Decision No 1/2022 of the EU-CTC Joint Committee of 25 August 2022 as regards amending the data element requirements for transit declarations and rules on administrative assistance in Appendices I, IIIa and IV to the Convention on a common transit procedure [2022/1669]

30.9.2022 EN Official Journal of the European Union L 253/1 II (Non-legislative acts) ACTS ADOPTED BY BODIES CREATED BY INTERNATIONAL AGREEMENTS DECISION No 1/2022 OF THE EU-CTC JOINT COMMITTEE of 25 August 2022 as regards amending the data element requirements for transit declarations and rules on administrative assistance in Appendices I, IIIa and IV to the Convention on a common transit procedure [2022/1669] THE EU-CTC JOINT COMMITTEE, Having regard to the Convention of 20 May 1987on a common transit procedure, and in particular Article 15(3), point (a), thereof,

Whereas:

(1) Pursuant to Article 15(3), point (a), of the Convention of 20 May 1987 on a common transit procedure (the ‘Convention’)(1), the Joint Committee established by that Convention is to adopt, by decision, amendments to the Appendices to the Convention.

(2) Annex B to Commission Delegated Regulation (EU) 2015/2446(2) has been amended by Commission Delegated Regulation (EU) 2021/234(3). That Annex lays down the data element requirements for the transit declaration to better harmonise the common data elements for the exchange and storage of information between customs authorities as well as between customs authorities and economic operators. Such horizontal harmonisation was necessary to ensure inter-operability between the customs electronic systems used for the different types of declarations and notifications. Annex B6a to Appendix IIIa to the Convention mirrors Annex B to Delegated Regulation (EU) 2015/2446 and should therefore be amended accordingly.

(3) Annex B to Commission Implementing Regulation (EU) 2015/2447(4) has been amended by Commission Implementing Regulation (EU) 2021/235(5). That Annex lays down the formats and codes of the common data elements for the transit declaration, in order to better harmonise the formats and codes of the common data elements for the storage of information and for its exchange between customs authorities, as well as between customs authorities and economic operators. The formats and codes of the common data elements needed to be harmonised to ensure that the electronic customs systems used for the various types of declarations and notifications are inter-operable once the common data requirements have been harmonised. Annex A1a to Appendix IIIa to the Convention mirrors Annex B to Implementing Regulation (EU) 2015/2447 and should therefore be amended accordingly.

(1) OJ L 226, 13.8.1987, p. 2.

(2) Commission Delegated Regulation (EU) 2015/2446 of 28 July 2015 supplementing Regulation (EU) No 952/2013 of the European Parliament and of the Council as regards detailed rules concerning certain provisions of the Union Customs Code (OJ L 343,

29.12.2015, p. 1).

(3) Commission Delegated Regulation (EU) 2021/234 of 7 December 2020 amending Delegated Regulation (EU) 2015/2446 as regards common data requirements, and Delegated Regulation (EU) 2016/341 as regards the codes to be used in certain forms (OJ L 63,

23.02.2021, p. 1).

(4) Commission Implementing Regulation (EU) 2015/2447 of 24 November 2015 laying down detailed rules for implementing certain provisions of Regulation (EU) No 952/2013 of the European Parliament and of the Council laying down the Union Customs Code (OJ L 343, 29.12.2015, p. 558).

(5) Commission Implementing Regulation (EU) 2021/235 of 8 February 2021 amending Implementing Regulation (EU) 2015/2447 as regards formats and codes of common data requirements, certain rules on surveillance and the competent customs office for placing goods under a customs procedure (OJ L 63, 23.02.2021, p. 386).L 253/2 EN Official Journal of the European Union 30.9.2022

(4) In order to improve the readability of the data elements requirements for transit declarations, the respective formats and codes, Annex A1a and Annex B6a to Appendix IIIa to the Convention should be merged into one single Annex A1a.

(5) In Appendix I to the Convention, the references to Appendix III should be corrected and replaced by Appendix IIIa in the case of provisions applicable as of the deployment of the upgrading of the New Computerised Transit System referred to in the Annex to Commission Implementing Decision (EU) 2016/578(6).

(6) The rules on mutual assistance for the recovery of claims as set out in Appendix IV to the Convention have been in place for a relatively long time and not been changed. Those rules are important as they safeguard the financial interests of the common transit countries, the Union and the Member States . Those rules should be revised in order to align them with the respective Union rules.

(7) The Convention should therefore be amended accordingly, HAS ADOPTED THIS DECISION Article 1

(1) Appendix I to the Convention is amended as set out in Annex A to this Decision.

(2) Appendix IIIa to the Convention is amended as set out in Annex B to this Decision.

(3) Appendix IV to the Convention is amended as set out in Annex C to this Decision.

Article 2 This Decision shall enter into force on the day of its adoption.

Done at Brussels on 25 August 2022, For the Joint Committee The President Matthias PETSCHKE

(6) Commission Implementing Decision (EU) 2016/578 of 11 April 2016 establishing the Work Programme relating to the development and deployment of the electronic systems provided for in the Union Customs Code (OJ L 99, 15.4.2016, p. 6).30.9.2022 EN Official Journal of the European Union L 253/3 ANNEX A

Appendix I to the Convention is amended as follows:

(1) In Article 25, second paragraph, the text ‘Annexes A1a and B6a to Appendix III’ is replaced by the following: ‘Annex A1a to Appendix IIIa’;

(2) In Article 27, second paragraph, the text ‘Annex B6a to Appendix III’ is replaced by the following: ‘Annex A1a to Appendix IIIa’;

(3) In Article 41, point 3, the text ‘Appendix III’ is replaced by the following: ‘Appendix IIIa’;L 253/4 EN Official Journal of the European Union 30.9.2022 ANNEX B

Appendix IIIa to the Convention is amended as follows:

(1) Article 2 is amended as follows:

(a) ‘Annex B6a’ is replaced by the following: ‘Annex A1a’;

(b) ‘in Annex A1a’ is replaced by the following: ‘in that Annex’;

(2) Article 7(1) is amended as follows:

(a) after the text ‘Annex B4’ the following text is inserted: ‘to Appendix III’;

(b) the text ‘in Annex B5’ is replaced with the text: ‘in Annex B5a to Appendix IIIa’;

(3) In Article 8 the text ‘to this Appendix’ is replaced by the following: ‘to Appendix III’;

(4) In Article 9, after the text ‘Annex B10’ the following text is inserted: ‘to Appendix III’;

(5) In Article 10(1), after the text ‘Annex C3’ the following text is inserted: ‘to Appendix III’;

(6) Article 11(1) is amended as follows:

(a) after the text ‘Annex C6’ the following text is inserted: ‘to Appendix III’;

(b) after the text ‘Annex C7’ the following text is inserted: ‘of that Appendix’;

(7) Annex A1a is replaced by the following: ‘ANNEX A1a COMMON DATA REQUIREMENTS FOR A TRANSIT DECLARATION This Annex shall apply as of the dates of deployment of the upgrading of the NCTS referred to in the Annex to Implementing Decision (EU) 2016/578, with the exception of the provisions on data elements relating to an electronic transport document as a transit declaration as referred to in Article 55(1)(h) of Appendix I, which shall apply at the latest as of 1 May 2018.

TITLE I DATA REQUIREMENTS

CHAPTER I Introductory notes to the data requirements table

(1) The data elements, formats, codes and, if applicable, the structure of the data elements, defined in this Annex shall apply to transit declarations made by using an electronic data processing techniques as well as to paper-based declarations.

(2) The data elements, which may be provided for each transit procedure and the formats of the data elements, are set out in the data requirements table in Title II. The specific provisions concerning each data element as they are described in Title III apply without prejudice to the status of the data elements as defined in the data requirements table.

The data elements are listed in the order of their data element number.30.9.2022 EN Official Journal of the European Union L 253/5

(3) The ‘A’, ‘B’ or ‘C’ symbols in the table in Title II have no bearing on the fact that certain data is collected only where circumstances warrant it. For example, the D.E. 1809057000Combined Nomenclature code (status ‘A’) will only be collected where required by the Contracting Parties’ legislation.

They may be complemented by conditions or clarifications listed in the numbered notes attached to the data requirements in Chapter II, Title II and in the notes of Title III.

(4) Without affecting in any way the obligations to provide data according to this Annex and without prejudice to Article 29 of Appendix I, the content of the data provided to customs for a given requirement will be based on the information, as it is known by the economic operator that provides it at the time it is provided to Customs.

(5) Whenever the information in a transit declaration dealt with in this Annex takes the form of codes, the code-list

provided for in Title III or national codes, where foreseen, shall be applied.

(6) National codes may be used by the countries for data elements, 1201000000 Previous document (sub-element 1201005000Measurement unit and qualifier), 1202000000Additional information (sub-element 1202008000 Code), 1203000000Supporting document (sub-elements 1203002000Type), 1204000000Additional reference (sub-element 1204002000Type), certificates and authorisations.

For Member States of the European Union, they shall notify the Commission of the list of national codes used for these data elements. The Commission shall publish the list of those codes.

(7) Maximum cardinalities for each transit procedure:

D 1x M­ 1x (per declaration header) C HC 999x (per MC for transit) HI 9,999x (per HC)

(8) The following references to code lists defined in international standards or in the Contracting Parties’ legal acts are

used:

Short name Source Definition

1. Package Type Code UN/ECE Recommendation Package Type Code as defined in the latest version of 21 Annex IV to UN/ECE Recommendation 21

2. Currency Code ISO 4217 Three-letter alphabetic code defined by International Standard ISO 4217

3. Country Code ISO 3166- alpha-2 country In the context of transit operations, the ISO 3166- code alpha-2 country code shall be used and the code “XI” shall be used for Northern Ireland.

4. UN/LOCODE UNECE Recommendation UN/LOCODE as defined in UNECE Recommendation No. 16 No. 16

6. Code for Types of UNECE Recommendation Code for types of means of transport as defined in Means of Transport No. 28 UNECE Recommendation No. 28

9. CUS codes ECICS (European Customs Customs Union and Statistics (CUS) number assigned Inventory of Chemical within the European Customs Inventory of Chemical Substances) Substances (ECICS) to mainly chemical substances and preparations.L 253/6 EN Official Journal of the European Union 30.9.2022

(9) The codes as specified in Title III that can be found in the TARIC database shall be defined in common agreement with the Contracting Parties.

CHAPTER II Table legend

Section 1 Column headings Columns Declarations/notifications/proof of the customs status of Union goods Legal Basis D.E. No. Order number allocated to the data element concerned.

Old Box No. Box number in ANNEX B6 of Appendix III as laid down by Decision No 1/2008 of the EU-EFTA Joint Committee on common transit of 16 June 2008.

Data element/class name Name of the data element/class concerned.

Data sub-element/sub- Name of the data sub-element/sub-class concerned. class name Data sub-element name Name of the data sub-element concerned D1 Transit declaration. Articles 25 and 26 of Appendix I D2 Transit declaration with reduced dataset – (Transport by rail, air and Article 55(1)(i) of sea). Appendix I D3 Transit – Use of an electronic transport document as customs Article 55(1)(h) of declaration – (Transport by air). Appendix I D4 Presentation Notification in relation to the pre-lodged transit Article 29a of declaration. Appendix I D The cardinality indicates how many times the data element may be used at the level of the declaration header within a transit declaration.

MC The cardinality indicates how many times the data element may be used at the Master Consignment level.

HC The cardinality indicates how many times the data element may be used at the House Consignment level.

HI The cardinality indicates how many times the data element may be used at House Consignment Goods Item level.

Format Data type and data length.

Codes in Title III Indicates if complementary notes on the format and codes are available in Title III.30.9.2022 EN Official Journal of the European Union L 253/7

Section 2 Column headings Group Title of the group Group 11 Message information (including procedure codes) Group 12 References of messages, documents, certificates, authorisations Group 13 Parties Group 16 Places/Countries/Regions Group 17 Customs offices Group 18 Goods identification Group 19 Transport information (modes, means and equipment) Group 99 Other data elements (statistical data, guarantees, tariff related data)

Section 3 Symbols in the columns Declaration Symbol Symbol description

A Mandatory: data required by every country without prejudice to introductory note 3.

B Optional for the countries: data that countries may decide to waive.

C Optional for economic operators: data which economic operators may decide to supply but which cannot be demanded by the countries. Where an economic operator decides to supply the information, all required sub elements have to be declared.

Where “C” is used for a data element/data class all the data sub-elements/data sub-class that belongs to this data element/data class are mandatory where declarant decides to supply the information unless this is specified differently in Title II Chapter I.

D Data element required at the level of the transit declaration header.

The data elements of the declaration level contain information that applies to the entire declaration.

MC Data element required at the Master Consignment level.

The data elements of the Master consignment level contain information that applies to a transport contract issued by a carrier and direct contracting party. This header information is applicable for every Master Consignment Item in case of declarations and notifications referred to in Title II

Chapter I.

HC Data element required at the House Consignment level.

The data elements of the House consignment level contains information that applies to the lowest transport contract issued by a freight forwarder, non-vessel or aircraft operating common carrier or his agent or a postal operator. This header information is valid for every House Consignment Item in case of declarations and notifications referred to in Title II Chapter I.

HI Data element required at the House Consignment Goods Item level.

The House consignment goods item level is a sub-level to the House consignment level. The data elements of the House consignment item level contain information that originate from different positions in the transport document referred to in the current House consignment. This Item information is applicable in case of declarations and notifications referred to in Title II Chapter I.L 253/8 EN Official Journal of the European Union 30.9.2022

Section 4 Symbols in the column Format The term ‘type/length’ in the explanation of an attribute indicates the requirements for the data type and the data length. The codes for the data types are as follows:

a alphabetic n numeric an alphanumeric The number following the code indicates the admissible data length. The following applies.

