See Full Document Text
Official Journal EN
of the European Union L series
2025/1157 3.11.2025
COMMISSION IMPLEMENTING REGULATION(EU) 2025/1157
of 12 June 2025
laying down implementing technical standards for the application of Regulation (EU) No 600/2014 of
the European Parliament and of the Council with regard to the standard forms, templates and
procedures for the authorisation of approved publication arrangements, approved reporting
mechanisms and consolidated tape providers, and related notifications, and repealing Commission
Implementing Regulation (EU) 2017/1110
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets
in financial instruments and amending Regulation (EU) No 648/2012(1), and in particular Article 27d(5) and
Article 27db(8) thereof,
Whereas:
(1) Article 2(1), point (36a), of Regulation (EU) No 600/2014 defines data reporting services providers (DRSPs) as
approved publication arrangements (APAs), approved reporting mechanisms (ARMs) and consolidated tape
providers (CTPs). Although those types of entities are engaged in different data reporting activities, Regulation (EU)
No 600/2014 provided for a similar authorisation procedure. In consequence, Commission Implementing
Regulation (EU) 2017/1110(2) provided for common standard forms, templates and procedures that were
indistinctly applicable for the authorisation of all DRSPs and related notifications. Regulation (EU) 2024/791 of the
European Parliament and of the Council(3) amended Regulation (EU) No 600/2014 to introduce a distinction
between, on the one hand, the authorisation procedure for APAs and ARMs, and, on the other hand, the
authorisation procedure for CTPs. To reflect that amendment, Implementing Regulation (EU) 2017/1110 should be
repealed and replaced by a new Regulation.
(2) To facilitate communications between an applicant for authorisation as an APA or as an ARM, on the one hand, and
the competent authority, on the other hand, the European Securities and Markets Authority (ESMA) and the national
competent authorities should designate a contact point and should publish the information on that contact point on
their websites.
(3) The organisational requirements for APAs and ARMs are different in some respects. An applicant for authorisation as
an APA or as an ARM should only include in its application the information needed for assessing the application for
the data reporting service that the applicant intends to provide.
(4) To facilitate communications between an applicant for authorisation as a CTP and ESMA, ESMA should designate a
contact point and should publish the information on that contact point on its website.
(1) OJ L 173, 12.6.2014, p. 84, ELI: http://data.europa.eu/eli/reg/2014/600/oj.
(2) Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard
to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications
pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (OJ L 162,
23.6.2017, p. 3, ELI: http://data.europa.eu/eli/reg_impl/2017/1110/oj).
(3) Regulation (EU) 2024/791 of the European Parliament and of the Council of 28 February 2024 amending Regulation (EU)
No 600/2014 as regards enhancing data transparency, removing obstacles to the emergence of consolidated tapes, optimising the
trading obligations and prohibiting receiving payment for order flow (OJ L, 2024/791, 8.3.2024, ELI: http://data.europa.eu/eli/reg/
2024/791/oj).
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(5) Article 27da of Regulation (EU) No 600/2014 obliges ESMA to provide for separate selection procedures for a CTP
for bonds, for a CTP for shares and exchange-traded funds, and for a CTP for OTC derivatives or relevant subclasses
of OTC derivatives. An applicant for authorisation as a CTP should therefore only be required to include in its
application the information needed for assessing the application for the asset class with respect to which that
applicant intends to operate the consolidated tape.
(6) The processing of personal data for the purposes of this Regulation should be carried out in accordance with Union
law on the protection of personal data. In that regard, any processing of personal data performed by national
competent authorities in application of this Regulation should be carried out in accordance with Regulation
(EU) 2016/679 of the European Parliament and of the Council(4) and national requirements on the protection of
natural persons with regard to the processing of personal data. Any processing of personal data performed by ESMA
in application of this Regulation should be carried out in accordance with Regulation (EU) 2018/1725 of the
European Parliament and of the Council(5).
(7) This Regulation is based on the draft implementing technical standards submitted to the Commission by ESMA.
