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Official Journal EN
of the European Union L series
2025/2086 20.10.2025
COMMISSION IMPLEMENTING REGULATION(EU) 2025/2086
of 17 October 2025
laying down, pursuant to Regulation (EU) 2021/2282 on health technology assessment, procedural
rules for the interaction during, exchange of information on, and participation in, the preparation
and update of joint clinical assessments of medical devices and in vitrodiagnostic medical devices at
Union level, as well as templates for those joint clinical assessments
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) 2021/2282 of the European Parliament and of the Council of 15 December 2021 on
health technology assessment and amending Directive 2011/24/EU(1), and in particular Article 15(1), points (b) and (c),
Article 25(1), point (b), and Article 26(1) thereof,
Whereas:
(1) Pursuant to Article 7(4) of Regulation (EU) 2021/2282, the Commission, after seeking a recommendation from the
Member State Coordination Group on Health Technology Assessment established under Article 3 of that Regulation
(‘the Coordination Group’), is to adopt a decision, by means of an implementing act and at least every two years
selecting for joint clinical assessment medical devices and in vitrodiagnostic medical devices (‘medical devices’). The
Commission is to select those devices from the medical devices for which the relevant expert panels designated in
accordance with Article 106(1) of Regulation (EU) 2017/745 of the European Parliament and of the Council(2)(‘the
expert panels’) provided a scientific opinion or their views.
(2) Pursuant to Commission Implementing Regulation (EU) 2024/2699(3), the European Medicines Agency is to provide
the Commission acting as secretariat of the Coordination Group (‘the HTA secretariat’) with information on all
medical devices for which the expert panels provided a scientific opinion or their views no later than 15 days after
the end of each quarter, pertaining to that quarter.
(3) Due to confidentiality related to the medical devices’ certification process, the adoption of the Commission decision
referred to in Article 7(4) of Regulation (EU) 2021/2282 selecting medical devices for joint clinical assessment can
only be launched after the certification process of the medical device is completed.
(1) OJ L 458, 22.12.2021, p. 1, ELI: http://data.europa.eu/eli/reg/2021/2282/oj.
(2) Regulation (EU) 2017/745 of the European Parliament and of the Council of 5 April 2017 on medical devices, amending
Directive 2001/83/EC, Regulation (EC) No 178/2002 and Regulation (EC) No 1223/2009 and repealing Council
Directives 90/385/EEC and 93/42/EEC (OJ L 117, 5.5.2017, p. 1, ELI: http://data.europa.eu/eli/reg/2017/745/oj).
(3) Commission Implementing Regulation (EU) 2024/2699 of 18 October 2024 laying down, pursuant to Regulation (EU) 2021/2282 of
the European Parliament and of the Council, detailed procedural rules for the cooperation of the Member State Coordination Group on
Health Technology Assessment and the Commission with the European Medicines Agency in the form of exchange of information as
regards the joint clinical assessment of medicinal products and medical devices and in vitrodiagnostic medical devices and as regards
the joint scientific consultation on medicinal products and medical devices (OJ L, 2024/2699, 21.10.2024, ELI: http://data.europa.eu/
eli/reg_impl/2024/2699/oj).
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(4) At the same time, in order to prevent the duplication of assessments on the same medical device by the Coordination
Group and by Member States’ health technology assessment authorities and bodies, it is crucial that joint clinical
assessment of those devices starts as soon as the device is certified under Regulation (EU) 2017/745 or Regulation
(EU) 2017/746 of the European Parliament and of the Council(4), as applicable. Therefore, first, upon the adoption
of the recommendation of the Coordination Group, the HTA secretariat should inform the health technology
developers of medical devices recommended by the Coordination Group to be selected for joint clinical assessment
of that recommendation, and the reasons thereof. This will also allow for adequate preparation for health technology
developers for the upcoming joint clinical assessment. Second, the notified bodies designated in accordance with
Regulation (EU) 2017/745 or Regulation (EU) 2017/746 (‘the notified bodies’) should be required to inform the
HTA secretariat of the results of the certification process of the medical devices covered in the recommendation of
the Coordination Group. Finally, upon the granting of the certificate of conformity by the notified body, the health
technology developers should be invited to submit to the HTA secretariat the information necessary for the
development of the assessment scope provided for in Article 8(6) of Regulation (EU) 2021/2282 (‘the assessment
scope’).
(5) In order to prevent the duplication of information submission and to reduce the administrative burden, the notified
bodies should not be required to provide to the HTA secretariat the information that is already duly and fully
available in the European database on medical devices referred to in Article 33 of Regulation (EU) 2017/745 and
Article 30 of Regulation (EU) 2017/746. The health technology developers may provide to the HTA secretariat the
requested information by referring to its registration in that database.
(6) Where in specific warranted instances the Commission in its decision referred to in Article 7(4) of Regulation
(EU) 2021/2282 and adopted in accordance with the examination procedure referred to in Article 33(2) thereof
selects for joint clinical assessment medical devices which were not recommended to be selected for joint clinical
assessment by the Coordination Group, the health technology developers of those devices should provide
information necessary for the development of the assessment scope.
(7) Due to the specificities of medical devices, some of the required evidence, such as the evidence to address some
research questions of the assessment scope, may only become available after the medical device has been placed on
the market. In such instances, where the joint clinical assessment of the medical device has been initiated soon after
its certification under Regulation (EU) 2017/745 or Regulation (EU) 2017/746, it should be possible for the
Coordination Group to assess the additional evidence by way of initiating the relevant updates of the joint clinical
assessment. Joint scientific consultations can also facilitate the process of preparing relevant updates of joint clinical
assessment of medical devices when the requests for joint scientific consultation meet the eligibility and selection
criteria.
(8) It is necessary to ensure legal certainty for health technology developers of medical devices which the Coordination
Group or its relevant subgroup considered in the preparation of its recommendation, but which it did not
recommend to be selected for joint clinical assessment. Therefore, the HTA secretariat should also inform the health
technology developers of such medical devices that the Coordination Group did not recommend selecting those
devices for joint clinical assessment. Those medical devices may however still be selected for joint clinical assessment
at a later point in time, for example when new information relating to their compliance with the selection criteria set
out in Article 7(4) of Regulation (EU) 2021/2282 becomes available after their placing on the market.
(4) Regulation (EU) 2017/746 of the European Parliament and of the Council of 5 April 2017 on in vitrodiagnostic medical devices and
repealing Directive 98/79/EC and Commission Decision 2010/227/EU (OJ L 117, 5.5.2017, p. 176, ELI: http://data.europa.eu/eli/reg/
2017/746/oj).
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(9) In order to ensure the cooperation, in particular by exchange of information, of the Coordination Group with the
expert panels on the preparation and update of joint clinical assessments of medical devices, in particular as regards
the application of the selection criteria listed in Article 7(4) of Regulation (EU) 2021/2282, the HTA secretariat
should inform the expert panels of the recommendation of the Coordination Group. Pursuant to Article 30 of
Regulation (EU) 2022/123 of the European Parliament and of the Council(5), the European Medicines Agency is
acting as secretariat for those expert panels. Therefore, the exchange of information between the Coordination
Group and the expert panels should be conducted via the HTA secretariat and the European Medicines Agency.
(10) In light of the tasks of the HTA secretariat set out in Regulation (EU) 2021/2282, the exchange of information with
the health technology developers, notified bodies, patients, clinical experts and other relevant experts (‘individual
experts’) and Member States on the preparation and update of joint clinical assessments should take place through
the HTA secretariat. The HTA secretariat should ensure that all the information it receives is communicated to the
Coordination Group, the subgroup of the Coordination Group on joint clinical assessments (‘the JCA Subgroup’) and
assessor and co-assessor for joint clinical assessment appointed pursuant to Article 8(4) of Regulation
(EU) 2021/2282 (‘the assessor and co-assessor’), as appropriate, upon receipt of that information.
(11) To ensure the right to good administration, the health technology developer should be informed of the start of the
scoping process, of the steps of the joint clinical assessment, of its update, as well as of its re-initiation under
Article 10(7) of Regulation (EU) 2021/2282. The health technology developer should also be informed of the
decision of the Coordination Group to include the update of the joint clinical assessment in its annual work
programme, pursuant to Article 14 of Regulation (EU) 2021/2282.
(12) To ensure the effective involvement of individual experts in joint clinical assessment of medical devices, the JCA
Subgroup should specify the information necessary for their identification as early as possible, whenever the
Coordination Group recommends selecting a medical device for joint clinical assessment. The HTA secretariat
should identify individual experts on the basis of that information.
(13) To identify individual experts with relevant in-depth specialised expertise, the HTA secretariat should be able to
consult the stakeholder network established pursuant to Article 29 of Regulation (EU) 2021/2282, the European
reference networks for rare and complex diseases and other relevant sources, agencies, and organisations. In order to
ensure the highest scientific quality of the joint clinical assessment, in making the final selection, the JCA Subgroup
should give priority to individual experts who have expertise, across several Member States, in the medical condition
to be treated, therapeutic area, the type of health technology that is the subject of the joint clinical assessment or
other specific expertise. These experts should be consulted during the joint clinical assessment.
(14) To ensure that individual experts take part in joint clinical assessments in an independent and transparent manner,
free from conflict of interest, they should only be selected and involved in joint clinical assessments after the
Commission has assessed their declared interests, in accordance with Article 5(5) of Regulation (EU) 2021/2282 and
with Article 4 of Commission Implementing Regulation (EU) 2024/2745(6).
(15) In order to ensure the transparency and appropriate involvement of stakeholder organisations in its work, the JCA
Subgroup may give the opportunity to patient organisations, healthcare professional organisations and clinical and
learned societies to provide their input on joint clinical assessments.
(5) Regulation (EU) 2022/123 of the European Parliament and of the Council of 25 January 2022 on a reinforced role for the European
Medicines Agency in crisis preparedness and management for medicinal products and medical devices (OJ L 20, 31.1.2022, p. 1, ELI:
http://data.europa.eu/eli/reg/2022/123/oj).
(6) Commission Implementing Regulation (EU) 2024/2745 of 25 October 2024 laying down rules for the application of Regulation
(EU) 2021/2282 of the European Parliament and of the Council as regards the management of conflicts of interest in the joint work of
the Member State Coordination Group on Health Technology Assessment and its subgroups (OJ L, 2024/2745, 28.10.2024, ELI:
http://data.europa.eu/eli/reg_impl/2024/2745/oj).
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(16) To achieve the objective that, during the development of the assessment scope, Member States’ needs are translated in
the lowest possible number of sets of parameters for the joint clinical assessment in terms of patient population,
intervention, comparators and health outcomes, the assessor, with the assistance of the co-assessor, should prepare
an assessment scope proposal that will serve as a basis for Member States to express their needs.
(17) To ensure that the assessment scope is inclusive and reflects Member States’ needs, the assessment scope proposal
prepared by the assessor, with the assistance of the co-assessor, should be shared with the members of the JCA
Subgroup.
(18) It should be ensured that the assessment scope is developed respecting the right to good administration and taking
into account information provided by the health technology developer and input received from individual experts.
(19) Deadlines should be set for the finalisation of the assessment scope and of the draft joint clinical assessment reports
by the JCA Subgroup with the aim of ensuring the timely availability of joint clinical assessment reports of medical
devices. In order to maximise available resources, the assessment scope should only be finalised by the JCA
Subgroup after the adoption of the Commission decision referred to in Article 7(4) of Regulation (EU) 2021/2282
selecting the medical device for joint clinical assessment.
