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Official Journal EN
of the European Union L series
2023/2878 18.12.2023
COUNCIL REGULATION (EU) 2023/2878
of 18 December 2023
amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions
destabilising the situation in Ukraine
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on the Functioning of the European Union, and in particular Article 215 thereof,
Having regard to Council Decision (CFSP) 2023/2874 of 18 December 2023 amending Decision 2014/512/CFSP
concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine(1),
Having regard to the joint proposal from the High Representative of the Union for Foreign Affairs and Security Policy and
the European Commission,
Whereas:
(1) On 31 July 2014, the Council adopted Regulation (EU) No 833/2014(2), concerning restrictive measures in view of
Russia's actions destabilising the situation in Ukraine.
(2) Regulation (EU) No 833/2014 gives effect to certain measures provided for in Council Decision 2014/512/CFSP(3).
(3) On 18 December 2023, the Council adopted Decision (CFSP) 2023/2874, amending Decision 2014/512/CFSP.
(4) Decision (CFSP) 2023/2874 adds 29 new entities to the list of legal persons, entities and bodies set out in Annex IV
to Decision 2014/512/CFSP, namely the list of persons, entities and bodies directly supporting Russia’s military and
industrial complex in its war of aggression against Ukraine, on which tighter export restrictions regarding dual-use
goods and technology, as well as goods and technology which might contribute to the technological enhancement
of Russia’s defence and security sector, are imposed. In addition, in view of the key enabling role of electronic
components for use by Russia’s military and industrial complex in supporting the war of aggression against
Ukraine, Decision (CFSP) 2023/2874 also includes on that list certain entities in third countries other than Russia
involved in the circumvention of trade restrictions, as well as certain Russian entities involved in the development,
production and supply of electronic components for Russia’s military and industrial complex.
(5) Decision (CFSP) 2023/2874 expands the list of items which contribute to Russia’s military and technological
enhancement or to the development of its defence and security sector by adding items which have been used by
Russia in its war of aggression against Ukraine and items which contribute to the development or production of its
military systems, including chemicals, lithium batteries, thermostats, DC motors and servomotors for unmanned
aerial vehicles, machine tools and machinery parts.
(6) Decision (CFSP) 2023/2874 introduces a list of partner countries which apply a set of restrictive measures on
imports of iron and steel and a set of import control measures that are substantially equivalent to those in
Regulation (EU) No 833/2014. It also extends certain wind-down periods for the import of specific steel products.
(1) OJ L, 2023/2874, 18.12.2023, ELI: http://data.europa.eu/eli/dec/2023/2874/oj.
(2) Council Regulation (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia’s actions destabilising the
situation in Ukraine (OJ L 229, 31.7.2014, p. 1).
(3) Council Decision 2014/512/CFSP of 31 July 2014 concerning restrictive measures in view of Russia’s actions destabilising the
situation in Ukraine (OJ L 229, 31.7.2014, p. 13).
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(7) Decision (CFSP) 2023/2874 imposes further restrictions on exports of goods which could contribute in particular to
the enhancement of Russian industrial capacities. Furthermore, in order to minimise the risk of circumvention of the
restrictive measures, Decision (CFSP) 2023/2874 prohibits the transit via the territory of Russia of certain goods and
technology which could contribute in particular to the enhancement of Russian industrial capacities, exported from
the Union.
(8) Additionally, Decision (CFSP) 2023/2874 introduces further restrictions on imports of goods which generate
significant revenues for Russia, thereby enabling the continuation of its war of aggression against Ukraine, such as
liquefied propane gas, pig iron and spiegeleisen, copper wires, aluminium wires, foil, tubes and pipes. Certain
exceptions and transitional periods are provided for.
(9) In addition, Decision (CFSP) 2023/2874 permits Member States to allow the entry into the Union of personal effects
which do not pose significant circumvention concerns, such as personal hygiene items, or clothing worn by
travellers or contained in their luggage, and which are clearly intended for their or their family members’ strict
personal use. It also provides for an exemption for cars that have a diplomatic vehicle registration plate to enter the
Union and, in order to facilitate the entry into the Union of Union citizens living in Russia, permits Member States
to authorise, under such conditions as they deem appropriate, the entry of cars of Union citizens or their immediate
family members who are resident in Russia and are travelling into the Union, provided that the cars are not for sale
and are driven for strict personal use. The situation of cars from Russia which are already in the territory of the
Union may be regularised by Member States.
(10) Decision (CFSP) 2023/2874 introduces a derogation enabling the granting of loans or credits to entities operating in
the Russian energy sector which are subject to the transaction ban provided for in Regulation (EU) No 833/2014,
under the conditions provided for therein.
(11) Decision (CFSP) 2023/2874 imposes a prohibition on the direct or indirect import, purchase or transfer of
diamonds from Russia. That prohibition applies to diamonds originating in Russia, diamonds exported from
Russia, diamonds transiting Russia and Russian diamonds when processed in third countries other than Russia.
(12) The prohibition applies to non-industrial natural and synthetic diamonds, as well as diamond jewellery, as of
1 January 2024, and includes a progressive phasing-in, from 1 March 2024until 1 September 2024, of an indirect
import ban on Russian diamonds when processed in third countries other than Russia, including jewellery
incorporating diamonds originating in Russia. The phasing-in of indirect import bans takes into consideration the
need to deploy an appropriate traceability mechanism that enables effective enforcement measures and minimises
disruptions for market players.
(13) The ban on Russian diamonds is part of a G7 effort to develop an internationally coordinated diamond ban that aims
at depriving Russia of such an important source of revenue. For the ban to effectively deprive Russia of revenues
from diamond mining, action needs to be taken together with simultaneous action in other major markets for
diamonds, including restricting imports of Russian diamonds that have been processed in third countries other than
Russia.
(14) Decision (CFSP) 2023/2874 prolongs by an additional year specific derogations from the prohibition on imports
from Russia of crude oil and petroleum products in order to ensure the security of supply of certain Member States.
(15) The price cap mechanism relies on an attestation process that enables operators in the supply chain of seaborne
Russian oil to demonstrate that it has been purchased at or below the price cap agreed by the Price Cap Coalition. In
order to further support the implementation of, and compliance with, that mechanism, while increasing barriers to
the falsification of attestations, Decision (CFSP) 2023/2874 introduces a requirement that itemised price
information for ancillary costs, such as insurance and freight, be shared upon request throughout the supply chain
of Russian oil trade. In accordance with the Price Cap Coalition tier system for attestations that modulates actors’
compliance obligations on the basis of their access to the purchase price for Russian crude or petroleum products,
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the itemised price information is to be shared by those actors with access to that information, such as traders and
charterers. Actors down the supply chain, such as shipowners and insurers, should be able to collect as part of their
due diligence procedures, and share, the itemised cost information provided by actors closer to the origin of such
information. Competent authorities can request that information from any actor, regardless of their place in the
supply chain, at any time, in order to verify compliance with the price cap mechanism. An appropriate transitional
period is provided for.
(16) Decision (CFSP) 2023/2874 also provides that the implementation and enforcement of the price cap mechanism
should be further supported by information sharing between the Commission, with the support of the European
Maritime Safety Agency, and Member States to identify vessels and entities carrying out one or more deceptive
practices, such as ship-to-ship transfers used to conceal the origin or destination of cargo and manipulations of the
automatic identification system, while transporting Russian crude oil or petroleum products. Such information
could support enforcement actions by Member States.
(17) In order to introduce transparency into the sale of tankers, in particular second-hand carriers, that could be used to
evade the import ban on Russian crude oil or petroleum products and the price cap agreed by the Price Cap
Coalition, Decision (CFSP) 2023/2874 provides for a notification obligation for the sale of tankers to any third
country and a derogation from the prohibition on the sale of tankers to Russian persons and entities, or for use in
Russia. This obligation applies to the owner of a tanker who is a national of a Member State, to a natural person
residing in a Member State, and to a legal person, entity or body which is established in the Union. The owner, or
anyone acting on his or her behalf, should notify the competent authorities of any such sale concluded
since 5 December 2022and provide all the necessary details.
(18) The price cap mechanism provides that specific projects that are essential for the energy security of certain third
countries may be exempted from the price cap agreed by the Price Cap Coalition. Decision (CFSP) 2023/2874
extends the exemption provided for in relation to the Sakhalin-2 (Сахалин-2) Project, located in Russia, until
28 June 2024to ensure Japan’s energy security needs.
(19) Decision (CFSP) 2023/2874 further seeks to limit circumvention of the prohibition on the provision of crypto-asset
wallet, account or custody services to Russian persons and residents by including a ban on Russian nationals or
natural persons residing in Russia from owning or controlling, or holding any posts on the governing bodies of, the
legal persons, entities or bodies providing such services.
(20) Additionally, Decision (CFSP) 2023/2874 extends the existing prohibition on the provision of services to also
include the provision of software for the management of enterprises and software for industrial design and
manufacture, subject to appropriate exemptions and derogations.
(21) In view of the importance of the Paks II project for the interests of Hungary in relation to security of energy supply,
Decision (CFSP) 2023/2874 also clarifies that the exemptions and derogations in this Regulation concerning civil
nuclear projects are fully applicable to all goods and services needed for that project.
(22) Decision (CFSP) 2023/2874 also imposes certain reporting requirements for the transfer of funds out of the Union
made by entities established in the Union, including Special Purpose Entities, whose proprietary rights are owned by
entities established in Russia, by Russian nationals or by natural persons residing in Russia.
(23) Moreover, Decision (CFSP) 2023/2874 requires that exporters contractually prohibit re-exportation to Russia and
re-exportation for use in Russia of sensitive goods and technology as listed in Annexes XI, XX and XXXV to
Regulation (EU) No 833/2014, common high priority items, or firearms and ammunition as listed in Annex I to
Regulation (EU) No 258/2012.
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(24) Finally, Decision (CFSP) 2023/2874 makes certain technical amendments, including by replacing exemptions from
certain prohibitions by derogations, by adding exemptions for personal use, by providing for notification
obligations, by adding references that are missing in some articles but which were included in analogous articles,
and by deleting references to transitional periods which have expired and other references that are not necessary for
complying with the purpose of a particular provision. The deletion of references to transition periods which have
already expired is not intended to have any legal effects on past or ongoing contracts or on the applicability of those
transition periods.
(25) These measures fall within the scope of the Treaty on the Functioning of the European Union and therefore, in
particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of
the Union is necessary.
(26) Regulation (EU) No 833/2014 should therefore be amended accordingly,
HAS ADOPTED THIS REGULATION:
Article 1
Regulation (EU) No 833/2014 is amended as follows:
(1) Article 1 is amended as follows:
(a) in point (u), the introductory wording is replaced by the following:
‘(u) “energy sector” means a sector covering the following activities with the exception of civil nuclear related
activities, such as the Paks II project:’;
(b) the following points are added:
‘(zc) “partner country for importation of iron and steel” means a country applying a set of restrictive measures on
imports of iron and steel substantially equivalent to those set out in Article 3g, and a set of import control
measures substantially equivalent to those set out in that Article, as identified in Annex XXXVI;
(zd) “funds” means financial assets and benefits of every kind, including, but not limited to:
(i) cash, cheques, claims on money, drafts, money orders and other payment instruments;
(ii) deposits with financial institutions or other entities, balances on accounts, debts and debt obligations;
(iii) publicly- and privately-traded securities and debt instruments, including stocks and shares, certificates
representing securities, bonds, notes, warrants, debentures and derivatives contracts;
(iv) interest, dividends or other income on or value accruing from or generated by assets;
(v) credit, right of set-off, guarantees, performance bonds or other financial commitments;
(vi) letters of credit, bills of lading, bills of sale; and
(vii) documents showing evidence of an interest in funds or financial resources.’;
(2) in Article 2(4), point (c) is replaced by the following:
‘(c) intended for the operation, maintenance, fuel retreatment and safety of civil nuclear capabilities, such as the Paks
II project, as well as civil nuclear cooperation, in particular in the field of research and development;’;
(3) in Article 2a(4), point (c) is replaced by the following:
‘(c) intended for the operation, maintenance, fuel retreatment and safety of civil nuclear capabilities, such as the Paks
II project, as well as civil nuclear cooperation, in particular in the field of research and development;’;
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(4) in Article 3, paragraphs 4 and 5 are replaced by the following:
‘4. The prohibitions in paragraph 2 shall not apply until 20 June 2024to the provision of insurance or reinsurance
to any legal person, entity or body that is incorporated or constituted under the law of a Member State with regard to
its activities outside the energy sector in Russia.
5. By way of derogation from paragraph 2, the competent authorities may authorise, under such conditions as
they deem appropriate, the provision of insurance or reinsurance after 20 June 2024 to any legal person, entity or
body that is incorporated or constituted under the law of a Member State with regard to its activities outside the
energy sector in Russia.’;
(5) in Article 3a, the following paragraph is inserted:
‘3a. By way of derogation from point (b) of paragraph 1 of this Article, the competent authorities may authorise,
under such conditions as they deem appropriate, any activity referred to therein after having determined that, in
accordance with point (b) of Article 5aa(3), such an activity is necessary to ensure the operation of a deep-water
offshore gas project in the Mediterranean Sea in which a legal person, entity or body listed in Annex XIX was a
minority shareholder before 31 October 2017 and remains so, provided that the project is solely or jointly
controlled or operated by a legal person incorporated or constituted under the law of a Member State.”;
(6) in Article 3c, paragraphs 5, 5a, 5b and 5c are deleted;
(7) in Article 3ea(5), point (d) is replaced by the following:
‘(d) transport of nuclear fuel and other goods strictly necessary for the functioning of civil nuclear capabilities, such
as the Paks II project.’;
(8) Article 3g is amended as follows:
(a) in paragraph 1, point (d) is replaced by the following:
‘(d) to import or purchase, as from 30 September 2023, directly or indirectly, iron and steel products as listed in
Annex XVII when processed in a third country incorporating iron and steel products originating in Russia as
listed in Annex XVII; with regard to products listed in Annex XVII processed in a third country incorporating
steel products originating in Russia of CN codes 7207 11, 7207 12 10 or 7224 90, this prohibition shall
apply as of 1 April 2024 for CN code 7207 11 and as of 1 October 2028 for CN codes 7207 12 10
and 7224 90;
For the purpose of the application of this point, at the moment of importation, importers shall provide
evidence of the country of origin of the iron and steel inputs used for the processing of the product in a
third country unless the product is imported from a partner country for importation of iron and steel as
listed in Annex XXXVI;’;
(b) in paragraph 4, the following points are added:
‘(c) 3 185 719metric tonnes between 1 October 2024and 30 September 2025;
(d) 2 998 324metric tonnes between 1 October 2025and 30 September 2026;
(e) 2 623 534metric tonnes between 1 October 2026and 30 September 2027;
(f) 2 061 348metric tonnes between 1 October 2027and 30 September 2028.’;
(c) in paragraph 5a, the following points are added:
‘(c) 124 956metric tonnes between 1 October 2024and 30 September 2025;
(d) 117 606metric tonnes between 1 October 2025and 30 September 2026;
(e) 102 905metric tonnes between 1 October 2026and 30 September 2027;
(f) 80 854metric tonnes between 1 October 2027and 30 September 2028.’;
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(d) paragraph 7 is replaced by the following:
‘7. By way of derogation from paragraph 1, the competent authorities may authorise the purchase, import or
transfer of the goods listed in Annex XVII, under such conditions as they deem appropriate, after having
determined that this is necessary for the establishment, operation, maintenance, fuel supply and retreatment and
safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required for
the completion of civil nuclear facilities, such as the Paks II project, the supply of precursor material for the
production of medical radioisotopes and similar medical applications, or critical technology for environmental
radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of research and
development.’;
(9) in Article 3h, paragraph 1 is replaced by the following:
‘1. It shall be prohibited to sell, supply, transfer or export, directly or indirectly, luxury goods, whether or not
originating in the Union, as listed in Annex XVIII, to any natural or legal person, entity or body in Russia or for use
in Russia.’;
(10) Article 3i is amended as follows:
(a) the following paragraphs are inserted:
‘3aa. The competent authorities of a Member State may allow the import of goods which are intended for the
strict personal use of natural persons travelling to the Union or of their immediate family members, limited to
personal effects owned by those individuals and which are manifestly not intended for sale.
3ab. The competent authorities may authorise, under such conditions as they deem appropriate, the entry into
the Union of a vehicle falling under CN code 8703not intended for sale and owned by a citizen of a Member State
or an immediate family member who is resident in Russia and is driving the vehicle into the Union for strict
personal use.
3ac. The prohibition in paragraph 1 shall not apply to the entry into the Union of motor vehicles falling under
CN code 8703 provided that they have a diplomatic vehicle registration plate and are necessary for the
functioning of diplomatic and consular representations, including delegations, embassies and missions, or of
international organisations enjoying immunities in accordance with international law, or for the personal use of
their staff and their immediate family members.
3ad. The prohibition in paragraph 1 shall not prevent vehicles already in the territory of the Union on
19 December 2023from being registered in a Member State.
3ca. With regard to the goods falling under CN codes 7205, 7408, 7604, 7605, 7607 and 7608, the
prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 March 2024of contracts concluded
before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.
3cb. With regard to the goods falling under CN codes 2711 12, 2711 13, 2711 14, 2711 19and 7202, the
prohibitions in paragraphs 1 and 2 shall not apply to the execution until 20 December 2024 of contracts
concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.
3cc. With regard to the goods falling under CN code 7201, the prohibitions in paragraphs 1 and 2 shall not
apply to the import, purchase or transport, or related technical or financial assistance of the following quantities
of goods:
(a) 1 140 000metric tonnes between 19 December 2023and 31 December 2024;
(b) 700 000metric tonnes between 1 January 2025and 31 December 2025.
3cd. With regard to the goods falling under CN code 7203, the prohibitions in paragraphs 1 and 2 shall not
apply to the import, purchase or transport, or related technical or financial assistance, of the following quantities
of goods:
(a) 1 140 836metric tonnes between 19 December 2023and 31 December 2024;
(b) 651 906metric tonnes between 1 January 2025and 31 December 2025.’;
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(b) paragraph 3c is replaced by the following:
‘3c. By way of derogation from paragraphs 1 and 2, the competent authorities may authorise the purchase,
import or transfer of the goods listed in Annex XXI, or the provision of related technical and financial assistance,
under such conditions as they deem appropriate, after having determined that this is necessary for the
establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities, and
the continuation of design, construction and commissioning required for the completion of civil nuclear
facilities, such as the Paks II project, the supply of precursor material for the production of medical radioisotopes
and similar medical applications, or critical technology for environmental radiation monitoring, as well as for
civil nuclear cooperation, in particular in the field of research and development.’;
(c) paragraph 5 is replaced by the following:
‘5. The import volume quotas set out in paragraphs 3cc, 3cd, 3da and 4 of this Article shall be managed by the
Commission and the Member States in accordance with the management system for tariff-rate quotas provided
for in Articles 49 to 54 of Commission Implementing Regulation (EU) 2015/2447.’;
(d) paragraph 6 is replaced by the following:
‘6. The Member State concerned shall inform the other Member States and the Commission of any
authorisation granted under paragraphs 3c and 3e within two weeks of the authorisation.’;
(11) Article 3k is amended as follows:
(a) paragraph 1 is replaced by the following:
‘1. It shall be prohibited to sell, supply, transfer or export, directly or indirectly, goods which could contribute
in particular to the enhancement of Russian industrial capacities, whether or not originating in the Union, as
listed in Annex XXIII, to any natural or legal person, entity or body in Russia or for use in Russia.’;
(b) the following paragraph is inserted:
‘1a. The transit via the territory of Russia of the goods and technology as listed in Annex XXXVII, exported
from the Union, shall be prohibited.’;
(c) paragraphs 3, 3a and 3b are deleted;
(d) the following paragraphs are inserted:
‘3aa. With regard to the goods falling under the CN codes listed in Annex XXIIIA, the prohibitions in
paragraphs 1 and 2 shall not apply to the execution until 20 March 2024 of contracts concluded before
19 December 2023, or of ancillary contracts necessary for the execution of such contracts.
3ab. With regard to the goods falling under the CN codes listed in Annex XXIIIB, the prohibitions in
paragraphs 1 and 2 shall not apply to the execution until 20 June 2024 of contracts concluded before
19 December 2023, or of ancillary contracts necessary for the execution of such contracts.’;
(e) in paragraph 5, point (c) is replaced by the following:
‘(c) the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear capabilities,
and the continuation of design, construction and commissioning required for the completion of civil nuclear
facilities, such as the Paks II project, the supply of precursor material for the production of medical
radioisotopes and similar medical applications, or critical technology for environmental radiation
monitoring, as well as for civil nuclear cooperation, in particular in the field of research and development.’;
(f) the following paragraph is inserted:
‘5c. By way of derogation from paragraph 1a, the competent authorities may authorise the transit via the
territory of Russia of goods and technology which could contribute in particular to the enhancement of Russian
industrial capacities as listed in Annex XXXVII, after having determined that such goods or technology are
intended for the purposes set out in paragraphs 5 and 5b of this Article.’;
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(g) paragraph 7 is replaced by the following:
‘7. The Member State concerned shall inform the other Member States and the Commission of any
authorisation granted under paragraphs 5, 5a, 5b and 5c within two weeks of the authorisation.’;
(12) Article 3l is amended as follows:
(a) paragraphs 3 and 3a are deleted;
(b) in paragraph 4, point (a) is replaced by the following:
‘(a) unless otherwise prohibited, the purchase, import or transport into the Union of natural gas and oil,
including refined petroleum products, as well as titanium, aluminium, copper, nickel, palladium and iron
ore;’;
(13) Article 3m is amended as follows:
(a) in paragraph 6, the introductory wording is replaced by the following:
‘6. As of 5 February 2023, and by way of derogation from paragraphs 1 and 2, the competent authorities of
Croatia may authorise until 31 December 2024the purchase, import or transfer of vacuum gas oil falling under
CN code 2710 19 71originating in Russia or exported from Russia, provided that the following conditions are
fulfilled:’;
(b) in paragraph 8, the fourth subparagraph is replaced by the following:
‘By way of temporary derogation, the prohibitions referred to in the third subparagraph shall apply as from
5 December 2024 to the import and transfer into Czechia, and to the sale to purchasers in Czechia, of petroleum
products obtained from crude oil which has been delivered by pipeline into another Member State as referred to in
paragraph 3(d). If alternative supplies for such petroleum products are made available to Czechia before that date,
the Council shall terminate that temporary derogation. During the period until 5 December 2024, the volumes of
such petroleum products imported into Czechia from other Member States shall not exceed the average volumes
imported into Czechia from those other Member States over the same period during the previous five years.’;
(14) Article 3n is amended as follows:
(a) the following paragraph is inserted:
‘6a. In application of paragraphs 4 and 6, point (a), for Russian crude oil or petroleum products listed in
Annex XXV, loaded as of 20 February 2024, service providers with no access to the purchase price per barrel
laid down in Annex XXVIII of such products shall collect itemised price information for ancillary costs as
provided by operators further up the supply chain of Russian crude oil or petroleum product trade. Such
itemised price information shall be provided to counterparties and competent authorities, upon their request, for
the purpose of verifying compliance with this Article.’;
(b) paragraph 8 is deleted;
(15) the following Articles are inserted:
‘Article 3na
To facilitate the implementation and enforcement of Articles 3m and 3n, the Commission and Member States shall
periodically share information with each other with a view to further identify vessels and entities of concern carrying
out one or more deceptive practices while transporting Russian crude oil and petroleum products.
Information received in accordance with this Article shall be used only for the purpose for which it was requested.
Article 3p
1. It shall be prohibited, as of 1 January 2024, to purchase, import, or transfer, directly or indirectly, diamonds and
products incorporating diamonds, as listed in Parts A, B and C of Annex XXXVIIIA, if they originate in Russia or have
been exported from Russia into the Union or to any third country.
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2. It shall be prohibited, as of 1 January 2024, to purchase, import, or transfer, directly or indirectly, diamonds and
products incorporating diamonds, as listed in Parts A, B and C of Annex XXXVIIIA, of any origin, if they transited via
the territory of Russia.
3. It shall be prohibited, as of 1 March 2024, to purchase, import, or transfer, directly or indirectly, products listed
in Part A of Annex XXXVIIIA, when processed in a third country, consisting of diamonds originating in Russia or
exported from Russia with a weight equal to or above 1.0 carats per diamond.
4. It shall be prohibited, as of 1 September 2024, to purchase, import, or transfer, directly or indirectly, products
listed in Parts A, B and C of Annex XXXVIIIA, when processed in a third country, consisting of or incorporating
diamonds originating in Russia or exported from Russia with a weight equal to or above 0.5 carats or 0.1 grams per
diamond.
5. It shall be prohibited to:
(a) provide technical assistance, brokering services or other services related to the goods referred to in paragraphs 1
to 4, and to the provision, manufacture, maintenance and use of those goods, directly or indirectly in relation to
the prohibitions in paragraphs 1 to 4;
(b) provide financing or financial assistance related to the goods referred to in paragraphs 1 to 4 for any purchase,
import or transfer of those goods, or for the provision of related technical assistance, brokering services or other
services, directly or indirectly in relation to the prohibitions in paragraphs 1 to 4.
6. The prohibitions in paragraphs 1 to 4 shall not apply to goods listed in Part C of Annex XXXVIIIA for the
personal use of natural persons travelling to the Union or of their immediate family members travelling with them,
owned by those individuals and not intended for sale.
7. By way of derogation from paragraphs 1 to 4, the competent authorities may authorise the transfer or import of
cultural goods which are on loan in the context of formal cultural cooperation with Russia.
8. For the purposes of paragraphs 3 and 4, goods falling under CN codes 7102 31 00 and 7102 10 00 that are
imported into the Union shall be submitted for verification without delay, together with documentation certifying
their origin, to the authority specified in Annex XXXVIIIB. The Member State where those goods are brought into the
customs territory of the Union shall ensure their submission to the authority specified in Annex XXXVIIIB. Customs
transit may be granted to that effect. If such customs transit is granted, the verification provided for in this paragraph
shall be suspended until the arrival of those goods at the authority specified in Annex XXXVIIIB. The importer shall be
responsible for the proper movement of those goods and the costs of such movement.
9. All verifications required under paragraph 8 shall be carried out in accordance with the rules and procedures
laid down in Council Regulation (EC) No 2368/2002 (*), which shall apply mutatis mutandis.
10. For the purposes of paragraphs 3 and 4, at the moment of importation, importers shall provide evidence of
the country of origin of the diamonds or products incorporating diamonds used as inputs for the processing of the
product in a third country.
As of 1 September 2024, the traceability-based evidence shall include a corresponding certificate certifying that the
diamonds are not mined, processed or produced in Russia.
Article 3q
1. It shall be prohibited for any national of a Member State, natural person residing in a Member State, and legal
person, entity or body which is established in the Union to sell, or otherwise transfer ownership, directly or
indirectly, of tankers for the transport of crude oil or petroleum products listed in Annex XXV, falling under HS code
ex 8901 20, whether or not originating in the Union, to any natural or legal person, entity or body in Russia or for use
in Russia.
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2. By way of derogation from paragraph 1, the competent authorities may authorise, under the conditions they
deem appropriate, the sale or other transfer of ownership of tankers for the transport of crude oil or petroleum
products listed in Annex XXV, falling under HS code ex 8901 20.
3. When deciding on requests for the authorisation referred to in paragraph 2 of this Article, the competent
authorities shall not grant an authorisation for a sale or other transfer of ownership to any natural or legal person,
entity or body in Russia or for use in Russia, if they have reasonable grounds to believe that the tanker would be used
to transport, or be re-exported to transport, crude oil or petroleum products listed in Annex XXV, originating in
Russia or exported from Russia for import into the Union in breach of Article 3m or for transport to third countries
at a purchase price per barrel exceeding the price laid down in Annex XXVIII.
4. Any sale or other arrangement entailing a transfer of ownership by a national of a Member State, a natural
person residing in a Member State, and a legal person, entity or body which is established in the Union to any third
country of tankers for the transport of crude oil or petroleum products listed in Annex XXV, falling under HS code
ex 8901 20, with the exception of a sale or other transfer of ownership prohibited under paragraph 1, shall be
notified immediately to the competent authorities of the Member State where the owner of the tanker is a citizen, a
resident or is established.
The notification to the competent authority shall contain at least, the following information: the identities of the seller
and the purchaser, and where applicable the incorporation documents of the seller and the purchaser including the
shareholding and management; the IMO ship identification number of the tanker; and the Call Sign of the tanker.
5. Any sale or other transfer of ownership of tankers as referred to in paragraphs 1 and 4 after 5 December 2022
and prior to 19 December 2023shall be notified to the competent authorities before 20 February 2024.
6. The Member State concerned shall inform the other Member States and the Commission of any authorisation
granted under paragraph 2, and of any notification under paragraphs 4 and 5, within two weeks of the authorisation
or notification.
_____________
(*) Council Regulation (EC) No 2368/2002 of 20 December 2002 implementing the Kimberley Process certification
scheme for the international trade in rough diamonds (OJ L 358, 31.12.2002, p. 28).’;
(16) in Article 5, paragraphs 6 and 7 are replaced by the following:
‘6. It shall be prohibited to directly or indirectly make or be part of any arrangement to make:
(i) new loans or credit with a maturity exceeding 30 days to any legal person, entity or body referred to in paragraph
1 or 3, after 12 September 2014to 26 February 2022; or
(ii) any new loans or credit to any legal person, entity or body referred to in paragraph 1, 2, 3 or 4 after 26 February
2022.
The prohibition shall not apply to:
(a) loans or credit that have a specific and documented objective to provide financing for non-prohibited imports or
exports of goods and non-financial services between the Union and any third State, including the expenditure for
goods and services from another third State that is necessary for executing the export or import contracts,
provided that the national competent authority has been notified within three months of the date of the loan or
credit; or
(b) loans that have a specific and documented objective to provide emergency funding to meet solvency and liquidity
criteria for legal persons established in the Union, whose proprietary rights are owned for more than 50 % by any
entity referred to in Annex III, provided that the national competent authority has been notified within three
months of the date of the loan or credit.
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7. The prohibition in paragraph 6 shall not apply to drawdown or disbursements made under a contract
concluded before 26 February 2022, provided that the following conditions are met:
(a) all the terms and conditions of such drawdown or disbursements:
(i) were agreed before 26 February 2022; and
(ii) have not been modified on or after that date;
(b) before 26 February 2022, a contractual maturity date has been fixed for the repayment in full of all funds made
available and for the cancellation of all the commitments, rights and obligations under the contract;
(c) at the time of its conclusion the contract was not in breach of the prohibitions in this Regulation in force at
that time; and
(d) the national competent authority has been notified within three months of the date of the drawdown or
disbursements.
The terms and conditions of drawdowns and disbursements referred to in point (a) include provisions concerning the
length of the repayment period for each drawdown or disbursement, the interest rate applied or the interest rate
calculation method, and the maximum amount.’;
(17) in Article 5a, paragraphs 2 and 3 are replaced by the following:
‘2. It shall be prohibited to directly or indirectly make or be part of any arrangement to make any new loans or
credit to any legal person, entity or body referred to in paragraph 1 after 23 February 2022.
The prohibition shall not apply to loans or credit that have a specific and documented objective to provide financing
for non-prohibited imports or exports of goods and non-financial services between the Union and any third State,
including the expenditure for goods and services from another third State that is necessary for executing the export
or import contracts, provided that the national competent authority has been notified within three months of the
date of the loan or credit.
3. The prohibition in paragraph 2 shall not apply to drawdown or disbursements made under a contract
concluded before 23 February 2022provided that the following conditions are met:
(a) all the terms and conditions of such drawdown or disbursements:
(i) were agreed before 23 February 2022; and
(ii) have not been modified on or after that date;
(b) before 23 February 2022a contractual maturity date has been fixed for the repayment in full of all funds made
available and for the cancellation of all the commitments, rights and obligations under the contract; and
(c) the national competent authority has been notified within three months of the date of the drawdown or
disbursements.
The terms and conditions of drawdowns and disbursements referred to in point (a) include provisions concerning the
length of the repayment period for each drawdown or disbursement, the interest rate applied or the interest rate
calculation method, and the maximum amount.’;
(18) Article 5aa is amended as follows:
(a) paragraphs 2, 2b and 2d are deleted;
(b) in paragraph 3, the introductory wording is replaced by the following:
‘Unless otherwise prohibited, the prohibition in paragraph 1 shall not apply to:’;
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(c) in paragraph 3, point (d) is replaced by the following:
‘(d) transactions, including sales, which are strictly necessary for the wind-down, by 31 December 2024, of a
joint venture or similar legal arrangement concluded before 16 March 2022, involving a legal person, entity
or body referred to in paragraph 1;’;
(d) in paragraph 3, point (h) is deleted;
(e) paragraph 3a is replaced by the following:
‘3a. By way of derogation from paragraph 1, the competent authorities may authorise, under such conditions
as they deem appropriate, transactions which are strictly necessary for the divestment and withdrawal by
31 December 2024, by the entities referred to in paragraph 1 or their subsidiaries in the Union from a legal
person, entity or body established in the Union.’;
(19) Article 5b is amended as follows:
(a) the following paragraph is inserted:
‘2a. It shall be prohibited as from 18 January 2024to allow Russian nationals or natural persons residing in
Russia to directly or indirectly own or control, or to hold any posts in the governing bodies of, a legal person,
entity or body which is incorporated or constituted under the law of a Member State and is providing the
services referred to in paragraph 2.’;
(b) paragraph 3 is replaced by the following:
‘3. Paragraphs 1, 2 and 2a shall not apply to nationals of a Member State, of a country member of the
European Economic Area or of Switzerland, or to natural persons having a temporary or permanent residence
permit in a Member State, in a country member of the European Economic Area or in Switzerland.’;
(20) in Article 5k(2), point (a) is replaced by the following:
‘(a) the operation, maintenance, decommissioning and radioactive waste management, fuel supply and retreatment
and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required
for the completion of civil nuclear facilities, such as the Paks II project, as well as the supply of precursor material
for the production of medical radioisotopes and similar medical applications, critical technology for
environmental radiation monitoring, as well as civil nuclear cooperation, in particular in the field of research
and development;’;
(21) in Article 5l(2), point (d) is replaced by the following:
‘(d) the operation, maintenance, decommissioning and radioactive waste management, fuel supply and retreatment
and safety of civil nuclear capabilities, and the continuation of design, construction and commissioning required
for the completion of civil nuclear facilities, such as the Paks II project, as well as supply of precursor material for
the production of medical radioisotopes and similar medical applications, critical technology for environmental
radiation monitoring, as well as civil nuclear cooperation, in particular in the field of research and development;’;
(22) Article 5n is amended as follows:
(a) in paragraph 2a, the introductory wording is replaced by the following:
‘2a. It shall be prohibited to provide, directly or indirectly, market research and public opinion polling services,
technical testing and analysis services and advertising services to:’;
(b) the following paragraph is inserted:
‘2b. It shall be prohibited to sell, supply, transfer, export, or provide, directly or indirectly, software for the
management of enterprises and software for industrial design and manufacture as listed in Annex XXXIX to:
(a) the Government of Russia; or
(b) legal persons, entities or bodies established in Russia.’;
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(c) paragraphs 3, 4 and 4a are deleted;
(d) the following paragraph is inserted:
‘3a. It shall be prohibited to:
(a) provide technical assistance, brokering services or other services related to the goods and services referred to
in paragraphs 1, 2, 2a and 2b for their provision, directly or indirectly, to the Government of Russia or legal
persons, entities or bodies established in Russia;
(b) provide financing or financial assistance related to the goods and services referred to in paragraphs 1, 2, 2a
and 2b for their provision, or for the provision of related technical assistance, brokering services or other
services, directly or indirectly, to the Government of Russia or legal persons, entities or bodies established in
Russia.’;
(e) the following paragraph is inserted:
‘4b. Paragraph 2b shall not apply to the sale, supply, transfer, export or provision of software that is strictly
necessary for the termination by 20 March 2024 of contracts which are not compliant with this Article
concluded before 19 December 2023, or of ancillary contracts necessary for the execution of such contracts.’;
(f) paragraph 7 is replaced by the following:
‘7. Paragraphs 1, 2, 2a and 2b shall not apply until 20 June 2024 to the sale, supply, transfer, export or
provision of services intended for the exclusive use of legal persons, entities or bodies established in Russia that
are owned by, or solely or jointly controlled by, a legal person, entity or body which is incorporated or
constituted under the law of a Member State, a country member of the European Economic Area, Switzerland or
a partner country as listed in Annex VIII.’;
(g) paragraph 8 is replaced by the following:
‘8. Paragraphs 2, 2a and 2b shall not apply to the sale, supply, transfer, export, or provision of services
necessary for public health emergencies, the urgent prevention or mitigation of an event likely to have a serious
and significant impact on human health and safety or the environment, or as a response to natural disasters.’;
(h) paragraph 9 is deleted;
(i) the following paragraph is inserted:
‘9b. By way of derogation from paragraph 2b, the competent authorities may authorise the provision of
services referred to therein, under such conditions as they deem appropriate, after having determined that those
services are necessary for the contribution of Russian nationals to international open-source projects.’;
(j) paragraph 10 is amended as follows:
(a) the introductory wording is replaced by the following:
‘10. By way of derogation from paragraphs 1, 2, 2a, 2b and 3a, the competent authorities may authorise
the sale, supply, transfer, export, or provision of the services referred to therein, under such conditions as
they deem appropriate, after having determined that this is necessary for:’;
(b) point (f) is replaced by the following:
‘(f) the establishment, operation, maintenance, fuel supply and retreatment and safety of civil nuclear
capabilities, and the continuation of design, construction and commissioning required for the
completion of civil nuclear facilities, such as the Paks II project, the supply of precursor material for the
production of medical radioisotopes and similar medical applications, or critical technology for
environmental radiation monitoring, as well as for civil nuclear cooperation, in particular in the field of
research and development; ’;
(c) the following point is added:
‘(h) the exclusive use of legal persons, entities or bodies established in Russia that are owned by, or solely or
jointly controlled by, a legal person, entity or body which is incorporated or constituted under the law of
a Member State, a country member of the European Economic Area, Switzerland or a partner country as
listed in Annex VIII.’;
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(k) paragraph 11 is replaced by the following:
‘11. The Member State concerned shall inform the other Member States and the Commission of any
authorisation granted under paragraphs 9a, 9b and 10 within two weeks of the authorisation.’;
(23) in Article 5p, paragraph 2 is deleted;
(24) the following Article is inserted:
‘Article 5r
1. Legal persons, entities and bodies established in the Union whose proprietary rights are directly or indirectly
owned for more than 40 % by:
(a) a legal person, entity or body established in Russia;
(b) a Russian national; or
(c) a natural person residing in Russia,
shall, as of 1 May 2024, report to the competent authority of the Member State where they are established, within
two weeks of the end of each quarter, any transfer of funds exceeding 100 000EUR out of the Union that they
made during that quarter, directly or indirectly, in one or several operations.
2. Notwithstanding the applicable rules concerning reporting, confidentiality and professional secrecy, credit and
financial institutions shall, as of 1 July 2024, report to the competent authority of the Member State where they are
located, within two weeks of the end of each semester, information on all transfers of funds out of the Union of a
cumulative amount, over that semester, exceeding 100 000EUR that they initiated, directly or indirectly, for the legal
persons, entities and bodies referred to in paragraph 1.
3. Member States shall assess the information received in accordance with paragraphs 1 and 2 to identify
transactions, entities and business sectors that indicate a serious risk of breaches or circumvention of, or use of funds
for purposes incompatible with, this Regulation or Council Regulations (EU) No 269/2014, (EU) No 692/2014 (*) or
(EU) 2022/263 (**), or Council Decisions 2014/145/CFSP (***), 2014/386/CFSP (****), 2014/512/CFSP or
(CFSP) 2022/266 (*****), and shall regularly inform each other and the Commission of their findings.
4. Based on the information received from the Member States under paragraph 3, the Commission shall review the
functioning of the measures provided for in this Article no later than 20 December 2024.
_____________
(*) Council Regulation (EU) No 692/2014 of 23 June 2014 concerning restrictive measures in response to the
illegal annexation of Crimea and Sevastopol (OJ L 183, 24.6.2014, p. 9).
(**) Council Regulation (EU) 2022/263 of 23 February 2022 concerning restrictive measures in response to the
illegal recognition, occupation or annexation by the Russian Federation of certain non-government
controlled areas of Ukraine (OJ L 42 I, 23.2.2022, p. 77).
(***) Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions
undermining or threatening the territorial integrity, sovereignty and independence of Ukraine (OJ L 78,
17.3.2014, p. 16).
(****) Council Decision 2014/386/CFSP of 23 June 2014 concerning restrictive measures in response to the illegal
annexation of Crimea and Sevastopol (OJ L 183, 24.6.2014, p. 70).
(*****) Council Decision (CFSP) 2022/266 of 23 February 2022 concerning restrictive measures in response to the
illegal recognition, occupation or annexation by the Russian Federation of certain non-government
controlled areas of Ukraine (OJ L 42 I, 23.2.2022, p. 109).’;
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(25) Article 6b is amended as follows:
(a) the following paragraph is inserted:
‘1a. For the purposes of paragraph 1, the confidentiality of communications between lawyers and their clients
shall include the confidentiality of communications relating to legal advice provided by other certified
professionals who are authorised under national law to represent their clients in judicial proceedings, insofar as
such legal advice is provided in connection with pending or prospective judicial proceedings.’;
(b) paragraph 4 is replaced by the following:
‘4. Any information provided or received in accordance with this Article shall be used only for the purposes
for which it was provided or received.’;
(26) Article 12b is amended as follows:
(a) in paragraph 1, the introductory wording is replaced by the following:
‘1. By way of derogation from Articles 2, 2a, 3, 3b, 3c, 3f, 3h and 3k, the competent authorities may authorise
the sale, supply or transfer of goods and technologies listed in Annexes II, VII, X, XI, XVI, XVIII, XX and XXIII to
this Regulation and in Annex I to Regulation (EU) 2021/821 as well as the sale, licensing or transfer in any other
way of intellectual property rights or trade secrets as well as granting rights to access or re-use any material or
information protected by means of intellectual property rights or constituting trade secrets, related to the goods
and technology mentioned above until 30 June 2024, where such sale, supply, transfer, licensing, granting rights
to access or re-use is strictly necessary for the divestment from Russia or the wind-down of business activities in
Russia, provided that the following conditions are fulfilled:’;
(b) paragraph 1a is replaced by the following:
‘1a. By way of derogation from Article 3, the competent authorities may authorise the sale, supply or transfer
of goods and technologies listed in Annex II until 30 September 2024, where such sale, supply or transfer is
strictly necessary for the divestment from a joint venture incorporated or constituted under the law of a Member
State before 24 February 2022, involving a Russian legal person, entity or body, and operating a gas pipeline
infrastructure between Russia and third countries.’;
(c) in paragraph 2, the introductory wording is replaced by the following:
‘2. By way of derogation from Articles 3g and 3i, the competent authorities may authorise the import or
transfer of goods listed in Annexes XVII and XXI until 30 June 2024, where such import or transfer is strictly
necessary for the divestment from Russia or the wind-down of business activities in Russia, provided that the
following conditions are fulfilled:’;
(d) in paragraph 2a, the introductory wording is replaced by the following:
‘2a. By way of derogation from Article 5n, the competent authorities may authorise the continuation of the
provision of services listed therein until 31 July 2024 where such provision of services is strictly necessary for
the divestment from Russia or the wind-down of business activities in Russia, provided that the following
conditions are fulfilled:’;
(27) Article 12d is replaced by the following:
‘Article 12d
The prohibitions laid down in this Regulation shall not apply to the provision of pilot services which are necessary for
reasons of maritime safety.’;
(28) the following Article is added:
‘Article 12g
1. When selling, supplying, transferring or exporting to a third country, with the exception of partner countries
listed in Annex VIII to this Regulation, goods or technology as listed in Annexes XI, XX and XXXV to this Regulation,
common high priority items as listed in Annex XL to this Regulation, or firearms and ammunition as listed in Annex I
to Regulation (EU) No 258/2012, exporters shall, as of 20 March 2024, contractually prohibit re-exportation to
Russia and re-exportation for use in Russia.
