See Full Document Text
27.9.2023 EN Official Journal of the European Union L 238/1
I
(Legislative acts)
REGULATIONS
REGULATION (EU) 2023/2053 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
of 13 September 2023
establishing a multiannual management plan for bluefin tuna in the eastern Atlantic and the
Mediterranean, amending Regulations (EC) No 1936/2001, (EU) 2017/2107, and (EU) 2019/833 and
repealing Regulation (EU) 2016/1627
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on the Functioning of the European Union, and in particular Article 43(2) thereof,
Having regard to the proposal from the European Commission,
After transmission of the draft legislative act to the national parliaments,
Having regard to the opinion of the European Economic and Social Committee(1),
Acting in accordance with the ordinary legislative procedure(2),
Whereas:
(1) One of the objectives of the common fisheries policy (CFP) as set out in Regulation (EU) No 1380/2013 of the
European Parliament and of the Council(3), is to ensure that the exploitation of marine biological resources
provides sustainable economic, environmental and social benefits.
(2) By means of Council Decision 98/392/EC(4), the Union approved the United Nations Convention on the Law of the
Sea and the Agreement for the Implementation of the Provisions of the United Nations Convention on the Law of
the Sea of 10 December 1982relating to the Conservation and Management of Straddling Fish Stocks and Highly
Migratory Fish Stocks, which contain principles and rules with regard to the conservation and management of the
living resources of the sea. In the framework of its wider international obligations, the Union takes part in efforts
made in international waters to conserve fish stocks.
(3) The Union is Party to the International Convention for the Conservation of Atlantic Tunas(5)(‘the Convention’).
(1) OJ C 232, 14.7.2020, p. 36.
(2) Position of the European Parliament of 28 April 2021 (not yet published in the Official Journal) and position of the Council at first
reading of 26 June 2023 (not yet published in the Official Journal). Position of the European Parliament of 12 September 2023 (not
yet published in the Official Journal).
(3) Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy,
amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002
and (EC) No 639/2004 and Council Decision 2004/585/EC (OJ L 354, 28.12.2013, p. 22).
(4) Council Decision 98/392/EC of 23 March 1998 concerning the conclusion by the European Community of the United Nations
Convention of 10 December 1982 on the Law of the Sea and the Agreement of 28 July 1994 relating to the implementation of Part
XI thereof (OJ L 179, 23.6.1998, p. 1).
(5) International Convention for the Conservation of Atlantic Tunas (OJ L 162, 18.6.1986, p. 34).L 238/2 EN Official Journal of the European Union 27.9.2023
(4) At its 21st special meeting in 2018, the International Commission for the Conservation of Atlantic Tunas (‘ICCAT’),
established by the Convention, adopted Recommendation 18-02 establishing a multiannual management plan for
bluefin tuna in the eastern Atlantic and the Mediterranean (‘the Management Plan’).The Management Plan follows
the advice of the ICCAT’s Standing Committee on Research and Statistics (‘SCRS’) stating that ICCAT should
establish a multiannual management plan for the stock in 2018 since the current status of the stock no longer
appears to require the emergency measures introduced under the recovery plan for bluefin tuna, which was
established by Recommendation 17-07 amending Recommendation 14-04, but without weakening existing
monitoring and control measures.
(5) ICCAT Recommendation 18-02 repeals Recommendation 17-07, which was implemented in Union law by
Regulation (EU) 2016/1627 of the European Parliament and of the Council(6).
(6) At its 26th regular meeting in 2019, ICCAT adopted Recommendation 19-04 amending the multi-annual
management plan established by Recommendation 18-02. ICCAT Recommendation 19-04 repeals and replaces
Recommendation 18-02. This Regulation should implement Recommendation 19-04 in Union law.
(7) This Regulation should also implement, in full or in part, where relevant ICCAT Recommendations 06-07 on bluefin
tuna farming, 18-10 concerning minimum standards for vessel monitoring systems in the ICCAT Convention Area,
96-14 regarding compliance in the bluefin tuna and North Atlantic swordfish fisheries, 13-13 concerning the
establishment of an ICCAT record of vessels 20 metres in length overall or greater authorised to operate in the
Convention Area and 16-15 on transhipment.
(8) The positions of the Union within regional fisheries management organisations are to be based on the best available
scientific advice so as to ensure that fishery resources are managed in accordance with the objectives of the CFP, in
particular with the objective of progressively restoring and maintaining populations of fish stocks above biomass
levels capable of producing maximum sustainable yield (‘MSY’), and with the objective of providing conditions for
economically viable and competitive fishing capture and processing industry and land-based fishingrelated activity.
According to the report issued by the SCRS in October 2018, bluefin tuna catches at a fishing mortality rate F are
0,1
in line with a fishing mortality rate consistent with achieving MSY (F . The stock biomass is considered to be at a
msy)
level ensuring MSY. The biomass value B fluctuates from being above that level for medium and low recruitment
0,1
levels, to being below that level for the high level of recruitment.
(9) The Management Plan takes into account the specificities of the different types of gear and fishing techniques. When
implementing the Management Plan, the Union and Member States should promote coastal fishing activities and the
use of fishing gear and techniques which are selective and have a reduced environmental impact, in particular gear
and techniques used in traditional and artisanal fisheries, thereby contributing to a fair standard of living for local
economies.
(10) Account should be taken of the specific characteristics and needs of small-scale and artisanal fisheries. In addition to
relevant provisions of ICCAT Recommendation 19-04 that remove obstacles to the participation of small-scale
coastal vessels in the bluefin tuna fishery, Member States should make further efforts to ensure a fair and
transparent distribution of fishing opportunities between small-scale, artisanal and larger fleets, in a manner
consistent with their obligations under Article 17 of Regulation (EU) No 1380/2013.
(6) Regulation (EU) 2016/1627 of the European Parliament and of the Council of 14 September 2016 on a multiannual recovery plan for
bluefin tuna in the eastern Atlantic and the Mediterranean, and repealing Council Regulation (EC) No 302/2009 (OJ L 252, 16.9.2016,
p. 1).27.9.2023 EN Official Journal of the European Union L 238/3
(11) To ensure compliance with the CFP, Union legal acts have been adopted to establish a system of control, inspection
and enforcement, which includes the fight against illegal, unreported and unregulated (IUU) fishing. In particular,
Council Regulation (EC) No 1224/2009(7)establishes a Union system for control, inspection and enforcement with
a global and integrated approach so as to ensure compliance with all the rules of the CFP. Commission Implementing
Regulation (EU) No 404/2011(8)lays down detailed rules for the implementation of Regulation (EC) No 1224/2009.
Council Regulation (EC) No 1005/2008(9) establishes a Community system to prevent, deter and eliminate IUU
fishing. Those Regulations already include provisions that cover a number of the measures laid down in ICCAT
Recommendation 19-04, such as fishing licences and authorisations, as well as certain rules on vessel monitoring
systems. It is therefore not necessary for this Regulation to include provisions covering those measures.
(12) Regulation (EU) No 1380/2013 establishes the concept of minimum conservation reference size. In order to ensure
consistency, the ICCAT concept of minimum size should be implemented into Union law as the minimum
conservation reference size.
(13) According to ICCAT Recommendation 19-04, bluefin tuna that have been caught and are below the minimum
conservation reference size have to be discarded. The same applies to catches of bluefin tuna exceeding the by-catch
limits established in annual fishing plans. For the purpose of the Union’s compliance with its international
obligations under ICCAT, Article 4 of Commission Delegated Regulation (EU) 2015/98(10)provides for derogations
from the landing obligation for bluefin tuna in accordance with Article 15(2) of Regulation (EU) No 1380/2013.
Delegated Regulation (EU) 2015/98 implements certain provisions of Recommendation 19-04 which lay down the
obligation to discard bluefin tuna for vessels that exceed their allocated quota or their maximum level of permitted
by-catches. The scope of that Delegated Regulation includes vessels engaged in recreational fishing. It is therefore
not necessary for this Regulation to cover such discard and release obligations and this Regulation is without
prejudice to the corresponding provisions of Delegated Regulation (EU) 2015/98.
(14) During the 2018 annual meeting, the Contracting Parties to the Convention acknowledged the need to reinforce
controls for certain bluefin tuna operations. With that aim, it was agreed during that meeting that Contracting
Parties to the Convention responsible for farms should ensure full traceability of caging operations and should
undertake random controls based on risk analysis.
(7) Council Regulation (EC) No 1224/2009 of 20 November 2009 establishing a Union control system for ensuring compliance with the
rules of the common fisheries policy, amending Regulations (EC) No 847/96, (EC) No 2371/2002, (EC) No 811/2004, (EC)
No 768/2005, (EC) No 2115/2005, (EC) No 2166/2005, (EC) No 388/2006, (EC) No 509/2007, (EC) No 676/2007, (EC)
No 1098/2007, (EC) No 1300/2008, (EC) No 1342/2008 and repealing Regulations (EEC) No 2847/93, (EC) No 1627/94 and (EC)
No 1966/2006 (OJ L 343, 22.12.2009, p. 1).
(8) Commission Implementing Regulation (EU) No 404/2011 of 8 April 2011 laying down detailed rules for the implementation of
Council Regulation (EC) No 1224/2009 establishing a Community control system, for ensuring compliance with the rules of the
Common Fisheries Policy (OJ L 112, 30.4.2011, p. 1).
(9) Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate
illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and
repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 (OJ L 286, 29.10.2008, p. 1).
(10) Commission Delegated Regulation (EU) 2015/98, of 18 November 2014 on the implementation of the Union’s international
obligations, as referred to in Article 15(2) of Regulation (EU) No 1380/2013 of the European Parliament and of the Council, under
the International Convention for the Conservation of Atlantic Tunas and the Convention on Future Multilateral Cooperation in the
Northwest Atlantic Fisheries (OJ L 16, 23.1.2015, p. 23).L 238/4 EN Official Journal of the European Union 27.9.2023
(15) Regulation (EU) No 640/2010 of the European Parliament and of the Council(11)provides for an electronic catch
document for bluefin tuna (‘eBCD’), implementing ICCAT Recommendation 09-11 amending Recommendation
08-12. ICCAT Recommendations 17-09 and 11-20 on the application of the eBCD have recently been repealed by
ICCAT Recommendations 18-12 and 18-13. Therefore, Regulation (EU) No 640/2010 has become obsolete and the
Commission has adopted a proposal for a new Regulation implementing the most recent ICCAT rules on eBCD. As a
consequence this Regulation should not refer to Regulation (EU) No 640/2010 but, in more general terms, to the
catch documentation programme recommended by ICCAT.
(16) Taking into account that certain ICCAT recommendations are being amended frequently by ICCAT Contracting
Parties and are likely to be amended further in the future, in order to swiftly implement into Union law future
ICCAT recommendations amending or supplementing the Management Plan, the power to adopt acts in accordance
with Article 290 of the Treaty on the Functioning of the European Union (TFEU) should be delegated to the
Commission in respect of the following matters: deadlines for reporting information, time periods for fishing
seasons; derogations from the prohibition on the carry-over of unused quotas; minimum conservation reference
sizes; percentages and parameters, the information to be submitted to the Commission; tasks for national observers
and regional observers, reasons for refusing the authorisation to transfer fish; reasons for seizing the catches and
ordering the release of fish. Moreover, each year, the Commission, representing the Union at ICCAT meetings,
agrees to a number of purely technical ICCAT recommendations, in particular concerning capacity limitations,
logbook requirements, catch report forms, transhipment and ICCAT transfer declarations (ITDs), minimum
information for fishing authorisations, minimum number of fishing vessels in relation to the ICCAT scheme of Joint
International Inspection; specifications of the inspection and observer scheme, standards for video recordings,
release protocols, standards for the treatment of dead fish, caging declarations or standards for vessel monitoring
systems, that should be implemented into Union law by means of Annexes I–XV to this Regulation. The power to
adopt acts in accordance with Article 290 TFEU should therefore be delegated to the Commission also in respect of
amending or supplementing Annexes I–XV of this Regulation in line with the amended or supplemented ICCAT
Recommendations. It is of particular importance that the Commission carry out appropriate consultations during
its preparatory work, including at expert level, and that those consultations be conducted in accordance with the
principles laid down in the Interinstitutional Agreement of 13 April 2016on Better Law-Making(12). In particular,
to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive
all documents at the same time as Member States’ experts, and their experts systematically have access to meetings
of Commission expert groups dealing with the preparation of delegated acts.
(17) ICCAT recommendations governing the bluefin tuna fishery, namely operations related to catching, transfer,
transport, caging, farming, harvesting and carry-over, are highly dynamic. There are constant new developments in
technologies to control and manage the fishery, such as stereoscopical cameras and alternative methods, that need
to be uniformly applied by Member States. Similarly, operational procedures also need to be developed where
necessary, to help Member States to comply with ICCAT rules implemented into Union law by this Regulation. In
order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be
conferred on the Commission as regards detailed rules for the carry-over of live bluefin tuna, transfer operations
and caging operations. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the
European Parliament and of the Council(13).
(18) The delegated acts and implementing acts provided for in this Regulation are without prejudice to the
implementation of future ICCAT recommendations into Union law through the ordinary legislative procedure.
(11) Regulation (EU) No 640/2010 of the European Parliament and of the Council of 7 July 2010 establishing a catch documentation
programme for bluefin tuna Thunnus thynnus and amending Council Regulation (EC) No 1984/2003 (OJ L 194, 24.7.2010, p. 1).
(12) OJ L 123, 12.5.2016, p. 1.
(13) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general
principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (OJ L 55,
28.2.2011, p. 13).27.9.2023 EN Official Journal of the European Union L 238/5
(19) As this Regulation will provide a new and comprehensive management plan for bluefin tuna, the provisions
concerning bluefin tuna laid down in Regulations (EU) 2017/2107(14) and (EU) 2019/833(15) of the European
Parliament and of the Council should be deleted. As regards Article 43 of Regulation (EU) 2017/2107, the part
corresponding to Mediterranean swordfish has been included in Regulation (EU) 2019/1154 of the European
Parliament and of the Council(16). Certain provisions of Council Regulation (EC) No 1936/2001(17)should also be
deleted. Regulations (EC) No 1936/2001, (EU) 2017/2107 and (EU) 2019/833 should therefore be amended
accordingly.
(20) ICCAT Recommendation 18-02 repealed Recommendation 17-07 since the status of the stock no longer required
the emergency measures provided for in the recovery plan for bluefin tuna established by that recommendation.
Regulation (EU) 2016/1627, which implemented that recovery plan, should therefore be repealed,
HAVE ADOPTED THIS REGULATION:
CHAPTER I
General provisions
Article 1
Subject matter
This Regulation lays down general rules for the uniform and effective implementation by the Union of the multiannual
management plan for bluefin tuna (Thunnus thynnus) in the eastern Atlantic and the Mediterranean, as adopted by the
International Commission for the Conservation of Atlantic Tunas (‘ICCAT’).
Article 2
Scope
This Regulation applies to:
(a) Union fishing vessels and Union vessels engaged in recreational fisheries which:
(i) catch bluefin tuna in the Convention Area; and
(ii) tranship or carry on board, including outside the Convention Area, bluefin tuna caught in the Convention Area;
(b) Union farms;
(14) Regulation (EU) 2017/2107 of the European Parliament and of the Council of 15 November 2017 laying down management,
conservation and control measures applicable in the Convention area of the International Commission for the Conservation of
Atlantic Tunas (ICCAT), and amending Council Regulations (EC) No 1936/2001, (EC) No 1984/2003 and (EC) No 520/2007
(OJ L 315, 30.11.2017, p. 1).