(8) ESMA has conducted open public consultations on the draft implementing technical standards on which this
Regulation is based. ESMA has not analysed potential related costs and benefits as this would have been highly
disproportionate to the scope and impact of the draft implementing technical standards concerned.
(9) ESMA has requested the advice of the Securities and Markets Stakeholder Group established in accordance with
Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council(6).
(10) The European Data Protection Supervisor was consulted in accordance with Article 42(1) of Regulation
(EU) 2018/1725 and delivered formal comments on 17 March 2025.
(11) To ensure that all provisions setting out standard forms, templates and procedures for the authorisation of DRSPs and
related notifications are contained in one Regulation, it is appropriate to include the implementing technical
standards to be adopted under Article 27d(5) and Article 27db(8) of Regulation (EU) No 600/2014,
(4) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with
regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data
Protection Regulation) (OJ L 119, 4.5.2016, p. 1, ELI: http://data.europa.eu/eli/reg/2016/679/oj).
(5) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons
with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of
such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39, ELI: http://data.
europa.eu/eli/reg/2018/1725/oj).
(6) Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European
Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission
Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84, ELI: http://data.europa.eu/eli/reg/2010/1095/oj).
2/26 ELI: http://data.europa.eu/eli/reg_impl/2025/1157/ojEN
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HAS ADOPTED THIS REGULATION:
CHAPTER I
STANDARD FORMS, TEMPLATES AND PROCEDURES FOR THE AUTHORISATION OF APAS AND ARMS AND RELATED
NOTIFICATIONS
Article 1
Designation of a contact point for applicants for authorisation as an APA or ARM
ESMA and the national competent authorities shall designate a contact point for handling all information received from
applicants seeking authorisation as an APA or ARM. The contact details of the designated contact point shall be made
public and regularly updated on the website of ESMA and of the national competent authorities.
Article 2
Application form and notification form for applicants for authorisation as an APA or ARM, and ways to submit
those forms
1. An applicant for authorisation as an APA or ARM shall provide ESMA, or, where relevant, its national competent
authority with all information referred to in Article 27d of Regulation (EU) No 600/2014 by filling in the application form
set out in Annex I to this Regulation.
2. An applicant for authorisation as an APA or ARM shall provide ESMA, or, where relevant, its national competent
authority with information on all members of its management body by filling in the notification form set out in Annex II.
3. An applicant for authorisation as an APA or ARM shall clearly identify in its application for authorisation which
specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 the applicant refers to and in which
document attached to its application that information is provided.
4. An applicant for authorisation as an APA or ARM shall indicate in its application for authorisation whether any
specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 or Commission Delegated Regulation
(EU) 2025/1143(7)is not applicable to the data reporting service that the applicant is applying for.
5. ESMA and the national competent authorities shall indicate on their websites whether duly copleted application
forms, notifications and any related additional information are to be submitted electronically.
Article 3
Acknowledgement of receipt of an application for authorisation as an APA or ARM
Within 10 working days from the receipt of the application for authorisation, ESMA, or, where relevant, the national
competent authority shall send electronically an acknowledgement of receipt to the applicant for authorisation as an APA
or ARM, including the contact details of the contact point designated pursuant to Article 1.
(7) Commission Delegated Regulation (EU) 2025/1143 of 12 June 2025 supplementing Regulation (EU) No 600/2014 of the European
Parliament and of the Council with regard to regulatory technical standards on the authorisation and organisational requirements for
approved publication arrangements and approved reporting mechanisms, and on the authorisation requirements for consolidated
tape providers, and repealing Commission Delegated Regulation (EU) 2017/571 (OJ L, 2025/1143, 3.11.2025, ELI: http://data.
europa.eu/eli/reg_del/2025/1143/oj).
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 3/26EN
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Article 4
Additional information to be provided by an applicant for authorisation as an APA or ARM
At the request of ESMA, or, where relevant, the national competent authority, an applicant for authorisation as an APA or
ARM shall provide that authority with additional information that ESMA, or, where relevant, the national competent
authority needs to proceed with the assessment of the application for authorisation within five working days following the
receipt of that request.
