of Article 5(2) of Directive 2011/65/EU. For reasons of clarity, the dates of expiry
should be added in Annex III to that Directive.
(9) Directive 2011/65/EU should therefore be amended accordingly,
(1) OJ L 174, 1.7.2011, p. 88.
(2) Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration,
Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European Chemicals Agency (OJ L 396, 30.12.2006,
p. 1).5.2.2019 EN Official Journal of the European Union L 33/27
HAS ADOPTED THIS DIRECTIVE:
Article 1
Annex III to Directive 2011/65/EU is amended as set out in the Annex to this Directive.
Article 2
1. Member States shall adopt and publish, by 29 February 2020 at the latest, the laws, regulations and administrative
provisions necessary to comply with this Directive. They shall forthwith communicate to the Commission the text of
those provisions.
They shall apply those provisions from 1 March 2020.
When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such
a reference on the occasion of their official publication. Member States shall determine how such reference is to be
made.
2. Member States shall communicate to the Commission the text of the main provisions of national law which they
adopt in the field covered by this Directive.
Article 3
This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the
European Union.
Article 4
This Directive is addressed to the Member States.
Done at Brussels, 16 November 2018.
For the Commission
The President
Jean-Claude JUNCKERL 33/28 EN Official Journal of the European Union 5.2.2019
ANNEX
In Annex III, entry 37 is replaced by the following:
‘37 Lead in the plating layer of high voltage diodes on Expires on:
the basis of a zinc borate glass body
— 21 July 2021 for categories 1-7 and 10;
— 21 July 2021 for categories 8 and 9 other than in
vitro diagnostic medical devices and industrial
monitoring and control instruments;
— 21 July 2023 for category 8 in vitro diagnostic
medical devices;
— 21 July 2024 for category 9 industrial monitoring
and control instruments, and for category 11.’