Date: 2022-08-08Category: Not ApplicableState: Union GovernmentCountry: Europe
Commission Implementing Regulation (EU) 2022/1373 of 5 August 2022 authorising the placing on the market of iron hydroxide adipate tartrate as a novel food and amending Implementing Regulation (EU) 2017/2470 (Text with EEA relevance)
Issued by European Commission
· Directorate-General for Health and Food Safety
Executive Summary:
Commission Implementing Regulation (EU) 2022/1373 authorises the placing on the market of iron hydroxide adipate tartrate (IHAT) as a novel food, amending Implementing Regulation (EU) 2017/2470. IHAT is intended for use as a source of iron in food supplements. Nemysis Limited is granted exclusive rights to place IHAT on the market for five years, with data protection for specific scientific studies until August 28, 2027.
Key Points / Main Content:
Authorisation of Novel Food:
* Iron hydroxide adipate tartrate (IHAT) is authorised as a novel food for use as a source of iron in food supplements.
* IHAT is included in the Union list of novel foods set out in Implementing Regulation (EU) 2017/2470.
Conditions of Use:
* For adults, IHAT is authorised in food supplements at levels not exceeding 100 mg/day, corresponding to a maximum of 30 mg of iron per day.
* For children and adolescents under 18 (excluding children under 4), IHAT is authorised in food supplements at levels not exceeding 50 mg/day, corresponding to a maximum of 14 mg of iron per day.
* The food supplements must be in capsular form, and if other forms are used, the IHAT particle size distribution must be maintained.
Labelling Requirements:
* The designation of the novel food on the labelling of the foodstuffs containing it shall be "iron hydroxide adipate tartrate (nano)".
* Food supplements containing IHAT must state that they should not be consumed by children and adolescents under the age of 18, excluding children under 4 years of age, depending on the age group the food supplement is intended for.
Data Protection:
* Nemysis Limited is exclusively authorised to place IHAT on the market for five years from August 28, 2022.
* Scientific data from specific studies (in vitro mammalian cell micronucleus test, in vitro mammalian cell gene mutation test, and 90-day oral toxicity study in rodents) are protected for five years from the entry into force of this regulation, without the agreement of Nemysis Limited.
* The data protection ends on August 28, 2027.
Specifications:
* IHAT must meet specific chemical and physical specifications regarding composition, phase distribution, particle size, heavy metals, residual solvents, and microbiological criteria.
Impact Analysis:
Nemysis Limited:
Impact: Granted exclusive rights to market IHAT for five years and protection of proprietary data.
Action Required: Comply with authorised conditions of use, labelling requirements, and specifications for IHAT.
Food Supplement Manufacturers:
Impact: Can use IHAT in food supplements within the specified conditions and limitations after the data protection period, or with the agreement of Nemysis Limited.
Action Required: Ensure compliance with the regulation's conditions of use, labelling requirements, and specifications, or seek authorisation to use IHAT.
Consumers:
Impact: Access to food supplements containing IHAT as a source of iron, with specific dosage recommendations for different age groups.
Action Required: Follow the dosage recommendations and warnings on food supplement labels.
Member States:
Impact: Responsible for enforcing the regulation and ensuring compliance.
Action Required: Monitor the market to ensure that products containing IHAT comply with the regulation's requirements.
Key Entities Referenced
European Union: A political and economic union of member states located primarily in Europe.
Commission Implementing Regulation EU 2022/1373: A regulation authorising the placing on the market of iron hydroxide adipate tartrate as a novel food.
Regulation EU 2015/2283: Regulation of the European Parliament and of the Council on novel foods.
Regulation EU No 1169/2011: Regulation of the European Parliament and of the Council on the provision of information to consumers.
Commission Implementing Regulation EU 2017/2470: Establishing the Union list of novel foods in accordance with Regulation EU 2015/2283.
Iron hydroxide adipate tartrate IHAT: A novel food to be used as a source of iron in food supplements.
European Food Safety Authority: An agency of the European Union that provides independent scientific advice and communicates on existing and emerging risks associated with the food chain.
Nemysis Limited, Dublin, Ireland: The applicant company seeking authorization to place iron hydroxide adipate tartrate (IHAT) on the market.