The optional two dots before the length indicator mean that the data has no fixed length, but it can have up to a number of digits, as specified by the length indicator. A comma in the data length means that the attribute can hold decimals, the digit before the comma indicates the total length of the attribute, the digit after the comma indicates the maximum number of digits after the decimal point.

Examples of field lengths and formats: a1 1 alphabetic character, fixed length n2 2 numeric characters, fixed length an3 3 alphanumeric characters, fixed length a..4 up to 4 alphabetic characters n..5 up to 5 numeric characters an..6 up to 6 alphanumeric characters n..7,2 up to 7 numeric characters including maximum 2 decimals, a delimiter being allowed to float.TITLE II TABLE OF THE COMMON DATA REQUIREMENTS FOR TRANSIT DECLARATIONS

CHAPTER I Table Codes in Data Data sub- Declaration Cardinality Format Old Data sub- Title III D.E. No. element/class element/sub- Box No element name name class name D1 D2 D3 D4 D MC HC HI Group 11 - Message information (including procedure codes) 1101000000 1 Declaration A A A 1x 1x an..5 Y type D D D HI HI HI 1102000000 New Additional A A A 1x a1 Y declaration type D D Ds 1103000000 32 Goods item A A 1x n..5 N number HI HI 1107000000 New Security A A 1x n1 Y D D 1108000000 New Reduced A A 1x n1 Y dataset indicator D D Group 12 - References of messages, documents, certificates, authorisations 1201000000 40 Previous A A A 9,999x 99x 99x N document MC MC MC HC HC HC HI HI HI

30.9.2022 EN Official Journal of the European Union L 253/9Codes in Data Data sub- Declaration Cardinality Format Old Data sub- Title III D.E. No. element/class element/sub- Box No element name name class name D1 D2 D3 D4 D MC HC HI 1201001000 Reference A A A 1x 1x 1x an..70 Y number MC MC MC HC HC HC HI HI HI 1201002000 Type A A A 1x 1x 1x an4 Y MC MC MC HC HC HC HI HI HI 1201003000 Type of A A A 1x an..2 Y packages HI HI HI 1201004000 Number of A A A 1x n..8 N packages HI HI HI 1201005000 Measurement A A A 1x an..4 Y unit and HI HI HI qualifier 1201006000 Quantity A A A 1x n..16,6 N HI HI HI 1201007000 Goods item A A A 1x n..5 N identifier HI HI HI 1201079000 Complement C C 1x 1x 1x an..35 N of MC MC information HC HC HI HI 1202000000 44 Additional C C C 99x 99x N information MC MC MC HI HI HI L 253/10 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1202008000 Code A A A 1x 1x an5 Y MC MC MC HI HI HI 1202009000 Text A A A 1x 1x an..512 N MC MC MC HI HI HI 1203000000 44 Supporting A A A 99x 99x N document MC MC MC HI HI HI 1203001000 Reference A A A 1x 1x an..70 N number MC MC MC HI HI HI 1203002000 Type A A A 1x 1x an4 Y MC MC MC HI HI HI 1203013000 Document C C C 1x 1x n..5 N line item MC MC MC number HI HI HI 1203079000 Complement C 1x 1x an..35 N of MC information HI 1204000000 44 Additional A A A 99x 99x 99x N New reference MC MC MC HC HC HC HI HI HI

30.9.2022 EN Official Journal of the European Union L 253/11D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1204001000 Reference C C C 1x 1x 1x an..70 N number MC MC MC HC HC HC HI HI HI 1204002000 Type A A A 1x 1x 1x an4 Y MC MC MC HC HC HC HI HI HI 1205000000 44 Transport A A A 99x 99x N New document [8] [8] [8] MC MC MC HC HC HC 1205001000 Reference A A A 1x 1x an..70 N number MC MC MC HC HC HC 1205002000 Type A A A 1x 1x an4 Y MC MC MC HC HC HC 1208000000 Reference C C C 1x 1x 1x an..35 N number/UCR MC MC MC HC HC HC HI HI HI 1209000000 New LRN A A A A 1x an..22 N D D D D 1212000000 44 Authorisa- A A A 9x N New tion [60] [60] [60] D D D 1212001000 Reference A A A 1x an..35 N number [60] [60] [60] D D D L 253/12 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1212002000 Type A A A 1x an..4 Y D D D Group 13 – Parties 1302000000 2 Consignor C 1x 1x N MC HC 1302016000 Name A 1x 1x an..70 N

[6] MC HC 1302017000 2(no) Identification A 1x 1x an..17 Y number MC HC 1302018000 Address A 1x 1x N

[6] MC HC 1302018019 Street and A 1x 1x an..70 N number MC HC 1302018020 Country A 1x 1x a2 Y MC HC 1302018021 Postcode A 1x 1x an..17 N MC HC 1302018022 City A 1x 1x an..35 N MC HC

30.9.2022 EN Official Journal of the European Union L 253/13D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1302074000 Contact C 9x 9x N person MC HC 1302074016 Name A 1x 1x an..70 N MC HC 1302074075 Phone A 1x 1x an..35 N number MC HC 1302074076 E-mail A 1x 1x an..256 N address MC HC 1303000000 8 Consignee A A A 1x 1x 1x N MC MC MC HC HC HC HI HI HI 1303016000 Name A A A 1x 1x 1x an..70 N

[6] [6] [6] MC MC MC HC HC HC HI HI HI 1303017000 8 (no) Identification A A A 1x 1x 1x an..17 Y number [8] [8] [8] MC MC MC HC HC HC HI HI HI 1303018000 Address A A A 1x 1x 1x N

[6] [6] [6] MC MC MC HC HC HC HI HI HI L 253/14 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1303018019 Street and A A A 1x 1x 1x an..70 N number MC MC MC HC HC HC HI HI HI 1303018020 Country A A A 1x 1x 1x a2 Y MC MC MC HC HC HC HI HI HI 1303018021 Postcode A A A 1x 1x 1x an..17 N MC MC MC HC HC HC HI HI HI 1303018022 City A A A 1x 1x 1x an..35 N MC MC MC HC HC HC HI HI HI 1306000000 14 Representa- A A A A 1x N tive D D D D 1306017000 4 (no) Identification A A A A 1x an..17 Y number D D D D 1306030000 14 Status A A A A 1x n1 Y D D D D 1306074000 Contact C C C C 9x N person D D D D

30.9.2022 EN Official Journal of the European Union L 253/15D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1306074016 Name A A A A 1x an..70 N D D D D 1306074075 Phone A A A A 1x an..35 N number D D D D 1306074076 E-mail A A A A 1x an..256 N address D D D D 1307000000 50 Holder of the A A A A 1x N transit D D D D procedure 1307016000 Name A A A 1x an..70 N

[6] [6] [6] D D D 1307017000 50 (no) Identification A A A A 1x an..17 Y number D D D D 1307018000 Address A A A 1x N

[6] [6] [6] D D D 1307018019 Street and A A A 1x an..70 N number D D D 1307018020 Country A A A 1x a2 Y D D D 1307018021 Postcode A A A 1x an..17 N D D D L 253/16 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1307018022 City A A A 1x an..35 N D D D 1307074000 Contact C C C 1x N person D D D 1307074016 Name A A A 1x an..70 N D D D 1307074075 Phone A A A 1x an..35 N number D D D 1307074076 E-mail A A A 1x an..256 N address D D D 1314000000 44 Additional C C C 99x 99x 99x N supply chain MC MC MC actor HC HC HC HI HI HI 1314017000 Identification A A A 1x 1x 1x an..17 Y number MC MC MC HC HC HC HI HI HI 1314031000 Role A A A 1x 1x 1x a..3 Y MC MC MC HC HC HC HI HI HI Group 16 – Places/Countries/Regions 1603000000 17a Country of A A A 1x 1x 1x a2 Y destination MC MC MC HC HC HC HI HI HI

30.9.2022 EN Official Journal of the European Union L 253/17D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1606000000 15 Country of A C 1x 1x 1x a2 Y dispatch MC MC HC HC HI HI 1612000000 New Country of A A 99x N routing of MC MC consignment 1612020000 Country A A 1x a2 Y MC MC 1613000000 27 Place of B B B B 1x N loading [61] MC MC MC MC 1613020000 Country A A A A 1x a2 Y MC MC MC MC 1613036000 UN/LOCODE A A A A 1x an..17 Y MC MC MC MC 1613037000 Location A A A A 1x an..35 N MC MC MC MC 1615000000 30 Location of A A A A 1x N goods [75] [75] [75] [75] MC MC MC MC 1615036000 UN/LOCODE A A A A 1x an..17 Y MC MC MC MC 1615045000 Type of A A A A 1x a1 Y location MC MC MC MC L 253/18 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1615046000 Qualifier of A A A A 1x a1 Y identification MC MC MC MC 1615047000 Customs A A A A 1x N office MC MC MC MC 1615047001 Reference A A A A 1x an8 Y number MC MC MC MC 1615048000 GNSS A A A A 1x N MC MC MC MC 1615048049 Latitude A A A A 1x an..17 N MC MC MC MC 1615048050 Longitude A A A A 1x an..17 N MC MC MC MC 1615051000 Economic A A A A 1x N operator MC MC MC MC 1615051017 Identification A A A A 1x an..17 Y number MC MC MC MC 1615052000 Authorisa- A A A A 1x an..35 N tion number MC MC MC MC 1615053000 Additional A A A A 1x an..4 N identifier MC MC MC MC

30.9.2022 EN Official Journal of the European Union L 253/19D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1615018000 Address A A A A 1x N MC MC MC MC 1615018019 Street and A A A A 1x an..70 N number MC MC MC MC 1615018020 Country A A A A 1x a2 Y MC MC MC MC 1615018021 Postcode A A A A 1x an..17 N MC MC MC MC 1615018022 City A A A A 1x an..35 N MC MC MC MC 1615081000 Postcode A A A A 1x N address MC MC MC MC 1615081020 Country A A A A 1x a2 Y MC MC MC MC 1615081021 Postcode A A A A 1x an..17 N MC MC MC MC 1615081025 House A A A A 1x an..35 N Number MC MC MC MC 1615074000 Contact C C C C 9x N person MC MC MC MC L 253/20 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1615074016 Name A A A A 1x an..70 N MC MC MC MC 1615074075 Phone A A A A 1x an..35 N number MC MC MC MC 1615074076 E-mail A A A A 1x an..256 N address MC MC MC MC 1617000000 New Prescribed A A 1x n1 Y itinerary D D Group 17 – Customs offices 1703000000 NEW Customs A A A A 1x N office of D D D D departure 1703001000 Reference A A A A 1x an8 Y number D D D D 1704000000 51 Customs A A 9x N office of D D transit 1704001000 Reference A A 1x an8 Y number D D 1705000000 53 Customs A A A 1x N office of D D D destination

30.9.2022 EN Official Journal of the European Union L 253/21D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1705001000 Reference A A A 1x an8 Y number D D D 1706000000 New Customs A A 9x N office of exit D D for transit 1706001000 Reference A A 1x an8 Y number D D Group 18 – Goods identification 1801000000 38 Net mass A 1x n..16,6 N HI 1804000000 35 Gross mass A A A 1x 1x n..16,6 N HC HC HC HI HI HI 1805000000 31 Description A A A 1x an..512 N of goods HI HI HI- 1806000000 New Packaging A A A 99x N HI HI HI 1806003000 31 Type of A A A 1x an2 Y packages HI HI HI 1806004000 31 Number of A A A 1x n..8 N packages HI HI HI L 253/22 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1806054000 31 Shipping A A A 1x an..512 N marks [8] [8] [8] HI HI HI 1808000000 31 CUS code C C C 1x an9 Y HI HI HI 1809000000 Commodity A A C 1x N code HI HI HI 1809056000 New Harmonized A A C 1x an6 Y System sub- HI HI HI heading code 1809057000 33 Combined B B C 1x an2 Y nomencla- HI HI HI ture code Group 19 – Transport information (modes, means and equipment) 1901000000 19 Container A A A A 1x n1 Y indicator [61] MC MC MC 1903000000 25 Mode of A A A 1x n1 Y transport at [30] [30] the border [61] MC MC 1904000000 26 Inland mode B 1x n1 Y of transport MC

30.9.2022 EN Official Journal of the European Union L 253/23D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1905000000 18(1) Departure A A A 999x 999x N transport [34] [34] [34] means [35] [35] [35]

[36] [36] [36] MC MC MC HC HC HC 1905017000 Identification A A A 1x 1x an..35 N number MC MC MC HC HC HC 1905061000 Type of A A A 1x 1x n2 Y identification MC MC MC HC HC HC 1905062000 18(2) Nationality A A A 1x 1x a2 Y MC MC MC HC HC HC 1907000000 New Transport A A A 9,999x N equipment MC MC MC 1907044000 Goods A A A 9,999x n..5 N reference MC MC MC 1907063000 31 Container A A A 1x an..17 N identification MC MC MC number L 253/24 EN Official Journal of the European Union

30.9.2022D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1908000000 New Active border A A A 9x N transport [34] [34] [34] means [35] [35] [35] [36]

[36] [36] [61] [70]

[61] [70] [71]

[70] [71]

[71] MC MC MC 1908000047 Customs A A A 1x an8 Y office at MC MC MC border reference number 1908017000 21(1) Identification A A A 1x an..35 N number MC MC MC 1908061000 Type of A A A 1x n2 Y identification MC MC MC 1908062000 21(2) Nationality A A A 1x a2 Y MC MC MC 1902000000 Conveyance B B B 1x an..17 N reference MC MC MC number 1910000000 D Seal A A A 99x N

[65] MC MC MC

30.9.2022 EN Official Journal of the European Union L 253/25D.E. No. Old elemD enat ta /c lass elD emat ea n s t/u sb u- b - Data sub- Declaration Cardinality Format C To itd le es I Ii In Box No element name name class name D1 D2 D3 D4 D MC HC HI 1910068000 Number of A A A 1x(*) n..4 N seals MC MC MC 1910015000 Identifier A A A 1x an..20 N MC MC MC Group 99 – Other data elements (statistical data, guarantees, tariff related data) 9902000000 52 Guarantee A A 9x an1 Y type D D 9903000000 52 Guarantee A A 99x N reference D D 9903069000 GRN A A 1x an..24 N D D 9903070000 Access code A A 1x an..4 N D D 9903012000 Currency A A 1x a3 Y D D 9903071000 Amount to be A A 1x n..16,2 N covered D D 9903073000 Other A A 9x an..35 N guarantee D D reference (*) The cardinality for the Number of seals has to be understood in relation to the transport equipment, i.e. 1x per container.