(20) To contribute to the completeness and high quality of the dossier and the smooth conduct of the joint clinical
assessment, the health technology developer should be able to request an assessment scope explanation meeting
with the JCA Subgroup.
(21) In order to ensure high quality of the dossier for the joint clinical assessment and of the joint clinical assessment
report, as well as to ensure the protection of confidential data for commercial reasons, deadlines should be set giving
sufficient time to the health technology developer to prepare and submit that dossier and to take the following
actions: (a) provide missing information, data, analysis and other evidence as indicated in the Commission’s second
request referred to in Article 10(5) of Regulation (EU) 2021/2282; (b) provide further specifications or additional
information, data, analyses, or other evidence as provided for in Article 11(2) of Regulation (EU) 2021/2282;
(c) provide updates to previously provided information referred to in Articles 10(8) of Regulation (EU) 2021/2282;
(d) signal technical or factual inaccuracies in the draft joint clinical assessment and summary reports and any
information considered as confidential.
(22) In order to ensure good administration and timely availability of joint clinical assessment reports of medical devices,
deadlines should be set for the Commission’s assessment on whether the dossier submitted by the health technology
developer for joint clinical assessment of the medical device meets the requirements laid down in Article 9(2), (3)
and (4), of Regulation (EU) 2021/2282. In order to ensure the smooth conduct of joint clinical assessment, the
Commission should consult, as appropriate, the assessor and co-assessor when carrying out the assessment.
(23) To ensure the highest scientific quality of the joint clinical assessment, individual experts should be involved in the
joint clinical assessment process by being given the opportunity to provide input on the draft joint clinical
assessment and summary reports.
(24) Article 11(2) of Regulation (EU) 2021/2282 requires the health technology developer to proactively inform the
Coordination Group where new clinical data becomes available during the joint clinical assessment process. In order
to ensure, on the one hand, the smooth conduct of the joint clinical assessment and the compliance with the
deadlines for the finalisation of the joint clinical assessment report and, on the other hand, legal certainty for the
health technology developer, the deadline should be set at a date in which the JCA Subgroup is to ensure that the
new clinical data received by that date are considered in the draft joint clinical assessment and summary reports.
(25) In order to ensure the delivery of joint clinical assessment reports in a timely manner, deadlines should be set for
finalising the revised draft joint clinical assessment and summary reports by the JCA Subgroup and for endorsing the
revised draft joint clinical assessment and summary reports by the Coordination Group.
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(26) Article 10(7) and Article 14 of Regulation (EU) 2021/2282 provide respectively for the re-initation and update of a
joint clinical assessment. In order to ensure the effective application of these provisions, it is necessary to adopt
certain detailed procedural rules and deadlines that should apply in those instances.
(27) In order to ensure transparency, traceability and professional secrecy, as well as to contribute to the procedural
compliance of joint clinical assessment reports, any documentation referred to in Regulation (EU) 2021/2282 and
this Regulation should be sent in a digital format and should be exchanged during joint clinical assessments of
medical devices with and between the Coordination Group, the JCA Subgroup, the HTA secretariat, the health
technology developer and individual experts through the IT platform referred to in Article 30 of Regulation
(EU) 2021/2282 (‘the HTA IT platform’).
(28) In order to ensure transparency, on the one hand, and the protection of confidential data for commercial reasons, on
the other hand, the joint clinical assessment and the summary reports, together with the documentation referred to in
Article 30(3), points (d) and (i), of Regulation (EU) 2021/2282, should be published, after having considered the
views of the JCA Subgroup as to the commercially sensitive nature of the information contained in that
documentation, which the health technology developer has requested to be treated as confidential.
(29) This Regulation lays down, in accordance with Article 5(1), point (a), of Regulation (EU) 2018/1725 of the European
Parliament and of the Council(7), the rules for processing of personal data for the purposes of conducting joint
clinical assessments of medical devices and their updates. In particular, it specifies the personal data that may be
processed, namely certain personal data relating to the individual experts involved in joint clinical assessments and
their updates and certain personal data relating to the representatives appointed to the Coordination Group and the
JCA Subgroup, the representatives of health technology developers and the representatives of the members of the
stakeholder network established pursuant to Article 29 of Regulation (EU) 2021/2282.
(30) To ensure the processing of personal data for the purposes of conducting joint clinical assessments of medical devices
and their updates, the Commission should be considered the controller of that processing within the meaning of
Article 3, point (8), of Regulation (EU) 2018/1725. Any processing of personal data by the members of the
Coordination Group and the JCA Subgroup and their representatives outside of the HTA IT platform is to take place
in accordance with Regulation (EU) 2016/679 of the European Parliament and of the Council(8).
(31) The identity of the patient may reveal the patient’s health status in relation to the subject matter of the joint clinical
assessment and should therefore be considered a special category of personal data under Article 10 of Regulation
(EU) 2018/1725. Such data should only be processed where the criteria set out in Article 10(2), point (i), of that
Regulation are met. It is necessary to provide for suitable and specific measures to safeguard the rights and freedoms
of the patient. In particular, no personal data of patients should be made publicly available. Moreover, under
Article 5(6) of Regulation (EU) 2021/2282, the representatives appointed to the Coordination Group and the JCA
Subgroup, as well as individual experts involved in joint clinical assessments and their updates, are subject to a
requirement of professional secrecy, even after their duties have ceased. To ensure protection of personal data and of
confidential information, it is necessary to provide that only individual experts who have signed confidentiality
agreements may be involved in joint clinical assessments and their updates.
(7) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons
with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of
such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39, ELI: http://data.
europa.eu/eli/reg/2018/1725/oj).
(8) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with
regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data
Protection Regulation) (OJ L 119, 4.5.2016, p. 1; ELI: http://data.europa.eu/eli/reg/2016/679/oj).
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(32) To ensure the possibility to verify whether the joint clinical assessments were conducted in the procedurally
compliant manner, notably in the event of complaints or litigation, it is appropriate to provide for a retention period
of personal data and for its review at regular intervals. To ensure the relevant in-depth specialised expertise in joint
clinical assessment, for example, in the event where the selected individual experts step down from their roles and
responsibilities, it is appropriate to provide for a retention period of personal data of individual experts not selected
to take part in a joint clinical assessment.
(33) The European Data Protection Supervisor was consulted in accordance with Article 42(1) of Regulation
(EU) 2018/1725 and delivered an opinion on 15 July 2025.
(34) The measures provided for in this Regulation are in accordance with the opinion of the committee referred to in
Article 33(1) of Regulation (EU) 2021/2282,
HAS ADOPTED THIS REGULATION:
Article 1
Subject matter
This Regulation lays down detailed procedural rules for joint clinical assessments of medical devices and in vitrodiagnostic
medical devices (‘medical devices’) at Union level, as regards:
(a) cooperation of the Member State Coordination Group on Health Technology Assessment established under Article 3
of Regulation (EU) 2021/2282 (‘the Coordination Group’) and the Commission acting as secretariat of the
Coordination Group (‘the HTA secretariat’) with the notified bodies designated in accordance with Regulation
(EU) 2017/745 or Regulation (EU) 2017/746 (‘the notified bodies’) and with the expert panels designated in
accordance with Article 106(1) of Regulation (EU) 2017/745 (‘the expert panels’) in the form of exchange of
information as regards the preparation and update of joint clinical assessments;
(b) interaction, including the timing thereof, with and between the Coordination Group, its subgroups and health
technology developers, patients, clinical experts and other relevant experts (‘individual experts’) during joint clinical
assessments and their updates;
(c) general procedural rules on the selection and consultation of stakeholder organisations and individual experts in joint
clinical assessments;
(d) the format and templates for dossiers with information, data, analyses and other evidence to be provided by health
technology developers for joint clinical assessments;
(e) the format and templates for joint clinical assessment reports and summary reports.
Article 2
Provision of information to the health technology developers on the selection of medical devices for joint clinical
assessment
1. Upon the adoption by the Coordination Group of the recommendation referred to in Article 7(4) of Regulation
(EU) 2021/2282, the HTA secretariat shall take the following actions:
(a) inform the health technology developers of the medical devices for which, during the period covered in the
recommendation, the relevant expert panels provided a scientific opinion or their views as referred to in Article 7(1),
points (c) and (d), of Regulation (EU) 2021/2282, whether or not the Coordination Group recommended to select
their medical device for joint clinical assessment. Where the Coordination Group recommended to select their
medical device for joint clinical assessment, the HTA secretariat shall also inform the health technology developers
of the reasons for that recommendation;
(b) invite the health technology developers of the medical devices recommended by the Coordination Group to be
selected for joint clinical assessment to submit the information listed in Article 3(1) of this Regulation.
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2. Where the Commission in its decision referred to in Article 7(4) of Regulation (EU) 2021/2282 selects for joint
clinical assessment medical devices not recommended to be selected by the Coordination Group, the HTA secretariat shall
without delay inform the health technology developers of those medical devices thereof and shall request the health
technology developers of those devices to submit the information listed in Article 3(1) of this Regulation.
The health technology developers shall provide the requested information within 7 days from whichever of the following
events happens last:
(a) granting of the certificate of conformity by the notified body;
(b) receipt of the request from the HTA secretariat.
The information listed in Article 3(1) of this Regulation may be provided by referring to its registration in the European
database on medical devices referred to in Article 33 of Regulation (EU) 2017/745 and Article 30 of Regulation
(EU) 2017/746 when that information is already duly and fully available in that database.
Article 3
Provision of information by the health technology developer upon the certification of the device
1. The HTA secretariat shall invite the health technology developer of a medical device that was recommended by the
Coordination Group to be selected for joint clinical assessment in the recommendation referred to in Article 7(4) of
Regulation (EU) 2021/2282 to provide the HTA secretariat with the following information:
(a) the certificate of conformity referred to in Article 56 of Regulation (EU) 2017/745 or Article 51 of Regulation
(EU) 2017/746, as applicable;
(b) the instructions for use referred to in Section 23.4 of Annex I to Regulation (EU) 2017/745 or Section 20.4.1 of
Annex I to Regulation (EU) 2017/746, as applicable.
2. The HTA secretariat shall invite the health technology developer to provide the information listed in paragraph 1
within 7 days from whichever of the following events happens last:
(a) granting of the certificate of conformity by the notified body;
(b) receipt of the request from the HTA secretariat referred to in Article 2(1), point (b).
3. If the subgroup of the Coordination Group on joint clinical assessments (‘the JCA Subgroup’) considers it necessary,
the HTA secretariat shall invite the health technology developer to provide other information than the information listed
in paragraph 1 necessary for the development of the assessment scope. The JCA Subgroup shall specify in the invitation
whether the health technology developer is invited to provide that information in a meeting with the JCA Subgroup or in
writing.
4. The information listed in paragraph 1 may be provided by referring to its registration in the European database on
medical devices referred to in Article 33 of Regulation (EU) 2017/745 and Article 30 of Regulation (EU) 2017/746 when
that information is already duly and fully available in that database.
Article 4
Exchange of information with the notified body
1. At the same time as it sends the information referred to in Article 2(1) to the health technology developer of the
medical device, the HTA secretariat shall inform the notified body responsible for the conformity assessment of that device
whether the Coordination Group recommended to select the medical device for joint clinical assessment. Where the
Coordination Group recommended to select the medical device for joint clinical assessment, the HTA secretariat shall also
inform the notified body of the reasons for that recommendation.