Article 5
Notification of changes to the membership of the management body by an APA or ARM
An APA or ARM shall provide ESMA, or, where relevant, its national competent authority with information on any change
to the membership of its management body by filling in the notification form set out in Annex III.
Article 6
Communication of the decision to grant or refuse an authorisation to operate as an APA or ARM
ESMA, or, where relevant, the national competent authority shall electronically inform an applicant for authorisation as an
APA or ARM of its decision to grant or to refuse such authorisation within five working days following the adoption of a
reasoned decision as referred to in Article 27d(3) of Regulation (EU) No 600/2014.
CHAPTER II
STANDARD FORMS, TEMPLATES AND PROCEDURES FOR THE AUTHORISATION OF CTPS AND RELATED
NOTIFICATIONS
Article 7
Designation of a contact point for applicants for authorisation as a CTP
ESMA shall designate a contact point for handling all information received from applicants seeking authorisation to operate
a consolidated tape, which it shall make public and update regularly on its website.
Article 8
Application form and notification form for applicants for authorisation as a CTP, and ways to submit those forms
1. An applicant for authorisation as a CTP shall provide ESMA with all information referred to in Article 27db(1) of
Regulation (EU) No 600/2014 by filling in the application form set out in Annex IV.
2. An applicant for authorisation as a CTP shall provide ESMA with information on all members of its management
body by filling in the notification form set out in Annex V.
3. An applicant for authorisation as a CTP shall clearly identify in its application for authorisation which specific
requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 it refers to and in which document attached to
its application that information is provided.
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4. An applicant for authorisation as a CTP shall indicate in its application for authorisation whether any specific
requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 or Delegated Regulation (EU) 2025/1143 is
not applicable to the CTP service that the applicant is applying for.
5. ESMA shall indicate on its website whether duly completed application forms, notifications and any related additional
information are to be submitted electronically.
Article 9
Acknowledgement of receipt of an application for authorisation as a CTP
Within 10 working days from the receipt of the application for authorisation, ESMA shall send electronically an
acknowledgement of receipt to the applicant for authorisation as a CTP, including the contact details of the contact point
designated pursuant to Article 7.
Article 10
Additional information to be provided by an applicant for authorisation as a CTP
At the request of ESMA, an applicant for authorisation as a CTP shall provide that authority with additional information
that ESMA needs to proceed with the assessment of the application for authorisation within five working days following
the receipt of ESMA’s request.
Article 11
Notification of changes to the membership of the management body by CTPs
A CTP shall provide ESMA with information on any change to the membership of its management body by filling in the
notification form set out in Annex VI.
Article 12
Communication of the decision to grant or refuse an authorisation to operate as a CTP
ESMA shall electronically inform an applicant for authorisation as a CTP of its decision to grant or to refuse such
authorisation within five working days following the adoption of a reasoned decision as referred to in Article 27db(3) of
Regulation (EU) No 600/2014.
CHAPTER III
FINAL PROVISIONS
Article 13
Repeal
Implementing Regulation (EU) 2017/1110 is repealed.
References to the repealed Regulation shall be construed as references to this Regulation.
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 5/26EN
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Article 14
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the
European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 12 June 2025.
For the Commission
The President
Ursula VON DER LEYEN
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ANNEX I
Application form for authorisation to provide data reporting services as an APA or an ARM
Reference number:
Date:
From:
Name of the applicant:
Address:
Legal Entity Identifier (where applicable):
(Contact details of the designated contact person at the applicant)
Full name:
Telephone:
Email:
To:
ESMA/National Competent Authority:
Address:
(Contact details of the designated contact point at ESMA/National Competent Authority)
Address:
Telephone:
Email:
Dear [insert appropriate name],
In accordance with Article 2 of Commission Implementing Regulation (EU) 2025/1157 please find the
authorisation application.
— Person at the applicant in charge of preparing the application:
Full name:
Status/position:
Telephone:
Email:
Date:
Signature:
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 7/26EN
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— Nature of the application [tick the relevant box(es)]:
Authorisation – Approved Publication Arrangement (APA)
Authorisation – Approved Reporting Mechanism (ARM)
CONTENT
Please insert the information referred to under Commission Delegated Regulation (EU) 2025/1143.