L 253/26 EN Official Journal of the European Union

30.9.202230.9.2022 EN Official Journal of the European Union L 253/27

CHAPTER II Notes Note Note description number

[6] Where the EORI number or a common transit country or third country unique identification number recognised by the customs office of departure is provided, the name and address shall not be provided.

[8] This information shall only be provided where available

[30] Countries may waive this requirement for modes of transport other than rail in case the transit movement does not cross the external border of the Contracting Parties.

[34] Not for use in the case of postal consignments or carriage by fixed transport installations.

[35] Where goods are carried in multimodal transport units, such as containers, swap bodies and semi-trailers, the customs authorities may authorise the holder of the transit procedure not to provide this information where the logistical pattern at the point of departure may prevent the identity and nationality of the means of transport from being provided at the time the goods are released for transit, providing multimodal transport units bear unique numbers and such numbers are indicated in D.E. 1907063000Container identification number.

[36] In the following cases, countries shall waive the obligation to enter this information on a transit declaration lodged at the customs office of departure in relation with the means of transport on which the goods are

directly loaded: — where the logistical pattern does not allow this data element to be provided and the holder of the transit procedure has the AEOC status in the Union or a similar status in a common transit country, and — where the relevant information may be traced where needed by the customs authorities via the records of the holder of the transit procedure.

[60] This data element is to be provided when an authorisation exists according to Article 55 of Appendix I.

[61] This data element is optional when the declaration is submitted prior to presentation of goods.

[65] This information shall only be provided when customs authority decided to seal the goods.

[70] Not for use in the case there is no customs office of transit (D.E. 1704000000) declared.

[71] This information shall not be provided if it is the same as the Departure transport means (D.E.

1905000000).

[75] For completion only where Contracting Parties’ legislation so provides.

TITLE III NOTES AND CODES IN RELATION WITH THE COMMON DATA REQUIREMENTS FOR A TRANSIT DECLARATION The term ‘type/length’ in the explanation of an attribute indicates the requirements for the data type and the data length. The codes for the data types are as follows.

Group 11 –Message information (including procedure codes) 1101000000 Declaration type Enter the relevant code.L 253/28 EN Official Journal of the European Union 30.9.2022

The codes to be used are:

Dataset in the data Code Description requirements table in Title II of this Annex C Union goods not placed under a transit procedure in the context of the D3 application of Article 55(1)(h) of Appendix I.

T Mixed consignments comprising both goods which are to be placed under the D1, D2 T1 procedure and goods which are to be placed under the T2 procedure, covered by Article 28 of Appendix I.

T1 Goods not having the customs status of Union goods, which are placed under D1, D2, D3 the transit procedure.

T2 Goods having the customs status of Union goods, which are placed under the D1, D2, D3 transit procedure.

T2F Goods having the customs status of Union goods, which are moved between a D1, D2, D3 part of the customs territory of the Union where the provisions of Directive 2006/112/EC or Directive 2008/118/EC do not apply and a common transit country.

TD Goods already placed under a transit procedure in the context of the D3 application of Article 55(1)(h) of Appendix I.

X Union goods for which the export was ended and exit confirmed and which are D3 not placed under a transit procedure in the context of the application of Article 55(1)(h) of Appendix I.

1102000000 Additional declaration type Enter the relevant code.

The codes to be used are:

A for a standard customs declaration (under Articles 25 and 26 of Appendix I) D for lodging a standard customs declaration (such as referred to under code A) in accordance with Article 29a of Appendix I 1103000000 Goods item number Number of the item contained in the declaration where there is more than one item of goods.

1107000000 Security Using the relevant codes, indicate if the declaration is combined with Exit summary declaration (EXS) or Entry summary declaration (ENS) in accordance with the legislation on the safety and security measures of the respective Contracting Parties.30.9.2022 EN Official Journal of the European Union L 253/29

The codes to be used are:

Code Description Explanation 0 No Declaration is not combined with Exit summary declaration or Entry summary declaration.

1 ENS Declaration is combined with Entry summary declaration.

2 EXS Declaration is combined with Exit summary declaration.

3 ENS and EXS Declaration is combined with Exit summary declaration and Entry summary declaration.

1108000000 Reduced dataset indicator Using the relevant codes, indicate if the declaration contains the reduced dataset.

The codes to be used are:

0 No (Goods are not declared using a reduced data set) 1 Yes (Goods are declared using a reduced data set) Group 12 – References of messages, documents, certificates, authorisations 1201000000 Previous document Indicate details relating to the previous document.

For the Member States of the European Union – Enter the details related to the writing-off of the goods declared in the declaration concerned, in relation with the ending of the temporary storage. Such details shall include the writing-off quantity and the respective measurement unit.

1201001000 Reference number Give the reference for the temporary storage or the previous customs procedure or corresponding customs documents.

For the Member States of the European Union – if the export is followed by transit, enter the MRN of the export declaration.

The codes to be used are:

The identification number or another recognisable reference of the document is inserted here.

In case the MRN is referred to as previous document, the reference number shall have the following structure:

Field Content Format Examples 1 Last two digits of year of formal acceptance of the declaration (YY) n2 21 2 Identifier of the country where the declaration / notification is lodged a2 RO (Country Code as referred to in introductory note 8 number 3) 3 Unique identifier for message per year and country an 12 9876AB889012 4 Procedure identifier a1 B 5 Check digit an1 1L 253/30 EN Official Journal of the European Union 30.9.2022 Fields 1 and 2 as explained above.

Field 3 shall be filled in with an identifier for the message concerned. The way that field is used is under the responsibility of national administrations but each message handled during one year within the given country must have a unique number in relation to the procedure concerned.

National administrations that want to have the reference number of the competent customs office included in the MRN, may use up to the first 6 characters to represent it.

Field 4 shall be filled in with an identifier of the procedure as defined in the table below.

Field 5 shall be filled with a value that is a check digit for the whole MRN. This field allows for detection of an error when capturing the whole MRN.

Codes to be used in field 4 Procedure identifier:

Code Procedure A Export only B Export and exit summary declaration C Exit summary declaration only D Re-export notification E Dispatch of goods in relation with special fiscal territories J Transit declaration only K Transit declaration and exit summary declaration L Transit declaration and entry summary declaration M Transit declaration and exit summary declaration and entry summary declaration P Proof of the customs status of Union goods/Customs goods manifest R Import declaration only S Import declaration and entry summary declaration T Entry summary declaration only U Temporary storage declaration V Introduction of goods in relation with special fiscal territories W Temporary storage declaration and entry summary declaration Z Arrival notification 1201002000 Type Using the relevant code, indicate the type of the document.

The codes to be used are:

The codes can be found in the TARIC database.

1201003000 Type of package Enter the code specifying the type of package relevant for writing-off the number of packages.30.9.2022 EN Official Journal of the European Union L 253/31

The codes to be used are:

Package type code as referred to in introductory note 8 number 1.

1201004000 Number of packages Enter the relevant writing-off number of packages.

1201005000 Measurement unit and qualifier Enter the relevant writing-off measurement unit and qualifier.

The codes and their formats to be used are:

The measurement units and qualifiers defined in TARIC shall be used. In such case, the format of the measurement units and qualifiers shall be an..4, but shall never be n..4 formats, reserved for national measurement units and qualifiers.

If no such measurement units and qualifiers are available in TARIC, national measurement units and qualifiers may be used. Their format shall be n..4.

1201006000 Quantity Enter the relevant writing-off quantity.

1201007000 Goods item identifier Enter the goods item number as declared in the Previous document.

1201079000 Complement of information Enter complementary information concerning the Previous document.

This data element allows the economic operator to provide any complementary information related to the Previous document.

1202000000 Additional information:

Use this data element in relation to information for which Contracting Parties’ legislation does not specify the field in which it is to be entered.

1202008000 Code Enter the relevant code, and, if applicable, the code provided for by the country concerned.

The codes and their formats to be used are:

A five-digit code is used to encode additional information of a customs nature:

Code 0xxxx - General category Code 2xxxx - On transit The codes ‘00200’, ‘20100’, ‘20200’ and ‘20300’ are used in case of paper-based and electronic transit declarations, if applicable.L 253/32 EN Official Journal of the European Union 30.9.2022 Additional Code Legal basis Subject information 00200 Annex A1a, Title III Several occurrences of documents and parties ‘Various’ 20100 Article 18 of the Export from one Contracting Party or from the Union subject Convention to restriction 20200 Article 18 of the Export from one Contracting Party or from the Union subject Convention to duties 20300 Article 18 of the Export ‘Export’ Convention Countries may define national codes.

National codes must have the format a1an4.

1202009000 Text Any explanatory text for the declared code may be provided if necessary.

1203000000 Supporting document 1203001000 Reference number Identification or reference number of Contracting Parties' or international documents or certificates produced in support of the declaration.

Using the relevant codes, enter the details required by any specific rules applicable together with reference data of the documents produced in support of the declaration.

Identification or reference number of national documents or certificates produced in support of the declaration.

1203002000 Type Using the relevant codes, indicate the type of the document.

Enter the details related to the writing-off of the goods declared in the declaration concerned, in relation with the export and import licences and certificates.

The codes and their formats to be used are:

Contracting Parties’ or international documents, certificates and authorisations produced in support of the transit declaration, must be entered in the format a1an3. The list of documents, certificates and authorisations, and their respective codes can be found in the TARIC database.

National documents, certificates and authorisations produced in support of the transit declaration, must be entered in the format n1an3 (Ex: 2123, 34d5). The four characters represent codes based on that country’s own nomenclature.

1203013000 Document line item number:

Enter the sequential number of the item in the supporting document (e.g. certificate, licence, permit, entry document etc.), corresponding to the item in question.

1203079000 Complement of information30.9.2022 EN Official Journal of the European Union L 253/33 Enter complementary information concerning the Supporting document.

This data element allows the economic operator to provide any complementary information related to the Supporting document.

1204000000 Additional reference 1204001000 Reference number Reference number for any additional declarations made which is not covered by Supporting document, Transport document or Additional information.

1204002000 Type Using the relevant codes, enter the details required by any specific rules applicable.

The codes and their formats to be used are:

Contracting Parties’ codes for Additional references must be entered in the format a1an3. The list of additional references and their respective codes can be found in the TARIC database.

Countries may define national codes. National Additional reference codes must be entered in the format n1an3, possibly followed either by an identification number or another recognisable reference. The four characters represent codes based on that country’s own nomenclature.

1205000000 Transport document This data element includes the type and reference of the transport document.

1205001000 Reference number For column D3:

This data element includes the reference of the transport document that is used as transit declaration.

1205002000 Type Using the relevant codes, indicate the type of the document.

The codes to be used are:

The codes can be found in the TARIC database.

1208000000 Reference number/UCR This entry concerns the unique consignment reference number assigned by the person concerned to the consignment in question.

It may take the form of WCO (ISO 15459) codes or equivalent. It provides access to underlying commercial data of interest to customs.

1209000000 LRN The local reference number (LRN) shall be used. It is nationally defined and allocated by the declarant in agreement with the competent authorities to identify each single declaration.

1212000000 Authorisation 1212001000 Reference numberL 253/34 EN Official Journal of the European Union 30.9.2022 Enter the reference number of all authorisations necessary for the declaration and notification.

1212002000 Type Using the relevant codes, indicate the type of the document.

The codes to be used are:

The codes can be found in the TARIC database.

Group 13 – Parties 1302000000 Consignor Party consigning goods as stipulated in the transport contract by the party ordering the transport.

This element must be provided when different from the declarant.

1302016000 Name Enter the full name and where applicable the legal form of the party.

1302017000 Identification number:

Enter the EORI number of the consignor or the trader identification number in a common transit country.

Where facilitations are granted in the framework of a third country traders’ partnership programme which is recognised by the Contracting Party concerned, this information may take the form of a third country unique identification number which has been made available to the Contracting Party concerned by the third country concerned. That number may be used whenever available to the declarant.

The codes to be used are:

The structure of a third country unique identification number which has been made available to the Contracting Party

concerned is as follows:

Field Content Format 1 Country code a2 2 Unique identification number in a third country an..15

Country code: Country Code as referred to in introductory note 8 number 3.

1302018000 Address:

1302018019 Street and number Enter the name of the street of the party’s address and the number of the building or facility.

1302018020 Country Enter the code of the country.

The codes to be used are:30.9.2022 EN Official Journal of the European Union L 253/35 Country Code as referred to in introductory note 8 number 3.

