Date: 2023-02-27Category: Not ApplicableState: Union GovernmentCountry: Europe
Commission Implementing Decision (EU) 2023/423 of 24 February 2023 on a pilot project to implement the administrative cooperation provisions relating to regulated professions set out in Directives 2005/36/EC and (EU) 2018/958 of the European Parliament and of the Council by means of the Internal Market Information System and to integrate the database of regulated professions into that system (Text with EEA relevance)
Executive Summary:
This Commission Implementing Decision establishes a pilot project to assess the effectiveness of the Internal Market Information System (IMI) in implementing administrative cooperation provisions related to regulated professions, as outlined in Directives 2005/36/EC and EU/2018/958. The project aims to integrate the database of regulated professions into IMI. An evaluation report on the project's outcome is due to the European Parliament and the Council by December 31, 2025.
Key Points / Main Content:
* **Pilot Project Implementation:**
* A pilot project will assess IMI's effectiveness in handling notification obligations under Directives 2005/36/EC and EU/2018/958.
* The project includes integrating the database of regulated professions into IMI.
* Notifications encompass reporting, communication, recording, and information provision related to regulated professions.
* **Competent Authorities and Coordinators:**
* Member States must designate competent authorities responsible for specific notifications.
* Each Member State will assign coordinators to approve and send notifications to the Commission without undue delay.
* A competent authority can also be designated as a coordinator.
* **IMI Technical Functionalities:**
* IMI will provide functionalities for:
* Notifying information on regulated professions and any changes.
* Notifying existing, new, or amended requirements restricting access to regulated professions.
* Reporting on removed or less stringent requirements.
* Commenting on notifications.
* Approving notifications and sending them to the Commission.
* Facilitating the Commission's evaluation and procedural actions.
* Providing responses to the Commission's actions.
* Recording different notification versions.
* Recording statistical data on recognition decisions.
* Providing a consent form for contact persons whose data is recorded.
* Keeping notifications up to date.
* Providing repositories for notified information.
* Transmitting information to the public website.
* **Data Protection:**
* Personal data recorded in IMI must be processed according to Regulation EU No 1024/2012.
* Member States may provide contact details of contact persons, with explicit consent required for data processing.
Impact Analysis:
* **Member States:**
* *Impact:* Required to designate competent authorities and coordinators, ensure notifications are accurate and timely, and comply with data protection requirements.
* *Action Required:* Designate competent authorities and coordinators within their administrations. Implement procedures for notifying information on regulated professions through IMI.
* **European Commission:**
* *Impact:* Responsible for overseeing the pilot project, evaluating its effectiveness, and providing technical support through IMI.
* *Action Required:* Facilitate the implementation of the pilot project. Evaluate the project and submit a report to the European Parliament and the Council by December 31, 2025.
* **Competent Authorities and Coordinators:**
* *Impact:* Responsible for using IMI to manage and transmit information regarding regulated professions.
* *Action Required:* Learn to use the IMI system for notifications. Ensure all data is accurately entered and kept up to date.
* **Contact Persons:**
* *Impact:* Personal data may be recorded and transmitted to a public website, requiring explicit consent.
* *Action Required:* Provide consent for the processing of their personal data via a consent form.
Key Entities Referenced
European Commission: The executive branch of the European Union, responsible for proposing legislation, implementing decisions, and managing the EU's budget.
European Parliament: The directly elected parliamentary body of the European Union with legislative, supervisory, and budgetary responsibilities.
Council of the European Union: A body composed of government ministers from each EU member state to discuss, amend and adopt laws, and coordinate policies.
Internal Market Information System (IMI): An online software application developed by the European Commission to facilitate administrative cooperation between Member States.
Regulation EU No 1024/2012: A regulation of the European Parliament and of the Council on administrative cooperation through the Internal Market Information System (IMI).
Directive 2005/36/EC: A directive of the European Parliament and of the Council on the recognition of professional qualifications.
Directive EU 2018/958: A directive of the European Parliament and of the Council on a proportionality test before adoption of new regulation of professions.
European Data Protection Supervisor: An independent supervisory authority tasked with ensuring the protection of personal data and privacy within the institutions and bodies of the European Union.
L 61/62 EN Official Journal of the European Union 27.2.2023
COMMISSION IMPLEMENTING DECISION (EU) 2023/423
of 24 February 2023
on a pilot project to implement the administrative cooperation provisions relating to regulated
professions set out in Directives 2005/36/EC and (EU) 2018/958 of the European Parliament and of
the Council by means of the Internal Market Information System and to integrate the database of
regulated professions into that system
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) No 1024/2012 of the European Parliament and of the Council of 25 October 2012on
administrative cooperation through the Internal Market Information System and repealing Commission
Decision 2008/49/EC (‘the IMI Regulation’)(1), and in particular Article 4(1) thereof,
Whereas:
(1) The Internal Market Information System (‘IMI’) established by Regulation (EU) No 1024/2012 is an online software
application developed by the Commission, in cooperation with the Member States, to help Member States comply
with information exchange requirements in Union acts by providing a centralised communication mechanism to
facilitate the cross-border exchange of information and mutual assistance.