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At the same time as it sends the information referred to in Article 2(2) to the health technology developer of the medical
device, the HTA secretariat shall inform the notified body that granted the certificate of conformity of the selection of that
device for joint clinical assessment.
2. Regarding the medical devices which the Coordination Group recommends to be selected for joint clinical
assessment, the notified body shall inform the HTA secretariat of the following:
(a) the granting of the certificate of conformity to the device;
(b) the refusal of the certification of the device;
(c) the withdrawal by the health technology developer of the application for certification for the device.
The notified body shall provide the information referred to in the first subparagraph within 7 days from any of the
following events:
(a) the granting of the certificate of conformity;
(b) the refusal of the certification;
(c) the withdrawal of the application for certification;
(d) the receipt of the information from the HTA secretariat referred to in paragraph 1, if at the time of that receipt the
certificate of conformity had been granted or refused or the health technology developer had withdrawn the
application for certification.
3. Paragraph 2 shall not apply if the requested information is already duly and fully available in the European database
on medical devices referred to in Article 33 of Regulation (EU) 2017/745 and Article 30 of Regulation (EU) 2017/746.
Article 5
Provision of information to the expert panels
At the same time as it sends the information referred to in Article 2(1) to the health technology developer of the medical
device, the HTA secretariat shall inform, via the European Medicines Agency, the expert panel that provided its scientific
opinion or its views of the recommendation of the Coordination Group. Where the Coordination Group recommended to
select the medical device for joint clinical assessment, the HTA secretariat shall also inform the expert panel of the reasons
for that recommendation.
At the same time as it sends the information referred to in Article 2(2) to the health technology developer of the medical
device, the HTA secretariat shall inform, via the European Medicines Agency, the expert panel that provided its scientific
opinion or its views of the selection of the device for joint clinical assessment.
Article 6
Provision of information to the Coordination Group
The HTA secretariat shall ensure that all the information received from the health technology developer, the notified body,
individual experts and Member States related to joint clinical assessments and updates of joint clinical assessments is
communicated to the Coordination Group, to the JCA Subgroup and to the assessor and co-assessor for joint clinical
assessment appointed pursuant to Article 8(4) of Regulation (EU) 2021/2282 (‘the assessor and co-assessor’), as
appropriate, without delay upon receipt of that information.
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Article 7
Provision of information to the health technology developer about the start of the scoping process
Upon the appointment by the JCA Subgroup of an assessor and a co-assessor, the HTA secretariat shall inform without
delay the health technology developer of the start of the scoping process.
Article 8
Selection of individual experts for joint clinical assessments
1. Without due delay after the adoption by the Coordination Group of the recommendation referred to in Article 7(4)
of Regulation (EU) 2021/2282, the JCA Subgroup shall specify, for each medical device, the following information:
(a) the medical condition to be treated;
(b) the therapeutic area;
(c) other specific expertise of individual experts, if needed to carry out the joint clinical assessment, including, where
needed, the expertise on the type of medical device under assessment.
2. On the basis of the information listed in paragraph 1, the HTA secretariat shall identify individual experts to be
consulted during the joint clinical assessment and shall compile a list of relevant individual experts, in consultation with
the JCA Subgroup and the assessor and co-assessor. When compiling the list, the HTA secretariat may consult one or more
of the following sources of information:
(a) the members of the stakeholder network established pursuant to Article 29 of Regulation (EU) 2021/2282;
(b) the European reference networks for rare and complex diseases and their respective European patient advocacy
groups;
(c) the portal for rare diseases and orphan drugs;
(d) the national contact points designated in accordance with Article 83 of Regulation (EU) No 536/2014 of the
European Parliament and of the Council(9);
(e) the European Medicines Agency.
3. Where the consultation of the sources referred to in paragraph 2 has not yielded a sufficient number of relevant
individual experts, the HTA secretariat may consult the following sources for compiling a list of individual experts:
(a) other databases or directories than the ones listed in paragraph 2;
(b) members of the Coordination Group and its subgroups;
(c) relevant Union and international agencies and organisations.
4. After the Commission has assessed, in accordance with the rules set out in Article 5(5) of Regulation (EU) 2021/2282
and Article 4 of Implementing Regulation (EU) 2024/2745, the declared interests of individual experts in the list compiled
by the HTA secretariat in accordance with paragraphs 1, 2 and 3 of this Article, the HTA secretariat shall provide the JCA
Subgroup with a list of available individual experts.
5. The JCA Subgroup shall make the final selection of individual experts to be consulted during the joint clinical
assessment from the list of individual experts provided by the HTA secretariat in accordance with paragraph 4. In making
the final selection, the JCA Subgroup shall give priority to individual experts who have expertise across a number of
Member States in the medical condition, the therapeutic area or the type of health technology that is the subject of the
joint clinical assessment.
(9) Regulation (EU) No 536/2014 of the European Parliament and of the Council of 16 April 2014 on clinical trials on medicinal products
for human use, and repealing Directive 2001/20/EC (OJ L 158, 27.5.2014, p. 1; ELI: http://data.europa.eu/eli/reg/2014/536/oj).
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Article 9
Professional secrecy obligations of individual experts
The HTA secretariat shall ensure that only individual experts who have signed a confidentiality agreement are involved in
joint clinical assessments of medical devices.
Article 10
Consultation of stakeholder organisations during joint clinical assessments
At specific steps and timeframes during the joint clinical assessment which the JCA Subgroup considers to be appropriate, it
may give the opportunity to patient organisations, healthcare professional organisations or clinical and learned societies via
the members of the stakeholder network established pursuant to Article 29 of Regulation (EU) 2021/2282 to provide input
on any of the following matters:
(a) medical condition;
(b) therapeutic area;
(c) medical device under assessment;
(d) comparator health technologies;
(e) other areas relevant for the joint clinical assessment of the medical device.
The input referred to in the first subparagraph shall be sought, and provided, via the HTA secretariat.
Article 11
Assessment scope proposal
1. The assessor, with the assistance of the co-assessor, shall prepare an assessment scope proposal with a set of the
parameters for the joint clinical assessment in terms of patient population, intervention, comparators, and health
outcomes, taking into account the information received pursuant to Article 3.
When preparing the assessment scope proposal, the assessor and the co-assessor shall consult the scientific consultation
outcome document, if the medical device had been subject to the joint scientific consultation carried out pursuant to
Articles 16 to 21 of Regulation (EU) 2021/2282. The HTA secretariat shall make that document available to the entire JCA
Subgroup.
When preparing the assessment scope proposal, the assessor and the co-assessor shall have access to the relevant scientific
opinion or the views of the expert panel that was shared with the HTA secretariat pursuant to Article 3(1) of Implementing
Regulation (EU) 2024/2699. The HTA secretariat shall make that opinion or those views available to the entire JCA
Subgroup.
At any time during the preparation of the assessment scope proposal, the assessor and co-assessor may seek, via the HTA
secretariat, input on the assessment scope from the individual experts selected in accordance with Article 8. The HTA
secretariat shall make that input available to the entire JCA Subgroup.
2. The HTA secretariat shall share the assessment scope proposal with the members of the JCA Subgroup. Based on the
input received from the members of the JCA Subgroup, the assessor, with the assistance of the co-assessor, shall prepare a
consolidated assessment scope proposal reflecting the Member States’ needs.
3. Upon the preparation by the assessor, with the assistance of the co-assessor, the consolidated assessment scope
proposal, the HTA secretariat shall share that proposal with the individual experts selected in accordance with Article 8
and shall give them the opportunity to provide input.
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Article 12
Finalisation of the assessment scope
1. The JCA Subgroup shall discuss the consolidated assessment scope proposal referred to in Article 11(2), as well as the
input of individual experts referred to in Article 11(3), during an assessment scope consolidation meeting. The JCA
Subgroup, via the HTA secretariat, may invite individual experts to provide their input during a dedicated part of the
assessment scope consolidation meeting.
2. The JCA Subgroup shall finalise the assessment scope at the latest 60 days after the receipt of the information listed in
Article 3(1), or 10 days after the adoption of the Commission decision referred to in Article 7(4) of Regulation
(EU) 2021/2282 selecting that medical device for joint clinical assessment, whichever is later.
3. The HTA secretariat shall share the assessment scope finalised by the JCA Subgroup with the health technology
developer in the Commission’s first request referred to in Article 10(1) of Regulation (EU) 2021/2282.
Article 13
Assessment scope explanation meeting
Upon request of the health technology developer, the HTA secretariat shall invite the health technology developer to an
assessment scope explanation meeting with the JCA Subgroup. The meeting shall take place no later than 20 days from
the day on which the JCA Subgroup finalises the assessment scope.
Article 14
Dossier and additional data for joint clinical assessment to be provided by the health technology developer
1. The health technology developer shall submit the dossier for the joint clinical assessment of the medical device,
requested by the Commission in its first request referred to in Article 10(1) of Regulation (EU) 2021/2282, to the HTA
secretariat in a digital format. The health technology developer shall submit for joint clinical assessment of the medical
device, and its update, the dossier, as well as any additional information, data, analyses and other evidence in accordance
with the template set out in Annex I for medical devices and in Annex II for in vitrodiagnostic medical devices.
2. The deadline to submit the dossier referred to in paragraph 1 shall be 100 days from the date of the notification of the
first request to the health technology developer.
3. In justified cases, with the consent of the assessor and co-assessor, the HTA secretariat may extend the deadline
referred to in paragraph 2 by maximum 30 days.
4. The health technology developer shall submit the missing information, data, analyses and other evidence indicated in
the Commission’s second request referred to in Article 10(5) of Regulation (EU) 2021/2282 within 15 days from the date of
notification of the Commission’s second request to the health technology developer. However, that deadline shall be 7 days
where only minor information is missing.
5. Where the assessor, with the assistance of the co-assessor, at any time during the preparation of the draft joint clinical
assessment and summary reports, considers, in accordance with Article 11(2) of Regulation (EU) 2021/2282, that further
specifications or clarifications or additional information, data, analyses, or other evidence are necessary, the HTA
secretariat shall request the health technology developer to provide such information, data, analyses or other evidence
within the deadline set by the assessor and co-assessor depending on the nature of the information requested. That
deadline shall be set at minimum 7 days and maximum 30 days counting from the date of notification of the request to
the health technology developer.
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6. Where the Coordination Group decides to re-initiate a joint clinical assessment pursuant to Article 10(7) of
Regulation (EU) 2021/2282, the health technology developer shall submit, upon request of the HTA secretariat, updates of
previously provided information, data, analyses and other evidence pursuant to Article 10(8) of Regulation
(EU) 2021/2282 within the deadline set by the assessor and co-assessor depending on the nature of the information, data,
analyses or other evidence requested. That deadline shall be set at a minimum 7 days and maximum 30 days counting
from the date of notification of the request to the health technology developer.
7. Once the HTA secretariat receives the dossier and further data submitted by the health technology developer
pursuant to paragraphs 1, 4, 5 and 6, it shall make the dossier and these data available to the assessor, co-assessor and the
JCA Subgroup at the same time.
Article 15
Commission’s confirmation of the dossier for a joint clinical assessment
Within 15 working days from the date on which the health technology developer submitted the dossier, and as appropriate
in consultation with the assessor and co-assessor, the Commission shall confirm whether, based on the information
available at the time, the dossier for a joint clinical assessment of the medical device meets the requirements laid down in
Article 9(2), (3) and (4) of Regulation (EU) 2021/2282.