L 206/28 EN Official Journal of the European Union 8.8.2022
COMMISSION IMPLEMENTING REGULATION (EU) 2022/1373
of 5 August 2022
authorising the placing on the market of iron hydroxide adipate tartrate as a novel food and
amending Implementing Regulation (EU) 2017/2470
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) 2015/2283 of the European Parliament and of the Council of 25 November 2015 on
novel foods, amending Regulation (EU) No 1169/2011 of the European Parliament and of the Council and repealing
Regulation (EC) No 258/97 of the European Parliament and of the Council and Commission Regulation (EC)
No 1852/2001(1), and in particular Article 12(1) thereof,
Whereas:
(1) Regulation (EU) 2015/2283 provides that only novel foods authorised and included in the Union list of novel foods
may be placed on the market within the Union.
(2) Pursuant to Article 8 of Regulation (EU) 2015/2283, Commission Implementing Regulation (EU) 2017/2470(2)has
established a Union list of novel foods.
(3) On 21 February 2020, the company Nemysis Limited (‘the applicant’) submitted an application to the Commission
in accordance with Article 10(1) of Regulation (EU) 2015/2283 to place iron hydroxide adipate tartrate (‘IHAT’) on
the Union market as a novel food to be used as a source of iron in food supplements as defined in Directive
2002/46/EC of the European Parliament and of the Council(3), in the form of capsules, at levels up to 100 mg/day
that would correspond to up to 36 mg iron (Fe) per day, intended for the general population excluding infants and
young children. In the application, the applicant indicated that IHAT as engineered nanomaterial is a novel food
within the meaning of Article 3(2)(a)(viii) of Regulation (EU) 2015/2283.
(4) On 21 February 2020, the applicant also made a request to the Commission for the protection of proprietary data
for an in vitro mammalian cell micronucleus test(4), an in vitro mammalian cell gene mutation test using the
thymidine kinase gene(5), and a 90-day oral toxicity study in rodents(6), submitted in support of the application.
(5) On 3 July 2020, the Commission, requested the European Food Safety Authority (‘the Authority’) to carry out an
assessment of IHAT as a novel food.
(6) On 27 October 2021, the Authority adopted its scientific opinion on the ‘Safety of Iron Hydroxide Adipate Tartrate
as a Novel food pursuant to Regulation (EU) 2015/2283 and as a source of iron in the context of Directive
2002/46/EC’(7)in accordance with Article 11 of Regulation (EU) 2015/2283.
(1) OJ L 327, 11.12.2015, p. 1.
(2) Commission Implementing Regulation (EU) 2017/2470 of 20 December 2017 establishing the Union list of novel foods in accordance
with Regulation (EU) 2015/2283 of the European Parliament and of the Council on novel foods (OJ L 351, 30.12.2017, p. 72).
(3) Directive 2002/46/EC of the European Parliament and of the Council of 10 June 2002 on the approximation of the laws of the
Member States relating to food supplements (OJ L 183, 12.7.2002, p. 51).
(4) Nemysis Limited (2019, unpublished).
(5) Nemysis Limited (2019, unpublished).
(6) Nemysis Limited (2019, unpublished).
(7) EFSA Journal 2021;19(12):6935.8.8.2022 EN Official Journal of the European Union L 206/29
(7) In its scientific opinion, the Authority concluded that IHAT is safe under the proposed conditions of use for the
proposed target populations at levels not exceeding 100 mg/day and that it is a source from which iron is
bioavailable. In that opinion however, the Authority noted that, since it had not set a tolerable Upper intake Limit
(‘UL’), the intake of iron from food supplements containing the novel food could exceed population guidance levels
that have been set by Member States, and that the combined intake of iron from food supplements containing the
novel food and the background diet would be high. In light of the Authority’s considerations and of the pivotal role
of iron in human physiology, growth and development, particularly in the early stages of life, and the rather fine line
between beneficial and adverse health effects of iron depending on intakes, the Commission considers that a
precautionary approach is needed.