Please set out that information under the appropriate section or make reference to the relevant annexes
containing the information.
Information on the organisation (Article 2 of Delegated Regulation (EU) 2025/1143):
Information on the ownership (Article 3 of Delegated Regulation (EU) 2025/1143):
Information on corporate governance (Article 4 of Delegated Regulation (EU) 2025/1143):
Information on the members of the management body (Article 5 of Delegated Regulation
(EU) 2025/1143):
Information on internal controls (Article 6 of Delegated Regulation (EU) 2025/1143):
Information on digital operational resilience (Article 7 of Delegated Regulation (EU) 2025/1143):
Information on conflicts of interest (Article 8 of Delegated Regulation (EU) 2025/1143):
Information on organisational requirements regarding outsourcing (Article 9 of Delegated Regulation
(EU) 2025/1143):
Information on management of incomplete or potentially erroneous information by APAs (Article 10 of
Delegated Regulation (EU) 2025/1143):
Information on management of incomplete or potentially erroneous information by ARMs (Article 11 of
Delegated Regulation (EU) 2025/1143):
Information on connectivity of ARMs (Article 12 of Delegated Regulation (EU) 2025/1143):
8/26 ELI: http://data.europa.eu/eli/reg_impl/2025/1157/ojEN
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Information on machine readability (Article 13 of Delegated Regulation (EU) 2025/1143):
Information on the details to be published by the APA (Article 14 of Delegated Regulation
(EU) 2025/1143):
Notes:
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 9/26EN
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ANNEX II
Notification form for the list of members of the management body of an APA or an ARM
Reference number:
Date:
From:
Name of the applicant:
Address:
Legal Entity Identifier (where applicable):
(Contact details of the designated contact person at the applicant)
Full name:
Telephone:
Email:
To:
ESMA/National Competent Authority:
Address:
(Contact details of the designated contact point at ESMA/National Competent Authority)
Address:
Telephone:
Email:
Dear [insert appropriate name],
In accordance with Article 2 of Commission Implementing Regulation (EU) 2025/1157 please find
attached the notification relating to the members of the management body.
— Person at the applicant in charge of preparing the notification:
Full name:
Status/position:
Telephone:
Email:
Date:
Signature:
10/26 ELI: http://data.europa.eu/eli/reg_impl/2025/1157/ojEN
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— List of members of the management body:
Member 1
Full name:
Date and place of birth:
Personal national identification number or equivalent thereof:
Private address:
Contact details (telephone and email address):
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to the competent authority to request
information under Article 5(1), point (d), of Commission Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to the competent authority to request
information under Article 5(1), point (e), of Delegated Regulation (EU) 2025/1143:
Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the APA or ARM:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
Additional information relevant for the assessment whether the member is of sufficiently good
repute, possesses sufficient knowledge, skills and experience and commits sufficient time to
perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
Member [N]
Full name:
Date and place of birth:
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Personal national identification number or equivalent thereof:
Private address:
Contact details (telephone and email address):
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to the competent authority to request
information under Article 5(1), point (d), of Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to the competent authority to make enquiries
under Article 5(1)(e) of Delegated Regulation (EU) 2025/1143:
Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the APA or ARM:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
Additional information relevant for the assessment whether the member is of sufficiently good
repute, possesses sufficient knowledge, skills and experience and commits sufficient time to
perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
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ANNEX III
Notification form for changes to the membership of the management body of an APA or an ARM
Reference number:
Date:
From:
Name of the APA or ARM:
Address:
Legal Entity Identifier (where applicable):
(Contact details of the designated contact person at the APA or ARM)
Full name:
Telephone:
Email:
To:
ESMA/National Competent Authority:
Address:
(Contact details of the designated contact point at ESMA/National Competent Authority)
Address:
Telephone:
Email:
Dear [insert appropriate name],
In accordance with Article 5 of Commission Implementing Regulation (EU) 2025/1157 please find
attached the notification on changes to the membership of the management body.