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2. Paragraph 1 shall not apply to the execution of contracts concluded before 19 December 2023 until
20 December 2024or until their expiry date, whichever is earlier.
3. In application of paragraph 1, exporters shall ensure that the agreement with the third-country counterpart
contains adequate remedies in the event of a breach of a contractual obligation concluded in accordance with
paragraph 1.
4. If the third-country counterpart breaches any of the contractual obligations concluded in accordance with
paragraph 1, exporters shall inform the competent authority of the Member State where they are resident or
established as soon as they become aware of the breach.
5. Member States shall inform each other and the Commission of detected instances of a breach or circumvention
of a contractual obligation concluded in accordance with paragraph 1.’;
(29) Annex IV is amended in accordance with Annex I to this Regulation;
(30) Annex VII is amended in accordance with Annex II to this Regulation;
(31) Annex XXI is amended in accordance with Annex III to this Regulation;
(32) Annex XXIII is amended in accordance with Annex IV to this Regulation;
(33) Annex XXIX is amended in accordance with Annex V to this Regulation;
(34) Annexes XXIIIA and XXIIIB are inserted in accordance with Annex VI to this Regulation;
(35) Annex XXXVI is added in accordance with Annex VII to this Regulation;
(36) Annex XXXVII is added in accordance with Annex VIII to this Regulation;
(37) Annexes XXXVIIIA and XXXVIIIB are added in accordance with Annex IX to this Regulation;
(38) Annex XXXIX is added in accordance with Annex X to this Regulation;
(39) Annex XL is added in accordance with Annex XI to this Regulation.
Article 2
This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 18 December 2023.
For the Council
The President
P. NAVARRO RÍOS
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ANNEX I
Annex IV to Regulation (EU) No833/2014 is replaced by the following:
‘ANNEX IV
This Annex lists natural or legal persons, entities or bodies which are military end-users, form part
of Russia’s militaryand industrial complex or which have commercial or other links with or which
otherwise support Russia’s defence and security sector. These natural or legal persons, entities or
bodies contribute to Russia’s military and technological enhancement or to the development of
Russia’s defence and security sector. They include natural or legal persons, entities or bodies in
third countries other than Russia. Their inclusion in this Annex does not entail any attribution of
responsibility for their actions to the jurisdiction in which they are operating.
List of natural or legal persons, entities or bodies, referred to in Articles 2(7), 2a(7) and 2b(1)
1. JSC Sirius (Russia)
2. OJSC Stankoinstrument (Russia)
3. OAO JSC Chemcomposite (Russia)
4. JSC Kalashnikov (Russia)
5. JSC Tula Arms Plant (Russia)
6. NPK Technologii Maschinostrojenija (Russia)
7. OAO Wysokototschnye Kompleksi (Russia)
8. OAO Almaz Antey (Russia)
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9. OAO NPO Bazalt (Russia)
10. Admiralty Shipyard JSC (Russia)
11. Aleksandrov Scientific Research Technological Institute NITI (Russia)
12. Argut OOO (Russia)
13. Communication center of the Ministry of Defense (Russia)
14. Federal Research Center Boreskov Institute of Catalysis (Russia)
15. Federal State Budgetary Enterprise of the Administration of the President of Russia
(Russia)
16. Federal State Budgetary Enterprise Special Flight Unit Rossiya of the Administration of
the President of Russia (Russia)
17. Federal State Unitary Enterprise Dukhov Automatics Research Institute (VNIIA) (Russia)
18. Foreign Intelligence Service (SVR) (Russia)
19. Forensic Center of Nizhniy Novgorod Region Main Directorate of the Ministry of Interior
Affairs (Russia)
20. International Center for Quantum Optics and Quantum Technologies (the Russian
Quantum Center) (Russia)
21. Irkut Corporation (Russia)
22. Irkut Research and Production Corporation Public Joint Stock Company (Russia)
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23. Joint Stock Company Scientific Research Institute of Computing Machinery (Russia)
24. JSC Central Research Institute of Machine Building (JSC TsNIIMash) (Russia)
25. JSC Kazan Helicopter Plant Repair Service (Russia)
26. JSC Shipyard Zaliv (Zaliv Shipbuilding yard) (Autonomous Republic of Crimea, illegally
annexed by Russia)
27. JSC Rocket and Space Centre –Progress (Russia)
28. Kamensk-Uralsky Metallurgical Works J.S. Co. (Russia)
29. Kazan Helicopter Plant PJSC (Russia)
30. Komsomolsk-na-Amur Aviation Production Organization (KNAAPO) (Russia)
31. Ministry of Defence RF (Russia)
32. Moscow Institute of Physics and Technology (Russia)
33. NPO High Precision Systems JSC (Russia)
34. NPO Splav JSC (Russia)
35. OPK Oboronprom (Russia)
36. PJSC Beriev Aircraft Company (Russia)
37. PJSC Irkut Corporation (Russia)
38. PJSC Kazan Helicopters (Russia)
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39. POLYUS Research Institute of M.F. Stelmakh Joint Stock Company (Russia)
40. Promtech-Dubna, JSC (Russia)
41. Public Joint Stock Company United Aircraft Corporation (Russia)
42. Radiotechnical and Information Systems (RTI) Concern (Russia)
43. Rapart Services LLC (Russia)
44. Rosoboronexport OJSC (ROE) (Russia)
45. Rostec (Russian Technologies State Corporation) (Russia)
46. Rostekh –Azimuth (Russia)
47. Russian Aircraft Corporation MiG (Russia)
48. Russian Helicopters JSC (Russia)
49. SP KVANT (Sovmestnoe Predpriyatie Kvantovye Tekhnologii) (Russia)
50. Sukhoi Aviation JSC (Russia)
51. Sukhoi Civil Aircraft (Russia)
52. Tactical Missiles Corporation JSC (Russia)
53. Tupolev JSC (Russia)
54. UEC-Saturn (Russia)
55. United Aircraft Corporation (Russia)
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56. JSC AeroKompozit (Russia)
57. United Engine Corporation (Russia)
58. UEC-Aviadvigatel JSC (Russia)
59. United Instrument Manufacturing Corporation (Russia)
60. United Shipbuilding Corporation (Russia)
61. JSC PO Sevmash (Russia)
62. Krasnoye Sormovo Shipyard (Russia)
63. Severnaya Shipyard (Russia)
64. Shipyard Yantar (Russia)
65. UralVagonZavod (Russia)
66. Baikal Electronics (Russia)
67. Center for Technological Competencies in Radiophtonics (Russia)
68. Central Research and Development Institute Tsiklon (Russia)
69. Crocus Nano Electronics (Russia)
70. Dalzavod Ship-Repair Center (Russia)
71. Elara (Russia)
72. Electronic Computing and Information Systems (Russia)
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73. ELPROM (Russia)
74. Engineering Center Ltd. (Russia)
75. Forss Technology Ltd. (Russia)
76. Integral SPB (Russia)
77. JSC Element (Russia)
78. JSC Pella-Mash (Russia)
79. JSC Shipyard Vympel (Russia)
80. Kranark LLC (Russia)
81. Lev Anatolyevich Yershov (Ershov) (Russia)
82. LLC Center (Russia)
83. MCST Lebedev (Russia)
84. Miass Machine-Building Factory (Russia)
85. Microelectronic Research and Development Center Novosibirsk (Russia)
86. MPI VOLNA (Russia)
87. N.A. Dollezhal Order of Lenin Research and Design Institute of Power Engineering
(Russia)
88. Nerpa Shipyard (Russia)
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89. NM-Tekh (Russia)
90. Novorossiysk Shipyard JSC (Russia)
91. NPO Electronic Systems (Russia)
92. NPP Istok (Russia)
93. NTC Metrotek (Russia)
94. OAO GosNIIkhimanalit (Russia)
95. OAO Svetlovskoye Predpriyatiye Era (Russia)
96. OJSC TSRY (Russia)
97. OOO Elkomtekh (Elkomtex) (Russia)
98. OOO Planar (Russia)
99. OOO Sertal (Russia)
100. Photon Pro LLC (Russia)
101. PJSC Zvezda (Russia)
102. Amur Shipbuilding Factory PJSC (Russia)
103. AO Center of Shipbuilding and Ship Repairing JSC (Russia)
104. AO Kronshtadt (Russia)
105. Avant Space LLC (Russia)
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106. Production Association Strela (Russia)
107. Radioavtomatika (Russia)
108. Research Center Module (Russia)
109. Robin Trade Limited (Russia)
110. R.Ye. Alekseyev Central Design Bureau for Hydrofoil Ships (Russia)
111. Rubin Sever Design Bureau (Russia)
112. Russian Space Systems (Russia)
113. Rybinsk Shipyard Engineering (Russia)
114. Scientific Research Institute of Applied Chemistry (Russia)
115. Scientific-Research Institute of Electronics (Russia)
116. Scientific Research Institute of Hypersonic Systems (Russia)
117. Scientific Research Institute NII Submikron (Russia)
118. Sergey IONOV (Russia)
119. Serniya Engineering (Russia)
120. Severnaya Verf Shipbuilding Factory (Russia)
121. Ship Maintenance Center Zvezdochka (Russia)
122. State Governmental Scientific Testing Area of Aircraft Systems (GkNIPAS) (Russia)
24/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
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123. State Machine Building Design Bureau Raduga Bereznya (Russia)
124. State Scientific Center AO GNTs RF—FEI A.I. Leypunskiy Physico-Energy Institute
(Russia)
125. State Scientific Research Institute of Machine Building Bakhirev (GosNIImash) (Russia)
126. Tomsk Microwave and Photonic Integrated Circuits and Modules Collective Design Center
(Russia)
127. UAB Pella-Fjord (Russia)
128. United Shipbuilding Corporation JSC “35th Shipyard” (Russia)
129. United Shipbuilding Corporation JSC “Astrakhan Shipyard” (Russia)
130. United Shipbuilding Corporation JSC “Aysberg Central Design Bureau” (Russia)
131. United Shipbuilding Corporation JSC “Baltic Shipbuilding Factory” (Russia)
132. United Shipbuilding Corporation JSC “Krasnoye Sormovo Plant OJSC” (Russia)
133. United Shipbuilding Corporation JSC SC “Zvyozdochka” (Russia)
134. United Shipbuilding Corporation “Pribaltic Shipbuilding Factory Yantar” (Russia)
135. United Shipbuilding Corporation “Scientific Research Design Technological Bureau
Onega” (Russia)
136. United Shipbuilding Corporation “Sredne-Nevsky Shipyard” (Russia)
137. Ural Scientific Research Institute for Composite Materials (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 25/284EN
OJ L, 18.12.2023
138. Urals Project Design Bureau Detal (Russia)
139. Vega Pilot Plant (Russia)
140. Vertikal LLC(Russia)
141. Vladislav Vladimirovich Fedorenko (Russia)
142. VTK Ltd (Russia)
143. Yaroslavl Shipbuilding Factory (Russia)
144. ZAO Elmiks-VS (Russia)
145. ZAO Sparta (Russia)
146. ZAO Svyaz Inzhiniring (Russia)
147. 46th TSNII Central Scientific Research Institute (Russia)
148. Alagir Resistor Factory (Russia)
149. All-Russian Research Institute of Optical and Physical Measurements (Russia)
150. All-Russian Scientific-Research Institute Etalon JSC (Russia)
151. Almaz JSC (Russia)
152. Arzam Scientific Production Enterprise Temp Avia (Russia)
153. Automated Procurement System for State Defense Orders, LLC (Russia)
154. Dolgoprudniy Design Bureau of Automatics (DDBA JSC) (Russia)
26/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
OJ L, 18.12.2023
155. Electronic Computing Technology Scientific-Research Center JSC (Russia)
156. Electrosignal JSC (Russia)
157. Energiya JSC (Russia)
158. Engineering Center Moselectronproekt (Russia)
159. Etalon Scientific and Production Association (Russia)
160. Evgeny Krayushin (Russia)
161. Foreign Trade AssociationMashpriborintorg (Russia)
162. Ineko LLC (Russia)
163. Informakustika JSC (Russia)
164. Institute of High Energy Physics (Russia)
165. Institute of Theoretical and Experimental Physics (Russia)
166. Inteltech PJSC (Russia)
167. ISE SO RAN Institute of High-Current Electronics (Russia)
168. Kaluga Scientific-Research Institute of Telemechanical Devices JSC (Russia)
169. Kulon Scientific-Research Institute JSC (Russia)
170. Lutch Design Office JSC (Russia)
171. Meteor Plant JSC (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 27/284EN
OJ L, 18.12.2023
172. Moscow Communications Research Institute JSC (Russia)
173. Moscow Order of the Red Banner of Labor Research Radio Engineering Institute JSC
(Russia)
174. NPO Elektromechaniki JSC (Russia)
175. Omsk Production Union Irtysh JSC (Russia)
176. Omsk Scientific-Research Institute of Instrument Engineering JSC (Russia)
177. Optron, JSC (Russia)
178. Pella Shipyard OJSC (Russia)
179. Polyot Chelyabinsk Radio Plant JSC (Russia)
180. Pskov Distance Communications Equipment Plant (Russia)
181. Radiozavod JSC (Russia)
182. RazryadJSC (Russia)
183. Research Production Association Mars (Russia)
184. Ryazan Radio-Plant (Russia)
185. Scientific Production Center Vigstar JSC (Russia)
186. Scientific Production Enterprise “Radiosviaz” (Russia)
187. Scientific Research Institute Ferrite-Domen (Russia)
28/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
OJ L, 18.12.2023
188. Scientific Research Institute of Communication Management Systems (Russia)
189. Scientific-Production Association and Scientific-Research Institute of Radio-Components
(Russia)
190. Scientific-Production Enterprise “Kant” (Russia)
191. Scientific-Production Enterprise “Svyaz” (Russia)
192. Scientific-Production Enterprise Almaz JSC (Russia)
193. Scientific-Production Enterprise Salyut JSC (Russia)
194. Scientific-Production Enterprise Volna (Russia)
195. Scientific-Production EnterpriseVostok JSC (Russia)
196. Scientific-Research Institute “Argon” (Russia)
197. Scientific-Research Institute and Factory Platan (Russia)
198. Scientific-Research Institute of Automated Systems and Communications Complexes
Neptune JSC (Russia)
199. Special Design and Technical Bureau for Relay Technology (Russia)
200. Special Design Bureau Salute JSC (Russia)
201. Tactical Missile Company, Joint Stock Company “Salute” (Russia)
202. Tactical Missile Company, Joint Stock Company “State Machine Building Design Bureau
‘Vympel’ By Name I.I.Toropov” (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 29/284EN
OJ L, 18.12.2023
203. Tactical Missile Company, Joint Stock Company “URALELEMENT” (Russia)
204. Tactical Missile Company, Joint Stock Company “Plant Dagdiesel” (Russia)
205. Tactical Missile Company, Joint Stock Company “Scientific Research Institute of Marine
Heat Engineering” (Russia)
206. Tactical Missile Company, Joint Stock Company PA Strela (Russia)
207. Tactical Missile Company, Joint Stock Company Plant Kulakov (Russia)
208. Tactical Missile Company, Joint Stock Company Ravenstvo (Russia)
209. Tactical Missile Company, Joint Stock Company Ravenstvo-service (Russia)
210. Tactical Missile Company, Joint Stock Company Saratov Radio Instrument Plant (Russia)
211. Tactical Missile Company, Joint Stock Company Severny Press (Russia)
212. Tactical Missile Company, Joint-Stock Company “Research Center for Automated
Design” (Russia)
213. Tactical Missile Company, KB Mashinostroeniya (Russia)
214. Tactical Missile Company, NPO Electromechanics (Russia)
215. Tactical Missile Company,NPO Lightning (Russia)
216. Tactical Missile Company, Petrovsky Electromechanical Plant “Molot” (Russia)
217. Tactical Missile Company, PJSC “MBDB ‘ISKRA’” (Russia)
218. Tactical Missile Company, PJSC ANPP Temp Avia (Russia)
30/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
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219. Tactical Missile Company, Raduga Design Bureau (Russia)
220. Tactical Missile Corporation, “Central Design Bureau of Automation” (Russia)
221. Tactical Missile Corporation, 711 Aircraft Repair Plant (Russia)
222. Tactical Missile Corporation, AO GNPP “Region” (Russia)
223. Tactical Missile Corporation, AO TMKB “Soyuz” (Russia)
224. Tactical Missile Corporation, Azov Optical and Mechanical Plant (Russia)
225. Tactical Missile Corporation, Concern “MPO –Gidropribor” (Russia)
226. Tactical Missile Corporation, Joint Stock Company “KRASNY GIDROPRESS” (Russia)
227. Tactical Missile Corporation, Joint Stock Company Avangard (Russia)
228. Tactical Missile Corporation, Joint Stock Company Concern Granit-Electron (Russia)
229. Tactical Missile Corporation, Joint Stock Company Elektrotyaga (Russia)
230. Tactical Missile Corporation, Joint Stock Company GosNIIMash (Russia)
231. Tactical Missile Corporation, RKB Globus (Russia)
232. Tactical Missile Corporation, Smolensk Aviation Plant (Russia)
233. Tactical Missile Corporation, TRV Engineering (Russia)
234. Tactical Missile Corporation, Ural Design Bureau “Detal” (Russia)
235. Tactical Missile Corporation, Zvezda-Strela Limited Liability Company (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 31/284EN
OJ L, 18.12.2023
236. Tambov Plant (TZ) “October” (Russia)
237. United Shipbuilding Corporation “Production Association Northern Machine Building
Enterprise” (Russia)
238. United Shipbuilding Corporation “5th Shipyard” (Russia)
239. Federal Center for Dual-Use Technology (FTsDT) Soyuz (Russia)
240. Turayev Machine Building Design Bureau Soyuz (Russia)
241. Zhukovskiy Central Aerohydrodynamics Institute (TsAGI) (Russia)
242. Rosatomflot (Russia)
243. Lyulki Experimental-Design Bureau (Russia)
244. Lyulki Science and Technology Center (Russia)
245. AO Aviaagregat (Russia)
246. Central Aerohydrodynamic Institute (TsAGI) (Russia)
247. Closed Joint Stock Company Turborus (Turborus) (Russia)
248. Federal Autonomous Institution Central Institute of Engine-Building N.A. P.I. Baranov;
Central Institute of Aviation Motors (CIAM) (Russia)
249. Federal State Budgetary Institution National Research Center Institute N.A.
N.E.Zhukovsky (Zhukovsky National Research Institute) (Russia)
250. Federal State Unitary Enterprise “State Scientific-Research Institute for Aviation Systems”
(GosNIIAS) (Russia)
32/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
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251. Joint Stock Company 123 Aviation Repair Plant (123 ARZ) (Russia)
252. Joint Stock Company 218 Aviation Repair Plant (218 ARZ) (Russia)
253. Joint Stock Company 360 Aviation Repair Plant (360 ARZ) (Russia)
254. Joint Stock Company 514 Aviation Repair Plant (514 ARZ) (Russia)
255. Joint Stock Company 766 UPTK (Russia)
256. Joint Stock Company Aramil Aviation Repair Plant (AARZ) (Russia)
257. Joint Stock Company Aviaremont (Aviaremont) (Russia)
258. Joint Stock Company Flight Research Institute N.A. M.M. Gromov (FRI Gromov)
(Russia)
259. Joint Stock Company Metallist Samara (Metallist Samara) (Russia)
260. Joint Stock Company Moscow Machine-Building Enterprise Named After
V.V.Chernyshev (MMP V.V. Chernyshev) (Russia)
261. JSC NII Steel (Russia)
262. Joint Stock Company Remdizel (Russia)
263. Joint Stock Company Special Industrial and Technical Base Zvezdochka
(SPTBZvezdochka) (Russia)
264. Joint Stock Company STAR (Russia)
265. Joint Stock Company Votkinsk Machine Building Plant (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 33/284EN
OJ L, 18.12.2023
266. Joint Stock Company Yaroslav Radio Factory (Russia)
267. Joint Stock Company Zlatoustovsky Machine Building Plant (JSC Zlatmash) (Russia)
268. Limited Liability Company Center for Specialized Production OSK Propulsion
(OSKPropulsion) (Russia)
269. Lytkarino Machine-Building Plant (Russia)
270. Moscow Aviation Institute (Russia)
271. Moscow Institute of Thermal Technology (Russia)
272. Omsk Motor-Manufacturing Design Bureau (Russia)
273. Open Joint Stock Company 170 Flight Support Equipment Repair Plant (170 RZ SOP)
(Russia)
274. Open Joint Stock Company 20 Aviation Repair Plant (20 ARZ) (Russia)
275. Open Joint Stock Company 275 Aviation Repair Plant (275 ARZ) (Russia)
276. Open Joint Stock Company 308 Aviation Repair Plant (308 ARZ) (Russia)
277. Open Joint Stock Company 32 Repair Plant of Flight Support Equipment (32 RZ SOP)
(Russia)
278. Open Joint Stock Company 322 Aviation Repair Plant (322 ARZ) (Russia)
279. Open Joint Stock Company 325 Aviation Repair Plant (325 ARZ) (Russia)
280. Open Joint Stock Company 680 Aircraft Repair Plant (680 ARZ) (Russia)
34/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
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281. Open Joint Stock Company 720 Special Flight Support Equipment Repair Plant
(720RZSOP) (Russia)
282. Open Joint Stock Company Volgograd Radio-Technical Equipment Plant (VZ RTO)
(Russia)
283. Public Joint Stock Company Agregat (PJSC Agregat) (Russia)
284. Salute Gas Turbine Research and Production Center (Russia)
285. Scientific-Production Association Vint of Zvezdochka Shipyard (SPU Vint) (Russia)
286. Scientific Research Institute of Applied Acoustics (NIIPA) (Russia)
287. Siberian Scientific-Research Institute of Aviation N.A. S.A. Chaplygin (SibNIA) (Russia)
288. Software Research Institute (Russia)
289. Subsidiary Sevastopol Naval Plant of Zvezdochka Shipyard (Sevastopol Naval Plant)
(CityofSevastopol, illegally annexed by Russia)
290. Tula Arms Plant (Russia)
291. Russian Institute of Radio Navigation and Time (Russia)
292. Federal Technical Regulation and Metrology Agency (Rosstandart) (Russia)
293. Federal State Budgetary Institution of Science P.I. K.A. ValievRAS of the Ministry of
Science and Higher Education of Russia (FTIAN) (Russia)
294. Federal State Unitary Enterprise All-Russian Research Institute of Physical, Technical and
Radio Engineering Measurements (VNIIFTRI) (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 35/284EN
OJ L, 18.12.2023
295. Institute of Physics Named After P.N. Lebedev of the Russian Academy of Sciences (LPI)
(Russia)
296. The Institute of Solid-State Physics of the Russian Academy of Sciences (ISSP) (Russia)
297. Rzhanov Institute of Semiconductor Physics, Siberian Branch of Russian Academy of
Sciences (IPP SB RAS) (Russia)
298. UEC-Perm Engines, JSC (Russia)
299. Ural Works of Civil Aviation, JSC (Russia)
300. Central Design Bureau for Marine Engineering “Rubin”, JSC (Russia)
301. “Aeropribor-Voskhod”, JSC (Russia)
302. Aerospace Equipment Corporation, JSC (Russia)
303. Central Research Institute of Automation and Hydraulics (CNIIAG), JSC (Russia)
304. Aerospace Systems Design Bureau, JSC (Russia)
305. Afanasyev Technomac, JSC (Russia)
306. Ak Bars Shipbuilding Corporation, CJSC (Russia)
307. AGAT,Gavrilov-Yaminskiy Machine-Building Plant, JSC (Russia)
308. Almaz Central Marine Design Bureau, JSC (Russia)
309. Joint Stock Company Eleron (Russia)
310. AO Rubin (Russia)
36/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
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311. Branch of AO Company Sukhoi Yuri Gagarin Komsomolsk-on-Amur Aircraft Plant
(Russia)
312. Branch of PAO II –Aviastar (Russia)
313. Branch of RSK MiG Nizhny Novgorod Aircraft-Construction Plant Sokol (Russia)
314. Chkalov Novosibirsk Aviation Plant (Russia)
315. Joint Stock Company All-Russian Scientific-Research Institute Gradient (Russia)
316. Joint Stock Company Almatyevsk Radiopribor Plant (JSC AZRP) (Russia)
317. Joint Stock Company Experimental-Design Bureau Elektroavtomatika in the name of
P.A.Efimov (Russia)
318. Joint Stock Company Industrial Controls Design Bureau (Russia)
319. Joint Stock Company Kazan Instrument-Engineering and Design Bureau (Russia)
320. Joint Stock Company Microtechnology (Russia)
321. Phasotron Scientific-Research Institute of Radio-Engineering (Russia)
322. Joint Stock Company Radiopribor (Russia)
323. Joint Stock Company Ramensk Instrument-Engineering Bureau (Russia)
324. Joint Stock Company Research and Production Center SAPSAN (Russia)
325. Joint Stock Company Rychag (Russia)
326. Joint Stock Company Scientific Production Enterprise Izmeritel (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 37/284EN
OJ L, 18.12.2023
327. Joint Stock Company Scientific-Production Union for Radioelectronics Named After
V.I.Shimko (Russia)
328. Joint Stock Company Taganrog Communications Scientific-Research Institute (Russia)
329. Joint Stock Company Urals Instrument-Engineering Plant (Russia)
330. Joint Stock Company Vzlet Engineering Testing Support (Russia)
331. Joint Stock Company Zhiguli Radio Plant (Russia)
332. Joint Stock Company Bryansk Electromechanical Plant (Russia)
333. Public Joint Stock Company Moscow Institute of Electro-Mechanics and Automation
(Russia)
334. Public Joint Stock Company Stavropol Radio Plant Signal (Russia)
335. Public Joint Stock Company Techpribor (Russia)
336. Joint Stock Company Ramensky Instrument-Engineering Plant (Russia)
337. V.V. Tarasov Avia Avtomatika (Russia)
338. Design Bureau of Chemical Machine Building KBKhM (Russia)
339. Far Eastern Shipbuilding and Ship Repair Center (Russia)
340. Ilyushin Aviation Complex Branch: Myasishcheva Experimental Mechanical Engineering
Plant (Russia)
341. Institute of Marine Technology Problems Far East Branch Russian Academy of Sciences
(Russia)
38/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
OJ L, 18.12.2023
342. Irkutsk Aviation Plant (Russia)
343. Joint Stock Company Aerocomposit Ulyanovsk Plant (Russia)
344. Joint Stock Company Experimental Design Bureau Named After A.S. Yakovlev (Russia)
345. Joint Stock Company Federal Research and Production Center Altai (Russia)
346. Joint Stock Company “Head Special Design Bureau Prozhektor (Russia)
347. Joint Stock Company Ilyushin Aviation Complex (Russia)
348. Joint StockCompany Lazurit Central Design Bureau (Russia)
349. Joint Stock Company Research and Development Enterprise Protek (Russia)
350. Joint Stock Company SPMDB Malachite (Russia)
351. Joint Stock Company Votkinsky Zavod (Russia)
352. Kalyazinsky Machine Building Factory –Branch of RSK MiG (Russia)
353. Main Directorate of Deep-Sea Research of the Ministry of Defense of the Russian
Federation (Russia)
354. NPP Start (Russia)
355. OAO Radiofizika (Russia)
356. P.A. Voronin Lukhovitsk Aviation Plant, branch of RSK MiG (Russia)
357. Public Joint Stock Company Bryansk Special Design Bureau (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 39/284EN
OJ L, 18.12.2023
358. Public Joint Stock Company Voronezh Joint Stock Aircraft Company (Russia)
359. Radio Technical Institute Named After A.L. Mints (Russia)
360. Russian Federal Nuclear Center –All-Russian Research Institute of Experimental Physics
(Russia)
361. Shvabe JSC (Russia)
362. Special Technological Center LLC (Russia)
363. St. Petersburg Marine Bureau of Machine Building Malakhit (Russia)
364. St. Petersburg Naval Design Bureau Almaz (Russia)
365. St. Petersburg Shipbuilding Institution Krylov 45 (Russia)
366. Strategic Control Posts Corporation (Russia)
367. V.A. Trapeznikov Institute of Control Sciences of Russian Academy of Sciences (Russia)
368. Vladimir Design Bureau for Radio Communications OJSC (Russia)
369. Voentelecom JSC (Russia)
370. A.A. Kharkevich Institute for Information Transmission Problems (IITP), Russian
Academy of Sciences (RAS) (Russia)
371. Ak Bars Holding (Russia)
372. Special Research Bureau for Automation of Marine Researches Far East Branch Russian
Academy of Sciences (Russia)
40/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
OJ L, 18.12.2023
373. Systems of Biological Synthesis LLC (Russia)
374. Borisfen, JSC (Russia)
375. Barnaul cartridge plant, JSC (Russia)
376. Concern Avrora Scientific and Production Association, JSC (Russia)
377. Bryansk Automobile Plant, JSC (Russia)
378. Burevestnik Central Research Institute, JSC (Russia)
379. Research Institute of Space Instrumentation, JSC (Russia)
380. Arsenal Machine-building plant, OJSC (Russia)
381. Central Design Bureau of Automatics, JSC (Russia)
382. Zelenodolsk Design Bureau, JSC (Russia)
383. Zavod Elecon, JSC (Russia)
384. VMP “Avitec”, JSC (Russia)
385. JSC V. Tikhomirov Scientific Research Institute of Instrument Design (Russia)
386. Tulatochmash, JSC (Russia)
387. PJSC “I.S. Brook” INEUM (Russia)
388. SPE “Krasnoznamenets”, JSC (Russia)
389. SPA Pribor Named After S.S. Golembiovsky, SC (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 41/284EN
OJ L, 18.12.2023
390. SPA “Impuls”, JSC (Russia)
391. RusBITech (Russia)
392. ROTOR 43 (Russia)
393. Rostov optical and mechanical plant, PJSC (Russia)
394. RATEP, JSC (Russia)
395. PLAZ (Russia)
396. OKB “Technika” (Russia)
397. Ocean Chips (Russia)
398. Nudelman Precision Engineering Design Bureau (Russia)
399. Angstrem JSC (Russia)
400. NPCAP (Russia)
401. Novosibirsk Plant of Artificial Fibre (Russia)
402. Novosibirsk Cartridge Plant, JSC (SIBFIRE) (Russia)
403. Novator DB (Russia)
404. NIMI Named After V.V. BAHIREV, JSC (Russia)
405. NII Stali JSC (Russia)
406. Nevskoe Design Bureau, JSC (Russia)
42/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
OJ L, 18.12.2023
407. Neva Electronica JSC (Russia)
408. ENICS (Russia)
409. The JSC Makeyev Design Bureau (Russia)
410. KURGANPRIBOR, JSC (Russia)
411. Ural Optical-Mechanical Plant E.S. Yalamova, JSC (Russia)
412. Ramenskoye Engineering Design Office, JSC (Russia)
413. Vologda Optical and Mechanical Plant, JSC (Russia)
414. Videoglaz Project (Russia)
415. Innovative Underwater Technologies, LLC (Russia)
416. Ulyanovsk Mechanical Plant (Russia)
417. All-Russian Research Institute of Radio Engineering (Russia)
418. PJSC “Scientific and Production Association ‘Almaz’ Named After Academician
A.A.Raspletin” (Russia)
419. Concern OJSC –KIZLYAR ELECTRO-MECHANICAL PLANT (Russia)
420. Concern Oceanpribor, JSC (Russia)
421. JSC Zelenogradsky Nanotechnology Center (Russia)
422. JSC Elektronstandart Pribor (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 43/284EN
OJ L, 18.12.2023
423. JSC “Urals Optical-Mechanical Plant Named After Mr E.S Yalamov” (Russia)
424. Ramenskoye Instrument-Making Design Bureau, JSC (Russia)
425. Special Technology Centre Limited Liability Company (Russia)
426. Vest Ost Limited Liability (Russia)
427. Trade-Component LLC (Russia)
428. Radiant Electronic Components JSC (Russia)
429. JSC ICC Milandr (Russia)
430. SMT iLogic LLC (Russia)
431. Device Consulting (Russia)
432. Concern Radio-Electronic Technologies (Russia)
433. Technodinamika, JSC (Russia)
434. OOO “UNITEK” (Russia)
435. Closed Joint Stock Company TPK LINKOS (Russia)
436. Closed Joint Stock Company TPK LINKOS, SUBDIVISION IN ASTRAKHAN (Russia)
437. Design and Manufacturing of Aircraft Engines (DAMA) (Iran)
438. Islamic Revolutionary Guard Corps Aerospace Force (Iran)
439. Islamic Revolutionary Guard Corps Research and Self-Sufficiency Jihad Organization
(IRGC SSJO) (Iran)
44/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
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440. Oje Parvaz Mado Nafar Company (Mado) (Iran)
441. Paravar Pars Company (Iran)
442. Qods Aviation Industries (Iran)
443. Shahed Aviation Industries (Iran)
444. Concern Morinformsystem–Agat (Russia)
445. AO Papilon (Russia)
446. IT-Papillon OOO (Russia)
447. OOO Adis (Russia)
448. Papilon Systems Limited Liability Company (Russia)
449. Advanced ResearchFoundation (Russia)
450. Federal Service for Military-Technical Cooperation (Russia)
451. Federal State Budgetary Scientific Institution Research and Production Complex
Technology Center (Russia)
452. Federal State Institution Federal Scientific Center Scientific Research Institute for System
Analysis of the Russian Academy of Sciences (Russia)
453. Joint Stock Company All-Russian Research Institute Signal (Russia)
454. Joint Stock Company Center of Research and Technology Services Dinamika (Russia)
455. Joint Stock Company Concern Avtomatika (Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 45/284EN
OJ L, 18.12.2023
456. Joint Stock Company Corporation Moscow Institute of Heat Technology (Russia)
457. Joint Stock Company Design Center Soyuz (Russia)
458. Joint Stock Company Design Technology Center Elektronika (Russia)
459. Joint Stock Company Institute for Scientific Research Microelectronic Equipment Progress
(Russia)
460. Joint Stock Company Machine-Building Engineering Office Fakel Named After
Akademika P.D. Grushina (Russia)
461. Joint Stock Company Moscow Instituteof Electromechanics and Automatics (Russia)
462. Joint Stock Company North Western Regional Center of Almaz Antey Concern
Obukhovsky Plant (Russia)
463. Joint Stock Company Obninsk Research and Production Enterprise Technologiya Named
After A.G. Romashin (Russia)
464. Joint Stock Company Penza Electrotechnical Research Institute (Russia)
465. Joint Stock Company Production Association Sever (Russia)
466. Joint Stock Company Research Center ELINS (Russia)
467. Joint Stock Company Research and Production Association of Measuring Equipment
(Russia)
468. Joint Stock Company Research and Production Enterprise Radar MMS (Russia)
469. Joint Stock Company Research and Production Enterprise Sapfir (Russia)
46/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
OJ L, 18.12.2023
470. Joint Stock Company RT-Tekhpriemka (Russia)
471. JointStock Company Russian Research Institute Electronstandart (Russia)
472. Joint Stock Company Ryazan Plant of Metal Ceramic Instruments (Russia)
473. Joint Stock Company Scientific Production Enterprise Digital Solutions (Russia)
474. Joint Stock Company Scientific Production Enterprise Kontakt (Russia)
475. Joint Stock Company Scientific Production Enterprise Topaz (Russia)
476. Joint Stock Company Scientific Research Institute Giricond (Russia)
477. Joint Stock Company Scientific Research Institute of Computer Engineering NII SVT
(Russia)
478. Joint Stock Company Scientific Research Institute of Electrical Carbon Products (Russia)
479. Joint Stock Company Scientific Research Institute of Electronic and Mechanical Devices
(Russia)
480. Joint Stock Company Scientific Research Institute of Electronic Engineering Materials
(Russia)
481. Joint Stock Company Scientific Research Institute of Gas Discharge Devices Plasma
(Russia)
482. Joint Stock Company Scientific Research Institute of Industrial Television Rastr (Russia)
483. Joint Stock Company Scientific Research Institute of Precision Mechanical Engineering
(Russia)
ELI: http://data.europa.eu/eli/reg/2023/2878/oj 47/284EN
OJ L, 18.12.2023
484. Joint Stock Company Special Design Bureau of Computer Engineering (Russia)
485. Joint Stock Company Special Design Bureau of ControlMeans (Russia)
486. Joint Stock Company Special Design Bureau Turbina (Russia)
487. Joint Stock Company State Scientific Research Institute Kristall (Russia)
488. Joint Stock Company Svetlana Semiconductors (Russia)
489. Joint Stock Company Tekhnodinamika(Russia)
490. Joint Stock Company Voronezh Semiconductor Devices Factory Assembly (Russia)
491. KAMAZ Publicly Traded Company (Russia)
492. Keldysh Institute of Applied Mathematics of the Russian Academy of Sciences (Russia)
493. Limited Liability CompanyResearch and Production Association Radiovolna (Russia)
494. Limited Liability Company RSBGroup (Russia)
495. Mitishinskiy Scientific Research Institute of Radio Measuring Instruments (Russia)
496. Open Joint Stock Company Khabarovsk Radio Engineering Plant (Russia)
497. Open Joint Stock Company Mariyskiy Machine-Building Plant (Russia)
498. Open Joint Stock Company Scientific and Production Enterprise Pulsar (Russia)
499. Public Joint Stock Company Megafon (Russia)
500. Public Joint Stock Company Tutaev Motor Plant (Russia)
48/284 ELI: http://data.europa.eu/eli/reg/2023/2878/ojEN
OJ L, 18.12.2023
501. Public Joint Stock Company Vympel Interstate Corporation (Russia)
502. RT-Inform Limited Liability Company (Russia)
503. Skolkovo Foundation (Russia)
504. Skolkovo Institute of Science and Technology (Russia)
505. State Flight Testing Center Named After V.P. Chkalov (Russia)
506. Joint Stock Company Research and Production Association Named After S.A. Lavochkina
(Russia)
507. VMK Limited Liability Company (Russia)
508. TESTKOMPLEKT LLC (Russia)
509. Radiopriborsnab LLC (Russia)
510. CJSC Radiotekhkomplekt (Russia)
511. Asia Pacific Links Ltd. (Hong Kong, China)
512. Tordan Industry Limited (Hong Kong, China)
513. Alpha Trading Investments Limited (Hong Kong, China)
514. JSC NICEVT (Russia)
515. A-CONTRAKT (Russia)
516. JCS Izhevsk Motozavod Axion-holding (Russia)
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517. Gorky Plant of Communication Equipment (GZAS) (Russia)
518. Nizhny Novgorod Research Institute of Radio Engineering (NNIIRT) (Russia)
519. Nizhegorodskiy televizionnyy zavod (NITEL JSC) (Russia)
520. LLC Rezonit (Russia)
521. ZAO Promelektronika (Russia)
522. TD Promelektronika LLC (Russia)
523. Tako LLC (Armenia)
524. Art Logistics LLC (Russia)
525. GFK Logistics LLC (Russia)
526. Novastream Limited (Russia)
527. SKS Elektron Broker (Russia)
528. Trust Logistics (Russia)
529. Trust Logistics LLC (Russia)
530. Alfa Beta Creative LLC (Uzbekistan)
531. GFK Logistics Asia LLC (Uzbekistan)
532. I Jet Global DMCC (Syria)
533. I Jet Global DMCC (United Arab Emirates)
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534. Success Aviation Services FZC (United Arab Emirates)
535. LLC CST (Zala Aero Group) (Russia)
536. Iran Aircraft Manufacturing Industries Corporation (HESA) (Iran)
537. Closed Joint Stock Company Special Design Bureau (Russia)
538. Federal State Enterprise Kazan State Gunpowder Plant (Russia)
539. Federal State Unitary Enterprise Central Scientific Research Institute of Chemistry and
Mechanics (Russia)
540. Federal State Unitary Enterprise Rostov-On-Don Research Institute of Radio
Communications (Russia)
541. Informtest Firm Limited Liability Company (Russia)
542. Joint Stock Company 150 Aircraft Repair Plant (Russia)
543. Joint Stock Company 810 Aircraft Repair Plant (Russia)
544. Joint Stock Company Arzamas Instrument-Making Plant Named After P.I. Plandin
(Russia)
545. Joint Stock Company Concern Central Institute for Scientific Research Elektropribor
(Russia)
546. Joint Stock Company Dux (Russia)
547. Joint Stock Company Eastern Shipyard (Russia)
548. Joint Stock Company Information Satellite Systems Named After Academician
M.F.Reshetnev (Russia)
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549. Joint Stock Company Izhevsk Electromechanical Plant Kupol (Russia)
550. Joint Stock Company Kazan Optical-Mechanical Plant (Russia)
551. Joint Stock Company Khabarovsk Shipbuilding Yard (Russia)
552. Joint Stock Company Machine Building Company Vityaz (Russia)
553. Joint Stock Company Management Company Radiostandard (Russia)
554. Joint Stock Company Marine Instrument Engineering Corporation (Russia)
555. Joint Stock Company NII Gidrosvyazi Shtil (Russia)
556. Joint Stock Company Nizhny Novgorod Plantof the 70th Anniversary of Victory (Russia)
557. Joint Stock Company Northern Production Association Arktika (Russia)
558. Joint Stock Company Perm Machine Building Plant (Russia)
559. Joint Stock Company Production Complex Akhtuba (Russia)
560. Joint Stock Company Project Design Bureau RIO (Russia)
561. Joint Stock Company Scientific Production Association Orion (Russia)
562. Joint Stock Company Scientific Production Association Volna Plant (Russia)
563. Joint Stock Company Scientific Production Center ofAutomatics and Instrument Building
Named After Academician N.A. Pilyugin (Russia)
564. Joint Stock Company Scientific Production Concern Tekhmash (Russia)
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565. Joint Stock Company Scientific Research Engineering Institute (Russia)
566. Joint Stock Company Scientific Research Institute of Computing Complexes Named After
M.A. Kartsev (Russia)
567. Joint Stock Company Scientific Technical Institute Radiosvyaz (Russia)
568. Joint Stock Company Taganrog Plant Priboy (Russia)
569. Joint Stock Company TulaCartridge Works (Russia)
570. Joint Stock Company Tula Machine-Building Plant (Russia)
571. Joint Stock Company Ulan-Ude Aviation Plant (Russia)
572. Joint Stock Company Ulyanovsk Cartridge Works (Russia)
573. Joint Stock Company Ural Automotive Plant (Russia)
574. Joint Stock Company Vodtranspribor (Russia)
575. Joint Stock Company Zavolzhskiy Plant of Caterpillar Tractors (Russia)
576. Joint Stock Company Zelenodolsk Plant Named After A.M. Gorky (Russia)
577. Machine Building Group Limited Liability Company (Russia)
578. Military Industrial Company Limited Liability Company (Russia)
579. Open Joint Stock Company Degtyaryov Plant (Russia)
580. Promtekhnologiya Limited Liability Company (Russia)
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581. Public Joint Stock Company Kurganmashzavod (Russia)
582. Public Joint Stock Company Motovilikha Plants (Russia)
583. Public Joint Stock Company Proletarsky Plant (Russia)
584. Public Joint Stock Company Rostvertol (Russia)
585. Scientific Production Association Izhevsk Unmanned Systems Limited Liability Company
(Russia)
586. Scientific Production Enterprise Prima Limited Liability Company (Russia)
587. United Machine Building Group Limited Liability Company (Russia)
588. Volgograd Machine Building Company Limited Liability Company (Russia)
589. VXI-Systems Limited Liability Company (Russia)
590. LLC Yadro (Russia)
591. Perm Powder Plant (Russia)
592. RPA Kazan Machine Building Plant (Russia)
593. Proton JSC (Russia)
594. Grant Instrument (Russia)
595. Streloy (Russia)
596. LLC Research and Production Enterprise Itelma (Russia)
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597. TTK Kammarket LLC (Russia)
598. JSC Kompel (Russia)
599. LLC MBR-AVIA (Russia)
600. LLC NeoTech (Russia)
601. JSC Sozvezdie Concern (Russia)
602. Serov Machine-Building Plant JSC (Russia)
603. Aeroscan LLC (Russia)
604. STCOrion LLC (Russia)
605. Technical Center Windeq LLC (Russia)
606. OrelMetallPolimer LLC (Russia)
607. OMP LLC (Russia)
608. Spetstehnotreyd LLC (Russia)
609. BIC-inform (Russia)
610. Spel LLC (Russia)
611. Alfakomponent LLC (Russia)
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612. ID Solution LLC (Russia)
613. Inelso LLC (Russia)
614. Elitan Trade LLC (Russia)
615. Hartis Dv LLV (Russia)
616. SFT LLC (Russia)
617. Kami Group LLC (Russia)
618. AGT Systems LLC (Russia)
619. Entep LLC (Russia)
620. Mvizion LLC (Uzbekistan)
621. Design Bureau of Navigation Sytems (NAVIS) (Russia)
622. Deflog Technologies PTE LTD (Singapore)’.
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ANNEX II
Annex VII to Regulation (EU) No833/2014 is replaced by the following:
‘ANNEXVII
List of goods and technology referred to in Articles 2a(1) and 2b(1)
Part A
General Notes, Acronyms and Abbreviations, and Definitions in Annex I to Regulation
(EU)2021/821 apply to this Annex, with the exception of “Part I –General Notes, Acronyms and
Abbreviations, and Definitions, General Notesto Annex I, point 2”.