1302018021 Postcode:

Enter the relevant postcode for the related address particulars.

1302018022 City Enter the city name of the party’s address.

1302074000 Contact person 1302074016 Name Enter the name of the contact person.

1302074075 Phone number Enter the phone number of the contact person.

1302074076 E-mail address Enter the e-mail address of the contact person.

1303000000 Consignee Party to whom goods are actually consigned.

This data element and its sub-elements may be declared at HI level until the upgrading of the NCTS referred to in the Annex to Implementing Decision (EU) 2016/578 by all the Contracting Parties.

1303016000 Name Enter the full name and where applicable the legal form of the party.

1303017000 Identification number Enter the EORI number or the trader identification number in a common transit country.

Where facilitations are granted in the framework of a third country traders’ partnership programme which is recognised by the Contracting Party concerned, this information may take the form of a third country unique identification number which has been made available to the Contracting Party concerned by the third country concerned. That number may be used whenever available to the declarant.

The codes to be used are:

The identification number as defined for D.E. 1302017000Consignor/Identification number shall be used.

1303018000 Address:

1303018019 Street and numberL 253/36 EN Official Journal of the European Union 30.9.2022 Enter the name of the street of the party’s address and the number of the building or facility.

1303018020 Country Enter the code of the country.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

For common transit countries - the code XI is optional.

1303018021 Postcode Enter the relevant postcode for the related address particulars.

1303018022 City:

Enter the city name of the party’s address.

1306000000 Representative This information shall be required, if different from D.E. 1305000000 Declarant or where appropriate D.E.

1307000000Holder of the transit procedure.

1306017000 Identification number Enter the EORI number of the person concerned or the trader identification number in a common transit country.

The codes to be used are:

The identification number as defined for D.E. 1302017000Consignor/Identification number shall be used.

1306030000 Status Enter the relevant code representing the status of the representative.

The codes to be used are:

Insert one of the following codes before the full name to designate the status of the representative:

2 Direct representation (the customs representative acts in the name of and on behalf of another person) 3 Indirect representation (the customs representative acts in his or her own name, but on behalf of another person) The code 3 is irrelevant for customs transit procedures.

1306074000 Contact person:

1306074016 Name Enter the name of the contact person.

1306074075 Phone number30.9.2022 EN Official Journal of the European Union L 253/37 Enter the phone number of the contact person.

1306074076 E-mail address Enter the e-mail address of the contact person.

1307000000 Holder of the transit procedure:

1307016000 Name:

Enter the full name (person or company) and address of the holder of the transit procedure. Where appropriate, enter the full name (person or company) of the authorised representative lodging the transit declaration on behalf of the holder of the procedure.

1307017000 Identification number Enter the EORI number of the holder of the transit procedure or the trader identification number in a common transit country.

The codes to be used are:

The identification number as defined for D.E. 1302017000Consignor/Identification number shall be used.

1307018000 Address:

1307018019 Street and number Enter the name of the street of the party’s address and the number of the building or facility.

1307018020 Country Enter the code of the country.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

1307018021 Postcode Enter the relevant postcode for the related address particulars.

1307018022 City Enter the city name of the party’s address.

1307074000 Contact person:

1307074016 Name Enter the name of the contact person.

1307074075 Phone numberL 253/38 EN Official Journal of the European Union 30.9.2022 Enter the phone number of the contact person.

1307074076 E-mail address Enter the e-mail address of the contact person.

1314000000 Additional supply chain actor Additional supply chain actors can be indicated here in order to demonstrate that the entire supply chain was covered by the economic operators holders of the AEO status.

If this data class is used Role and Identification number shall be provided, else this data element is optional.

1314017000 Identification number The EORI number or third country unique identification number shall be declared when such number was assigned to the party.

The codes to be used are:

The identification number as defined for D.E. 1302017000Consignor/Identification number shall be used.

1314031000 Role Enter the relevant role code specifying the role of the additional supply chain actors.

The codes to be used are:

The following parties can be declared:

Role Code Party Description CS Consolidator Freight forwarder combining individual smaller consignments into a single larger consignment (in a consolidation process) that is sent to a counterpart who mirrors the consolidator’s activity by dividing the consolidated consignment into its original components FW Freight Forwarder Party undertaking forwarding of goods MF Manufacturer Party which manufactures goods WH Warehouse Keeper Party taking responsibility for goods entered into a warehouse Group 16 – Places/Countries/Regions 1603000000 Country of destination Using the relevant code, enter the last country of destination of the goods.

The country of last known destination is defined as the last country to which it is known at the time of release into the customs procedure that the goods are to be delivered.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.30.9.2022 EN Official Journal of the European Union L 253/39 For common transit countries - the code XI is optional.

1606000000 Country of dispatch Using the relevant code, enter the country from which the goods are dispatched/exported.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

1612000000 Country of routing of the consignment This data element is required when a prescribed itinerary is defined by the customs office of departure (see 1617000000Prescribed itinerary).

Identification in a chronological order of the countries through which the goods are routed between the country of departure and destination. This comprises also the countries of departure and of destination of the goods.

1612020000 Country Enter the relevant country code(s) in correct sequence of the routing of the consignment.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

1613000000 Place of loading Identification of the seaport, airport, freight terminal, rail station or other place at which the goods are loaded onto the means of transport being used for their carriage, including the country where it is located. Where available, coded information shall be provided for the identification of the location.

In case there is no UN/LOCODE available for the location concerned, the country code shall be followed by the name of the place, with the maximum level of precision available.

1613020000 Country Where the UN/LOCODE is not available, enter the country code for the place at which the goods are loaded onto the means of transport being used to cross the frontier of the Contracting Party.

The codes to be used are:

Where the place of loading is not coded according to the UN/LOCODE, the country where the place of loading is located is identified by the Country Code as referred to in introductory note 8 number 3.

1613036000 UN/LOCODE Enter the UN/LOCODE for the place at which the goods are loaded onto the means of transport being used for their carriage to cross the frontier of the Contracting Party.

The codes to be used are:

UN/LOCODE as referred to in introductory note 8 number 4.

1613037000 LocationL 253/40 EN Official Journal of the European Union 30.9.2022 Where the UN/LOCODE is not available, enter the name of the place at which the goods are loaded onto the means of transport being used for their carriage to cross the frontier of the Contracting Party.

1615000000 Location of goods Using the relevant codes, enter the location where the goods may be examined. This location shall be precise enough to allow customs to carry out the physical control of the goods.

Only one Type of location is to be used at the same time.

1615036000 UN/LOCODE Use the codes defined in the UN/LOCODE Code List by Country.

The codes to be used are:

UN/LOCODE as referred to in introductory note 8 number 4.

1615045000 Type of location Enter the relevant code specified for type of location.

The codes to be used are:

For the type of location, use the codes specified below:

A Designated location B Authorised place C Approved place D Other 1615046000 Qualifier of identification Enter the relevant code for the identification of the location. Based on the used qualifier only the relevant identifier shall be provided.

The codes to be used are:

For the identification of the location, use one of the identifiers below:

Qualifier Identifier Description T Postcode address Use the postal code with or without house number for the location concerned.

U UN/LOCODE UN/LOCODE as referred to in introductory note 8 number 4.

V Customs office Use the codes specified under D.E. 1705001000Customs office of destination/Refer- identifier ence number.

W GNSS Decimal degrees with negative numbers for South and West.

coordinates Examples: 44.424896°/8.774792° or 50.838068°/ 4.381508° X EORI number The identification number as defined for D.E. 1302017000Consignor/Identification number shall be used. In case the economic operator has more than one premises, the number shall be completed by an identifier unique for the location concerned.30.9.2022 EN Official Journal of the European Union L 253/41 Qualifier Identifier Description Y Authorisation Enter the authorisation number of the location concerned, i.e. authorisation for the number status of authorised consignor. In case the authorisation concerns more than one premises, the authorisation number shall be completed by an identifier unique for the location concerned.

Z Address Enter the address of the location concerned.

In case code “X” (EORI number) or “Y” (authorisation number) is used for the identification of the location, and there are several locations associated with the EORI number or the authorisation number concerned, an additional identifier can be used to enable the unambiguous identification of the location.

1615047000 Customs office Enter the relevant customs office code where goods are available for further customs control.

1615047001 Reference number Using the relevant code, enter the reference number of the customs office where the goods are available for further customs control.

The codes to be used are:

The identifier of the customs office shall follow the structure defined for D.E. 1705001000 Customs office of destination/Reference number.

1615048000 GNSS Enter relevant coordinates from Global Navigation Satellite Systems (GNSS) where goods are available.

1615048049 Latitude Enter the latitude of the location where the goods are available.

1615048050 Longitude Enter the longitude of the location where the goods are available.

1615051000 Economic operator Use the identification number of the economic operator in whose premises the goods can be controlled.

1615051017 Identification number Enter the EORI number or the trader identification number in a common transit country of the holder of the authorisation.

The codes to be used are:

The identification number as defined for D.E. 1302017000Consignor/Identification number shall be used.

1615052000 Authorisation numberL 253/42 EN Official Journal of the European Union 30.9.2022 Enter the authorization number of the location concerned.

1615053000 Additional identifier In case of several premises, in order the location to be specified more precisely related to an EORI, a trader identification in a common transit country or an authorisation, enter the relevant code where available.

1615018000 Address:

1615018019 Street and number Enter the relevant street and number.

1615018020 Country Enter the code of the country.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

1615018021 Postcode Enter the relevant postcode for the related address particulars.

1615018022 City Enter the city name of the party’s address.

1615081000 Postcode address This sub class may be used where it is possible to determine the location of the goods with the postcode complemented by the house number if necessary.

1615081020 Country Enter the code of the country.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

1615081021 Postcode Enter the relevant postcode for the related location of goods.

1615081025 House number Enter the house number for the related location of goods.

1615074000 Contact person 1615074016 Name30.9.2022 EN Official Journal of the European Union L 253/43 Enter the name of the contact person.

1615074075 Phone number Enter the phone number of the contact person.

1615074076 E-mail address Enter the e-mail address of the contact person.

1617000000 Prescribed itinerary Using the relevant codes, indicate if the Prescribed itinerary is applied.

Prescribed itinerary defines the route along which the goods shall be moved from the customs office of departure to the customs office of destination along an economically justified itinerary.

The codes to be used are:

The relevant codes are given below:

0 Goods do not have to be moved from the customs office of departure to the customs office of destination along a prescribed itinerary 1 Goods shall be moved from the customs office of departure to the customs office of destination along a prescribed itinerary Group 17 – Customs offices 1703000000 Customs office of departure 1703001000 Reference number Using the relevant code, enter the reference number of the office where the transit operation shall start.

The codes to be used are:

The identifier of the customs office shall follow the structure defined for D.E. 1705001000 Customs office of destination/Reference number.

1704000000 Customs office of transit 1704001000 Reference number Enter the code for the intended customs office competent for the point of entry into the territory of a Contracting Party when the goods move under the transit procedure, or the customs office competent for the point of exit from the territory of a Contracting Party when the goods are leaving that territory in the course of a transit operation via a frontier between that Contracting Party and a third country.

Using the relevant code, enter the reference number of the custom office concerned.

The codes to be used are:

The identifier of the customs office shall follow the structure defined for D.E. 1705001000 Customs office of destination / Reference number.

1705000000 Customs office of destination 1705001000 Reference numberL 253/44 EN Official Journal of the European Union 30.9.2022 Using the relevant code, enter the reference number of the office where the transit operation shall end.

The codes and their formats to be used are:

Use (an8) codes structured as follows: — the first two characters (a2) serve to identify the country by means of the Country Code as referred to in introductory note 8 number 3, — the next six characters (an6) stand for the office concerned in that country. It is suggested that the following

structure be adopted:

The first three characters (an3) would be taken up by the UN/LOCODE location name and the last three by a national alphanumeric subdivision (an3). If this subdivision is not used, the characters ‘000’ should be inserted.

Example: BEBRU000: BE = ISO 3166 for Belgium, BRU = UN/LOCODE location name for the city of Brussels, 000 for the unused subdivision.

1706000000 Customs office of exit for transit 1706001000 Reference number Using the relevant code, enter the reference number of the office concerned.

This data element is required when the transit declaration is combined with exit summary declaration. Enter the code for the intended customs office where the transit movement leaves the safety and security area.

For Member States of the European Union – this data element is not required when the transit movement follows the export procedure.

The codes to be used are:

The identifier of the customs office shall follow the structure defined for D.E. 1705001000 Customs office of destination/Reference number.

Group 18 – Goods identification 1801000000 Net mass Enter the net mass, expressed in kilograms, of the goods concerned by the relevant declaration goods item. The net mass is the mass of the goods without any packaging.

Where a net mass greater than 1 kg includes a fraction of a unit (kg), it may be rounded off in the following manner: from 0.001 to 0.499: rounding down to the nearest kg; from 0.5 to 0.999: rounding up to the nearest kg.

A net mass of less than 1 kg should be entered as “0.” followed by a number of decimals up to 6, discarding all “0” at the end of the quantity (e.g. 0.123 for a package of 123 grams, 0.00304 for a package of 3 grams and 40 milligrams or

0.000654 for a package of 654 milligrams).

1804000000 Gross mass The gross mass is the weight of goods including packaging, but excluding the carrier’s equipment for the declaration.

Where a gross mass greater than 1 kg includes a fraction of a unit (kg), it may be rounded off in the following manner: from 0.001 to 0.499: rounding down to the nearest kg; from 0.5 to 0.999: rounding up to the nearest kg.30.9.2022 EN Official Journal of the European Union L 253/45 A gross mass of less than 1 kg should be entered as “0.” followed by a number of decimals up to 6, discarding all “0” at the end of the quantity (e.g. 0.123 for a package of 123 grams, 0.00304 for a package of 3 grams and 40 milligrams or.