— Person at the APA or ARM in charge of preparing the notification:
Full name:
Status/position:
Telephone:
Email:
Date:
Signed:
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 13/26EN
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— Information on member(s) leaving the management body:
Member 1
Full name:
Contact details (telephone and email address):
Position:
Effective date of departure from management body:
Reasons for the departure from management body:
Member [N]
Full name:
Contact details (telephone and email address):
Position:
Effective date of departure from management body:
Reasons for the departure from management body:
— Information on new member(s) of the management body:
Member 1
Full name:
Date and place of birth:
Personal national identification number or equivalent thereof:
Private address:
Contact details (telephone and email address):
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to the competent authority to request
information under Article 5(1), point (d), of Commission Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to the competent authority to request
information under Article 5(1), point (e), of Delegated Regulation (EU) 2025/1143:
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Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the APA or ARM:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
Additional information relevant for the assessment that the member is of sufficiently good repute,
possesses sufficient knowledge, skills and experience and commits sufficient time to perform the
duties referred to in Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
Member [N]
Full name:
Date and place of birth:
Personal national identification number or equivalent thereof:
Private address:
Position:
Personal national identification number or equivalent thereof:
Private address:
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to the competent authority to request
information under Article 5(1), point (d), of Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to the competent authority to request
information under Article 5(1), point (e), of Delegated Regulation (EU) 2025/1143:
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 15/26EN
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Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the APA or ARM:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
Additional information relevant for the assessment that the member is of sufficiently good repute,
possesses sufficient knowledge, skills and experience and commits sufficient time to perform the
duties referred to in Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
— Complete updated list of members of the management body:
Name Position Effective date
Name:
Position:
Effective date:
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ANNEX IV
Application form for authorisation to provide data reporting services as a CTP
Reference number:
Date:
From:
Name of the applicant:
Address:
Legal Entity Identifier (where applicable):
(Contact details of the designated contact person at the applicant)
Full name:
Telephone:
Email:
To:
ESMA:
Address:
(Contact details of the designated contact point at ESMA)
Address:
Telephone:
Email:
Dear [insert appropriate name],
In accordance with Article 8 of Commission Implementing Regulation (EU) 2025/1157 please find the
authorisation application.
— Person at the applicant in charge of preparing the application:
Full name:
Status/position:
Telephone:
Email:
Date:
Signature:
— Nature of the application:
Authorisation – Consolidated Tape Provider (CTP)
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 17/26EN
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CONTENT
Please insert the information referred to under Commission Delegated Regulation (EU) 2025/1143.
Please set out that information under the appropriate section or make reference to the relevant annexes
containing the information.
Information on the ownership (Article 16 of Delegated Regulation (EU) 2025/1143):
Information on the organisation (Article 17 of Delegated Regulation (EU) 2025/1143):
Information on corporate governance (Article 18 of Delegated Regulation (EU) 2025/1143):
Information on the members of the management body (Article 19 of Delegated Regulation
(EU) 2025/1143):
Information on internal controls (Article 20 of Delegated Regulation (EU) 2025/1143):
Information on conflicts of interest (Article 21 of Delegated Regulation (EU) 2025/1143):
Information on business operativity (Article 22 of Delegated Regulation (EU) 2025/1143):
Information on outsourcing (Article 23 of Delegated Regulation (EU) 2025/1143):
Information on market data fees and licensing models (Article 24 of Delegated Regulation
(EU) 2025/1143):
Information on digital operational resilience (Article 25 of Delegated Regulation (EU) 2025/1143):
Information on energy efficiency (Article 26 of Delegated Regulation (EU) 2025/1143):
Information on record keeping arrangements (Article 27 of Delegated Regulation (EU) 2025/1143):
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Information on organisational requirements (Article 28 of Delegated Regulation (EU) 2025/1143):
Information on reception, consolidation and dissemination of data and data quality (Article 29 of
Delegated Regulation (EU) 2025/1143):
Information from joint applicants (Article 30 of Delegated Regulation (EU) 2025/1143):
Notes:
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 19/26EN
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ANNEX V
Notification form for the list of members of the management body of a CTP
Reference number:
Date:
From:
Name of the applicant:
Address:
Legal Entity Identifier (where applicable):
(Contact details of the designated contact person at the applicant)
Full name:
Telephone:
Email:
To:
ESMA:
Address:
(Contact details of the designated contact point at ESMA)
Address:
Telephone:
Email:
Dear [insert appropriate name],
In accordance with Article 8 of Commission Implementing Regulation (EU) 2025/1157 please find
attached the notification relating to the members of the management body.