Definitions of Terms used in the Common Military List (CML) of the European Union
(2020/C85/01) apply to this Annex.
Without prejudice to Article 12 of this Regulation, non-controlled items containing one or more
components listed in this Annex are not subject to the controls under Articles 2a and 2b of this
Regulation.
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Category I –Electronics
X.A.I.001 Electronic devices and components.
a. “Microprocessor microcircuits”, “microcomputer microcircuits”, and
microcontroller microcircuits having any of the following:
1. A performance speed of 5 GigaFLOPS or more and an arithmetic logic
unit with an access width of 32 bit or more;
2. A clock frequency rate exceeding 25 MHz; or
3. More than one data or instruction bus or serial communication port that
provides a direct external interconnection between parallel
“microprocessor microcircuits” with a transfer rate of 2,5 Mbyte/s;
b. Storage integrated circuits, as follows:
1. Electrically erasable programmable read-only memories (EEPROMs)
with a storage capacity;
a. Exceeding 16 Mbit per package for flash memory types; or
b. Exceeding either of the following limits for all other EEPROM
types:
1. Exceeding 1 Mbit per package; or
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2. Exceeding 256 kbit per package and a maximum access time
of less than 80 ns;
2. Static random access memories (SRAMs) with a storage capacity:
a. Exceeding 1 Mbit per package; or
b. Exceeding 256 kbit per package and a maximum access time of
less than 25 ns;
c. Analogue-to-digital converters having any of the following:
1. A resolution of 8 bit or more, but less than 12 bit, with an output rate
greater than 200 Mega Samples Per Second (MSPS);
2. A resolution of 12 bit with an output rate greater than 105 Mega Samples
per Second (MSPS);
3. A resolution of more than 12 bit but equal to or less than 14 bit with an
output rate greater than 10 Mega Samples per Second (MSPS); or
4. A resolution of more than 14 bit with an output rate greater than
2,5Mega Samples Per Second (MSPS);
d. Field programmable logic devices having a maximum number of single-ended
digital input/outputs between 200 and 700;
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e. Fast Fourier Transform (FFT) processors having a rated execution time for a
1024 point complex FFT of less than 1 ms;
f. Custom integrated circuits for which the function is unknown, or the control
status of the equipment in which the integrated circuits will be used is
unknown to the manufacturer, having any of the following:
1. More than 144 terminals; or
2. A typical basic propagation delay time of less than 0,4 ns;
g. Traveling-wave “vacuum electronic devices”, pulsed or continuous wave, as
follows:
1. Coupled cavity devices, or derivatives thereof;
2. Devices based on helix, folded waveguide, or serpentine waveguide
circuits, or derivatives thereof, having any of thefollowing:
a. An “instantaneous bandwidth” of half an octave or more and
average power (expressed in kW) times frequency (expressed in
GHz) of more than 0,2; or
b. An “instantaneous bandwidth” of less than half an octave; and
average power (expressed in kW) times frequency (expressed in
GHz) of more than 0,4;
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h. Flexible waveguides designed for use at frequencies exceeding 40 GHz;
i. Surface acoustic wave and surface skimming (shallow bulk) acoustic wave
devices, having either of the following:
1. A carrier frequency exceeding 1 GHz; or
2. A carrier frequency of 1 GHz or less; and
a. A“frequency side-lobe rejection”exceeding 55 dB;
b. A product of the maximum delay time and bandwidth (time in μs
and bandwidth in MHz) of more than 100; or
c. A dispersive delay of more than 10 μs;
Technical Note: For the purpose of X.A.I.001.i “frequency side-lobe rejection”
is the maximum rejection value specified in data sheet.
j. “Cells”as follows:
1. “Primary cells”having an “energy density”of 550 Wh/kg or less at
293K (20°C);
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2. “Secondary cells”having an “energy density”of 350 Wh/kg or less at
293K (20°C);
Note: X.A.I.001.j does not control batteries, including single cell batteries.
Technical Notes:
1. For the purpose of X.A.I.001.j energy density (Wh/kg) is calculated from
the nominal voltage multiplied by the nominal capacity in ampere-hours
(Ah) divided by the mass in kilograms. If the nominal capacity is not
stated, energy density is calculated from the nominal voltage squared
then multiplied by the discharge duration in hours divided by the
discharge load in Ohms and the mass in kilograms.
2. For the purpose of X.A.I.001.j, a “cell”is defined as an electrochemical
device, which has positive and negative electrodes, and electrolyte, and
is a source of electrical energy. It is the basic building block of a battery.
3. For the purpose of X.A.I.001.j.1, a “primary cell”is a “cell”that is not
designed to be charged by any other source.
4. For the purpose of X.A.I.001.j.2, a “secondary cell”is a “cell”that is
designed to be charged by an external electrical source.
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k. “Superconductive” electromagnets or solenoids specially designed to be fully
charged or discharged in less than one minute, having all of the following:
Note: X.A.I.001.k does not control “superconductive” electromagnets or
solenoids designed for Magnetic Resonance Imaging (MRI) medical
equipment.
1. Maximum energy delivered during the discharge divided by the duration
of the discharge of more than 500 kJ per minute;
2. Inner diameter of the current carrying windings of more than 250 mm;
and
3. Rated for a magnetic induction of more than 8T or “overall current
density” in the winding of more than 300 A/mm2;
l. Circuits or systems for electromagnetic energy storage, containing components
manufactured from “superconductive” materials specially designed for
operation at temperatures below the “critical temperature” of at least one of
their “superconductive” constituents, having all of the following:
1. Resonant operating frequencies exceeding 1 MHz;
2. A stored energy density of 1 MJ/m3or more; and
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3. A discharge time of less than 1 ms;
m. Hydrogen/hydrogen-isotope thyratrons of ceramic-metal construction and rate
for a peak current of 500 A or more;
n. Ceramic frequency filters;
o. Solar cells, cell-interconnect-coverglass (CIC) assemblies, solar panels, and
solar arrays, which are “space qualified” and not controlled by 3A001.e.41;
p. Cermet trimmers.
X.A.I.002 General purpose “electronic assemblies”, modules and equipment.
a. Electronic test equipment, other than those specified in the CML or in
Regulation (EU) 2021/821;
b. Digital instrumentation magnetic tape data recorders having any of the
following characteristics;
1. A maximum digital interface transfer rate exceeding 60 Mbit/s and
employing helical scan techniques;
2. A maximum digital interface transfer rate exceeding 120 Mbit/s and
employing fixed head techniques; or
1 Ref. Annex I to Regulation (EU) 2021/821
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3. “Spacequalified”;
c. Equipment, with a maximum digital interface transfer rate exceeding
60Mbit/s, designed to convert digital video magnetic tape recorders for use as
digital instrumentation data recorders;
d. Non-modular analogue oscilloscopes having a bandwidth of 1 GHz or greater;
e. Modular analogue oscilloscope systems having either of the following
characteristics:
1. A mainframe with a bandwidth of 1 GHz or greater; or
2. Plug-in modules with an individual bandwidth of 4 GHz or greater;
f. Analogue sampling oscilloscopes for the analysis of recurring phenomena with
an effective bandwidth greater than 4 GHz;
g. Digital oscilloscopes and transient recorders, using analogue-to-digital
conversion techniques, capable of storing transients by sequentially sampling
single-shot inputs at successive intervals of less than 1 ns (greater than 1 Giga
Samples per Second (GSPS)), digitizing to 8 bits or greater resolution and
storing 256 or more samples.
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Note:X.A.I.002 controls the following specially designed components for analogue
oscilloscopes:
1. Plug-in units;
2. External amplifiers;
3. Pre-amplifiers;
4. Sampling devices;
5. Cathode ray tubes.
X.A.I.003 Specific processing equipment, other than those specified in the CML or in
Regulation (EU) 2021/821, as follows:
a. Frequency changers and their specially designed components, other than those
specified in the CML orin Regulation (EU) 2021/821;
b. Mass spectrometers, other than those specified in the CML or in Regulation
(EU) 2021/821;
c. Allflash X-ray machines, or components of pulsed power systems designed
thereof, including Marx generators, high power pulse shaping networks, high
voltage capacitors, and triggers;
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d. Pulse amplifiers, other than those specified in the CML or in Regulation
(EU)2021/821;
e. Electronic equipment for time delay generation or time interval measurement,
as follows:
1. Digital time delay generators with a resolution of 50 ns or less over time
intervals of 1 μs or greater; or
2. Multi-channel (three or more) or modular time interval meter and
chronometry equipment with resolution of 50 ns or less over time
intervals of 1 μs or greater;
f. Chromatography and spectrometry analytical instruments.
X.B.I.001 Equipment for the manufacture of electronic components or materials, as follows and
specially designed components and accessories therefor:
a. Equipment specially designed for the manufacture of electron tubes, optical
elements and specially designed components therefor controlled by 3A0011or
X.A.I.001;
1 Ref. Annex I to Regulation (EU) 2021/821
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b. Equipment specially designed for the manufacture of semiconductor devices,
integrated circuits and “electronic assemblies”, as follows, and systems
incorporating or having the characteristics of such equipment:
Note: X.B.I.001.b. also controls equipment used or modified for use in the
manufacture of other devices, such as imaging devices, electro-optical devices,
acoustic-wave devices.
1. Equipment for the processing of materials for the manufacture of devices
and components as specified in the heading of X.B.I.001.b, as follows:
Note: X.B.I.001 does not control quartz furnace tubes, furnace liners,
paddles, boats (except specially designed caged boats), bubblers,
cassettes or crucibles specially designed for the processing equipment
controlled by X.B.I.001.b.1.
a. Equipment for producing polycrystalline silicon and materials
controlled by 3C0011;
b. Equipment specially designed for purifying or processing III/V and
II/VI semiconductor materials controlled by 3C001, 3C002, 3C003,
3C004, or 3C0051except crystal pullers, for which see
X.B.I.001.b.1.c below;
1 Ref. Annex I to Regulation (EU) 2021/821
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c. Crystal pullers and furnaces, as follows:
Note: X.B.I.001.b.1.c does not control diffusion and oxidation
furnaces.
1. Annealing or recrystallizing equipment other than constant
temperature furnaces employing high rates of energy transfer
capable of processing wafers at a rate exceeding 0,005 m2per
minute;
2. “Stored program controlled”crystal pullers having any of the
following characteristics:
a. Rechargeable without replacing the crucible container;
b. Capable of operation at pressures above 2,5 x 105Pa;
or
c. Capable of pulling crystals of a diameter exceeding
100 mm;
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d. “Stored program controlled”equipment for epitaxial growth having
any of the following characteristics:
1. Capable of producing silicon layer with a thickness uniform
to less than ± 2,5%across a distance of 200 mm or more;
2. Capable of producing a layer of any material other than
silicon with a thickness uniformity across the wafer of equal
to or better than ± 3,5%; or
3. Rotation of individual wafers during processing;
e. Molecular beam epitaxial growth equipment;
f. Magnetically enhanced “sputtering”equipment with specially
designed integral load locks capable of transferring wafers in an
isolated vacuum environment;
g. Equipment specially designed for ion implantation, ion-enhanced
or photo-enhanced diffusion, having any of the following
characteristics:
1. Patterning capability;
2. Beam energy (accelerating voltage) exceeding 200 keV;
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3. Optimised to operate at a beam energy (accelerating voltage)
of less than 10 keV; or
4. Capable of high energy oxygen implant into a heated
“substrate”;
h. “Storedprogram controlled”equipment for the selective removal
(etching) by means of anisotropic dry methods (e.g., plasma), as
follows:
1. “Batch types”having either of the following:
a. End-point detection, other than optical emission
spectroscopy types; or
b. Reactor operational (etching) pressure of 26,66 Pa or
less;
2. “Single wafer types”having any of the following:
a. End-point detection, other than optical emission
spectroscopy types;
b. Reactor operational (etching) pressure of 26,66 Pa or
less; or
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c. Cassette-to-cassette and load locks wafer handling;
Notes:
1. “Batch types”refers to machines not specially
designed for production processing of single wafers.
Such machines can process two or more wafers
simultaneously with common process parameters, e.g.,
RF power, temperature, etch gas species, flow rates.
2. “Single wafer types”refers to machines specially
designed for production processing of single wafers.
These machines may use automatic wafer handling
techniques to load a single wafer into the equipment
for processing. The definition includes equipment that
can load and process several wafers but where the
etching parameters, e.g., RF power or end point, can
be independently determined for each individual
wafer.
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i. Chemicalvapour deposition (CVD) equipment, e.g., plasma-
enhanced CVD (PECVD) or photo-enhanced CVD, for
semiconductor device manufacturing, having either of the
following capabilities, for deposition of oxides, nitrides, metals or
polysilicon:
1. Chemical vapour deposition equipment operating below
105Pa; or
2. PECVD equipment operating either below 60 Pa or having
automatic cassette-to-cassette and load lock wafer handling;
Note: X.B.I.001.b.1.i does not control low pressure chemical
vapour deposition (LPCVD) systems or reactive “sputtering”
equipment.
j. Electronbeam systems specially designed or modified for mask
making or semiconductor device processing having any of the
following characteristics:
1. Electrostatic beam deflection;
2. Shaped, non-Gaussian beam profile;
3. Digital-to-analogue conversion rate exceeding 3 MHz;
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4. Digital-to-analogue conversion accuracy exceeding 12 bit; or
5. Target-to-beam position feedback control precision of 1 μm
or finer;
Note: X.B.I.001.b.1.j does not control electron beam deposition
systems or general purpose scanning electron microscopes.
k. Surface finishing equipment for the processing of semiconductor
wafers as follows:
1. Specially designed equipment for backside processing of
wafers thinner than 100 μm and the subsequent separation
thereof; or
2. Specially designed equipment for achieving a surface
roughness of the active surface of a processed wafer with a
two-sigma value of 2 μm or less, total indicator reading
(TIR);
Note: X.B.I.001.b.1.k does not control single-side lapping and
polishing equipment for wafer surface finishing.
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l. Interconnection equipment which includes common single or
multiplevacuum chambers specially designed to permit the
integration of any equipment controlled by X.B.I.001 into a
complete system;
m. “Storedprogram controlled”equipment using “lasers” for the
repair or trimming of “monolithic integrated circuits” with either of
the following characteristics:
1. Positioning accuracy less than ± 1 μm; or
2. Spot size (kerf width) less than 3 μm.
Technical Note: For the purpose of X.B.I.001.b.1, “sputtering”is an
overlay coating process wherein positively charged ions are accelerated
by an electric field towards the surface of a target (coating material).
The kinetic energy of the impacting ions is sufficient to cause target
surface atoms to be released and deposited on the substrate. (Note:
Triode, magnetron or radio frequency sputtering to increase adhesion of
coating and rate of deposition are ordinary modifications of the
process.).
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2. Masks, mask substrates, mask-making equipment and image transfer
equipment for the manufacture of devices and components as specified in
the heading of X.B.I.001, as follows:
Note:Theterm masks refers to those used in electron beam lithography,
X-ray lithography, and ultraviolet lithography, as well as the usual
ultraviolet and visible photo-lithography.
a. Finished masks, reticles and designs therefor, except:
1. Finished masks or reticles for the production of integrated
circuits not controlled by 3A0011; or
2. Masks or reticles, having both of the following
characteristics:
a. Their design is based on geometries of 2,5 μm or
more; and
b. The design does not include special features to alter
the intended use by means of production equipment or
“software”;
1 Ref. Annex I to Regulation (EU) 2021/821
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b. Mask substratesas follows:
1. Hard surface (e.g., chromium, silicon, molybdenum) coated
“substrates” (e.g., glass, quartz, sapphire) for the preparation
of masks having dimensions exceeding 125 mm x 125 mm;
or
2. Substrates specially designed for X-ray masks;
c. Equipment, other than general purpose computers, specially
designed for computer aided design (CAD) of semiconductor
devices or integrated circuits;
d. Equipment or machines, as follows, for mask or reticle fabrication:
1. Photo-optical step and repeat cameras capable of producing
arrays larger than 100 mm x 100 mm, or capable of
producing a single exposure larger than 6 mm x 6 mm in the
image (i.e., focal) plane, or capable of producing line widths
of less than 2,5 μm in the photoresist on the “substrate”;
2. Mask or reticle fabrication equipment using ion or “laser”
beam lithography capable of producing line widths of less
than 2,5 μm; or
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3. Equipment or holders for altering masks or reticles or adding
pellicles to remove defects;
Note: X.B.I.001.b.2.d.1 and b.2.d.2 do not control mask
fabrication equipment using photo-optical methods which
was either commercially available before the 1st January
1980, or has a performance no better than such equipment.
e. “Stored program controlled”equipment for the inspection of
masks, reticles or pellicles with:
1. A resolution of 0,25 μm or finer; and
2. A precision of 0,75 μm or finer over a distance in one or two
coordinates of 63,5 mm or more;
Note: X.B.I.001.b.2.e does not control general purpose scanning
electron microscopes except when specially designed and
instrumented for automatic pattern inspection.
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f. Align and expose equipment for wafer production using
photo-optical or X-ray methods, e.g., lithography equipment,
including both projection image transfer equipment and step and
repeat (direct step on wafer) or step and scan (scanner) equipment,
capable of performing any of the following functions:
Note: X.B.I.001.b.2.f does not control photo-optical contact and
proximity mask align and expose equipment or contact image
transfer equipment.
1. Production of a pattern size of less than 2,5 μm;
2. Alignment with a precision finer than ± 0,25 μm (3 sigma);
3. Machine-to-machine overlay no better than ± 0,3 μm; or
4. A light source wavelength shorter than 400 nm;
g. Electron beam, ion beam or X-ray equipment for projection image
transfer capable of producing patterns less than 2,5 μm;
Note: For focused, deflected-beam systems (direct write systems),
see X.B.I.001.b.1.j.
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h. Equipment using “lasers” for direct write on wafers capable of
producing patterns less than 2,5 μm.
3. Equipment for the assembly of integrated circuits, as follows:
a. “Stored program controlled”die bonders having all of the
following characteristics:
1. Specially designed for “hybrid integrated circuits”;
2. X-Y stage positioning travel exceeding 37,5 x 37,5 mm; and
3. Placement accuracy in the X-Y plane of finer than ± 10 μm;
b. “Stored program controlled”equipment for producing multiple
bonds in a single operation (e.g., beam lead bonders, chip carrier
bonders, tape bonders);
c. Semi-automatic or automatic hot cap sealers, in which the cap is
heated locally to a higher temperature than the body of the package,
specially designed for ceramic microcircuit packages controlled by
3A0011and that have a throughput equal to or more than one
package per minute.
1 Ref. Annex I to Regulation (EU) 2021/821
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Note: X.B.I.001.b.3 does not control general purpose resistance type spot
welders.
4. Filters for clean rooms capable of providing an air environment of 10 or
less particles of 0,3 μmor smaller per 0,02832 m3and filter materials
therefor.
Technical Note: For the purpose of X.B.I.001, “stored program controlled”is a
control using instructions stored in an electronic storage that a processor can
execute in order to direct the performance of predetermined functions. Equipment
may be “stored program controlled”whether the electronic storage is internal or
external to the equipment.
X.B.I.002 Equipmentfor the inspection or testing of electronic components and materials, and
specially designed components and accessories therefor.
a. Equipment specially designed for the inspection or testing of electron tubes,
optical elements and specially designed components therefor controlled by
3A0011or X.A.I.001;
b. Equipment specially designed for the inspection or testing of semiconductor
devices, integrated circuits and “electronic assemblies”, as follows, and
systems incorporating or having the characteristics of such equipment:
1 Ref. Annex I to Regulation (EU) 2021/821
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Note: X.B.I.002.b also controls equipment used or modified for use in the
inspection or testing of other devices, such as imaging devices, electro-optical
devices, acoustic-wave devices.
1. “Stored program controlled”inspection equipment for the automatic
detection of defects, errors or contaminants of 0,6 μm or less in or on
processed wafers, substrates, other than printed circuit boards or chips,
using optical image acquisition techniques for pattern comparison;
Note: X.B.I.002.b.1 does not control general purpose scanning electron
microscopes, except when specially designed and instrumented for
automatic pattern inspection.
2. Specially designed “stored program controlled”measuring and analysis
equipment, as follows:
a. Specially designed for the measurement of oxygen or carbon
content in semiconductor materials;
b. Equipment for line width measurement with a resolution of 1 μm or
finer;
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c. Specially designed flatness measurement instruments capable of
measuring deviations from flatness of 10 μm or less with a
resolution of 1 μm or finer.
3. “Stored program controlled”wafer probing equipment having any of the
following characteristics:
a. Positioning accuracy finer than 3,5 μm;
b. Capable of testing devices having more than 68 terminals; or
c. Capable of testing at a frequency exceeding 1 GHz;
4. Testequipment as follows:
a. “Stored program controlled”equipment specially designed for
testing discrete semiconductor devices and unencapsulated dice,
capable of testing at frequencies exceeding 18 GHz;
Technical Note: Discrete semiconductor devices include photocells
and solar cells.
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b. “Stored program controlled”equipment specially designed for
testing integrated circuits and “electronic assemblies” thereof,
capable of functional testing:
1. At a “pattern rate”exceeding 20 MHz; or
2. At a “pattern rate”exceeding 10 MHzbut not exceeding 20
MHz and capable of testing packages of more than 68
terminals.
Notes: X.B.I.002.b.4.b does not control test equipment specially
designed for testing:
1. Memories;
2. Assembliesor a class of “electronic assemblies” for home
and entertainment applications; and
3. Electroniccomponents, “electronic assemblies” and
integrated circuits not controlled by 3A0011or X.A.I.001
provided such test equipment does not incorporate computing
facilities with “user accessible programmability”.
1 Ref. Annex I to Regulation (EU) 2021/821
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Technical Note: For purposes of X.B.I.002.b.4.b, “pattern rate”is
defined as the maximum frequency of digital operation of a tester.
It is therefore equivalent to the highest data rate that a tester can
provide in non-multiplexed mode. It is also referredto as test
speed, maximum digital frequency or maximum digital speed.
c. Equipment specially designed for determining the performance of
focal-plane arrays at wavelengths of more than 1 200 nm, using
“stored program controlled”measurements or computer aided
evaluation and having any of the following characteristics:
1. Using scanning light spot diameters of less than 0,12 mm;
2. Designed for measuring photosensitive performance
parameters and for evaluating frequency response,
modulation transfer function, uniformity of responsivity or
noise; or
3. Designed for evaluating arrays capable of creating images
with more than 32 x 32 line elements;
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5. Electronbeam test systems designed for operation at 3 keV or below, or
“laser” beam systems, for non-contactive probing of powered-up
semiconductor devices having any of the following:
a. Stroboscopic capability with either beam blanking or detector
strobing;
b. An electron spectrometer for voltage measurements with a
resolution of less than 0,5 V; or
c. Electrical tests fixtures for performance analysis of integrated
circuits;
Note: X.B.I.002.b.5 does not control scanning electron microscopes,
except when specially designed and instrumented for non-contactive
probing of a powered-up semiconductor device.
6. “Stored program controlled”multifunctional focused ion beam systems
specially designed for manufacturing, repairing, physical layout analysis
and testing of masks or semiconductor devices and having either of the
following characteristics:
a. Target-to-beam position feedback control precision of 1 μm or
finer; or
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b. Digital-to-analogue conversion accuracy exceeding 12 bit;
7. Particle measuring systems employing “lasers” designed for measuring
particle size and concentration in air having both of the following
characteristics:
a. Capable of measuring particle sizes of 0,2 μm or less at a flow rate
of 0,02832 m3per minute or more; and
b. Capable of characterizing Class 10 clean air or better.
Technical Note: For the purpose of X.B.I.002, “stored programcontrolled”is a
control using instructions stored in an electronic storage that a processor can
execute in order to direct the performance of predetermined functions. Equipment
may be “stored program controlled”whether the electronic storage is internalor
external to the equipment.
X.B.I.003 Equipment for the manufacture of Printed Circuit Boards (PCBs) and specially
designed components and accessories therefor, as follows:
a. Film processing equipment;
b. Solder mask coating equipment;
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c. Photo plotter equipment;
d. Plating or electroplating deposition equipment;
e. Vacuum chambers and presses;
f. Roll laminators;
g. Alignment equipment; or
h. Etching equipment.
X.B.I.004 Automated optical inspection equipment for testing Printed Circuit Boards (PCBs),
based on optical or electrical sensors, and capable to detect any of the following
quality defects:
a. Spacing, area, volume or height;
b. Bill boarding;
c. Components (presence, absence, flipped, offset, polarity, or skew);
d. Solder (bridging, insufficient solder joints);
e. Leads (insufficient paste, lifting);
f. Tombstoning; or
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g. Electrical (shorts, opens, resistance, capacitance, power, grid performance).
X.C.I.001 Positive resists designed for semiconductor lithography specially adjusted
(optimised) for use at wavelengths between 370 and 193 nm.
X.C.I.002 Chemicals and materials of the type used in the production of Printed Circuit Boards
(PCBs), as follows:
a. PCB composite substrates made of glass fibre or cotton (e.g. FR-4, FR-2, FR6,
CEM-1, G-10, etc.);
b. Multilayer PCB substrates, containing at least one layer of any of the following
materials:
1. Aluminium;
2. Polytetrafluoroethylene (PTFE); or
3. Ceramic materials (e.g. alumina, titanium oxide, etc.);
c. Etchant chemicals;
1. Ferricchloride (7705-08-0);
2. Cupricchloride (7447-39-4);
3. Ammoniumpersulphate (7727-54-0);
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4. Sodiumpersulphate (7775-27-1); or
5. Chemicalpreparations specially designed for etching and containing any
of the chemicals included in X.C.I.002.c.1 to X.C.I.002.c.4.
Note: X.C.I.002.c does not control “chemical mixtures”containing one or
more of the chemicals specified in entry X.C.I.002.c in which no individually
specified chemical constitutes more than 10%by the weight of the mixture.
d. Copper foil with a minimum purity 95%and of a thickness less than 100μm;
e. Polymeric substances and films thereof of less than 0,5 mm of thickness, as
follows:
1. Aromatic polyimides;
2. Parylenes;
3. Benzocyclobutenes (BCBs); or
4. Polybenzoxazoles.
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X.D.I.001 “Software” specially designed for the “development”, “production”, or “use” of
electronic devices or components controlled by X.A.I.001, general purpose electronic
equipment controlled by X.A.I.002, or manufacturing and test equipment controlled
by X.B.I.001and X.B.I.002; or “software” specially designed for the “use” of
equipment controlled by 3B001.g and 3B001.h1.
X.D.I.002 “Software” specially designed for the test, “development” or “production” of Printed
Circuit Boards (PCBs).
X.E.I.001 “Technology” forthe “development”, “production” or “use” of electronic devices or
components controlled by X.A.I.001, general purpose electronic equipment
controlled by X.A.I.002, or manufacturing and test equipment controlled by
X.B.I.001 or X.B.I.002, or materials controlled by X.C.I.001.
X.E.I.002 “Technology” for the “development”, “production” or “use” of Printed Circuit
Boards (PCBs).
Category II –Computers
Note: Category II does not control goods for the personal use of the natural persons.
X.A.II.001 Computers, “electronic assemblies” and related equipment, not controlled by 4A001
or 4A0031, and specially designed components therefor.
1 Ref. Annex I to Regulation (EU) 2021/821
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Note: The control status of the “digital computers” and related equipment described
in X.A.II.001 is determined by the control status of other equipment or systems
provided:
a. The “digital computers” or related equipment are essential for the operation
of the other equipment or systems;
b. The“digital computers” or related equipment are not a “principal element” of
the other equipment or systems; and
N.B.1: The control status of “signal processing” or “image enhancement”
equipment specially designed for other equipment with functions limited to
those required for the other equipment is determined by the control status of
the other equipment even if it exceeds the “principal element” criterion.
N.B.2: For thecontrol status of “digital computers” or related equipment for
telecommunications equipment, see Category 5, Part 1 (Telecommunications)1.
c. The “technology” for the “digital computers” and related equipment is
determined by 4E1.
a. Electronic computers and related equipment, and “electronic assemblies” and
specially designed components therefor, rated for operation at an ambient
temperature above 343 K (70°C);
1 Ref. Annex I to Regulation (EU) 2021/821
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b. “Digital computers”, including equipment of “signal processing” or “image
enhancement”, having an “Adjusted Peak Performance” (“APP”) equal to or
greater than 0,0128 Weighted TeraFLOPS (WT);
c. “Electronic assemblies” that are specially designed or modified to enhance
performance by aggregation of processors, as follows:
1. Designed to be capable of aggregation in configurations of 16 or more
processors;
2. Not used;
Note1: X.A.II.001.c applies only to “electronic assemblies” and
programmable interconnections with a “APP” not exceeding the limits in
X.A.II.001.b, when shipped as unintegrated “electronic assemblies”. It does
not apply to “electronic assemblies” inherently limited by nature of their
design for use as related equipment controlled by X.A.II.001.k.
Note2:X.A.II.001.c does not control any “electronic assembly” specially
designed for a product or family of products whose maximum configuration
does not exceed the limits of X.A.II.001.b.
d. Not used;
e. Not used;
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f. Equipment for “signal processing” or “image enhancement” having an
“Adjusted Peak Performance” (“APP”) equal to or greater than 0,0128
Weighted TeraFLOPS WT;
g. Not used;
h. Not used;
i. Equipment containing “terminal interface equipment”exceeding the limits in
X.A.III.101;
TechnicalNote: For the purpose of X.A.II.001.i, “terminal interface
equipment”means equipment at which information enters or leaves the
telecommunication system, e.g. telephone, data device, computer, etc.
j. Equipment specially designed to provide external interconnection of “digital
computers” or associated equipment that allows communications at data rates
exceeding 80 Mbyte/s.
Note: X.A.II.001.j does not control internal interconnection equipment (e.g.,
backplanes, buses) passive interconnection equipment, “network access
controllers” or “communication channel controllers”.
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Technical Note: For the purpose of X.A.II.001.j, “communication channel
controllers”is the physical interface which controls the flow of synchronous or
asynchronous digital information. It is an assembly that can be integrated into
computer or telecommunications equipment to provide communications access.
k. Hybrid computers and “electronic assemblies” and specially designed
components therefor containing analogue-to-digital convertershaving all of the
following characteristics:
1. 32 channels or more; and
2. A resolution of 14 bit (plus sign bit) or more with a conversion rate of
200000Hz or more.
X.D.II.001 “Program” proof and validation “software”, “software” allowing the automatic
generation of “source codes”, and operating system “software” that are specially
designed for “real-time processing”equipment.
a. “Program” proof and validation “software” using mathematical and analytical
techniques and designed or modified for “programs” having more than 500 000
“source code” instructions;
b. “Software” allowing the automatic generation of “source codes” from data
acquired on line from external sensors described in the Regulation
(EU)2021/821; or
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c. Operating system “software” specially designed for “real-time processing”
equipment that guarantees a “global interrupt latency time”of less than 20 μs.
Technical Note: For the purpose of X.D.II.001, “global interrupt latency time”is the
time taken by the computer system to recognise an interrupt due to the event, service
the interrupt and perform a context switch to an alternate memory-resident task
waiting on the interrupt.
X.D.II.002 “Software” other than that controlled in 4D0011specially designed or modified
for the “development”,“production”or“use”of equipment controlled by 4A1011.
X.E.II.001 “Technology” for the “development”,“production”or“use”of equipment
controlled by X.A.II.001, or “software” controlled by X.D.II.001 or X.D.II.002.
X.E.II.002 “Technology” for the “development” or “production” of equipment designed for
“multi-data-stream processing”.
1 Ref. Annex I to Regulation (EU) 2021/821
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Technical Note: For the purposeof X.E.II.002, “multi-data-stream processing”is a
microprogram or equipment architecture technique that permits simultaneous
processing of two or more data sequences under the control of one or more
instruction sequences by means such as:
1. Single Instruction Multiple Data (SIMD) architectures suchas vector or array
processors;
2. Multiple SingleInstruction Multiple Data (MSIMD) architectures;
3. Multiple InstructionMultiple Data (MIMD) architectures, including those that
are tightly coupled, closely coupled or loosely coupled; or
4. Structured arraysof processing elements, including systolic arrays.
Category III. Part 1 –Telecommunications
Note: Category III.Part 1 does not control goods for the personal use of the natural persons.
X.A.III.101 Telecommunication equipment.
a. Any type of telecommunications equipment, not controlled by 5A001.a1,
specially designed to operate outside the temperature range from 219 K
(–54°C) to 397 K (124°C).
1 Ref. Annex I to Regulation (EU) 2021/821
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b. Telecommunication transmission equipment and systems, and specially
designed components and accessories therefor, having any of the following
characteristics, functions or features:
Note: Telecommunication transmission equipment:
a. Categorised as follows, or combinations thereof:
1. Radio equipment (e.g., transmitters, receivers and transceivers);
2. Lineterminating equipment;
3. Intermediateamplifier equipment;
4. Repeaterequipment;
5. Regeneratorequipment;
6. Translationencoders (transcoders);
7. Multiplexequipment (statistical mutiplex included);
8. Modulators/demodulators (modems);
9. Transmultiplexequipment (see CCITT Rec. G701);
10. “Storedprogram controlled”digital crossconnection equipment;
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11. “Gateways”and bridges;
12. “Mediaaccess units”; and
b. Designed for use in single or multi-channel communication via any of the
following:
1. Wire(line);
2. Coaxialcable;
3. Opticalfibre cable;
4. Electromagneticradiation; or
5. Underwateracoustic wave propagation.
1. Employing digital techniques, including digital processing of analogue
signals, and designed to operate at a “digital transfer rate”at the highest
multiplex level exceeding 45 Mbit/s or a “total digital transfer rate”
exceeding 90 Mbit/s;
Note: X.A.III.101.b.1 does not control equipment specially designed to be
integrated and operated in any satellite system for civil use.
2. Modemsusing the “bandwidth of one voice channel”with a “data
signalling rate”exceeding 9600bits per second;
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3. Being “stored program controlled”digital cross connect equipment with
“digital transfer rate”exceeding 8,5 Mbit/s per port;
4. Being equipmentcontaining any of the following:
a. “Network access controllers”and their related common medium
having a “digital transfer rate”exceeding 33 Mbit/s; or
b. “Communication channel controllers”with a digital output having
a“data signalling rate”exceeding 64 000 bit/s per channel;
Note: If any uncontrolled equipment contains a “network access
controller”, it cannot have any type of telecommunications interface,
except those described in, but not controlled by X.A.III.101.b.4.
5. Employinga “laser” and having any of the following characteristics:
a. Atransmissionwavelength exceeding 1 000 nm; or
b. Employinganalogue techniques and having a bandwidth exceeding
45 MHz;
c. Employingcoherent optical transmission or coherent optical
detection techniques (also called optical heterodyne or homodyne
techniques);
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d. Employingwavelength division multiplexing techniques; or
e. Performing“optical amplification”;
6. Radioequipment operating at input or output frequencies exceeding:
a. 31GHzfor satellite-earth station applications; or
b. 26,5GHzfor other applications;
Note: X.A.III.101.b.6 does not control equipment for civil use when
conforming with an International Telecommunications Union (ITU)
allocated band between 26,5 GHz and 31 GHz.
7. Beingradio equipment employing any of the following:
a. Quadrature-amplitude-modulation (QAM) techniques above level 4
if the “total digital transfer rate”exceeds 8,5 Mbit/s;
b. QAM techniquesabove level 16 if the “total digital transfer rate”is
equal to orless than 8,5 Mbit/s;
c. Other digitalmodulation techniques and having a “spectral
efficiency”exceeding 3 bit/s/Hz; or
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d. Operating in the 1,5 MHz to 87,5 MHz band and incorporating
adaptive techniques providing more than 15 dB suppression of an
interfering signal.
Notes:
1. X.A.III.101.b.7 does not control equipment specially designed to be
integrated and operated in any satellite system for civil use.
2. X.A.III.101.b.7 does not control radio relay equipment for
operation in an International Telecommunications Union (ITU)
allocated band:
a. Having any of the following:
1. Not exceeding 960 MHz; or
2. With a “total digital transfer rate”not exceeding
8,5Mbit/s; and
b. Having a “spectral efficiency”not exceeding 4 bit/s/Hz.
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c. “Stored program controlled”switching equipment and related signalling
systems, having any of the following characteristics, functions or features, and
specially designed components and accessories therefor:
Note: Statistical multiplexers with digital input and digital output which
provide switching are treated as “stored program controlled”switches.
1. “Data (message) switching”equipment or systems designed for
“packet-mode operation”, “electronic assemblies” and components
therefor, other than those specified in the CML or in Regulation (EU)
2021/821;
2. Notused;
3. Routingor switching of “datagram”packets;
Note: X.A.III.101.c.3 does not control networks restricted to using only
“network access controllers” or to “network access controllers”
themselves.
4. Not used;
5. Multi-level priority and pre-emption for circuit switching;
Note: X.A.III.101.c.5 does not control single-level call pre-emption.
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6. Designed for automatic hand-off of cellular radio calls to other cellular
switches or automatic connection to a centralised subscriber data base
common to more than one switch;
7. Containing“stored program controlled”digital cross connect equipment
with “digital transfer rate”exceeding 8,5 Mbit/s per port:
8. “Commonchannel signalling”operating in either non-associated or
quasi-associated mode of operation;
9. “Dynamicadaptive routing”;
10. Beingpacket switches, circuit switches and routers with ports or lines
exceeding any of the following:
a. A“data signalling rate”of 64 000 bit/s per channel for a
“communications channel controller”; or
Note: X.A.III.101.c.10.a does not control multiplex composite links
composed only of communication channels notindividually
controlled by X.A.III.101.b.1.
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b. A“digitaltransfer rate”of 33 Mbit/s for a “network access
controller” and related common media;
Note: X.A.III.101.c.10 does not control packet switches or routers
with ports or lines not exceeding the limits in X.A.III.101.c.10.
11. “Opticalswitching”;
12. Employing“Asynchronous Transfer Mode”(“ATM”) techniques.
d. Optical fibres and optical fibre cables of more than 50 m in length designed for
single mode operation;
e. Centralised network control having all of the following characteristics:
1. Receivesdata from the nodes; and
2. Processthese data in order to provide control of traffic not requiring
operator decisions, and thereby performing “dynamic adaptive routing”;
Note1: X.A.III.101.e does notinclude cases of routing decisions taken on
predefined information.
Note2: X.A.III.101.e does not preclude control of traffic as a function of
predictable statistical traffic conditions.
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f. Phased array antennas, operating above 10,5 GHz, containing active elements
and distributed components, and designed to permit electronic control of beam
shaping and pointing, except for landing systems with instruments meeting
International Civil Aviation Organization (ICAO) standards (microwave
landing systems (MLS));
g. Mobile communications equipment other than those specified in the CML or in
Regulation (EU) 2021/821, “electronic assemblies” and components therefor;
or
h. Radio relay communications equipment designed for use at frequencies equal
to or exceeding 19,7 GHz and components therefor, other than those specified
in the CML or in Regulation (EU) 2021/821.
Technical Note: For the purpose of X.A.III.101:
1) “Asynchronous transfer mode”(“ATM”) is a transfer mode in which the
information is organised into cells; it is asynchronous in the sense that the
recurrence of cells depends on the required or instantaneous bit rate.
2) “Bandwidthof one voice channel”is data communication equipment designed
to operate in one voice channel of 3 100 Hz, as defined in CCITT
Recommendation G.151.
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3) “Communicationschannel controller”is the physical interface that controls
the flow of synchronous or asynchronous digitalinformation. It is an assembly
that can be integrated into computer or telecommunications equipment to
provide communications access.
4) “Datagram”is a self-contained, independent entity of data carrying sufficient
information to be routed from the source to the destination data terminal
equipment without reliance on earlier exchanges between this source and
destination data terminal equipment and the transporting network.
5) “Fast select”is a facility applicable to virtual calls that allows data terminal
equipment to expand the possibility to transmit data in call set-up and clearing
“packets”beyond the basic capabilities of a virtual call.