(15) Regulation (EU) 2019/833 of the European Parliament and of the Council of 20 May 2019 laying down conservation and
enforcement measures applicable in the Regulatory Area of the Northwest Atlantic Fisheries Organisation, amending Regulation
(EU) 2016/1627 and repealing Council Regulations (EC) No 2115/2005 and (EC) No 1386/2007 (OJ L 141, 28.5.2019, p. 1).
(16) Regulation (EU) 2019/1154 of the European Parliament and of the Council of 20 June 2019 on a multiannual recovery plan for
Mediterranean swordfish and amending Council Regulation (EC) No 1967/2006 and Regulation (EU) 2017/2107 of the European
Parliament and of the Council (OJ L 188, 12.7.2019, p. 1).
(17) Council Regulation (EC) No 1936/2001 of 27 September 2001 laying down control measures applicable to fishing for certain stocks
of highly migratory fish (OJ L 263, 3.10.2001, p. 1).L 238/6 EN Official Journal of the European Union 27.9.2023
(c) third country fishing vessels and third country vessels engaged in recreational fisheries that operate in Union waters
and catch bluefin tuna in the Convention Area;
(d) third country vessels which are inspected in Member State ports and which carry on board bluefin tuna caught in the
Convention Area or fishery products originating from bluefin tuna caught in Union waters that have not been
previously landed or transhipped at ports.
Article 3
Objective
The objective of this Regulation is to implement the multiannual management plan for bluefin tuna, as adopted by ICCAT,
which aims to maintain a biomass of bluefin tuna above levels capable of producing MSY.
Article 4
Relationship with other Union acts
Unless otherwise stated in this Regulation, this Regulation applies without prejudice to other Union acts governing the
fisheries sector, in particular:
(1) Regulation (EC) No 1224/2009;
(2) Regulation (EC) No 1005/2008;
(3) Regulation (EU) 2017/2403 of the European Parliament and of the Council(18);
(4) Regulation (EU) 2017/2107;
(5) Regulation (EU) 2019/1241 of the European Parliament and of the Council(19).
Article 5
Definitions
For the purpose of this Regulation, the following definitions apply:
(1) ‘ICCAT’ means the International Commission for the Conservation of Atlantic Tunas;
(2) ‘the Convention’ means the International Convention for the Conservation of Atlantic Tunas;
(3) ‘fishing vessel’ means any powered vessel used for the purposes of the commercial exploitation of bluefin tuna
resources, including catching vessels, fish processing vessels, support vessels, towing vessels, vessels engaged in
transhipment and transport vessels equipped for the transportation of tuna products and auxiliary vessels, except
container vessels;
(4) ‘live bluefin tuna’ means bluefin tuna that is kept alive for a certain period in a trap, or transferred alive to a farming
installation;
(5) ‘SCRS’ means the Standing Committee on Research and Statistics of the ICCAT;
(18) Regulation (EU) 2017/2403 of the European Parliament and of the Council of 12 December 2017 on the sustainable management of
external fishing fleets, and repealing Council Regulation (EC) No 1006/2008 (OJ L 347, 28.12.2017, p. 81).
(19) Regulation (EU) 2019/1241 of the European Parliament and of the Council of 20 June 2019 on the conservation of fisheries resources
and the protection of marine ecosystems through technical measures, amending Council Regulations (EC) No 1967/2006, (EC)
No 1224/2009 and Regulations (EU) No 1380/2013, (EU) 2016/1139, (EU) 2018/973, (EU) 2019/472 and (EU) 2019/1022 of the
European Parliament and of the Council, and repealing Council Regulations (EC) No 894/97, (EC) No 850/98, (EC) No 2549/2000,
(EC) No 254/2002, (EC) No 812/2004 and (EC) No 2187/2005 (OJ L 198, 25.7.2019, p. 105).27.9.2023 EN Official Journal of the European Union L 238/7
(6) ‘recreational fishery’ means non-commercial fisheries activities exploiting marine biological resources;
(7) ‘sport fishery’ means non-commercial fisheries whose members adhere to a national sport organisation or are issued
with a national sport licence;
(8) ‘towing vessel’ means any vessel used for towing cages;
(9) ‘processing vessel’ means a vessel on board of which fisheries products are subject to one or more of the following
operations, prior to their packaging: filleting or slicing, freezing and/or processing;
(10) ‘auxiliary vessel’ means any vessel used to transport dead bluefin tuna (not processed) from a transport/farming cage,
a purse seine or a trap to a designated port and/or to a processing vessel;
(11) ‘trap’ means fixed gear anchored to the bottom, usually containing a guide net that leads bluefin tuna into an
enclosure or series of enclosures where it is kept prior to harvesting or farming;
(12) ‘purse seine’ means any encircling net the bottom of which is drawn together by means of a purse line at the bottom of
the net, which passes through a series of rings along the ground rope, enabling the net to be pursed and closed;
(13) ‘caging’ means the relocation of live bluefin tuna from the transport cage or trap to the farming or fattening cages;
(14) ‘catching vessel’ means a vessel used for the purposes of the commercial capture of bluefin tuna resources;
(15) ‘farm’ means a marine area clearly defined by geographical coordinates, used for the fattening or farming of bluefin
tuna caught by traps and/or purse seine vessels; a farm could have several farming locations, all of them defined by
geographical coordinates with a clear definition of longitude and latitude for each one of the points of the polygon;
(16) ‘farming’ or ‘fattening’ means caging of bluefin tuna in farms and their subsequent feeding aiming to fatten and
increase their total biomass;
(17) ‘harvesting’ means the killing of bluefin tuna in farms or traps;
(18) ‘stereoscopic camera’ means a camera with two or more lenses, with a separate image sensor or film frame for each
lens, enabling the taking of three-dimensional images for the purpose of measuring the length of the fish and
assisting in refining the number and weight of bluefin tuna;
(19) ‘small-scale coastal vessel’ is a catching vessel with at least three of the five following characteristics:
(a) length overall of less than 12 metres;
(b) the vessel fishes exclusively inside the waters under the jurisdiction of the flag Member State;
(c) the duration of fishing trips is less than 24 hours;
(d) the maximum crew number is established at four persons; or
(e) the vessel fishes using techniques which are selective and have a reduced environmental impact;
(20) ‘joint fishing operation’ means any operation between two or more purse seine vessels where the catch of one purse
seine vessel is attributed to one or more purse seine vessels in accordance with a previously agreed allocation key;
(21) ‘fishing actively’ means, for any catching vessel, the fact that it targets bluefin tuna during a given fishing season;
(22) ‘BCD’ means a bluefin tuna catch document;L 238/8 EN Official Journal of the European Union 27.9.2023
(23) ‘eBCD’ means an electronic bluefin tuna catch document;
(24) ‘Convention Area’ means the geographical area defined in Article 1 of the Convention;
(25) ‘transhipment’ means the unloading of all or any of the fisheries products on board a fishing vessels to another fishing
vessel; however, unloading of dead bluefin tuna from the purse seine, the trap or the towing vessel to an auxiliary
vessel shall not be considered as transhipment;
(26) ‘control transfer’ means any additional transfer being implemented at the request of the fishing/farming operators or
the control authorities for the purpose of verifying the number of fish being transferred;
(27) ‘control camera’ means a stereoscopic camera and/or conventional video camera for the purpose of the controls
provided for in this Regulation;
(28) ‘CPC’ means a Contracting Party to the Convention or a cooperating non-contracting party, entity or fishing entity;
(29) ‘large scale pelagic longline vessel’ means a pelagic longline vessel greater than 24 metres in length overall;
(30) ‘transfer’ means any transfer of:
(a) live bluefin tuna from the catching vessel’s net to the transport cage;
(b) live bluefin tuna from the transport cage to another transport cage;
(c) the cage with live bluefin tuna from a towing vessel to another towing vessel;
(d) the cage with live bluefin tuna from one farm to another, and live bluefin tuna between different cages in the same
farm;
(e) live bluefin tuna from the trap to the transport cage independently of the presence of a towing vessel;
(31) ‘operator’ means the natural or legal person who operates or holds any undertaking carrying out any of the activities
related to any stage of production, processing, marketing, distribution or retail chains of fisheries and aquaculture
products;
(32) ‘gear group’ means a group of fishing vessels using the same gear for which a group quota has been allocated;
(33) ‘fishing effort’ means the product of the capacity and the activity of a fishing vessel; for a group of fishing vessels it
means the sum of the fishing effort of all vessels in the group;
(34) ‘responsible Member State’ means the flag Member State or the Member State under whose jurisdiction the relevant
farm or trap is located.
CHAPTER II
Management measures
Article 6
Conditions associated with fisheries management measures
1. Each Member State shall take the necessary measures to ensure that the fishing effort of its catching vessels and its
traps is commensurate with the bluefin tuna fishing opportunities available to that Member State in the eastern Atlantic
and the Mediterranean. Measures adopted by Member States shall include establishing individual quotas for their catching
vessels over 24 metres in length overall included in the list of authorised vessels referred to in Article 26.27.9.2023 EN Official Journal of the European Union L 238/9
2. Each Member State shall require catching vessels to proceed immediately to a port designated by it when the
individual quota of the vessel is deemed to be exhausted, in accordance with Article 35 of Regulation (EC) No 1224/2009.
3. Chartering operations shall not be permitted in the bluefin tuna fishery.
Article 7
Carry-over of non-harvested live bluefin tuna
1. The carry-over of non-harvested live bluefin tuna from previous years’ catches within a farm may be permitted only if
a reinforced system of control is developed and reported by the Member State to the Commission. That system shall be an
integral part of the Member State’s annual inspection plan referred to in Article 14, and shall include at least the measures
established pursuant to Articles 53 and 61.
2. If a carry-over is permitted in accordance with paragraph 1, the following points shall apply:
(a) by 25 May of each year, Member States responsible for farms shall complete and submit to the Commission an annual
carry-over declaration which shall include:
(i) quantities (expressed in kg) and number of fish intended to be carried over;
(ii) catch year;
(iii) average weight;
(iv) flag Member State or CPC;
(v) references of the BCD corresponding to the catches carried over;
(vi) name and ICCAT number of the farm;
(vii) cage number; and
(viii) information on harvested quantities (expressed in kg), when completed;
(b) the quantities carried over pursuant to paragraph 1 shall be placed in separate cages or in separate series of cages in the
farm on the basis of the catch year.
3. Before a fishing season starts, Member States responsible for farms shall ensure a thorough assessment of any live
bluefin tuna carried over after bulk-harvests in farms under their jurisdiction. With that aim, all carried-over live bluefin
tuna of the catch year subject to bulk-harvest in farms shall be transferred to other cages using stereoscopic camera
systems or alternative methods, provided that they ensure the same level of precision and accuracy, in accordance with
Article 51. Fully documented traceability shall be ensured at all times. Carry-over of bluefin tuna from years that were not
subject to bulk-harvest shall be controlled annually by applying the same procedure to appropriate samples based on a risk
assessment.
4. The Commission may adopt implementing acts laying down detailed rules to develop a reinforced control system for
the carry-over of live bluefin tuna. Those implementing acts shall be adopted in accordance with the examination
procedure referred to in Article 68.
Article 8
Carry-over of unused quotas
The carry-over of unused quotas shall not be permitted.L 238/10 EN Official Journal of the European Union 27.9.2023
Article 9
Quota transfers
1. Transfers of quotas between the Union and other CPCs shall only be carried out with the prior authorisation of the
Member States and/or CPCs concerned. The Commission shall notify the ICCAT Secretariat 48 hours prior to any such
transfer of quotas.
2. The transfer of quotas within gear groups, by-catch quotas and individual fishing quotas of each Member State shall
be allowed, provided that the Member States concerned inform the Commission of such transfers in advance, so that the
Commission can inform the ICCAT Secretariat prior to the transfer taking effect.
Article 10
Quota deductions in the event of overfishing
If Member States overfish the quotas allocated to them and the situation cannot be remedied by quota exchanges pursuant
to Article 16(8) of Regulation (EU) No 1380/2013, Articles 37 and 105 of Regulation (EC) No 1224/2009 shall apply.
Article 11
Annual fishing plans
1. Each Member State with a bluefin tuna quota shall establish an annual fishing plan. That plan shall include, at least,
the following information for the catching vessels and traps:
(a) the quotas allocated to each gear group, including by-catch quotas;
(b) where applicable, the method used to allocate and manage quotas;
(c) the measures to ensure the respect of individual quotas;
(d) open fishing seasons for each gear category;
(e) information on designated ports;
(f) the rules on by-catch; and
(g) the number of catching vessels, other than bottom trawlers, above 24 metres in length overall and purse seine vessels
that are authorised to operate for bluefin tuna in the eastern Atlantic and the Mediterranean.
2. Member States that have small-scale coastal vessels authorised to fish for bluefin tuna shall allocate a specific sectorial
quota for those vessels and shall include such allocation in their fishing plans. They shall also include additional measures to
closely monitor the quota consumption by that fleet in their monitoring, control and inspection plans. Member States may
authorise a different number of vessels to fully utilise their fishing opportunities, using the parameters referred to in
paragraph 1.
3. Portugal and Spain may allocate sectorial quotas for bait-boats operating in the Union waters of the archipelagos of
the Azores, Madeira and the Canary Islands. Those sectorial quotas shall be included in their annual fishing plans and
additional measures to monitor the consumption of those quotas shall be clearly set out in their annual monitoring,
control and inspection plans.
4. When Member States allocate sectorial quotas in accordance with paragraph 2 or 3, the minimum quota requirement
of 5 tonnes set in the applicable Union act for the allocation of fishing opportunities shall not apply.27.9.2023 EN Official Journal of the European Union L 238/11
5. Any amendment to the annual fishing plan shall be submitted by the Member State concerned to the Commission at
least three working days before the start of the fishing activity to which the amendment relates. The Commission shall
forward the amendment to the ICCAT Secretariat at least one working day before the start of the fishing activity to which
the amendment relates.
Article 12
Allocation of fishing opportunities
In accordance with Article 17 of Regulation (EU) No 1380/2013, when allocating the fishing opportunities available to
them, Member States shall use transparent and objective criteria, including those of an environmental, social and
economic nature, and shall also endeavour to distribute national quotas fairly among the various fleet segments, giving
special consideration to traditional and artisanal fisheries, and to provide incentives to Union fishing vessels deploying
selective fishing gear or using fishing techniques with reduced environmental impact.
Article 13
Annual fishing capacity management plans
Each Member State with a bluefin tuna quota shall establish an annual fishing capacity management plan. In that plan, the
Member State shall adjust the number of catching vessels and traps in a way that ensures that the fishing capacity is
commensurate with the fishing opportunities allocated to catching vessels and traps for the relevant quota period. The
Member State shall adjust the fishing capacity using the parameters defined in the applicable Union act for the allocation
of fishing opportunities. The adjustment of Union fishing capacity for purse seine vessels shall be limited to a maximum
variation of 20 % compared to the baseline fishing capacity of 2018.
Article 14
Annual inspection plans
Each Member State with a bluefin tuna quota shall establish an annual inspection plan with a view to ensuring compliance
with this Regulation. Each Member State shall submit its respective plan to the Commission. Each Member State shall
establish its plan in accordance with:
(a) the objectives, priorities and procedures as well as benchmarks for inspection activities set out in the specific control
and inspection programme for bluefin tuna established under Article 95 of Regulation (EC) No 1224/2009;
(b) the national control action programme for bluefin tuna established under Article 46 of Regulation (EC) No 1224/2009.