Article 16
Draft joint clinical assessment and summary reports
1. The assessor, with the assistance of the co-assessor, shall prepare the draft joint clinical assessment report using the
template set out in Annex III for medical devices and the template set out in Annex IV for in vitro medical devices, and
summary report using the template set out in Annex V. At any time during the preparation of the draft joint clinical
assessment and summary reports, the assessor and co-assessor, via the HTA secretariat, may seek input from the individual
experts selected in accordance with Article 8. The HTA secretariat shall make that input available to the entire JCA
Subgroup without delay.
2. The HTA secretariat shall share the draft joint clinical assessment and summary reports prepared by the assessor, with
the assistance of the co-assessor, for comments with the JCA Subgroup without delay. After having considered the
comments from the members of the JCA Subgroup and any input from the individual experts referred to in paragraph 1,
the assessor, with the assistance of the co-assessor, shall prepare the revised draft joint clinical assessment and summary
reports.
3. The HTA secretariat shall share the revised draft joint clinical assessment and summary reports with the individual
experts selected in accordance with Article 8 and give them the opportunity to provide input on the revised draft joint
clinical assessment and summary reports.
4. The HTA secretariat shall provide the revised draft joint clinical assessment and summary reports to the health
technology developer. The health technology developer shall indicate any purely technical or factual inaccuracies and any
information it considers to be confidential within 7 days from the date on which it received the revised draft joint clinical
assessment and summary reports. The health technology developer shall demonstrate the commercially sensitive nature of
the information it considers to be confidential.
5. Where the health technology developer submits new clinical data on its own initiative as provided for in Article 11(2)
of Regulation (EU) 2021/2282, the JCA Subgroup shall make its best efforts in order that the new clinical data is considered
in the joint clinical assessment report. Where the new clinical data is received no later than 60 days after the Commission’s
confirmation that the dossier meets the requirements laid down in Article 9(2), (3) and (4) of Regulation (EU) 2021/2282,
the JCA Subgroup shall ensure that the new clinical data is considered in the joint clinical assessment report.
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Article 17
Finalisation of the revised draft joint clinical assessment and summary reports
1. The JCA Subgroup shall discuss the revised draft joint clinical assessment and summary reports, as well as the input
provided pursuant to Article 16(3) and (4), in a meeting. The JCA Subgroup, via the HTA secretariat, may invite individual
experts in a dedicated part of the meeting discussing the relevant revised draft reports.
2. The JCA Subgroup shall finalise the revised draft joint clinical assessment and summary reports within 165 days after
the Commission’s confirmation that the dossier meets the requirements laid down in Article 9(2), (3) and (4) of Regulation
(EU) 2021/2282. The JCA Subgroup shall submit the revised draft joint clinical assessment and summary reports to the
Coordination Group for endorsement.
3. Where the Coordination Group re-initiates a joint clinical assessment pursuant to Article 10(7) of Regulation
(EU) 2021/2282, the JCA Subgroup shall finalise the revised draft joint clinical assessment and summary reports within
165 days from the date of re-initiation of the joint clinical assessment and shall submit them to the Coordination Group
for endorsement.
4. Where the Coordination Group initiates an update of a joint clinical assessment pursuant to Article 14 of Regulation
(EU) 2021/2282, and provided that no update of the assessment scope is necessary, the JCA Subgroup shall finalise the
revised draft joint clinical assessment and summary reports within 165 days from the Commission’s confirmation that the
dossier meets the requirements laid down in Article 9(2), (3) and (4) of Regulation (EU) 2021/2282. The JCA Subgroup
shall submit the revised updated draft joint clinical assessment and summary reports to the Coordination Group for
endorsement.
Where the Coordination Group initiates an update of a joint clinical assessment pursuant to Article 14 of Regulation
(EU) 2021/2282 and provided that an update of the assessment scope is necessary, the JCA Subgroup shall finalise the
revised updated draft joint clinical assessment and summary reports within 345 days from the date on which the
Coordination Group initiated the update of the joint clinical assessment. The JCA Subgroup shall submit the revised
updated draft joint clinical assessment and summary reports to the Coordination Group for endorsement.
5. The Coordination Group shall endorse the revised draft joint clinical assessment and summary reports within 30 days
from their receipt, in accordance with Article 12(2) of Regulation (EU) 2021/2282.
Article 18
Re-initiation of joint clinical assessments
1. Where the joint clinical assessment has been discontinued pursuant to Article 10(6) of Regulation (EU) 2021/2282,
and where, at the latest five months after the deadline for submission laid down in the Commission’s first request referred
to in Article 10(1) of Regulation (EU) 2021/2282, a Member State shares through the HTA IT platform the information,
data, analyses and other evidence that formed part of the Commission’s first request, the Commission shall assess whether,
based on the information available, the requirements laid down in Article 9(2), (3) and (4), of Regulation (EU) 2021/2282
are met.
2. The Commission shall provide the results of the assessment referred to in paragraph 1 within 10 working days from
the date on which the Member State shared the data referred to in paragraph 1 and as appropriate in consultation with the
assessor and co-assessor. The HTA secretariat shall inform the Coordination Group and the health technology developer of
the results of the Commission’s assessment.
3. Where the Coordination Group decides to re-initiate a joint clinical assessment pursuant to Article 10(7) of
Regulation (EU) 2021/2282, Article 16 and Article 17(1), (3) and (5), of this Regulation shall apply.
4. The HTA secretariat shall inform the health technology developer of the re-initiation of a joint clinical assessment.
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Article 19
Updates of joint clinical assessments
1. Where pursuant to Article 14(1) of Regulation (EU) 2021/2282 the joint clinical assessment report specifies the need
for an update and additional evidence for further assessment becomes available, the health technology developer concerned
shall inform the Coordination Group of that evidence.
2. The health technology developer may also provide, on its own initiative, new relevant information, data, analyses and
other evidence to the Coordination Group in cases where the joint clinical assessment report did not specify the need for an
update. Based on this information, data, analyses and evidence, the Coordination Group may decide to include an update of
the joint clinical assessment in its annual work programme.
3. The HTA secretariat shall inform the health technology developer of the decision of the Coordination Group on the
inclusion of the update of the joint clinical assessment in the annual work programme of the Coordination Group.
4. Where possible, the JCA Subgroup shall appoint the same assessor and co-assessor to conduct the update of the joint
clinical assessment as the assessors in the initial joint clinical assessment and shall involve in the update the individual
experts who were asked to provide input for the initial joint clinical assessment. Upon the appointment by the JCA
Subgroup of the assessor and the co-assessor to conduct the update, the HTA Secretariat shall inform the health
technology developer about the initiation of an update of the joint clinical assessment.
5. The JCA Subgroup shall decide whether an update of the assessment scope is necessary. If the JCA Subgroup
concludes that an update of the assessment scope is not necessary, the HTA secretariat shall inform the health technology
developer of the maintained assessment scope and shall request the submission of the updated dossier for the joint clinical
assessment of the medical device. The deadlines referred to in Article 14(6) shall apply to that request. Article 15 shall apply
to the confirmation by the Commission with the necessary modifications. Article 16 and Article 17(1), (4) and (5), shall
apply to the preparation and finalisation of the updated draft joint clinical assessment and summary reports.
6. If the JCA Subgroup concludes that an update of the assessment scope is necessary, the HTA secretariat shall share the
initial assessment scope for the purposes of collecting the information on Member States’ needs. Based on the input
received from the Member States, the assessor, with the assistance of the co-assessor, shall prepare an updated assessment
scope proposal reflecting the Member States’ needs. Article 11(2) and (3), and Article 12(1) shall apply to the input on the
updated assessment scope proposal with the necessary modifications. The JCA Subgroup shall finalise the updated
assessment scope within 60 days from the initiation of the update.
7. If the assessment scope is updated, the HTA secretariat shall inform the health technology developer of the updated
assessment scope and shall request the submission of the updated dossier for the joint clinical assessment of the medical
device. Article 14(1) to (5) and (7) and Article 15 shall apply to the submission of the updated dossier for the joint clinical
assessment and its confirmation by the Commission with the necessary modifications.
8. If the assessment report is updated and if the Commission confirms that the requirements laid down in Article 9(2),
(3) and (4), of Regulation (EU) 2021/2282 are met, the assessor, with the assistance of the co-assessor, shall prepare an
updated draft joint clinical assessment and updated draft summary reports. Article 16 and Article 17(1), (4) and (5) shall
apply to the preparation and finalisation of the updated draft joint clinical assessment and summary reports with the
necessary modifications.
9. When deciding whether an update of the assessment scope is necessary pursuant to paragraph 5 of this Article, the
JCA Subgroup shall consult the scientific consultation outcome document, if the medical device had been subject to the
joint scientific consultation carried out pursuant to Articles 16 to 21 of Regulation (EU) 2021/2282. The HTA secretariat
shall make that document available to the JCA Subgroup.
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Article 20
Correspondence during joint clinical assessments
Any documentation referred to in Regulation (EU) 2021/2282 and in this Regulation shall be sent in a digital format and
shall be exchanged with and between the Coordination Group, the JCA Subgroup, the HTA secretariat, the health
technology developer and individual experts during joint clinical assessments and updates of joint clinical assessments
through the HTA IT platform.
Article 21
Confidentiality requests
1. The Commission shall publish the joint clinical assessment and summary reports as referred to in Article 12(4) of
Regulation (EU) 2021/2282, together with other documentation listed in Article 30(3), points (d) and (i), thereof, after
having considered the views of the JCA Subgroup as to the commercially sensitive nature of the information contained in
that documentation, which the health technology developer has requested to be treated as confidential.
2. Before publishing the documentation referred to in paragraph 1, the Commission shall provide the health technology
developer with the list of information that it does not consider as confidential, having assessed the justification provided by
the health technology developer and considered the views of the JCA Subgroup. It shall inform the health technology
developer of the right to appeal the refusal to redact that information.
Article 22
Personal data processing
1. The Commission shall be the controller of the processing of personal data collected for the purpose of conducting
joint clinical assessments of medical devices and their updates under this Regulation.
2. The categories of personal data necessary for the purpose referred to in paragraph 1 shall be the following:
(a) the identity, email address and affiliation of the representatives appointed to the Coordination Group and the JCA
Subgroup;
(b) the identity and email address of individual experts in any of the following cases:
(1) they are identified as relevant for joint clinical assessment or its update;
(2) they are selected to be consulted in a joint clinical assessment or its update;
(3) they are consulted in a joint clinical assessment or its update;
(c) the identity, email address and affiliation of the representatives of health technology developers of medical devices;
(d) the identity, email address and affiliation of the representatives of the members of the stakeholder network
established pursuant to Article 29 of Regulation (EU) 2021/2282.
3. The representatives appointed to the Coordination Group and the JCA Subgroup shall have access only to the parts of
the secure system of the HTA IT platform relevant for the performance of their tasks. Representatives may collaborate,
through the HTA IT platform, with other representatives appointed to the Coordination Group, or the JCA Subgroup to
which they belong, for the purposes of conducting joint clinical assessments of medical devices and their updates.
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4. The personal data of patients involved in joint clinical assessments and their updates shall not be published.
5. The Commission shall keep the personal data listed in paragraph 2 only for as long as necessary for the purpose
referred to in paragraph 1 and no longer than 15 years after the date on which the data subject no longer participates in
joint clinical assessment. The Commission shall review the necessity of storing the personal data every 2 years.