6) “Gateway”is the function, realised by any combination of equipment and
“software”, to carry out the conversionof conventions for representing,
processing or communicating information used on one system into the
corresponding, but different conventions used in another system.
7) “Integrated Services Digital Network”(ISDN) is a unified end-to-end digital
network,in which data originating from all types of communication (e.g.,
voice, text, data, still and moving pictures) are transmitted from one port
(terminal) in the exchange (switch) over one access line to and from the
subscriber.
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8) “Packet”is a group of binary digits including data and call control signals
that is switchedas a composite whole. The data, call control signals, and
possible error control information are arranged in a specified format.
9) “Common channelsignalling”means the transmission of control information
(signalling) via a separate channel than that used for the messages. The
signalling channel usually controls multiple message channels.
10) “Data signalling rate”means the rate, as defined in ITU Recommendation 53-
36, taking into account that, for non-binary modulation, baud and bit per
second are notequal. Bits for coding, checking and synchronization functions
are to be included.
11) “Dynamic adaptiverouting”means Automatic rerouting of traffic based on
sensing and analysis of current actual network conditions
12) “Media access unit”means equipment that contains one or more
communicationinterfaces (“network access controller”, “communications
channel controller”, modem or computer bus) to connect terminal equipment
to a network.
13) “Spectral efficiency”is the “digital transfer rate”[bits/s] / 6 dB spectrum
bandwidth in Hz.
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14) “Stored programcontrolled”is a control using instructions stored in an
electronic storage that a processor can execute in order to direct the
performance of predetermined functions.
Note:Equipmentmay be “stored program controlled”whether the electronic
storage is internal or external to the equipment.
X.B.III.101 Telecommunications test equipment, other than those specified in the CML or in
Regulation (EU) 2021/821.
X.C.III.101 Preforms of glass or of any other material optimised for the manufacture of optical
fibres controlled by X.A.III.101.
X.D.III.101 “Software” specially designed or modified for the “development”, “production” or
“use” of equipment controlled by X.A.III.101 and X.B.III.101, and dynamic adaptive
routing “software” as described as follows:
a. “Software”, other than in machine-executable form, specially designed for
“dynamic adaptive routing”;
b. Not used.
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X.E.III.101 “Technology” for the “development”, “production” or “use” of equipment controlled
by X.A.III.101 or X.B.III.101, or “software” controlled by X.D.III.101, and other
“technologies” as follows:
a. Specific “technologies” as follows:
1. “Technology” for the processing and application of coatings to optical
fibre specially designed to make it suitable for underwater use;
2. “Technology” for the “development” of equipment employing
“Synchronous DigitalHierarchy”(“SDH”) or “Synchronous Optical
Network”(“SONET”) techniques.
Technical Note: For thepurpose of X.E.III.101:
1) “Synchronous digital hierarchy”(SDH) is a digital hierarchy providing a
means to manage, multiplex, and access various forms of digital traffic using a
synchronous transmission format on different types of media. The format is
based on the Synchronous Transport Module (STM) that is defined by CCITT
Recommendation G.703, G.707, G.708, G.709 and others yet to be published.
The first level rate of “SDH”is 155,52 Mbit/s.
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2) “Synchronous optical network”(SONET) is a network providing a means to
manage, multiplex and access various forms of digital traffic using a
synchronous transmission format on fibre optics. The format is the North
America version of “SDH”and also uses the Synchronous Transport Module
(STM). However, it uses the Synchronous Transport Signal (STS) as the basic
transport module with a first level rate of 51,81 Mbit/s. The SONET standards
are being integrated into those of “SDH”.
Category III. Part 2 –Information Security
Note: Category III.Part 2 does not control goods for the personal use of the natural persons.
X.A.III.201 Equipment as follows:
a. Not used;
b. Not used;
c. Goods classified as mass market encryption in accordance with Cryptography
Note –Note 3 to Category 5, Part 21.
1 Ref. Annex I to Regulation (EU) 2021/821
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X.D.III.201 “Information Security” “software” as follows:
Note: This entry does not control “software” designed or modified to protect against
malicious computer damage, e.g., viruses, where the use of “cryptography” is
limited to authentication, digital signature and/or the decryption of data or files.
a. Not used;
b. Not used;
c. “Software” classified as mass market encryption “software” in accordance with
Cryptography Note –Note 3 to Category 5, Part 21.
X.E.III.201 “Information Security” “technology” according to the General Technology Note, as
follows:
a. Not used;
b. “Technology”, other than specified in the CML or in Regulation
(EU)2021/821, for the “use” of mass market goods controlled by X.A.III.201.c
or mass market “software” controlled by X.D.III.201.c.
1 Ref. Annex I to Regulation (EU) 2021/821
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Category IV –Sensors and Lasers
X.A.IV.001 Marine or terrestrial acoustic equipment, capable of detecting or locating underwater
objects or features or positioning surface vessels or underwater vehicles; and
specially designed components, other than those specified in the CML or in
Regulation (EU) 2021/821.
X.A.IV.002 Optical Sensors as follows:
a. Image intensifier tubes and specially designed components therefor, as follows:
1. Image intensifier tubes having all the following:
a. A peak response in wavelength range exceeding 400 nm, but not
exceeding 1 050 nm;
b. A microchannel plate for electron image amplification with a hole
pitch (centre-to-centre spacing) of less than 25 μm; and
c. Having any of the following:
1. An S-20, S-25 or multialkali photocathode; or
2. A GaAs or GaInAs photocathode;
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2. Specially designed microchannel plates having both of the following
characteristics:
a. 15 000 or more hollow tubes per plate; and
b. Hole pitch (centre-to-centre spacing) of less than 25 μm.
b. Direct view imaging equipment operating in the visible or infrared spectrum,
incorporating image intensifier tubes having the characteristics listed in
X.A.IV.002.a.1.
X.A.IV.003 Camerasas follows:
a. Cameras that meet the criteria of Note 3 to 6A003.b.4.1;
b. Not used;
1 Ref. Annex I to Regulation (EU) 2021/821
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X.A.IV.004 Optics as follows:
Note: X.A.IV.004 does not control optical filters with fixed air gaps or Lyot-type
filters.
a. Optical filters:
1. For wavelengths longer than 250 nm, comprised of multi-layer optical
coatings and having either of the following:
a. Bandwidths equal to or less than 1 nm Full Width Half Intensity
(FWHI) and peak transmission of 90%or more; or
b. Bandwidths equal to or less than 0,1 nm FWHI and peak
transmission of 50%or more;
2. For wavelengths longer than 250 nm, and having all of the following:
a. Tunable over a spectral range of 500 nm or more;
b. Instantaneous optical bandpass of 1,25 nm or less;
c. Wavelength resettable within 0,1 ms to an accuracy of 1 nm or
better within the tunable spectral range; and
d. A single peak transmission of 91%or more;
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3. Optical opacity switches (filters) with a field of view of 30° or wider and
a response time equal to or less than 1 ns;
b. “Fluoride fibre”cable, or optical fibres therefor, having an attenuation of less
than 4 dB/km in the wavelength range exceeding 1 000 nm but not exceeding
3000nm;
Technical Note: For the purpose of X.A.IV.004.b “Fluoride fibres”are fibres
manufactured from bulk fluoride compounds.
X.A.IV.005 “Lasers” as follows:
a. Carbon dioxide (CO2) “lasers” having any of the following:
1. A CW output power exceeding 10 kW;
2. A pulsed output with a “pulse duration” exceeding 10 μs; and
a. An average output power exceeding 10 kW; or
b. A pulsed “peak power” exceeding 100 kW; or
3. A pulsed output with a “pulse duration” equal to or less than 10 μs; and
a. A pulse energy exceeding 5 J per pulse and “peak power”
exceeding 2,5 kW; or
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b. An average output power exceeding 2,5 kW;
b. Semiconductor lasers, as follows:
1. Individual, single-transverse mode semiconductor “lasers” having:
a. An average output power exceeding 100 mW; or
b. A wavelength exceeding 1 050 nm;
2. Individual, multiple-transverse mode semiconductor “lasers”, or arrays of
individualsemiconductor “lasers”, having a wave-length exceeding
1050nm;
c. Ruby “lasers” having an output energy exceeding 20 J per pulse;
d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975nm
but not exceeding 1 150 nm and having any of the following:
1. A “pulseduration” equal to or exceeding 1 ns but not exceeding 1 μs, and
having any of the following:
a. A single transverse mode output and having any of the following:
1. A“wall-plug efficiency”exceeding 12%and an “average
output power” exceeding 10 W and capable of operating at a
pulse repetition frequency greater than 1 kHz; or
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2. An “average output power” exceeding 20 W; or
b. A multiple transverse mode output and having any of the
following:
1. A“wall-plug efficiency”exceeding 18%and an “average
output power” exceeding 30W;
2. A “peak power” exceeding 200 MW; or
3. An “average output power” exceeding 50 W; or
2. A “pulseduration” exceeding 1 μs and having any of the following:
a. A single transverse mode output and having any of the following:
1. A“wall-plug efficiency”exceeding 12%and an “average
output power” exceeding 10 W and capable of operating at a
pulse repetition frequency greater than 1 kHz; or
2. An“average output power” exceeding 20 W; or
b. A multiple transverse mode output and having any of the
following:
1. A“wall-plug efficiency”exceeding 18%and an “average
output power” exceeding 30 W; or
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2. An“average output power” exceeding 500 W;
e. Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength
exceeding 975 nm but not exceeding 1 150 nm and having any of the
following:
1. Asingletransverse mode output and having any of the following:
a. A“wall-plug efficiency”exceeding 12%and an “average output
power” exceeding 10 W and capable of operating at a pulse
repetition frequency greater than 1 kHz; or
b. An“average output power” exceeding 50 W; or
2. Amultipletransverse mode output and having any of the following:
a. A“wall-plug efficiency”exceeding 18%and an “average output
power” exceeding 30 W; or
b. An “average output power” exceeding 500 W;
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Note: X.A.IV.005.e.2.b does not control multiple transverse mode,
industrial “lasers” with output power less than or equal to 2 kW
with a total mass greater than 1 200kg. For the purpose of this
note, total mass includes all components required to operate the
“laser”, e.g., “laser”, power supply, heat exchanger, but excludes
external optics for beam conditioning and/or delivery.
f. Non-“tunable” “lasers”, having a wavelength exceeding 1 400 nm, but not
exceeding 1 555 nm and having any of the following:
1. An output energy exceeding 100 mJ per pulse and a pulsed “peak power”
exceeding 1 W; or
2. An average or CW output power exceeding 1 W;
g. Free electron “lasers”.
Technical Note: For the purpose of X.A.IV.005 “wall-plug efficiency”is defined as
the ratio of “laser”output power (or “average output power”) to total electrical
input power required to operate the “laser”, including the power
supply/conditioning and thermal conditioning/heat exchanger.
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X.A.IV.006 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially
designed components therefor, as follows:
a. “Magnetometers”, other than those specified in the CML or in Regulation
(EU)2021/821, having a “sensitivity”lower (better) than 1,0 nT (rms) per
square root Hz.
Technical Note: For the purposes of X.A.IV.006.a, “sensitivity”(noise level) is
the root mean square of the device-limited noise floor which is thelowest
signal that can be measured.
b. “Superconductive” electromagnetic sensors, components manufactured from
“superconductive” materials:
1. Designed for operation at temperatures below the “critical temperature”
of at least one of their “superconductive” constituents (including
Josephson effect devices or “superconductive” quantum interference
devices (SQUIDS));
2. Designed for sensing electromagnetic field variations at frequencies of
1kHz or less; and
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3. Having any of the following characteristics:
a. Incorporating thin-film SQUIDS with a minimum feature size of
less than 2 μm and with associated input and output coupling
circuits;
b. Designed to operate with a magnetic field slew rate exceeding
1x106magnetic flux quanta per second;
c. Designed tofunction without magnetic shielding in the earth’s
ambient magnetic field; or
d. Having a temperature coefficient less (smaller) than 0,1magnetic
flux quantum/K.
X.A.IV.007 Gravity meters (gravimeters) for ground use, other than those specified in the CML
or in Regulation (EU) 2021/821, as follows:
a. Having a static accuracy of less (better) than 100 μGal; or
b. Being of the quartz element (Worden) type.
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X.A.IV.008 Radar systems, equipment and major components, other than those specified in the
CML or in Regulation (EU) 2021/821, and specially designed components therefor,
as follows:
a. Airborne radar equipment, other than those specified in the CML or in
Regulation (EU) 2021/821, and specially designed components therefor;
b. “Space-qualified” “laser”radar or Light Detection and Ranging (LIDAR)
equipment specially designed for surveying or for meteorological observation;
c. Millimeter wave enhanced vision radar imaging systems specially designed for
rotary wing aircraft and having all of the following:
1. Operates at a frequency of 94 GHz;
2. An average output power of less than 20 mW;
3. Radar beam width of 1 degree; and
4. Operating range equal to or greater than 1 500 m.
X.A.IV.009 Specific processing equipment, as follows:
a. Seismic detection equipment not controlled by X.A.IV.009.c;
b. Radiation hardened TV cameras, other than those specified in the CML or in
Regulation (EU) 2021/821; or
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c. Seismic intrusion detection systems that detect, classify and determine the
bearing on the source of a detected signal.
X.B.IV.001 Equipment, including tools, dies, fixtures or gauges, and other specially designed
components and accessories therefor, specially designed or modified for any of the
following:
a. For the manufacture or inspection of:
1. Free electron “laser” magnet wigglers;
2. Free electron “laser” photo injectors;
b. For the adjustment, to required tolerances, of the longitudinal magnetic field of
free electron “lasers”.
X.C.IV.001 Optical sensing fibres that are modified structurally to have a “beat length”of less
than 500 mm (high birefringence) or optical sensor materials not described in
6C002.b1and having a zinc content of equal to or more than 6%by“mole fraction.”
Technical Note: For the purpose of X.C.IV.001:
1) “Mole fraction”is defined as the ratio of moles of ZnTe to the sum of the moles
of CdTe and ZnTe present in the crystal.
1 Ref. Annex I to Regulation (EU) 2021/821
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2) “Beat length”is the distanceover which two orthogonally polarised signals,
initially in phase, must pass in order to achieve a 2 Pi radian(s) phase
difference.
X.C.IV.002 Optical materials, as follows:
a. Low optical absorption materials, as follows:
1. Bulk fluoride compounds containing ingredients with a purity of
99,999%or better; or
Note: X.C.IV.002.a.1 controls fluorides of zirconium or aluminium and
variants.
2. Bulk fluoride glass made from compounds controlled by 6C004.e.11;
b. “Optical fibre preforms”made from bulk fluoride compounds containing
ingredients with a purity of 99,999%or better, specially designed for the
manufacture of “fluoride fibres”controlled by X.A.IV.004.b.
Technical Note: For the purposeof X.C.IV.002:
1) “Fluoride fibres”are fibres manufactured from bulk fluoride compounds.
1 Ref. Annex Ito Regulation (EU) 2021/821
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2) “Optical fibre preforms”are bars, ingots, or rods of glass, plastic or other
materials that havebeen specially processed for use in fabricating optical
fibres. The characteristics of the preform determine the basic parameters of the
resultant drawn optical fibres.
X.D.IV.001 “Software”, other than those specified in the CML or in Regulation (EU) 2021/821,
specially designed for the “development”, “production”, or “use” of goods controlled
by 6A002, 6A0031, X.A.IV.001, X.A.IV.006, X.A.IV.007, or X.A.IV.008.
X.D.IV.002 “Software” specially designed for the “development” or “production”of equipment
controlled by X.A.IV.002, X.A.IV.004, or X.A.IV.005.
X.D.IV.003 Other “software”, as follows:
a. Air Traffic Control (ATC) “software” application “programs” hosted on
general purpose computers located at Air Traffic Control centres, and capable
of automatically handing over primary radar target data (if not correlated with
secondary surveillance radar (SSR) data) from the host ATC centre to another
ATC centre;
b. “Software” specially designed for seismic intrusion detection systems in
X.A.IV.009.c; or
1 Ref. Annex I to Regulation (EU) 2021/821
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c. “Source code” specially designed for seismic intrusion detection systems in
X.A.IV.009.c.
X.E.IV.001 “Technology” for the “development”, “production” or “use” of equipment controlled
by X.A.IV.001, X.A.IV.006, X.A.IV.007, X.A.IV.008 or X.A.IV.009.c.
X.E.IV.002 “Technology” for the “development” or “production” of equipment, materials or
“software” controlled by X.A.IV.002, X.A.IV.004, or X.A.IV.005, X.B.IV.001,
X.C.IV.001, X.C.IV.002, or X.D.IV.003.
X.E.IV.003 Other “technology” as follows:
a. Optical fabrication technologies for serially producing optical components at a
rate exceeding 10 m2of surface area per year on any single spindle and having
all of the following:
1. Area exceeding 1 m2; and
2. Surface figure exceeding λ/10 (rms) at the designed wavelength;
b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a
field of view (FOV) exceeding 40° and a resolution exceeding 0,75 line pairs
per milliradian;
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c. “Technology” for the “development” or “production” of cameras controlled by
X.A.IV.003;
d. “Technology” “required” for the “development” or “production” of non-triaxial
fluxgate “magnetometers” or non-triaxial fluxgate “magnetometer” systems,
having any of the following:
1. “Sensitivity”lower (better) than 0,05 nT(rms) per square root Hz at
frequencies of less than 1 Hz; or
2. “Sensitivity”lower (better) than 1 x 10-3nT (rms) per square root Hz at
frequencies of 1 Hz or more.
e. “Technology” “required” for the “development” or “production” of infrared
up-conversion devices having all of the following:
1. Aresponsein the wavelength range exceeding 700 nm but not exceeding
1 500 nm; and
2. Acombinationof an infrared photodetector, light emitting diode
(OLED), and nanocrystal to convert infrared light into visible light.
Technical Note: For the purposes of X.E.IV.003, “sensitivity”(or noise level) is the
root mean square of the device-limited noise floor which is the lowest signal that can
be measured.
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Category V –Navigation and Avionics
X.A.V.001 Airborne communication equipment, all “aircraft”inertial navigation systems, and
other avionic equipment, including components, other than those specified in the
CML or in Regulation (EU) 2021/821.
Note 1: X.A.V.001. does not control headsets or microphones.
Note 2: X.A.V.001. does not control goods for the personal use of the natural
persons.
X.B.V.001 Other equipment specially designed for the test, inspection, or “production” of
navigation and avionics equipment.
X.D.V.001 “Software”, other than specified in the CML or in Regulation (EU) 2021/821, for the
“development”, “production”, or “use” of navigation, airborne communication and
other avionics.
X.E.V.001 “Technology”, other than specified in the CML or in Regulation (EU) 2021/821, for
the “development”, “production” or “use” of navigation, airborne communication,
and other avionics equipment.
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Category VI –Marine
X.A.VI.001 Vessels, marine systems or equipment, and specially designed components therefor,
components and accessories as follows:
a. Underwater vision systems, as follows:
1. Television systems (comprising camera, lights, monitoring and signal
transmission equipment) having a limiting resolution when measured in
air of more than 500 lines and specially designed or modified for remote
operation with a submersible vehicle; or
2. Underwater television cameras having a limiting resolution when
measured in air of more than 700 lines;
Technical Note: Limiting resolution in television is a measure of horizontal
resolution usually expressed in terms of the maximum number of lines per
picture height discriminated on a test chart, using IEEE Standard 208/1960 or
any equivalent standard.
b. Photographic still cameras specially designed or modified for underwater use,
having a film format of 35 mm or larger, and having autofocusing or remote
focusing specially designed for underwater use;
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c. Stroboscopic light systems, specially designed or modified for underwater use,
capable of a light output energy of more than 300 J per flash;
d. Other underwater camera equipment, other than those specified in the CML or
in Regulation (EU) 2021/821;
e. Marine boilers designed to have any of the following characteristics:
1. Heat release rate (at maximum rating) equal to or in excess of
1966,4kW/m3of furnace volume; or
2. Ratio of steam generated in kilogram per hour (at maximum rating) to the
dry weight of the boiler in kilograms equal to or in excess of 37,6.;
f. Vessels (surface or underwater), including inflatable boats, and specially
designed components therefor, other than those specified in the CML or in
Regulation (EU) 2021/821;
Note: X.A.VI.001.f does notcontrol vessels on temporary sojourn, used for
private transport or for the transport of passengers or goods from or through
the customs territory of the Union.
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g. Marine engines (both inboard and outboard) and submarine engines and
specially designed components therefor, other than those specified in the CML
or in Regulation (EU) 2021/821;
h. Self-contained underwater breathing apparatus (scuba gear) and accessories
therefor, other than those specified in the CML or in Regulation
(EU)2021/821;
i. Life jackets, inflation cartridges, dive compasses and dive computers;
Note: X.A.VI.001.i does not control goods for the personal use of the natural
persons.
j. Underwater lights and propulsion equipment; or
Note: X.A.VI.001.j does not control goods for the personal use of the natural
persons.
k. Air compressors and filtration system specially designed for filling air
cylinders.
X.D.VI.001 “Software” specially designed or modified for the “development”, “production” or
“use” of equipment controlled by X.A.VI.001.
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X.D.VI.002 “Software” specially designed for the operation of unmanned submersible vehicles
used in the oil and gas industry.
X.E.VI.001 “Technology” for the “development”, “production” or “use” of equipment controlled
by X.A.VI.001.
Category VII –Aerospace and Propulsion
X.A.VII.001 Diesel engines, and tractors and specially designed components therefor, other than
those specified in theCML or in Regulation (EU) 2021/821:
a. Diesel engines, other than those specified in the CML or in Regulation
(EU)2021/821, for trucks, tractors, and automotive applications, having an
overall power output of 298 kW or more.
b. Off highway wheel tractorsof carriage capacity 9 tonnes or more; and major
components and accessories, other than those specified in the CML or in
Regulation (EU) 2021/821.
c. Road tractors for semi-trailers, with single or tandem rear axles rated for 9
tonnes per axel or more andspecially designed major components.
Note: X.A.VII.001.b and X.A.VII.001.c do not control vehicles on temporary
sojourn, used for private transport or for the transport of passengers or goods
from or through the customs territory of the Union.
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X.A.VII.002 Gas turbine engines and components, other than those specified in the CML or in
Regulation (EU) 2021/821.
a. Not used.
b. Not used.
c. Aero gas turbine engines and components specially designed therefor.
d. Not used.
e. Pressurised aircraft breathing equipment components specially designed
therefor, other than those specified in the CML or in Regulation
(EU)2021/821.
X.A.VII.003 Aircraft engines, other than those specified in X.A.VII.002, the CML or in
Regulation (EU) 2021/821, as follows:
a. Reciprocating or rotary internal combustion piston engines; or
b. Electric engines.
Technical Note: For the purpose of X.A.VII.003 aircrafts includes: aeroplanes,
UAVs, helicopters, autogyros, hybrid aircrafts or radio-controlled models.
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X.B.VII.001 Vibration test equipment and specially designed components, other than those
specified in the CML or in Regulation (EU) 2021/821.
Note: X.B.VII.001. controls only equipment for the “development” or “production”.
It does not control condition monitoring systems.
X.B.VII.002 Specially designed equipment, tooling or fixtures for manufacturing or measuring
gas turbine blades, vanes or tip shroud castings, as follows:
a. Automated equipment using non-mechanical methods for measuring airfoil
wall thickness;
b. Tooling, fixtures or measuring equipment for the “laser”, water jet or
ECM/EDM hole drilling processes controlled by 9E003.c1;
c. Ceramic core leaching equipment;
d. Ceramic core manufacturing equipment or tools;
e. Ceramic shell wax pattern preparation equipment;
f. Ceramic shell burn out or firing equipment.
X.D.VII.001 “Software”, other than those specified in the CML or in Regulation (EU) 2021/821,
for the “development” or “production” of equipment controlled by X.A.VII.001 or
X.B.VII.001.
1 Ref. Annex I to Regulation (EU) 2021/821
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X.D.VII.002 “Software”, for the “development” or “production” of equipment controlled by
X.A.VII.002 or X.B.VII.002.
X.E.VII.001 “Technology”, other than those specified in the CML or in Regulation
(EU)2021/821, for the “development” or “production” or “use” of equipment
controlled by X.A.VII.001 or X.B.VII.001.
X.E.VII.002 “Technology”, for the “development”, “production” or “use” of equipment controlled
by X.A.VII.002 or X.B.VII.002.
X.E.VII.003 Other “technology”, not described by 9E0031, as follows:
a. Rotor bladetip clearance control systems employing active compensating
casing “technology” limited to a design and development data base; or
b. Gas bearing for turbine engine rotor assemblies.
Category VIII –Miscellaneous items
X.A.VIII.001 Equipment for oil production or oil exploration as follows:
a. Drill head integrated measurement equipment, including inertial navigation
systems for measurement while drilling (MWD);
b. Gas monitoring systems and detectors therefor, designed for continuous
operation and detection of hydrogen sulphide;
1 Ref. Annex I to Regulation (EU) 2021/821
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c. Equipment for seismological measurements, including reflection seismetics
and seismic vibrators;
d. Sediment echo sounders.
X.A.VIII.002 Equipment, “electronic assemblies” and components, specially designed for quantum
computers, quantum electronics, quantum sensors, quantum processing units, qubit
circuits, qubit devices or quantum radar systems, including pockels cells.
Note 1: Quantum computers perform computations that harness the collective
properties of quantum states, such as superposition, interference and entanglement.
Note 2: Units, circuits and devices include but are not limited to superconducting
circuits, Quantum annealing, IonTrap, photonic interaction, silicon/spin, cold
atoms.
X.A.VIII.003 Microscopes, related equipment and detectors as follows:
a. Scanning electron microscopes (SEM);
b. Scanning auger microscopes;
c. Transmission electron microscopes (TEM);
d. Atomic force microscopes (AFM);
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e. Scanning force microscopes (SFM);
f. Equipment and detectors, specially designed for use with the microscopes
specified in X.A.VIII.003.a to X.A.VIII.0003.e, employing any of the
following material analysis techniques:
1. X-ray photospectroscopy (XPS);
2. Energy-dispersive X-ray spectroscopy (EDX, EDS) or
3. Electron spectroscopy for chemical analysis (ESCA).
X.A.VIII.004 Collector equipment for metal ores in deep seabed.
X.A.VIII.005 Manufacturing equipment and machine tools as follows:
a. Additive manufacturing equipment for the “production” of metal parts;
Note: X.A.VIII.005.a only applies to the following systems:
1. Powder-bed systems using selective laser melting (SLM), laser cusing,
direct metal laser sintering (DMLS) or electron beam melting (EBM); or
2. Powder-fed systems using laser cladding, direct energy deposition or
laser metal deposition.
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b. Additive manufacturing equipment for “energetic materials”, including
equipment using ultrasonic extrusion;
c. Vat photopolymerization (VVP) additive manufacturing equipment using
stereo lithography (SLA) or digital light processing (DLP).
X.A.VIII.006 Equipment for the “production” of printed electronics for organic light emitting
diodes (OLED), organic field-effect transistors (OFET) or organic photovoltaic cells
(OPVC).
X.A.VIII.007 Equipment for the “production” of microelectromechanical systems (MEMS) using
the mechanical properties of silicon, including sensors in chip format like pressure
membranes, bending beams or micro adjustment devices.
X.A.VIII.008 Equipment, specially designed for the production of E-Fuels (electrofuels and
synthetic fuels) or ultra efficient solar cells (efficiency > 30%).
X.A.VIII.009 Equipment for Ultra-High-Vacuum (UHV) as follows:
a. UHV pumps (sublimation, turbomolecular, diffusion, cryogenic, ion getter);
b. UHV pressure gauges.
Note: UHV means 100 nanoPascals (nPa) or lower.
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X.A.VIII.010 “Cryogenic refrigeration systems”designed to maintain temperatures below 1,1K
for 48 hrs or more and relatedcryogenic refrigeration equipment as follows:
a. Pulse Tubes;
b. Cryostats;
c. Dewars;
d. Gas Handling System (GHS);
e. Compressors; or
f. Control Units.
Note:“Cryogenic refrigeration systems”include but are not limited to Dilution
Refrigeration, Adiabatic Demagnisation Refrigerators and Laser Cooling Systems.
X.A.VIII.011 “Decapsulation”equipment for semiconductor devices.
Note:“Decapsulation”is the removal of a cap, lid, or encapsulating material from a
packaged integrated circuit by mechanical, thermal, or chemical means.
X.A.VIII.012 High Quantum Efficiency (QE) photodetectors with a QE greater than 80%in the
wavelength range exceeding 400 nm but not exceeding 1600nm.
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X.AVIII.013 Numerical controlled machine tools, having one or more linear axis with a travel
length greater than 8000mm.
X.A.VIII.014 Water cannon systems for riot or crowd control, and components specially designed
therefor.
Note: X.A.VIII.014 water cannon systems include, for example: vehicles or fixed
stations equipped withremotely operated water cannon that are designed to protect
the operator from an outside riot with features such as armor, shatter resistant
windows, metal screens, bull-bars, or run-flat tires. Components specially designed
for water cannons may include,for example: deck gun water nozzles, pumps,
reservoirs, cameras, and lights that are hardened or shielded against projectiles,
elevating masts for those items, and teleoperation systems for those items.
X.A.VIII.015 Law enforcement striking weapons, including saps, police batons, side handle
batons, tonfas, sjamboks, and whips.
X.A.VIII.016 Police helmets and shields; and specially designed components, other than those
specified in the CML or in Regulation (EU) 2021/821.
X.A.VIII.017 Law enforcement restraint devices, including leg irons, shackles, and handcuffs;
straight jackets; stun cuffs; shock belts; shock sleeves; multipoint restraint devices
such as restraint chairs; and specially designed components and accessories, other
than those specified in theCML or in Regulation (EU) 2021/821.
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Note: X.A.VIII.017 applies to restraint devices used in law enforcement activities. It
does not apply to medical devices that are equipped to restrain patient movement
during medical procedures. It does not apply to devices that confine memory
impaired patients to appropriate medical facilities. It does not apply to safety
equipment such as safety belts or child automobile safety seats.
X.A.VIII.018 Oil and gas exploration equipment, “software”, and data, as follows (see List of
Items Controlled):
a. Not used.
b. Hydraulic fracturing items, as follows:
1. Hydraulic fracturing design and analysis “software” and data;
2. Hydraulic fracturing “proppant”,“fracking fluid”, and chemical additives
therefor; or
3. High pressurepumps.
Technical Note:
A“proppant”is a solid material, typically treated sand or man-made ceramic
materials, designed to keep an induced hydraulic fracture open, during or following
a fracturing treatment. It is added to a “fracking fluid”which may vary in
composition depending on the type of fracturing used, and can be gel, foam or
slickwater-based.
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X.A.VIII.019 Specific processing equipment, as follows (see List of Items Controlled):
a. Ring magnets;
b. Not used.
X.A.VIII.020 Weapons and devices designed for the purpose of riot control or self-protection, as
follows:
a. Portable electric discharge weapons that can target only one individual each
time an electric shock is administered, including but not limited to electric
shock batons,electric shock shields, stun guns and electric shock dart guns;
b. Kits containing all essential components for assembly of portable electric
discharge weapons controlled by item X.A.VIII.020.a; or
Note:The following goods are considered to be essential components:
1. The unit producing an electric shock;
2. The switch, whether or not on a remote control; and
3. Theelectrodes or, where applicable, the wires through which the
electrical shock is to be administered.
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c. Fixed or mountable electric discharge weapons that cover a wide area and can
target multiple individuals with electrical shocks.
X.A.VIII.021 Weapons and equipment disseminating incapacitating or irritating chemical
substances for the purpose of riot control or self-protection and certain related
substances, as follows:
a. Portable weapons and equipment which either administer a dose of an
incapacitating or irritating chemical substance that targets one individual or
disseminate a dose of such substance affecting a small area, e.g. in the form of
a spray fog or cloud, when the chemical substance is administered or
disseminated;
Note 1: This item doesnot control equipment controlled by item ML7(e) of the
CML of the European Union.
Note 2: This item doesnot control individual portable equipment, even if
containing a chemical substance, when accompanying their user for the user’s
own personal protection.
Note 3: In addition torelevant chemical substances, such as riot control agents
or PAVA, the goods controlled by items X.A.VIII.021.c and X.A.VIII.021.d
shall be deemed to be incapacitating or irritating chemical substances.
b. Pelargonic acid vanillylamide (PAVA) (CAS 2444-46-4);
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c. Oleoresin capsicum (OC) (CAS 8023-77-6);
d. Mixtures containing at least 0,3%by weight of PAVA or OC and a solvent
(such as ethanol, 1-propanol or hexane), which could be administered as such
as incapacitating or irritating agents, in particular in aerosols and in liquid
form, or used for manufacturing of incapacitating or irritating agents;
Note 1: This item does not control sauces and preparations therefor, soups or
preparations therefor and mixed condiments or seasonings, provided that
PAVA or OC is not the only constituent flavour in them.
Note 2: This item does not control medicinal products for which a marketing
authorisation has been granted in accordance with Union law.
e. Fixed equipment for the dissemination of incapacitating or irritating chemical
substances, which can be attached to a wall or to a ceiling inside a building,
comprises a canister of irritating or incapacitating chemical agents and is
activated using a remote control system; or
Note: In addition to relevant chemical substances, such as riot control agents
or PAVA, the goods controlled by items X.A.VIII.021.cand X.A.VIII.021.d
shall be deemed to be incapacitating or irritating chemical substances.
f. Fixed or mountable equipment for the dissemination of incapacitating or
irritating chemical agents that covers a wide area and is not designed to be
attached to a wall or to a ceiling inside a building;
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Note 1: This item does not control equipment controlled by item ML7(e) of the
CML of the European Union.
Note 2: In addition to relevant chemical substances, such as riot control agents
or PAVA, the goods controlled by items X.A.VIII.021.c and X.A.VIII.021.d
shall be deemed to be incapacitating or irritating chemical substances.
g. Other irritating chemical substances, and mixtures thereof containing at least
0,3%by weight of the active substance, as follows:
1. Dibenzo[b,f][1,4]oxazepine (CR) (CAS 257-07-8);
2. 8-Methyl-N-vanillyl-trans-6-nonenamide (capsaicin) (CAS 404-86-4);
3. 8-Methyl-N-vanillylnonamide (dihydrocapsaicin) (CAS 19408-84-5);
4. N-Vanillyl-9-methyldec-7-(E)-enamide (homocapsaicin)
(CAS58493-48-4);
5. N-Vanillyl-9-methyldecanamide (homodihydrocapsaicin)
(CAS20279-06-5);
6. N-Vanillyl-7-methyloctanamide (nordihydrocapsaicin)
(CAS28789-35-7);
7. 4-Nonanolylmorpholine(MPA) (CAS 5299-64-9);
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8. Cis-4-acetylaminodicyclohexylmethane(CAS 37794-87-9);
9. N,N’-Bis(isopropyl)ethylenediimine; or
10. N,N’-Bis(tert-butyl)ethylenediimine.
X.A.VIII.022 Products which could be used for the execution of human beings by means of lethal
injection, as follows:
a. Short and intermediate acting barbiturate anaesthetic agents including, but not
limited to:
1. Amobarbital (CAS 57-43-2);
2. Amobarbital sodium salt (CAS 64-43-7);
3. Pentobarbital (CAS 76-74-4);
4. Pentobarbital sodium salt (CAS 57-33-0);
5. Secobarbital (CAS 76-73-3);
6. Secobarbital sodium salt (CAS 309-43-3);
7. Thiopental (CAS 76-75-5); or
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8. Thiopental sodium salt (CAS 71-73-8), also known as thiopentone
sodium;
b. Products containing one of the anaesthetic agents listed under X.A.VIII.022.a.
X.A.VIII.023 Nettings, canopies, tents, blankets and apparel, specially designed for camouflage.
X.B.VIII.001 Specific processing equipment, as follows (see List of Items Controlled):
a. Hot cells; or
b. Glove boxes suitable for use with radioactive materials.
X.C.VIII.001 Metal powders and metal alloy powders, usable for any of the systems listed in
X.A.VIII.005.a.
X.C.VIII.002 Advanced materials as follows:
a. Materials for cloaking or adaptive camouflage;
b. Metamaterials, e.g. with a negative refractive index;
c. Not used;
d. High entropyalloys (HEA);
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e. Heusler compounds; or
f. Kitaev materials, including kitaev spin liquids.
X.C.VIII.003 Conjugated polymers (conductive, semiconductive, electroluminescent) for printed
or organic electronics.
X.C.VIII.004 Energetic materials as follows and mixtures thereof:
a. Ammonium picrate (CAS 131-74-8);
b. Black powder;
c. Hexanitrodiphenylamine (CAS 131-73-7);
d. Difluoroamine(CAS 10405-27-3);
e. Nitrostarch (CAS9056-38-6);
f. Not used;
g. Tetranitronaphthalene;
h. Trinitroanisole;
i. Trinitronaphthalene;
j. Trinitroxylene;
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k. N-pyrrolidinone; 1-methyl-2-pyrrolidinone (CAS 872-50-4);
l. Dioctylmaleate (CAS 142-16-5);
m. Ethylhexylacrylate (CAS 103-11-7);
n. Triethylaluminium (TEA) (CAS 97-93-8), trimethylaluminium (TMA)
(CAS75-24-1), and other pyrophoric metal alkyls and aryls of lithium, sodium,
magnesium, zinc or boron;
o. Nitrocellulose (CAS 9004-70-0);
p. Nitroglycerin (or glyceroltrinitrate, trinitroglycerine) (NG) (CAS 55-63-0);
q. 2,4,6-trinitrotoluene (TNT) (CAS 118-96-7);
r. Ethylenediaminedinitrate (EDDN) (CAS 20829-66-7);
s. Pentaerythritoltetranitrate (PETN) (CAS 78-11-5);
t. Lead azide (CAS 13424-46-9), normal lead styphnate(CAS 15245-44-0) and
basic lead styphnate (CAS 12403-82-6), and primary explosives or priming
compositions containing azides or azide complexes;
u. Not used;
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v. Not used;
w. Diethyldiphenylurea (CAS 85-98-3); dimethyldiphenylurea (CAS 611-92-7);
methylethyldiphenyl urea.
x. N,N-diphenylurea (unsymmetrical diphenylurea) (CAS 603-54-3);
y. Methyl-N,N-diphenylurea (methyl unsymmetrical diphenylurea)
(CAS13114-72-2);
z. Ethyl-N,N-diphenylurea (ethyl unsymmetrical diphenylurea)
(CAS64544-71-4);
aa. Not used;
bb. 4-Nitrodiphenylamine (4-NDPA)(CAS 836-30-6);
cc. 2,2-dinitropropanol (CAS 918-52-5); or
dd. Not used.
X.D.VIII.001 “Software”, specially designed for the “development”, “production” or “use” of
equipment specified in X.A.VIII.005 to X.A.VIII.0013.
X.D.VIII.002 “Software”, specially designed for the “development”, “production” or “use” of
equipment,“electronic assemblies” or components specified in X.A.VIII.002.
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X.D.VIII.003 “Software” for digital twins of additive manufacturing products or for the
determination of the reliability of additive manufacturing products.
X.D.VIII.004 “Software” specially designed for the “development”,“production” or “use” of
commodities controlled by X.A.VIII.014.
X.D.VIII.005 Specific “software”, as follows (see List of Items Controlled):
a. “Software” for neutronic calculations/modeling;
b. “Software” for radiation transport calculations/modeling; or
c. “Software” for hydrodynamic calculations/modeling.
X.E.VIII.001 “Technology” forthe“development”,“production”or“use”of equipment specified
in X.A.VIII.001 to X.A.VIII.0013.
X.E.VIII.002 “Technology”forthe“development”,“production”or“use”of materials specified in
X.C.VIII.002 or X.C.VIII.003
X.E.VIII.003 “Technology” for digital twins of additive manufacturing products, for the
determination of the reliability of additive manufacturing products or for “software”
specified in X.D.VIII.003.
X.E.VIII.004 “Technology” for the “development”, “production” or “use” of “software” specified
in X.D.VIII.001 to X.D.VIII.002.
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X.E.VIII.005 “Technology” “required” for the “development” or “production” of commodities
controlled by X.A.VIII.014.
X.E.VIII.006 “Technology” exclusively for the “development” or “production” of equipment
controlled by X.A.VIII.017.
Category IX –Special Materials and Related Equipment
X.A.IX.001 Chemical agents, including tear gas formulation containing 1%or less of
orthochlorobenzalmalononitrile (CS), or 1%or less of chloroacetophenone (CN),
except in individual containers with a net weight of 20 g or less; liquid pepper except
when packaged in individual containers with a net weight of 85,05 g or less; smoke
bombs; non-irritant smoke flares, canisters, grenades and charges; and other
pyrotechnic articles having dual military and commercial use, and components
specially designed therefor, other than those specified in the CML orin Regulation
(EU) 2021/821.
X.A.IX.002 Fingerprinting powders, dyes, and inks.
X.A.IX.003 Protective and detection equipment not specially designed for military use and not
controlled by 1A004 or 2B3511, as follows (see List of Items Controlled), and
components not specially designed for military use and not controlled by 1A004 or
2B351 therefor:
a. Personal radiation monitoring dosimeters; or
1 Ref. Annex I to Regulation (EU) 2021/821
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b. Equipment limited by design or function to protect against hazards specific to
civil industries, such as mining, quarrying, agriculture, pharmaceuticals,
medical, veterinary, environmental, waste management, or to the food industry.
Note: X.A.IX.003 does not control items for protection against chemical or
biological agents that are consumer goods, packaged for retail sale or personal use,
or medical products, such as latex exam gloves, latex surgical gloves, liquid
disinfectant soap, disposable surgical drapes, surgical gowns, surgical foot covers,
and surgical masks.
X.A.IX.004 Specific processing equipment, other than those specified in the CML or in
Regulation (EU) 2021/821, as follows (see List of Items Controlled):
a. Radiation detection, monitoring and measurement equipment, other than those
specified in the CML or in Regulation (EU) 2021/821; or
b. Radiographic detection equipment such as X-ray converters, and storage
phosphor image plates.
X.B.IX.001 Specific processing equipment, other than those specified in the CML or in
Regulation (EU) 2021/821, as follows (see List of Items Controlled):
a. Electrolyticcells for fluorine production, other than those specified in the CML
or in Regulation (EU) 2021/821;
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b. Particle accelerators;
c. Industrial process control hardware/systems designed for power industries,
other than those specified in the CML or in Regulation (EU) 2021/821;
d. Freon and chilled water cooling systems capable of continuous cooling duties
of 29,3 kW/hr or greater; or
e. Equipment for the production of structural composites, fibres, prepregs and
preforms.