(2) Regulation (EU) No 1024/2012 allows the Commission to carry out pilot projects to assess whether IMI would be an
effective tool to implement provisions on administrative cooperation laid down in Union acts not listed in the Annex
to that Regulation.
(3) Directive 2005/36/EC of the European Parliament and of the Council(2)provides for the automatic recognition of
professional qualifications of a limited number of professions based on harmonised minimum training conditions,
and the automatic recognition of professional qualifications of a limited number of professions in crafts, trade and
industry on the basis of professional experience, and a general system for the recognition of professional
qualifications. It also lays down rules for the free temporary and occasional provision of services. In accordance
with Article 59(1) of Directive 2005/36/EC, the Commission is to set up and maintain a publicly available database
of regulated professions, including a general description of activities covered by each regulated profession.
(4) Article 59(1) of Directive 2005/36/EC provides that Member States were to notify to the Commission a list of
existing regulated professions, specifying the activities covered by each profession; a list of regulated education and
training; and training with a special structure, in the territory of that Member State by 18 January 2016. Member
States are also to notify any change to those lists without undue delay.
(5) Article 59(2) of Directive 2005/36/EC provides that Member States were to notify to the Commission by 18 January
2016the list of professions for which prior checks of qualifications are necessary in accordance with Article 7(4) of
that Directive.
(6) Pursuant to Article 59(3) and (5) of Directive 2005/36/EC, Member States are required to examine whether their
existing requirements for regulated professions are compatible with the principles of non-discrimination and
proportionality, and by 18 January 2016 Member States were to provide the Commission with information on
those requirements and the reasons for considering that those requirements were non-discriminatory and
proportionate. Within 6 months from the adoption of a measure that subsequently introduces a new requirement
or makes changes to existing ones Member States are also required to provide information on the requirements and
the reasons for considering that those requirements are non-discriminatory and proportionate.
(1) OJ L 316, 14.11.2012, p. 1.
(2) Directive 2005/36/EC of the European Parliament and of the Council of 7 September 2005 on the recognition of professional
qualifications (OJ L 255, 30.9.2005, p. 22).27.2.2023 EN Official Journal of the European Union L 61/63
(7) Article 59(6) provides that Member States are to report to the Commission every 2 years on the requirements that
have been removed or made less stringent. Article 59(7), first sentence, provides that Member States are to submit
their observations on the reports of the other Member States within 6 months from receipt thereof from the
Commission.
(8) Directive (EU) 2018/958 of the European Parliament and of the Council(3) establishes rules for the conduct of
proportionality assessments by Member States before introducing new or amending existing rules restricting access
to, or the pursuit of, regulated professions. Article 11(1) of Directive (EU) 2018/958 provides that Member States
are to communicate to the Commission, pursuant to Article 59(5) of Directive 2005/36/EC, the provisions as
referred to in Article 4(1) of Directive (EU) 2018/958, and their reasons for considering that those provisions are
justified and proportionate. Those communications are to be recorded by Member States in the database of
regulated professions referred to in Article 59(1) of Directive 2005/36/EC and made publicly available by the
Commission.
(9) Article 10 of Directive (EU) 2018/958 requires Member States to take measures to encourage the exchange of
information on matters covered by that Directive, and on the particular way they regulate professions, and on the
effects of such regulation. The Commission is to facilitate such exchanges of information.
(10) Article 60(1) of Directive 2005/36/EC requires Member States to send reports to the Commission on the application
of that Directive, including general observations, a statistical summary of recognition decisions taken and a
description of the main problems arising from the application of that Directive.
(11) If technically and legally possible, for reasons of efficiency it is appropriate to integrate different Commission IT
systems into one. IMI already supports administrative cooperation in the area of recognition of professional
qualifications for the information request for mutual assistance pursuant to Article 56(2a) of Directive 2005/36/EC
and sending of alerts pursuant to Article 56a of that Directive, as well as the European Professional Card procedure
set out in Articles 4a to 4e of Directive 2005/36/EC. The integration of the database of regulated professions into
IMI should therefore be subject to a pilot project.
