Date: 2023-03-29Category: Not ApplicableState: Union GovernmentCountry: Europe
Commission Implementing Decision (EU) 2023/696 of 27 March 2023 accepting a request submitted by the Italian Republic pursuant to Directive (EU) 2016/797 of the European Parliament and of the Council for non-application until 30 June 2024 of point 7.4.2.1 of the Annex to Commission Regulation (EU) 2016/919 for ten ETR675 vehicles (notified under document C(2023) 1916) (Only the Italian text is authentic)
Issued by European Commission
· Directorate-General for Mobility and Transport
Executive Summary:
This Commission Implementing Decision EU 2023/696 accepts Italy's request for non-application of point 7.4.2.1 of the Annex to Regulation EU 2016/919 regarding the European Train Control System (ETCS) Baseline 3 requirement for ten ETR675 vehicles. The non-application is granted until 30 June 2024. The decision addresses the Italian Republic and applies within the geographic limits of the Italian railway network.
Key Points / Main Content:
* **Subject of the Decision:**
* Concerns ten ETR675 vehicles (ETR675.17 to ETR675.26).
* Vehicles are equipped with ETCS Baseline 2.
* **Temporary Non-Application:**
* Italy requested a temporary non-application of the requirement to equip the vehicles with ETCS Baseline 3 by 1 July 2023.
* Non-application is granted until 30 June 2024.
* **Reason for Non-Application:**
* Delay in the upgrade of the Milano-Bologna line to trackside ETCS Baseline 3, delaying compatibility testing.
* Upgrading to ETCS Baseline 3 will occur during regular maintenance between November 2023 and 30 June 2024.
* **Interoperability:**
* The delay will not affect interoperability as the vehicles and trackside are equipped with ETCS Baseline 2, with a gradual migration to ETCS Baseline 3 planned until 2025.
* **Commitments:**
* Alstom Ferroviaria S.p.A (manufacturer) and ItaloNTV S.p.A (owner) are committed to upgrading the vehicles and the remaining fleet to ETCS Baseline 3 by 30 June 2024.
* **Justification:**
* Application of the TSI would compromise the economic viability and compatibility of the rail system.
* Retiring the vehicles to install ETCS Baseline 3 would have a significant negative economic impact.
Impact Analysis:
Italian Republic:
* Impact: Granted permission to delay the ETCS Baseline 3 upgrade for ten specific vehicles until 30 June 2024, allowing continued service without disruption.
* Action Required: Ensure the ETR675 vehicles are upgraded to ETCS Baseline 3 by 30 June 2024.
ItaloNTV S.p.A (ItaloNuovo Trasporto Viaggiatori S.p.A):
* Impact: Can continue operating the ten ETR675 vehicles without forced retirement for immediate ETCS Baseline 3 upgrade, avoiding economic losses.
* Action Required: Adhere to the engineering and installation plan to upgrade the ten ETR675 vehicles and remaining fleet with onboard equipment complying with ETCS Baseline 3 by 30 June 2024.
Alstom Ferroviaria S.p.A:
* Impact: Responsible for executing the upgrade plan for the ten ETR675 vehicles.
* Action Required: Complete the engineering and installation plan to upgrade the ten ETR675 vehicles to ETCS Baseline 3 by 30 June 2024.
Key Entities Referenced
Italian Republic: The Member State that submitted the request for nonapplication of certain technical specifications for interoperability.
Directive EU 2016/797: Directive of the European Parliament and of the Council on the interoperability of the rail system within the European Union.
Commission Regulation EU 2016/919: Commission Regulation on the technical specification for interoperability relating to the control command and signalling subsystems of the rail system in the European Union.
ETR675: A type of high-speed train vehicle, specifically the ten new ETR675 vehicles with consecutive identification numbers ETR675.17 to ETR675.26, supplied by Alstom Ferroviaria S.p.A.
ETCS Baseline 3: European Train Control System Baseline 3, a standard for onboard train control systems.
ETCS Baseline 2: European Train Control System Baseline 2, a previous standard for onboard train control systems.
Alstom Ferroviaria S.p.A: The company that supplied the ETR675 vehicles.
ItaloNuovo Trasporto Viaggiatori S.p.A: Also known as ItaloNTV S.p.A, the owner of the ETR675 vehicles.