Article 15
Annual farming management plans
1. Each Member State with a bluefin tuna quota shall establish an annual farming management plan.
2. In the annual farming management plan, each Member State shall ensure that the total input capacity and the total
farming capacity are commensurate with the estimated amount of bluefin tuna available for farming.
3. Member States shall limit their tuna farming capacity to the total farming capacity registered in the ICCAT ‘record of
bluefin tuna farming facilities’ or authorised and declared to ICCAT in 2018.L 238/12 EN Official Journal of the European Union 27.9.2023
4. The maximum input of wild caught bluefin tuna into the farms of a Member State shall be limited to the level of the
input quantities registered with ICCAT in the ‘record of bluefin tuna farming facilities’ by the farms of that Member State in
the years 2005, 2006, 2007 or 2008.
5. If a Member State needs to increase the maximum input of wild caught tuna in one or more of its tuna farms, that
increase shall be commensurate with the fishing opportunities allocated to that Member State, and with any live bluefin
tuna imports from another Member State or Contracting Party.
6. Member States responsible for the farms shall ensure that scientists tasked by the SCRS with trials to identify growth
rates during the fattening period have access to the farms and assistance to carry out their duties.
7. Where appropriate, Member States shall submit revised farming management plans to the Commission by 15 May
each year.
Article 16
Transmission of annual plans
1. By 31 January of each year, each Member State with a bluefin tuna quota shall submit the following plans to the
Commission:
(a) the annual fishing plan for the catching vessels and traps fishing bluefin tuna in the eastern Atlantic and the
Mediterranean, established in accordance with Article 11;
(b) the annual fishing capacity management plan established in accordance with Article 13;
(c) the annual inspection plan established in accordance with Article 14; and
(d) the annual farming management plan established in accordance with Article 15.
2. The Commission shall compile the plans referred to in paragraph 1 and use them for the establishment of a Union
annual plan. The Commission shall transmit the Union annual plan to the ICCAT Secretariat by 15 February of each year
for discussion and approval by ICCAT.
3. In the event that a Member State fails to submit a plan referred to in paragraph 1 to the Commission within the
deadline laid down in that paragraph, the Commission may decide to transmit the Union plan to the ICCAT Secretariat
without the plans of the Member State concerned. At the request of the Member State concerned, the Commission shall
endeavour to take into account one of the plans referred to in paragraph 1 submitted after the deadline laid down in that
paragraph, but before the deadline provided for in paragraph 2. If a plan submitted by a Member State does not comply
with the provisions of this Regulation relating to the annual fishing, capacity, inspection and farming plans or contains a
serious fault that may lead to the non-endorsement of the Union annual plan by the ICCAT Commission, the Commission
may decide to transmit the Union annual plan to the ICCAT Secretariat without the plans of the Member State concerned.
The Commission shall inform the Member State concerned as soon as possible and shall endeavour to include any revised
plans submitted by that Member State in the Union annual plan or in amendments to the Union annual plan, provided
that those revised plans comply with the provisions of this Regulation relating to the annual fishing, capacity, inspection
and farming plans.
CHAPTER III
Technical measures
Article 17
Fishing seasons
1. Purse seine fishing for bluefin tuna shall be permitted in the eastern Atlantic and the Mediterranean from 26 May
until 1 July of each year.27.9.2023 EN Official Journal of the European Union L 238/13
2. By way of derogation from paragraph 1 of this Article, Cyprus and Greece may request in their annual fishing plans,
as referred to in Article 11, that purse seine vessels flying their flag be allowed to fish for bluefin tuna in the Eastern
Mediterranean (FAO fishing areas 37.3.1 and 37.3.2) from 15 May until 1 July of each year.
3. By way of derogation from paragraph 1 of this Article, Croatia may request in its annual fishing plan, as referred to in
Article 11, that purse seine vessels flying its flag be allowed to fish for bluefin tuna for farming purposes in the Adriatic Sea
(FAO fishing area 37.2.1) from 26 May until 15 July of each year.
4. By way of derogation from paragraph 1, if a Member State provides evidence to the Commission that, due to weather
conditions, some of its purse seine vessels fishing for bluefin tuna in the eastern Atlantic and the Mediterranean were unable
to utilise their normal fishing days during a year, that Member State may decide that, for individual purse seine vessels
affected by that situation, the fishing season referred in paragraph 1 be extended by an equivalent number of lost days up
to 10 days. The inactivity of the vessels concerned, and in the case of a joint fishing operation of all vessels involved, shall
be duly justified with weather reports and vessel monitoring system (VMS) positions.
5. Bluefin tuna fishing shall be permitted in the eastern Atlantic and the Mediterranean by large-scale pelagic longline
vessels during the period from 1 January to 31 May.
6. Member States shall establish fishing seasons for their fleets, other than purse seine vessels and large scale pelagic
longline vessels, in their annual fishing plans.
Article 18
Landing obligation
This Chapter shall be without prejudice to Article 15 of Regulation (EU) No 1380/2013, including any applicable
derogations thereto.
Article 19
Minimum conservation reference size
1. It shall be prohibited to catch, retain on board, tranship, transfer, land, transport, store, sell, display or offer for sale
bluefin tuna weighing less than 30 kg or with a fork length of less than 115 cm, including when caught as by-catch or in
recreational fisheries.
2. By way of derogation from paragraph 1, a minimum conservation reference size for bluefin tuna of 8 kg or 75 cm
fork length shall apply to the following fisheries:
(a) bluefin tuna caught in the eastern Atlantic by baitboats and trolling boats;
(b) bluefin tuna caught in the Mediterranean by the small-scale costal fleet fishery for fresh fish by baitboats, longliners and
handliners; and
(c) bluefin tuna caught in the Adriatic Sea by vessels flying the flag of Croatia for farming purposes.
3. Specific conditions applying to the derogation referred in paragraph 2 are set out in Annex I.
4. Member States shall issue a fishing authorisation to vessels fishing under the derogations referred to in paragraphs 2
and 3 of Annex I. The vessels concerned shall be indicated in the list of catching vessels referred to in Article 26.L 238/14 EN Official Journal of the European Union 27.9.2023
5. Fish below the minimum conservation reference sizes set out in this Article that are discarded dead shall be counted
against the quota of the Member State concerned.
Article 20
Incidental catches below the minimum conservation reference size
1. By way of derogation from Article 19(1), all catching vessels and traps fishing actively for bluefin tuna shall be
allowed a maximum of 5 % by number of incidental catches of bluefin tuna weighing between 8 and 30 kg or,
alternatively, with a fork length between 75 and 115 cm.
2. The percentage of 5 % referred to in paragraph 1 shall be calculated on the basis of the total catches of bluefin tuna
retained on board a vessel, or inside the trap, at any time after each fishing operation.
3. Incidental catches shall be deducted from the quota of the Member State responsible for the catching vessel or trap.
4. Incidental catches of bluefin tuna below the minimum conservation reference size shall be subject to Articles 31, 33,
34 and 35.
Article 21
By-catches
1. Each Member State shall make provision for by-catch of bluefin tuna within its quota and shall inform the
Commission thereof when submitting its fishing plan.
2. The level of authorised by-catches, which shall not exceed 20 % of the total catches on board at the end of each
fishing trip, and the methodology used to calculate those by-catches in relation to the total catch on board, shall be clearly
defined in the annual fishing plan as referred to in Article 11. The percentage of by-catches may be calculated in weight or
in number of individuals. The calculation in number of individuals shall only apply to tuna and tuna-like species managed
by the ICCAT. The level of authorised by-catches for the small-scale coastal vessels fleet may be calculated on an annual
basis.
3. All by-catches of dead bluefin tuna that are retained on board or discarded shall be deducted from the quota of the
flag Member State and recorded and reported to the Commission in accordance with Articles 31 and 32.
4. For Member States without a bluefin tuna quota, the by-catches concerned shall be deducted from the specific Union
bluefin tuna by-catch quota established in accordance with Article 43(3) TFEU and Article 16 of Regulation (EU)
No 1380/2013.
5. If the total quota allocated to a Member State has been exhausted, the catching of any bluefin tuna shall not be
permitted by vessels flying its flag and that Member State shall take the necessary measures to ensure the release of the
bluefin tuna caught as by-catch. If the specific Union bluefin tuna by-catch quota established in accordance with
Article 43(3) TFEU and Article 16 of Regulation (EU) No 1380/2013 has been exhausted, the catching of any bluefin tuna
shall not be permitted by vessels flying the flag of Member States without a bluefin tuna quota, and those Member States
shall take the necessary measures to ensure the release of the bluefin tuna caught as by-catch. In those cases, the processing
and commercialisation of dead bluefin tuna shall be prohibited and all catches shall be recorded. Member States shall report
information on such quantities of dead bluefin tuna by-catch on an annual basis to the Commission, which shall transmit
that information to the ICCAT Secretariat.27.9.2023 EN Official Journal of the European Union L 238/15
6. Vessels not fishing actively for bluefin tuna shall clearly separate any quantity of bluefin tuna retained on board from
other species, to allow control authorities to monitor compliance with this Article. Those by-catches may be marketed
insofar as they are accompanied by the eBCD.
Article 22
Use of aerial means
It shall be prohibited to use any aerial means, including aircraft, helicopters or any types of unmanned aerial vehicles to
search for bluefin tuna.
CHAPTER IV
Recreational fisheries
Article 23
Specific quota for recreational fisheries
1. Each Member State with a bluefin tuna quota shall regulate recreational fisheries by allocating a specific quota for the
purpose of those fisheries. Possible dead bluefin tuna shall be taken into account in such allocation, including in the
framework of catch-and-release fishing. Member States shall inform the Commission of the quota allocated to recreational
fisheries when submitting their fishing plans.
2. Catches of dead bluefin tuna shall be reported and counted against the quota of the Member State.
Article 24
Specific conditions for recreational fisheries
1. Each Member State with a bluefin tuna quota allocated to recreational fisheries shall regulate recreational fisheries by
issuing fishing authorisations to vessels for the purpose of recreational fishing. Upon request by ICCAT, Member States
shall make available to the Commission the list of recreational vessels which have been granted a fishing authorisation to
catch bluefin tuna. The Commission shall forward that list to ICCAT. The list shall contain the following information for
each vessel:
(a) name of vessel;
(b) register number;
(c) ICCAT record number (if any);
(d) any previous name; and
(e) name and address of owner(s) and operator(s).
2. In recreational fisheries, it shall be prohibited to catch, retain on board, tranship or land more than one bluefin tuna
per vessel per day.
3. The marketing of bluefin tuna caught in recreational fisheries shall be prohibited.
4. Each Member State shall record catch data including the weight and, where possible, the length of each bluefin tuna
caught in recreational fisheries and communicate the data for the preceding year to the Commission by 30 June each year.
The Commission shall forward that information to the ICCAT Secretariat.L 238/16 EN Official Journal of the European Union 27.9.2023
5. Each Member State shall take the measures necessary to ensure, to the greatest extent possible, the release of bluefin
tuna, especially juveniles, caught alive in recreational fisheries. Any bluefin tuna landed shall be whole, gilled and/or gutted.
Article 25
Catch, tag and release
1. By way of derogation from Article 23(1), Member States authorising ‘catch and release’ fishing in the north-east
Atlantic conducted exclusively by sport fisheries vessels may allow a limited number of sport fishery vessels to target
bluefin tuna with the purpose of catch, tag and release’ fishing without the need to allocate a specific quota to them. Such
vessels shall operate in the context of a scientific project of a research institute integrated in a scientific research
programme. The results of the project shall be communicated to the relevant authorities of the flag Member State.
2. Vessels conducting scientific research under the ICCAT Research Programme for bluefin tuna shall not be deemed to
conduct ‘catch, tag and release’ activities as referred to in paragraph 1.
3. Member States authorising ‘catch, tag and release’ activities, shall:
(a) submit description of those activities and the measures applicable thereto as an integral part of their fishing and
inspection plans referred to in Articles 12 and 15;
(b) closely monitor the activities of the vessels concerned to ensure their compliance with this Regulation;
(c) ensure that the tagging and releasing operations are performed by trained personnel to ensure a high survival rate of the
individuals; and
(d) submit an annual report to the Commission, by 30 June each year, on the scientific activities conducted. The
Commission shall forward the report to the ICCAT Secretariat 60 days before the SCRS meeting of the following year.
4. Any bluefin tuna that dies during ‘catch, tag and release’ activities shall be reported and deducted from the quota of
the flag Member State.
CHAPTER V
Control measures
Section 1
Lists and records of vessels and traps
Article 26
Lists and records of vessels
1. Each year, one month before the start of the period of authorisation, Member States shall submit to the Commission
the following vessel lists in the format set out in the last version of the ICCAT Guidelines for submitting data and
information:
(a) a list of all catching vessels authorised to fish actively for bluefin tuna; and
(b) a list of all other fishing vessels used for the purposes of commercial exploitation of bluefin tuna resources.27.9.2023 EN Official Journal of the European Union L 238/17
The Commission shall forward that information to the ICCAT Secretariat 15 days before the start of the fishing activity, so
that those vessels can be entered into the ICCAT record of authorised vessels and, if relevant, into the ICCAT record of
vessels 20 metres in length overall or greater authorised to operate in the Convention Area.
2. During a calendar year, a fishing vessel may be included in both of the lists referred to in paragraph 1 provided that it
is not included in both lists at the same time.
3. The information on vessels referred to in points (a) and (b) of paragraph 1 shall contain the vessel’s name and Union
fleet register number (CFR) as defined in Annex I to Commission Implementing Regulation (EU) 2017/218(20).
4. The Commission shall not accept any retroactive submission of the lists referred to in paragraph 1.
5. Subsequent changes to the lists referred to in paragraph 1, during a calendar year, shall only be accepted if a notified
fishing vessel is prevented from participating in the fishery due to legitimate operational reasons or force majeure. In such
circumstances, the Member State concerned shall immediately inform the Commission of that fact, and shall provide:
(a) full details of the fishing vessel(s) intended to replace that fishing vessel; and
(b) a comprehensive account of the reason justifying the replacement and any relevant supporting evidence or references.
6. The Commission shall, if necessary, modify during the year the information on the vessels referred to in paragraph 1
of this article, by providing updated information to the ICCAT Secretariat in accordance with Article 7(6) of Regulation
(EU) 2017/2403.
Article 27
Fishing authorisations for vessels
1. Member States shall issue fishing authorisations to vessels included in one of the lists referred to in Article 26(1)
and (5). Fishing authorisations shall contain as a minimum the information set out in Annex VII and shall be issued in the
format laid down in that Annex. Member States shall ensure that the information contained in the fishing authorisation is
accurate and consistent with this Regulation.
2. Without prejudice to Article 21(6), Union fishing vessels not entered into the ICCAT records referred to in
Article 26(1) shall be deemed not to be authorised to fish for, retain on board, tranship, transport, transfer, process or land
bluefin tuna in the eastern Atlantic and the Mediterranean.
3. The flag Member State shall withdraw the fishing authorisation for bluefin tuna issued to a vessel, and may require the
vessel to proceed immediately to a port designated by it, when the individual quota assigned to the vessel is exhausted.
Article 28
Lists and records of traps authorised to fish for bluefin tuna
1. As part of their fishing plans, each Member State shall submit, a list of traps authorised to fish for bluefin tuna in the
eastern Atlantic and the Mediterranean to the Commission. The Commission shall forward that information to the ICCAT
Secretariat so that those traps can be entered into the ICCAT record of traps authorised to fish for bluefin tuna.