(12) IMI could potentially be an effective tool for the integration of the database of regulated professions, to facilitate
information provision and reporting by Member States concerning regulated professions and to implement Member
States’ transparency obligations laid down in Article 59(1), (2), (5) and (6), Article 59(7), first sentence, and
Article 60(1) of Directive 2005/36/EC, as well as the transparency obligations set out in Article 11(1) of Directive
(EU) 2018/958. Those provisions should therefore be subject to a pilot project pursuant to Article 4(1) of
Regulation (EU) No 1024/2012.
(13) To ensure they fulfil their transparency obligations under Directives 2005/36/EC and (EU) 2018/958, Member States
should designate one or more competent authorities responsible for notifying the information referred to in
Article 59(1), (2), (5) and (6), Article 59(7), first sentence, and Article 60(1) of Directive 2005/36/EC, and
Article 11(1) of Directive (EU) 2018/958. This does not preclude Member States from designating for that purpose
the authorities referred to in Article 3(1), point (d), and Article 56(3) of Directive 2005/36/EC, and the assistance
centres referred to in Article 57b of that Directive.
(14) Notifications in IMI are two-step procedures. First, competent authorities initiate a notification and submit it to their
coordinator in their Member State. Second, coordinators in Member States are to approve notifications before
submitting them to the Commission. For that reason, Member States should nominate coordinators in IMI. To
ensure the necessary flexibility, it should be possible for competent authorities to also be assigned the tasks of
coordinators.
(3) Directive (EU) 2018/958 of the European Parliament and of the Council of 28 June 2018 on a proportionality test before adoption of
new regulation of professions (OJ L 173, 9.7.2018, p. 25).L 61/64 EN Official Journal of the European Union 27.2.2023
(15) The regulation of professions by Member States needs to be in line with applicable Union law, and up-to-date
information on regulated professions needs to be available both publicly and in IMI to facilitate recognition of
professional qualifications. At the same time, Member States need to be able to fulfil their notification obligations
by electronic means using IMI, which should provide all the necessary technical functionality for that purpose.
(16) To improve transparency and to facilitate the recognition of professional qualifications, IMI should provide technical
functionality for transmitting information on regulated professions to the public website dedicated to regulated
professions, including the result of the proportionality test; contact details of contact persons, competent
authorities and assistance centres; and statistics and reports.
(17) To facilitate communication on regulated professions, IMI should provide technical functionality for recording
personal data of contact persons of competent authorities responsible for regulated professions in Member States.
The contact persons should first consent to the processing of their personal data by means of a consent form. IMI
actors should record in IMI the contact details as well as the consent form signed by the contact persons.
(18) Pursuant to Regulation (EU) No 1024/2012, the Commission is to submit an evaluation of the outcome of the pilot
project to the European Parliament and the Council. It is appropriate to specify the date by which that evaluation is
to be submitted. The dates by which the next reports under Article 60(2) of Directive 2005/36/EC and Article 12 of
Directive (EU) 2018/958 are to be submitted would be too early to evaluate the outcome of the pilot project. It is
therefore appropriate to set 31 December 2025 as the deadline for the evaluation report on the outcome of the
pilot project.
(19) The European Data Protection Supervisor was consulted in accordance with Article 42(1) of Regulation
(EU) 2018/1725 of the European Parliament and of the Council(4), and delivered an opinion on 12 December 2022.
(20) The measures provided for in this Decision are in accordance with the opinion of the Committee established by
Article 24(1) of Regulation (EU) No 1024/2012,
HAS ADOPTED THIS DECISION:
Article 1
The pilot project
1. A pilot project shall be carried out to assess whether the Internal Market Information System (‘IMI’) would be an
effective tool to implement the notification obligations set out in Article 59(1), (2), (5) and (6), Article 59(7), first sentence,
and Article 60(1) of Directive 2005/36/EC, and in Article 11(1) of Directive (EU) 2018/958, and to integrate the database
of regulated professions referred to in Article 59(1) of Directive 2005/36/EC into IMI.
2. For the purposes of this Decision, reporting, communication, recording and provision of information pursuant to
Article 59(1), (5) and (6), Article 59(7), first sentence, and Article 60(1) of Directive 2005/36/EC, and Article 11(1) of
Directive (EU) 2018/958 shall be referred to as ‘notifications’.
Article 2
Competent authorities
1. Member States shall designate one or more competent authorities responsible for notifying the information referred
to in Article 59(1), (2), (5), and (6), Article 59(7), first sentence, and Article 60(1) of Directive 2005/36/EC, and
Article 11(1) of Directive (EU) 2018/958.
(4) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons
with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of
such data and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).27.2.2023 EN Official Journal of the European Union L 61/65
2. The authorities designated pursuant to paragraph 1 of this Article shall be considered competent authorities within
the meaning of Article 5, second paragraph, point (f), of Regulation (EU) No 1024/2012.