29.3.2023 EN Official Journal of the European Union L 91/63
COMMISSION IMPLEMENTING DECISION (EU) 2023/696
of 27 March 2023
accepting a request submitted by the Italian Republic pursuant to Directive (EU) 2016/797 of the
European Parliament and of the Council for non-application until 30 June 2024 of point 7.4.2.1 of
the Annex to Commission Regulation (EU) 2016/919 for ten ETR675 vehicles
(notified under document C(2023) 1916)
(Only the Italian text is authentic)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive (EU) 2016/797 of the European Parliament and of the Council of 11 May 2016 on the
interoperability of the rail system within the European Union(1), and in particular Article 7(4) thereof,
Whereas:
(1) On 23 September 2022, Italy submitted to the Commission a request for temporary non-application until 30 June
2024of point 7.4.2.1 of the Annex to Commission Regulation (EU) 2016/919(2), which requires new vehicles to
be equipped with on-board European Train Control System (ETCS) Baseline 3 by 1 July 2023 at the latest. The
request concerns ten new ETR675 vehicles with consecutive identification numbers ETR675.17 to ETR675.26,
supplied by Alstom Ferroviaria S.p.A. The ten vehicles complete an existing fleet of 26 ETR675 vehicles owned by
Italo-Nuovo Trasporto Viaggiatori S.p.A (Italo-NTV S.p.A).
(2) The information provided by the Italian authorities in support of the request enabled the Commission to carry out its
analysis.
(3) In accordance with point 7.4.2.1 of the Annex to Regulation (EU) 2016/919, new vehicles authorised after 16 June
2019are to comply with the sets of specifications #2 or #3 (ETCS Baseline 3) referred to in Table A 2 of Annex A to
that Regulation(3).
(4) Point 7.4.2.3 of the Annex to Regulation (EU) 2016/919 aims at facilitating the transition from ETCS Baseline 2
towards ETCS Baseline 3 with extended deadlines. In accordance with subpoint 3(b) of that point, certain vehicles
equipped with ETCS Baseline 2 and authorised before 31 December 2020 in conformity to a vehicle type
authorisation issued before 1 January 2019may benefit from an extended deadline to 1 July 2023to comply with
ETCS Baseline 3.
(5) The ten vehicles referred to in the request were ordered in different batches as purchase options after the initial
contract was signed on 28 October 2015between Italo-NTV S.p.A and Alstom Ferroviaria S.p.A for the supply and
maintenance of 26 vehicles ETR675 (also known as Pendolino EVO).
(6) The six vehicles ETR675.17 to ETR675.22 were ordered before 16 June 2019, equipped with ETCS Baseline 2 and
authorised to be placed on the market before 31 December 2020. In accordance with point 7.4.2.3 of the Annex to
Regulation (EU) 2016/919, those vehicles are required to comply with ETCS Baseline 3 by 1 July 2023.
(7) The two vehicles ETR675.23 and ETR675.24 were ordered after 16 June 2020, namely on 31 July 2020, equipped
with ETCS Baseline 2 and authorised to be placed on the market before 31 December 2020. In accordance with
point 7.4.2.3 of the Annex to Regulation (EU) 2016/919, those vehicles are required to comply with ETCS Baseline
3 by 1 July 2023.
(1) OJ L 138, 26.5.2016, p. 44.
(2) Commission Regulation (EU) 2016/919 of 27 May 2016 on the technical specification for interoperability relating to the ‘control-
command and signalling’ subsystems of the rail system in the European Union (OJ L 158, 15.6.2016, p. 1).
(3) Set of Specifications #1 corresponds to ETCS Baseline 2, GSM-R Baseline 1
Set of Specifications #2 corresponds to ETCS Baseline 3, Maintenance release 1, GSM-R Baseline 1
Set of Specifications #3 corresponds to ETCS Baseline 3, Release 1, GSM-R Baseline 1L 91/64 EN Official Journal of the European Union 29.3.2023
(8) The two vehicles ETR675.25 and ETR675.26, ordered on 31 July 2019, were scheduled for delivery after
31 December 2020. They fell therefore out of the scope of the transitional provision of point 7.4.2.3 of the Annex
to Regulation (EU) 2016/919 and should have been equipped with ETCS Baseline 3 in accordance with point
7.4.2.1. of that Annex. Commission Decision C(2021)3233final(4) granted a temporary non-application until
30 June 2023. As a result, all ten trains referred to in the request are currently equipped with ETCS Baseline 2 only.
(9) The migration from ETCS Baseline 2 to ETCS Baseline 3 of the ten vehicles which form the object of this Decision
was scheduled over a period ending on 1 July 2023, in accordance with the deadline set under point 7.4.2.3. of the
Annex to Regulation (EU) 2016/919.