X.C.IX.001 Separate chemically defined compounds according to Note 1 to Chapters 28 and 29
of the Combined Nomenclature:
a. In concentrations of 95%weight or greater, as follows:
1. Ethylene dichloride (CAS 107-06-2);
2. Nitromethane (CAS 75-52-5);
3. Picric acid (CAS 88-89-1);
4. Aluminium chloride (CAS 7446-70-0);
5. Arsenic (CAS 7440-38-2);
6. Arsenic trioxide (CAS 1327-53-3);
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7. Bis(2-chloroethyl)ethylamine hydrochloride (CAS 3590-07-6);
8. Bis(2-chloroethyl)methylamine hydrochloride (CAS 55-86-7);
9. Tris(2-chloroethyl)amine hydrochloride (CAS 817-09-4);
10. Tributylphosphite (CAS 102-85-2);
11. Isocyanatomethane (CAS 624-83-9);
12. Quinaldine (CAS 91-63-4);
13. 2-bromochloroethane (CAS 107-04-0);
14. Benzil (CAS 134-81-6);
15. Diethyl ether (CAS 60-29-7);
16. Dimethyl ether (CAS 115-10-6);
17. Dimethylaminoethanol (CAS 108-01-0);
18. 2-methoxyethanol (CAS 109-86-4);
19. Butyrylcholinesterase (BCHE);
20. Diethylenetriamine (CAS 111-40-0);
21. Dichloromethane (CAS 75-09-2);
22. Dimethylaniline (CAS 121-69-7);
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23. Ethyl bromide (CAS 74-96-4);
24. Ethyl chloride (CAS 75-00-3);
25. Ethylamine (CAS 75-04-7);
26. Hexamine (CAS 100-97-0);
27. Isopropanol (CAS 67-63-0);
28. Isopropyl bromide (CAS 75-26-3);
29. Isopropyl ether (CAS 108-20-3);
30. Methylamine (CAS 74-89-5);
31. Methyl bromide (CAS 74-83-9);
32. Monoisopropylamine (CAS 75-31-0);
33. Obidoxime chloride (CAS 114-90-9);
34. Potassium bromide (CAS 7758-02-3);
35. Pyridine (CAS 110-86-1);
36. Pyridostigmine bromide (CAS 101-26-8);
37. Sodium bromide (CAS 7647-15-6);
38. Sodium metal (CAS 7440-23-5);
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39. Tributylamine (CAS 102-82-9);
40. Triethylamine (CAS 121-44-8); or
41. Trimethylamine (CAS 75-50-3).
b. In concentrations of 90%weight or greater, as follows:
1. Acetone (CAS 67-64-1);
2. Acetylene (CAS 74-86-2);
3. Ammonia (CAS 7664-41-7);
4. Antimony (CAS 7440-36-0);
5. Benzaldehyde (CAS 100-52-7);
6. Benzoin (CAS 119-53-9);
7. 1-Butanol (CAS 71-36-3);
8. 2-Butanol (CAS 78-92-2);
9. Iso-Butanol (CAS 78-83-1);
10. Tert-Butanol (CAS 75-65-0);
11. Calcium carbide (CAS 75-20-7);
12. Carbon monoxide (CAS 630-08-0);
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13. Chlorine (CAS 7782-50-5);
14. Cyclohexanol (CAS 108-93-0);
15. Dicyclohexylamine (CAS 101-83-7);
16. Ethanol (CAS 64-17-5);
17. Ethylene (CAS 74-85-1);
18. Ethylene oxide (CAS 75-21-8);
19. Fluoroapatite (CAS 1306-05-4);
20. Hydrogen chloride (CAS 7647-01-0);
21. Hydrogen sulfide (CAS 7783-06-4);
22. Mandelic acid (CAS 90-64-2);
23. Methanol (CAS 67-56-1);
24. Methyl chloride (CAS 74-87-3);
25. Methyl iodide (CAS 74-88-4);
26. Methyl mercaptan (CAS 74-93-1);
27. Monoethyleneglycol (CAS 107-21-1);
28. Oxalyl chloride (CAS 79-37-8);
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29. Potassium sulphide (CAS 1312-73-8);
30. Potassium thiocyanate (CAS 333-20-0);
31. Sodium hypochlorite (CAS 7681-52-9);
32. Sulphur (CAS 7704-34-9);
33. Sulphur dioxide (CAS 7446-09-5);
34. Sulphur trioxide (CAS 7446-11-9);
35. Thiophosphoryl chloride (CAS 3982-91-0);
36. Tri-isobutyl phosphite (CAS 1606-96-8);
37. White phosphorus (CAS 12185-10-3);
38. Yellow phosphorus (CAS 7723-14-0);
39. Mercury (CAS 7439-97-6);
40. Barium chloride (CAS 10361-37-2);
41. Sulphuric acid (CAS 7664-93-9);
42. 3,3-dimethyl-1-butene (CAS 558-37-2);
43. 2,2-dimethylpropanal (CAS 630-19-3);
44. 2,2-dimethylpropylchloride (CAS 753-89-9);
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45. 2-methylbutene (CAS 26760-64-5);
46. 2-chloro-3-methylbutane (CAS 631-65-2);
47. 2,3-dimethyl-2,3-butanediol (CAS 76-09-5);
48. 2-methyl-2-butene (CAS 513-35-9);
49. Butyl lithium (CAS 109-72-8);
50. Bromo(methyl)magnesium (CAS 75-16-1);
51. Formaldehyde (CAS 50-00-0);
52. Diethanolamine (CAS 111-42-2);
53. Dimethylcarbonate (CAS 616-38-6);
54. Methyldiethanolamine hydrochloride (CAS 54060-15-0);
55. Diethylamine hydrochloride (CAS 660-68-4);
56. Diisopropylamine hydrochloride (CAS 819-79-4);
57. 3-Quinuclidinone hydrochloride (CAS 1193-65-3);
58. 3-Quinuclidinol hydrochloride (CAS 6238-13-7);
59. (R)-3-Quinuclidinol hydrochloride (CAS 42437-96-7);
60. N,N-Diethylaminoethanol hydrochloride (CAS 14426-20-1);
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61. Dialkyl(≤C10) chlorophosphates;
62. Dialkyl(≤C10) fluorophosphates;
63. N,N-Methylisopropylacetamidine (CAS 1339185-57-7);
64. N,N-Methylethylacetamidine (CAS 1339632-40-4);
65. N,N-Ethylisopropylacetamidine(CAS 1339156-10-3);
66. N,N-Methylpropylacetamidine(CAS 1344238-28-3);
67. N,N-Ethylpropylacetamidine(CAS 1339737-43-7);
68. N,N-Isopropylpropylacetamidine(CAS 1341389-98-7);
69. N,N-Methylethylpropanamidine (CAS 1339424-26-8);
70. N,N-Ethylisopropylpropanamidine (CAS 1344354-09-1);
71. N,N-Methylpropylpropanamidine (CAS 1340216-25-2);
72. N,N-Ethylpropylpropanamidine (CAS 1341493-60-4);
73. N,N-Isopropylpropylpropanamidine (CAS 1343225-93-3);
74. N,N-Methylisopropylpropanamidine (CAS 1339042-55-5);
75. N,N-Methylethylbutanamidine (CAS 1341049-51-1);
76. N,N-Methylpropylbutanamidine (CAS 1343721-02-7);
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77. N,N-Ethylpropylbutanamidine(CAS 1343806-12-1);
78. N,N-Isopropylpropylbutanamidine (CAS 1343316-02-8);
79. N,N-Methylisopropylbutanamidine (CAS 1340219-94-4);
80. N,N-Ethylisopropylbutanamidine (CAS 1342204-10-7);
81. N,N-Methylethylisobutanamidine (CAS 1342365-47-2);
82. N,N-Ethylpropylisobutanamidine (CAS 1342566-58-8);
83. N,N-Methylpropylisobutanamidine (CAS 1342270-21-6);
84. N,N-Isopropylpropylisobutanamidine (CAS 1342156-11-9);
85. N,N-Methylisopropylisobutanamidine (CAS 1341992-96-8);
86. N,N-Ethylisopropylisobutanamidine (CAS 1339048-76-8);
87. N,N-Dimethylacetamidine hydrobromide (CAS 1801188-12-4);
88. N,N-Dimethylacetamidine hydrochloride (CAS 2909-15-1);
89. N,N-Diethylacetamidine hydrochloride (CAS 91400-32-7);
90. N,N-Diethylacetamidine hydrobromide (CAS 78053-54-0);
91. N,N-Dimethylpropanamidine dihydrochloride (CAS 79972-73-9); or
92. N,N-Dimethylpropanamidine hydrochloride (CAS 56776-15-9).
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X.C.IX.002 Fentanyl and its derivatives Alfentanil, Sufentanil, Remifentanil, Carfentanil, and
salts thereof.
Note: X.C.IX.002 does not control products identified as consumer goods packaged
for retail sale for personal use or packaged for individual use.
X.C.IX.003 Chemical precursors to Central Nervous System Acting Chemicals, as follows:
a. 4-anilino-N-phenethylpiperidine (CAS 21409-26-7); or
b. N-phenethyl-4-piperidone (CAS 39742-60-4).
Notes:
1. X.C.IX.003 does not control “chemical mixtures”containing one or more of
the chemicals specified in entry X.C.IX.003 in which no individually specified
chemical constitutes more than 1%by the weight of the mixture.
2. X.C.IX.003 doesnot control products identified as consumer goods packaged
for retail sale for personal use or packaged for individual use.
X.C.IX.004 Fibrous and filamentary materials, not controlled by 1C010 or 1C2101, for use in
“composite” structures and with a specific modulus of 3,18 x 106m or greater and a
specific tensile strength of 7,62 x 104m or greater.
1 Ref. Annex I to Regulation (EU) 2021/821
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X.C.IX.005 “Vaccines”, “immunotoxins”, “medical products”,“diagnostic and food testing kits”,
as follows (see List of Items controlled):
a. “Vaccines” containing, or designed for use against, items controlled by 1C351,
1C353 or 1C354;
b. “Immunotoxins” containing items controlled by 1C351.d; or
c. “Medical products”that contain any of the following:
1. “Toxins” controlled by 1C351.d (except for botulinum toxins controlled
by 1C351.d.1, conotoxins controlled by 1C351.d.3, or items controlled
for CW reasons under 1C351.d.4 or .d.5); or
2. Genetically modified organisms or genetic elements controlled by
1C353.a.3 (except for those that contain, or code for, botulinum toxins
controlled by 1C351.d.1 or conotoxins controlled by 1C351.d.3);
d. “Medical products”not controlled by X.C.IX.005.c that contain any of the
following:
1. Botulinum toxins controlled by 1C351.d.1;
2. Conotoxins controlled by 1C351.d.3; or
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3. Genetically modified organisms or genetic elements controlled by
1C353.a.3 that contain, or code for, botulinum toxins controlled by
1C351.d.1 or conotoxins controlled by 1C351.d.3; or
e. “Diagnostic and food testing kits”containing items controlled by 1C351.d
(except for items controlled for CW reasons under 1C351.d.4or .d.5).
Technical Notes:
1. “Medical products”are: (1) pharmaceutical formulations designed for testing
and human (or veterinary) administration in the treatment of medical
conditions, (2) pre-packaged for distribution as clinical or medical products,
and (3) approved by the European Medicines Agency (EMA) either to be
marketed as clinical or medical products or for use as research new drug.
2. “Diagnostic and foodtesting kits”are specifically developed, packaged and
marketed for diagnostic or public health purposes. Biological toxins in any
other configuration, including bulk shipments, or for any other end-uses are
controlled by 1C351.
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X.C.IX.006 Commercial charges and devices containing energetic materials, other than those
specified in the CML or in Regulation (EU) 2021/821, and nitrogen trifluoride in a
gaseous state (see List of Items Controlled):
a. Shaped charges specially designed for oil well operations, utilizing one charge
functioning along a single axis, that upon detonation produce a hole, and
1. Contain any formulation of “controlled materials”;
2. Have only a uniform shaped conical liner with an included angle of 90
degrees or less;
3. Contain more than 0,010 kg but less than or equal to 0,090 kg of
“controlled materials”; and
4. Have a diameter not exceeding 114,3 cm;
b. Shaped charges specially designed for oil well operations containing less than
or equal to 0,010 kg of “controlled materials”;
c. Detonation cord or shock tubes containing less than or equal to 0,064 kg/m of
“controlled materials”;
d. Cartridge power devices, that contain less than or equal to 0,70 kg of
“controlled materials”in the deflagration material;
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e. Detonators (electric or nonelectric) and assemblies thereof, that contain less
than or equal to 0,01 kg of “controlled materials”;
f. Igniters, that contain less than or equal to 0,01 kg of “controlled materials”;
g. Oil well cartridges, that contain less than or equal to 0,015 kg of controlled
“energetic materials”;
h. Commercial cast or pressed boosters containing less than or equal to 1,0 kg of
“controlled materials”;
i. Commercial prefabricated slurries and emulsions containing less than or equal
to 10,0 kg and less than or equal to 35%by weight of ML8 “controlled
materials”;
j. Cutters and severing tools containing less than or equal to 3,5 kg of “controlled
materials”;
k. Pyrotechnic devices when designed exclusively for commercial purposes (e.g.
theatrical stages, motion picture special effects, and fireworks displays) and
containing less than or equal to 3,0 kg of “controlled materials”;
l. Other commercial explosive devices and charges not controlled by
X.C.IX.006.a through .k containing less than or equal to 1,0 kg of “controlled
materials”; or
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Note: X.C.IX.006.l includes automotive safety devices; extinguishing systems;
cartridges for riveting guns; explosive charges for agricultural, oil and gas
operations, sporting goods, commercial mining, or public works purposes; and
delay tubes used in the assembly of commercial explosive devices.
m. Nitrogen trifluoride (NF3) in a gaseous state.
Notes:
1. “Controlled materials”means controlled energetic materials (see 1C011,
1C111, 1C239 or ML8).
2. Nitrogen trifluoridewhen not in a gaseous state is controlled under ML8.d by
the CML.
X.C.IX.007 Mixtures not controlled by 1C350 or 1C4501that contain chemicals controlled by
1C350 or 1C450 and medical, analytical, diagnostic, and food testing kits not
controlled by 1C350 or 1C450 that contain chemicals controlled by 1C350, as
follows (see List of Items Controlled):
a. Mixtures containing the following concentrations of precursor chemicals
controlled by 1C350:
1. Mixtures containing 10%or less, by weight, of any single CWC
Schedule 2 chemical controlled by 1C350;
1 Ref. AnnexI to Regulation (EU) 2021/821
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2. Mixtures containing less than 30%, by weight, of:
a. Any single CWC Schedule 3 chemical controlled by 1C350; or
b. Any single non-CWC precursor chemical controlled by 1C350;
b. Mixtures containing the following concentrations of toxic or precursor
chemicals controlled by 1C450:
1. Mixtures containing the following concentrations of CWC Schedule 2
chemicals controlled by 1C450:
a. Mixtures containing 1%or less, by weight, of any single CWC
Schedule 2 chemical controlled by 1C450.a.1 and a.2 (i.e., mixtures
containing Amiton or PFIB); or
b. Mixturescontaining 10%or less, by weight, of any single CWC
Schedule 2 chemical controlled by 1C450.b.1, b.2, b.3, b.4, b.5, or
b.6;
2. Mixturescontaining less than 30%, by weight, of any single CWC
Schedule 3 chemical controlled by 1C450.a.4, a.5., a.6., a.7, or
1C450.b.8;
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c. “Medical, analytical, diagnostic, and food testing kits”that contain precursor
chemicals controlled by 1C350 in an amount not exceeding 300 grams per
chemical.
TechnicalNote:
For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits”
are pre-packaged materials of defined composition that are specifically developed,
packaged and marketed for medical, analytical, diagnostic, or public health
purposes. Replacement reagents for medical, analytical, diagnostic, and food testing
kits described in X.C.IX.007.c are controlled by 1C350 if the reagents contain at
least one of the precursor chemicals identified in that entry in concentrations equal
to or greater than the control levels for mixtures indicated in 1C350.
X.C.IX.008 Non-fluorinated polymeric substances, not controlled by 1C0081, as follows (see List
of Items Controlled):
a. Polyarylene ether ketones, as follows:
1. Polyether ether ketone (PEEK);
2. Polyether ketone ketone (PEKK);
3. Polyether ketone (PEK); or
1 Ref. Annex I to Regulation (EU) 2021/821
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4. Polyether ketone ether ketone ketone (PEKEKK);
b. Not used.
X.C.IX.009 Specific materials, other than those specified in the CML or in Regulation
(EU)2021/821, as follows (see List of Items Controlled):
a. Hardened steel and tungsten carbide precision ball bearings (3 mm or greater
diameter);
b. 304 and 316 stainless steel plate, other than those specified in the CML or in
Regulation (EU) 2021/821;
c. Monel plate;
d. Tributyl phosphate (CAS 126-73-8);
e. Nitric acid (CAS 7697-37-2) in concentrations of 20%weight or greater;
f. Fluorine (CAS 7782-41-4); or
g. Alpha-emitting radionuclides, other than those specified in the CML or in
Regulation (EU) 2021/821.
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X.C.IX.010 Aromatic polyamides (aramids) not controlled by 1C010, 1C210 or X.C.IX.004,
presented in any of the following forms (see List of Items Controlled):
a. Primary forms;
b. Filament yarn or monofilaments;
c. Filament tows;
d. Rovings;
e. Staple or chopped fibres;
f. Fabrics;
g. Pulp or flocks.
X.C.IX.011 Nanomaterials as follows (seeList of Items Controlled):
a. Semiconductor nanomaterials;
b. Composite-based nanomaterials; or
c. Any of the following carbon-based nanomaterials:
1. Carbon nanotubes;
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2. Carbon nanofibres;
3. Fullerenes;
4. Graphenes; or
5. Carbon onions.
Notes:For the purpose of X.C.IX.011, nanomaterial means a material that meets at
least one of the following criteria:
1. Consists of particles, with one or more external dimensions in the size range
1-100nm for more than 1%of their number size distribution;
2. Has internal orsurface structures in one or more dimensions in the size range
1-100nm; or
3. Has a specificsurface area by volume greater than 60 m2/cm3, excluding
materials consisting of particles with a size lower than 1 nm.
X.C.IX.012 Rare-earth metals and compounds, either in organic or inorganic form, including
mixtures whether or not intermixed or interalloyed.
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Note 1: Rare-earth metals and compounds include Scandium, Yttrium, Lanthanum,
Cerium, Praseodymium, Neodymium, Promethium, Samarium, Europium,
Gadolinium, Terbium, Dysprosium, Holmium, Erbium, Thulium, Ytterbium and
Lutetium.
Note 2: For the purpose of the control X.C.IX.012 minerals containing rare-earth
metals are excluded.
Note 3: X.C.IX.012 does not control mixtures in which no individual metal or
compound specified in this entry constitutes more than 5%by the weight of the
mixture.
X.C.IX.013 Tungsten, tungsten carbide and alloys, not controlled by 1C117 or 1C2261,
containing more than 90%tungsten by weight.
Note 1: For the purpose of the control X.C.IX.013, wire is excluded.
Note 2: For the purpose of the control X.C.IX.013, surgical or medical instruments
are excluded.
X.C.IX.014 Lithium and lithium compounds, as follows:
a. Lithium (CAS 7439-93-2);
b. Lithium carbonate (CAS 554-13-2);
c. Lithium hydroxide (CAS 1310-65-2 and CAS 1310-66-3);
1 Ref. Annex I to Regulation (EU) 2021/821
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d. Lithium oxide (CAS 12057-24-8);
e. Lithium cobalt oxide (CAS 12190-79-3);
f. Lithium iron phosphate (CAS 15365-14-7);
g. Lithium manganese oxide (CAS 12057-17-9);
h. Lithium nickel manganese cobalt oxide (CAS 346417-97-8); or
i. Lithium titanate (CAS 12031-82-2).
X.C.IX.015 Ultra-High-Molecular-Weight Polyethylene (UHMWPE), not controlled by 1C010
or 1C2101, presented in any of the following forms:
a. Primary forms;
b. Filament yarn ormonofilaments;
c. Filament tows;
d. Rovings;
e. Staple or chopped fibres;
f. Fabrics;
g. Pulp or flocks.
1 Ref. Annex I to Regulation (EU) 2021/821
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X.D.IX.001 Specific “software”, other than those specified in the CML or in Regulation
(EU)2021/821, as follows (see List of Items Controlled):
a. “Software” specially designed for industrial process control hardware/systems
controlled by X.B.IX.001, other than those specified in the CML or in
Regulation (EU) 2021/821; or
b. “Software” specially designed for equipment for the production of structural
composites, fibres, prepregs and preforms controlled by X.B.IX.001, other than
those specified in the CML or in Regulation (EU) 2021/821.
X.E.IX.001 “Technology” for the “development”, “production”, or “use” of fibrous and
filamentary materials controlledby X.C.IX.004 and X.C.IX.010.
X.E.IX.002 “Technology” for the “development”, “production”, or “use” of nanomaterials
controlled by X.C.IX.011.
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Category X –Materials Processing
X.A.X.001 Explosives or detonator detection equipment, both bulk and trace based, consisting of
an automated device, or combination of devices for automated decision making to
detect the presence of different types of explosives, explosive residue, or detonators;
and components, other than those specified in the CML or in Regulation
(EU)2021/821:
a. Explosives detection equipment for “automated decision making”to detect and
identify bulk explosives utilizing, but not limited to, X-ray (e.g., computed
tomography, dual energy, or coherent scattering), nuclear (e.g., thermal neutron
analysis, pulse fast neutron analysis, pulse fast neutron transmission
spectroscopy, and gamma resonance absorption), or electromagnetic
techniques (e.g., quadropole resonance and dielectrometry);
b. Not used;
c. Detonator detection equipment for automateddecision making to detect and
identify initiation devices (e.g. detonators, blasting caps) utilizing, but not
limited to, X-ray (e.g. dual energy or computed tomography) or
electromagnetic techniques.
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Note: Explosives or detonation detection equipment inX.A.X.001 includes equipment
for screening people, documents, baggage, other personal effects, cargo and/or mail.
TechnicalNotes:
1. “Automated decision making”is the ability of the equipment to detect
explosives or detonators at the design or operator-selected level of sensitivity
and provide an automated alarm when explosives or detonators at or above the
sensitivity level are detected.
2. This entry does not controlequipment that depends on operator interpretation
of indicators such as inorganic/organic color mapping of the items(s) being
scanned.
3. Explosives and detonators include commercial charges and devices controlled
by X.C.VIII.004 and X.C.IX.006 and energetic materials controlled by 1C011,
1C111 and 1C2391.
X.A.X.002 Concealed object detection equipment operating in the frequency range from 30GHz
to 3000GHz and having a spatial resolution of 0,1 mrad (milliradian) up to and
including 1 mrad (milliradian)at a standoff distance of 100 m; and components,
other than those specified in the CML or in Regulation (EU)2021/821.
1 Ref. Annex I to Regulation (EU) 2021/821
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Note: Concealed object detectionequipment includes but is not limited to equipment
for screening people, documents, baggage, other personal effects, cargo and/or mail.
Technical Note:
The range of frequencies span what is generally considered as the millimetre-wave,
submillimetre-wave and terahertz frequency regions.
X.A.X.003 Bearings and bearing systems not controlled by 2A001 (see List of Items
Controlled):
a. Ball bearings or Solid ball bearings, having tolerances specified by the
manufacturer in accordance with ABEC 7, ABEC 7P, or ABEC 7T or ISO
Standard Class 4 or better (or equivalents) and having any of the following
characteristics;
1. Manufactured for use at operating temperatures above 573K (300°C)
either by using special materials or by special heat treatment; or
2. With lubricating elements or component modifications that, according to
the manufacturer’s specifications, are specially designed to enable the
bearings to operate at speeds exceeding 2,3 million “DN”;
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b. Solid tapered roller bearings, having tolerances specified by the manufacturer
in accordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better
(or equivalents) and having either of the following characteristics:
1. With lubricating elements or component modifications that, according to
the manufacturer’s specifications, are specially designed to enable the
bearings to operate at speeds exceeding 2,3million “DN”; or
2. Manufactured for use at operating temperatures below 219 K (–54°C) or
above 423 K (150°C);
c. Gas-lubricated foil bearing manufactured for use at operating temperatures of
561 K (288°C) or higher and a unit load capacity exceeding 1MPa;
d. Active magnetic bearing systems;
e. Fabric-lined self-aligning or fabric-lined journal sliding bearings manufactured
for use at operating temperatures below 219 K (–54°C) or above 423 K
(150°C).
Technical Notes:
1. “DN”is the product of the bearing bore diameter in mm and the bearing
rotational velocity in rpm.
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2. Operating temperatures include those temperatures obtained when a gas
turbine engine has stopped after operation.
X.A.X.004 Piping, fittings and valves made of, or lined with stainless, copper-nickel alloy or
other alloy steel containing 10%or more nickel and/or chromium:
a. Pressure tube, pipe, and fittings of 200 mm or more inside diameter, and
suitable for operation at pressures of 3,4 MPa or greater;
b. Pipe valves having all ofthe following characteristics that are not controlled by
2B350.g1:
1. A pipe size connection of 200 mm or more inside diameter; and
2. Rated at 10,3 MPa or more.
Notes:
1. See X.D.X.005 for “software” for items controlled under this entry.
2. See 2E001(“development”), 2E002 (“production”), and X.E.X.003 (“use”)
for technology for items controlled under this entry.
3. See relatedcontrols 2A226, 2B350 and X.B.X.010.
1 Ref. Annex I to Regulation (EU) 2021/821
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X.A.X.005 Pumps designed to move molten metals by electromagnetic forces.
Notes:
1. See X.D.X.005 for “software” for items controlled under this entry.
2. See 2E001 (“development”), 2E002 (“production”), and X.E.X.003 (“use”)
for “technology” for items controlled under this entry.
3. Pumps for use in liquid-metal-cooled reactors are controlled by 0A001.
X.A.X.006 “Portable electric generators”and specially designed components.
Technical Note:
“Portable electric generators”–The generators that are in X.A.X.006 are portable –
2268kg or less on wheels or transportable in a 2,5 tonnes truck without a special
set up requirement.
X.A.X.007 Specific processing equipment, other than those specified in the CML or in
Regulation (EU) 2021/821, as follows (see List of Items Controlled):
a. Bellows sealed valves;
b. Not used.
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X.B.X.001 “Continuous flow reactors”and their “modular components”.
Technical Notes:
1. For the purposes of X.B.X.001, “continuous flow reactors”consist in plug and
play systems where reactants are continuously fed into the reactor and the
resultant product is collected at the outlet.
2. For purposes of X.B.X.001, “modular components”are fluidic modules, liquid
pumps, valves, packed-bed modules, mixer modules, pressure gauges, liquid-
liquid separators, etc.
X.B.X.002 Nucleic acid assemblers and synthesizers not controlled by 2B352.i, which are partly
or entirely automated, and designed to generate nucleic acids greater than 50 bases.
X.B.X.003 Automated peptide synthesizers capable to work under controlled atmosphere
conditions.
X.B.X.004 Numerical control units for machine tools and “numerically controlled” machine
tools, other than those specified in the CML or in Regulation (EU) 2021/821 (see
List of Items Controlled):
a. “Numerical control” units for machine tools:
1. Having four interpolating axes that can be coordinated simultaneously for
contouring control; or
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2. Having two or more axes that can be coordinated simultaneously for
contouring control and a minimum programmable increment better (less)
than 0,001 mm;
3. “Numerical control” units for machine tools having two, three or four
interpolating axes that can be coordinated simultaneously for contouring
control, and capable of receiving directly (on-line) and processing
computer-aided-design (CAD) data for internal preparation of machine
instructions; or
b. Motion control boards specially designed for machine tools and having any of
the following characteristics:
1. Interpolation in more than four axes;
2. Capable of real-time processing of data to modify tool path, feed rate and
spindle data, during the machining operation, by any of the following:
a. Automatic calculation and modification of part program data for
machining in two or more axes by means of measuring cycles and
access to source data; or
b. Adaptive control with more than one physical variable measured
and processed by means of a computing model (strategy) to change
one or more machining instructions to optimize the process; or
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3. Capable of receiving and processing CAD data for internal preparation of
machine instructions;
c. “Numerically controlled” machine tools that, according to the manufacturer’s
technical specifications, can be equipped with electronic devices for
simultaneous contouring control in two or more axes and that have both of the
following characteristics:
1. Two or more axes that can be coordinated simultaneously for contouring
control; and
2. Positioning accuracies according to ISO 230/2 (2006), with all
compensations available:
a. Better than 15 μm along any linear axis (overall positioning) for
grinding machines;
b. Better than 15 μm along any linear axis (overall positioning) for
milling machines; or
c. Better than 15 μm along any linear axis (overall positioning) for
turning machines; or
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d. Machine tools, as follows, for removing or cutting metals, ceramics or
composites, that, according to the manufacturer’s technical specifications, can
be equipped with electronic devices for simultaneous contouring control in two
or more axes:
1. Machine tools for turning, grinding, milling or any combination thereof,
having two or more axes that can be coordinated simultaneously for
contouring control and having any of the following characteristics:
a. One or more contouring “tilting spindles”;
Note: X.B.X.004.d.1.a. applies to machine tools for grinding or
milling only.
b. “Camming” (axial displacement) in one revolution of the spindle
less (better) than 0,0006 mm total indicator reading (TIR);
Note: X.B.X.004.d.1.b. applies to machine tools for turning only.
c. “Run-out” (out-of-true running) in one revolution of the spindle
less (better) than 0,0006 mm total indicator reading (TIR); or
d. The positioningaccuracies, with all compensations available, are
less (better) than: 0,001° on any rotary axis;
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2. Electrical dischargemachines (EDM) of the wire feed type that have five
or more axes that can be coordinated simultaneously for contouring
control.
X.B.X.005 Non-“numerically controlled” machine tools for generating optical quality surfaces,
(see List of Items Controlled) and specially designed components therefor:
a. Turning machines using a single point cutting tool and having all of the
following characteristics:
1. Slide positioning accuracy less (better) than 0,0005 mm per 300 mm of
travel;
2. Bidirectional slide positioning repeatability less (better) than 0,00025
mm per 300 mm of travel;
3. Spindle “run-out” and “camming” less (better) than 0,0004 mmtotal
indicator reading (TIR);
4. Angular deviation of the slide movement (yaw, pitch and roll) less
(better) than 2 seconds of arc, TIR, over full travel; and
5. Slide perpendicularity less (better) than 0,001 mm per 300 mm of travel;
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Technical Note:
The bidirectional slide positioning repeatability (R) of an axis is the maximum
value of the repeatability of positioning at any position along or around the
axis determined using the procedure and under the conditions specified in
part2.11 of ISO 230/2: 1988.
b. Fly cutting machines having all of the following characteristics:
1. Spindle“run-out” and “camming” less (better) than 0,0004 mm TIR; and
2. Angulardeviation of slide movement (yaw, pitch and roll) less (better)
than 2 seconds of arc, TIR, over full travel.
X.B.X.006 Gearmaking and/or finishing machinery not controlled by 2B003 capable of
producing gears to a quality level of better than AGMA 11.
X.B.X.007 Dimensional inspection or measuring systems or equipment not controlled by 2B006
or 2B206, asfollows (see List of Items Controlled):
a. Manual dimensional inspection machines, having both of the following
characteristics:
1. Two or more axes; and
2. A measurement uncertainty equal to or less (better) than (3 + L/300) μm
in any axes (L measured length in mm).
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X.B.X.008 “Robots” not controlled by 2B007 or 2B207 that are capable of employing feedback
information in real-time processing from one or more sensors to generate or modify
programs or to generate or modify numerical program data.
X.B.X.009 Assemblies, circuit boards or inserts specially designed for machine tools controlled
by X.B.X.004, or for equipment controlled by X.B.X.006, X.B.X.007 or X.B.X.008:
a. Spindle assemblies, consisting of spindles and bearings as a minimal assembly,
with radial (“run-out”) or axial (“camming”) axis motion in one revolution of
the spindle less (better) than 0,0006 mm total indicator reading (TIR);
b. Single point diamond cutting tool inserts, having all of the following
characteristics:
1. Flawless and chip-free cutting edge when magnified 400 times in any
direction;
2. Cutting radius from 0,1 to 5 mm inclusive; and
3. Cutting radius out-of-roundness less (better) than 0,002 mm TIR.
c. Specially designed printed circuit boards with mounted components capable of
upgrading, according to the manufacturer’s specifications, “numerical control”
units, machine tools or feed-back devices to or above the levels specified in
X.B.X.004, X.B.X.006, X.B.X.007, X.B.X.008, or X.B.X.009.
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Technical Note:
This entry does not control measuring interferometer systems, without closed or open
loop feedback, containing a laser to measure slide movement errors of machine-
tools, dimensional inspection machines or similar equipment.
X.B.X.010 Specific processing equipment, other than those specified in the CML or in
Regulation (EU) 2021/821, as follows (see List of Items Controlled):
a. Isostatic presses, other than those specified in the CML or in Regulation
(EU)2021/821;
b. Bellows manufacturing equipment, including hydraulic forming equipment and
bellows forming dies;
c. Laser welding machines;
d. MIG welders;
e. E-beam welders;
f. Monel equipment, including valves, piping, tanks and vessels;
g. 304 and 316 stainless steel valves, piping, tanks and vessels;
Note: Fittings are considered part of piping for purposes of X.B.X.010.g.
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h. Mining and drilling equipment, as follows:
1. Large boring equipment capable of drilling holes greater than 61 cm in
diameter;
2. Large earth-moving equipment used in the mining industry;
i. Electroplating equipment designed for coating parts with nickel or aluminium;
j. Pumps designed for industrial service and for use with an electrical motor of
5HP or greater;
k. Vacuum valves, piping, flanges, gaskets and related equipment specially
designed for use in high-vacuum service, other than those specified in the CML
or in Regulation (EU) 2021/821;
l. Spin forming and flow forming machines, other than those specified in the
CML or in Regulation (EU) 2021/821;
m. Centrifugal multiplane balancing machines, other than those specified in the
CML or in Regulation (EU) 2021/821; or
n. Austenitic stainless steel plate, valves, piping, tanks and vessels.
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X.B.X.011 Floor-mounted fume hoods (walk-in style) with a minimum nominal width of
2,5metres.
X.B.X.012 Class II biosafety cabinets and glove boxes.
X.B.X.013 Batch centrifuges with a rotor capacity of 4 litres or greater, usable with biological
materials.
X.B.X.014 Fermenters with an internal volume of 10–20 litres, usable with biological materials.
X.B.X.015 Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps (including
single seal pumps), valves, storage tanks, containers, receivers, and distillation or
absorption columns that meet performance parameters of the control 2B3501,
regardless of their materials of construction.
Note: For the purpose of the control X.B.X.015, plumbing valves and storage tanks
with total internal (geometric) volume less than 1 m3(1000 litres) designed for
domestic water or gas systems are excluded.
X.B.X.016 Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA
filter units that may be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment
facilities.
1 Ref. Annex I to Regulation (EU) 2021/821
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X.B.X.017 Vacuum pumps with a manufacturer’s specified maximum flow-rate greater than
1m3/h (under standard temperature and pressure conditions), casings (pump bodies),
preformed casing-liners, impellers, rotors, and jet pump nozzles designed for such
pumps, in which all surfaces that come into direct contact with the chemicals being
processed are made from controlled materials.
X.B.X.018 Laboratory equipment, including parts and accessories for such equipment, for the
analysis or detection, destructive or non-destructive, of chemical substances.
X.B.X.019 Whole chlor-alkali electrolysis cells –mercury, diaphragm, and membrane.
X.B.X.020 Titanium electrodes (including those with coatings produced from other metal
oxides), specially designed for use in chlor-alkali cells.
X.B.X.021 Nickel electrodes (including those with coatings produced from other metal oxides),
specially designed for use in chlor-alkali cells.
X.B.X.022 Bipolar titanium nickel electrodes (including those with coatings produced from
other metal oxides), specially designed for use in chlor-alkali cells.
X.B.X.023 Asbestos diaphragms specially designed for use in chlor-alkali cells.
X.B.X.024 Fluoropolymer based diaphragms specially designed for use in chlor-alkali cells.
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X.B.X.025 Fluoropolymer based ion exchange membranes specially designed for use in chlor-
alkali cells.
X.B.X.026 Compressors specially designed to compress wet or dry chlorine, regardless of
material of construction.
X.B.X.027 Microwave reactors –Machinery, plant or laboratory equipment, whether or not
electrically heated, for the treatment of materials by a process involving a change of
temperature such as heating.
X.D.X.001 “Software” specially designed or modified for the “development”, “production” or
“use” of equipment controlled by X.A.X.001.
X.D.X.002 “Software” “required” for the “development”,“production” or “use” of concealed
object detection equipment controlled by X.A.X.002.
X.D.X.003 “Software” specially designed for the “development”, “production”, or “use” of
equipment controlled by X.B.X.004, X.B.X.006, or X.B.X.007, X.B.X.008, and
X.B.X.009.
X.D.X.004 Specific “software”, as follows (see List of Items Controlled):
a. “Software” to provide adaptive control and having both of the following
characteristics:
1. For flexible manufacturing units (FMUs); and
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2. Capable of generating or modifying, in real-time processing, programs or
data by using the signals obtained simultaneously by means of at least
two detection techniques, such as:
a. Machine vision (optical ranging);
b. Infrared imaging;
c. Acoustical imaging (acoustical ranging);
d. Tactile measurement;
e. Inertial positioning;
f. Force measurement; and
g. Torque measurement.
Note: X.D.X.004.a does not control “software” which only provides
rescheduling of functionally identical equipment within “flexible
manufacturing units”usingpre-stored part programs and a pre-stored
strategy for the distribution of the part programs.
b. Not used.
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X.D.X.005 “Software” specially designed or modified for the “development,” “production,” or
“use” of items controlled by X.A.X.004 or X.A.X.005.
Note: See 2E001 (“development”) for “technology” for “software” controlled under
this entry.
X.D.X.006 “Software” specially designed for the “development” or “production” of portable
electric generators controlled by X.A.X.006.
X.E.X.001 “Technology” “required” for the “development,” “production” or “use” of equipment
controlled by X.A.X.002 or “required” for the “development” of “software”
controlled by X.D.X.002.
Note: See X.A.X.002 and X.D.X.002 for related commodity and “software” controls.
X.E.X.002 “Technology” for the “use” of equipment controlled by X.B.X.004, X.B.X.006,
X.B.X.007, or X.B.X.008.
X.E.X.003 “Technology” according to the General Technology Notefor the “use” of equipment
controlled by X.A.X.004 or X.A.X.005.
X.E.X.004 “Technology” for the“use” of portable electric generators controlled by X.A.X.006.
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Part B
1. Semiconductor devices
CN Code Description
8541 10 Diodes, other than photosensitive or light-emitting diodes (LED)
8541 21 Transistors, other than photosensitive transistors with a dissipation rate
of less than 1 W
8541 29 Other transistors, other than photosensitive transistors
8541 30 Thyristors, diacs and triacs (excl. photosensitive semiconductor devices)
8541 49 Photosensitive semiconductor devices (excl. Photovoltaic generators and
cells)
8541 51 Other semiconductor devices: Semiconductor-based transducers
8541 59 Other semiconductor devices
8541 60 Mounted piezo-electric crystals
8541 90 Semiconductor devices: Parts
2. Electronic integrated circuits, manufacturing and testing equipment
CN Code Description
3818 00 Chemical elements doped for use in electronics,in the form of discs,
wafers or similar forms;chemical compounds doped for use in
electronics
8486 10 Machines and apparatus for the manufacture of boules or wafers
8486 20 Machines and apparatus for the manufacture of semiconductor devices
or of electronic integrated circuits
8486 40 Machines and apparatus specified in note 11(C) to this chapter
8534 00 Printed circuits
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CN Code Description
8537 10 Boards, panels, consoles,desks, cabinets and other bases, equipped with
two or more apparatus of heading 8535 or 8536, for electric control or
the distribution of electricity, including those incorporating instruments
or apparatus of Chapter 90, and numerical control apparatus, other than
switching apparatus of heading 8517, for a voltage not exceeding
1000V
8542 31 Processors and controllers, whether or not combined with memories,
converters,logic circuits, amplifiers, clock and timing circuits, or other
circuits
8542 32 Memories
8542 33 Amplifiers
8542 39 Other Electronic Integrated Circuits
8542 90 Electronic integrated circuits: Parts
8543 20 Signal generators
9027 50 Other instruments and apparatus using optical radiation (UV, visible, IR)
9030 20 Oscilloscopes and oscillographs
9030 32 Multimeters with recording device
9030 39 Instruments and apparatus for measuring or checking voltage, current,
resistance or electrical power, with recording device
9030 82 Instruments and apparatus for measuring or checking semiconductor
wafers or devices
3. Photographic cameras, sensors and optical components
CN Code Description
8525 89 Other television cameras, digital cameras and video camera recorders
8529 90 Other parts suitable for use solely or principally with theapparatus of
headings 8524 to 8528
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CN Code Description
9006 30 Cameras specially designed for underwater use, for aerial survey or for
medical or surgical examination of internal organs; comparison cameras
for forensic or criminological purposes
9013 10 Telescopic sights for fitting to arms; periscopes; telescopes designed to
form parts of machines, appliances, instruments or apparatus of this
chapter or Section XVI
9013 80 Other optical devices, appliances and instruments
9025 19 Other thermometers and pyrometers, not combined with other instruments
9032 10 Thermostats
4. Other electrical/magnetic components
CN Code Description
8501 32 DC motors and DC generators of an output exceeding 750 W but not exceeding
75 kW (excluding photovoltaic generators)
8504 31 Transformers having a power handling capacity not exceeding 1 kVA
(excluding liquid dielectric transformers)
8504 40 Static converters
8505 11 Permanent magnets and articles intended to become permanent magnets after
magnetisation; of metal
8529 10 Aerials and aerial reflectors of all kinds; parts suitable for use therewith
8532 21 Other fixed capacitors of tantalum
8532 24 Ceramic dielectric multilayer capacitors
8533 21 Fixed electrical resistors for a power handling capacity not exceeding 20 W
(excluding heating resistors, and fixed carbon resistors)
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CN Code Description
8533 40 Electrical variable resistors, including rheostats and potentiometers (excluding
wirewound variable resistors and heating resistors)
8536 41 Relays, for a voltage not exceeding 60 V
853649 Relays for a voltage exceeding 60 V but not exceeding 1000V
8536 50 Other switches
8536 69 Plugs and sockets
8536 90 Other apparatus for switching or protecting electrical circuits, or for making
connections to or in electrical circuits (for example, switches, relays, fuses,
surge suppressors, plugs, sockets, lamp holders and other connectors, junction
boxes), for a voltage not exceeding 1000V; connectors for optical fibres,
optical fibre bundles or cables
8548 00 Electrical parts of machinery orapparatus, not specified or included elsewhere
in Chapter 85
5. Machine tools, additive manufacturing equipment, and related items
CN Code Description
8205 59 80 Hand tools, including glaziers’diamonds, excluding household tools, and tool
for masons, moulders, cement workers, plasterers and painters
8456 11 Machine tools for working any material by removal of material, operated by
laser
8457 10 Machining centres for working metal
8458 11 Horizontal lathes, including turning centres, for removing metal, numerically
controlled
8466 10 Tool holders, for any type of tool for working in the hand and for machine
tools; self-opening dieheads
8485 20 Machines for additive manufacturing by plastics or rubber deposit
8485 30 Machines for additive manufacturing by plaster, cement, ceramics or glass
deposit
8485 90 Parts of machines for additive manufacturing
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6. Energetic materials and precursors
CN Code Description
2829 90 Perchlorates; bromates and perbromates; iodates and periodates
4706 10 Pulps of fibres derived from recovered (waste and scrap) paper or paperboard or
of other fibrous cellulosic material:Cotton linters pulp
7. Electronic devices, modules and assemblies
CN Code Description
8471 50 Processing units other than those of subheading 8471 41 or 8471 49, whether or
not containing in the same housing one or two of the following types of unit:
storage units, input units, output units
8471 70 98 Other storage units
8471 80 Units for automatic data-processing machines (excl. processing units, input or
output units and storage units)
8517 62 Machines for the reception, conversion and transmission or regeneration of
voice, images or other data, includingswitching and routing apparatus
8517 69 Other apparatus for the transmission or reception of voice, images or other data,
including apparatus for communication in a wired or wireless network
8517 79 Parts of telephone sets, telephones for cellular networks or for other wireless
networks and of other apparatus for the transmission or reception of voice,
images or other data, excluding aerials and aerial reflectors of all kinds and their
parts
8526 91 Radio navigational aid apparatus
9014 20 Instruments and appliances for aeronautical or space navigation (other than
compasses)
9014 80 Other navigational instruments and appliances
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8. Chemicals, metals, alloys, composites and other advanced materials
CN Code Description
8112 41 Unwrought rhenium and rhenium waste, scrap and powders
8112 49 Rhenium, other than unwrought, waste, scrap and powders
9. Machinery parts, assemblies and components
CN Code Description
8482 10 Ball bearings
8482 20 Tapered roller bearings, including cone and tapered rollerassemblies
8482 30 Spherical roller bearings
8482 50 Other cylindrical roller bearings, including cage and roller assemblies
’.