0.000654 for a package of 654 milligrams).

Enter the gross mass, expressed in kilograms, of the goods concerned by the relevant item of goods.

Where the declaration comprises several goods items, which concern goods that are packed together in such a way that it is impossible to determine the gross mass of the goods pertaining to any goods item, the total gross mass needs only to be entered on header level.

1805000000 Description of goods Where the declarant provides the CUS code for chemical substances and preparations, countries may waive the requirement of providing a precise description of the goods.

It means the normal trade description. Where the commodity code is to be provided, the description must be precise enough to allow the goods to be classified.

1806000000 Packaging This data element relates to details of the packaging of the goods subject to the declaration or notification.

1806003000 Type of packages Code specifying the type of package.

The codes to be used are:

Package type code as referred to in introductory note 8 number 1.

1806004000 Number of packages Total number of packages based on the smallest external packing unit. This is the number of individual items packaged in such a way that they cannot be divided without first undoing the packing, or the number of pieces, if unpackaged.

This information shall not be provided where goods are in bulk.

1806054000 Shipping marks Free form of description of the marks and numbers on transport units or packages.

1808000000 CUS code The Customs Union and Statistics (CUS) number is the identifier assigned within the European Customs Inventory of Chemical Substances (ECICS) to mainly chemical substances and preparations.

The declarant may provide this code on a voluntary basis where no measure laid down in the Contracting Parties’ legislation exists for the goods concerned, i.e. where providing this code would represent a lesser burden than a full textual description of the product.

The codes to be used are:

CUS Code as referred to in introductory note 8 number 9.

1809000000 Commodity codeL 253/46 EN Official Journal of the European Union 30.9.2022 At least the Harmonised System sub-heading code shall be used.

1809056000 Harmonised System sub-heading code Enter the Harmonised System sub-heading code (six-digit HS code).

The codes to be used are:

The codes can be found in the TARIC database.

1809057000 Combined Nomenclature code Enter the two additional digits of the Combined nomenclature code where required by the Contracting Parties’ legislation.

The codes to be used are:

The codes can be found in the TARIC database.

Group 19 – Transport information (modes, means and equipment) 1901000000 Container indicator Enter the presumed situation when crossing the external frontier of the Contracting Party, based on the information available at the time of completion of the transit formalities, using the relevant code.

The codes to be used are:

The codes applicable are given below:

0 Goods not transported in containers 1 Goods transported in containers 1903000000 Mode of transport at the border Using the relevant code, enter the mode of transport corresponding to the active means of transport which it is expected will be used on exit from the customs territory of the Contracting Party.

The codes to be used are:

The codes applicable are given below:

Code Description 1 Maritime transport 2 Rail transport 3 Road transport 4 Air transport 5 Mail (Active mode of transport unknown) 7 Fixed transport installations 8 Inland waterway transport 9 Other mode of transport (i.e. own propulsion)30.9.2022 EN Official Journal of the European Union L 253/47 1904000000 Inland mode of transport Using the relevant code, enter the mode of transport upon departure.

The codes to be used are:

The codes provided for in this Title as regards D.E. 1903000000Mode of transport at the border shall be used.

1905000000 Departure transport means 1905017000 Identification number This information shall take the form of the IMO ship identification number or the unique European Vessel Identification Number (ENI code) for transport by sea or inland waterways.

For other modes of transport, the method of identification shall be:

Means of transport Method of identification Inland waterway transport Name of vessel Air transport Number and date of flight (where there is no flight number, enter the aircraft’s registration number) Road transport Vehicle and/or trailer registration number Rail transport Wagon number Where goods are transported by way of a trailer and a tractor, enter registration numbers of both trailer and tractor.

Where the registration number of the tractor is not known, enter the trailer registration number.

1905061000 Type of identification Using the relevant code, enter the type of the identification number.

The codes to be used are:

The codes applicable are given below:

Code Description 10 IMO ship identification number 11 Name of the sea-going vessel 20 Wagon number 21 Train number 30 Registration number of the road vehicle 31 Registration number of the road trailer 40 IATA flight number 41 Registration number of the aircraft 80 European Vessel Identification Number (ENI code) 81 Name of the inland waterways vesselL 253/48 EN Official Journal of the European Union 30.9.2022 1905062000 Nationality Enter the nationality of the means of transport (or that of the vehicle propelling the others if there are several means of transport) on which the goods are directly loaded at the time of transit formalities, in the form of the relevant code.

Where goods are transported by way of a trailer and a tractor, enter the nationality of both trailer and tractor. Where the nationality of the tractor is not known, enter the nationality of the trailer.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

1907000000 Transport equipment 1907044000 Goods reference For each container, enter the goods item number(s) for the goods transported in this container.

1907063000 Container identification number Marks (letters and/or numbers) which identify the container.

For modes of transport other than air, a container is a special box to carry freight, strengthened and stackable and allowing horizontal or vertical transfers.

In the air mode, containers are special boxes to carry freight, strengthened and allowing horizontal or vertical transfers.

In the context of this data element, the swap bodies and semi-trailers used for road and rail transport shall be considered as containers.

If applicable, for containers covered by the standard ISO 6346, the identifier (prefix) allocated by the International Bureau of Containers and Intermodal Transport (BIC) shall also be provided in addition to the container identification number.

For swap bodies and semi-trailers the ILU (Intermodal Loading Units) code as introduced by the European EN 13044 standard shall be used.

1908000000 Active border transport means 1908000047 Customs office at border reference number Using the relevant code, enter the reference number of the office where the active means of transport crosses the Contracting Party frontier.

The codes to be used are:

The identifier of the customs office shall follow the structure defined for D.E. 1705001000 Customs office of destination/Reference number.

1908017000 Identification number Enter the identity of the active means of transport crossing the Contracting Party frontier.

In the case of combined transport or where several means of transport are used, the active means of transport is the one that propels the whole combination. For example, in the case of a lorry on a sea-going vessel, the active means of transport is the ship. In the case of a tractor and trailer, the active means of transport is the tractor. Depending on the means of transport concerned, the following details concerning identity shall be entered:30.9.2022 EN Official Journal of the European Union L 253/49 Means of transport Method of identification Sea and inland Name of vessel waterway transport Air transport Number and date of flight (where there is no flight number, enter the aircraft’s registration number) Road transport Vehicle and/or trailer registration number Rail transport Wagon number 1908061000 Type of identification Using the relevant code, enter the type of identification number.

The codes to be used are:

The codes defined in this Title for D.E. 1905061000Departure transport means/Type of identification shall be used for the type of identification.

1908062000 Nationality Using the relevant code, enter the nationality of the active means of transport crossing the Contracting Party frontier.

In the case of combined transport or where several means of transport are used, the active means of transport is the one that propels the whole combination. For example, in the case of a lorry on a sea-going vessel, the active means of transport is the ship. In the case of a tractor and trailer, the active means of transport is the tractor.

The codes to be used are:

Country Code as referred to in introductory note 8 number 3.

1902000000 Conveyance reference number Identification of the journey of the means of transport, for example voyage number, the IATA flight number, trip number, if applicable.

For air transport, in situations where the operator of the aircraft transports goods under code-sharing or similar contracting agreement with partners, the partners' flight numbers shall be used.

1910000000 Seal:

1910068000 Number of seals Enter the number of seals affixed to the transport equipment, where applicable.

1910015000 Identifier The information shall be provided, if an authorised consignor lodges a declaration for which his authorisation requires the use of seals of a special type or a holder of the transit procedure is granted the use of seals of a special type.

Group 99 – Other data elements (statistical data, guarantees, tariff related data) 9902000000 Guarantee typeL 253/50 EN Official Journal of the European Union 30.9.2022 Using the relevant codes, enter the type of guarantee used for the transit operation.

The codes to be used are:

The codes applicable are given below:

Code Description 0 For guarantee waiver (Article 75(2)(c) of Appendix I).

1 For comprehensive guarantee (Article 75(1) and (2)(a) and (b) of Appendix I).

2 For individual guarantee in the form of an undertaking by a guarantor (Article 20 of Appendix I).

3 For individual guarantee in cash or other means of payment recognised by the customs authorities as being equivalent to a cash deposit, made in euro or in the currency of the country in which the guarantee is required (Article 19 of Appendix I).

4 For individual guarantee in the form of vouchers (Article 21 of Appendix I).

8 For guarantee not required for certain public bodies(*).

9 For individual guarantee of the type under point 3 of Annex I to Appendix I.

A For guarantee waiver by agreement (Article 10(2)(a) of the Convention).

R For guarantee not required for goods carried on the Rhine, the Rhine waterways, the Danube or the Danube waterways (Article 13(1)(b) of Appendix I).

C For guarantee not required for goods carried by fix transport installations (Article 13(1)(c) of Appendix I).

H For guarantee not required for goods placed under the transit procedure in accordance with Article 13(1)(a) of Appendix I.

J Guarantee not required for the journey between customs office of departure and customs office of transit (Article 10(2)(b) of the Convention). (*) For Member States of the European Union.

9903000000 Guarantee reference:

9903069000 GRN Enter the guarantee reference number.

9903070000 Access code Enter the access code.

9903012000 Currency Using the relevant code, enter the currency in which amount to be covered is established.

The codes to be used are:

Currency code as referred to in introductory note 8 number 2.

9903071000 Amount to be covered30.9.2022 EN Official Journal of the European Union L 253/51 Enter the amount of customs debt that can incur or has incurred in relation to the particular declaration, thus to be covered by the guarantee.

9903073000 Other guarantee reference Enter the reference number of the other guarantee used for the operation.

TITLE IV LINGUISTIC REFERENCES AND THEIR CODES Linguistic reference Description BG Ограничена валидност Limited validity — 99200 CS Omezená platnost DA Begrænset gyldighed DE Beschränkte Geltung EE Piiratud kehtivus EL Περιορισμένη ισχύς EN Limited validity ES Validez limitada FI Voimassa rajoitetusti FR Validité limitée GA Bailíocht theoranta HR Ograničena valjanost HU Korlátozott érvényű IS Takmarkað gildissvið IT Validità limitata LT Galiojimas apribotas LV Ierobežots derīgums MK Ограничено важење MT Validità limitata NL Beperkte geldigheid NO Begrenset gyldighet PL Ograniczona ważność PT Validade limitada RO Validitate limitată RS Ограничена важност SK Obmedzená platnosť SL Omejena veljavnost SV Begränsad giltighet TR Sınırlı GeçerliL 253/52 EN Official Journal of the European Union 30.9.2022 Linguistic reference Description BG Освободено Waiver - 99201 CS Osvobození DA Fritaget DE Befreiung EE Loobutud EL Απαλλαγή EN Waiver ES Dispensa FI Vapautettu FR Dispense GA Tarscaoileadh HR Oslobođeno HU Mentesség IS Undanþegið IT Dispensa LT Leista neplombuoti LV Derīgs bez zīmoga MK Изземање MT Tneħħija NL Vrijstelling NO Fritak PL Zwolnienie PT Dispensa RO Derogarea RS Ослобођење SK Upustenie SL Opustitev SV Befrielse TR Vazgeçme BG Алтернативно доказателство Alternative proof – 99202 CS Alternativní důkaz DA Alternativt bevis DE Alternativnachweis EE Alternatiivsed tõendid EL Εναλλακτική απόδειξη EN Alternative proof ES Prueba alternativa30.9.2022 EN Official Journal of the European Union L 253/53 Linguistic reference Description FI Vaihtoehtoinen todiste FR Preuve alternative GA Cruthúnas malartach HR Alternativni dokaz HU Alternatív igazolás IS Önnur sönnun IT Prova alternativa LT Alternatyvusis įrodymas LV Alternatīvs pierādījums MK Алтернативен доказ MT Prova alternattiva NL Alternatief bewijs NO Alternativt bevis PL Alternatywny dowód PT Prova alternativa RO Probă alternativă RS Алтернативни доказ SK Alternatívny dôkaz SL Alternativno dokazilo SV Alternativt bevis TR Alternatif Kanıt BG Различия: митническо учреждение, където стоките са Differences: office where goods представени ........................... (наименование и страна) were presented ... (name and country) – 99203

CS Nesrovnalosti: úřad, kterému bylo zboží předloženo . .......... (název a země)

DA Forskelle: det sted, hvor varerne blev frembudt ........ (navn og land)

DE Unstimmigkeiten: Stelle, bei der die Gestellung erfolgte ......... (Name und Land)

EE Erinevused: asutus, kuhu kaup esitati ............ . (nimi ja riik) EL Διαφορές: εμπορεύματα προσκομισθέντα στο τελωνείο ............ (Όνομα και χώρα)

EN Differences: office where goods were presented ......... (name and country)

ES Diferencias: mercancías presentadas en la oficina . .............. (nombre y país)

FI Muutos: toimipaikka, jossa tavarat esitetty ....... (nimi ja maa)L 253/54 EN Official Journal of the European Union 30.9.2022 Linguistic reference Description FR Différences: marchandises présentées au bureau ........ (nom et pays) GA Difríochtaí: oifig inár cuireadh na hearraí i láthair ........ (ainm agus tír)

HR Razlike: Carinarnica kojoj je roba podnesena . ......... (naziv i zemlja) HU Eltérések: hivatal, ahol az áruk bemutatása megtörtént ......... (név és ország)

IS Breyting: tollstjóraskrifstofa þar sem vörum var framvísað . ................................................. (nafn og land)

IT Differenze: ufficio al quale sono state presentate le merci ........ (nome e paese)

LT Skirtumai: įstaiga, kuriai pateiktos prekės ........ (pavadinimas ir valstybė) LV Atšķirības: muitas iestāde, kurā preces tika uzrādītas . .......... (nosaukums un valsts) MK Разлики: Испостава каде стоките се ставени на увид .............