(8) The Commission therefore requested the applicant to reconsider the levels of IHAT proposed in their application
(levels up to 100 mg/day that would correspond to up to 36 mg iron (Fe) per day for the general population,
excluding infants and young children). In response to the Commission’s request, the applicant modified its request
and proposed the use of IHAT at levels not exceeding 100 mg/day and limiting the corresponding iron levels to up
to 30 mg Fe/day in food supplements intended for the adult population, and at levels not exceeding 50 mg
IHAT/day and limiting the corresponding iron levels to up to 14 mg Fe/day in food supplements intended for
children and adolescents under 18 years of age, excluding children under 4 years of age. In addition, the applicant
indicated that it will adjust the levels of IHAT in food supplements placed on the market of a Member State to limit
the corresponding maximum levels of iron to the guidance values set by that Member State for each age group of
the population. The Commission considers that the revised uses would fulfil the conditions for the placing on the
market of IHAT in accordance with Article 12(1) of Regulation (EU) 2015/2283.
(9) It is appropriate that the inclusion of IHAT as a novel food in the Union list of novel foods contains the information
referred to in Article 9(3) of Regulation (EU) 2015/2283.
(10) In the same scientific opinion, the Authority considered that, due to the presence of nickel in the novel food, the
consumption of food supplements containing 100 mg of IHAT may elicit dermatitis related allergic reactions to
persons of 10 years of age and younger that have been previously sensitised to nickel following skin contact as the
intake of nickel from the novel food would not result in a Margin of Exposure (‘MoE’) for the intake of nickel
deemed by the Authority to be of low health concern for children and adolescents under 18 years of age in the
upper 95th percentile of dietary nickel exposure(8). However, in light of the modified proposed uses of the novel
food at levels not exceeding 50 mg IHAT/day in food supplements intended for children and adolescents under 18
years of age and excluding children under 4 years of age, the intake of nickel from the novel food will be either
above or close to the MoE considered by the Authority to be of low health concern, and will not contribute
significantly in the overall intake of nickel from food and drinking water. Taking into account these considerations
and the built-in conservativism in the Authority’s intake assessment that used the 95th percentile dietary exposure
to derive the nickel MoE of low health concern, the Commission considers that the risk of elicitation of contact
dermatitis allergic reactions to that age group of the population is unlikely to manifest in real life situations.
Therefore, the Commission considers that no labelling requirement provided for in Article 9(3)(b) of Regulation (EU)
2015/2283 is necessary as to allergenicity.
(11) In addition, in its scientific opinion, the Authority also considered that its conclusion on the safety of IHAT and the
bioavailability of iron is closely linked to the specific physicochemical properties and particle size distribution and
agglomeration profile of the novel food that is achieved by the combined effect of the use of the capsular form of
the food supplements containing the novel food, and the absence of substances other than the adipate, tartrate and
sodium chloride used in the production of IHAT. The Authority therefore considered that the safety profile of the
novel food and the bioavailability of the nutrient source may be affected and will have to be assessed on a case by
case basis, if other forms of food supplements (e.g. tablets, pastilles, sachets of powders, gummies, syrups, etc.) are
used alone or in combination with adipate, tartrate and sodium chloride or with substances other than the adipate,
tartrate and sodium chloride or, if other substances are used in the capsular forms of the food supplements. It is
therefore appropriate that when other forms of food supplements (e.g. tablets, pastilles, sachets of powders,
gummies, syrups, etc.) are used in combination with adipate, tartrate and sodium chloride or in combination with
other substances, or if other substances are used in the capsular form food supplements containing the novel food,
the particle size distribution and agglomeration state of the novel food should be in accordance with the authorised
specifications and that the bioavailability of iron should be in accordance with the bioavailability assessed by the
Authority in its scientific opinion.
(8) EFSA Journal 2020;18(11):6268.L 206/30 EN Official Journal of the European Union 8.8.2022
(12) In its scientific opinion, the Authority noted that its conclusion on the safety of the novel food was based on
scientific data from the in vitro mammalian cell micronucleus test, the in vitro mammalian cell gene mutation test
using the thymidine kinase gene, and the 90-day oral toxicity study in rodents, contained in the applicant’s file,
without which it could not have assessed the novel food and reached its conclusion.
(13) The Commission requested the applicant to further clarify the justification provided with regard to its proprietary
claim over those studies and to clarify its claim to an exclusive right of reference to them in accordance with Article
26(2)(b) of Regulation (EU) 2015/2283.