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ANNEX III
Annex XXI to Regulation (EU) No833/2014 is replaced by the following:
‘ANNEX XXI
List of goods and technology referred to in Article 3i
CN code Name of the good
0306 Crustaceans, whether in shell or not, live, fresh, chilled, frozen, dried, salted or in
brine; smoked crustaceans, whether in shell or not, whether or not cooked before
or during the smoking process; crustaceans, in shell, cooked by steaming or by
boiling in water, whether or not chilled, frozen, dried, salted or in brine
16043100 Caviar
16043200 Caviar substitutes
2208 Undenatured ethyl alcohol of an alcoholic strength by volume of less than 80%
vol; spirits, liqueurs and other spirituous beverages
2303 Residues of starch manufacture and similar residues, beet-pulp, bagasse and other
waste of sugar manufacture, brewing or distilling dregs and waste, whether or not
in the form of pellets
2402 Cigars, cheroots, cigarillos and cigarettes, of tobacco or of tobacco substitutes
2523 Portland cement, aluminous cement, slag cement, supersulphatecement and
similar hydraulic cements, whether or not coloured or in the form of clinkers
2701 Coal; briquettes, ovoids and similar solid fuels manufactured from coal
2702 Lignite, whether or not agglomerated, excluding jet
2703 Peat, including peat litter, whether or not agglomerated
2704 Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated;
retort carbon
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CN code Name of the good
2705 Coal gas, water gas, producer gas and similar gases, other than petroleum gases
and other gaseous hydrocarbons
2706 Tar distilled from coal, from lignite or from peat, and other mineral tars, whether
or not dehydrated or partially distilled, including reconstituted tars
2707 Oils and other products of the distillation of high temperature coal tar; similar
products in which the weight of the aromatic constituents exceeds that of the non-
aromatic constituents
2708 Pitch and pitch coke, obtained from coal tar or from other mineral tars
2711 12 Propane, liquefied
2711 13 Butanes, liquefied
2711 14 Ethylene, propylene, butylene and butadiene, liquefied
2711 19 Gaseous hydrocarbons, liquified, n.e.s.
2712 Petroleum jelly, paraffin wax, micro-crystalline petroleum wax, slack wax,
ozokerite, lignite wax, peat wax, other mineral waxes, and similar products
obtained by synthesis or by other processes, whether or not coloured
2713 Petroleum coke, petroleum bitumen and other residues of petroleum oil or of oil
obtained from bituminous minerals
2714 Bitumen and asphalt, natural; bituminous or oil-shale and tar sands; asphaltites and
asphaltic rocks
2715 Bituminous mastics, cut-backs and other bituminous mixtures based on natural
asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral
tar pitch
2803 Carbon (carbon blacks and other forms of carbon not elsewhere specified or
included)
2811 Inorganic acids and inorganic oxygen compounds of non-metals (excl. hydrogen
chloride (hydrochloric acid), chlorosulphuric acid, sulphuric acid, oleum, nitric
acid, sulphonitric acids, diphosphorus pentaoxide, phosphoric acid,
polyphosphoric acids, oxides of boron and boric acids)
2818 Artificial corundum, whether or not chemically defined; aluminium oxide;
aluminium hydroxide
ex 2825 Hydrazine and hydroxylamine and their inorganic salts; other inorganic bases;
other metal oxides, hydroxides and peroxides, except for CN codes 28252000 and
28253000
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CN code Name of the good
2834 Nitrites; nitrates
ex 2835 Phosphinates (hypophosphites), phosphonates (phosphites) and phosphates;
polyphosphates, whether or not chemically defined, except for CN code 28352600
2836 Carbonates; peroxocarbonates (percarbonates); commercial ammonium carbonate
containing ammonium carbamate
ex 2901 Acyclic hydrocarbons, except for CN code 29011000
2902 Cyclic hydrocarbons
2903 Halogenated derivatives of hydrocarbons
2905 Acyclic alcohols and their halogenated, sulphonated, nitrated or nitrosated
derivatives
2907 Phenols; phenol-alcohols
2909 Ethers, ether-alcohols, ether-phenols, ether-alcohol-phenols, alcohol peroxides,
ether peroxides, acetal and hemiacetal peroxides, ketone peroxides (whether or not
chemically defined), and their halogenated, sulphonated, nitrated or nitrosated
derivatives
2914 Ketones and quinones, whether or not with other oxygen function, and their
halogenated, sulphonated, nitrated or nitrosated derivatives
2915 Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides
and peroxyacids; their halogenated,sulphonated, nitrated or nitrosated derivatives
2917 Polycarboxylic acids, their anhydrides, halides, peroxides and peroxyacids; their
halogenated, sulphonated, nitrated or nitrosated derivatives
2922 Oxygen-function amino-compounds
2923 Quaternary ammonium salts and hydroxides; lecithins and other
phosphoaminolipids, whether or not chemically defined
2931 Separate chemically defined organo-inorganic compounds (excl. organo-sulphur
compounds and those of mercury)
2933 Heterocyclic compounds with nitrogen hetero-atom[s] only
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CN code Name of the good
310420 Potassium chloride
310520 Mineral or chemical fertilisers containing the three fertilising elements nitrogen,
phosphorus and potassium
310560 Mineral or chemical fertilisers containing the two fertilising elements phosphorus
and potassium
ex 31059020 Other fertilising containing photassium chloride
ex 31059080 Other fertilising containing photassium chloride
3301 Essential oils, whether or not terpeneless, incl. concretes and absolutes; resinoids;
extracted oleoresins; concentrates of essential oils in fats, fixed oils, waxes or the
like, obtained by enfleurage or maceration; terpenic by-products of the
deterpenation of essential oils; aqueous distillates and aqueous solutions of
essential oils
3304 Beauty or make-up preparations and preparations for the care of the skin, incl.
sunscreen or suntan preparations (excl. medicaments); manicure or pedicure
preparations
3305 Preparations for use on the hair
3306 Preparations for oral or dental hygiene, incl. denture fixative pastes and powders;
yarn used to clean between the teeth (dental floss), in individual retail packages
3307 Shaving preparations, incl. pre-shave and aftershave products, personal
deodorants, bath and shower preparations, depilatories and other perfumery, toilet
or cosmetic preparations, n.e.s.; prepared room deodorisers, whether or not
perfumed or having disinfectant properties
3401 Soap; organic surface-active products and preparations for use as soap, in the form
of bars, cakes, moulded pieces or shapes, whether or not containing soap; organic
surface-active products and preparations for washing the skin, in the form of liquid
or cream and put up for retail sale, whether or not containing soap; paper,
wadding, felt and nonwovens, impregnated, coated or covered with soap or
detergent
3402 Organic surface-active agents (excl. soap); surface-active preparations, washing
preparations, incl. auxiliary washing preparations, and cleaning preparations,
whether or not containing soap (excl. those of heading 3401)
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3404 Artificial waxes and prepared waxes
3801 Artificial graphite; colloidal or semi-colloidal graphite; preparations based on
graphite or other carbon in the form of pastes, blocks, plates or other semi-
manufactures
3811 Anti-knock preparations, oxidation inhibitors, gum inhibitors, viscosity improvers,
anti-corrosive preparations and other prepared additives, for mineral oils, incl.
gasoline, or for other liquids used for the same purposes as mineral oils
3812 Prepared rubber accelerators; compound plasticisers for rubber or plastics, not
elsewhere specified or included; anti-oxidising preparations and other compound
stabilisers for rubber or plastics
3817 Mixed alkylbenzenes and mixed alkylnaphthalenes produced by the alkylation of
benzene and naphthalene (excl. mixed isomers of cyclic hydrocarbons)
3819 Hydraulic brake fluids and other prepared liquids for hydraulic transmission not
containing petroleum oil or bituminous mineral oil, or containing < 70%
petroleum oil or bituminous mineral oil by weight
3823 Industrial monocarboxylic fatty acids; acid oils from refining; industrial fatty
alcohols
3824 Prepared binders for foundry moulds or cores; chemical products and preparations
for the chemical or allied industries, incl. mixtures of natural products, n.e.s.
3901 Polymers of ethylene, in primary forms
3902 Polymers of propylene or of other olefins,in primary forms
3903 Polymers of styrene, in primary forms
3904 Polymers of vinyl chloride or of other halogenated olefins, in primary forms
3907 Polyacetals, other polyethers and epoxide resins, in primary forms;
polycarbonates, alkyd resins, polyallyl esters and other polyesters, in primary
forms
3908 Polyamides, in primary forms
3916 Monofilament of which any cross-sectional dimension > 1 mm, rods, sticks and
profile shapes, of plastics, whether or not surface-worked but not further worked
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3917 Tubes, pipes and hoses, and fittings therefor, e.g. joints, elbows, flanges, of
plastics
3919 Self-adhesive plates, sheets, film, foil, tape, strip and other flat shapes, of plastics,
whether or not in rolls (excl. floor, wall and ceiling coverings of heading 3918)
3920 Plates, sheets, film, foil and strip, of non-cellular plastics, not reinforced,
laminated, supported or similarly combined with other materials, without backing,
unworked or merely surface-worked or merely cut into squares or rectangles (excl.
self-adhesive products, and floor, wall and ceiling coverings of heading 3918)
3921 Plates, sheets, film, foil and strip, of plastics, reinforced, laminated, supported or
similarly combined with other materials, or of cellular plastic, unworked or merely
surface-worked or merely cut into squares or rectangles (excl. self-adhesive
products, floor, wall and ceiling coverings of heading 3918)
3923 Articles for the conveyance or packaging of goods, of plastics; stoppers, lids, caps
and otherclosures, of plastics
3925 Builders’ware of plastics, n.e.s.
3926 Articles of plastics and articles of other materials of heading 3901 to 3914, n.e.s.
4002 Synthetic rubber and factice derived from oils, in primary forms or in plates,
sheets or strip;mixtures of natural rubber, balata, gutta-percha, guayule, chicle or
similar types of natural rubber with synthetic rubber or factice, in primary forms or
in plates, sheets or strip
4011 New pneumatic tyres, of rubber
4107 Leather further prepared after tanning or crusting (incl. parchment-dressed
leather), of bovine (incl. buffalo)or equine animals, without hair on, whether or
not split (excl. chamois leather, patent leather and patent laminated leather, and
metallised leather)
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4202 Trunks, suitcases, vanity cases, executive-cases, briefcases, school satchels,
spectacle cases, binocular cases, camera cases, musical instrument cases, gun
cases, holsters and similar containers; travelling-bags, insulated food or beverage
bags, toilet bags, rucksacks, handbags, shopping-bags, wallets, purses, map-cases,
cigarette-cases, tobacco-pouches, tool bags, sports bags, bottle-cases, jewellery
boxes, powder-boxes, cutlery cases and similar containers, of leather or of
composition leather, of sheeting of plastics, of textile materials, of vulcanised fibre
or of paperboard, or wholly or mainly covered with such materials or with paper
4301 Raw furskins, incl. heads, tails, paws and other pieces or cuttings suitable for use
in furriery (excl. raw hides and skins of heading 4101, 4102 or 4103)
44 Wood and articles of wood; wood charcoal
4703 Chemical wood pulp, soda or sulphate (excl. dissolving grades)
4705 Wood pulp obtained by a combination of mechanical and chemical pulping
processes
4801 Newsprint as specified in note 4 to Chapter 48, in rolls of a width > 28 cm or in
square or rectangular sheets with one side > 28 cm and the other side > 15 cm in
the unfolded state
4802 Uncoated paper and paperboard, of a kind used for writing, printing or other
graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls or
in square or rectangular sheets, of any size, and handmade paper and paperboard
(excl. newsprint of heading 4801 and paper of heading 4803)
4803 Toilet or facial tissue stock, towel or napkin stock and similar paper for household
or sanitary purposes, cellulose wadding and webs of cellulose fibres, whether or
not creped, crinkled, embossed, perforated, surface-coloured, surface-decorated or
printed, in rollsof a width > 36 cm or in square or rectangular sheets with one side
> 36 cm and the other side > 15 cm in the unfolded state
4804 Uncoated kraft paper and paperboard, in rolls of a width > 36 cm or in square or
rectangular sheets with one side > 36 cm and the other side > 15 cm in the
unfolded state (excl. goods of heading 4802 or 4803)
4805 Other paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or
rectangular sheets with one side > 36 cm and the other side > 15 cm in the
unfoldedstate, not worked other than as specified in note 3 to this chapter, n.e.s.
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4810 Paper and paperboard, coated on one or both sides with kaolin (China clay)or
other inorganic substances, with or without a binder, and with no other coating,
whether or notsurface-coloured, surface-decorated or printed, in rolls or in square
or rectangular sheets, of any size (excl. all other coated papers and paperboards)
4811 Paper, paperboard, cellulose wadding and webs of cellulose fibres, coated,
impregnated, covered,surface-coloured, surface-decorated or printed, in rolls or in
square or rectangular sheets, of any size (excl. goods of heading 4803, 4809 and
4810)
4818 Toilet paper and similar paper, cellulose wadding or webs of cellulose fibres, of a
kind used for household or sanitary purposes, in rolls of a width <= 36 cm, or cut
to size or shape; handkerchiefs, cleansing tissues, towels, tablecloths, serviettes,
bedsheets and similar household, sanitary or hospital articles, articles of apparel
and clothing accessories, of paper pulp, paper, cellulose wadding or webs of
cellulose fibres
4819 Cartons, boxes, cases, bags and other packing containers, of paper, paperboard,
cellulose wadding or webs of cellulose fibres, n.e.s.; box files, letter trays, and
similar articles, of paperboard of a kind used in offices, shops or the like
4823 Paper, paperboard, cellulose wadding and webs of cellulose fibres, in strips or
rolls of a width <= 36 cm, in rectangular or square sheets of which no side
>36cm in the unfolded state, or cut to shape other than rectangular or square, and
articles of paper pulp, paper, paperboard, cellulose wadding or webs or cellulose
fibres, n.e.s.
5402 Synthetic filament yarn, incl. synthetic monofilaments of < 67 decitex (excl.
sewing thread and yarn put up for retail sale)
5601 Wadding of textile materials and articles thereof; textile fibres with a length of
<=5 mm “flock”, textile dust and mill neps (excl. wadding and articles thereof
impregnated or coated with pharmaceutical substances or put up for retail sale for
medical, surgical, dental or veterinary purposes, and products impregnated, coated
or covered with perfumes, cosmetics, soaps etc.)
5603 Nonwovens, whether or not impregnated, coated, covered or laminated, n.e.s.
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6204 Women’s or girls’suits, ensembles, jackets, blazers, dresses, skirts, divided skirts,
trousers, bib and brace overalls, breeches and shorts (excl. knitted or crocheted,
wind-jackets and similar articles, slips, petticoats and panties, tracksuits, ski suits
and swimwear)
6305 Sacks and bags, of a kind used for the packing of goods, of all types of textile
materials
6403 Footwear with outer soles of rubber, plastics, leather or composition leather and
uppers of leather (excl. orthopaedic footwear, skating boots with ice or roller
skates attached, and toy footwear)
6806 Slag-wool, rock-wool and similar mineral wools; exfoliated vermiculite, expanded
clays, foamed slag and similar expanded mineral materials; mixtures and articles
of heat-insulating, sound-insulating orsound absorbing mineral materials (excl.
articles of light concrete, asbestos, asbestos-cement, cellulose fibre-cement or the
like, mixtures and other articles of or based on asbestos, and ceramic products)
6807 Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch
6808 Panels, boards, tiles, blocks and similar articles of vegetable fibre, of straw or of
shavings, chips, particles, sawdust or other waste of wood, agglomerated with
cement, plaster or other mineral binders (excl. articles of asbestos-cement,
cellulose fibre-cement or the like)
6810 Articles of cement, of concrete or of artificial stone, whether or not reinforced
6814 Worked mica and articles of mica, incl. agglomerated or reconstituted mica,
whether or not on a support of paper, paperboard or other materials (excl.
electrical insulators, insulating fittings, resistors and capacitors, protective goggles
of mica and theirglasses, and mica in the form of christmas tree decorations)
6815 Articles of stone or of other mineral substances, incl. carbon fibres, articles of
carbon fibres and articles of peat, n.e.s.
6902 Refractory bricks, blocks, tiles and similar refractory ceramic constructional goods
(excl. those of siliceous fossil meals or similar siliceous earths)
6907 Ceramic flags and paving, hearth or wall tiles; ceramic mosaic cubes and the like,
whether or not on a backing (excl. of siliceous fossil meals or similar siliceous
earths, refractory goods, tiles specially adapted as table mats, ornamental articles
and tiles specifically manufactured for stoves)
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7005 Float glass and surface ground or polished glass, in sheets, whether or not having
an absorbent, reflecting or non-reflecting layer, but not otherwise worked
7007 Safety glass, consisting of toughened (tempered) or laminated glass
7010 Carboys, bottles, flasks, jars, pots, phials, ampoules and other containers, of glass,
of a kind used for the conveyance or packing of goods; preserving jars of glass;
stoppers, lids and other closures, of glass
7019 Glass fibres (including glass wool) and articles thereof (for example, yarn,
rovings, woven fabrics)
7104 Precious and semi-precious stones, synthetic or reconstructed, whether or not
worked or graded but not strung, mounted or set; ungraded synthetic or
reconstructed precious or semi-precious stones, temporarily strung for
convenience of transport
7106 Silver (including silver plated with gold or platinum), unwrought or in semi-
manufactured forms, or in powder form
7112 Waste and scrap of precious metal or of metal clad with precious metal; other
waste and scrap containing precious metal or precious-metal compounds, of a kind
used principally for the recovery of precious metal (excl. waste and scrap melted
down into unworked blocks, ingots, or similar forms)
7115 Articles of precious metal or of metal clad with precious metal, n.e.s.
7201 Pig iron and spiegeleisen, in pigs, blocks or other primary forms
7202 Ferro-alloys
7203 Ferrous products obtained by direct reduction of iron ore and other spongy ferrous
products, in lumps, pellets or similar forms; iron having a minimum purity by
weight of 99,94%, in lumps, pellets or similar forms
7205 Granules and powders of pig iron, spiegeleisen, iron or steel
7408 Copper wire
7604 Aluminium bars, rods and profiles
7605 Aluminium wire
7606 Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm
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7607 Aluminium foil (whether or not printed or backed with paper, paperboard, plastics
or similar backing materials), of a thickness (excluding any backing) not
exceeding 0,2 mm
7608 Aluminium tubes and pipes
7801 Unwrought lead
8207 Tools, interchangeable, for hand tools, whether or not power-operated, or for
machine tools (e.g. for pressing, stamping, punching, tapping, threading, drilling,
boring, broaching, milling, turning or screw driving), incl. dies for drawing or
extruding metal, and rock-drilling or earth-boring tools
8212 Non-electric razors and razor blades of base metal, incl. razor blade blanks in
strips
8302 Base metal mountings, fittings and similar articles suitable for furniture, doors,
staircases, windows, blinds, coachwork, saddlery, trunks, chests, caskets or the
like; base metal hat-racks, hat-pegs, brackets and similar fixtures; castors with
mountings of base metal; automatic door closers of base metal
8309 Stoppers, caps and lids, incl. crown corks, screw caps and pouring stoppers,
capsules for bottles, threaded bungs, bung covers, seals and other packing
accessories, of base metal
8407 Spark-ignition reciprocating or rotary internal combustion piston engine
8408 Compression-ignition internal combustion piston engine (diesel or semi-diesel
engine)
8409 Parts suitable for use solely or principally with internal combustion piston engine
of heading 8407 or 8408
Ex 8411 Turbojets, turbopropellers and other gas turbines with the exception of parts of
turbojets or turbopropellers of CN code 8411 91 00
8412 Enginesand motors (excl. steam turbines, internal combustion piston engine,
hydraulic turbines, water wheels, gas turbines and electric motors); parts thereof
8413 Pumps for liquids, whether or not fitted with a measuring device (excl. ceramic
pumps and secretion aspirating pumps for medical use and medical pumps carried
on or implanted in the body); liquid elevators (excl. pumps); parts thereof
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8414 Air or vacuum pumps (excl. gas compound elevators and pneumatic elevators and
conveyors); air or other gas compressors and fans; ventilating or recycling hoods
incorporating a fan, whether or not fitted with filters; parts thereof
8418 Refrigerators, freezers and other refrigerating or freezing equipment, electric or
other; heat pumps; parts thereof (excl. air conditioning machines of heading8415)
8419 Machinery, plant or laboratory equipment whether or not electrically heated (excl.
furnaces, ovens and other equipment of heading 8514), for the treatment of
materials by a process involving a change of temperature such as heating, cooking,
roasting, distilling, rectifying, sterilising, pasteurising, steaming, drying,
evaporating, vaporising, condensing or cooling (excl. those used for domestic
purposes); instantaneous or storage water heaters, non-electric; parts thereof
8421 Centrifuges, incl. centrifugal dryers (excl. those for isotope separation); filtering or
purifying machinery and apparatus, for liquids or gases; parts thereof (excl.
artificial kidneys)
8422 Dishwashing machines; machinery for cleaning or drying bottles or other
containers; machinery for filling, closing, sealing or labelling bottles, cans, boxes,
bags or other containers; machinery for capsuling bottles, jars, tubes and similar
containers; other packing or wrapping machinery, incl. heat-shrink wrapping
machinery; machinery for aerating beverages; parts thereof
8424 Mechanical appliances, whether or not hand-operated, for projecting, dispersing or
spraying liquids or powders, n.e.s.; fire extinguishers, charged or not (excl. fire-
extinguishingbombs and grenades); spray guns and similar appliances (excl.
electric machines and apparatus for hot spraying of metals or sintered metal
carbides of heading 8515); steam or sand blasting machines and similar jet
projecting machines; parts thereof, n.e.s.
8426 Ships’derricks; cranes, incl. cable cranes (excl. wheel-mounted cranes and vehicle
cranes for railways); mobile lifting frames, straddle carriers and works trucks
fitted with a crane
8431 Parts suitable for use solely or principally with the machinery of headings 8425 to
8430
8450 Household or laundry-type washing machines, incl. machines which both wash
and dry; parts thereof
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8455 Metal-rolling mills and rolls therefor; parts of metal-rolling mills
8466 Parts and accessories suitable for use solely or principally with the machines of
headings 8456 to 8465, incl. work or tool holders, self-opening dieheads, dividing
heads and other special attachments for the machines, n.e.s.; tool holders for any
type of tool for working in the hand
8467 Tools for working in the hand, pneumatic, hydraulic or with self-contained electric
or non-electric motor; parts thereof
8471 Automatic data-processing machines and units thereof; magnetic or optical
readers, machines for transcribing data onto data media in coded form and
machines for processing such data, n.e.s.
8474 Machinery for sorting, screening, separating, washing, crushing, grinding, mixing
or kneading earth, stone, ores or other mineral substances, in solid, incl. powder or
paste, form; machinery for agglomerating, shaping or moulding solid mineral
fuels, ceramic paste, unhardened cements, plastering materials or other mineral
products in powder or paste form; machines for forming foundry moulds of sand;
parts thereof
8477 Machinery for working rubber or plastics or for the manufacture of products from
these materials, not specified or included elsewhere in this chapter,parts thereof
8479 Machines and mechanical appliances having individual functions, not specified or
included elsewhere in this chapter; parts thereof
8480 Moulding boxes for metal foundry; mould bases; moulding patterns; moulds for
metal (other than ingot moulds), metal carbides, glass, mineral materials, rubber or
plastics (excl. moulds of graphite or other carbons, ceramic or glass moulds and
linotype moulds or matrices)
8481 Taps, cocks, valves and similar appliances for pipes, boiler shells, tanks, vats or
the like, incl. pressure-reducing valves and thermostatically controlled valves;
parts thereof
8482 Ball or roller bearings (excl. steel balls of heading 7326); parts thereof
8483 Transmission shafts, incl. camshafts and crankshafts, and cranks; bearing housings
and plain shaft bearings for machines; gears and gearing; ball or roller screws,
gear boxes and other speed changers, incl. torque converters; flywheels and
pulleys, incl. pulley blocks, clutches and shaft couplings, incl. universal joints;
parts thereof
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8487 Machinery parts, n.e.s. in Chapter 84 (excl. parts containing electrical connectors,
insulators, coils, contacts or other electrical features)
8501 Electric motors and generators (excl. generating sets)
8502 Electric generating setsand rotary converters
8503 Parts suitable for use solely or principally with electric motors and generators,
electric generating sets and rotary converters, n.e.s.
8504 Electrical transformers, static converters, e.g. rectifiers, and inductors; parts
thereof
8511 Electrical ignition or starting equipment of a kind used for spark-ignition or
compression-ignition internal combustion engines, e.g. ignition magnetos,
magneto-dynamos, ignition coils, sparking plugs, glow plugs and starter motors;
generators,e.g. dynamos and alternators, and cut-outs of a kind used in
conjunction with such engines; parts thereof
8516 Electric instantaneous or storage water heaters and immersion heaters; electric
space-heating apparatus and soil-heating apparatus; electro-thermic hairdressing
apparatus, e.g. hairdryers, hair curlers and curling tong heaters, and hand dryers;
electric smoothing irons; other electro-thermic appliances of a kind used for
domestic purposes; electric heating resistors (other than those of heading 8545);
parts thereof
8517 Telephone sets, incl. telephones for cellular networks or for other wireless
networks; other apparatus for the transmission or reception of voice, images or
other data, incl. apparatus for communication in a wired or wireless network [such
as a local or wide area network]; parts thereof (excl. than transmission or reception
apparatus of heading8443,8525,8527 or8528)
8523 Discs, tapes, solid-state non-volatile storage devices, “smart cards”and other
media for the recording of sound or of other phenomena, whether or not recorded,
incl. matrices and masters for the production of discs (excl. products of
Chapter37)
8525 Transmission apparatus for radio-broadcasting or television, whether or not
incorporating reception apparatus or sound recording or reproducing apparatus;
television cameras, digital cameras and video camera recorders
8526 Radar apparatus, radio navigational aid apparatus and radio remote control
apparatus
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8531 Electric sound or visual signalling apparatus, e.g. bells, sirens, indicator panels,
burglar or fire alarms (excl. those for cycles, motor vehicles and traffic signalling);
parts thereof
8535 Electrical apparatus for switching or protecting electrical circuits, orfor making
connections to or in electrical circuits, e.g., switches, fuses, lightning arresters,
voltage limiters, surge suppressors, plugs and other connectors, junction boxes, for
a voltage >1000V(excl. control desks, cabinets, panels etc. of heading 8537)
8536 Electrical apparatus for switching or protecting electrical circuits, or for making
connections to or in electrical circuits, e.g., switches, relays, fuses, surge
suppressors, plugs, sockets, lamp holders and junction boxes, for a voltage
<=1000V(excl. control desks, cabinets, panels etc. of heading 8537)
8537 Boards, panels, consoles, desks, cabinets and other bases, equipped with two or
more apparatus of heading 8535 or 8536, for electric control or the distribution of
electricity, incl. those incorporating instruments or apparatus of Chapter 90, and
numerical control apparatus (excl. switching apparatus for line telephony or line
telegraphy)
8538 Parts suitable for use solely or principally with the apparatus of heading 8535,
8536 or 8537, n.e.s.
8539 Electric filament or discharge lamps, incl. sealed beam lamp units and ultraviolet
or infra-red lamps; arc lamps; light-emitting diode (LED)lamps; parts thereof
8541 Diodes, transistors and similar semiconductor devices; photosensitive
semiconductor devices, incl. photovoltaic cells whether or not assembled in
modules or made up into panels (excl. photovoltaic generators); light emitting
diodes (LED); mounted piezoelectric crystals; parts thereof
8542 Electronic integrated circuits; parts thereof
8543 Electrical machines and apparatus, having individual functions, n.e.s. in
Chapter85 and parts thereof
8544 Insulated (incl. enamelled or anodised)wire, cable (incl. coaxial cable)and other
insulated electric conductors, whether or not fitted with connectors; optical fibre
cables, made up of individually sheathed fibres, whether or not assembled with
electric conductors or fitted with connectors
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8545 Carbon electrodes, carbon brushes, lamp carbons, battery carbons and other
articles of graphite or other carbon, with or without metal, of a kind used for
electrical purposes
8603 Self-propelled railway or tramway coaches, vans and trucks (excl. those of
heading 8604)
8606 Railway or tramway goods vans and wagons (excl. self-propelled and luggage
vans and post office coaches)
8701 Tractors (other than tractors of heading 8709)
8703 Motor cars and other motor vehicles principally designed for the transport of <10
persons, incl. station wagons and racing cars (excl. motor vehicles of heading
8702)
8704 Motor vehicles for the transport of goods, incl. chassis with engine and cab
8716 Trailers and semi-trailers; other vehicles, not mechanically propelled (excl.
railway and tramway vehicles); parts thereof, n.e.s.
8802 Powered aircraft (e.g. helicopters and aeroplanes); spacecraft, incl. satellites, and
suborbital and spacecraft launch vehicles
8901 Cruise ships, excursion boats, ferry-boats, cargo ships, barges and similar vessels
for the transport of persons or goods
8903 Yachts and other vessels for pleasure or sports; rowing boats and canoes
8904 Tugs and pusher craft
8905 Light-vessels, fire-floats, dredgers, floating cranes, and other vessels the
navigability of which is subsidiary to their main function; floating docks; floating
or submersible drilling or production platforms
9001 Optical fibres and optical fibre bundles; optical fibre cables (excl. made up of
individually sheathed fibres of heading 8544); sheets and plates of polarising
material; lenses, incl. contact lenses, prisms, mirrors and other optical elements of
any material, unmounted (excl. such elements of glass not optically worked)
9006 Photographic cameras, photographic flashlight apparatus and flashbulbs (excl.
discharge lamps of heading 8539)
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9013 Liquid crystal devices not constituting articles provided for more specifically in
other heading; lasers (excl. laser diodes); other optical appliances and instruments
not elsewhere specified in Chapter 90
9014 Direction finding compasses; other navigational instruments and appliances (excl.
radio navigational equipment)
9026 Instruments and apparatus for measuring or checking the flow, level, pressure or
other variables of liquids or gases, e.g. flow meters, level gauges, manometers,
heat meters (excl. instruments and apparatus of heading 9014, 9015, 9028 or 9032)
9027 Instruments and apparatus for physical or chemical analysis, e.g. polarimeters,
refractometers, spectrometers, gas or smoke analysis apparatus; instruments and
apparatus for measuring or checking viscosity, porosity, expansion, surface
tension or the like; instruments and apparatus for measuring or checking quantities
of heat, sound or light, incl. exposure meters; microtomes
9030 Oscilloscopes, spectrum analysers and other instruments and apparatus for
measuring or checking electrical quantities (excl. meters of heading 9028);
instruments and apparatus for measuring or detecting alpha, beta, gamma, x-ray,
cosmic or other ionising radiations
9031 Measuring or checking instruments, appliances and machines not elsewhere
specified in Chapter 90; profile projectors
9032 Regulating or controlling instruments and apparatus (excl. taps, cocks and valves
of heading 8481)
9401 Seats, whether or not convertible into beds, and parts thereof, n.e.s.(excl. medical,
surgical, dental or veterinary of heading 9402)
9403 Other furniture and parts thereof
9404 Mattress supports (excl. spring interiors for seats); articles of bedding and similar
furnishing, e.g. mattresses, quilts, eiderdowns, cushions, pouffes and pillows,
fitted with springs or stuffed or internally filled with any material or of cellular
rubber or plastics, whether or not covered (excl. pneumatic or water mattresses
and pillows, blankets and covers)
9405 Lamps and lighting fittings, incl. searchlights and spotlights, and parts thereof,
n.e.s.; illuminated signs, illuminated nameplates and the like having a permanently
fixed light source, and parts thereof, n.e.s.
9406 Prefabricated buildings, whether or not complete or already assembled
’.
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ANNEX IV
Annex XXIII to Regulation (EU) No833/2014 is replaced by the following:
‘ANNEX XXIII
List of goods and technology as referred to in Article 3k
CN code Description
0601 Bulbs, tubers, tuberous roots,corms, crowns and rhizomes, dormant, in growth or in
flower, chicory plants and roots other than roots of heading 1212:
060230 Rhododendrons and azaleas, grafted or not
060240 Roses, grafted or not
060290 Other live plants (including their roots), cuttings and slips; mushroom spawn –Other
060420 Foliage, branches and other parts of plants, without flowers or flower buds, and
grasses, mosses and lichens, being goods of a kind suitable for bouquets or for
ornamental purposes, fresh, dried, dyed, bleached, impregnated or otherwise prepared
–Fresh
2508 Clays, andalusite, kyanite and sillimanite, whether or not calcined; mullite; chamotte
or dinas earths (excl. kaolin and other kaolinic clays, and expanded clay)
2509 Chalk
2512 Siliceous fossil meals (for example, kieselguhr, tripolite and diatomite) and similar
siliceous earths, whether or not calcined, of an apparent specific gravity of 1 or less
2515 Marble, travertine, ecaussineand other calcareous monumental or building stone of an
apparent specific gravity of >= 2,5, and alabaster, whether or not roughly trimmed or
merely cut, by sawing or otherwise, into blocks or slabs of a square or rectangular
shape
251820 Calcined or sintered dolomite
251910 Natural magnesium carbonate (magnesite)
252010 Gypsum; anhydrite
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CN code Description
2521 Limestone flux; limestone and other calcareous stone, of a kind used for the
manufacture of lime or cement
2522 Quicklime, slaked lime and hydraulic lime other than calcium oxide and hydroxide of
heading 2825
2525 Mica, whether or not rifted into sheets or splittings; mica waste
2526 Natural steatite, whether or not roughly trimmed or merely cut, by sawing or
otherwise, into blocks or slabs of a rectangular (including square) shape; talc
253020 Kieserite, epsomite (natural magnesium sulphates)
2701 Coal; briquettes, ovoids and similar solid fuels manufactured from coal
2702 Lignite, whether or not agglomerated, excluding jet
2703 Peat (including peat litter), whether or not agglomerated
2704 Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort
carbon
270730 Xylol (xylenes)
2708 Pitch and Pitch coke, obtained from coal tar or from other mineral tars
2710 Petroleum oils and oils obtained from bituminous minerals (excl. crude); preparations
containing >= 70%by weight of petroleum oils or of oils obtained from bituminous
minerals, these oils being the basic constituents of the preparations, n.e.s.; waste oils
containing mainly petroleum or bituminous minerals
2712 Petroleum jelly, paraffin wax, micro-crystalline petroleum wax, slack wax, ozokerite,
lignite wax, peat wax, other mineral waxes, and similar products obtained by synthesis
or by other processes, whether ornot coloured
2715 Bituminous mastics, cut-backs and other bituminous mixtures based on natural
asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar
pitch –Other
Ex 2804 Hydrogen and other non-metals (excluding rare gases)
2806 Hydrogen chloride (hydrochloric acid); chlorosulphuric acid
281129 Other inorganic oxygen compounds of non-metals –Other
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CN code Description
281310 Carbon disulphide
2814 Ammonia, anhydrous or in aqueous solution
281512 Sodium hydroxide (caustic soda) –In aqueous solution (soda lye or liquid soda)
281830 Aluminium hydroxide
2819 Chromium oxides and hydroxides
2820 Manganese oxides
2825 Hydrazine and hydroxylamine and their inorganic salts; inorganic bases, metal oxides,
hydroxides and peroxides, n.e.s.
282731 Other chlorides –Of magnesium
282735 Other chlorides –Of nickel
2828 Hypochlorites; commercial calcium hypochlorite; chlorites; hypobromites
282911 Chlorates –Of sodium
283220 Sulphites (excluding sodium)
283324 Sulphates of nickel
283330 Alums
283410 Nitrites
283630 Sodium hydrogencarbonate (sodium bicarbonate)
283650 Calcium carbonate
2839 Silicates; commercial alkali metal silicates
284030 Peroxoborates (perborates)
284150 Other chromates and dichromates; peroxochromates
284180 Tungstates (wolframates)
2843 Colloidal precious metals; inorganic or organic compounds of precious metals,
whether or not chemically defined; amalgams of precious metals
2847 Hydrogen peroxide, whether or not solidified with urea
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CN code Description
2901 Acyclic hydrocarbons
2902 Cyclic hydrocarbons
2903 Halogenated derivatives of hydrocarbons
2904 Sulphonated, nitrated or nitrosated derivatives of hydrocarbons, whether or not
halogenated
290513 Butan-1-ol (n-butyl alcohol)
290516 Octanol (octyl alcohol) and isomers thereof
290519 Saturated monohydric alcohols –Other
290531 Ethylene glycol (ethanediol)
290541 2-Ethyl-2-(hydroxymethyl)propane-1,3-diol (trimethylolpropane)
290559 Other polyhydric alcohols –Other
2906 Cyclic alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives
2907 Phenols; phenol-alcohols
2909 Ethers, ether-alcohols, ether-phenols, ether-alcohol-phenols, alcohol peroxides, ether
peroxide, ketone peroxides, whether or not chemically defined, and their halogenated,
sulphonated, nitrated or nitrosated derivatives
2910 Epoxides, epoxyalcohols, epoxyphenols and epoxyethers, with a three-membered ring,
and their halogenated, sulphonated, nitrated or nitrosated derivatives
2911 Acetals and hemiacetals, whether or not with other oxygen function, and their
halogenated, sulphonated, nitrated or nitrosated derivatives
2912 Aldehydes, whether or not with other oxygen function; cyclic polymers of aldehydes;
paraformaldehyde
291411 Acetone
291461 Anthraquinone
291513 Esters of formic acid
291590 Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and
peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives –Other
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CN code Description
2916 Unsaturated acyclic monocarboxylic acids, cyclic monocarboxylic acids, their
anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated,
nitrated or nitrosated derivatives
291733 Dinonyl or didecyl orthophthalates
292011 Parathion (ISO) and parathion-methyl (ISO) (methyl-parathion)
292122 Hexamethylenediamine and its salts
292141 Aniline and its salts
292211 Monoethanolamine and its salts
292243 Anthranilic acid and its salts
292320 Lecithins and other phosphoaminolipids
293040 Methionine
293354 Other derivatives of malonylurea (barbituric acid); salts thereof
293371 6-Hexanelactam (epsilon-caprolactam)
3201 Tanning extracts of vegetable origin; tannins and their salts, ethers, esters and other
derivatives
3202 Synthetic organic tanning substances; inorganic tanning substances; tanning
preparations, whether or not containing natural tanning substances; enzymatic
preparations for pre-tanning
3203 Colouring matter of vegetable or animal origin, incl. dye extracts (excl. animal black),
whether or not chemically defined; preparations based on colouring matter of
vegetable or animal origin of a kind used to dye fabrics or produce colorant
preparations (excl. preparations of heading 3207, 3208, 3209, 3210, 3213 and 3215) –
Other
320490 Synthetic organic colouring matter, whether or not chemically defined; preparations as
specified in note 3 to this chapter based on synthetic organic colouring matter;
synthetic organic products of a kind used as fluorescent brightening agents or as
luminophores, whether or not chemically defined
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CN code Description
3205 Colour lakes (other than chinese or japanese lacquer and paints); preparations based on
colour lakes of a kind used to dye fabrics or produce colorant preparations (excl.
preparations of heading 3207, 3208, 3209, 3210, 3213 and 3215)
320641 Ultramarine and preparations based thereon of a kind used for colouring any material
or produce colorant preparations (excl. preparations of heading 3207, 3208, 3209,
3210, 3213 and 3215)
320649 Inorganic or mineral colouring matter, n.e.s.; preparations based on inorganic or
mineral colouring matter of a kind used for colouring any material or produce colorant
preparations, n.e.s. (excl. preparations of heading 3207, 3208, 3209, 3210, 3213 and
3215 and inorganic products of a kind used as liminophores) –Other
3207 Prepared pigments, prepared opacifiers and prepared colours, vitrifiable enamels and
glazes, engobes, liquid lustres and similar preparations of a kind used in the ceramic,
enamelling or glass industry; glass frit and other glass in the form of powder, granules
or flakes
3208 Paints and varnishes, incl. enamels and lacquers, based on synthetic polymers or
chemically modified natural polymers, dispersed or dissolved in a non-aqueous
medium; solutions of products of headings 3901 to 3913 in volatile organic solvents,
containing > 50%solvent by weight (excl. solutions of collodion)
3209 Paints and varnishes, incl. enamels and lacquers, based on synthetic polymers or
chemically modified natural polymers, dispersed or dissolved in an aqueous medium
3210 Other paints and varnishes (including enamels, lacquers and distempers); prepared
water pigments of a kind used for finishing leather
321290 Pigments (including metallic powders and flakes) dispersed in non-aqueous media, in
liquid or paste form, of a kind used in the manufacture of paints (including enamels);
stamping foils; dyes and other colouring matter put up in forms or packings for retail
sale –Other
3214 Glaziers’putty, grafting putty, resin cements, caulking compounds and other mastics;
painters’fillings; non-refractory surfacing preparations for façades, indoor walls,
floors, ceilings or the like
321511 Printing ink –Black
321519 Printing ink –Other
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CN code Description
3403 Lubricant preparations, incl. cutting-oil preparations, bolt or nut release preparations,
anti-rust or anti-corrosion preparations and mould-release preparations based on
lubricants; textile lubricant preparations and preparations of a kind used for the oil or
grease treatment of textile materials, leather, furskins or other materials (excl.
preparations containing, as basic constituents, >= 70%petroleum oil or bituminous
mineral oil by weight)
350510 Dextrins and other modified starches
350699 Preparedglues and other prepared adhesives, not elsewhere specified or included;
products suitable for use as glues or adhesives, put up for retail sale as glues or
adhesives, not exceeding a net weight of 1 kg–Other
370120 Instant print film
370191 For colour photography (polychrome)
3702 Photographic film in rolls, sensitised, unexposed, of any material other than paper,
paperboard or textiles; instant print film in rolls, sensitised, unexposed
3703 Photographic paper, paperboard and textiles, sensitised, unexposed
3705 Photographic plates and film, exposed and developed (excl. products made of paper,
paperboard or textiles, cinematographic film and ready-to-use printing plates)
3706 Cinematographic film, exposed and developed, whether or not incorporating
soundtrack or consisting only of soundtrack
380120 Colloidal or semi-colloidal graphite
380620 Salts of rosin, of resin acids or of derivatives of rosin or resin acids (excl. salts of rosin
adducts)
3807 Wood tar; wood tar oils; wood creosote; wood naphtha; vegetable pitch; brewer’s
pitch and similar preparations based on rosin, resin acids or vegetable pitch (excl.
burgundy pitch, yellow pitch, stearin pitch, fatty acid pitch, fatty tar and glycerin
pitch)
3809 Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs and other
products and preparations such as dressings and mordants of a kind used in the textile,
paper, leather or like industries, n.e.s.