(20) Commission Implementing Regulation (EU) 2017/218 of 6 February 2017 on the Union fishing fleet register (OJ L 34, 9.2.2017,
p. 9).L 238/18 EN Official Journal of the European Union 27.9.2023
2. Member States shall issue fishing authorisations for traps included in the list referred to in paragraph 1. Fishing
authorisations shall contain as a minimum the information and use the format set out in Annex VII. Member States shall
ensure that the information contained in the fishing authorisation is accurate and consistent with this Regulation.
3. Union traps not entered into the ICCAT record of traps authorised to fish for bluefin tuna shall not be deemed to be
authorised to fish for bluefin tuna in the eastern Atlantic and the Mediterranean. It shall be prohibited to retain on board,
transfer, cage or land bluefin tuna caught by those traps.
4. The flag Member State shall withdraw the fishing authorisation for bluefin tuna issued to traps when the quota
assigned to them is deemed exhausted.
Article 29
Information on fishing activities
1. By 15 July each year, each Member State shall submit to the Commission detailed information on bluefin tuna catches
in the eastern Atlantic and the Mediterranean in the preceding year. The Commission shall forward that information to the
ICCAT Secretariat by 31 July each year. This information shall include:
(a) the name and ICCAT number of each catching vessel;
(b) the period of authorisation(s) for each catching vessel;
(c) the total catches of each catching vessel, including zero catches, throughout the period of authorisation(s);
(d) the total number of days each catching vessel fished in the eastern Atlantic and the Mediterranean throughout the
period of authorisation(s); and
(e) the total catch outside their period of authorisation (by-catch).
2. Member States shall submit the following information to the Commission for fishing vessels flying their flag which
were not authorised to fish actively for bluefin tuna in the eastern Atlantic and the Mediterranean but which caught bluefin
tuna as by-catch:
(a) the name and ICCAT number or, if not registered with ICCAT, the national registry number of the vessel; and
(b) the total catches of bluefin tuna.
3. Member States shall notify the Commission of any information concerning any vessels not included in paragraphs 1
and 2 but known or presumed to have fished for bluefin tuna in the eastern Atlantic and the Mediterranean. The
Commission shall transmit that information to the ICCAT Secretariat as soon as the information is available.
Article 30
Joint fishing operations
1. Any joint fishing operation for bluefin tuna shall only be allowed if participating vessels are authorised by the flag
Member State(s). To be authorised, each purse seine vessel shall be required to be equipped to fish for bluefin tuna, to have
an individual quota, and to comply with the reporting obligations set out in Article 32.
2. The quota allocated to a joint fishing operation shall be equal to the total of the quotas allocated to participating purse
seine vessels.
3. Union purse seine vessels shall not engage in joint fishing operations with purse seine vessels from other CPCs.27.9.2023 EN Official Journal of the European Union L 238/19
4. The application form for the authorisation to participate in a joint fishing operation is set out in Annex IV. Each
Member State shall take the necessary measures to obtain the following information from its purse seine vessels
participating in a joint fishing operation:
(a) the requested period of authorisation of the joint fishing operation;
(b) the identity of the operators involved;
(c) the individual vessels’ quotas;
(d) the allocation key between the vessels for the catches involved; and
(e) information on the farms of destination.
5. At least 10 days before the start of the joint fishing operation, each Member State shall submit the information
referred to in paragraph 4 to the Commission in the format set out in Annex IV. The Commission shall forward that
information to the ICCAT Secretariat and to the flag Member State of other fishing vessels participating in the joint fishing
operation, at least 5 days before the start of the fishing operation.
6. In the event of force majeure, the deadlines set out in paragraph 5 shall not apply as regards the information on the
farms of destination. In such cases, Member States shall submit to the Commission an update of that information as soon
as possible, together with a description of the events constituting force majeure. The Commission shall forward that
information to the ICCAT Secretariat.
Section 2
Catch recording
Article 31
Recording requirements
1. Masters of Union catching vessels shall maintain a fishing logbook of their operations in accordance with Articles 14,
15, 23 and 24 of Regulation (EC) No 1224/2009 and Section A of Annex II to this Regulation.
2. Masters of Union towing vessels, auxiliary vessels and processing vessels shall record their activities in accordance
with the requirements set out in Sections B, C and D of Annex II.
Article 32
Catch reports sent by masters and trap operators
1. Masters of Union catching vessels fishing actively shall send to their flag Member States daily catch reports during the
whole period in which they are authorised to fish for bluefin tuna. Those reports shall not be obligatory for vessels in port,
except if they are engaged in a joint fishing operation. The data in the reports shall be taken from logbooks and shall include
date, time, location (latitude and longitude) and the weight and number of bluefin tuna caught in the Convention Area,
including releases and discards of dead fish. Masters shall send the reports in the format set out in Annex III or in a format
required by the Member State.
2. Masters of purse seine vessels shall produce the daily catch reports referred to in paragraph 1 for each fishing
operation, including operations where the catch was zero. The reports shall be sent by the master of the vessel or his
authorised representatives to his flag Member State by 9:00 GMT for the preceding day.L 238/20 EN Official Journal of the European Union 27.9.2023
3. Trap operators or their authorised representatives fishing actively for bluefin tuna shall produce daily reports and
shall send them to their flag Member States within every 48 hours during the whole period in which they are authorised to
fish bluefin tuna. Those reports shall include the ICCAT register number of the trap, date and time of the catch, weight and
number of bluefin tuna caught, including where the catch is zero, releases and discards of dead fish. They shall send that
information in the format set out in Annex III.
4. Masters of catching vessels other than purse seine vessels, shall transmit to their flag Member States the reports
referred to in paragraph 1 by Tuesday 12:00 GMT for the preceding week ending on Sunday.
Section 3
Landings and transhipments
Article 33
Designated ports
1. Each Member State that has been allocated a bluefin tuna quota shall designate ports where landing or transhipping
operations of bluefin tuna are authorised. The information on designated ports shall be included in the annual fishing plan
referred to in Article 11. Member States shall inform the Commission without delay of any amendment to the information
on designated ports. The Commission shall communicate that information to the ICCAT Secretariat without delay.
2. For a port to be determined as a designated port, the port Member State shall ensure that the following conditions are
met:
(a) established landing and transhipment times;
(b) established landing and transhipment places; and
(c) established inspection and surveillance procedures ensuring inspection coverages during all landing and transhipment
times and at all landing and transhipment places in accordance with Article 35.
3. It shall be prohibited to land or tranship from catching vessels, as well as processing vessels and auxiliary vessels, any
quantity of bluefin tuna fished in the eastern Atlantic and the Mediterranean at any place other than ports designated by
CPCs and Member States. Exceptionally, dead bluefin tuna, harvested from a trap or cage, may be transported to a
processing vessel using an auxiliary vessel, insofar as such transporting is conducted in the presence of the control
authority.
Article 34
Prior notification of landings
1. Article 17 of Regulation (EC) No 1224/2009 shall apply to masters of Union fishing vessels of a length overall of 12
metres or more included in the list of vessels referred to in Article 26. The prior notification under Article 17 of Regulation
(EC) No 1224/2009 shall be sent to the competent authority of Member State (including the flag Member State) or CPC
whose ports or landing facility they wish to use.
2. At least four hours before the estimated time of arrival at the port, masters of Union fishing vessels below 12 metres
in length overall including processing vessels and auxiliary vessels included in the list of vessels referred to in Article 26, or
representatives of such vessels, shall notify the competent authority of the Member State (including the flag Member State)
or the CPC whose ports or landing facility they wish to use, of at least the following information:
(a) estimated time of arrival;
(b) estimated quantity of bluefin tuna retained on board;27.9.2023 EN Official Journal of the European Union L 238/21
(c) information on the geographical area where the catches were taken;
(d) the external identification number and the name of the fishing vessels.
3. Where Member States are authorised under applicable Union law to apply a shorter notification period than the
period of four hours before the estimated time of arrival, the estimated quantities of bluefin tuna retained on board may be
notified at the applicable time of notification prior to arrival. If the fishing grounds are less than four hours from the port,
the estimated quantities of bluefin tuna retained on board may be modified at any time prior to arrival.
4. The authorities of the port Member State shall keep a record of all prior notifications for the current year.
5. All landings in the Union shall be controlled by the relevant control authorities of the port Member State and a
percentage shall be inspected based on a risk assessment system involving quotas, fleet size and fishing effort. Full details
of such control system adopted by each Member State shall be set out in the annual inspection plan referred to in Article 14.
6. Masters of Union catching vessels, whatever the length overall of the vessel, shall submit, within 48 hours after the
completion of the landing, a landing declaration to the competent authorities of the Member State or CPC where the
landing takes place and to its flag Member State. The master of the Union catching vessel shall be responsible for, and
certify, the completeness and accuracy of the declaration. The landing declaration shall indicate, as a minimum
requirement, the quantities of bluefin tuna landed and the area where they were caught. All landed catches shall be
weighed. The port Member State shall send a record of the landing to the authorities of the flag Member State or CPC, 48
hours after the completion of the landing.
Article 35
Transhipments
1. Transhipment at sea by Union fishing vessels carrying on board bluefin tuna, or by third country vessels in Union
waters, shall be prohibited in all circumstances.
2. Without prejudice to Article 52(2) and (3), Article 54 and Article 57 of Regulation (EU) 2017/2107, fishing vessels
shall only tranship bluefin tuna catches in designated ports as referred to in Article 33 of this Regulation.
3. The master of the receiving fishing vessel, or the master’s representative, shall provide the relevant authorities of the
port State at least 72 hours before the estimated time of arrival at port, with the information listed in the transhipment
declaration template set out in Annex V. Any transhipment shall require the prior authorisation from the flag Member
State or flag CPC of the transhipping fishing vessel concerned. Furthermore, the master of the transhipping vessel shall, at
the time of the transhipment, inform its flag Member State or CPC of the dates required under Annex V.
4. The port Member State shall inspect the receiving vessel on arrival and check the quantities and documentation
relating to the transhipment operation.
5. Masters of Union fishing vessels engaged in transhipment operations shall complete and transmit to their flag
Member States the ICCAT transhipment declaration within 15 days after the completion of the transhipment. The masters
of the transhipping fishing vessels shall complete the ICCAT transhipment declaration in accordance with Annex V. The
transhipment declaration shall include the reference number of the eBCD to facilitate cross-checking of data contained
thereof.L 238/22 EN Official Journal of the European Union 27.9.2023
6. The port Member State shall send a record of the transhipment to the flag Member State or CPC authority of the
transhipping fishing vessel, within 5 days after the completion of the transhipment.
7. All transhipments shall be inspected by the competent authorities of the designated port Member States.
Section 4
Reporting obligations
Article 36
Weekly reports on quantities
Each Member State shall submit weekly catch reports to the Commission. Those reports shall include the data required
under Article 32 as regards traps, purse seine vessels and other catching vessels. The information shall be structured by
gear type. The Commission shall promptly forward that information to the ICCAT Secretariat.
Article 37
Information on quota exhaustion
1. In addition to complying with Article 34 of Regulation (EC) No 1224/2009, each Member State shall inform the
Commission when the quota allocated to a gear group is deemed to have reached 80 %.
2. In addition to complying with Article 35 of Regulation (EC) No 1224/2009, each Member State shall inform the
Commission when the quota allocated to a gear group or to a joint fishing operation or to a purse seine vessel is deemed
to be exhausted. That information shall be accompanied by official documentation proving the fishing stop or the call
back to port issued by the Member State for the fleet, the gear group, the joint fishing operation, or the vessels with an
individual quota including a clear indication of the date and the time of the closure.
3. The Commission shall inform the ICCAT Secretariat of the dates when the Union quota of bluefin tuna has been
exhausted.
Section 5
Observer programmes
Article 38
National observer programme
1. Each Member State shall ensure that the deployment of national observers, issued with an official identification
document, on fishing vessels and traps active in the bluefin tuna fishery covers at least:
(a) 20 % of its active pelagic trawlers (over 15 metres);
(b) 20 % of its active longline vessels (over 15 metres);
(c) 20 % of its active baitboats (over 15 metres);27.9.2023 EN Official Journal of the European Union L 238/23
(d) 100 % of towing vessels;
(e) 100 % of harvesting operations from traps.
Member States with fewer than five catching vessels belonging to the categories listed in points (a), (b) and (c) of the first
subparagraph and authorised to fish actively for bluefin tuna shall ensure that the deployment of national observers covers
at least 20 % of the time the vessels are active in the bluefin tuna fishery.
2. The national observer tasks shall be, in particular, the following:
(a) to monitor compliance with this Regulation by fishing vessels and traps;
(b) to record and report the fishing activity, including the following:
(i) amount of catch (including by-catch), and catch disposition (retained on board or discarded dead or alive);
(ii) area of catch by latitude and longitude;
(iii) measure of effort (such as the number of sets, number of hooks), as defined in the ICCAT Field Manual for different
gears;
(iv) date of catch;
(c) to verify entries made in the logbook;
(d) to sight and record vessels that may be fishing contrary to ICCAT conservation measures.
3. In addition to the tasks referred to in paragraph 2, national observers shall carry out scientific work, including the
collection of necessary data, based on the guidelines from the SCRS.
4. Data and information collected under each Member State’s observer programme shall be provided to the
Commission. The Commission shall forward those data and that information to the SCRS or the ICCAT Secretariat, as
appropriate.
5. For the purposes of paragraphs 1 to 3, each Member State shall ensure:
(a) representative temporal and spatial coverage to ensure that the Commission receives adequate and appropriate data and
information on catch, effort and other scientific and management aspects, taking into account characteristics of the
fleets and fisheries;
(b) robust data collection protocols;
(c) that observers are properly trained and approved before deployment;
(d) to the extent practicable, minimal disruption to the operations of vessels and traps fishing in the Convention Area.
Article 39
ICCAT regional observer programme
1. Member States shall ensure the effective implementation of the ICCAT regional observer programme as set out in this
Article and in Annex VIII.
2. Member States shall ensure that an ICCAT regional observer is present:
(a) on all purse seine vessels authorised to fish bluefin tuna;
(b) during all transfers of bluefin tuna from purse seine vessels;
(c) during all transfers of bluefin tuna from traps to transport cages;L 238/24 EN Official Journal of the European Union 27.9.2023
(d) during all transfers of bluefin tuna from one farm to another;
(e) during all cagings of bluefin tuna in farms;
(f) during all harvesting of bluefin tuna from farms; and
(g) during the release of bluefin tuna from farming cages into the sea.
3. Purse seine vessels without an ICCAT regional observer shall not be authorised to fish for bluefin tuna.
4. Member States shall ensure that one ICCAT regional observer is assigned to each farm for the whole period of caging
operations. In the event of force majeure, and following confirmation by the farming Member State of those circumstances
that constitute force majeure, an ICCAT regional observer may be shared by more than one farm to guarantee the continuity
of farming operations, if it is ensured that the observer tasks are duly accomplished. However, the Member State
responsible for the farms shall immediately request the deployment of an additional regional observer.