Article 3
Coordinators
1. Each Member State shall assign the task of coordinating notifications to one or more competent authorities
(‘coordinators’).
2. The coordinators shall ensure that notifications are approved and sent to the Commission without undue delay.
3. A competent authority referred to in Article 2 may also be designated as a coordinator.
Article 4
Administrative cooperation
For the purposes of Article 59(1), (2), (5) and (6), Article 59(7), first sentence, and Article 60(1) of Directive 2005/36/EC,
and Article 11(1) of Directive (EU) 2018/958, IMI shall provide at least the following technical functionalities:
(a) notifying information on regulated professions, including the activities covered by each profession, regulated
education and training, and training with a special structure, and any change to that information;
(b) notifying existing requirements restricting access to or pursuit of regulated professions and the reasons for considering
that those requirements comply with Article 59(3) of Directive 2005/36/EC, and any change to those requirements;
(c) notifying new or amended requirements restricting access to or pursuit of a regulated profession, together with the
provisions introducing or amending the requirements, which shall be assessed in accordance with Directive
(EU) 2018/958, the reasons for considering that such provisions are justified and proportionate, and any change to
those requirements;
(d) reporting on requirements that have been removed or made less stringent pursuant to Article 59(6) of
Directive 2005/36/EC;
(e) commenting on the notifications referred to in points (a) to (d);
(f) approving the notifications referred to in points (a) to (d) by the coordinator in the Member State and sending them to
the Commission;
(g) facilitating the evaluation of and taking of procedural actions by the Commission regarding the notifications referred
to in points (a) to (d);
(h) providing a response by the notifying Member State to the Commission’s procedural actions referred to in point (g);
(i) recording different versions of notifications set out in points (a) to (d);
(j) recording statistical data based on Member States’ recognition decisions on professionals seeking to be established
abroad or to provide services on a temporary and occasional basis, to facilitate the preparation of the reports referred
to in Article 60(1) of Directive 2005/36/EC;
(k) providing a consent form for the contact person whose personal data will be recorded in IMI and transmitted to the
public website;
(l) keeping the notifications up to date;L 61/66 EN Official Journal of the European Union 27.2.2023
(m) providing a repository for the notified information on regulated professions to ensure that all designated competent
authorities registered in IMI for modules concerning recognition of professional qualifications can check the
requirements for regulated professions directly in IMI;
(n) providing a repository for notified information on competent authorities, assistance centres and reports as referred to
in Article 59(2), (5) and (6), and Article 60(1) of Directive 2005/36/EC;
(o) transmitting the following to the public website:
(i) information on regulated professions, including the results of proportionality assessments;
(ii) contact details of contact persons, competent authorities and assistance centres;
(iii) data for statistics on recognition decisions concerning professionals seeking to establish themselves abroad or to
provide services on a temporary and occasional basis;
(iv) reports referred to in Article 59(2), (5) and (6) and Article 60(1) of Directive 2005/36/EC.
Article 5
Data protection
1. Any information containing personal data recorded in or exchanged through IMI shall be processed in IMI in
accordance with Articles 14 to 17 of Regulation (EU) No 1024/2012.
2. In accordance with Article 6(1), point (e), of Regulation (EU) 2016/679 of the European Parliament and of the
Council(5), Member States may, in the performance of a task carried out in the public interest, decide to provide contact
details containing the personal data of a contact person for the purpose of the technical functionality referred to in
Article 4, point (o), of this Decision,
Where Member States decide to provide personal data of the contact person the following information shall be recorded
and transmitted to the public website dedicated to regulated professions:
(i) first name;
(ii) last name;
(iii) email address;
(iv) phone number;
(v) name of the competent authority the person works for;
(vi) languages spoken.
3. The contact persons whose personal data is recorded and transmitted pursuant to this Article shall provide explicit
consent for the processing of their personal data by means of the consent form, which shall be uploaded in IMI.
Article 6
Evaluation
The Commission shall submit the evaluation of the outcome of the pilot project to the European Parliament and the
Council as required by Article 4(2) of Regulation (EU) No 1024/2012 by 31 December 2025.
(5) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with
regard to the processing of personal data and on the free movement of such data and repealing Directive 95/46/EC (General Data
Protection Regulation) (OJ L 119, 4.5.2016, p. 1).27.2.2023 EN Official Journal of the European Union L 61/67
Article 7
Entry into force
This Decision shall enter into force on the third day following that of its publication in the Official Journal of the European
Union.
Done at Brussels, 24 February 2023.
For the Commission
The President
Ursula VON DER LEYEN