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CN code Description
3810 Pickling preparations for metal surfaces; fluxes and other auxiliary preparations for
soldering, brazing or welding; soldering, brazing or welding pastes and powders
consisting of metal and other materials; preparations of a kind used as coatings or
cores for welding electrodes or rods
3811 Anti-knock preparations, oxidation inhibitors, gum inhibitors, viscosity improvers,
anti-corrosive preparations and other prepared additives, for mineral oils, incl.
gasoline, or for other liquids used for the same purposes as mineral oils
3812 Prepared rubber accelerators; compound plasticisers for rubber or plastics, not
elsewhere specified or included; anti-oxidising preparations and other compound
stabilisers for rubber or plastics
3813 Preparations and charges for fire-extinguishers; charged fire-extinguishing grenades
(excl. full or empty fire-extinguishing devices, whether or not portable, unmixed
chemically undefined products with fire-extinguishing properties in other forms)
3814 Organic composite solvents and thinners, n.e.s.; prepared paint or varnish removers
(excl. nail varnish remover)
3815 Reaction initiators, reaction accelerators and catalytic preparations, n.e.s. (excl. rubber
accelerators)
3816 Refractory cements, mortars, concretes and similar compositions, including dolomite
ramming mix, other than products of heading 3801
3817 Mixed alkylbenzenes and mixed alkylnaphthalenes produced by the alkylation of
benzene and naphthalene (excl. mixed isomers of cyclic hydrocarbons)
3819 Hydraulic brake fluids and other prepared liquids for hydraulic transmission not
containing petroleum oil or bituminous mineral oil, or containing < 70%petroleum
oil or bituminous mineral oil by weight
3820 Anti-freezing preparations and prepared de-icing fluids (excl. prepared additives for
mineral oils or other liquids used for the same purposes as mineral oils)
382313 Tall oil fatty acids, industrial
382790 Mixtures containing halogenated derivatives of methane, ethane or propane (excl.
those of subheadings 3824.71.00 to 3824.78.00)
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CN code Description
382481 Mixtures and preparations containing oxirane (ethylene oxide)
382484 Mixtures and preparations containing aldrin (ISO), camphechlor (ISO)(toxaphene),
chlordane (ISO), chlordecone (ISO), DDT (ISO)(clofenotane (INN), 1,1,1-trichloro-
2,2-bis(p-chlorophenyl)ethane), dieldrin (ISO,INN), endosulfan (ISO), endrin (ISO),
heptachlor (ISO) or mirex (ISO)
382499 Chemical products and preparations of the chemical or allied industries, incl. those
consisting of mixtures of natural products, n.e.s.
382590 Residual products of the chemical or allied industries, n.e.s. (excl. waste)
3826 Biodiesel and mixtures thereof, not containing or containing < 70%by weight of
petroleum oils or oils obtained from bituminous minerals
390140 Ethylene-alpha-olefin copolymers, having a specific gravity of < 0,94, in primary
forms
390220 Polyisobutylene, in primary forms
390230 Propylene copolymers, in primary forms
390290 Polymers of propylene or of other olefins, in primary forms (excl. polypropylene,
polyisobutylene and propylene copolymers)
390319 Polystyrene, in primary forms (excl. expansible)
390390 Polymers of styrene, in primary forms (excl. polystyrene, styrene-acrylonitrile
copolymers (SAN)and acrylonitrile-butadiene-styrene (ABS))
390410 Poly(vinyl chloride),in primary forms, not mixed with any other substances
390450 Vinylidene chloride polymers, in primary forms
3905 Polymers of vinyl acetate or of other vinyl esters, in primary forms; other vinyl
polymers, in primary forms
3906 Acrylic polymers, in primary forms
390721 Polyethers, in primary forms (excl. polyacetals and goods of 3002 10)
390740 Polycarbonates, in primary forms
390770 Poly(lactic acid), in primary forms
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CN code Description
390791 Unsaturated polyallylesters and other polyesters, in primary forms (excl.
polycarbonates, alkyd resins, poly(ethylene terephthalate)and poly(lactic acid))
3908 Polyamides, in primary forms
390920 Melamine resins, in primary forms
390939 Amino-resins, in primary forms (excl. urea, thiourea and melamine resins and mdi)
390940 Phenolic resins, in primary forms
390950 Polyurethanes, in primary forms
3910 Silicones in primary forms
391190 Polysulphides, polysulphones and other polymers and prepolymers produced by
chemical synthesis, n.e.s., in primary form
3912 Cellulose and its chemical derivatives, not elsewhere specified or included, in primary
forms
391520 Waste, parings and scrap, of polymers of styrene
3917 Tubes, pipes and hoses, and fittings therefor (for example joints, elbows, flanges), of
plastics
392010 Plates, sheets, film, foil and strip, of non-cellular polymers of ethylene, not reinforced,
laminated, supported or similarly combined with other materials, without backing,
unworked or merely surface-worked or merely cut into squares or rectangles (excl.
self-adhesive products, and floor, wall and ceiling coverings of heading 3918)
392061 Plates, sheets, film, foil and strip, of non-cellular polycarbonates, not reinforced,
laminated, supported or similarly combined with other materials, without backing,
unworked or merely surface-worked or merely cut into squares or rectangles (excl.
those of poly(methyl methacrylate), self-adhesive products, and floor, wall and ceiling
coverings of heading 3918)
392069 Plates, sheets, film, foil and strip, of non-cellular polyesters, not reinforced, laminated,
supported or similarly combined with other materials, not worked or only surface-
worked, or only cut to rectangular, incl. square, shapes (excl. polycarbonates,
polythylene terephthalate and other unsaturated polyesters, self-adhesive products, and
floor, wall and ceiling coverings in heading 3918)
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CN code Description
392073 Plates, sheets, film, foil and strip, of non-cellular cellulose acetates, not reinforced,
laminated, supported or similarly combined with other materials, without backing,
unworked or merely surface-worked or merely cut into squares or rectangles (excl.
self-adhesive products, and floor, wall and ceiling coverings of heading 3918)
392091 Plates, sheets, film, foil and strip, of non-cellular poly(vinyl butyral), not reinforced,
laminated, supported or similarly combined with other materials, without backing,
unworked or merely surface-worked or merely cut into squares or rectangles (excl.
self-adhesive products, floor, wall and ceiling coverings of heading 3918)
392119 Plates, sheets, film, foil and strip, of cellular plastic, unworked or merely surface-
worked or merely cut into squares or rectangles (excl.those of polymers of styrene,
vinyl chloride, polyurethanes and regenerated cellulose, self-adhesive products, floor,
wall and ceiling coverings of heading 3918 and sterile surgical or dental adhesion
barriers of subheading 3006.10.30)
392290 Bidets, lavatory pans, flushing cisterns and similar sanitary ware, of plastics (excl.
baths, shower-baths, sinks, washbasins, lavatory seats and covers)
392520 Doors, windows and their frames and thresholds for doors, of plastics
4002 Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or
strip; mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types
of natural rubber with synthetic rubber or factice, in primary forms or in plates, sheets
or strip
4005 Compounded rubber, unvulcanised, in primary forms or in plates, sheets or strip
400610 “Camel-back”strips of unvulcanised rubber, for retreading rubber tyres
400821 Plates, sheets and strip, of non-cellular rubber
400912 Tubes, pipes and hoses, of vulcanised rubber (excl. hard rubber), not reinforced or
otherwise combined with other materials, with fittings
400941 Tubes, pipes and hoses, of vulcanised rubber (excl. hard rubber), reinforced or
otherwise combined with materials other than metal or textile materials, without
fittings
4010 Conveyor or transmission belts or belting, of vulcanised rubber
401120 New pneumatic tyres, of rubber, of a kind used for buses and lorries
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CN code Description
401180 New pneumatic tyres, of rubber, of a kind used on construction, mining or industrial
handling vehicles and machines
4012 Retreaded or used pneumatic tyres of rubber; solid or cushion tyres, tyre treads and
tyre flaps, of rubber
401693 Gaskets, washers and other seals, of vulcanised rubber (excl. hard rubber and those of
cellular rubber)
4407 Wood sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or
end-jointed, of a thickness of > 6 mm
440810 Sheets for veneering, incl. those obtained by slicing laminated wood, for coniferous
plywood or for other similar laminated coniferous wood and other coniferous wood,
sawn lengthwise, sliced or peeled, whether or not planed, sanded, spliced or
end-jointed, of a thickness of <= 6 mm
441113 Medium density fibreboard (MDF)of wood, of a thickness >5mm but <=9mm
441194 Fibreboard of wood or other ligneous materials, whether or not agglomerated with
resins or other organic bonding agents, of a density of <= 0,5 g/cm³ (excl. medium
density fibreboard (MDF); particle board, whether or not bonded with one or more
sheets of fibreboard; laminated wood with a layer of plywood; cellular wood panels of
which both sides are fibreboard; paperboard; identifiable furniture components)
4412 Plywood, veneered panel and similar laminated wood
4416 Casks, barrels, vats, tubs and other coopers’products parts thereof, of wood, incl.
staves
441840 Wooden shuttering for concrete constructional work (excl. plywood boarding)
441860 Posts and beams, of wood
441879 Flooring panels, assembled, of wood other than bamboo (excl. multilayer panels and
panels for mosaic floors)
4503 Articles of natural cork
4504 Agglomerated cork (with or without a binding substance) and articles of agglomerated
cork
4701 Mechanical wood pulp, not chemically treated
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CN code Description
4703 Chemical wood pulp, soda or sulphate (excl. dissolving grades)
4704 Chemical wood pulp, sulphite (excl. dissolving grades)
4705 Wood pulp obtained by a combination of mechanical and chemical pulping processes
4706 Pulps of fibres derived from recovered (waste and scrap) paper or paperboard or of
other fibrous cellulosic material
4707 Recovered (waste and scrap) paper or paperboard
480220 Paper and paperboard of a kind used as a base for photosensitive, heat-sensitive or
electrosensitive paper and paperboard, uncoated, in rolls or in square or rectangular
sheets, of any size
480240 Wallpaper base, uncoated
480258 Uncoated paper and paperboard, of a kind used for writing, printing or other graphic
purposes, and non-perforated punchcardsand punch-tape paper, in rolls or in square or
rectangular sheets, of any size, not containing fibres obtained by a mechanical or
chemi-mechanical process or of which <= 10%by weight of the total fibre content
consists of such fibres, weighing > 150 g/m², n.e.s.
480261 Uncoated paper and paperboard, of a kind used for writing, printing or other graphic
purposes, and non-perforated punchcards and punch-tape paper, in rolls of any size, of
which > 10%by weight of the total fibre content consists of fibres obtained by a
mechanical or chemi-mechanical process, n.e.s.
4804 Uncoated kraft paper and paperboard, in rolls of a width > 36 cm or in square or
rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded
state (excl. goods of heading 4802 or 4803)
4805 Other paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or
rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded
state, not worked other than as specified in note 3 to this chapter, n.e.s.
4806 Vegetable parchment, greaseproof papers, tracing papers and glassine and other glazed
transparent or translucent papers, in rolls of a width > 36 cm or in square or
rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded
state
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CN code Description
4807 Composite paper and paperboard (made by sticking flat layers of paper or paperboard
together with an adhesive), not surface-coated or impregnated, whether or not
internally reinforced, in rolls of a width > 36 cm or in square or rectangular sheets
with one side > 36 cm and the other side > 15 cm in the unfolded state
4808 Corrugated paper and paperboard (with or without glued flat surface sheets), creped,
crinkled, embossed or perforated, in rolls of a width > 36 cm or in square or
rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded
state (excl. goods of heading 4803)
4809 Carbon paper, self-copy paper and other copying or transfer papers, incl. coated or
impregnated paper for duplicator stencils or offset plates, whether or not printed, in
rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and
the other side > 15 cm in the unfolded state
4810 Paper and paperboard, coated on one or both sides with kaolin (China clay)or other
inorganic substances, with or without a binder, and with no other coating, whether or
not surface-coloured, surface-decorated or printed, in rolls or in square or rectangular
sheets, of any size (excl. all other coated papers and paperboards)
481110 Tarred, bituminised or asphalted paper and paperboard, in rolls or in square or
rectangular sheets, of any size
481151 Paper and paperboard, surface-coloured, surface-decorated or printed, coated,
impregnated or covered with artificial resins or plastics, in rolls or in square or
rectangular sheets, of any size, bleached and weighing > 150 g/m² (excl. adhesives)
481159 Paper and paperboard, surface-coloured, surface-decorated or printed, coated,
impregnated or covered with artificial resins or plastics, in rolls or in square or
rectangular sheets, of any size (excl. bleached and weighing > 150 g/m², and
adhesives)
481160 Paper and paperboard, coated, impregnated or covered with wax, paraffin wax, stearin,
oil or glycerol, in rolls or in square orrectangular sheets, of any size (excl. goods of
heading 4803, 4809 and 4818)
481190 Paper, paperboard, cellulose wadding and webs of soft cellulose, coated, impregnated,
covered, surface-coloured, surface-decorated or printed, in rolls or in square or
rectangular sheets, of any size (excl. goods of heading 4803, 4809, 4810 and 4818, and
of subheading 4811.10 to 4811.60)
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CN code Description
481490 Wallpaper and similar wallcoverings of paper, and window transparencies of paper
(excl. wallcoverings of paper, consisting of paper coated or covered, on the face side,
with a grained, embossed, coloured or design-printed or otherwise decorated layer of
plastics)
481920 Folding cartons, boxes and cases, of non-corrugated paper or paperboard
4822 Bobbins, spools, cops and similar supports of paper pulp, paper or paperboard,
whether or not perforated or hardened
4823 Paper, paperboard, cellulose wadding and webs of cellulose fibres, in strips or rolls of
a width <= 36 cm, in rectangular or square sheets of which no side > 36 cm in the
unfolded state, or cut to shape other than rectangular or square, and articles of paper
pulp, paper, paperboard, cellulose wadding or webs or cellulose fibres, n.e.s.
4906 Plans and drawings for architectural, engineering, industrial, commercial,
topographical or similar purposes, being originals drawn by hand; handwritten texts;
photographic reproductions on sensitised paper and carbon copies of the foregoing
5105 Wool and fine or coarse animal hair, carded or combed, incl. combed wool in
fragments
5106 Carded wool yarn (excl. that put up for retail sale)
5107 Yarn of combed wool (excl. that put up for retail sale)
5112 Woven fabrics of combed wool or of combed fine animal hair (excl. fabrics for
technical purposes of heading 5911)
5205 Cotton yarn other than sewing thread, containing >= 85%cotton by weight (excl. that
put up for retail sale)
520642 Multiple (folded)or cabled cotton yarn containing predominantly, but < 85%cotton
by weight, of combed fibres and with a linear density of 232,56 decitex to <714,29
decitex (> mn 14 to mn 43)per single yarn (excl. sewing thread and yarn put up for
retail sale)
520911 Plain woven fabrics of cotton, containing >= 85%cotton byweight and weighing
>200 g/m², unbleached
5211 Woven fabrics of cotton, containing predominantly, but < 85%cotton by weight,
mixed principally or solely with man-made fibres and weighing > 200 g/m²
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5308 Yarn of other vegetable textile fibres; paper yarn
540263 Multiple (folded)or cabled filament yarn of polypropylene, incl. monofilament of <67
decitex (excl. sewing thread, yarn put up for retail sale and textured yarn)
5403 Artificial filament yarn, incl. artificial monofilament of < 67 decitex (excl. sewing
thread and yarn put up for retail sale)
5404 Synthetic monofilament of >= 67 decitex and with a cross sectional dimension of
<=1mm; strip and the like, e.g. artificial straw, of synthetic textile material, with an
apparent width of <= 5 mm
540730 Woven fabrics of synthetic filament yarn, incl. monofilament of >= 67 decitex and
with a cross sectional dimension of <= 1 mm, consisting of layers of parallel textile
yarns superimposed on each other at acute or right angles, the layers being bonded at
the intersections of the yarns by an adhesive or by thermal bonding
5501 Synthetic filament tow as specified in note 1 to Chapter 55
5502 Artificial filament tow as specified in note 1 to Chapter 55
5503 Synthetic staple fibres, not carded, combedor otherwise processed for spinning
550490 Artificial staple fibres, not carded, combed or otherwise processed for spinning (excl.
those of viscose rayon)
5506 Synthetic staple fibres, carded, combed or otherwise processed for spinning
5507 Artificial staple fibres, carded, combed or otherwise processed for spinning
551221 Woven fabrics containing >= 85%acrylic or modacrylic staple fibres by weight,
unbleached or bleached
551299 Woven fabrics containing >= 85%synthetic staple fibres by weight, dyed, made of
yarn of different colours or printed (excl. those of acrylic, modacrylic or polyester
staple fibres)
5516 Woven fabrics of artificial staple fibres
560129 Wadding of textile materials and articles thereof (excl. of cotton or man-made fibres;
sanitary towels and tampons, napkins and napkin liners for babies and similar sanitary
articles, wadding and articles thereof, impregnated or covered with medicated
substances or put up for retail for medical, surgical, dental or veterinary purposes, or
impregnated, coated or covered with perfumes, make-up, soaps, cleansing agents, etc.)
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560130 Textile flock and dust and mill neps
5604 Textile-covered rubber thread and cord; textile yarn, strip and the like of heading 5404
and 5405, impregnated, coated, covered or sheathed with rubber or plastics (excl.
imitation catgut, thread and cord with fish-hook attachments or otherwise put up as
fishing line)
5605 Metallised yarn, whether or not gimped, being textile yarn, or strip or the like of
heading 5404 or 5405, of textile fibres, combined with metal in the form of thread,
strip or powder or covered with metal (excl. yarns manufactured from a mixture of
textile fibres and metal fibres, with anti-static properties; yarns reinforced with metal
wire; articles with the character of trimmings)
560741 Binder or baler twine, of polyethylene or polypropylene
580127 Warp pile fabrics, of cotton (excl. terry towelling and similar woven terry fabrics,
tufted textile fabrics and narrow woven fabrics of heading 5806)
5803 Gauze (excl. narrow woven fabrics of heading 5806)
580640 Narrow fabrics consisting of warp without weft assembled by means of an adhesive
(bolducs), with a width of <= 30 cm
5901 Textile fabrics coated with gum or amylaceous substances, of a kind used for the outer
covers of books, the manufacture of boxes and articles of cardboard or the like; tracing
cloth; prepared painting canvas; buckram and similar stiffened textile fabrics of a kind
used for hat foundations (excl. plastic-coated textile fabrics)
5905 Textile wallcoverings
5908 Textile wicks, woven, plaited or knitted, for lamps, stoves, lighters, candles or the like;
incandescent gas mantles and tubular knitted gas-mantle fabric for incandescent gas
mantles, whether or not impregnated (excl.wax-covered wicks of the taper variety,
fuses and detonating fuses, wicks in the form of textile yarn and glass-fibre wicks)
5910 Transmission or conveyor belts or belting, of textile material, whether or not
impregnated, coated, covered or laminated with plastics, or reinforced with metal or
other material (excl. those of a thickness of < 3 mm and of indeterminate length or cut
to length only, and those impregnated, coated, covered or laminated with rubber or
made of yarn or cord impregnated or coated with rubber)
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591110 Textile fabrics, felt and felt-lined woven fabrics, coated, covered or laminated with
rubber, leather or other material, of a kind used for card clothing, and similar fabrics of
a kind used for other technical purposes, incl. narrow fabrics made of velvet
impregnated with rubber, for covering weaving spindles (weaving beams)
591131 Textile fabrics and felts, endless or fitted with linking devices, of a kind used in
papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing
<650g/m²
591132 Textile fabrics and felts, endless or fitted with linking devices, of a kind used in
papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing
>=650g/m²
591140 Straining cloth of a kind used in oil-presses or for similar technical purposes, incl. that
of human hair
600199 Pile fabrics, knitted or crocheted (excl. cotton or man-made fibres and “long pile”
fabrics)
6003 Knitted or crocheted fabrics, of a width <= 30 cm (excl. those containing by weight
>=5%of elastomeric yarn or rubber thread, and pile fabrics, incl. “long pile”, looped
pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics,
impregnated, coated, covered or laminated)
600536 Unbleached or bleached warp knit fabrics of synthetic fibres (incl. those made on
galloon knitting machines), of a width of >30 cm (excl. those containing by weight
>=5%of elastomeric yarn or rubber thread, and pile fabrics, incl. “long pile”, looped
pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics,
impregnated, coated, covered or laminated)
600544 Printed warp knit fabrics of artificial fibres (incl. those made on galloon knitting
machines), of a width of > 30 cm (excl. those containing by weight >= 5%of
elastomeric yarn or rubber thread, and pile fabrics, incl. “long pile”, looped pile
fabrics, labels, badges and similar articles, and knitted or crocheted fabrics,
impregnated, coated, covered or laminated)
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600610 Fabrics, knitted or crocheted, of a width of > 30 cm, of wool or fine animal hair (excl.
warp knit fabrics (incl. those made on galloon knitting machines), those containing by
weight >= 5%of elastomeric yarn or rubber thread, and pile fabrics, incl. “longpile”,
looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics,
impregnated, coated, covered or laminated)
6309 Worn clothing and clothing accessories, blankets and travelling rugs, household linen
and articles for interior furnishing, of all types of textile materials, incl. all types of
footwear and headgear, showing signs of appreciable wear and presented in bulk or in
bales, sacks or similar packings (excl. carpets, other floor coverings and tapestries)
680292 Calcareous stone, in any form (excl. marble, travertine and alabaster, tiles, cubes and
similar articles of subheading 6802.10, imitation jewellery, clocks, lamps and lighting
fittings and parts thereof, original sculptures and statuary, setts, curbstones and
flagstones)
680423 Millstones, grindstones, grinding wheels and the like, without frameworks, for
sharpening, polishing, trueing or cutting, of natural stone (excl. of agglomerated
natural abrasives or ceramics, perfumed pumice stones, hand sharpening or polishing
stones, and grinding wheels etc. specifically for dental drill engines)
6806 Slag-wool, rock-wool and similar mineral wools; exfoliated vermiculite, expanded
clays, foamed slag and similar expanded mineral materials; mixtures and articles of
heat-insulating, sound-insulating or soundabsorbing mineral materials, other than
those of heading 6811 or 6812 or of Chapter 69
6807 Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch
680919 Boards, sheets, panels, tiles and similar articles, of plaster or compositions based on
plaster (excl. ornamented, faced or reinforced with paper or paperboard only, and with
plaster agglomerated articles for heat-insulation, sound-insulation or sound absorption)
681091 Prefabricated structural components for building or civil engineering of cement,
concrete or artificial stone, whether or not reinforced
6811 Articles of asbestos-cement, cellulose fibre-cement or the like
6813 Friction material and articles thereof, e.g., sheets, rolls, strips, segments, discs,
washers, pads, not mounted, for brakes, clutches or the like, with a basis of asbestos,
other mineral substances or cellulose, whether or not combined with textile or other
materials (excl. mounted friction material)
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CN code Description
681490 Worked mica and articles of mica (excl. electrical insulators, insulating fittings,
resistors and capacitors, protective goggles of mica and their glasses, mica in the form
of christmas tree decorations, and plates, sheets and strips of agglomerated or
reconstituted mica, whether or not on supports)
6901 Bricks, blocks, tiles and other ceramic goods of siliceous fossil meals, e.g. kieselguhr,
tripolite or diatomite, or of similar siliceous earths
690410 Building bricks (excl. those of siliceous fossil meals or similar siliceous earths, and
refractory bricks of heading 6902)
6905 Roofing tiles, chimney pots, cowls, chimney liners, architectural ornaments and other
ceramic constructional goods
690600 Ceramic pipes, conduits, guttering and pipe fittings (excl. of siliceous fossil meals or
similar siliceous earths, refractory ceramic goods, chimney liners, pipes specifically
manufactured for laboratories, insulating tubing and fittings and other piping for
electrotechnical purposes)
690722 Ceramic flags and paving, hearth or wall tiles, of a water absorption coefficient by
weight > 0,5%but <= 10%(excl. mosaic cubes and finishing ceramics)
690740 Finishing ceramics
690990 Ceramic troughs, tubs and similar receptacles of a kind used in agriculture; ceramic
pots, jars and similar articles of a kind used for the conveyance or packing of goods
(excl. general-purpose storage vessels for laboratories, containers for shops and
household articles)
7002 Glass in balls (other than microspheres of heading 7018),rods or tubes, unworked
7003 Cast glass and rolled glass, in sheets or profiles, whether or not having an absorbent,
reflecting or non-reflecting layer, but not otherwise worked
7004 Sheets of glass, drawn or blown, whether or not having an absorbent, reflecting or
non-reflecting layer, but not otherwise worked
7005 Float glass and surface ground or polished glass, in sheets, whether or not having an
absorbent, reflecting or non-reflecting layer, but not otherwise worked
700711 Toughened (tempered)safety glass, of size and shape suitable for incorporation in
motor vehicles, aircraft, spacecraft, vessels and other vehicles
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700729 Laminated safety glass (excl. glass of size and shape suitable for incorporation in
motor vehicles, aircraft, spacecraft, vessels or other vehicles, multiple-walled
insulating units)
701110 Glass envelopes, incl. bulbs and tubes, open, and glass parts thereof, without fittings,
for electric lighting
72 Iron and steel
7301 Sheet piling of iron or steel, whether or not drilled, punched or made from assembled
elements; welded angles, shapes and sections, of iron or steel
7302 Railway or tramway track construction material of iron or steel, the following : rails,
check-rails and rack rails, switch blades, crossing frogs, point rods and other crossing
pieces, sleepers (cross-ties), fish-plates, chairs, chair wedges, sole plates (base plates),
rail clips, bedplates, ties and other material specialised for jointing or fixing rails
7303 Tubes, pipes and hollow profiles, of cast iron
7304 Tubes, pipes and hollow profiles, seamless, of iron (other than cast iron) or steel
7305 Tubes and pipes, n.e.s.(for example, welded, riveted or similarly closed), having
circular cross-sections, the external diameter of which exceeds 406,4 mm, of iron or
steel
7306 Tubes, pipes and hollow profiles n.e.s.(for example, open seam or welded, riveted or
similarly closed), of iron or steel
7307 Tube or pipe fittings (for examplecouplings, elbows, sleeves), of iron or steel
7308 Structures and parts of structures (for example bridges and bridge-sections, lock-gates,
towers, lattice masts, roofs, roofing frameworks, doors and windows and their frames
and thresholds for doors, shutters, balustrades, pillars and columns), of iron or steel;
plates, rods, angles, shapes, sections, tubes and the like, prepared for use in structures,
of iron or steel (excl. prefabricated buildings of heading 9406
7309 Reservoirs, tanks, vats and similar containers for any material (other than compressed
or liquefied gas), of iron or steel, of a capacity exceeding 300l, whether or not lined or
heat-insulated, but not fitted with mechanical or thermal equipment
7310 Tanks, casks, drums, cans, boxes and similar containers, of iron or steel, for any
material (other than compressed or liquefied gas), of a capacity of <=300l, not fitted
with mechanical or thermal equipment, whether or not lined or heat-insulated, n.e.s.
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7311 Containers of iron or steel, for compressed or liquefied gas (excl. containers
specifically constructed or equipped for one or more types of transport)
731412 Endless bands of stainless steel wire, for machinery
731824 Cotters and cotter pins, of iron or steel
732020 Helical springs, of iron or steel (excl. flat spiral springs, clock and watch springs,
springs for sticks and handles of umbrellas or parasols, and shock absorbers of
Section17)
732290 Air heaters and hot-air distributors, incl. distributors which can also distribute fresh or
conditioned air, non-electrically heated, incorporating a motor-driven fan or blower,
and parts thereof, of iron or steel
732429 Baths of steel sheet
7407 Copper bars, rods and profiles
7408 Copper wire
7409 Copper plates, sheetsand strip, of a thickness exceeding 0,15 mm
7411 Copper tubes and pipes
7412 Copper tube or pipe fittings (for example couplings, elbows, sleeves)
7413 Stranded wire, cables, plaited bands and the like, of copper (not electrically insulated)
741521 Washers, (incl. spring washers and spring lock washers), of copper
7505 Nickel bars, rods, profiles and wire
7506 Nickel plates, sheets, strip and foil
7507 Tubes, pipes and tube or pipe fittings (e.g., couplings, elbows, sleeves), of nickel
7508 Other articles of nickel
7605 Aluminium wire
7606 Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm
760720 Aluminium foil, backed, of a thickness (excl. any backing) of <= 0,2 mm (excl.
stamping foils of heading 3212, and foil made up as christmas tree decorating
material)
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7608 Aluminium tubes and pipes
7609 Aluminium tube or pipe fittings (for example couplings, elbows, sleeves)
7610 Structures and parts of structures (e.g., bridges and bridge-sections, towers, lattice
masts, pillars and columns, roofs, roofing frameworks, doors and windows and their
frames and thresholds for doors, shutters, balustrades), of aluminium (excl.
prefabricated buildings of heading 9406); plates, rods, profiles, tubes and the like,
prepared for use in structures, of aluminium
7611 Reservoirs, tanks, vats and similar containers, of aluminium, for any material (other
than compressed or liquefied gas), of a capacity of > 300 l, not fitted with mechanical
or thermal equipment, whether or not lined or heat-insulated(excl. containers
specifically constructed or equipped for one or more types of transport)
7612 Casks, drums, cans, boxes and similar containers, incl. rigid or collapsible tubular
containers, of aluminium, for any material (other than compressed or liquefied gas), of
a capacity of <= 300 l, not fitted with mechanical or thermal equipment, whether or
not lined or heat-insulated, n.e.s.
7613 Aluminium containers for compressed or liquefied gas
761610 Nails, tacks, staples (other than those of heading 8305), screws, bolts, nuts, screw
hooks, rivets, cotters, cotter pins, washers and similar articles
7804 Lead plates, sheets, strip and foil; lead powders and flakes
7905 Zinc plates, sheets, strip and foil
8001 Unwrought tin
8003 Tin bars, rods, profiles and wire
8007 Articles of tin
810110 Tungsten powders
8102 Molybdenum and articles thereof, including waste and scrap
810590 Articles of cobalt
8109 Zirconium and articles thereof, including waste and scrap
820220 Bandsaw blades of base metal
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CN code Description
8207 Interchangeable tools, for hand tools, whether or not power-operated, or for machine
tools (for example for pressing, stamping, punching, tapping, threading, drilling,
boring, broaching, milling, turning or screw driving), including dies for drawing or
extruding metal, and rock-drilling or earth-boring tools
820810 Knives and cutting blades, for machines or for mechanical appliances –for
metalworking
820820 Knives and cutting blades, for machines or for mechanical appliances –for
wood-working
820830 Knives and cutting blades, for machines or for mechanical appliances –used by the
food industry
820890 Knives and cutting blades, for machines or for mechanical appliances –other
830120 Locks used for motor vehicles, of base metal
830170 Keys presented separately
830230 Other mountings, fittings and similar articles suitable for motor vehicles
8307 Flexible tubing of base metal, with or without fittings
8309 Stoppers, caps and lids, incl. crown corks, screw caps and pouring stoppers, capsules
for bottles, threaded bungs, bung covers, seals and other packing accessories, of base
metal
8402 Steamor other vapour generating boilers (excl. central heating hot water boilers
capable also of producing low pressure steam); superheated water boilers; parts
thereof
8404 Auxiliary plant for use with boilers of heading 8402 or 8403, e.g. economizers,
superheaters, soot removers and gas recoverers; condensers for steam or other vapour
power units; parts thereof
8405 Producer gas or water gas generators, with or without their purifiers; acetylene gas
generators and similar water process gas generators, with or without their purifiers;
parts thereof (excl. coke ovens, electrolytic process gas generators and carbide lamps)
8406 Steam turbines and other vapour turbines; parts thereof
840721 Spark-ignition outboard motors for marine propulsion
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840729 Spark-ignition reciprocating or rotary engines, for marine propulsion (excl. outboard
motors)
8408 Compression-ignition internal combustion piston engine (diesel or semi-diesel engine)
840999 Parts suitable for use solely or principally with compression-ignition internal
combustion piston engine (diesel or semi-diesel engine), n.e.s.
8410 Hydraulic turbines, water wheels, and regulators therefor (excl. hydraulic power
engines and motors of heading 8412)
8412 Engines and motors (excluding steam turbines,internal combustion piston engine,
hydraulic turbines, water wheels, turbojets, turbopropellers, and gas turbines); parts
thereof
8413 Pumps for liquids, whether or not fitted with a measuring device; liquid elevators;
parts thereof
841410 Vacuum pumps
841490 Air or vacuum pumps, air or other gas compressors and fans; ventilating or recycling
hoods incorporating a fan, whether or not fitted with filters; gas-tight biological safety
cabinets, whether or not fitted with filters –Parts
841583 Other air-conditioning machines, comprising a motor-driven fan and elements for
changing the temperature and humidity, including those machines in which the
humidity cannot be separately regulated –not incorporating a refrigerating unit
8416 Furnace burners for liquid fuel, for pulverised solid fuel or for gas; mechanical
stokers, incl. their mechanical grates, mechanical ash dischargers and similar
appliances; parts thereof
8417 Industrial or laboratory furnaces and ovens, including incinerators, non-electric
841919 Instantaneous or storage water heaters, non-electric (excl. instantaneous gas water
heaters and boilers or water heaters for central heating)
841940 Distilling or rectifying plant
841950 Heat-exchange units (excl. those used with boilers)
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841989 Machinery, plant or laboratory equipment, whether or not electrically heated, for the
treatment of materials by a process involving a change of temperature such as heating,
cooking, roasting, sterilising, pasteurising, steaming, evaporating, vaporising,
condensing or cooling, n.e.s. (excl. machinery used for domestic purposes and
furnaces, ovens and other equipment of heading 8514)
841990 Parts of machinery, plant and laboratory equipment, whether or not electrically heated,
for the treatment of materials by a process involving a change of temperature, and of
non-electric instantaneous and storage water heaters, n.e.s.
842099 Parts of calendering or other rolling machines, other than for metals or glass, and
cylinders therefor –Other
Ex 8421 Centrifuges,incl. centrifugal dryers (excl. those for isotope separation); filtering or
purifying machinery and apparatus, for liquids or gases (excl. such machinery and
apparatus for water and other beverages, and excl. artificial kidneys; parts thereof
842489 Mechanical appliances, whether or not hand-operated, for projecting, dispersing or
spraying liquids or powders, n.e.s.
842490 Parts of fire extinguishers, spray guns and similar appliances, steam or sand blasting
machines and similar jet projecting machines and machinery and apparatus for
projecting, dispersing or spraying liquids or powders, n.e.s.
842511 Pulley tackle and hoists other than skip hoists or hoists of a kind used for raising
vehicles powered by electric motor
842531 Winches and capstans powered by electric motor
8426 Ships’ derricks; cranes, including cable cranes; mobile lifting frames, straddle carriers
and works trucks fitted with a crane
8427 Fork-lift trucks; other works trucks fitted with lifting or handling equipment (excl.
straddle carriers and works trucks fitted with a crane)
842820 Pneumatic elevators and conveyors
842831 Continuous-action elevators and conveyors for goods or materials, for underground
use (excl. pneumatic elevators and conveyors)
842832 Other continuous-action elevators and conveyors, for goods or materials –Other,
bucket type
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842833 Other continuous-action elevators and conveyors, for goods or materials –Other, belt
type
842839 Continuous-action elevators and conveyors, for goods or materials (excl. those for
underground use and bucket, belt or pneumatic types)
842870 Industrial robots
842890 Other machinery
8429 Self-propelled bulldozers, angledozers, graders, levellers, scrapers, mechanical
shovels, excavators, shovel loaders, tamping machines and roadrollers
8430 Moving, grading, levelling, scraping, excavating, tamping, compacting, extracting or
boring machinery, for earth, minerals or ores; pile-drivers and pile-extractors, n.e.s.;
snowploughs and snowblowers
843120 Parts of fork-lift trucks and other works trucks fitted with lifting or handling
equipment, n.e.s.
843139 Parts of machinery of heading 8428, n.e.s.
843141 Buckets, shovels, grabs and grips for machinery of heading 8426, 8429 and 8430
843149 Parts of machinery of heading 8426, 8429 and 8430, n.e.s.
843910 Machinery for making pulp of fibrous cellulosic material
843930 Machinery for finishing paper or paperboard
844090 Bookbinding machinery, including book-sewing machines –Parts
844130 Machines for making cartons, boxes, cases, tubes, drums or similar containers, other
than by moulding
844240 Parts of the foregoing machinery, apparatus or equipment
844313 Other offset printing machinery
844315 Letterpress printing machinery, other than reel fed, excluding flexographic printing
844316 Flexographic printing machinery
844317 Gravure printing machinery
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844319 Printing machinery used for printing by means of plates, cylinders and other printing
components of heading 8442 (excl. hectograph or stencil duplicating machines,
addressing machines and other office printing machines of heading 8469 to 8472, ink
jet printing machines and offset, flexographic, letterpress and gravure printing
machinery)
844391 Parts and accessories of printing machinery used for printing by means of plates,
cylinders and other printing components of heading 8442
8444 Machines for extruding, drawing, texturing or cutting man-made textile materials
8448 Auxiliary machinery for use with machines of heading 8444, 8445, 8446 or 8447, e.g.
dobbies, jacquards, automatic stop motions, shuttle changing mechanisms; parts and
accessories suitable for use solely or principally with the machines of this heading or
of heading 8444, 8445, 8446 or 8447, e.g. spindles and spindle flyers, card clothing,
combs,extruding nipples, shuttles, healds and heald-frames, hosiery needles
845110 Dry-cleaning machines
845129 Drying machines –Other
845130 Ironing machines and presses (including fusing presses)
845190 Machinery (other than machines of heading 8450) forwashing, cleaning, wringing,
drying, ironing, pressing (including fusing presses), bleaching, dyeing, dressing,
finishing, coating or impregnating textile yarns, fabrics or made-up textile articles and
machines for applying the paste to the base fabric orother support used in the
manufacture of floor coverings such as linoleum; machines for reeling, unreeling,
folding, cutting or pinking textile fabrics –Parts
8453 Machinery for preparing, tanning or working hides, skins or leather or for making or
repairing footwear or other articles of hides, skins or leather (excl. drying machines,
spray guns, machines for the dehairing of pigs, sewing machines and general purpose
presses); parts thereof
8454 Converters, ladles, ingot moulds and casting machines,of a kind used in metallurgy or
in metal foundries; parts thereof
845522 Cold-rolling mills for metal (excl. tube mills)
845530 Rolls for metal-rolling mills
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8456 Machine tools for working any material by removal of material, by laser or other light
orphoton beam, ultrasonic, electro-discharge, electro-chemical, electron beam, ionic-
beam or plasma arc processes; water-jet cutting machines
8457 Machining centres, unit construction machines (single station)and multi-station
transfer machines for working metal
8458 Lathes (including turning centres) for removing metal
8459 Machine tools, incl. way-type unit head machines, for drilling, boring, milling,
threading or tapping (excl. lathes and turning centres of heading 8458, gear cutting
machines of heading 8461 and hand-operated machines)
8460 Machine tools for deburring, sharpening, grinding, honing, lapping, polishing or
otherwise finishing metal or cermets by means of grinding stones, abrasives or
polishing products (excl. gear cutting, gear grinding or gear finishing machines of
heading 8461 and machines for working in the hand)
8461 Machine tools for planing, shaping, slotting, broaching, gear cutting, gear grinding or
gear finishing, sawing, cutting-off and other machine tools working by removing
metal, or cermets, not elsewhere specified or included
8462 Machine tools (including presses) for working metal by forging, hammering or die
forging (excluding rolling mills); machine tools (including presses, slitting lines and
cut-to-length lines) for working metal by bending, folding, straightening, flattening,
shearing, punching, notching or nibbling (excluding draw-benches); presses for
working metal or metal carbides, not specified in previous headings
8463 Machine tools for working metal, sintered metal carbides or cermets, without
removing material (excl. forging, bending, folding, straightening and flattening
presses, shearing machines, punching or notching machines, presses and machines for
working in the hand)
8464 Machine tools for workingstone, ceramics, concrete, asbestos-cement or like mineral
materials or for cold-working glass (excl. machines for working in the hand)
8465 Machine tools (including machines for nailing, stapling, glueing or otherwise
assembling) for working wood, cork,bone, hard rubber, hard plastics or similar hard
materials
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CN code Description
8466 Parts and accessories suitable for use solely or principally with the machines of
headings 8456 to 8465, incl. work or tool holders, self-opening dieheads, dividing
heads and other special attachments for the machines, n.e.s.; tool holders for any type
of tool for working in the hand
8467 Tools for working in the hand, pneumatic, hydraulic or with self-contained electric or
non-electric motor; parts thereof
8468 Machinery and apparatus for soldering, brazing or welding, whether or not capable of
cutting (other than those of heading 8515); gas-operated surface tempering machines
and appliances; parts thereof
Ex 8471 Automatic data-processing machines and units thereof; magnetic or optical readers,
machines for transcribing data onto data media in coded form and machines for
processing such data, not elsewhere specified or included, excluding other units of
automatic data-processing machines of CN code 8471 80 and excluding storage units
for automatic data-processing machines not elsewhere specified corresponding to the
CN code 8471 70 98
847210 Duplicating machines
847230 Machines for sorting or folding mail or for inserting mail in envelopes or bands,
machines for opening, closing or sealing mail and machines for affixing or cancelling
postage stamps
8473 Parts and accessories (other than covers, carrying cases and the like) suitable for use
solely or principally with machines of headings 8470 to 8472
8474 Machinery for sorting, screening, separating, washing, crushing, grinding, mixing or
kneading earth, stone, ores or other mineral substances, in solid (including powder or
paste) form; machinery for agglomerating, shaping or moulding solid mineral fuels,
ceramic paste, unhardened cements, plastering materials or other mineral products in
powder or paste form; machines for forming foundry moulds of sand; parts thereof
8475 Machines for assembling electric or electronic lamps, tubes or valves or flashbulbs, in
glass envelopes; machines for manufacturing or hot working glass or glassware (excl.
furnaces and heating apparatus for manufacturing toughened glass); parts thereof
8477 Machinery for working rubber or plastics or for the manufacture of productsfrom
these materials, not specified or included elsewhere in this chapter, parts thereof
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CN code Description
847910 Machinery for public works, building or the like
847930 Presses for the manufacture of particle board or fibre building board of wood or other
ligneous materials and other machinery for treating wood or cork
847950 Industrial robots, not elsewhere specified or included
847981 Machinery for treating metal, incl. electric wire coil-winders, n.e.s. (excl. industrial
robots, furnaces, dryers, spray guns andthe like, high-pressure cleaning equipment
and other jet cleaners, rolling mills or machines, machine tools and rope or cable-
making machines)
847982 Mixing, kneading, crushing, grinding, screening, sifting, homogenising, emulsifying
or stirring machines, n.e.s. (excl. industrial robots)
847989 Machines and mechanical appliances, n.e.s.
847990 Machines and mechanical appliances having individual functions, not specified or
included elsewhere in Chapter 84 –Parts
8480 Moulding boxes for metal foundry; mould bases; moulding patterns; moulds for metal
(other than ingot moulds), metal carbides, glass, mineral materials, rubber or plastics
848110 Pressure-reducing valves
848120 Valves for oleohydraulic or pneumatic transmissions
848130 Check (non-return)valves for pipes, boiler shells, tanks, vats or the like
848140 Safety or relief valves
8482 Ball or roller bearings (excl. steel balls of heading 7326); parts thereof
8483 Transmission shafts, incl. camshafts and crankshafts, and cranks; bearing housings and
plain shaft bearings for machines; gears and gearing; ball or roller screws, gear boxes
and other speed changers, incl. torque converters; flywheels and pulleys, incl. pulley
blocks, clutches and shaft couplings, incl. universal joints; parts thereof
8484 Gaskets and similar joints of metal sheeting combined with other material or of two or
more layers of metal; sets or assortments of gaskets and similar joints, dissimilar in
composition, put up in pouches, envelopes or similar packings; mechanical seals
8485 Machines for additive manufacturing
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CN code Description
8486 Machines and apparatus of a kind used solely or principally for the manufacture of
semiconductor boules or wafers, semiconductor devices, electronic integrated circuits
or flat panel displays; machines and apparatus specified in note 9 c to Chapter 84;
parts and accessories, n.e.s.