5. The ICCAT regional observers’ tasks shall be, in particular to:
(a) observe and monitor fishing and farming operations in compliance with the relevant ICCAT conservation and
management measures, including through access to stereoscopic camera footage at the time of caging that enables the
measuring of length and the estimation of the corresponding weight;
(b) sign the ITDs and BCDs when the information contained therein is consistent with their own observations. Otherwise,
the ICCAT regional observer shall indicate his/her presence on the ITDs and BCDs and the reasons of disagreement
quoting specifically the rule(s) or procedure(s) that has not been respected;
(c) carry out scientific work, including collecting samples, based on the guidelines from the SCRS.
6. Masters, crew, and farm, trap and vessel operators shall not obstruct, intimidate, interfere with, or influence by any
means regional observers in the performance of their duties.
Section 6
Transfer operations
Article 40
Transfer authorisation
1. Before any transfer operation, the master of the catching or towing vessel or the master’s representatives or the
operator of the farm or trap where the transfer originates, shall send to the flag Member State, or to the Member State
responsible for the farm or trap, a prior transfer notification indicating:
(a) the name of the catching vessel or farm or trap and ICCAT record number;
(b) the estimated time of transfer;
(c) the estimated quantity of bluefin tuna to be transferred;
(d) information on the position (latitude/longitude) where the transfer will take place and cage identification numbers;
(e) the name of the towing vessel, number of cages towed and ICCAT record number where appropriate; and
(f) the destination port, farm or cage of the bluefin tuna.27.9.2023 EN Official Journal of the European Union L 238/25
2. For the purposes of paragraph 1, Member States shall assign a unique number to each transport cage. If several
transport cages need to be used when transferring a catch corresponding to one fishing operation, only one ITD is
required, but the numbers of each transport cage used shall be recorded in the ITD, clearly indicating the quantity of
bluefin tuna transported in each cage.
3. Cage numbers shall be issued with a unique numbering system that includes at least the alpha-3 code corresponding
to the farming Member State followed by three numbers. Unique cage numbers shall be permanent and shall not be
transferable from one cage to another.
4. The Member State to which a transfer notification has been sent pursuant to paragraph 1 shall assign and
communicate to the master of the fishing vessel, or operator of the trap or farm as appropriate, an authorisation number
for each transfer operation. The authorisation number shall include the three-letter Member State code, four numbers
showing the year and three letters indicating either positive authorisation (AUT) or negative (NEG) followed by sequential
numbers.
5. The Member State to which a transfer notification has been sent pursuant to paragraph 1 shall authorise or refuse to
authorise the transfer within 48 hours following the submission of the prior transfer notification. The transfer operation
shall not begin without the prior positive authorisation issued.
6. The transfer authorisation shall not prejudge the confirmation of the caging operation.
Article 41
Refusal of the transfer authorisation and release of bluefin tuna
1. The Member State to which a prior transfer notification has been sent pursuant to Article 40(1) shall refuse to
authorise the transfer if, on receipt of the prior notification of transfer, it considers that:
(a) the catching vessel or the trap declared to have caught the fish did not have a sufficient quota;
(b) the quantity of fish has not been duly reported by the catching vessel or trap, or was not authorised to be caged;
(c) the catching vessel declared to have caught the fish did not have a valid authorisation to fish for bluefin tuna issued in
accordance with Article 27; or
(d) the towing vessel declared to receive the transfer of fish is not registered in the ICCAT record of other fishing vessels
referred to in Article 26, or is not equipped with a fully-functioning VMS or equivalent tracking device.
2. If the Member State to which a transfer notification has been sent pursuant to Article 40(1), refuses the transfer, it
shall immediately issue a release order to the master of the catching or of the towing vessel or to the operator of the trap
or farm as appropriate, to inform them that the transfer is not authorised and require them to release of the fish into the
sea in accordance with Annex XII.
3. In the event of a technical failure of its VMS during the transport to the farm, the towing vessel shall be replaced by
another towing vessel with a fully-functioning VMS, or a new operative VMS shall be installed or used, as soon as feasible
and not later than 72 hours after that technical failure. That period of 72 hours may be exceptionally extended in the event
of force majeure or legitimate operational constraints. The technical failure shall be immediately communicated to the
Commission, which shall inform the ICCAT Secretariat. The master or the master’s representative shall, from the time the
technical failure was detected until it is remedied, communicate every four hours to the control authorities of the flag
Member State the updated geographical coordinates of the fishing vessel by appropriate telecommunication means.L 238/26 EN Official Journal of the European Union 27.9.2023
Article 42
ICCAT transfer declaration
1. The masters of catching or towing vessels or the operator of the farm or trap shall complete and transmit to the
responsible Member State the ITD at the end of the transfer operation in accordance with the format set out in Annex VI.
2. The ITD forms shall be numbered by the authorities of the Member State responsible for the fishing vessel, farm or
trap from where the transfer originates. The number of the ITD form shall include the three-letter Member State code,
followed by four numbers showing the year and three sequential numbers followed by the three letters ITD (MS-20**/xxx/
ITD).
3. The original ITD shall accompany the transfer of fish. A copy of the declaration shall be kept by the catching vessel or
trap and towing vessels.
4. Masters of vessels carrying out transfer operations shall report their activities in accordance with Annex II.
5. Information regarding dead fish shall be recorded in accordance with the procedures set out in Annex XIII.
Article 43
Monitoring by video camera
1. The master of the catching or towing vessel or the operator of the farm or trap shall ensure that the transfer is
monitored by video camera in the water in order to verify the number of fish being transferred. The video recording shall
be carried out in accordance with the minimum standards and procedures set out in Annex X.
2. Where the SCRS requests the Commission to provide copies of the video records, Member States shall provide those
copies to the Commission, which shall forward them to the SCRS.
Article 44
Verification by ICCAT regional observers and conduct of investigations
1. ICCAT regional observers on board the catching vessel and trap, as referred to in Article 39 and Annex VIII, shall:
(a) record and report the transfer activities carried out;
(b) observe and estimate catches transferred; and
(c) verify entries made in the prior transfer authorisation, as referred to in Article 40, and in the ITD, as referred to in
Article 42.
2. In cases where there is more than a 10 % difference in number of bluefin tuna individuals between the estimates made
either by the regional observer, relevant control authorities or the master of the catching or towing vessel, or by the
operator of the trap or farm, an investigation shall be initiated by the responsible Member State. Such investigation shall be
concluded prior to the time of caging at the farm and in any event within 96 hours of the investigation being initiated,
except in cases of force majeure. Pending the results of the investigation, caging shall not be authorised and the relevant
section of the BCD shall not be validated.
3. However, in the event that the video record is of insufficient quality or clarity to estimate the quantities transferred,
the master of the vessel or operator of the farm or trap may request the authorities of the responsible Member State to be
authorised to conduct a new transfer operation and to provide the corresponding video record to the regional observer. If
that voluntary control transfer is not performed with satisfactory results, the responsible Member State shall initiate an27.9.2023 EN Official Journal of the European Union L 238/27
investigation. If after that investigation, it is confirmed that the video record is of insufficient quality or clarity to estimate
the quantities transferred, the control authorities of the responsible Member State shall order another control transfer
operation and provide the corresponding video record to the ICCAT regional observer. New transfers shall be conducted as
control transfers until the quality of the video record is such to allow the quantities transferred to be estimated.
4. Without prejudice to the verifications conducted by inspectors, the ICCAT regional observers shall sign the ITD only
where their observations are in accordance with ICCAT conservation and management measures and the information
contained in the ITD is consistent with their observations and includes a compliant video record in accordance with
paragraphs 1, 2 and 3. The ICCAT observers shall also verify that the ITD is transmitted to the master of the towing vessel
or operator of the farm or trap representative where applicable. If the ICCAT observers are not in agreement with the ITD,
the ICCAT observers shall indicate their presence on the ITDs and BCDs and the reasons for disagreement, quoting specially
the rule(s) or procedure(s) that have not been respected.
5. The master of the catching or towing vessels or the operators of the farm or trap shall complete and transmit to the
responsible Member State the ITD, at the end of the transfer operation, in accordance with the format set out in Annex VI.
Member States shall forward the ITD to the Commission.
Article 45
Implementing acts
The Commission may adopt implementing acts laying down operational procedures for the application of this Section.
Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 68.
Section 7
Caging operations
Article 46
Caging authorisation and possible refusal of an authorisation
1. Prior to the start of caging operations for each transport cage, the anchoring of transport cages within 0,5 nautical
miles of farming facilities shall be prohibited. To that end, geographical coordinates corresponding to the polygon where
the farm is placed shall be available in the farming management plans referred to in Article 15.
2. Before any caging operation, the Member State responsible for the farm shall request the approval of the caging by the
Member State or CPC responsible for the catching vessel or trap which caught the bluefin tuna to be caged.
3. The competent authority of the Member State responsible for the catching vessel or trap shall refuse to approve the
caging if it considers that:
(a) the catching vessel or trap which caught the fish did not have a sufficient quota for bluefin tuna;
(b) the quantity of fish has not been duly reported by the catching vessel or trap; or
(c) the catching vessel or trap declared to have caught the fish does not have a valid authorisation to fish for bluefin tuna,
issued in accordance with Article 27.L 238/28 EN Official Journal of the European Union 27.9.2023
4. If the Member State responsible for the catching vessel or trap refuses to approve the caging, it shall:
(a) inform the competent authority of the Member State or CPC responsible for the farm; and
(b) request that competent authority to proceed to the seizure of the catches and the release of the fish into the sea.
5. The caging shall not begin without the approval, issued within one working day of the request, by the Member State
or CPC responsible for the catching vessels or trap, or by the Member State responsible for the farm if agreed with the
authorities of Member State or CPC responsible for the catching vessels or trap. If, within one working day, no response is
received from the authorities of the Member State or CPC responsible for the catching vessel or trap, the competent
authorities of the Member State responsible for the farm may authorise the caging operation.
6. Fish shall be caged before 22 August of each year, unless the competent authorities of the Member State or CPC
responsible for the farm provide valid reasons including force majeure, which shall accompany the caging report when
submitted. In any event, the fish shall not be caged after 7 September of each year.
Article 47
Bluefin tuna catch documentation
1. It shall be prohibited for Member States responsible for farms to cage bluefin tuna not accompanied by the
documents required by ICCAT in the framework of the catch documentation programme of Regulation (EU)
No 640/2010. The documentation shall be accurate and complete, and shall be validated by the Member State or CPC
responsible for the catching vessels or traps.
2. Member States shall not place bluefin tuna in a farm not authorised by the Member State or CPC or not listed in the
ICCAT record of farming facilities.
3. Member States responsible for farms shall ensure that bluefin tuna catches are placed in separate cages or series of
cages and partitioned on the basis of flag Member State or CPC of origin. By way of derogation, if the bluefin tuna are
caught in the context of a joint fishing operation between different Member States, Member States responsible for farms
shall ensure that bluefin tuna are placed in separate cages or series of cages and partitioned on the basis of joint fishing
operations and catch year.
Article 48
Inspections
Member States responsible for farms shall take the necessary measures to inspect each caging operation in the farms.
Article 49
Monitoring by video camera
Member States responsible for farms shall ensure that caging operations are monitored by their control authorities by video
camera in the water. One video record shall be produced for each caging operation in accordance with the procedures set
out in Annex X.
Article 50
Launching and conduct of investigations
Where there is a difference of more than 10 % in number between the estimates made by either the ICCAT regional
observer, relevant Member States control authorities and/or the farm operator, the Member State responsible for the farm
shall initiate an investigation in cooperation with the Member State or CPC responsible for the catching vessel and/or trap.
The Member State undertaking the investigations may use other information at its disposal, including the results of the
caging programmes referred to in Article 51.27.9.2023 EN Official Journal of the European Union L 238/29
Article 51
Measures and programmes to estimate the number and weight of bluefin tuna to be caged
1. Member States shall ensure that a programme using stereoscopic camera systems or alternative methods that ensure
the same level of precision and accuracy covers 100 % of all caging operations, in order to estimate the number and
weight of the fish.
2. That programme shall be conducted in accordance with the procedures set out in Annex XI. Alternative methods may
only be used if they have been endorsed by ICCAT during its annual meeting.
3. The Member State responsible for the farm shall communicate the results of the programme to the Member State or
CPC responsible for the catching vessels, and to the entity operating the regional observer programme on behalf of ICCAT.
4. When, for a single catching operation, the results of the programme indicate that the number of caged bluefin tuna
individuals differs by more than 10 % from the quantities reported caught and/or transferred, the Member State
responsible for the catching vessel or trap shall launch an investigation to determine the accurate catch weight that shall be
deducted from the national bluefin tuna quota, in accordance with paragraph 9.
5. When the Member State or CPC responsible for the catching vessel or trap launches an investigation, the Member
State responsible for the farm shall cooperate fully and shall provide the investigating Member State or CPC with all the
complementary information requested including the results of the analysis of the video footage concerned, and shall
inform the Commission immediately.
6. Member States’ competent authorities, including those whose vessels have been involved in the transport of the fish,
shall cooperate actively, including through the exchange of all information and documentation at their disposal.
7. The competent authority of the Member State responsible for the catching vessel or trap shall conclude the
investigation within one month from the communication of the caging results by the competent authority of the Member
State responsible for the farm.
8. A difference greater than 10 % between the number of bluefin tuna reported caught by the vessel or trap concerned
and the number determined by the competent authority of the Member State responsible for the catching vessel or the
trap as a result of the investigation shall constitute potential non-compliance of the vessel or trap concerned.
9. Where an investigation concludes that bluefin tuna individuals are missing, the weight of the missing fish shall be
deducted from the quota of the Member State responsible for the catching vessel or trap, as applicable, by applying the
average individual weight at caging communicated by the competent authority of the Member State responsible for the
farm, to the number of bluefin tuna in the catch as determined by the competent authority of the Member State
responsible for the fishing vessel or trap resulting from its analysis of the first transfer video footage in the context of the
investigation.
10. Notwithstanding paragraph 9, after the consultation of the competent authorities of the Member State or CPC
responsible for the fishing vessel involved in the transport of fish to the destination farm, the competent authorities of the
Member State responsible for the catching vessel or trap and the Commission may decide not to deduct from the national
quota the fish determined in the investigation as having been lost, when the losses have been duly documented as force
majeure by the operator, the relevant information has been communicated to the competent authority of the Member State
responsible for the operator and the Commission immediately after the event and the losses did not result in known
mortalities.L 238/30 EN Official Journal of the European Union 27.9.2023
11. The Member State responsible for the catching vessel or trap shall issue a release order, in accordance with the
procedures set out in Annex XII, for the quantities caged which exceed the quantities declared caught and transferred, if:
(a) the investigation referred to in paragraph 4 is not concluded within 10 working days from the communication of the
results of the programme, for a single caging operation, or of all caging operations from a joint fishing operation; or
(b) the outcome of the investigation indicates that the number and/or average weight of bluefin tuna is in excess of that
declared caught and transferred;
The release of the excess shall be conducted in the presence of control authorities.
12. The results of the programme shall be used to decide if releases are required and the caging declarations and relevant
sections of the BCD shall be completed accordingly. When a release order has been issued, the farm operator shall request
the presence of a national control authority and an ICCAT regional observer to monitor the release.
13. Member States shall submit the results of the programme to the Commission by 1 September of each year. In the
event of force majeure in the caging, Member States shall submit those results before 12 September of each year. The
Commission shall transmit that information to the SCRS by 15 September of each year for evaluation.
14. The transfer of live bluefin tuna from one farming cage to another farming cage shall not take place without the
authorisation and the presence of control authorities of the Member State or CPC responsible for the farm. Each transfer
shall be recorded to control the number of individuals. National control authorities shall monitor those transfers and
ensure that each intra-farm transfer is recorded in the e-BCD system.