(10) However, the safe migration from on-board ETCS Baseline 2 to ETCS Baseline 3 depends on the availability of the
upgrade of the Milano-Bologna line to trackside ETCS Baseline 3 for the test that ensures the compatibility of the
on-board and track side ETCS Baseline 3. The availability of the line for testing was delayed, due to the late
installation of trackside ETCS Baseline 3. Testing will only become possible during the second quarter of 2023,
which will delay the first vehicle re-authorisations to November 2023.
(11) The temporary non-application of point 7.4.2.1 of the Annex to Regulation (EU) 2016/919 for one more year to the
ten ERT675 vehicles equipped with ETCS Baseline 2, until their retrofit to ETCS Baseline 3, in the course of regular
maintenance, during the period from November 2023 until 30 June 2024, would allow the continuation of services
in the absence of any alternatives under commercially and operationally viable conditions.
(12) A delay in migration would not affect interoperability as the ten vehicles concerned are already equipped with ETCS
Baseline 2, and the trackside is also equipped with ETCS Baseline 2 and will gradually migrate to ETCS Baseline 3
until 2025, according to Italy’s ERTMS national implementation plan, without affecting the interoperability with
both ETCS Baseline 2 and ETCS Baseline 3 equipped vehicles.
(13) According to the information provided by the Italian authorities, the manufacturer of the vehicles identified with
numbers ETR675.17 to ETR675.26, Alstom Ferroviaria S.p.A, and their owner, Italo-NTV S.p.A, have committed to
an engineering and installation plan to upgrade those vehicles and the remaining fleet with on-board equipment
complying with ETCS Baseline 3. According to that plan, the upgrade should be completed by 30 June 2024.
(14) The request is based on Article 7(1) point (c) of Directive (EU) 2016/797, which allows a non-application of one or
more technical specifications for interoperability (TSI) where the application of the TSI would compromise the
economic viability of the project and/or the compatibility of the rail system in the Member States concerned.
(15) The information provided by the Italian authorities shows that if the request for non-application of point 7.4.2.1 of
the Annex to Regulation (EU) 2016/919 were not accepted, the operator would be obliged to install ETCS Baseline 3
in the ten vehicles, temporarily retiring them from service beyond the normal scheduled maintenance. This would
have a significant negative economic impact on the operator in the revenue lost due to the lack of commercial
service, in the missed invoices, and in the costs necessary for parking the ten vehicles. The alternative provision
applied, namely the continued use of ETCS Baseline 2 until the upgrade to ETCS Baseline 3 can be performed in a
viable manner, is acceptable as it would not affect interoperability and ensure the continuation of the services.
(16) For those reasons, the conditions laid down in Article 7(1), point (c), of Directive (EU) 2016/797 should be
considered fulfilled, and the differed migration from ETCS Baseline 2 to ETCS Baseline 3 of the ten vehicles with
identification numbers ETR675.17 to ETR675.26 should be authorised until 30 June 2024.
(4) Commission Implementing Decision C(2021) 3233 final of 11 May 2021 accepting a request for non-application of part of the
technical specification for interoperability relating to the ‘control-command and signalling’ subsystems of the rail system in the
European Union laid down in Regulation (EU) 2016/919, submitted by the Italian Republic to the Commission in accordance with
Article 7(4) of Directive (EU) 2016/797 of the European Parliament and of the Council.29.3.2023 EN Official Journal of the European Union L 91/65
(17) Therefore, the request submitted by Italy not to apply point 7.4.2.1 of the Annex to Regulation (EU) 2016/919 to
those vehicles until 30 June 2024should be accepted.
(18) The measures provided for in this Decision are in accordance with the opinion of the Committee referred to in
Article 51(1) of Directive (EU) 2016/797,
HAS ADOPTED THIS DECISION:
Article 1
The request of the Italian Republic not to apply point 7.4.2.1 of the Annex to Regulation (EU) 2016/919 to ten ETR675
vehicles with consecutive identification numbers ETR675.17 to ETR675.26 until 30 June 2024is accepted.
Article 2
This Decision shall apply within the geographic limits of the Italian railway network.
Article 3
This Decision is addressed to the Italian Republic.
It shall apply until 30 June 2024.
Done at Brussels, 27 March 2023.
For the Commission
Adina-Ioana VĂLEAN
Member of the Commission