(14) The applicant declared that it held proprietary and exclusive rights of reference to the scientific data from the in vitro
mammalian cell micronucleus test, the in vitro mammalian cell gene mutation test using the thymidine kinase gene,
and the 90-day oral toxicity study in rodents at the time they submitted the application, and that third parties
cannot lawfully access, use or refer to those data.
(15) The Commission assessed all the information provided by the applicant and considered that they have sufficiently
substantiated the fulfilment of the requirements laid down in Article 26(2) of Regulation (EU) 2015/2283.
Therefore, the scientific data from the in vitro mammalian cell micronucleus test, the in vitro mammalian cell gene
mutation test using the thymidine kinase gene and the 90-day oral toxicity study in rodents should be protected in
accordance with Article 27(1) of Regulation (EU) 2015/2283. Accordingly, only the applicant should be authorised
to place IHAT on the market within the Union during a period of 5 years from the entry into force of this Regulation.
(16) However, restricting the authorisation of IHAT and the reference to the scientific data contained in the applicant’s file
for the sole use by them does not prevent subsequent applicants from applying for an authorisation to place on the
market the same novel food provided that their application is based on legally obtained information supporting such
an authorisation.
(17) IHAT is an engineered nanomaterial as defined in Article 3(2)(f) of Regulation (EU) 2015/2283. It is therefore
appropriate that the novel food should be clearly indicated in the list of ingredients of the foodstuffs containing it
followed by the word ‘nano’ in brackets, in accordance with Article 18 of Regulation (EU) No 1169/2011 of the
European Parliament and of the Council(9).
(18) IHAT should be included in the Union list of novel foods set out in Implementing Regulation (EU) 2017/2470. The
Annex to Implementing Regulation (EU) 2017/2470 should therefore be amended accordingly.
(19) The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on
Plants, Animals, Food and Feed,
HAS ADOPTED THIS REGULATION:
Article 1
1. Iron hydroxide adipate tartrate is authorised to be placed on the market within the Union.
Iron hydroxide adipate tartrate shall be included in the Union list of novel foods set out in Implementing Regulation (EU)
2017/2470.
2. The Annex to Implementing Regulation (EU) 2017/2470 is amended in accordance with the Annex to this
Regulation.
(9) Regulation (EU) No 1169/2011 of the European Parliament and of the Council of 25 October 2011 on the provision of information to
consumers, amending Regulations (EC) No 1924/2006 and (EC) No 1925/2006 of the European Parliament and of the Council, and
repealing Commission Directive 87/250/EEC, Council Directive 90/496/EEC, Commission Directive 1999/10/EC, Directive
2000/13/EC of the European Parliament and of the Council, Commission Directives 2002/67/EC and 2008/5/EC and Commission
Regulation (EC) No 608/2004 (OJ L 304, 22.11.2011, p. 18).8.8.2022 EN Official Journal of the European Union L 206/31
Article 2
Only the company ‘Nemysis Limited’(10)is authorised to place on the market within the Union the novel food referred to in
Article 1, for a period of 5 years from 28 August 2022, unless a subsequent applicant obtains an authorisation for that
novel food without reference to the scientific data protected pursuant to Article 3 or with the agreement of ‘Nemysis
Limited’.
Article 3
The scientific data contained in the application file and fulfilling the conditions laid down in Article 26(2) of Regulation
(EU) 2015/2283 shall not be used for the benefit of a subsequent applicant for a period of 5 years from the date of entry
into force of this Regulation without the agreement of ‘Nemysis Limited’.
Article 4
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the
European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 5 August 2022.
For the Commission
The President
Ursula VON DER LEYEN
(10) Address: Suite 4.01 Ormond Building 31-36 Ormond Quay Upper Arran Quay Dublin 7, D07 F6DC Dublin, Ireland.ANNEX
The Annex to Implementing Regulation (EU) 2017/2470 is amended as follows:
(1) in Table 1 (Authorised novel foods), the following entry is inserted:
Additional specific labelling Other
Authorised novel food Conditions under which the novel food may be used Data Protection
requirements requirements
Specified food category Maximum The designation of the novel food on Authorised on 28.8.2022. This inclusion is based
levels the labelling of the foodstuffs on proprietary scientific data protected in
containing it shall be ‘iron hydroxide accordance with Article 26 of Regulation (EU)
adipate tartrate (nano)’. 2015/2283.