— Person at the applicant in charge of preparing the notification:
Full name:
Status/position:
Telephone:
Email:
Date:
Signature:
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— List of members of the management body:
Member 1
Full name:
Date and place of birth:
Personal national identification number or equivalent thereof:
Private address:
Contact details (telephone and email address):
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (d), of Commission Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143:
Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the CTP:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
Additional information relevant for the assessment whether the member is of sufficiently good
repute, possesses sufficient knowledge, skills and experience and commits sufficient time to
perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
Member [N]
Full name:
Date and place of birth:
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 21/26EN
OJ L, 3.11.2025
Personal national identification number or equivalent thereof:
Private address:
Contact details (telephone and email address):
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (d), of Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143:
Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the CTP:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
Additional information relevant for the assessment whether the member is of sufficiently good
repute, possesses sufficient knowledge, skills and experience and commits sufficient time to
perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
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ANNEX VI
Notification form for changes to the membership of the management body of a CTP
Reference number:
Date:
From:
Name of the CTP:
Address:
Legal Entity Identifier (where applicable):
(Contact details of the designated contact person at the CTP)
Full name:
Telephone:
Email:
To:
ESMA:
Address:
(Contact details of the designated contact point at ESMA)
Address:
Telephone:
Email:
Dear [insert appropriate name],
In accordance with Article 11 of Commission Implementing Regulation (EU) 2025/1157 please find
attached the notification on changes to the membership of the management body.
— Person at the CTP in charge of preparing the notification:
Full name:
Status/position:
Telephone:
Email:
Date:
Signed:
ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj 23/26EN
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— Information on member(s) leaving the management body:
Member 1
Full name:
Contact details (telephone and email address):
Position:
Effective date of departure from management body:
Reasons for the departure from management body:
Member [N]
Full name:
Contact details (telephone and email address):
Position:
Effective date of departure from management body:
Reasons for the departure from management body:
— Information on new member(s) of the management body:
Member 1
Full name:
Date and place of birth:
Personal national identification number or equivalent thereof:
Private address:
Contact details (telephone and email address):
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (d), of Commission Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143:
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Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the CTP:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
Additional information relevant for the assessment that the member is of sufficiently good repute,
possesses sufficient knowledge, skills and experience and commits sufficient time to perform the
duties referred to in Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
Member [N]
Full name:
Date and place of birth:
Personal national identification number or equivalent thereof:
Private address:
Position:
Curriculum vitae attached to application: Yes/No
Professional experience and other relevant experience:
Educational qualification and relevant training:
Confirmation, where possible via an official certificate, of the absence of criminal records relating
to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement
OR self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (d), of Delegated Regulation (EU) 2025/1143:
Self-declaration of good repute and authorisation to ESMA to request information under
Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143:
Minimum time (approximate) that will be devoted to the performance of the person’s functions
within the CTP:
Declaration of any potential conflicts of interest that may exist or arise in performing the duties and
how these conflicts are managed:
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Additional information relevant for the assessment that the member is of sufficiently good repute,
possesses sufficient knowledge, skills and experience and commits sufficient time to perform the
duties referred to in Article 27f(3) of Regulation (EU) No 600/2014:
Effective date:
[Please set out that information here or provide an explanation of how it will be provided, or make reference to
the relevant annexes containing the information]
— Complete updated list of members of the management body:
Name Position Effective date
Name:
Position:
Effective date:
26/26 ELI: http://data.europa.eu/eli/reg_impl/2025/1157/oj