The Commission shall keep the personal data of individual experts not selected to take part in a joint clinical assessment
only for as long as necessary in order to ensure the relevant in-depth specialised expertise in joint clinical assessment and
no longer than 3 years after the date on which the Commission received this data.
Article 23
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the
European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 17 October 2025.
For the Commission
The President
Ursula VON DER LEYEN
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ANNEX I
TEMPLATE FOR THE DOSSIER FOR THE JOINT CLINICAL ASSESSMENT OF A MEDICAL DEVICE
The provision of information, data, analysis and other evidence in the dossier shall follow international standards of
evidence-based medicine. The health technology developer shall consult, if available, the methodological guidance adopted
by the Member State Coordination Group on Health Technology Assessment (‘Coordination Group’) under Article 3(7),
point (d), of Regulation (EU) 2021/2282 where applicable and describe and justify any deviations from that guidance. The
information requested in the dossier template shall be provided in a clear format, preferably in tabular format when
possible.
Revision history
Unnecessary lines shall be deleted. If needed, lines may be added.
Submission Commission’s check
Version Document Legal reference
date date
V0.1 Initial dossier Article 10(2) of Regulation
(EU) 2021/2282
V0.2 (Updated dossier following Article 10(5) of Regulation
Commission’s second (EU) 2021/2282
request)
V0.3 (Updated dossier following Article 11(2) of Regulation N/A
assessors’ request for (EU) 2021/2282
further specifications,
clarifications or additional
information)
V0.4 (Updated dossier following Article 10(8) of Regulation N/A
re-initiation of a JCA) (EU) 2021/2282
V0.5 (Dossier with the HTD’s Article 11(5) of Regulation N/A
indications and (EU) 2021/2282
justification of confidential
information)
V1.0 Dossier for publication Article 21 of Implementing N/A
(without confidential Regulation (EU) 2025/2086
information)
V1.0.1 (Updated dossier where Article 19(1) of N/A
the joint clinical Implementing Regulation
assessment report specifies (EU) 2025/2086
the need for an update and
additional evidence for
further assessment
becomes available)
V1.0.2 (Updated dossier provided Article 19(2) of N/A
on the initiative of the Implementing Regulation
HTD where additional (EU) 2025/2086
evidence for further
assessment becomes
available)
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Submission Commission’s check
Version Document Legal reference
date date
V1.0.3 (Updated dossier following Article 19(5) of
the initiation of an update Implementing Regulation
of a JCA – update of the (EU) 2025/2086
assessment scope not
needed)
V1.0.4 (Updated dossier following Article 19(6) of
the initiation of an update Implementing Regulation
of a JCA – update of the (EU) 2025/2086
assessment scope needed)
V1.0.5 (Updated dossier following Article 11(5) of Regulation N/A
the initiation of an update (EU) 2021/2282
of a JCA with the HTD’s
indications and
justification of confidential
information)
V2.0 (Dossier for publication Article 21 of Implementing N/A
following the finalisation Regulation (EU) 2025/2086
of an update of a JCA
(without confidential
information))
List of abbreviations
The following list presents suggestions for abbreviations. It may be adapted to the dossier. Supplementary lines may be
added, if needed.
Abbreviation Meaning
CER Clinical evaluation report as referred to in Article 61(12) of Regulation (EU) 2017/745 and
part A of Annex XIV to Regulation (EU) 2017/745
CIP Clinical investigation plan as referred to in Section 3 Chapter II of Annex XV to Regulation
(EU) 2017/745
CIR Clinical investigation report as referred to in Section 7 Chapter III of Annex XV to Regulation
(EU) 2017/745
EEA European Economic Area
HTA Health Technology Assessment
HTD Health Technology Developer
JCA Joint Clinical Assessment
JSC Joint Scientific Consultation
MD Medical Device
PMCF Post-Market Clinical Follow-up
PICO A set of parameters for the joint clinical assessment in terms of: Patient Population –
Intervention(s) – Comparator(s) – Health Outcomes
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Table of Contents
List of tables
1. Overview
1.1. Information about the medical device under assessment (‘the medical device’) and the HTD
This section shall provide:
(a) the trade name of the medical device;
(b) the corporate name and permanent address of the HTD submitting the dossier for the JCA. In case the
manufacturer to which the certificate of conformity for the medical device was issued is different from the
HTD submitting the dossier, the corporate name and address of both the manufacturer and the HTD shall be
specified.
1.2. Previous assessments under Regulation (EU) 2021/2282 (point e of Annex II.1 to Regulation (EU) 2021/2282)
This section shall indicate whether the medical device has been subject to a previous assessment under Regulation
(EU) 2021/2282, either for the same medical indication or for another medical indication. If the answer is positive,
the section shall provide the medical indication, the date and the reference of the previous JCA report.
1.3. Executive summary (points j to m of Annex II.1 to Regulation (EU) 2021/2282)
This section shall provide a concise executive summary of the dossier focusing on the assessment scope as set out
pursuant to Article 8(6) of Regulation (EU) 2021/2282 and shared with the HTD in the Commission’s first request
referred to in Article 10(1) of Regulation (EU) 2021/2282 (‘the assessment scope’). The executive summary shall
include:
(a) the identification of any PICO(s) for which data was not submitted;
(b) a summary of the data analysed (e.g. effect measures with statistical precision for each outcome) with regard to
the assessment scope, indicating whether the results were based on direct or indirect evidence. The data shall be
provided for each PICO separately;
(c) the degree of certainty with regard to the PICO(s).
2. Background
2.1. Characterisation of the medical condition to be treated, prevented or diagnosed (point h of Annex II.1 to Regulation
(EU) 2021/2282)
2.1.1.Overview of the medical condition
This section shall:
(a) describe the medical condition which the medical device intends to treat, monitor, alleviate, compensate,
prevent or diagnose, including criteria for its diagnosis, if available, using a standardised code such as the
International Statistical Classification of Diseases and Related Health Problems (‘ICD’) code or the Diagnostic
and Statistical Manual of Mental Disorders (‘DSM’) code and the version of the code;
(b) where relevant, describe the main stages and/or subtypes of the medical condition;
(c) include any prognostic factors that may affect the course of the disease or medical condition and the prognosis
of the medical condition without the new treatment;
(d) present an estimate of the most recent prevalence and/or incidence for the medical condition in the EEA States
and, where relevant, describe any profound differences between these EEA States;
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(e) describe the symptoms and burden of the medical condition for patients, including aspects such as pain,
disability, psychosocial issues, and other determinants of morbidity and quality of life from a patient’s
perspective;
(f) for medical conditions that result in disability and/or a need for a family caregiver, and for treatments that result
in major organisational changes to the healthcare system (e.g., due to manufacturing constraints) or major
associated procedures: briefly describe the organisational and societal impact of the medical condition and its
treatment, giving some context for interpretation of outcomes.
References for the statements shall be provided. Full texts of references shall be provided in Appendix D.1.
2.1.2.Characterisation of the target patient population
In case the target population is more specific than the overall medical condition, this section shall:
(a) name and describe the default target patient population(s) for the indication(s), in line with the intended
purpose specified in the product certificate and summary of safety and clinical performance of the device
(where relevant);
(b) describe and justify the proposed position of the target patient population(s) in the patient pathway of care;
(c) where relevant, take into account sex, age and other specific characteristics;
(d) describe any patient sub-populations, including the criteria for their identification, if specifically defined in the
assessment scope, and further patient sub-populations, if appropriate;
(e) describe the natural progression of the medical condition (by patient sub-population, if appropriate).
References for the statements shall be provided. Full texts of references shall be provided in Appendix D.1.
2.1.3.Clinical management of the medical condition
This section shall:
(a) describe the care pathway for the medical condition, which the medical device intends to treat, monitor,
alleviate, compensate, prevent or diagnose where relevant, for different stages and/or subtypes of the disease or
medical condition or patient sub-populations, with diagrams of the care pathway(s) that include comparator(s);
(b) where care pathways vary substantially between the EEA States, briefly describe these variations in care;
(c) include a list of relevant clinical guidelines at the European level, e.g., by European medical associations or
societies, if available.
References for the statements shall be provided. Full texts of references shall be provided in Appendix D.1.
2.2. Characterisation of the medical device (point i of Annex II.1 to Regulation (EU) 2021/2282)
2.2.1.Characteristics of the medical device
This section shall describe the characteristics of the medical device and in particular, report the following
information:
(a) model(s) of the medical device including description of the different references / reference number(s) / software
version;
(b) Basic UDI-DI(s) referred to in the current certificate of conformity;
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(c) risk class of the medical device;
(d) European Nomenclature on Medical Devices (EMDN)(1)description (most granular level, as relevant);
(e) intended purpose;
(f) brief description of the medical device including its constituents;
(g) mode(s) of action;
(h) frequency and duration of use;
(i) claimed device lifetime;
(j) when previous versions of the medical device are available, description of the main changes made to these
different versions;
(k) if applicable, specific description for the connected technology;
(l) for medical devices with an embedded decision-making system based on machine learning and artificial
intelligence processes, description of the functions built-in or evolving using these technologies.
References for the statements shall be provided. Full texts of references shall be provided in Appendix D.1.
2.2.2.Summary of the main requirements for use
This section shall:
(a) describe procedures including surgical procedures, and services associated with the use of the medical device;
(b) describe organisational aspects associated with the use of the medical device, in particular any specifically
qualified personnel, training of users, specific equipment and special facilities required to use the medical
device, including any specific tests or investigations required. Where such equipment has been fully described
in Section 2.2.1, the current section shall refer to the above description and state that there are no additional
requirements;
(c) describe any additional supplies (except generic supplies) required to use the medical device, where applicable.
These characteristics shall be specified by sub-population, if appropriate.
References for the statements shall be provided. Full texts of references shall be provided in Appendix D.1.
2.2.3.Regulatory status of the medical device
This section shall:
(a) provide the regulatory status of the medical device in the indication considered for this JCA in Australia,
Canada, China, Japan, United Kingdom, United States of America and other countries if relevant;
(b) indicate the date on which the medical device was placed on the EU market, where applicable;
(c) detail ongoing or planned early access/compassionate use programs in the EEA States;
(d) specify if the medical device has been certified under Regulation (EU) 2017/745 for other indications than the
indication considered for this JCA.
References for the statements shall be provided. Full texts of references shall be provided in Appendix D.1.
(1) European Medical Device Nomenclature (EMDN) - EUDAMED.
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2.3. JSC related to the JCA (point g of Annex II.1 to Regulation (EU) 2021/2282)
Where the medical device has been subject to a JSC under of Regulation (EU) 2021/2282, this section shall explain
any deviation from the recommended proposition for evidence generation. The recommendations shall be
documented in Appendix D.8.
3. Assessment scope (point j of Annex II.1 to Regulation (EU) 2021/2282)
This section shall:
— reproduce the assessment scope in the format shared with the HTD in the Commission’s first request referred to
in Article 10(1) of Regulation (EU) 2021/2282;
— clearly identify any PICO(s), for which data is not submitted and explain the reasons for this omission.
4. Description of methods used in the development of the content of the dossier (point k of Annex II.1 to Regulation
(EU) 2021/2282)
This section shall describe the methods used in the development of the content of the dossier. The HTD shall consult,
if available, the methodological guidance adopted by the Coordination Group pursuant to Article 3(7), point (d), of
Regulation (EU) 2021/2282.