8487 Machinery parts, not containing electrical connectors, insulators, coils, contacts or
other electrical features, not specified or included elsewhere in Chapter84
8501 Electric motors and generators (excluding generating sets)
8502 Electric generating sets and rotary converters
8503 Parts suitable for use solely or principally with the machines of heading 8501 or 8502
850432 Transformers, having a power handling capacity > 1 kVAbut <= 16 kVA(excl. liquid
dielectric transformers)
850433 Transformers having a power handling capacity exceeding 16 kVA but not exceeding
500 kVA
850434 Transformers having a power handling capacity exceeding 500 kVA
8505 Electromagnets (excl. magnets for medicaluse); permanent magnets and articles
intended to become permanent magnets after magnetization; electromagnetic or
permanent magnet chucks, clamps and similar holding devices; electromagnetic
couplings, clutches and brakes; electromagnetic lifting heads; parts thereof
8506 Primary cells and primary batteries; parts thereof
8507 Electric accumulators, including separators therefor, whether or not rectangular
(including square); parts thereof
8511 Electrical ignition or starting equipment of a kind used for spark-ignition or
compression-ignition internal combustion engines, e.g. ignition magnetos, magneto-
dynamos, ignition coils, sparking plugs, glow plugs and starter motors; generators, e.g.
dynamos and alternators, and cut-outs of a kind used in conjunction with such engines;
parts thereof
851220 Electrical lighting or visual signalling equipment for motor vehicles (excl. lamps of
heading 8539)
851290 Parts of electrical lighting or signalling equipment, windscreen wipers, defrosters and
demisters of a kind used for cycles and motor vehicles, n.e.s.
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CN code Description
Ex 8514 Industrial or laboratory electric furnaces and ovens (including those functioning by
induction or dielectric loss), excluding bakery and biscuit ovens of line 85141910;
other industrial or laboratory equipment for the heat treatment of materials by
induction or dielectric loss
8515 Electric (including electrically heated gas), laser or other light or photon beam,
ultrasonic, electron beam, magnetic pulse or plasma arc soldering, brazing or welding
machines and apparatus, whether or not capable of cutting; electric machines and
apparatus for hot spraying of metals, or cermets; parts thereof
851680 Electric heating resistors (excl. those of agglomerated coal and graphite)
851761 Base stations of apparatus for the transmission or reception of voice, images or other
data
852351 Solid-state, non-volatile data storage devices for recording data from an external
source (excl. goods of Chapter 37)
8525 Transmission apparatus for radio-broadcasting or television, whether or not
incorporating reception apparatus or sound recording or reproducing apparatus;
television cameras, digital cameras and video camera recorders
8526 Radar apparatus, radio navigational aid apparatus and radio remote control apparatus
852721 Radio-broadcast receivers not capable of operating without an external source of
power, of a kind used in motor vehicles, combined with sound recording or
reproducing apparatus
852849 Cathode-ray tube monitors (CRT)(excl. computer monitors, with tv receiver)
8530 Electrical signalling, safety or traffic control equipment for railways, tramways, roads,
inland waterways, parking facilities, port installations or airfields (excl. mechanical or
electromechanical equipment of heading 8608); parts thereof
853210 Fixed capacitors designed for use in 50/60 hzcircuits and having a reactive
power-handling capacity of >= 0,5 kvar (power capacitors)
853229 Fixed electrical capacitors (excl. tantalum, aluminium electrolytic, ceramic, paper,
plastic and power capacitors)
853230 Variable or adjustable (pre-set)electrical capacitors
853290 Parts of electrical (pre-set)capacitors, fixed, variable or adjustable, n.e.s.
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CN code Description
853329 Other fixed resistors –Other
853390 Parts of electrical resistors, incl. rheostats and potentiometers, n.e.s.
8534 Printed circuits
8535 Electrical apparatus for switching or protecting electrical circuits, or for making
connections to or in electrical circuits, e.g., switches, fuses, lightning arresters, voltage
limiters, surge suppressors, plugs and other connectors, junction boxes, for a voltage >
1000V(excl. control desks, cabinets, panels etc. of heading 8537)
8538 Parts suitable for use solely or principally with the apparatus of heading 8535, 8536 or
8537
853929 Filament lamps, electric (excl. tungsten halogen lamps, lamps of a power <= 200 W
and for a voltage > 100Vand ultraviolet or infra-red lamps)
853939 Discharge lamps (excl. hot-cathode fluorescent lamps, mercury or sodium vapour
lamps, metal halide lamps and ultraviolet lamps)
853941 Arc lamps
853951 Light-emitting diode (LED) modules
853952 Light-emitting diode (LED) lamps
8540 Thermionic, cold cathode or photo-cathode valves and tubes, e.g. vacuum or vapour or
gas filled valves and tubes, mercury arc rectifying valves and tubes, cathode ray tubes
and television camera tubes; parts thereof
854130 Thyristors, diacs and triacs (excl. photosensitive semiconductor devices)
854141 Light-emitting diodes (LED)
854142 Photovoltaic cells not assembled in modules or made up into panels
854143 Photovoltaic cells assembled in modules or made up into panels
854310 Particle accelerators
854320 Signal generators, electrical
854330 Machines and apparatus for electroplating, electrolysis or electrophoresis
854411 Winding wire for electrical purposes, of copper, insulated
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CN code Description
854430 Ignition wiring sets and other wiring sets for vehicles, aircraft or ships
854449 Electric conductors, for a voltage <= 1000Vinsulated, not fitted with connectors,
n.e.s.
854460 Electric conductors, for a voltage > 1000Vinsulated, n.e.s.
854470 Optical fibre cables made up of individually sheathed fibres, whether or not containing
electric conductors or fitted with connectors
854520 Carbon brushes for electrical purposes
8547 Insulating fittings for electrical machines, appliances or equipment, being fittings
wholly of insulating material apart from any minor components of metal, e.g.,
threaded sockets, incorporated during moulding solely for purposes of assembly(other
than insulators of heading 8546); electrical conduit tubing and joints therefor, of base
metal lined with insulating material
8549 Electrical and electronic waste and scrap
8602 Rail locomotives (excl. those powered from an external source of electricity or by
accumulators); locomotive tenders
8604 Railway or tramway maintenance or service vehicles, whether or not self-propelled
(for example, workshops, cranes, ballast tampers, trackliners, testing coaches and track
inspection vehicles)
8606 Railway or tramway goods vans and wagons (excluding self-propelled and luggage
vans and post office coaches)
870121 Road tractors for semi-trailers –With only compression-ignition internal combustion
piston engine (diesel or semi-diesel)
870122 Road tractors for semi-trailers –With both compression-ignition internal combustion
piston engine (diesel or semi-diesel) and electric motor as motors for propulsion
870123 Road tractors for semi-trailers –With both spark-ignition internal combustion piston
engine and electric motor as motors for propulsion
870124 Road tractors for semi-trailers –With only electric motor for propulsion
870130 Track-laying tractors (excluding pedestrian-controlled)
870310 Vehicles for the transport of <10 persons on snow; golf cars and similar vehicles
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CN code Description
Ex 870323 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with only spark-ignition internal
combustion reciprocating piston engine of a cylinder capacity >1900cm³ but
<=3000cm³ (excluding ambulances)
Ex 870324 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with only spark-ignition internal
combustion reciprocating piston engine of a cylinder capacity >3000cm³ (excluding
ambulances)
Ex 870332 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with only diesel engine of a
cylinder capacity >1900cm³ but <=2500cm³ (excluding ambulances)
Ex 870333 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with only diesel engine of a
cylinder capacity >2500cm³ (excluding ambulances)
870340 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with both spark-ignition internal
combustion reciprocating piston engine and electric motor as motors for propulsion
(excl. plug-in hybrids)
870350 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with both diesel engine and electric
motor as motors for propulsion (excl. plug-in hybrids)
870360 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with both spark-ignition internal
combustion reciprocating piston engine and electric motor as motors for propulsion,
capable of being charged by plugging to external source of electric power
870370 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with both diesel engine and electric
motor as motors for propulsion, capable of being charged by plugging to external
source of electric power
870380 Motor cars and other motor vehicles principally designed for the transport of
<10persons, incl. station wagons and racing cars, with only electric motor for
propulsion
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CN code Description
870390 Motor cars and other vehicles principally designed for the transport of <10persons,
incl. station wagons and racing cars, with engines other than internal combustion
piston engine or electric motor
Ex 8704 Motor vehicles for the transport of goods, incl. chassis with engine and cab, excluding
vehicles of CN codes 87042191 and 87042199 with engines of a cylinder capacity not
exceeding 1900cm³
8705 Special purpose motor vehicles (other than those principally designed for the transport
of persons or goods), e.g. breakdown lorries, crane lorries, fire fighting vehicles,
concrete-mixer lorries, road sweeper lorries, spraying lorries, mobile workshops and
mobile radiological units
870990 Works trucks, self-propelled, not fitted with lifting or handling equipment, of the type
used in factories, warehouses, dock areas or airports for short distance transport of
goods; tractors of the type used on railway station platforms; parts of the foregoing
vehicles –Parts
871620 Self-loading or self-unloading trailers and semi-trailers for agricultural purposes
871639 Other trailers and semi-trailers for the transport of goods –Other
871690 Parts of trailers and semi-trailers and other vehicles not mechanically propelled, n.e.s.
8903 Yachts and other vessels for pleasure or sports; rowing boats and canoes
8904 Tugs and pusher craft
8905 Light-vessels, fire-floats, dredgers, floating cranes, and other vessels the navigability
of which is subsidiary to their main function; floating docks, floating or submersible
drilling or production platforms
900110 Optical fibres, optical fibre bundles and cables (excl. made up of individually sheathed
fibres of heading 8544)
900211 Objective lenses for cameras, projectors or photographic enlargers or reducers
900219 Objective lenses (excl. for cameras, projectors or photographic enlargers or reducers)
9005 Binoculars, monoculars, other optical telescopes, and mountings therefor; other
astronomical instruments and mountings therefor (excl. instruments for
radio-astronomy and other instruments or apparatus specified elsewhere)
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CN code Description
9007 Cinematographic cameras and projectors, whether or not incorporating sound
recording or reproducing apparatus (excl. video equipment)
9010 Apparatus and equipment for photographic or cinematographic laboratories, not
elsewhere specified in Chapter 90; negatoscopes; projection screens
9013 Lasers, other than laser diodes; other optical appliances and instruments, not specified
or included elsewhere in Chapter 90
9014 Direction finding compasses; other navigational instruments and appliances (excl.
radio navigational equipment); parts thereof
9015 Surveying, incl. photogrammetrical surveying, hydrographic, oceanographic,
hydrological, meteorological or geophysical instruments and appliances (excl.
compasses); rangefinders
9024 Machines and appliances for testing the hardness, strength, compressibility, elasticity
or other mechanical properties of materials (for example, metals, wood, textiles, paper,
plastics); parts thereof
902590 Parts and accessories for hydrometers, areometers and similar floating instruments,
thermometers, pyrometers, barometers, hygrometers and psychrometers, n.e.s.
9026 Instruments and apparatus for measuring or checking the flow, level, pressure or other
variables of liquids or gases (for example, flow meters, level gauges, manometers, heat
meters), excluding instruments and apparatus of heading 9014, 9015, 9028 or 9032
9027 Instruments and apparatus for physical or chemical analysis, (for example
polarimeters, refractometers, spectrometers, gas or smoke analysis apparatus);
instruments and apparatus for measuring or checking viscosity, porosity, expansion,
surface tension or the like; instruments and apparatus for measuring or checking
quantities of heat, sound or light, (including exposure meters); microtomes
9029 Revolution counters, production counters, taximeters, milometers, pedometers and the
like (excl. gas, liquid and electricity meters); speed indicators and tachometers (excl.
those of heading 9014 and 9015); stroboscopes
9030 Oscilloscopes, spectrum analysers and other instruments and apparatus for measuring
or checking electrical quantities (excluding meters of heading 9028); instruments and
apparatus for measuring or detecting alpha, beta, gamma, x-ray, cosmic or other
ionising radiations
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CN code Description
9031 Measuring or checking instruments, appliances and machines not elsewhere specified
in Chapter 90; profile projectors
903281 Other automatic regulating or controlling instruments and apparatus –Hydraulic or
pneumatic –Other
940110 Seats for aircraft
940120 Seats for motor vehicles
940330 Wooden furniture of a kind used in offices
9406 Prefabricated buildings
95030075 Plastic toys and models, incorporating a motor n.e.s.under heading 9503
95030079 Toys and models not made of plastic, incorporating a motor n.e.s.under heading 9503
9606 Buttons, press-fasteners, snap-fasteners and press studs, button moulds and other parts
of these articles; button blanks (excl. cuff links)
960891 Pen nibs and nib points
961220 Of man-made fibres, measuring less than 30 mm in width, permanently put in plastic
or metal cartridges of a kind used in automatic typewriters, automatic data-processing
equipment and other machines
Ex 98 Complete industrial plants, except plants for the production of food and drinks,
pharmaceuticals, medicines and medical devices
’.
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ANNEX V
Annex XXIX to Regulation (EU)No833/2014 is replaced by the following:
‘ANNEX XXIX
List of projects referred to in Article3n(6)(c)
Scope of exemption Date of Date of
application expiration
The transport by vessel to Japan, the technical assistance, 5December 2022 28 June 2024
brokering services, financing or financial assistance related
to such transport, of crude oil falling under CN270900
commingled with condensate, originating in the Sakhalin-2
(Сахалин-2) Project, located in Russia
’.
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ANNEX VI
The following Annexesareinserted in Regulation (EU) No 833/2014:
‘ANNEXXXIIIA
Listof goods as referred to in Article 3k(3aa)
CN code Description
2825 Inorganic bases, metal oxides, hydroxides and peroxides, n.e.s.; Hydrazine and
hydroxylamine and their inorganic salts
2905 31 Ethylene glycol (ethanediol)
3812 10 Prepared rubber accelerators
3812 31 Mixtures of oligomers of 2,2,4-trimethyl-1,2-dihydroquinoline (TMQ)
3812 39 Anti-oxidising preparations and other compound stabilisers for rubber or plastics
(excluding mixtures of oligomers of 2,2,4-trimethyl-1,2-dihydroquinoline (TMQ))
3816 00 90 Refractory cements, mortars, concretes and similar compositions (excluding
dolomite ramming mix), other than products of heading 3801
3910 Silicones in primary forms
3911 90 Polysulphides, polysulphones and other products specified in note 3 to this chapter,
not elsewhere specified or included, in primary forms, excluding poly(1,3-phenylene
methylphosphonate)
3912 12 Plasticised cellulose acetates, in primary forms
3912 20 Cellulose nitrates, including collodions, in primary forms
391231 Carboxymethylcellulose and its salts, in primary forms
3912 39 Cellulose ethers, in primary forms (excluding carboxymethylcellulose and its salts)
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CN code Description
3917 22 Rigid tubes, pipes and hoses of polymers of propylene
3917 29 Rigid tubes, pipes and hoses, ofother plastics
4011 80 New pneumatic tyres, of rubber, of a kind used on construction, mining or industrial
handling vehicles and machines
7201 Pig iron and spiegeleisen, in pigs, blocks or other primary forms
7202 11 Ferro-manganese, containing by weight more than 2% of carbon
7202 19 Ferro-manganese, not containing by weight more than 2% of carbon
7202 21 Ferro-silicon, containing by weight more than 55% of silicon
7202 29 Ferro-silicon, containing by weight not more than 55% of silicon
7202 30 Ferro-silico-manganese
7202 41 Ferro-chromium, containing by weightmore than 4% of carbon
7202 49 Ferro-chromium, containing by weight not more than 4% of carbon
7202 50 Ferro-silico-chromium
7202 60 Ferro-nickel
7202 70 Ferro-molybdenum
720280 Ferro-tungsten and ferro-silico-tungsten
7202 91 Ferro-titanium and ferro-silico-titanium
7202 93 Ferro-niobium
7202 99 Other ferro-alloys
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CN code Description
7203 Ferrous products obtained by direct reduction of iron ore and other spongy ferrous
products, in lumps, pellets or similar forms; iron having a minimum purity by weight
of 99,94%, in lumps, pellets or similar forms
7204 Ferrous waste and scrap; remelting scrap ingots of iron or steel
7205 Granules and powders of pig iron, spiegeleisen, iron or steel
7206 Iron and non-alloy steel in ingots or other primary forms (excl. remelting scrap
ingots, products obtained by continuous casting and iron of heading 7203)
7214 Bars and rods, of iron or non-alloy steel, not further worked than forged, hot-rolled,
hot-drawn or hot-extruded, but including those twisted after rolling, n.e.s.
7215 10 Bars and rods, of non-alloy free-cutting steel, not further worked than cold-formed
or cold-finished, n.e.s.
7215 90 Bars and rods, of iron or non-alloy steel, further worked than cold-formed or cold-
finished, n.e.s.
7217 Wire of iron or non-alloy steel
7221 Bars and rods, hot-rolled, in irregularly wound coils, of stainless steel
7222 11 Bars and rods, not further worked than hot-rolled, hot-drawn or extruded, of stainless
steel, of circular cross-section
7222 19 Bars and rods, not further worked than hot-rolled, hot-drawn or extruded (excluding
of circular cross-section, of stainless steel)
7222 20 Other bars and rods of stainless steel, not further worked than cold-formed or
cold-finished
7222 40 Angles, shapes and sections of stainless steel
7223 Wire of stainless steel
7227 Bars and rods, hot-rolled, in irregularly wound coils, of other alloy steel
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CN code Description
7229 20 Wire of silico-manganese steel
7301 10 Sheet piling of iron or steel, whether or not drilled, punched or made from assembled
elements
7302 Railway or tramway track construction material of iron or steel, the following: rails,
check-rails and rack rails, switch blades, crossing frogs, point rods and other
crossing pieces, sleepers (cross-ties), fish-plates, chairs, chair wedges, sole plates
(base plates), rail clips, bedplates, ties and other material specialised for jointing or
fixing rails
7303 Tubes, pipes and hollow profiles, of cast iron
7304 11 Line pipe of a kind used for oil or gas pipelines, seamless, of stainless steel
7304 19 Line pipe of a kind used for oil or gas pipelines, seamless, of iron or steel (excluding
products of stainless steel orof cast iron)
7304 22 Drill pipe, seamless, of stainless steel, of a kind used in drilling for oil or gas
7304 23 Drill pipe, seamless, of a kind used in drilling for oil or gas, of iron or steel
(excluding products of stainless steel or of cast iron)
7304 29 Casing and tubing, seamless, of iron or steel, of a kind used in drilling for oil or gas
(excluding products of stainless steel or of cast iron)
7304 31 Tubes, pipes and hollow profiles, seamless, of circular cross-section, of iron or non-
alloy steel, cold-drawn or cold-rolled (cold-reduced)
7304 39 Tubes, pipes and hollow profiles, seamless, of circular cross-section, of iron or non-
alloy steel, not cold-drawn or cold-rolled (cold-reduced) (excluding cast iron
products, line pipe of a kind used for oil or gas pipelines, casing and tubing of a kind
used for drilling for oil or gas)
7304 41 Tubes, pipes and hollow profiles, seamless, of circular cross-section, of stainless
steel, cold-drawn or cold-rolled (cold-reduced) (excluding line pipe of a kind used
for oil or gas pipelines, casing and tubing of a kind used for drilling for oil or gas)
7304 49 Tubes, pipes and hollow profiles, seamless, of circular cross-section, of stainless
steel, not cold-drawn or cold-rolled (cold-reduced) (excluding linepipe of a kind
used for oil or gas pipelines or of a kind used for drilling for oil or gas)
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CN code Description
7304 51 Tubes, pipes and hollow profiles, seamless, of circular cross-section, of alloy steel
other than stainless, cold-drawn or cold-rolled (cold-reduced) (excl. line pipe of a
kind used for oil or gas pipelines, casing and tubing of a kind used for drilling for
oil)
7304 59 Tubes, pipes and hollow profiles, seamless, of circular cross-section, of alloy steel
other than stainless, not cold-drawn or cold-rolled (cold-reduced) (excluding line
pipe of a kind used for oil or gas pipelines, casing and tubing of a kind used for
drilling for oil)
7304 90 Tubes, pipes and hollow profiles, seamless, of non-circular cross-section, of iron or
steel (excluding products of cast iron)
7305 12 Line pipe of a kind used for oil or gas pipelines, having circular cross-sections and
an external diameter exceeding 406,4 mm, of iron or steel, longitudinally welded
(excluding products submerged arc welded)
7305 19 Line pipe of a kindused for oil or gas pipelines, having circular cross-sections and
an external diameter exceeding 406,4 mm, of iron or steel (excluding products
longitudinally welded)
7305 20 Casing of a kind used in drilling for oil or gas, having circular cross-sections and an
external diameter exceeding 406,4 mm, of iron or steel
7305 31 Tubes and pipes having circular cross-sections and an external diameter
exceeding406,4mm, of iron or steel, longitudinally welded
730590 Tubes and pipes having circular cross-sections and an external diameter
exceeding406,4mm, of iron or steel, welded (excluding line pipe of a kind used for
oil or gas pipelines and casing of a kind used in drilling for oil or gas)
7306 11 Line pipe of a kind used for oil or gas pipelines, welded, of stainless steel, having a
circular cross-section of an external diameter not exceeding406,4mm, or having a
non-circular cross-section
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CN code Description
7306 19 Line pipe of a kind used for oil or gas pipelines, of iron or steel, having a circular
cross-section of an external diameter not exceeding 406,4mm, or having a non-
circular cross-section (excluding welded products of stainless steel)
7306 21 Casing and tubing of a kind used in drilling for oil or gas, welded, of stainless steel,
having a circularcross-section of an external diameter not exceeding406,4mm, or
having a non-circular cross-section
7306 29 Casing and tubing of a kind used in drilling for oil or gas, welded, of iron or steel, of
an external diameter not exceeding406,4mm (excluding products welded and of
stainless steel)
7306 30 Tubes, pipes and hollow profiles, welded, of circular cross-section of an external
diameter not exceeding 406,4 mm, of iron or non-alloy steel (excluding line pipe of a
kind used for oil or gas pipelines, and casing and tubing of a kind used in drilling for
oil or gas)
7306 40 Tubes, pipes and hollow profiles, welded, of circular cross-section of an external
diameter not exceeding 406,4 mm, of stainless steel (excluding line pipe of a kind
used for oil or gas pipelines, and casing and tubing of a kind used in drilling for oil
or gas)
7306 61 Tubes, pipes and hollow profiles, welded, of square or rectangular cross-section, of
iron or steel (excluding line pipe of a kind used for oil or gas pipelines, and casing
and tubing of a kind used in drilling for oil or gas)
7306 69 Tubes, pipes and hollow profiles, welded, of cross-section other than circular,
rectangular or square, of iron or steel (excluding line pipe of a kind used for oil or
gas pipelines, and casing and tubing of a kind used in drilling for oil or gas)
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CN code Description
7306 90 Tubes, pipes and hollow profiles, of iron or steel
7411 10 Tubes and pipes of refined copper
7411 21 Tubes and pipes of copper-zinc base alloys (brass)
7411 22 Tubes and pipes of copper-nickel base alloys (cupro-nickel) or copper-nickel-zinc
base alloys (nickel silver)
7413 Stranded wire, cables, plaited bands and the like, of copper, not electrically insulated
7606 11 Plates, sheets and strip, of non-alloy aluminium, of a thickness exceeding 0,2mm,
square or rectangular (excl. expanded plates, sheets and strip)
7606 12 Plates, sheets and strip, of aluminium alloys, of a thickness exceeding 0,2mm,
square or rectangular (excl. expanded plates, sheets and strip)
7606 91 Plates, sheets and strip, of non-alloy aluminium, of a thickness exceeding 0,2mm
(other than square or rectangular)
7608 Aluminium tubes and pipes
7609 Aluminium tube or pipe fittings (for example couplings, elbows, sleeves)
8207 13 Rock-drilling or earth-boring tools, interchangeable, with working parts of cermets
8207 19 Rock-drilling or earth-boring tools, interchangeable, and parts therefor, with working
parts of materials other than cermets
8207 20 Interchangeable dies for drawing or extruding metal
8207 30 Interchangeable tools for pressing, stamping or punching
8207 40 Tools for tapping or threading, interchangeable
8207 50 Tools for drilling, interchangeable (other than rock-drilling)
8207 70 Interchangeable tools for milling
8207 80 Interchangeable tools for turning
8207 90 Interchangeable tools for hand tools, whether or not power-operated, or for machine
tools, n.e.s.
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CN code Description
8412 31 Pneumatic power engines and motors, linear-acting, (cylinders)
8412 80 Engines and motors (excluding steam turbines, internal combustion piston engine,
hydraulic turbines, water wheels, gas turbines, reaction engines, hydraulic power
engines and motors, pneumatic power engines and motors)
8413 20 Hand pumps for liquids (excluding those of subheading 841311 and 841319)
8413 40 Concrete pumps
8413 82 Liquid elevators
8413 92 Parts of liquid elevators
8417 10 Industrial or laboratory furnaces and ovens, non-electric, for the roasting, melting or
other heat treatment of ores, pyrites or metals
8430 20 Snowploughs and snowblowers (excl. those mounted on railway wagons, motor
vehicle chassis or lorries)
8430 31 Self-propelled coal or rock cutters and tunnelling machinery
8430 61 Tamping or compacting machinery, not self-propelled
845611 Machine tools for working any material by removal of material, operated by laser
8456 12 Machine tools for working any material by removal of material, operated by light or
photon beam processes other than laser
8456 30 Machine tools for working any material by removal of material, operated by
electro-discharge processes
8456 50 Water-jet cutting machines
8456 90 Machine tools for working any material by removal of material, operated by electro-
chemical, electron beam or ionic-beam processes
8461 50 Sawing or cutting-off machines, for working metals, or cermets
8467 Tools for working in the hand, pneumatic, hydraulic or with self-contained electric
or non-electric motor
8474 20 Crushing or grinding machines for solid mineral substances
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CN code Description
8474 32 Machines for mixing mineral substances with bitumen
8480 10 Moulding boxes for metal foundry
8480 41 Injection or compression-type moulds for metal or metal carbides
8480 49 Moulds for metal or metal carbides
8480 50 Moulds for glass
8480 79 Moulds for rubber or plastics (other than injection or compression types)
8485 Machines for additive manufacturing
8501 10 Motors of an output not exceeding 37,5 W
8501 32 DC motors and DC generators other than photovoltaic generators of an output
exceeding 750 W but not exceeding 75 kW
8501 34 DC motors and DC generators other than photovoltaic generators of an output
exceeding 375 kW
8501 40 AC motors, single-phase, n.e.s.
8501 51 AC motors, multi-phase, n.e.s., of an output not exceeding 750W
8501 52 ACmotors, multi-phase, n.e.s., of an output exceeding 750 W but not exceeding
75kW
8501 71 Photovoltaic DCgenerators, of an outputnot exceeding 50 W
8501 72 Photovoltaic DCgenerators, of an output exceeding 50 W
8501 80 Photovoltaic ACgenerators
8506 10 Manganese dioxide primary cells and primary batteries
8506 30 Mercuric oxide primary cells and primary batteries
8506 40 Silver oxide primary cells and primary batteries
8506 50 Lithium primary cells and primary batteries
8506 80 Primary cells and primary batteries, n.e.s.
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CN code Description
8507 50 Nickel-metal hydride electric accumulators
8507 60 Lithium-ion electric accumulators
8507 80 Electric accumulators (excluding lead-acid, nickel-cadmium, nickel-metal hydride
and lithium-ion accumulators)
8507 90 Plates, separators and other parts of electric accumulators.
8515 31 Fully or partly automatic machines and apparatus for arc (including plasma arc)
welding of metals
8515 39 Machines and apparatus for arc (including plasma arc) welding of metals, other than
fully or partly automatic
8515 80 Electric machines and apparatus for laser or other light or photon beam, ultrasonic,
electron beam, magnetic pulse soldering, brazing or welding, whether or not capable
of cutting; electric machines andapparatus for hot spraying of metals or cermets
8515 90 Parts of machines and apparatus for brazing, soldering, welding, or for hot spraying
of metals or cermets
8904 Tugs and pusher craft
8905 Light-vessels, fire-floats, dredgers, floating cranes, andother vessels the navigability
of which is subsidiary to their main function; floating docks, floating or submersible
drilling or production platforms
9013 20 Lasers, other than laser diodes
9013 90 Parts and accessories for lasers other than laser diodes, other optical appliances and
instruments not elsewhere specified in Chapter90
9027 20 Chromatographs and electrophoresis instruments
9027 30 Spectrometers, spectrophotometers and spectrographs using optical radiations, such
asUV, visible, IR
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CN code Description
9027 50 Instruments and apparatus using optical radiations (UV, visible, IR) (excluding
spectrometers, spectrophotometers, spectrographs, and gas or smoke analysis
apparatus)
9027 90 Microtomes; parts and accessories
9030 10 Instruments and apparatus for measuring or detecting ionising radiations
9030 20 Oscilloscopes and oscillographs
9030 31 Multimeters for voltage, current, resistance or electrical power, without recording
device
9030 33 Instruments and apparatus for measuring or checking voltage, current, resistance or
electrical power, without recording device (excluding multimeters)
9030 84 Instruments and apparatus for measuring or checking electrical quantities, with
recording devicen.e.s. (excluding appliances specially designed for
telecommunications, multimeters, oscilloscopes and oscillographs, and apparatus for
measuring or checking semiconductor wafers or devices)
9030 90 Parts and accessories for instruments and apparatus formeasuring or checking
electrical quantities or for instruments and apparatus for measuring or detecting
alpha, beta, gamma, X-ray, cosmic or otherionising radiations
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ANNEX XXIIIB
List of goods as referred to in Article 3k(3ab)
CN code Description
3917 21 Rigid tubes, pipes and hoses, of polymers of ethylene
3917 39 Flexible tubes, pipes and hoses, of plastics, whether or not with fittings, reinforced or
otherwise combined with other materials (excluding those with a minimum burst
pressure of 27,6 MPa)
3917 40 Tubes, pipes and hoses fittings (for example, joints, elbows, flanges), of plastics
7305 11 Line pipe of a kind used for oil or gas pipelines, having circular cross-sections and an
external diameter exceeding 406,4 mm, of iron or steel, longitudinally submerged arc
welded
7307 11 Tube or pipe fittings of non-malleable cast iron
7307 19 Cast tube or pipe fittings of iron or steel (excluding products of non-malleable cast
iron)
7307 21 Flanges of stainless steel (excluding cast products)
7307 23 butt welding tube or pipe fittings of stainless steel (excluding cast products)
7307 29 Tube or pipe fittings of stainless steel (excluding cast products, flanges, threaded
elbows, bends and sleeves and butt welding fittings)
7307 91 Flanges ofiron or steel (excluding cast or stainless steel products)
7307 92 Threaded elbows, bends and sleeves, of iron or steel (excluding cast or stainless steel
products)
7307 93 Butt welding fittings of iron or steel (excluding cast or stainless steel products)
7307 99 Tube or pipe fittings, of iron or steel (excluding cast or stainless steel products;
flanges; threaded elbows, bends and sleeves; butt welding fittings)
7412 Copper tube or pipe fittings (for example couplings, elbows, sleeves)
8412 90 Parts of engines and motors (excluding steam turbines, internal combustion piston
engine, hydraulic turbines, water wheels, gas turbines, turbojets)
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CN code Description
8413 70 Centrifugal pumps, power-driven (excluding those of subheading 841311 and
841319, fuel, lubricating or cooling medium pumps for internal combustion piston
engine, concrete pumps, reciprocating positive displacement pumps and rotary
positive displacement pumps)
8413 91 Parts of pumps for liquids
8417 80 Industrial or laboratory furnaces and ovens, non-electric, including incinerators
(excluding those for the roasting, melting or other heat treatment of ores, pyrites or
metals, bakery and biscuit ovens)
8417 90 Parts of industrial or laboratory furnaces, non-electric, including. incinerators
8430 41 Self-propelled boring or sinking machinery for boring earth or extracting minerals or
ores (excl. those mounted on railway or tramway wagons, motor vehicle chassis or
lorries and tunnelling machinery)
8430 49 Boring or sinking machinery for boring earthor extracting minerals or ores, not
self-propelled and not hydraulic (excl. tunnelling machinery and hand-operated tools)
8465 10 Machines for working wood, cork, bone, hard rubber, hard plastics or similar hard
materials, which can carry out different types of machining operations without tool
change between such operations
8465 91 Sawing machines for working wood, cork, bone, hard rubber, hard plastics or similar
hard materials
8465 92 Planing, milling or moulding (by cutting) machines, for working wood, cork, bone,
hard rubber, hard plastics or similar hard materials
8465 95 Drilling or mortising machines for working wood, cork, bone, hard rubber, hard
plastics or similar hard materials
8465 99 Machine tools for working wood, cork, bone, hard rubber, hard plastics or similar hard
materials n.e.s.
8474 90 Parts of machinery for working mineral substances of heading 8474
8480 71 Injection or compression-type moulds for rubber or plastics
’.
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ANNEX VII
The following Annex is added to Regulation (EU) No 833/2014:
‘ANNEXXXXVI
List of partner countries for importation of iron and steel as referred to in Articles 3g(1)
SWITZERLAND
NORWAY’.
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ANNEX VIII
The following Annex is added to Regulation (EU) No 833/2014:
‘ANNEXXXXVII
List of goods and technology as referred to in Article 3k(1a)
CN code Description
840999 Parts suitable for use solely or principally with compression-ignition internal
combustion piston engine (diesel or semi-diesel engine), n.e.s.
841221 Hydraulic power engines and motors, linear acting (cylinders)
841350 Reciprocating positive displacement pumps for liquids, power-driven, n.e.s.
842123 Oil or petrol-filters for internal combustion engines
842131 Intake air filters for internal combustion engines
842839 Continuous-action elevators and conveyors, for goods or materials (excluding those
for underground use and bucket, belt or pneumatic types)
842959 Self-propelled mechanical shovels, excavators and shovel loaders (excluding
machinery with a 360° revolving superstructure and front-end shovel loaders)
843139 Parts suitable for use solely or principally with the machinery of heading 8428,
(excluding parts of lifts, skip hoists or escalators), n.e.s.
847130 Portable automatic data-processing machines, weighing not more than 10 kg,
consisting of at least a central processing unit, a keyboardand a display
847170 Storage units for automatic data-processing machines
848120 Valves for oleohydraulic or pneumatic transmission
850220 Generating sets with spark-ignition internal combustion piston engines
850710 Lead-acid accumulators of a kind used for starting piston engines
870510 Crane lorries
’.
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ANNEX IX
The following Annexesare added to Regulation (EU) No 833/2014:
‘ANNEXXXXVIIIA
List of goods and products as referred to in Article 3p
Part A
CN code Description
7102 10 Unsorted diamonds
7102 31 Non-industrial diamonds, unworked or simply sawn,
cleaved or bruted
7102 39 Non-industrial diamonds, other than unworked or simply
sawn, cleaved or bruted
Part B
7104 21 Synthetic or reconstructed diamonds, unworked or simply
sawn or roughly shaped
7104 91 Synthetic or reconstructed diamonds, other than unworked
or simply sawn or roughly shaped
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Part C
Ex 7113 Articles of jewellery and parts thereof, of precious metal
or of metal clad with precious metal, incorporating
diamonds
Ex 7114 Articles of goldsmiths’or silversmiths’wares and parts
thereof, of precious metal or of metal clad with precious
metal, incorporating diamonds
Ex 7115 90 Other articles of precious metal or of metal clad with
precious metal, incorporating diamonds, not elsewhere
specified, excluding platinum catalysts in the form of wire
cloth or grill
Ex 7116 20 Articles of natural or cultured pearls, precious or semi-
precious stones (natural, synthetic or reconstructed),
incorporating diamonds
Ex 9101 Wristwatches, pocket-watches and other watches,
including stopwatches, incorporating diamonds, with case
of precious metal or of metal clad with precious metal
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ANNEX XXXVIIIB
Authority for the verification of diamonds as referred to in paragraph 8 of Article 3p
Federal Public Service Economy at the Diamond Office
Hoveniersstraat 22
B-2018 Antwerpen
Belgium
’.
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ANNEX X
The following Annex is added to Regulation (EU) No 833/2014:
‘ANNEXXXXIX
List of software as referred to in Article 5n(2b)
Software for the management of enterprises, i.e. systems that digitally represent and steer all
processes happening in an enterprise, including:
– enterprise resource planning (ERP),
– customer relationship management (CRM),
– business intelligence (BI),
– supply chain management (SCM),
– enterprise data warehouse (EDW),
– computerized maintenance management system (CMMS),
– project management software,
– product lifecycle management (PLM),
– typical components of the above-mentioned suites, including software for accounting, fleet
management, logistics and human resources.
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Design and Manufacturing Software used in the areas of architecture, engineering, construction,
manufacturing, media, education and entertainment, including:
– building information modelling (BIM),
– computer aided design (CAD),
– computer-aided manufacturing (CAM),
– engineer to order (ETO),
– typical components of above-mentioned suites.’.
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ANNEX XI
The following Annex is added to Regulation (EU) No 833/2014:
‘ANNEX XL
List of goods and technology as referred to in Article 12g
– 8542.31 Electronic integrated circuits: Processors and controllers, whether or not combined
with memories, converters, logic circuits, amplifiers, clockand timing circuits, or other
circuits
– 8542.32 Electronic integrated circuits: Memories
– 8542.33 Electronic integrated circuits: Amplifiers
– 8542.39 Electronic integrated circuits: Other
– 8517.62 Machines for the reception, conversion and transmission or regeneration of voice,
images or other data, including switching and routing apparatus
– 8526.91 Radio navigational aid apparatus
– 8532.21 Other fixed capacitors: Tantalum capacitors
– 8532.24 Other fixed capacitors: Ceramic dielectric, multilayer
– 8548.00 Electrical parts of machinery or apparatus, not specified or included elsewhere in
chapter 85
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– 8471.50 Processing units other than those of subheading 8471 41 or 8471 49, whether or
not containing in the same housing one or two of the following types of unit: storage units,
input units, output units
– 8504.40 Static converters
– 8517.69 Other apparatus for the transmission or reception of voice, images or other data,
includingapparatus for communication in a wired or wireless network
– 8525.89 Other television cameras, digital cameras and video camera recorders
– 8529.10 Aerials and aerial reflectors of all kinds; parts suitable for use therewith
– 8529.90 Other parts suitable for use solely or principally with the apparatus of headings
8524 to 8528
– 8536.69 Plugs and sockets for a voltage not exceeding 1 000 V
– 8536.90 Electrical apparatus for switching electrical circuits, or for making connections to
or in electricalcircuits, for a voltage not exceeding 1000 V (excl. fuses, automatic circuit
breakers and other apparatusfor protecting electrical circuits, relays and other switches,
lamp holders, plugs and sockets)
– 8541.10 Diodes, other than photosensitive or light-emitting diodes (LED)
– 8541.21 Transistors, other than photosensitive transistors with a dissipation rate of less
than 1 W
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– 8541.29 Other transistors, other than photosensitive transistors
– 8541.30 Thyristors, diacs and triacs (excl. photosensitive semiconductor devices)
– 8541.49 Photosensitive semiconductor devices (excl. Photovoltaic generators and cells)
– 8541.51Other semiconductor devices: Semiconductor-based transducers
– 8541.59 Other semiconductor devices
– 8541.60 Mounted piezo-electric crystals
– 8482.10 Ball bearings
– 8482.20 Tapered roller bearings, including cone and tapered roller assemblies
– 8482.30 Spherical roller bearings
– 8482.50 Other cylindrical roller bearings, including cage and roller assemblies
– 8807.30 Other parts of aeroplanes, helicopters or unmanned aircraft
– 9013.10 Telescopic sights for fitting to arms; periscopes; telescopes designed to form parts
of machines, appliances, instruments or apparatus of this chapter or Section XVI
– 9013.80 Other optical devices, appliances and instruments
– 9014.20 Instruments and appliances for aeronautical or space navigation (other than
compasses)
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– 9014.80 other navigational instruments and appliances
– 8471.80 Units for automatic data-processing machines (excl. processing units, input or
output units and storage units)
– 8486.10 Machines and apparatus for the manufacture of boules or wafers
– 8486.20 Machines and apparatus for the manufacture of semiconductor devices or of
electronic integrated circuits
– 8486.40 Machines and apparatus specified in note 11(C) to this chapter
– 8534.00 Printed circuits
– 8543.20 Signal generators
– 9027.50 Other instruments and apparatus using opticalradiations (ultraviolet, visible,
infrared)
– 9030.20 Oscilloscopes and oscillographs
– 9030.32 Multimeters with recording device
– 9030.39 Instruments and apparatus for measuring or checking voltage, current, resistance
or electrical power, with recording device
– 9030.82 Instruments and apparatus for measuring or checking semiconductor wafers or
devices’.
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