Article 52
Caging declaration and caging report
1. Within 72 hours after the end of each caging operation, a farm operator shall submit a caging declaration as provided
for in Annex XIV to their competent authority.
2. In addition to the caging declaration referred to in paragraph 1, a Member State responsible for the farm shall submit
one week from the completion of the caging operation, a caging report containing the elements set out in Section B of
Annex XI to the Member State or CPC whose vessels or traps have caught the bluefin tuna, and to the Commission. The
Commission shall transmit that information to the ICCAT Secretariat.
3. For the purpose of paragraph 2, a caging operation shall not be deemed to be completed until any investigation
launched and any release operation ordered is concluded.
Article 53
Intra-farm transfers and random controls
1. A Member State responsible for a farm shall put in place a traceability system, including the video-recording of
internal transfers.
2. The control authorities of the Member State responsible for a farm shall undertake random controls, on the basis of a
risk analysis, on bluefin tuna kept in farm cages between the time of completion of caging operations in a year and the first
caging in the following year.27.9.2023 EN Official Journal of the European Union L 238/31
3. For the purpose of paragraph 2, the Member State responsible for a farm shall establish a minimum percentage of fish
to be controlled. That percentage shall be set out in the annual inspection plan referred to in Article 14. Each Member State
shall communicate to the Commission the results of the random controls carried out each year. The Commission shall
transmit those results to the ICCAT Secretariat in April of the year following the period of the relevant quota.
Article 54
Access to and requirements for video records
1. The Member State responsible for a farm shall ensure that the video records referred to in Articles 49 and 51 are
made available upon request to the national inspectors, as well as to regional and ICCAT inspectors and to ICCAT and
national observers.
2. The Member State responsible for a farm shall take the necessary measures to avoid any replacement, editing or
manipulation of the original video records.
Article 55
Annual caging report
Member States subject to the obligation of submitting caging declarations and reports under Article 52 shall submit a
caging report to the Commission each year by 31 July for the previous year. The Commission shall forward that
information to the ICCAT Secretariat before 31 August each year. The report shall contain the following information:
(a) the total amount of bluefin tuna caged by farm, including loss in number and weight during the transportation to the
cages by farm, carried out by fishing vessels and by traps;
(b) the list of vessels that fish for, provide or transport bluefin tuna for farming purposes (name of the vessel, flag, licence
number, gear type) and traps;
(c) the results of the sampling programme for the estimation of the numbers-at-size of the bluefin tuna caught, as well as
the date, time and area of catch and the fishing method used, in order to improve statistics for stock assessment
purposes;
The sampling programme requires that size sampling (length or weight) at cages must be done on one sample (= 100
individuals) for every 100 tonnes of live fish, or on a 10 % sample of the total number of the caged fish. Size samples
will be collected during harvesting at the farm and on the dead fish during transport, following the ICCAT Guidelines
for submitting data and information. For fish farmed for more than one year, other additional sampling methodologies
shall be established. The sampling shall be conducted during any harvesting, covering all cages;
(d) the quantities of bluefin tuna placed in cage and estimate of the growth and mortality while in captivity and of the
amounts sold in tonnes. That information shall be provided per farm;
(e) the quantities of bluefin tuna caged during the previous year; and
(f) the quantities, broken down by their origin, marketed during the previous year.
Article 56
Implementing acts
The Commission may adopt implementing acts laying down procedures for the application of the provisions laid down in
this Section. Those implementing acts shall be adopted in accordance with the examination procedure referred to in
Article 68.L 238/32 EN Official Journal of the European Union 27.9.2023
Section 8
Monitoring and surveillance
Article 57
Vessel Monitoring System
1. By way of derogation from Article 9(5) of Regulation (EC) No 1224/2009, flag Member States shall implement VMS
for their fishing vessels with a length overall equal to or greater than 12 metres in accordance with Annex XV.
2. Fishing vessels over 15 metres in length overall that are included in the list of vessels referred to in Article 26(1), point
(a) or (b), shall begin to transmit VMS data to ICCAT at least 5 days before their period of authorisation and shall continue at
least 5 days after their period of authorisation, unless a request is sent in advance to the Commission for the vessel to be
removed from the ICCAT record of vessels.
3. For control purposes, the master or the master’s representative shall ensure that the transmission of VMS data from
catching vessels that are authorised to fish actively for bluefin tuna is not interrupted when vessels are in port unless there
is a system of hailing in and out of port.
4. Member States shall ensure that their fisheries monitoring centres forward to the Commission and a body designated
by it, in real time and using the format ‘https data feed’, the VMS messages received from the fishing vessels flying their flag.
The Commission shall forward those messages to the ICCAT Secretariat.
5. Member States shall ensure that:
(a) VMS messages from the fishing vessels flying their flag are forwarded to the Commission at least every two hours;
(b) in the event of technical malfunctioning of the VMS, alternative messages from the fishing vessels flying their flag
received pursuant to Article 25(1) of Implementing Regulation (EU) No 404/2011 are forwarded to the Commission
within 24 hours of receipt by their fisheries monitoring centres;
(c) messages forwarded to the Commission are sequentially numbered (with a unique identifier) in order to avoid
duplication;
(d) messages forwarded to the Commission are in accordance with Article 24(3) of Implementing Regulation (EU)
No 404/2011.
6. Each Member State shall ensure that all messages made available to its inspection vessels are treated in a confidential
manner and are limited to inspection at sea operations.
Section 9
Inspection and enforcement
Article 58
ICCAT Scheme of Joint International Inspection
1. Joint international inspection activities shall be carried out in accordance with the ICCAT Scheme of Joint
International Inspection (‘the ICCAT scheme’) for international control outside the waters under national jurisdiction, as
set out in Annex IX to this Regulation.
2. Member States whose fishing vessels are authorised to operate for bluefin tuna shall assign inspectors and carry out
inspections at sea under the ICCAT scheme.27.9.2023 EN Official Journal of the European Union L 238/33
3. Where at any time, more than 15 fishing vessels flagged to a Member State are engaged in bluefin tuna activities in
the Convention Area, the Member State concerned shall, on the basis of risk assessment, deploy an inspection vessel for
the purpose of inspection and control at sea in the Convention Area throughout the period that those vessels are there.
That obligation shall be deemed to have been complied with where Member States cooperate to deploy an inspection
vessel or where a Union inspection vessel is deployed in the Convention Area.
4. The Commission or a body designated by it may assign Union inspectors to the ICCAT scheme.
5. For the purposes of paragraph 3, the Commission or a body designated by it shall coordinate the surveillance and
inspection activities for the Union. The Commission may draw up, in coordination with the Member States concerned,
joint inspection programmes to enable the Union to fulfil its obligation under the ICCAT scheme. Member States whose
fishing vessels are engaged in the fishery of bluefin tuna shall adopt the necessary measures to facilitate the
implementation of those programmes particularly as regards the human and material resources required and the periods
when and geographical areas where those resources are to be deployed.
6. Member States shall inform the Commission by 1 April of each year of the names of the inspectors and the inspection
vessels they intend to assign to the ICCAT scheme during the year. Using that information, the Commission shall draw up,
in collaboration with the Member States, a plan for the Union participation in the ICCAT scheme each year, which it shall
send to the ICCAT Secretariat and the Member States.
Article 59
Inspections in the event of infringements
The flag Member State shall ensure that a physical inspection of a fishing vessel flying its flag takes place under its authority
in its ports, or by an inspector designated by it when the fishing vessel is not in one of its ports, if the fishing vessel:
(a) failed to comply with the recording and reporting requirements set out in Articles 31 and 32; or
(b) committed a breach of this Regulation or a serious infringement referred to in Article 42 of Regulation (EC)
No 1005/2008 or in Article 90 of Regulation (EC) No 1224/2009.
Article 60
Cross-checks
1. Each Member State shall verify information and timely submission of inspection and observer reports, VMS data and,
where appropriate, e-BCDs, logbooks of their fishing vessels, transfer and transhipment documents and catch documents,
in accordance with Article 109 of Regulation (EC) No 1224/2009.
2. Each Member State shall carry out cross-checks on all landings, all transhipments or caging between the quantities by
species recorded in the fishing vessel logbook or quantities by species recorded in the transhipment declaration and the
quantities recorded in the landing declaration or caging declaration, and any other relevant document, such as invoices or
sales notes.L 238/34 EN Official Journal of the European Union 27.9.2023
Section 10
Enforcement
Article 61
Enforcement
Without prejudice to Articles 89 to 91 of Regulation (EC) No 1224/2009 and in particular the duty of the Member States to
take appropriate enforcement measures with respect to a fishing vessel, the Member State responsible for a farm for bluefin
tuna shall take appropriate enforcement measures with respect to the farm, where it has been established, in accordance
with national law that the farm does not comply with Articles 46 to 56 of this Regulation. Depending on the gravity of the
offense and in accordance with the relevant provisions of national law such measures may include, in particular, suspension
or withdrawal of the authorisation,fines or both. Member States shall communicate any suspension or withdrawal of an
authorisation to the Commission, which shall notify it to the ICCAT Secretariat with a view to modifying the ‘record of
bluefin tuna farming facilities’ accordingly.
CHAPTER VI
Marketing
Article 62
Marketing measures
1. Without prejudice to Regulations (EC) No 1224/2009 and (EC) No 1005/2008 and Regulation (EU) No 1379/2013
of the European Parliament and of the Council(21), Union trade, landing, import, export, placing in cages for fattening or
farming, re-export and transhipment of bluefin tuna that are not accompanied by the accurate, complete and validated
documentation as required under this Regulation or under other Union legal acts implementing ICCAT rules on the
bluefin tuna catch documentation programme shall be prohibited.
2. Union trade, import, landing, placing in cages for fattening or farming, processing, export, re-export and
transhipment of bluefin tuna shall be prohibited where:
(a) the bluefin tuna was caught by fishing vessels or traps the flag State of which does not have a quota or catch limit for
bluefin tuna under the terms of ICCAT conservation and management measures; or
(b) the bluefin tuna was caught by a catching vessel or trap whose individual quota or whose State’s fishing opportunities
were exhausted at the time of the catch.
3. Without prejudice to Regulations (EC) No 1224/2009, (EC) No 1005/2008 and (EU) No 1379/2013, Union trade,
imports, landings, processing and exports of bluefin tuna from fattening or farming farms that do not comply with the
Regulations referred to in paragraph 1 shall be prohibited.
(21) Regulation (EU) No 1379/2013 of the European Parliament and of the Council of 11 December 2013 on the common organisation of
the markets in fishery and aquaculture products, amending Council Regulations (EC) No 1184/2006 and (EC) No 1224/2009 and
repealing Council Regulation (EC) No 104/2000 (OJ L 354, 28.12.2013, p. 1).27.9.2023 EN Official Journal of the European Union L 238/35
CHAPTER VII
Final provisions
Article 63
Evaluation
Upon request from the Commission, Member States shall submit without delay a detailed report on their implementation
of this Regulation to the Commission. Based on the information received from Member States, the Commission shall
submit to the ICCAT Secretariat by the date decided by the ICCAT, a detailed report on the implementation of ICCAT
Recommendation 19-04.
Article 64
Financing
For the purposes of Regulation (EU) No 508/2014 of the European Parliament and of the Council(22), this Regulation shall
be deemed to be a multiannual plan within the meaning of Article 9 of Regulation (EU) No 1380/2013.
Article 65
Confidentiality
Data collected and exchanged in the framework of this Regulation shall be treated in accordance with the applicable rules
on confidentiality pursuant to Articles 112 and 113 of Regulation (EC) No 1224/2009.
Article 66
Procedure for amendments
1. The Commission is empowered to adopt delegated acts in accordance with Article 67 concerning amendments to this
Regulation in order to adapt it to measures adopted by ICCAT that bind the Union and its Member States as regards:
(a) derogations from the prohibition under Article 8 on the carrying-over of unused quotas;
(b) deadlines for reporting information as laid down in Article 24(4), Article 26(1), Article 29(1), Article 32(2) and (3),
Article 35(5) and (6), Article 36, Article 41(3), Article 44(2), Article 51(13), Article 52(2), Article 55, Article 57(5),
point (b), and Article 58(6);
(c) time periods for fishing seasons as provided in Article 17(1) and (4);
(d) the minimum conservation reference size set out in Article 19(1) and (2) and Article 20(1);
(e) the percentages and reference parameters laid down in Article 13, Article 15(3) and (4), Article 20(1), Article 21(2),
Article 38(1), Article 44(2), Article 50 and Article 51(8);
(f) the information to be submitted to the Commission referred to in Article 11(1), Article 24(1), Article 25(3),
Article 29(1), Article 30(4), Article 34(2), Article 40(1) and Article 55;
(g) tasks for national observers and ICCAT regional observers as provided in Article 38(2) and Article 39(5), respectively;
(22) Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and
Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC)
No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (OJ L 149, 20.5.2014, p. 1).L 238/36 EN Official Journal of the European Union 27.9.2023
(h) reasons to refuse the authorisation to transfer laid down in Article 41(1);
(i) reasons to seize the catches and order the release of fish of Article 46(4);
(j) the number of vessels set out in Article 58(3);
(k) Annexes I to XV.
2. Any amendments adopted in accordance with paragraph 1 shall be strictly limited to the implementation of
amendments and/or supplements to the respective ICCAT recommendations which are binding on the Union.
Article 67
Exercise of the delegation
1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
2. The power to adopt delegated acts referred to in Article 66 shall be conferred on the Commission for a period of five
years from 17 October 2023. The Commission shall draw up a report in respect of the delegation of power no later than
nine months before the end of the five-year period. The delegation of power shall be tacitly extended for periods of an
identical duration, unless the European Parliament or the Council opposes such extension not later than three months
before the end of each period.
3. The delegation of power referred to in Article 66 may be revoked at any time by the European Parliament or the
Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect
the day following the publication of the decision in the Official Journal of the European Union or at a later date specified
therein. It shall not affect the validity of any delegated act already in force.
4. Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance
with the principles laid down in the Interinstitutional Agreement of 13 April 2016on Better Law-Making.
5. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to
the Council.
6. A delegated act adopted pursuant to Article 66 shall enter into force only if no objection has been expressed either by
the European Parliament or by the Council within a period of two months of notification of that act to the European
Parliament or the Council or if, before the expiry of that period, the European Parliament and the Council have both
informed the Commission that they will not object. That period shall be extended by two months at the initiative of the
European Parliament or of the Council.
Article 68
Committee procedure
1. The Commission shall be assisted by the Committee for Fisheries and Aquaculture established under Article 47 of
Regulation (EU) No 1380/2013. That committee shall be a committee within the meaning of Regulation (EU)
No 182/2011.
2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
Article 69
Amendments to Regulation (EC) No 1936/2001
Regulation (EC) No 1936/2001 is amended as follows:
(a) Article 3, points (g) to (j), Articles 4a, 4b, and 4c and Annex Ia are deleted;27.9.2023 EN Official Journal of the European Union L 238/37
(b) in Annex I, the indent ‘Bluefin tuna: Thunnus thynnus’ is deleted;
(c) in Annex II, the row ‘Thunnus thynnus: Bluefin tuna’ is deleted.
Article 70
Amendment to Regulation (EU) 2017/2107
In Regulation (EU) 2017/2107, Article 43 is deleted.
Article 71
Amendment to Regulation (EU) 2019/833
In Regulation (EU) 2019/833, Article 53 is deleted.