4.1. Criteria for selecting studies for JCA
This section shall specify the inclusion and exclusion criteria for studies to be considered for this JCA based on the
assessment scope. The HTD shall consult, if available, the methodological guidance adopted by the Coordination
Group pursuant to Article 3(7), point (d), of Regulation (EU) 2021/2282. The specification for inclusion and
exclusion criteria shall be provided for each PICO, as appropriate.
4.2. Information retrieval and selection of relevant studies
4.2.1.Information retrieval
The HTD shall explain the conduct of the information retrieval process with the objective of identifying the evidence
to be used for the preparation of the dossier, systematically considering the following sources of information:
(a) clinical efficacy and safety studies and where relevant, other applicable studies conducted or sponsored by the
HTD or by third parties, including ongoing studies, in order to include all up-to-date published and
unpublished information (data, analyses and any other evidence) from studies on the medical device for which
the HTD was a sponsor and corresponding information about studies by third parties, if available;
(b) bibliographic databases, including at least the National Library of Medicine's bibliographic database (MEDLINE)
and the Cochrane Central Register of Controlled Trials database;
(c) study registries and study results registries (clinical trial databases);
(d) HTA reports on the medical device subject to the JCA from the EEA States and from Australia, Canada, the
United Kingdom and the United States of America;
(e) clinical evaluation report (CER);
(f) medical device and patient registries.
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This section shall:
(a) provide a list of the sources that were systematically searched for studies that are relevant for the JCA according
to the assessment scope and indicate the date of each search, with a cut-off date for the searches of a maximum
of 3 months before the submission of the dossier;
(b) report whether and when new data with relevance for the assessment scope might become available.
All search strategies shall be fully documented in Appendix D.2.
4.2.2.Selection of relevant studies
This section shall document the approach for the selection of relevant studies from the results of the information
retrieval according to inclusion and exclusion criteria defined in Section 4.1. That specification shall be provided for
each PICO, as appropriate. The HTD shall consult the selection process suggested in the methodological guidance
adopted by the Coordination Group pursuant to Article 3(7), point (d), of Regulation (EU) 2021/2282.
4.3. Methods for data analysis and synthesis
This section shall describe the methods used for data analysis and synthesis following international standards of
evidence-based medicine. The HTD shall consult, if available, the methodological guidance adopted by the
Coordination Group pursuant to Article 3(7), point (d), of Regulation (EU) 2021/2282 and describe and justify any
deviations from that guidance.
The underlying documentation for any analysis, i.e. study protocols and statistical analysis plans (including for
evidence syntheses) and details on all software used, as well as the respective program code and relevant output shall
be provided in the relevant parts of Appendix D.
This section shall cover the following methodological aspects in the following respective sub-sections, where relevant:
4.3.1.Description of the design and methodology of the included original clinical studies
4.3.2.Direct comparisons by pairwise meta-analyses
The protocol for evidence syntheses, including the relevant statistical analysis plan, shall be provided in
Appendix D.5.
4.3.3.Indirect comparisons
The protocol for evidence syntheses, including the relevant statistical analysis plan, shall be provided in
Appendix D.5.
4.3.4.Sensitivity analyses
This section shall describe and justify the methods of all performed sensitivity analyses. It shall describe the purpose
or which methodological parameter the sensitivity analysis addresses, as well as underlying assumptions.
4.3.5.Subgroup analyses and other effect modifiers
4.3.6.Specification of further methods as required
This section shall describe any other methods used in deriving results used in the dossier.
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5. Results (point l of Annex II.1 to Regulation (EU) 2021/2282)
The results presented in the dossier shall follow international standards of evidence-based medicine. The HTD shall
consult, if available, the methodological guidance adopted by the Coordination Group pursuant to Article 3(7), point
(d), of Regulation (EU) 2021/2282 and describe and justify any deviations from that guidance.
The presentation of results shall use text, figures and tables as appropriate.
5.1. Results from the information retrieval process
Results from the different steps of the information retrieval process shall be presented transparently. For each study,
the following information shall be indicated: the study reference ID, the study status, the study duration with data
cut-off if applicable, and study arms. For each of the information retrieval steps, the studies not considered in the
dossier shall be identified and listed. For each of them, the reason for exclusion shall be specified.
The presentation of the results shall include in the following respective sub-sections:
5.1.1.List of studies conducted or sponsored by the HTD or by third parties
This section shall report information on all the studies, including ongoing studies, conducted or sponsored by the
HTD and third parties, referred to in point d of Annex II.1 to Regulation (EU) 2021/2282, including all studies
providing clinical safety and clinical performance data from the CER. The listing shall be restricted to studies
involving patients in the medical indication for which the dossier is prepared. The section shall also report whether
and when new data with relevance for the assessment scope might become available during or after the assessment
period.
5.1.2.Studies identified in searches of bibliographic databases
This section shall present results from searches for studies on the medical device and its comparator(s) where relevant
(e.g. for indirect meta-analyses) in bibliographic databases.
5.1.3.Studies in study registries and study results registries (clinical trial databases)
In accordance with point f of Annex II.1 to Regulation (EU) 2021/2282, this section shall present results from
searches for studies for the medical devices and its comparator(s) where relevant in study registries/study results
registries.
5.1.4.HTA reports
In accordance with point e of Annex II.1 to Regulation (EU) 2021/2282, this section shall list HTA reports available
on the medical device subject to the JCA from the EEA States and from Australia, Canada, the United Kingdom and
the United States of America. The HTA reports shall be provided in Appendix D.6. Any additional relevant evidence
identified in those HTA reports which were not identified in other sources shall be listed.
5.1.5.Studies from the CER
This section shall list all clinical performance and safety studies and where relevant, other applicable studies that were
included in the CER. If the main studies do not address any of the PICO(s), they shall be presented in Appendix C and
be provided in Appendix D.10.
5.1.6.Studies from medical device and patient registries
This section shall present results from searches for studies for the medical device and its comparator(s), where
relevant, in medical device and patient registries.
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5.1.7.List of included studies overall and by PICO
This section shall define the list of studies included in the dossier informing each PICO. If no evidence is available for a
specific PICO question in the assessment scope, this shall be clearly reported in the dossier (‘No evidence provided by
the HTD’) and duly justified.
5.2. Characteristics of included studies
In accordance with point m of Annex II.1 to Regulation (EU) 2021/2282, this section shall provide an overview in
tabular format of the study design and the study population for all studies included in the dossier to address any of
the PICO(s). Information shall specifically be provided on:
(a) the study type and design;
(b) the study date and duration;
(c) enrolled study population including key eligibility criteria and locations;
(d) characteristics of the intervention and comparator(s);
(e) study outcomes;
(f) if applicable, data cut-off;
(g) sample size;
(h) analysis methods.
The study interventions shall be characterised and information on the course of the study (i.e., planned and actual
follow-up times per outcome) shall be provided.
The studies included in the dossier shall be described briefly. A detailed description of the study methodology shall be
provided in Appendix A.
5.3. Data analysis
In accordance with Articles 9(2) and (3) of Regulation (EU) 2021/2282, this section shall present the data analysed to
address each research question of the assessment scope. The data shall be presented by PICO. The presentation shall
follow international standards of evidence-based medicine. The HTD shall consult, if available, the methodological
guidance adopted by the Coordination Group under Article 3(7), point (d), of Regulation (EU) 2021/2282 and
describe and justify any deviations from that guidance.
This section shall also provide all information that is required to assess the degree of certainty with regard to the
PICO(s), taking into account the strengths and limitations of the available evidence, including, but not limited to, the
risk of biases.
Details shall be provided in the relevant Appendixes.
6. List of references
Appendixes
Appendix A. Tabular listing and information on methods of all studies included in the JCA
The appendix shall include a listing of all studies included in the dossier informing each of the PICO(s) in the
assessment scope. In addition, information on study methods and a patient flow chart shall be provided for
each of the listed studies.
Appendix B. Information to assess the degree of certainty with regard to the PICO(s) (including, but not limited to, the
risk of biases)
Appendix C. Results of the main study/studies from the clinical development programme of the medical device (if not
included in the presentation by PICO question(s))
Appendix D. Underlying documentation
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D.1. Full texts of references
D.2. Documentation of information retrieval
D.2.1. Documentation of search strategies for each information source
D.2.2. Results of the information retrieval in standard format
D.3. Programming code for programs used for analyses
This appendix shall provide program code and relevant output if the analyses and corresponding
calculations cannot be described by a specific standard method.
D.4. Study reports for original clinical studies
This appendix shall provide clinical study reports, clinical study protocols and statistical analysis plans,
referred to in point d of Annex II.1 to Regulation (EU) 2021/2282.
D.5. Study reports for evidence synthesis studies
This appendix shall provide all up-to-date published and unpublished information and data-analyses,
including study protocols and statistical analysis plans, referred to in point d of Annex II.1 to Regulation
(EU) 2021/2282 which are required for evidence synthesis studies. For each study, the clinical study report
shall be provided only once.
D.6. HTA reports of the medical device subject to the JCA (where appropriate)
D.7. Information on data from registries and studies based on registries
This appendix shall include data and studies with the medical device from patient registries, if available.
D.8. Information on JSCs (where appropriate)
D.9. Clinical evaluation assessment report (CEAR)
D.10. Clinical evaluation report (CER) and its updates (where available) referred to in Article 61(12) of Regulation
(EU) 2017/745 and Part A of Annex XIV to Regulation (EU) 2017/745
D.11. Clinical evaluation plan (CEP) referred to in Part A of Annex XIV to Regulation (EU) 2017/745
D.12. PMCF plan and PMCF evaluation report (where available) referred to in Part B of Annex XIV to Regulation
(EU) 2017/745 or a justification why a PMCF is not applicable
D.13. Opinion of the expert panels provided in the framework of the clinical evaluation consultation procedure
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ANNEX II
TEMPLATE FOR THE DOSSIER FOR THE JOINT CLINICAL ASSESSMENT OF AN IN VITRO
DIAGNOSTIC MEDICAL DEVICE
The provision of information, data, analysis and other evidence in the dossier shall follow international standards of
evidence-based medicine. The health technology developer shall consult, if available, the methodological guidance adopted
by the Member State Coordination Group on Health Technology Assessment (‘the Coordination Group’) under Article 3(7),
point (d), of Regulation (EU) 2021/2282 where applicable and describe and justify any deviations from that guidance. The
information requested in the dossier template shall be provided in a clear format, preferably in tabular format when
possible.
Revision history
Unnecessary lines shall be deleted. If needed, lines may be added.
Commission’s check
Version Document Legal reference Submission date
date
V0.1 Initial dossier Article 10(2) of Regulation
(EU) 2021/2282
V0.2 (Updated dossier following Article 10(5) of Regulation
Commission’s second (EU) 2021/2282
request)
V0.3 (Updated dossier following Article 11(2) of Regulation N/A
assessors’ request for (EU) 2021/2282
further specifications,
clarifications or additional
information)
V0.4 (Updated dossier following Article 10(8) of Regulation N/A
re-initiation of a JCA) (EU) 2021/2282
V0.5 (Dossier with the HTD’s Article 11(5) of Regulation N/A
indications and (EU) 2021/2282
justification of confidential
information)
V1.0 Dossier for publication Article 21 of Implementing N/A
(without confidential Regulation (EU) 2025/2086
information)
V1.0.1 (Updated dossier where Article 19(1) of N/A
the joint clinical Implementing Regulation
assessment report specifies (EU) 2025/2086
the need for an update and
additional evidence for
further assessment
becomes available)
V1.0.2 (Updated dossier provided Article 19(2) of N/A
on the initiative of the Implementing Regulation
HTD where additional (EU) 2025/2086
evidence for further
assessment becomes
available)
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Commission’s check
Version Document Legal reference Submission date
date
V1.0.3 (Updated dossier following Article 19(5) of
the initiation of an update Implementing Regulation
of a JCA – update of the (EU) 2025/2086
assessment scope not
needed)
V1.0.4 (Updated dossier following Article 19(6) of
the initiation of an update Implementing Regulation
of a JCA – update of the (EU) 2025/2086
assessment scope needed)
V1.0.5 (Updated dossier following Article 11(5) of Regulation N/A
the initiation of an update (EU) 2021/2282
of a JCA with the HTD’s
indications and
justification of confidential
information)
V2.0 (Dossier for publication Article 21 of Implementing N/A
following the finalisation Regulation (EU) 2025/2086
of an update of a JCA
(without confidential
information))
List of abbreviations
The following list presents suggestions for abbreviations. It may be adapted to the dossier. Supplementary lines may be
added, if needed.