(назив и земја)

MT Differenzi: uffiċċju fejn l-oġġetti kienu ppreżentati (isem u pajjiż)

NL Verschillen: kantoor waar de goederen zijn aangebracht ........ (naam en land)

NO Forskjell: det tollsted hvor varene ble fremlagt . ....... (navn og land) PL Niezgodności: urząd, w którym przedstawiono towar .......... (nazwa i kraj) PT Diferenças: mercadorias apresentadas na estância ....... (nome e país) RO Diferențe: mărfuri prezentate la biroul vamal ......... (nume și țara) RS Разлике: царински орган којем је предата роба ......... (назив и земља)

SK Rozdiely: úrad, ktorému bol tovar predložený ........ (názov a krajina)

SL Razlike: urad, pri katerem je bilo blago predloženo ............. (naziv in država)

SV Avvikelse: tullkontor där varorna anmäldes . ........ (namn och land) TR Değişiklikler: Eşyanın sunulduğu idare .......... (adı ve ülkesi).

BG Излизането от ............. подлежи на ограничения или такси Exit from subject to restrictions or съгласно Регламент/Директива/Решение № …, charges under Regulation/ Directive/Decision No ........... – CS Výstup ze ............. podléhá omezením nebo dávkám podle 99204 nařízení/směrnice/rozhodnutí č. ................................30.9.2022 EN Official Journal of the European Union L 253/55 Linguistic reference Description DA Udpassage fra ........... undergivet restriktioner eller afgifter i henhold til forordning/direktiv/afgørelse nr. ....................

DE Ausgang aus ........— gemäß Verordnung/Richtlinie/Beschluss Nr. ............... Beschränkungen oder Abgaben unterworfen.

EE ........ territooriumilt väljumise suhtes kohaldatakse piiranguid ja makse vastavalt määrusele/direktiivile/otsusele nr ............

EL Η έξοδος από ................. υποβάλλεται σε περιορισμούς ή σε επιβαρύνσεις από τον κανονισμό/την οδηγία/την απόφαση αριθ. .............................................................

EN Exit from .............. subject to restrictions or charges under Regulation/Directive/Decision No ...............................

ES Salida de ............ sometida a restricciones o imposiciones en virtud del (de la) Reglamento/Directiva/Decisión no ............

FI ........... ........... vientiin sovelletaan asetuksen/direktiivin/ päätöksen N:o ................ mukaisia rajoituksia tai maksuja FR Sortie de ........ soumise à des restrictions ou à des impositions par le règlement ou la directive/décision n° .....................

GA Scoir faoi réir srianta nó muirir faoin Uimhir Rialachán/ Treoir/Cinneadh .................................................

HR Izlaz iz ........ podliježe ograničenjima ili pristojbama temeljem Uredbe/Direktive/Odluke br .....................................

HU A kilépés . ........... területéről a ........... rendelet/irányelv/ határozat szerinti korlátozás vagy teher megfizetésének kötelezettsége alá esik IS Útflutningur frá .............. háð takmörkunum eða gjöldum samkvæmt reglugerð/fyrirmælum/ákvörðun nr. ................

IT Uscita dal ............. soggetta a restrizioni o ad imposizioni a norma del(la) regolamento/direttiva/decisione n. ................

LT Išvežimui iš ............... taikomi apribojimai arba mokesčiai, nustatyti Reglamentu/Direktyva/Sprendimu Nr. .................

LV Izvešana no ....... , piemērojot ierobežojumus vai maksājumus saskaņā ar Regulu/Direktīvu/Lēmumu Nr. .......................

MK Излез од ....... предмет на ограничувања или давачки согласно Уредба/Директива/Решение № ...................................

MT Ħruġ mill-......... suġġett għal restrizzjonijiet jew ħlasijiet taħt Regola/Direttiva/Deċiżjoni Nru .................................L 253/56 EN Official Journal of the European Union 30.9.2022 Linguistic reference Description NL Bij uitgang uit de . ........ zijn de beperkingen of heffingen van Verordening/Richtlijn/Besluit nr. ............... van toepassing.

NO Utførsel fra .............. underlagt restriksjoner eller avgifter i henhold til forordning/direktiv/vedtak nr. .......................

PL Wyprowadzenie z ........ podlega ograniczeniom lub opłatom zgodnie z rozporządzeniem/dyrektywą/decyzją nr .............

PT Saída da ............ sujeita a restrições ou a imposições pelo(a) Regulamento/Directiva/Decisão n.° .............................

RO Ieșire din ....... supusă restricțiilor sau impunerilor în temeiul Regulamentului/Directivei/Deciziei nr ..........................

RS Излаз из . ........... подлеже ограничењима или дажбинама на основу Уредбе/Директиве/Одлуке бр ............................

SK Výstup z ........ . podlieha obmedzeniam alebo platbám podľa nariadenia/smernice/rozhodnutia č. .............................

SL Iznos iz ......... zavezan omejitvam ali obveznim dajatvam na podlagi Uredbe/Direktive/Odločbe št. ...........................

SV Utförsel från ........... underkastad restriktioner eller avgifter i enlighet med förordning/direktiv/beslut nr ......................

TR Eşyanın ....... 'dan çıkışı. ....... . No.lu Tüzük/Direktif/Karar kapsamında kısıtlamalara veya mali yükümlülüklere tabidir BG Одобрен изпращач Authorised consignor – 99206 CS Schválený odesílatel DA Godkendt afsender DE Zugelassener Versender EE Volitatud kaubasaatja EL Εγκεκριμένος αποστολέας EN Authorised consignor ES Expedidor autorizado FI Valtuutettu lähettäjä FR Expéditeur agréé GA Coinsíneoir údaraithe HR Ovlašteni pošiljatelj HU Engedélyezett feladó IS Viðurkenndur sendandi IT Speditore autorizzato30.9.2022 EN Official Journal of the European Union L 253/57 Linguistic reference Description LT Įgaliotasis siuntėjas LV Atzītais nosūtītājs MK Овластен испраќач MT Awtorizzat li jibgħat NL Toegelaten afzender NO Autorisert avsender PL Upoważniony nadawca PT Expedidor autorizado RO Expeditor agreat RS Овлашћени пошиљалац SK Schválený odosielateľ SL Pooblaščeni pošiljatelj SV Godkänd avsändare TR İzinli Gönderici BG Освободен от подпис Signature waived – 99207 CS Podpis se nevyžaduje DA Fritaget for underskrift DE Freistellung von der Unterschriftsleistung EE Allkirjanõudest loobutud EL Δεν απαιτείται υπογραφή EN Signature waived ES Dispensa de firma FI Vapautettu allekirjoituksesta FR Dispense de signature GA Tharscaoileadh an síniú HR Oslobođeno potpisa HU Aláírás alól mentesítve IS Undanþegið undirskrift IT Dispensa dalla firma LT Leista nepasirašyti LV Derīgs bez paraksta MK Изземање од потпис MT Firma mhux meħtieġa NL Van ondertekening vrijgesteld NO Fritatt for underskrift PL Zwolniony ze składania podpisu PT Dispensada a assinaturaL 253/58 EN Official Journal of the European Union 30.9.2022 Linguistic reference Description RO Dispensă de semnătură RS Ослобођено од потписа SK Upustenie od podpisu SL Opustitev podpisa SV Befrielse från underskrift TR İmzadan Vazgeçme BG ЗАБРАНЕНО ОБЩО ОБЕЗПЕЧЕНИЕ COMPREHENSIVE GUARANTEE PROHIBITED – 99208 CS ZÁKAZ SOUBORNÉ JISTOTY DA FORBUD MOD SAMLET SIKKERHEDSSTILLELSE DE Gesamtsicherheit UNTERSAGT EE ÜLDTAGATISE KASUTAMINE KEELATUD EL ΑΠΑΓΟΡΕΥΕΤΑΙ Η ΣΥΝΟΛΙΚΗ ΕΓΓΥΗΣΗ EN COMPREHENSIVE GUARANTEE PROHIBITED ES GARANTÍA GLOBAL PROHIBIDA FI YLEISVAKUUDEN KÄYTTÖ KIELLETTY FR GARANTIE GLOBALE INTERDITE GA RATHAÍOCHT CHUIMSITHEACH COISCTHE HR ZABRANJENO ZAJEDNIČKO JAMSTVO HU ÖSSZKEZESSÉG TILOS IS ALLSHERJARTRYGGING BÖNNUÐ IT GARANZIA GLOBALE VIETATA LT NAUDOTI BENDRĄJĄ GARANTIJĄ UŽDRAUSTA LV VISPĀRĒJS GALVOJUMS AIZLIEGTS MK ЗАБРАНА ЗА УПОТРЕБА НА ОПШТА ГАРАНЦИЈА MT MHUX PERMESSA GARANZIJA KOMPRENSIVA NL DOORLOPENDE ZEKERHEID VERBODEN NO FORBUD MOT BRUK AV UNIVERSALGARANTI PL ZAKAZ KORZYSTANIA Z GWARANCJI GENERALNEJ PT GARANTIA GLOBAL PROIBIDA RO GARANŢIA GLOBALĂ INTERZISĂ RS ЗАБРАЊЕНО ЗАЈЕДНИЧКО ОБЕЗБЕЂЕЊЕ SK ZÁKAZ CELKOVEJ ZÁRUKY SL PREPOVEDANO SPLOŠNO ZAVAROVANJE SV SAMLAD SÄKERHET FÖRBJUDEN TR KAPSAMLI TEMİNAT YASAKLANMIȘTIR.30.9.2022 EN Official Journal of the European Union L 253/59 Linguistic reference Description BG ИЗПОЛЗВАНЕ БЕЗ ОГРАНИЧЕНИЯ UNRESTRICTED USE – 99209 CS NEOMEZENÉ POUŽITÍ DA UBEGRÆNSET ANVENDELSE DE UNBESCHRÄNKTE VERWENDUNG EE PIIRAMATU KASUTAMINE EL ΑΠΕΡΙΟΡΙΣΤΗ ΧΡΗΣΗ EN UNRESTRICTED USE ES UTILIZACIÓN NO LIMITADA FI KÄYTTÖÄ EI RAJOITETTU FR UTILISATION NON LIMITÉE GA ÚSÁID NEAMHSHRIANTA HR NEOGRANIČENA UPORABA HU KORLÁTOZÁS ALÁ NEM ESŐ HASZNÁLAT IS ÓTAKMÖRKUÐ NOTKUN IT UTILIZZAZIONE NON LIMITATA LT NEAPRIBOTAS NAUDOJIMAS LV NEIEROBEŽOTS IZMANTOJUMS MK УПОТРЕБА БЕЗ ОГРАНИЧУВАЊЕ MT UŻU MHUX RISTRETT NL GEBRUIK ONBEPERKT NO UBEGRENSET BRUK PL NIEOGRANICZONE KORZYSTANIE PT UTILIZAÇÃO ILIMITADA RO UTILIZARE NELIMITATĂ RS НЕОГРАНИЧЕНА УПОТРЕБА SK NEOBMEDZENÉ POUŽITIE SL NEOMEJENA UPORABA SV OBEGRÄNSAD ANVÄNDNING TR KISITLANMAMIȘ KULLANIM BG Издаден впоследствие Issued retrospectively – 99210 CS Vystaveno dodatečně DA Udstedt efterfølgende DE Nachträglich ausgestellt EE Välja antud tagasiulatuvalt EL Εκδοθέν εκ των υστέρων EN Issued retrospectively ES Expedido a posterioriL 253/60 EN Official Journal of the European Union 30.9.2022 Linguistic reference Description FI Annettu jälkikäteen FR Délivré a posteriori GA Eisithe go haisghníomhach HR Izdano naknadno HU Kiadva visszamenőleges hatállyal IS Útgefið eftir á IT Rilasciato a posteriori LT Retrospektyvusis išdavimas LV Izsniegts retrospektīvi MK Дополнително издадено MT Maħruġ b'mod retrospettiv NL Achteraf afgegeven NO Utstedt i etterhånd PL Wystawione retrospektywnie PT Emitido a posteriori RO Eliberat ulterior RS Накнадно издато SK Vyhotovené dodatočne SL Izdano naknadno SV Utfärdat i efterhand TR Sonradan Düzenlenmiştir BG Разни Various – 99211 CS Různí DA Diverse DE Verschiedene EE Erinevad EL Διάφορα EN Various ES Varios FI Useita FR Divers GA Éagsúil HR Razni HU Többféle IS Ýmis IT Vari LT Įvairūs30.9.2022 EN Official Journal of the European Union L 253/61 Linguistic reference Description LV Dažādi MK Различни MT Diversi NL Diversen NO Diverse PL Różne PT Diversos RO Diverse RS Разно SK Rôzne SL Razno SV Flera TR Çeșitli BG Насипно Bulk – 99212 CS Volně loženo DA Bulk DE Lose EE Pakendamata EL Χύμα EN Bulk ES A granel FI Irtotavaraa FR Vrac GA Bulc HR Rasuto HU Ömlesztett IS Vara í lausu IT Alla rinfusa LT Nesupakuota LV Berams MK Рефус MT Bil-kwantitá NL Los gestort NO Bulk PL Luzem PT A granel RO VracL 253/62 EN Official Journal of the European Union 30.9.2022 Linguistic reference Description RS Расуто SK Voľne ložené SL Razsuto SV Bulk TR Dökme BG Изпращач Consignor – 99213 CS Odesílatel DA Afsender DE Versender EE Saatja EL Αποστολέας EN Consignor ES Expedidor FI Lähettäjä FR Expéditeur GA Coinsíneoir HR Pošiljatelj HU Feladó IS Sendandi IT Speditore LT Siuntėjas LV Nosūtītājs MK Испраќач MT Min jikkonsenja NL Afzender NO Avsender PL Nadawca PT Expedidor RO Expeditor RS Пошиљалац SK Odosielateľ SL Pošiljatelj SV Avsändare TR Gönderici’ .