Article 72
Repeal
1. Regulation (EU) 2016/1627 is repealed.
2. References to the repealed Regulation shall be construed as references to this Regulation and shall be read in
accordance with the correlation table set out in Annex XVI to this Regulation.
Article 73
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the
European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Strasbourg, 13 September 2023.
For the European Parliament For the Council
The President The President
R. METSOLA J. M. ALBARES BUENOL 238/38 EN Official Journal of the European Union 27.9.2023
ANNEX I
SPECIFIC CONDITIONS APPLYING TO THE CATCHING VESSELS FISHING UNDER ARTICLE 19
1. Each Member State shall ensure the following capacity limitations are respected:
(a) The maximum number of its baitboats and trolling boats authorised to fish actively bluefin tuna to the number of
the vessels participating in directed fishery for bluefin tuna in 2006.
(b) The maximum number of its artisanal fleet authorised to fish actively bluefin tuna in the Mediterranean to the
number of the vessels participating in the fishery for bluefin tuna in 2008.
(c) The maximum number of its catching vessels authorised to fish actively bluefin tuna in the Adriatic Sea to the
number of the vessel participating in the fishery for bluefin tuna in 2008.
Each Member State shall allocate individual quotas to the vessels concerned.
2. Each Member State may allocate:
— no more than 7 % of its quota for bluefin tuna among its baitboats and trolling boats. In the case of France, a
maximum of 100 tonnes of bluefin tuna weighing no less than 6,4 kg or 70 cm fork length may be caught by
vessels flying the flag of France of a length overall of less than 17 metres operating in the Bay of Biscay,
— no more than 2 % of its quota for bluefin tuna among its coastal artisanal fishery for fresh fish in the
Mediterranean,
— no more than 90 % of its quota for bluefin tuna among its catching vessels in the Adriatic Sea for farming
purposes.
3. For a maximum of 7 % by weight of individuals of bluefin tuna caught in the Adriatic Sea for farming purposes by
vessels flying its flag, Croatia may apply a minimum weight of 6,4 kg or 66 cm fork length.
4. Member States whose baitboats, longliners, handliners and trolling boats are authorised to fish for bluefin tuna in the
eastern Atlantic and the Mediterranean shall institute tail tag requirements as follows:
— tail tags shall be affixed on each bluefin tuna immediately upon offloading,
— each tail tag shall have a unique identification number and be included on bluefin tuna catch documents and
written legibly and indelibly on the outside of any package containing tuna.27.9.2023 EN Official Journal of the European Union L 238/39
ANNEX II
LOGBOOK REQUIREMENTS
A. CATCHING VESSELS
Minimum specifications for fishing logbooks:
1. The logbook shall be numbered by sheet.
2. The logbook shall be completed every day (midnight) or before port arrival.
3. The logbook shall be completed in case of at-sea inspections.
4. One copy of the sheets shall remain attached to the logbook.
5. Logbooks shall be kept on board to cover a period of one year of operation.
Minimum standard information for fishing logbooks:
1. Master’s name and address.
2. Dates and ports of departure, dates and ports of arrival.
3. Vessel’s name, register number, ICCAT number, international radio call sign and IMO number (if available).
4. Fishing gear:
(a) type by FAO code;
(b) dimension (e.g. length, mesh size, number of hooks).
5. Operations at sea with one line (minimum) per day of trip, providing:
(a) activity (e.g. fishing, steaming);
(b) position: exact daily positions (in degree and minutes), recorded for each fishing operation or at midday when no
fishing has been conducted during that day;
(c) record of catches, including:
— FAO code,
— round weight (RWT) in kg per day,
— number of pieces per day.
For purse seine vessels, those data shall be recorded by fishing operation, including nil return.
6. Master’s signature.
7. Means of weight measure: estimation, weighing on board.
8. The logbook shall be kept in equivalent live weight of fish and shall mention the conversion factors used in the
evaluation.
Minimum information for fishing logbooks in the case of landing or transhipment:
1. Dates and port of landing or transhipment.
2. Products:
(a) species and presentation by FAO code;
(b) number of fish or boxes and quantity in kg.
3. Signature of the master or vessel agent.L 238/40 EN Official Journal of the European Union 27.9.2023
4. In the case of transhipment: receiving vessel name, its flag and ICCAT number.
Minimum information for fishing logbooks in the case of transfer into cages:
1. Date, time and position (latitude/longitude) of transfer.
2. Products:
(a) species identification by FAO code;
(b) number of fish and quantity in kg transferred into cages.
3. Name of towing vessel, its flag and ICCAT number.
4. Name of the farm of destination and its ICCAT number.
5. In the case of a joint fishing operation (JFO), in addition to the information laid down in points 1 to 4, the masters shall
record in their logbook:
(a) as regards the catching vessel transferring the fish into cages:
— amount of catches taken on board,
— amount of catches counted against its individual quota,
— the names of the other vessels involved in the JFO;
(b) as regards the other catching vessels of the same JFO not involved in the transfer of the fish:
— the name of those vessels, their international radio call signs and ICCAT numbers,
— that no catches have been taken on board or transferred into cages,
— amount of catches counted against their individual quotas,
— the name and the ICCAT number of the catching vessel referred to in point (a).
B. TOWING VESSELS
1. The master of a towing vessel shall record in the daily logbook the date, time and position of transfer, the quantities
transferred (number of fish and quantity in kg), the cage number, as well as the catching vessel’s name, flag and ICCAT
number, the name of the other vessel(s) involved and their ICCAT number, the farm of destination and its ICCAT
number, and the ITD number.
2. Further transfers to auxiliary vessels or to other towing vessel shall be reported, including the same information as in
point 1, as well as the auxiliary or towing vessel’s name, flag and ICCAT number and the ITD number.
3. The daily logbook shall contain the details of all transfers carried out during the fishing season. The daily logbook shall
be kept on board and be accessible at any time for control purposes.
C. AUXILIARY VESSELS
1. The master of an auxiliary vessel shall record the activities daily in the logbook, including the date, time and positions,
the quantities of bluefin tuna taken on board, and the fishing vessel, farm or trap name the master of the auxiliary vessel
is operating in association with.
2. The daily logbook shall contain the details of all activities carried out during the fishing season. The daily logbook shall
be kept on board and be accessible at any time for control purposes.27.9.2023 EN Official Journal of the European Union L 238/41
D. PROCESSING VESSELS
1. The master of a processing vessel shall report in the daily logbook the date, time and position of the activities and the
quantities transhipped and the number and weight of bluefin tuna received from farms, traps or catching vessels,
where applicable. The master shall also report the names and ICCAT numbers of those farms, traps or catching vessels.
2. The master of a processing vessel shall maintain a daily processing logbook specifying the round weight and number of
fish transferred or transhipped, the conversion factor used, and the weights and quantities by product presentation.
3. The master of a processing vessel shall maintain a stowage plan that shows the location and the quantities of each
species and presentation.
4. The daily logbook shall contain the details of all transhipments carried out during the fishing season. The daily logbook,
processing logbook, stowage plan and the originals of ICCAT transhipment declarations shall be kept on board and be
accessible at any time for control purposes.ANNEX III
CATCH REPORT FORM
Catch report form
Location of the catch Catch Attributed weight
ICCAT Vessel Report start Report end Report in case of a joint
Flag Catch date
Number name date date duration (d) Number of Average fishing operation
Latitude Longitude Weight (kg)
pieces weight (kg) (kg)
L
238/42
EN
Official
Journal
of
the
European
Union
27.9.202327.9.2023 EN Official Journal of the European Union L 238/43
ANNEX IV
APPLICATION FORM FOR THE AUTHORISATION TO PARTICIPATE IN A JOINT FISHING OPERATION
Joint fishing operation
Fattening and farming
Duration Identity of Vessel’s Allocation
Vessel farm destination
Flag State ICCAT No of the the individual key per
name
operation operators quota vessel
CPC ICCAT No
Date …
Validation of the flag State …L 238/44 EN Official Journal of the European Union 27.9.2023
ANNEX V
ICCAT TRANSHIPMENT DECLARATION27.9.2023 EN Official Journal of the European Union L 238/45
ANNEX VI
ICCAT TRANSFER DECLARATIONL 238/46 EN Official Journal of the European Union 27.9.2023
ANNEX VII
MINIMUM INFORMATION FOR FISHING AUTHORISATIONS(1)
A. IDENTIFICATION
1. ICCAT registration number
2. Name of fishing vessel
3. External registration number (letters and numbers)
B. FISHING CONDITIONS
1. Date of issue
2. Period of validity
3. Conditions of fishing authorisation, including, where appropriate, species, zone, fishing gear and any other conditions
applicable derived from this Regulation and/or from national legislation.
From From From From From
From …/…/…
…/…/… …/…/… …/…/… …/…/… …/…/…
To …/…/…
To …/…/… To …/…/… To …/…/… To …/…/… To …/…/…
Zones
Species
Fishing gear
Other
conditions
(1) This is in Implementing Regulation (EU) No 404/2011.27.9.2023 EN Official Journal of the European Union L 238/47
ANNEX VIII
ICCAT REGIONAL OBSERVER PROGRAMME
ASSIGNMENT OF ICCAT REGIONAL OBSERVERS
1. Each ICCAT regional observer shall have the following qualifications to accomplish their tasks:
(a) sufficient experience to identify species and fishing gear;
(b) satisfactory knowledge of the ICCAT conservation and management measures assessed by a certificate provided by
the Member States and based on ICCAT training guidelines;
(c) the ability to observe and record accurately;
(d) satisfactory knowledge of the language of the flag of the vessel or farm observed.
OBLIGATIONS OF THE ICCAT REGIONAL OBSERVER
2. The ICCAT regional observers shall:
(a) have completed the technical training required by the guidelines established by ICCAT;
(b) be nationals of one of the Member States and, to the extent possible, not of the farm or trap State or the flag State of
the purse seine vessel. If, however, bluefin tuna is harvested from the cage and traded as fresh products, the ICCAT
regional observer that observes the harvest may be a national of the Member State responsible for the farm;
(c) be capable of performing the tasks set out in point 3;
(d) be included in the list of ICCAT regional observers maintained by ICCAT;
(e) not have current financial or beneficial interests in the bluefin tuna fishery.
ICCAT REGIONAL OBSERVER TASKS
3. The tasks of ICCAT regional observers shall be:
(a) as regards observers on purse seine vessels, to monitor the purse seine vessels’ compliance with the relevant
conservation and management measures adopted by ICCAT; in particular, the ICCAT regional observer shall:
1. in cases where the ICCAT regional observer observes what could constitute non-compliance with ICCAT
recommendations, the ICCAT regional observer shall submit that information without delay to the ICCAT
regional observer implementing company who shall forward it without delay to the flag State authorities of
the catching vessel;
2. record and report upon the fishing activities carried out;
3. observe and estimate catches and verify entries made in the logbook;
4. issue a daily report of the purse seine vessels’ transfer activities;
5. sight and record vessels which could be fishing in contravention of ICCAT conservation and management
measures;
6. record and report upon the transfer activities carried out;
7. verify the position of the vessel when engaged in transfer;
8. observe and estimate products transferred, including through the review of video recordings;L 238/48 EN Official Journal of the European Union 27.9.2023
9. verify and record the name of the fishing vessel concerned and its ICCAT number;
10. carry out scientific work such as collecting Task II data when required by the ICCAT Commission, based on the
directives from the SCRS;
(b) as regards ICCAT regional observers in farms and traps, to monitor their compliance with the relevant conservation
and management measures adopted by ICCAT; in particular, the ICCAT regional observer shall:
1. verify the data contained in the ITD and caging declaration and BCD, including through the review of video
records;
2. certify the data contained in the ITD and caging declaration and BCDs;
3. issue a daily report of the farms’ and traps’ transfer activities;
4. countersign the ITD and caging declaration and BCDs only when the ICCAT regional observer agrees that the
information contained within them is consistent with the observers’ observations including a compliant video
record as per the requirements referred to in Article 42(1) and Article 43(1);
5. carry out such scientific work, for example collecting samples, as required by the Commission, based on the
directives from the SCRS;
6. register and verify the presence of any type of tag, including natural marks, and notify any sign of recent tag
removals;
(c) establish general reports compiling the information collected in accordance with this point and provide the master
and farm operator with the opportunity to include therein any relevant information;
(d) submit to the Secretariat the general report referred to in point (c) within 20 days from the end of the period of
observation;
(e) exercise any other functions as defined by the ICCAT Commission.
4. The ICCAT regional observer shall treat as confidential all information with respect to the fishing and transfer
operations of the purse seine vessel and of the farms and shall accept that requirement in writing as a condition of
appointment as an ICCAT regional observer.
5. The ICCAT regional observer shall comply with requirements established in the laws and regulations of the flag or farm
state, which exercises jurisdiction over the vessel or farm to which the ICCAT regional observer is assigned.
6. The ICCAT regional observer shall respect the hierarchy and general rules of behaviour which apply to all vessel and
farm personnel, provided such rules do not interfere with the duties of the ICCAT regional observer under this
programme, and with the obligations of vessel and farm personnel set out in point 7 of this Annex and Article 39.
OBLIGATIONS OF THE FLAG MEMBER STATES TOWARDS ICCAT REGIONAL OBSERVERS
7. Member States responsible for the purse seine vessel, farm or trap, shall ensure that ICCAT regional observers are:
(a) allowed access to the vessel, farm and trap personnel and to the gear, cages and equipment;
(b) allowed access, upon request, to the following equipment, if present on the vessels to which they are assigned, in
order to facilitate the carrying out of their duties set out in point 3 of this Annex:
1. satellite navigation equipment;
2. radar display viewing screens when in use;
3. electronic means of communication;27.9.2023 EN Official Journal of the European Union L 238/49
(c) provided with accommodation, including lodging, food and adequate sanitary facilities, equal to those of officers;
(d) provided with adequate space on the bridge or pilot house for clerical work, as well as space on deck adequate for
carrying out observer duties.
COSTS ARISING FROM THE ICCAT REGIONAL OBSERVER PROGRAMME
8. All costs arising from the operation of ICCAT regional observers shall be borne by each farm operator or owner of purse
seine vessels.L 238/50 EN Official Journal of the European Union 27.9.2023
ANNEX IX
ICCAT SCHEME OF JOINT INTERNATIONAL INSPECTION
ICCAT agreed at its Fourth Regular Meeting (Madrid, November 1975) and at its Annual Meeting in 2008 in Marrakesh
that:
Pursuant to paragraph 3 of Article IX of the Convention, the ICCAT Commission recommends the establishment of the
following arrangements for international control outside the waters under national jurisdiction for the purpose of
ensuring the application of the Convention and the measures in force thereunder:
I. SERIOUS VIOLATIONS
1. For the purposes of these procedures, a serious violation means the following violations of the provisions of the
ICCAT conservation and management measures adopted by the ICCAT Commission:
(a) fishing without a licence, permit or authorisation issued by the flag CPC;
(b) failure to maintain sufficient records of catch and catch-related data in accordance with the ICCAT Commission’s
reporting requirements or significant misreporting of such catch and/or catch-related data;
(c) fishing in a closed area;
(d) fishing during a closed season;
(e) intentional taking or retention of species in contravention of any applicable conservation and management
measure adopted by ICCAT;
(f) significant violation of catch limits or quotas in force pursuant to ICCAT rules;
(g) using prohibited fishing gear;
(h) falsifying or intentionally concealing the markings, identity or registration of a fishing vessel;
(i) concealing, tampering with or disposing of evidence relating to the investigation of a violation;
(j) multiple violations which, taken together, constitute a serious disregard of measures in force pursuant to ICCAT;
(k) assault, resist, intimidate, sexually harass, interfere with, or unduly obstruct or delay an authorised inspector or
observer;
(l) intentionally tampering with or disabling the VMS;
(m) such other violations as are determined by the ICCAT, once those are included and circulated in a revised version
of those procedures;
(n) fishing with the assistance of spotter planes;
(o) interference with the satellite monitoring system and/or operation of a vessel without the VMS;
(p) transfer activity without ITD;
(q) transhipment at sea.