Abbreviation Meaning
EEA European Economic Area
HTA Health Technology Assessment
HTD Health Technology Developer
IVD In vitroDiagnostic Medical Device
JCA Joint Clinical Assessment
JSC Joint Scientific Consultation
PCR Polymerase Chain Reaction
PER Performance evaluation report referred to in Article 56(6) of Regulation (EU) 2017/746 and
Section 1.3 of Annex XIII to Regulation (EU) 2017/746
PICO A set of parameters for the joint clinical assessment in terms of: Patient Population –
Intervention(s) – Comparator(s) – Health Outcomes
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Table of Contents
List of tables
1. Overview
1.1. Information about the in vitrodiagnostic medical device under assessment (‘the IVD’) and the HTD
This section shall provide:
(a) the trade name of the IVD;
(b) the corporate name and permanent address of the HTD submitting the dossier for the JCA. In case the
manufacturer to which the certificate of conformity for the IVD was issued is different from the HTD
submitting the dossier, the corporate name and address of both the manufacturer and the HTD shall be
specified.
1.2. Executive summary
This section shall provide a concise executive summary of the dossier focusing on the assessment scope as set out
pursuant to Article 8(6) of Regulation (EU) 2021/2282 and shared with the HTD in the Commission’s first request
referred to in Article 10(1) of Regulation (EU) 2021/2282 (‘the assessment scope’). The executive summary shall
include:
(a) a summary of the data analysed with regard to the assessment scope. The data shall be provided for each
PICO separately;
(b) the degree of certainty with regard to the PICO(s).
2. Background
2.1. Characterisation of the target patient population
This section shall name and describe the target patient population(s) for the indication(s) under assessment, in line
with the intended purpose of the IVD as described in the PER.
References for the statements shall be provided.
2.2. Characterisation of the IVD
This section shall describe the characteristics of the IVD including the following information, where available in
the PER, the clinical performance study plan (CPSP) or clinical performance study report:
(a) model(s) of the IVD including description of the different references / reference number(s) / software
version;
(b) European Nomenclature on Medical Devices (EMDN)(1)description (most granular level, as relevant);
(c) brief description of the device including its components in case the IVD is a kit;
(d) specification of the analyte or marker to be determined by the IVD (e.g. SARS- CoV-2 spike protein,
Kel1 (K));
(e) principle of the assay method or principles of operation of the instrument (e.g. real-time PCR, qualitative
PCR, digital PCR, sandwich immunoassay, competitive immunoassay, immunoturbidimetric assay etc.);
(1) European Medical Device Nomenclature (EMDN) - EUDAMED.
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(f) whether it is automated or not;
(g) whether it is qualitative, semi-quantitative or quantitative;
(h) type of specimen(s) required (e.g. whole blood, serum, saliva etc.);
(i) intended user (e.g. self-testing, near patient and laboratory professional use, healthcare professionals);
(j) instructions for use, necessary training and experience of the user, appropriate calibration procedures and
means of control, indication of any other devices, medical devices, medicinal product or other articles to be
included or excluded.
References for the statements shall be provided.
3. Description of methods used in the development of the content of the dossier
In accordance with Articles 9(2) and (3) of Regulation (EU) 2021/2282, this section shall describe the methods
used in the development of the content of the dossier ensuring that the submitted evidence is complete and that
the available data is appropriately analysed to answer the research questions of the assessment scope. The HTD
shall consult, if available, the methodological guidance adopted by the Coordination Group pursuant to
Article 3(7), point (d), of Regulation (EU) 2021/2282.
3.1. Criteria for selecting studies for JCA
This section shall specify the inclusion and exclusion criteria for studies to be considered for this JCA based on the
assessment scope. The specification for inclusion and exclusion criteria shall be provided for each PICO, as
appropriate.
3.2. Selection of relevant studies
The HTD shall use the literature search report included in the PER with the objective of identifying the evidence to
be used for the preparation of the JCA dossier.
The HTD shall document the approach for the selection of relevant studies to address the assessment scope
according to inclusion and exclusion criteria defined in Section 3.1.
To develop its selection process, the HTD shall consult, if available, the methodological guidance adopted by the
Coordination Group pursuant to Article 3(7), point (d), of Regulation (EU) 2021/2282.
4. Results
4.1. Results from the selection process
In accordance with Articles 9(2) and (3) of Regulation (EU) 2021/2282, this section shall transparently present
results from the selection process. All available studies shall be clearly identified using e.g. the study reference ID,
the study status, the study duration, and study arms. Studies not considered in the dossier shall be listed with, for
each of them, the reason for exclusion.
The presentation of the results shall provide the list of studies included in the dossier, informing each PICO. If no
evidence is available from the PER for a specific PICO question of the assessment scope, this shall be clearly
reported in the dossier (“No evidence provided by the HTD”) and justified.
4.2. Characteristics of included studies
In accordance with Articles 9(2) and (3) of Regulation (EU) 2021/2282, this section shall provide an overview in
tabular format of all studies included in the dossier to address any of the PICO(s). Depending on the information
available in the PER and CPSP, information shall be provided on:
(a) the study type and design;
(b) the study date and duration;
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(c) enrolled study population including key eligibility criteria and locations;
(d) characteristics of the intervention, and comparator(s);
(e) study outcomes;
(f) if applicable, data cut-off;
(g) sample size;
(h) analysis methods.
The studies included in the dossier shall be described briefly depending on the information available in the PER
and CPSP. A detailed description of the study methodology shall be provided in Appendix A.
4.3. Data analysis
In accordance with Articles 9(2) and (3) of Regulation (EU) 2021/2282, this section shall present the data analysed
to address the research questions of the assessment scope. The presentation shall follow international standards of
evidence-based medicine. The HTD shall consult, if available, the methodological guidance adopted by the
Coordination Group under Article 3(7), point (d), of Regulation (EU) 2021/2282 and describe and justify any
deviations from that guidance.
This section shall also provide all information that is needed to assess the degree of certainty with regard to the
PICO(s), as available from the PER or CPSP.
5. List of references
Appendixes
Appendix A. Tabular listing and information on methods of all studies included in the JCA
The appendix shall include a listing of all studies included in the dossier to address the research question.
Appendix B. Information to assess the degree of certainty with regard to PICO(s)
Appendix C. Underlying documentation
C.1. Results of the selection process
C.2. Performance evaluation report (PER), including the scientific validity report, the analytical performance
report and the clinical performance report, together with an assessment of those reports, as referred to in
Section 1.3.2 of Annex XIII to Regulation (EU) 2017/746
C.3. Clinical performance study plan(s) (CPSP) and clinical performance study report(s) referred to in Sections
2.3.2 and 2.3.3 of Annex XIII to Regulation (EU) 2017/746
C.4. Views of the expert panel provided in the framework of the performance evaluation consultation procedure
C.5. Report of the European Union reference laboratory
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ANNEX III
TEMPLATE FOR THE JOINT CLINICAL ASSESSMENT REPORT OF A MEDICAL DEVICE
The provision of information, data, analysis and other evidence in the report shall follow international standards of
evidence-based medicine. The information shall be provided in a clear format, preferably in tabular format when possible.
List of abbreviations
The following list presents suggestions for abbreviations. It may be adapted to the report. Supplementary lines may be
added, if needed.
Abbreviation Meaning
CER Clinical evaluation report referred to in Article 61(12) and Section 4 of Annex XIV to
Regulation (EU) 2017/745
CIP Clinical investigation plan referred to in Section 3, Chapter II, of Annex XV to Regulation
(EU) 2017/745
CIR Clinical investigation report referred to in Section 7, Chapter III of Annex XV to Regulation
(EU) 2017/745
EEA European Economic Area
HTA Health Technology Assessment
HTD Health Technology Developer
JCA Joint Clinical Assessment
JSC Joint Scientific Consultation
MD Medical Device
PMCF Post-Market Clinical Follow-up
PICO A set of parameters for the joint clinical assessment in terms of: Patient Population –
Intervention(s) – Comparator(s) – Health Outcomes
RCT Randomised Controlled Trial
Table of Contents
List of tables
1. General information on the JCA
This section shall provide:
(a) information on the assessor and co-assessor;
(b) an overview of the procedural steps and their dates;
(c) information on the involvement of patients, clinical experts and other relevant experts, as well as on the input
received from patient organisations, healthcare professional organisations and clinical and learned societies.
The input from experts and stakeholders shall be provided in Appendix A;
(d) information on previous JCA under of Regulation (EU) 2021/2282 (same indication or new indication) where
relevant;
(e) information on previous JSC under Regulation (EU) 2021/2282 where relevant.
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2. Background
2.1. Overview of the medical condition
This section shall provide:
(a) a summary of the medical condition, including the symptoms and the burden and natural progression of the
medical condition, its prevalence or incidence in the EEA States, as available;
(b) a brief description of the target patient population and its characteristics reflected in the assessment scope as
set out pursuant to Article 8(6) of Regulation (EU) 2021/2282;
(c) a brief description of the care pathway for the medical condition and whether it varies substantially between
the EEA States, as well as, if relevant, for different stages and/or subtypes or sub-populations of the medical
condition.
2.2. Characterisation of the medical device
2.2.1.Characteristics of the medical device
This section shall describe characteristics of the medical device under assessment (‘the medical device’) and report the
following information:
(a) manufacturer (as mentioned on the certificate of conformity) and HTD submitting the JCA dossier if different
from the manufacturer;
(b) medical device trade name;
(c) model(s) of the device / reference number(s) / software version;
(d) Basic UDI-DI(s) referred to in the current certificate;
(e) risk class of the medical device;
(f) European Nomenclature on Medical Devices (EMDN)(1)description (most granular level, as relevant);
(g) intended purpose;
(h) brief description of the medical device including its constituents;
(i) mode(s) of action;
(j) frequency and duration of use, if applicable;
(k) claimed medical device lifetime.
(l) when previous versions of the medical device are available, description of the main changes made to these
different versions;
(m) if applicable, specific description for the connected technology;
(n) for medical devices with an embedded decision-making system based on machine learning and artificial
intelligence processes, description of the functions built-in or evolving using these technologies.
2.2.2.Summary of main requirements for use
This section shall include a description of the procedures and services, as well as main organisational aspects
associated with the use of the medical device.
2.2.3.Regulatory status of the medical device
This section shall describe the regulatory information on the medical device. It shall also provide details of ongoing or
planned early access/compassionate use programs in the EEA States.
(1) European Medical Device Nomenclature (EMDN) - EUDAMED.