(8) Annex B6a is deleted.30.9.2022 EN Official Journal of the European Union L 253/63 ANNEX C

Appendix IV to the Convention is replaced by the following: ‘APPENDIX IV MUTUAL ASSISTANCE FOR THE RECOVERY OF CLAIMS Subject matter Article 1 This Appendix lays down the rules for ensuring recovery in each country of the claims referred to in Article 3 that arise in another country. Implementing provisions are set out in Annex I to this Appendix.

Definitions Article 2

In this Appendix: — “applicant authority” means the competent authority of a country that makes a request for assistance concerning a claim referred to in Article 3; — “requested authority" means the competent authority of a country to which a request for assistance is made.

Scope Article 3

This Appendix shall apply to:

(a) all claims relating to debts covered by Article 3, point l of Appendix I due in connection with a common transit operation that began after the entry into force of this Appendix;

(b) interest and costs incidental to the recovery of the claims referred to above.

Request for information Article 4

1. At the request of the applicant authority, the requested authority shall provide any information that would be useful to the applicant authority in the recovery of its claim.

In order to obtain this information, the requested authority shall make use of the powers provided under the laws, regulations or administrative provisions applying to the recovery of similar claims arising in the country where that authority is situated.

2. The request for information shall contain at least the following information:

(a) name, address and other data relevant to the identification of the person to whom the information to be provided relates;

(b) information relating to the claim(s) such as nature and amount of the claim;

(c) any other information, if needed.

3. The requested authority shall not be obliged to supply information:

(a) which it would not be able to obtain for the purpose of recovering similar claims arising in the country in which it is situated;

(b) which would disclose any commercial, industrial or professional secrets; or

(c) the disclosure of which would be liable to prejudice the security of or be contrary to the public policy of the country in which it is situated.L 253/64 EN Official Journal of the European Union 30.9.2022

4. The requested authority shall inform the applicant authority of the grounds for refusing a request for information.

5. Information obtained in accordance with this Article shall be used solely for the purposes of this Convention and shall be accorded the same protection by a receiving country as is afforded to information of like nature under the national law of that country. Such information may be used for other purposes only with the written consent of the competent authority that furnished it and subject to any restrictions laid down by that authority.

6. The request for information shall be provided using the form set out in Annex II to this Appendix.

Request for notification Article 5

1. The requested authority shall, at the request of the applicant authority, and in accordance with the rules of law in force for the notification of similar instruments or decisions in the country in which the requested authority is situated, notify to the addressee all instruments and decisions, including those of a judicial nature, which emanate from the country in which the applicant authority is situated and which relate to a claim and/or to its recovery.

2. The request for notification shall contain at least the following information:

(a) name, address and other data relevant to the identification of the addressee;

(b) nature and subject of the instrument or decision to be notified;

(c) information relating to the claim(s); such as nature and amount of the claim

(d) any other information, if needed.

2a. The applicant authority shall make a request for notification only when it is unable to notify in the country where the applicant authority is situated, in accordance with the rules governing the notification of the document concerned or when such notification would give rise to disproportionate difficulties.

3. The requested authority shall promptly inform the applicant authority of the action taken on its request for

notification and, more especially, of the date on which the instrument or decision was forwarded to the addressee.

4. The request for notification shall be provided using the form set out in Annex III to this Appendix.

Request for recovery Article 6

1. At the request of the applicant authority, the requested authority shall recover claims, which are the subject of an instrument permitting their enforcement in accordance with the laws, regulations or administrative provisions applying to the recovery of similar claims arising in the country in which the requested authority is situated.

2. For this purpose, any claim in respect of which a request for recovery has been made shall be treated as a claim of the country in which the requested authority is situated, except where Article 12 applies.

Article 7

1. The request for recovery of a claim which the applicant authority addresses to the requested authority must be accompanied by an official or certified copy of the instrument permitting its enforcement, issued in the country in which the applicant authority is situated and, if appropriate, by the original or a certified copy of other documents necessary for recovery.30.9.2022 EN Official Journal of the European Union L 253/65

2. The applicant authority may not make a request for recovery unless:

(a) the claim and/or the instrument permitting its enforcement are not contested in the country in which it is situated;

(b) it has, in the country in which it is situated, applied the recovery procedure available to it on the basis of the instrument referred to in paragraph 1, and the measures taken have not resulted in the payment in full of the claim;

(c) the claim exceeds EUR 1 500. The equivalent in national currencies of the amount expressed in EUR shall be calculated in accordance with the provisions of Article 22 of Appendix II.

3. The request for recovery shall contain at least the following information:

(a) name, address and other data relevant to the identification of the person concerned;

(b) exact nature of the claim(s);

(c) amount of the claim(s);

(d) other information, if needed

(e) a statement by the applicant authority indicating the date from which enforcement is possible under the laws in force in the country where the applicant authority is situated and confirming that the conditions set out in paragraph 2 are fulfilled.

4. As soon as any relevant information relating to the matter, which gave rise to the request for recovery, comes to the knowledge of the applicant authority it shall forward it to the requested authority.

Article 8 The instrument permitting enforcement of the claim shall, where appropriate, and in accordance with the provisions in force in the country in which the requested authority is situated, be accepted, recognized, supplemented or replaced by an instrument authorizing enforcement in the territory of that country.

Such acceptance, recognition, supplementing or replacement must take place as soon as possible following the date of receipt of the request for recovery. They may not be refused if the instrument permitting enforcement in the country in which the applicant authority is situated is properly drawn up.

If any of these formalities should give rise to an examination or contestation in connection with the claim and/or the instrument permitting enforcement issued by the applicant authority, Article 12 shall apply.

Article 9

1. Claims shall be recovered in the currency of the country in which the requested authority is situated.

2. The requested authority may, where the laws, regulations or administrative provisions in force in the country in which it is situated so permit, allow the debtor time to pay or authorize payment by instalment. Any interest charged by the requested authority in respect of such extra time to pay shall be remitted to the applicant authority.

Any other interest charged for late payment under the laws, regulations and administrative provisions in force in the country in which the requested authority is situated shall also be remitted to the applicant authority.

Article 10 The claims to be recovered shall not be given preferential treatment in the country in which the requested authority is situated.

Article 11 The requested authority shall inform the applicant authority immediately of the action it has taken on the request for recovery.L 253/66 EN Official Journal of the European Union 30.9.2022 Disputes Article 12

1. If, in the course of the recovery procedure, the claim and/or the instrument permitting its enforcement issued in the country in which the applicant authority is situated are contested by an interested party, the action shall be brought by the latter before the competent body of the country in which the applicant authority is situated, in accordance with the laws in force there. This action must be notified by the applicant authority to the requested authority. The party concerned may also notify the requested authority of the action.

2. As soon as the requested authority has received the notification referred to in paragraph 1 either from the applicant authority or from the interested party, it shall suspend the enforcement procedure pending the decision of the body competent in the matter.

2a Should the requested authority deem it necessary, and without prejudice to Article 13, that authority may take precautionary measures to guarantee recovery in so far as the laws or regulations in force in the country in which it is situated allow such action for similar claims.

3. Where the enforcement measures taken in the country in which the requested authority is situated are contested, the action shall be brought before the competent body of that country in accordance with its laws and regulations.

4. Where the competent body before which the action has been brought in accordance with paragraph 1 is a judicial or administrative tribunal, the decision of that tribunal, in so far as it is favourable to the applicant authority and permits recovery of the claim in the country in which the applicant authority is situated shall constitute the ’instrument permitting enforcement’ within the meaning of Articles 6, 7 and 8 and the recovery of the claim shall proceed on the basis of that decision.

Request for precautionary measures Article 13

1. At the request of the applicant authority, the requested authority shall take precautionary measures, if allowed by its national law and in accordance with its administrative practices, to ensure recovery where a claim or the instrument permitting enforcement in the country where the applicant authority is situated is contested at the time when the request is made, or where the claim is not yet the subject of an instrument permitting enforcement in the country where the applicant authority is situated, in so far as precautionary measures are also possible, in a similar situation, under the national law and administrative practices in this country.

1a. The request for precautionary measures may be accompanied by other documents relating to the claims, issued in the country where the applicant authority is situated.

2. In order to give effect to the provisions of the paragraph 1, Articles 6, 7(3) and (4), 8, 11, 12 and 14 shall apply mutatis mutandis.

3. The request for precautionary measures shall be provided using the form set out in Annex IV to this Appendix.

Exceptions Article 14

The requested authority shall not be obliged:

(a) to grant the assistance provided for in Articles 6 to 13 if recovery of the claim would, because of the situation of the debtor, create serious economic or social difficulties in the country in which that authority is situated, in so far as the laws, regulations and administrative practices in force in this country allow such exception for national claims;30.9.2022 EN Official Journal of the European Union L 253/67

(b) to accept a recovery of a claim if it maintains that it could infringe the public policy or other essential interests of the country in which that authority is situated.

(c) to undertake recovery of a claim if the applicant authority has not exhausted the means of recovery in the territory of the country in which it is situated,

(d) to grant assistance if the total amount of the claims for which assistance is requested is less than EUR 1 500.

The requested authority shall inform the applicant authority of the grounds for refusing a request for assistance.

Article 15

1. Questions concerning periods of limitation shall be governed solely by the laws in force in the country in which the applicant authority is situated.

2. Steps taken in the recovery of claims by the requested authority in pursuance of a request for assistance which, if they had been carried out by the applicant authority, would have had the effect of suspending, interrupting or prolonging the period of limitation according to the laws in force in the country in which the applicant authority is situated, shall be deemed to have been taken in the latter country, in so far as that effect is concerned.

3. The applicant authority and the requested authority shall inform each other of any action which interrupts, suspends or prolongs the limitation period of the claim for which the recovery or precautionary measures were requested, or which may have this effect.

Confidentiality Article 16 Documents and information sent to the requested authority pursuant to this Appendix may only be communicated by the

latter to:

(a) the person mentioned in the request for assistance;

(b) those persons and authorities responsible for the recovery of the claims, and solely for that purpose;

(c) the judicial authorities dealing with matters concerning the recovery of the claims.

Languages Article 17

1. Requests for assistance and relevant documents shall be accompanied by a translation in the official language, or one of the official languages of the country in which the requested authority is situated or in a language acceptable to such authority.

2. Information and other particulars communicated by the requested authority to the applicant authority shall be conveyed in the official language or one of the official languages of the country where the requested authority is situated or in another language agreed between the applicant and requested authorities.

Costs Article 18

1. The countries concerned shall renounce all claims upon each other for the reimbursement of costs resulting from mutual assistance, which they grant each other pursuant to this Appendix.

However, where recovery creates a specific problem, concerns a very large amount in costs or relates to organised crime, the applicant and requested authorities may agree reimbursement arrangements specific to the cases in question.L 253/68 EN Official Journal of the European Union 30.9.2022

2. Notwithstanding paragraph 1, the country in which the applicant authority is situated shall remain liable to the country in which the requested authority is situated for costs incurred as a result of actions held to be unfounded, as far as either the substance of the claim or the validity of the instrument issued by the applicant authority are concerned.

Authorized authorities Article 19 The countries shall inform the Commission of its competent authorities authorized to make or receive requests for assistance, as well as of any subsequent relevant changes.

The Commission shall make the information received available to the other countries.

Articles 20 to 22 (This Appendix contains no Articles 20 to 22) Final Provisions Article 23 The provisions of this Appendix shall not prevent a greater measure of mutual assistance being afforded either now or in the future by particular countries under any agreements or arrangements, including those for the notification of legal or extra-legal acts.

Articles 24 to 26 (This Appendix contains no Articles 24 to 26)30.9.2022 EN Official Journal of the European Union L 253/69 ANNEXES TO APPENDIX IV ANNEX I IMPLEMENTING PROVISIONS TITLE I Scope Article 1

1. This Annex lays down detailed rules for implementing Appendix IV.

2. This Annex also lays down detailed rules on conversion and transfer of sums recovered.

TITLE II General provisions Article 1a

1. The applicant authority may make a request for assistance in respect of either a single claim or several claims where those are recoverable from one and the same person.

2. A request for information, notification, recovery or precautionary measures may relate to any of the following

persons:

(a) the debtor or debtors;

(b) any person liable for settlement of the claim under the law in force in the country where the applicant authority is situated.

Where the applicant authority knows that a third party holds assets belonging to one of the persons mentioned in the foregoing subparagraph, the request may also relate to that third party.

3. If the requested authority refuses to handle a request for assistance, it shall notify the applicant authority of the reasons for its refusal, specifying the provisions of Article 4(3) of Appendix IV on which it relies. Such notification shall be given by the requested authority as soon as it has taken its decision and in any event within one month of the date of the acknowledgment of the receipt of the request.

4. Each request for information, notification, recovery or precautionary measures shall indicate whether a similar request has been addressed to any other authority.

TITLE III Request for information Article 2 The request for information referred to in Article 4 of Appendix IV shall be made out in writing in accordance with the specimen in Annex II. The said request shall bear the official stamp of the applicant authority and shall be signed by an official thereof duly authorized to make such a request.