Food supplements as defined in ≤ 100 mg/day
Directive 2002/46/EC for the adult (≤ 30 mg
The labelling of food supplements Applicant: Nemysis Limited, Suite 4.01 Ormond
population Fe/day)
containing iron hydroxide adipate Building 31-36 Ormond Quay Upper Arran Quay
tartrate shall bear a statement that Dublin 7, D07 F6DC, Dublin, Ireland. During the
Food supplements as defined in ≤ 50 mg/day they should not be consumed by period of data protection, the novel food iron
‘Iron hydroxide adipate
Directive 2002/46/EC for children (≤ 14 mg children and adolescents under the hydroxide adipate tartrate is authorised for placing
tartrate
and adolescents under 18 years of Fe/day) age of 18/children under 4 years of on the market within the Union only by Nemysis
age, excluding children under 4 years age (*) Limited, unless a subsequent applicant obtains
of age authorisation for the novel food without reference
to the proprietary scientific data protected in
(*) Depending on the age group the accordance with Article 26 of Regulation (EU)
food supplement is intended for. 2015/2283 or with the agreement of Nemysis
Limited.
End date of the data protection: 28.8.2027.’
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Authorised novel food Specification
Description/Definition:
Iron hydroxide adipate tartrate (IHAT) is an odourless, engineered nanomaterial in powder form that is insoluble in water and is manufactured by a
chemical synthesis involving a series of steps involving acid-base reaction, precipitation, filtration, and drying.
The food supplements containing the novel food are manufactured in capsular form. Excess adipate, tartrate and sodium chloride are used at levels
resulting from the production process to help stabilise IHAT and ensure the authorised particle size distribution. If other forms of food supplements (e.
g. tablets, pastilles, sachets of powders, gummies, syrups, etc.) are used in combination with adipate, tartrate and sodium chloride or in combination
with other substances, or if other substances are used in the capsular form food supplements containing the novel food, it must be ensured that the
authorised IHAT particle size distribution is maintained.
Common name Iron oxo-hydroxide adipate tartrate
Other names Iron hydroxide adipate tartrate, Iron oxyhydroxide adipate tartrate
Trade name IHAT
CAS number 2460638-28-0
‘Iron hydroxide adipate
Molecular formula FeO (OH) (H O)(C H O )(C H O )
tartrate m n 2 x 4 6 6y 6 10 4z
(calculated) where: m and n are undefined as per accepted practice for ferric iron oxohydroxides(*)
x = 0,28-0,88
y = 0,78-1,50
z = 0,04-0,19
Tartaric (C H O ) and adipic (C H O ) acid are represented in their protonated form.
4 6 6 6 10 4
Molecular weight Average molecular weight: 35 803,4Da (lower-upper bound: 27 670,5-45 319,4Da)
Characteristics/Composition:
Physical/chemical
Iron (% dry matter): 24,0-36,0
Adipate: (% dry matter): 1,5-4,5
Tartrate: (% dry matter): 28,0-40,0
Water content (%): 10,0-21,0
Sodium (% dry matter): 9,0-11,0
Chloride (% dry matter): 2,6-4,2
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206/33Phase distribution
Soluble (%): 2,0-4,0
Nano (%): 92,0-98,0
Micro (%): 0,0-3,0
Primary particle size
Median diameter(1): 1,5-2,3 nm
Mean diameter(1): 1,8-2,8 nm
Dv(10)(2): 1,5-2,5 nm
Dv(50)(2): 2,5-3,5 nm
Dv(90)(2): 5,0-6,0 nm
Heavy metals
Arsenic: < 0,80 mg/kg
Nickel: < 50,0 mg/kg
Residual solvents
Ethanol: < 500 mg/kg
Microbiological criteria
Total aerobic microbial count: < 10 CFU/g
Total yeast and mould count: < 10 CFU/g
(*) Cornell RM and Schwertmann U, 2003. The Iron Oxides: Structure, Properties, Reactions, Occurrences and Uses. 2nd Edition. Wiley. https://doi.org/10.1002/3527602097
(1) Number-based (by Transmission Electron Microscopy (TEM)).
(2) Volume-based (hydrodynamic diameter by Dynamic Light Scattering (DLS)); CFU: Colony Forming Units.’
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