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3. Assessment scope
This section shall reproduce the assessment scope as set out pursuant to Article 8(6) of Regulation (EU) 2021/2282.
4. Results
The results presented in this section shall follow international standards of evidence-based medicine.
4.1. Information retrieval
This section shall include:
(a) a description of the information retrieval performed by the HTD;
(b) an assessment of the appropriateness of the sources and the search strategies of the HTD.
It shall provide the date of the list of the studies, conducted or sponsored by the HTD or by third parties, referred to in
point d of Annex II.1 to Regulation (EU) 2021/2282, as well as the date of the last searches for the medical device and
the comparator(s) in bibliographic databases and in study registries and study results registries (clinical trial
databases).
Detailed information shall be provided in Appendix B.
4.1.1.Resulting list of included studies overall and by PICO
This section shall provide in tabular format:
(a) an overview of all included studies and the associated references for these studies overall and by PICO;
(b) the list of studies included by the HTD which were excluded within the assessment, with a justification for their
exclusion.
4.2. Characteristics of included studies
4.2.1.Included studies
This section shall provide for the studies included in the assessment:
(a) information on the study design (e.g., on randomisation, blinding, or parallel observation studies, and the key
inclusion and exclusion criteria);
(b) information on enrolled study populations (e.g., diagnosis, general severity of medical condition, and line of
therapy);
(c) characteristics of the study interventions;
(d) information on the course of the study (e.g., planned and actual follow-up times per outcome);
(e) information on the study duration.
4.2.2.Degree of certainty with regard to the PICO(s)
This section shall describe the assessment of degree of certainty with regard to the PICO(s).
4.3. Study results on relative effectiveness and relative safety
The results on relative effectiveness and relative safety shall be presented according to the assessment scope as set out
pursuant to Article 8(6) of Regulation (EU) 2021/2282, per PICO.
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4.3.1. Results for patient population <Z-1>
This section shall discuss to which extent the included patient populations and/or comparator(s) per study cover
the relevant patient population/comparator(s) according to the assessment scope as set out pursuant to
Article 8(6) of Regulation (EU) 2021/2282.
A separate section shall be provided for each patient population specified in the PICO(s). Within this section, the
results for all PICO(s) addressing this patient population shall be presented in the following sub-sections.
4.3.1.1. Patient characteristics
This section shall present patient characteristics from all studies covering the relevant patient population included
in any of PICO(s) addressing this patient population.
4.3.1.2. Evidence synthesis methods
This section shall briefly describe, when applicable, the evidence synthesis methods used by the HTD, including
the associated strengths and limitations, and any factors arising from these methods and their application which
may affect the certainty of the evidence.
4.3.1.3. Health outcome results for PICO <1> and uncertainties in the results
Within the given patient population <Z-1>, results on health outcomes describing relative effectiveness and
relative safety shall be described by PICO.
The sub-section shall start by describing and justifying the choice of evidence (type of comparison) submitted to
address the given PICO <1>.
The sub-section shall present an overview of the available outcomes requested in the assessment scope per study.
Results on relative effectiveness and relative safety (i.e., the relative effects of the medical device versus the
comparator) shall include the results from all individual studies, as well as any quantitative syntheses of results,
e.g., from meta-analyses.
The results of the analyses of each of the presented outcomes shall be described briefly.
The description shall address any issues affecting the degree of uncertainty of the relative effects.
For each additional PICO question related to the given patient population <Z-1>, a new sub-section shall be
created to present the results in terms of health outcomes for this PICO question.
4.3.2. Results of the main study from the clinical development programme of the medical device (if not addressed by any
of PICO(s))
4.3.2.1. Characteristics of the study
4.3.2.2. Patient characteristics
4.3.2.3. Health outcome results of the study and uncertainties in the results
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5. References
Appendixes
Appendix A. Input from experts and stakeholders
Appendix B. Assessment of information retrieval
Appendix C. Additional study information and data, including uncertainties in the results
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ANNEX IV
TEMPLATE FOR THE JOINT CLINICAL ASSESSMENT REPORT OF AN IN VITRO DIAGNOSTIC
MEDICAL DEVICE
The provision of information, data, analysis and other evidence in the report shall follow international standards of
evidence-based medicine. The information shall be provided in a clear format, preferably in tabular format when possible.
List of abbreviations
The following list presents suggestions for abbreviations. It may be adapted to the report. Supplementary lines may be
added, if needed.
Abbreviation Meaning
CPR Clinical performance report referred to in Section 1.3.2 of Annex XIII to Regulation
(EU) 2017/746
EEA European Economic Area
HTA Health Technology Assessment
HTD Health Technology Developer
IVD In vitroDiagnostic Medical Device
JCA Joint Clinical Assessment
JSC Joint Scientific Consultation
PER Performance evaluation report referred to in Article 56(6) of Regulation (EU) 2017/746 and
Section 1.3 of Annex XIII to Regulation (EU) 2017/746
PMCF Post-Market Clinical Follow-up
PICO A set of parameters for the joint clinical assessment in terms of: Patient Population –
Intervention(s) – Comparator(s) – Health Outcomes
RCT Randomised Controlled Trial
Table of Contents
List of tables
1. General information on the JCA
This section shall provide:
(a) information on the assessor and co-assessor;
(b) an overview of the procedural steps and their dates;
(c) information on the involvement of patients, clinical experts and other relevant experts, as well as on the
input received from patient organisations, healthcare professional organisations and clinical and learned
societies. The input from experts and stakeholders shall be provided in Appendix A;
(d) information on previous JCA under Regulation (EU) 2021/2282 (same indication or new indication) where
relevant;
(e) information on previous JSC under Regulation (EU) 2021/2282 where relevant.
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2. Background
2.1. Characterisation of the target patient population
This section shall provide a brief description of the target patient population(s) for the indication(s) under
assessment, in line with the intended purpose of the IVD.
2.2. Characterisation of the in vitrodiagnostic medical device
This section shall describe characteristics of the in vitrodiagnostic medical device under assessment (‘the IVD’) and
report the following information:
(a) manufacturer (as mentioned on the certificate of conformity) and HTD submitting the JCA dossier, if
different from the manufacturer;
(b) the trade name of the IVD;
(c) intended purpose;
(d) model(s) of the IVD including description of the different references / reference number(s) / software
version;
(e) European Nomenclature on Medical Devices (EMDN)(1)description (most granular level, as relevant);
(f) brief description of the IVD including its components in case the IVD is a kit;
(g) specification of the analyte or marker to be determined by the IVD (e.g. SARS- CoV-2 spike protein,
Kel1 (K));
(h) principle of the assay method or principles of operation of the instrument (e.g. real-time PCR, qualitative
PCR, digital PCR, sandwich immunoassay, competitive immunoassay, immunoturbidimetric assay etc.);
(i) whether it is automated or not;
(j) whether it is qualitative, semi-quantitative or quantitative;
(k) type of specimen(s) required (e.g. whole blood, serum, saliva etc.);
(l) intended user (e.g. self-testing, near patient and laboratory professional use, healthcare professionals);
(m) instructions for use, necessary training and experience of the user, appropriate calibration procedures and
means of control, indication of any other devices, medical devices, medicinal product or other articles to be
included or excluded.
2.3. Regulatory status of the IVD
This section shall describe the regulatory information on the IVD.
3. Assessment scope
This section shall reproduce the assessment scope as set out pursuant to Article 8(6) of Regulation
(EU) 2021/2282.
4. Results
The results presented in this section shall follow international standards of evidence-based medicine.
(1) European Medical Device Nomenclature (EMDN) - EUDAMED.
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4.1. Information retrieval
This section shall include:
(a) a description of the information retrieval performed by the HTD;
(b) an assessment of the search strategy of the HTD.
Detailed information shall be provided in Appendix B.
4.1.1. Resulting list of included studies overall and by PICO
This section shall provide in tabular format:
(a) an overview of all included studies and the associated references for these studies overall and by PICO;
(b) the list of studies included by the HTD which were excluded within the assessment, with a justification for
their exclusion.
4.2. Characteristics of included studies
4.2.1. Included studies
This section shall provide for the studies included in the assessment:
(a) information on the study design;
(b) information on enrolled study populations;
(c) characteristics of the study interventions;
(d) information on the course of the study;
(e) information on the study duration.
4.2.2. Degree of certainty with regard to the PICO(s)
This section shall describe the assessment of degree of certainty with regard to the PICO(s).
4.3. Study results on relative effectiveness and relative safety
The results on relative effectiveness and relative safety shall be presented according to the assessment scope as set
out pursuant to Article 8(6) of Regulation (EU) 2021/2282, per PICO.
An assessment of the degree of certainty of the relative effectiveness and relative safety, considering the strengths
and limitations of the available evidence.
4.3.1. Results for patient population <Z-1>
This section shall discuss to which extent the included patient populations and/or comparator(s) per study cover
the relevant patient population/comparator(s) according to the assessment scope as set out pursuant to
Article 8(6) of Regulation (EU) 2021/2282.
A separate section shall be provided for each patient population specified in the PICO(s). Within this section, the
results for all PICO(s) addressing this patient population shall be presented in the following sub-sections.
4.3.1.1. Patient characteristics
This section shall present patient characteristics from all studies covering the relevant patient population included
in any of PICO(s) addressing this patient population.
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4.3.1.2. Evidence synthesis methods
This section shall briefly describe, when applicable, the evidence synthesis methods used by the HTD,
including the associated strengths and limitations, and any factors arising from these methods and their
application which may affect the certainty of the evidence.
4.3.1.3. Outcome results for PICO <1> and uncertainties in the results
Within the given patient population <Z-1>, results on outcomes describing relative effectiveness and relative
safety shall be described by PICO.
The sub-section shall start by describing and justifying the choice of evidence (type of comparison) submitted to
address the given PICO <1>.
The sub-section shall present an overview of the available outcomes requested in the assessment scope per study.
Results on relative effectiveness and relative safety (i.e., the relative effects of the IVD versus the comparator) shall
include the results from all individual studies and if available any quantitative syntheses of results, e.g., from meta-
analyses.
The results of the analyses of each of the presented outcomes shall be described briefly.
The description shall address any issues affecting the degree of uncertainty of the relative effects.
For each additional PICO question related to the given patient population <Z-1>, a new sub-section shall be
created to present the results in terms of outcomes for this PICO question.
4.3.2. Results of the main study from the PER of the IVD (if not addressed by any of PICO(s))
4.3.2.1. Characteristics of the study
4.3.2.2. Patient characteristics
4.3.2.3. Outcome results of the study and uncertainties in the results
5. References
Appendixes
Appendix A. Input from experts and stakeholders
Appendix B. Assessment of information retrieval
Appendix C. Additional study information and data, including uncertainties in the results
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ANNEX V
TEMPLATE FOR THE JOINT CLINICAL ASSESSMENT SUMMARY REPORT ON A
MEDICAL DEVICE/IN VITRO DIAGNOSTIC MEDICAL DEVICE
The summary report shall be concise and an independently readable overview of the assessment.
The summary report shall include, at least the following information:
(a) a description of the intervention, medical condition and/or target population;
(b) the assessment scope provided for in Article 8(6) of Regulation (EU) 2021/2282;
(c) information on the involvement of patients, clinical experts and other relevant experts, as well as on the input
received from patient organisations, healthcare professional organisations and clinical and learned societies;
(d) summary tables including uncertainties of the evidence for each set of parameters for the joint clinical assessment in
terms of patient population, intervention, comparators and outcomes, with short description of the results.
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