(This Annex contains no Article 3) Article 4 The requested authority shall acknowledge receipt of the request for information in writing (e.g. by e-mail or fax) as soon as possible and in any event within seven days of such receipt.

Upon receipt of the request the requested authority shall, where appropriate, ask the applicant authority to provide any additional information necessary. The applicant authority shall provide all additional necessary information to which it normally has access.L 253/70 EN Official Journal of the European Union 30.9.2022 Article 5

1. The requested authority shall transmit each item of requested information to the applicant authority as and when it is obtained.

2. Where all or part of the requested information cannot be obtained within a reasonable time, having regard to the particular case, the requested authority shall so inform the applicant authority, indicating the reasons therefore.

3. In any event, at the end of six months from the date of acknowledgement of receipt of the request, the requested authority shall inform the applicant authority of the outcome of the investigations which it has conducted in order to obtain the information requested.

4. In the light of the information received from the requested authority, the applicant authority may request the latter to continue its investigations. This request shall be made in writing (e.g. by e-mail or fax) within two months from the receipt of the notification of the outcome of the investigations carried out by the requested authority, and shall be treated by the requested authority in accordance with the provisions applying to the initial request.

(This Annex contains no Article 6) Article 7 The applicant authority may at any time withdraw the request for information, which it has sent to the requested authority.

The decision to withdraw shall be transmitted to the requested authority in writing (e.g. by e-mail or fax).

TITLE IV Request for notification Article 8 The request for notification referred to in Article 5 of Appendix IV shall be made out in writing in duplicate using the form set out in Annex III. The said request shall bear the official stamp of the applicant authority and shall be signed by an official thereof duly authorized to make such a request.

Two copies of the instrument or decision, notification of which is requested, shall be attached to the request referred to in the foregoing paragraph.

Article 9 The request for notification may relate to any natural or legal person who, in accordance with the law in force in the country where the applicant authority is situated, shall be informed of any instrument or decision, which concerns that person.

Article 10

1. Immediately upon receipt of the request for notification, the requested authority shall take the necessary measures to effect that notification in accordance with the law in force in the country in which it is situated.

If necessary, without prejudice to the final date for notification indicated in the request for notification, the requested authority shall ask the applicant authority to provide additional information.

The applicant authority shall provide all additional information to which it normally has access.

2. The requested authority shall inform the applicant authority of the date of notification as soon as this has been done, by returning to it one of the copies of its request with the certificate on the reverse side duly completed.30.9.2022 EN Official Journal of the European Union L 253/71 TITLE -V Request for recovery and/or for the taking of precautionary measures Article 11

1. The request for recovery and/or for the taking of precautionary measures referred to in Articles 6 and 13 of Appendix IV, shall be made out in writing using the form set out in Annex IV. The request, which shall include a declaration that the conditions laid down in Appendix IV for initiating the mutual assistance procedure in the particular case have been fulfilled, shall bear the official stamp of the applicant authority and shall be signed by an official thereof duly authorized to make such a request.

2. The instrument permitting enforcement in the country where the requested authority is situated, accompanying the request shall be completed by or under the responsibility of the applicant authority, based on the initial instrument permitting enforcement in the country where the applicant authority is situated.

2a. The instrument permitting enforcement may be issued in respect of several claims where it concerns one and the same person.

For the purposes of Articles 12 to 19, all claims, which are covered by the same instrument permitting enforcement, shall be deemed to constitute a single claim. (This Annex contains no Article 12) Article 13

1. The applicant authority shall state the amounts of the claim to be recovered both in the currency of the country in which it is situated and also in the currency of the country in which the requested authority is situated.

2. The rate of exchange to be used for the purposes of paragraph 1 shall be the latest selling rate recorded on the most representative exchange market or markets of the country in which the applicant authority is situated, on the date when the request for recovery is signed.

Article 14

1. The requested authority shall acknowledge receipt of the request for recovery and/or for the taking of precautionary measures in writing (e.g. by e-mail or fax) as soon as possible and in any event within seven days of its receipt.

2. The requested authority may ask the applicant authority to provide additional information or to complete the instrument permitting enforcement in the requested country, if required. The applicant authority shall provide all additional necessary information to which it normally has access.

Article 15

1. Where, within a reasonable time having regard to the particular case, all or part of the claim cannot be recovered or precautionary measures cannot be taken, the requested authority shall so inform the applicant authority, indicating the reasons therefore.

In the light of the information received from the requested authority, the applicant authority may request the latter to continue the procedure, which it has undertaken for recovery and/or for the taking of precautionary measures. This request shall be made in writing (e.g. by e-mail or fax) within two months from the receipt of the notification of the outcome of the procedure undertaken by the requested authority for recovery and/or for the taking of precautionary measures, and shall be treated by the requested authority in accordance with the provisions applying to the initial request.

2. No later than at the end of each six-months period following the date of acknowledgement of the receipt of the request, the requested authority shall inform the applicant authority of the state of progress or the outcome of the procedure for recovery or for precautionary measures.L 253/72 EN Official Journal of the European Union 30.9.2022

3. If the laws, regulations and administrative practices in force in the country where the requested authority is situated do not permit precautionary measures or the recovery measures under Article 12(2a) of Appendix IV, the requested authority shall notify the applicant authority thereof as soon as possible and in the event within one month of the receipt of notification referred to in Article 14(1).

Article 16 Any action contesting the claim or the instrument permitting its enforcement which is taken in the country in which the applicant authority is situated shall be notified to the requested authority in writing (e.g. by e-mail or fax) by the applicant authority immediately after it has been informed of such action.

Article 17

1. If the request for recovery and/or for the taking of precautionary measures becomes nugatory as a result of payment of the claim or of its cancellation or for any other reason, the applicant authority shall immediately inform the requested authority in writing (e.g. by e-mail or fax) so that the latter may stop any action which it has undertaken.

2. Where the amount of the claim which is the subject of the request for recovery and/or for the taking of precautionary measures is amended for any reason, the applicant authority shall immediately inform the requested authority in writing (e.

g. by e-mail or fax).

If the amendment consists of a reduction in the amount of the claim, the requested authority shall continue the action which it has undertaken with a view to recovery and/or to the taking of precautionary measures, but that action shall be limited to the amount still outstanding. If, at the time the requested authority is informed of the reduction of the amount of the claim, the original amount has already been recovered by it but the transfer procedure referred to in Article 18 has not yet been initiated, the requested authority shall repay the amount overpaid to the person entitled thereto.

If the amendment consists of an increase in the amount of the claim, the applicant authority shall as soon as possible address to the requested authority an additional request for recovery and/or for the taking of precautionary measures. This additional request shall, as far as possible, be dealt with by the requested authority at the same time as the original request of the applicant authority. Where, in view of the state of progress of the existing procedure, the joinder of the additional request and the original request is not possible, the requested authority shall only be required to comply with the additional request if it concerns an amount not less than that referred to in Article 7 of Appendix IV.

3. To convert the amended amount of the claim into the currency of the country in which the requested authority is situated, the applicant authority shall use the exchange rate used in its original request.

Article 18 Any sum recovered by the requested authority, including, where applicable, the interest referred to in Article 9 (2) of Appendix IV, shall be the subject of a transfer to the applicant authority in the currency of the country in which the requested authority is situated. This transfer shall take place within one month of the date on which the recovery was effected.

However, if recovery measures applied by the requested authority are contested for a reason not falling within the responsibility of the country where the applicant authority is situated, the requested authority may wait to transfer any sums recovered in relation to the claims, until the dispute is settled, if the following conditions are simultaneously fulfilled:

(a) The requested authority finds it likely that the outcome of this contestation will be favourable to the party concerned, and

(b) The applicant authority has not declared that it will reimburse the sums already transferred if the outcome of that contestation is favourable to the party concerned.30.9.2022 EN Official Journal of the European Union L 253/73 Article 19 Irrespective of any amounts collected by the requested authority by way of interest referred to in Article 9 (2) of Appendix IV, the claim shall be deemed to have been recovered in proportion to the recovery of the amount expressed in the national currency of the country in which the requested authority is situated, on the basis of the exchange rate referred to in Article 13 (2).

TITLE VI General and final provisions Article 20

1. A request for assistance may be made by the applicant authority in respect of either a single claim or several claims where these are recoverable from one and the same person.

2. The information provided for in Annexes II, III and IV may be drawn up on plain paper by means of data processing systems provided that the resultant printouts comply with the format of the forms contained in the Annexes.

Article 21 Information and other particulars communicated by the requested authority to the applicant authority shall be made out in the official language or one of the official languages of the country in which the requested authority is situated.L 253/74 EN Official Journal of the European Union 30.9.2022 ANNEX II CONVENTION OF 20 MAY 1987ON A COMMON TRANSIT PROCEDURE (Article 4 of Appendix IV) (Description of the applicant authority, address, ...........................................................

telephone, e-mail and bank account numbers, etc.) (Place and date of sending request) ........................................................... (File reference of applicant authority) To (Space reserved for the authority to whom the request is ........................................................... sent) (Name of the authority to whom the request is sent, postbox, place, etc.) ...........................................................

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REQUEST FOR INFORMATION I, the undersigned, ................................................................................................................................ (name and official capacity) acting as the agent duly authorized by the applicant authority indicated above, hereby request the following information to be obtained in accordance with Article 4 of Appendix IV to the Convention Information relating to the person concerned(1) Information relating to the claim(s) Requested information

(a) Name and ad­ { Known(*) — Amount of the relevant claim or dress Assumed(*) claims (including possible inter­ est and costs)

(b) Other relevant information concerning the — Exact nature of the claim(s) above person — Other information — principal debtor — co-debtor — third party holding assets Other requested authorities .............................

(Signature) (Official stamp) (*) delete as appropriate

(1) Natural or legal person30.9.2022 EN Official Journal of the European Union L 253/75 ANNEX III CONVENTION OF 20 MAY 1987ON A COMMON TRANSIT PROCEDURE (Article 5 of Appendix IV) (Description of the applicant authority, address, ...........................................................

telephone, e-mail and bank account numbers, etc.) (Place and date of sending request) ........................................................... (File reference of applicant authority) To (Space reserved for the authority to whom the request is ........................................................... sent) (Name of the authority to whom the request is sent, postbox, place, etc.) ...........................................................

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REQUEST FOR NOTIFICATION I, the undersigned, ................................................................................................................................ (name and official capacity) acting as the agent duly authorized by the applicant authority indicated above, hereby request notification, pursuant to article 5 of Appendix IV to the Convention of the following instrument / decision (*).

Nature and subject of the instrument (or Information relating to the Information relating to the person concerned(1) Other information decision) to be claim(s) notified

(a) Name and ad­ { Known(*) — Amount of the claim(s) dress Assumed(*) (including any interest and costs)

(b) Name and address of the principal debtor — Exact nature of the if different from addressee claim(s)

(c) Other information — Other information ....................

(Signature) (Official stamp) (*) delete as appropriate

(1) Natural or legal personL 253/76 EN Official Journal of the European Union 30.9.2022 CERTIFICATE

The undersigned hereby certifies: — that the instrument/decision (*) attached to the request overleaf has been notified to the addressee referred to in the said request dated .................................... ........... The notification was made in the following manner (1) (*):

— that the instrument/decision (*) attached to the request overleaf was not to be notified to the addressee referred to in the said request for the following reasons (*): ...............................................................

(Date) ...............................................................

(Signature) (Official stamp)’ _____________ (*) Delete as appropriate.

(1) Indicate exactly whether the notification was made to the addressee in person or by another procedure..30.9.2022 EN Official Journal of the European Union L 253/77 ANNEX IV CONVENTION OF 20 MAY 1987ON A COMMON TRANSIT PROCEDURE (Article 6 to 13 of Appendix IV) (Description of the applicant authority, address, ...........................................................

telephone, e-mail and bank account numbers, etc.) (Place and date of sending request) ........................................................... (File reference of applicant authority) To (Space reserved for the authority to whom the request is ........................................................... sent) (Name of the authority to whom the request is sent, postbox, place, etc.) ...........................................................

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REQUEST FOR RECOVERY/PRECAUTIONARY MEASURES TO BE TAKEN(*) I, the undersigned, ................................................................................................................................

(name and official capacity) acting as the agent duly authorized by the applicant authority indicated above, hereby request: — recovery of the following claim(s) covered by the attached unit of execution pursuant to Article 7 of Appendix IV to the Convention; the conditions of Article 7 (2) (a) and (b) are satisfied (*), — precautionary measures to be taken, pursuant to Article 13 of Appendix IV to the Convention in respect of the person mentioned below concerning the claim(s) covered by the attached unit of execution; I attach hereto a statement of the reasons for this request(*)L 253/78 EN Official Journal of the European Union 30.9.2022 Information relating to the person Information relating to the claim(s) concerned(1) Exact nature of Amount Amount Rate of Other the claim(s) expressed in the expressed in the exchange used information currency of the currency of the country in country in which the which the applicant requested authority is authority is situated situated

(a) Name { Known(*) Amount of principal(2) Date on which and ad­ Assumed(*) enforcement dress becomes ............... ............... possible Period of

(b) Other relevant information: Amount of interest up to the date limitation — principal debtor of signature of this document(2) Assets of the — co-debtor debtor held by — third party holding a third party assets ............... ...............

Amount of costs up to the date of ................................. signature of this document(2) (Signature) ............... ...............

Total ............... ...............

Details of documents attached (Official stamp) (*) Delete as appropriate

(1) Natural or legal person

(2) Where the unit of execution is general, indicate the amounts of the different claims