2. In the case of any boarding and inspection of a fishing vessel during which the authorised inspector observes an
activity or condition that would constitute a serious violation, as defined in point 1, the authorities of the flag State of
the inspection vessels shall immediately notify the flag State of the fishing vessel, directly as well as through the ICCAT
Secretariat. In such situations, the inspector shall also inform any inspection ship of the flag State of the fishing vessel
known to be in the vicinity.27.9.2023 EN Official Journal of the European Union L 238/51
3. The ICCAT inspector shall register, in the fishing vessel’s logbook, the inspections undertaken and any infringements
detected.
4. The flag Member State shall ensure that, following the inspection referred to in point 2, the fishing vessel concerned
ceases all fishing activities. The flag Member State shall require the fishing vessel to proceed within 72 hours to a port
designated by it, where an investigation shall be initiated.
5. If the vessel is not called to port, the flag Member State shall provide due justification in a timely manner to the
Commission which shall forward the information to the ICCAT Secretariat, who shall make it available on request to
other Contracting Parties.
II. CONDUCT OF INSPECTIONS
6. Inspections shall be carried out by inspectors designated by the Contracting Parties. The names of the authorised
government agencies and each inspector designated for that purpose by their respective governments shall be notified
to the ICCAT Commission.
7. Ships carrying out international boarding and inspection duties in accordance with this Annex shall fly a special flag
or pennant approved by the ICCAT Commission and issued by the ICCAT Secretariat. The names of the ships so used
shall be notified to the ICCAT Secretariat as soon as practical in advance of the commencement of inspection activities.
The ICCAT Secretariat shall make information regarding designated inspection vessels available to all CPCs, including
by posting on its password-protected website.
8. Each inspector shall carry an appropriate identity document issued by the authorities of the flag State, which shall be
in the form shown in point 21 of this Annex.
9. Subject to the arrangements agreed under point 16, a vessel flagged to a Contracting Party and fishing for tuna or
tuna-like fish in the Convention Area outside the waters within its national jurisdiction shall stop when given the
appropriate signal in the International Code of Signals by a ship flying the ICCAT pennant described in point 7 and
carrying an inspector, unless the vessel is actually carrying out fishing operations, in which case it shall stop
immediately once it has finished such operations. The master of the vessel shall permit the inspection party, as
specified in point 10, to board it and shall provide aboarding ladder. The master shall enable the inspection party to
make such examination of equipment, catch or gear and any relevant documents as an inspector deems necessary to
verify the compliance with the ICCAT Commission’s recommendations in force in relation to the flag State of the
vessel being inspected. Further, an inspector may ask for any explanations that are deemed necessary.
10. The size of the inspection party shall be determined by the commanding officer of the inspection vessel, taking into
account relevant circumstances. The inspection party shall be as small as possible to safely and securely accomplish
the duties set out in this Annex.
11. Upon boarding the vessel, the inspector shall produce the identity documentation described in point 8. The inspector
shall observe generally accepted international regulations, procedures and practices relating to the safety of the vessel
being inspected and its crew, and shall minimise interference with fishing activities or stowage of product and, to the
extent practicable, avoid action, which would adversely affect the quality of the catch on board.L 238/52 EN Official Journal of the European Union 27.9.2023
Each inspector shall limit his/her enquiries to ascertaining whether the ICCAT Commission’s recommendations in
force in relation to the flag State of the vessel concerned are observed. In making the inspection, an inspector may ask
the master of the fishing vessel for any assistance that is required. The inspector shall draw up a report of the
inspection in a form approved by the ICCAT Commission. The inspector shall sign the report in the presence of the
master of the vessel who shall be entitled to add or have added to the report any observations which the master of the
vessel considers suitable and shall sign such observations.
12. Copies of the report shall be given to the master of the vessel and to the government of the inspection party, which
shall transmit copies to the appropriate authorities of the flag State of the inspected vessel and to the ICCAT
Commission. Where any infringement of ICCAT recommendations is discovered, the inspector shall, where possible,
also inform any inspection ship of the flag State of the fishing vessel known to be in the vicinity.
13. Resistance to an inspector or failure to comply with an inspector’s directions shall be treated by the flag State of the
inspected vessel in a manner similar to such conduct committed with respect to a national inspector.
14. Inspectors shall carry out their duties under these arrangements in accordance with the rules set out in this Regulation,
but they shall remain under the operational control of their national authorities and shall be responsible to them.
15. Contracting Parties shall consider and act on inspection reports, sighting information sheets as per ICCAT
Recommendation 94-09 and statements resulting from documentary inspections of foreign inspectors under these
arrangements on a similar basis as to the reports of national inspectors, in accordance with their national legislation.
This point shall not impose any obligation on a Contracting Party to give the report of a foreign inspector a higher
evidential value than it would possess in the inspector’s own country. Contracting Parties shall collaborate in order to
facilitate judicial or other proceedings arising from a report of an inspector under these arrangements.
16. (a) Contracting Parties shall inform the ICCAT Commission by 15 February each year of their provisional plans for
conducting inspection activities under the recommendation implemented by this Regulation in that calendar year
and the ICCAT Commission may make suggestions to Contracting Parties for the coordination of national
operations in this field, including the number of inspectors and ships carrying inspectors.
(b) The arrangements set out in the ICCAT Recommendation 19-04 and the plans for participation shall apply
between Contracting Parties unless otherwise agreed between them, and such agreement shall be notified to the
ICCAT Commission. However, the implementation of the scheme shall be suspended between any two
Contracting Parties if either of them has notified the ICCAT Commission to that effect, pending completion of
such an agreement.
17. (a) The fishing gear shall be inspected in accordance with the regulations in force for the subarea in which the
inspection takes place. The inspector shall state the subarea for which the inspection took place and describe any
violations found in the inspection report.
(b) The inspector shall be entitled to inspect all fishing gear in use or on board.
18. The inspector shall affix an identification mark approved by the ICCAT Commission to any fishing gear inspected
which appears to be in contravention of the ICCAT Commission’s recommendations in force in relation to the flag
State of the vessel concerned and shall record this fact in the inspection report.27.9.2023 EN Official Journal of the European Union L 238/53
19. The inspector may photograph the gear, equipment, documentation and any other element the inspector considers
necessary in such a way as to reveal those features which in his/her opinion are not in conformity with the regulation
in force, in which case the subjects photographed shall be listed in the report and copies of the photographs shall be
attached to the copy of the report to the flag State.
20. The inspector shall, as necessary, inspect all catch on board to determine compliance with ICCAT recommendations.
21. The model identity card for inspectors is as follows:L 238/54 EN Official Journal of the European Union 27.9.2023
ANNEX X
MINIMUM STANDARDS FOR VIDEO RECORDING PROCEDURES
Transfer operations
1. The electronic storage device containing the original video record shall be provided to the ICCAT regional observer as
soon as possible after the end of the transfer operation, who shall immediately initialise it to avoid any further
manipulation.
2. The original recording shall be kept on board the catching vessel or by the farm or trap operator, where appropriate,
during its entire period of authorisation.
3. Two identical copies of the video record shall be produced. One copy shall be transmitted to the ICCAT regional
observer on board the purse seine vessel and one to the national observer on board the towing vessel, the latter of
which shall accompany the ITD and the associated catches to which it relates. That procedure shall only apply to
national observers in the case of transfers between towing vessels.
4. The ICCAT transfer authorisation number shall be displayed at the beginning or at the end of each video, or both.
5. The time and the date of the video shall be continuously displayed throughout each video record.
6. Before the start of the transfer, the video shall include the opening and closing of the net or door and footage showing
whether the receiving and donor cages already contain bluefin tuna.
7. The video recording shall be continuous without any interruptions and cuts and cover the entire transfer operation.
8. The video record shall be of sufficient quality to estimate the number of bluefin tuna being transferred.
9. If the video record is of insufficient quality to estimate the number of bluefin tuna being transferred, a control transfer
shall be conducted. The operator may request the flag authorities of the vessel or trap to conduct a control transfer. In
the case the operator does not request such control transfer or the result of that voluntary transfer is not satisfactory,
the control authorities shall request as many control transfers as necessary until a video record of sufficient quality is
available. Such control transfers shall cover transfer of all the bluefin tuna from the receiving cage into another cage
which shall be empty. Where the origin of the fish is a trap, the bluefin tuna already transferred from the trap to the
receiving cage may be sent back to the trap, in which case the control transfer shall be cancelled under the supervision
of the ICCAT regional observer.
Caging operations
1. The electronic storage device containing the original video record shall be provided to the ICCAT regional observer as
soon as possible after the end of the caging operation, who shall immediately initialise it to avoid any further
manipulation.
2. The original recording shall be kept by the farm, where applicable, during their entire period of authorisation.
3. Two identical copies of the video record shall be produced. One copy shall be transmitted to the ICCAT regional
observer deployed on the farm.27.9.2023 EN Official Journal of the European Union L 238/55
4. The ICCAT caging authorisation number shall be displayed at the beginning or at the end of each video, or both.
5. The time and the date of the video shall be continuously displayed throughout each video record.
6, Before the start of the caging, the video shall include the opening and closing of the net/door and whether the receiving
and donor cages already contain bluefin tuna.
7. The video recording shall be continuous without any interruptions and cuts and cover the entire caging operation.
8. The video record shall be of sufficient quality to estimate the number of bluefin tuna being transferred.
9. If the video record is of insufficient quality to estimate the number of bluefin tuna being transferred, then a new caging
operation shall be requested by the control authorities. The new caging operation shall include all the bluefin tuna in the
receiving farm cage into another farm cage which shall be empty.L 238/56 EN Official Journal of the European Union 27.9.2023
ANNEX XI
STANDARDS AND PROCEDURES FOR STEREOSCOPICAL CAMERA SYSTEMS IN THE CONTEXT OF CAGING
OPERATIONS
A. Use of stereoscopical camera systems
The use of stereoscopic camera systems in the context of caging operations, as required by Article 51, shall be conducted in
accordance with the following:
1. The sampling intensity of live fish shall not be below 20 % of the amount of fish being caged. Where technically
possible, the sampling of live fish shall be sequential, one in every five individuals being measured; such a sample shall
be made up of fish measured at a distance of between 2 and 8 metres from the camera.
2. The dimensions of the transfer gate connecting the donor cage and the receiving cage shall be set at a maximum width
of 10 metres and a maximum height of 10 metres.
3. Where the length measurements of the fish present a multi-modal distribution (two or more cohorts of distinct sizes), it
shall be possible to use more than one conversion algorithm for the same caging operation; the most up-to-date
algorithm(s) established by SCRS shall be used to convert fork lengths into total weights, according to the size category
of the fish measured during the caging operation.
4. Validation of the stereoscopical length measurements shall be undertaken prior to each caging operation using a scale
bar at a distance of between 2 and 8 metres.
5. Where the results of the stereoscopical programme are communicated, the information shall indicate the margin of
error inherent to the technical specifications of the stereoscopic camera system, which shall not exceed a range of +/-
5 %.
6. The report on the results of the stereoscopical programme shall include details on all the technical specifications above,
including the sampling intensity, the sampling methodology, the distance from the camera, the dimensions of the
transfer gate, and the algorithms (length-weight relationship). SCRS shall review those specifications and, if necessary,
provide recommendations to modify them.
7. In cases where the stereoscopic camera footage is of insufficient quality to estimate the weight of bluefin tuna being
caged, a new caging operation shall be ordered by the Member State authorities responsible for the catching vessel, trap
or farm.
B. Presentation and use of the results of the programmes
1. Decisions regarding differences between the catch report and the results from the stereoscopical system programme
shall be taken at the level of the JFO or total trap catches, for JFOs and trap catches destined to a farm facility involving
a single CPC and/or Member State. The decision regarding differences between the catch report and the results from the
stereoscopical system programme shall be taken at the level of the caging operations for JFOs involving more than one
CPC and/or Member State, unless otherwise agreed by all the flag CPC and/or Member State authorities of the catching
vessels involved in the JFO.
2. Within 15 days from the caging date, the Member State responsible for the farm shall provide a report to the Member
State or CPC responsible for the catching vessel or trap and to the Commission, including the following documents:
(a) technical stereoscopical system report including:
— general information: species, site, cage, date, algorithm,
— sizing statistical information: average weight and length, minimum weight and length, maximum weight and
length, number of fish sampled, weight distribution, size distribution;
(b) detailed results of the programme, with the size and weight of every fish that was sampled;27.9.2023 EN Official Journal of the European Union L 238/57
(c) caging report including:
— general information on the operation: number of the caging operation, name of the farm, cage number, BCD
number, ITD number, name and flag of the catching vessel or trap, name and flag of the towing vessel, date of
the stereoscopical system operation and footage file name,
— algorithm used to convert length into weight,
— comparison between the amounts declared in the BCD and the amounts found with the stereoscopical system,
in number of fish, average weight and total weight (the formula used to calculate the difference shall be:
(stereoscopical system-BCD)/stereoscopical system * 100),
— margin of error of the system,
— for those caging reports relating to JFOs/traps, the last caging report shall also include a summary of all
information in previous caging reports.
3. When receiving the caging report, the Member State authorities of the catching vessel or trap shall take all the necessary
measures according to the following situations:
(a) the total weight declared by the catching vessel or trap in the BCD is within the range of the stereoscopical system
results:
— no release shall be ordered,
— the BCD shall be modified both in number (using the number of fish resulting from the use of the control
cameras or alternative techniques) and average weight, while the total weight shall not be modified;
(b) the total weight declared by the catching vessel or trap in the BCD is below the lowest figure of the range of the
stereoscopical system results:
— a release shall be ordered using the lowest figure in the range of the stereoscopical system results,
— the release operations shall be carried out in accordance with the procedure laid down in Article 41(2) and
Annex XII,
— after the release operations took place, the BCD shall be modified both in number (using the number of fish
resulting from the use of the control cameras, minus the number of fish released) and average weight, while
the total weight shall not be modified;
(c) the total weight declared by the catching vessel or trap in the BCD exceeds the highest figure of the range of the
stereoscopical system results:
— no release shall be ordered,
— the BCD shall be modified for the total weight (using the highest figure in the range of the stereoscopical system
results), for the number of fish (using the results from the control cameras) and average weight accordingly.
4. For any relevant modification of the BCD, the values (number and weight) entered in Section 2 shall be consistent with
those in Section 6 and the values in Sections 3, 4 and 6, shall be not higher those in Section 2.
5. In the case of compensation of differences found in individual caging reports across all cagings from a JFO/trap,
whether or not a release operation is required, all relevant BCDs shall be modified on the basis of the lowest range of
the stereoscopical system results. The BCDs related to the quantities of bluefin tuna released shall also be modified to
reflect the weight/number released. The BCDs related to bluefin tuna not released but for which the results from the
stereoscopical systems or alternative techniques differ from those reported caught and transferred shall also be
amended to reflect those differences.
The BCDs relating to the catches from where the release operation took place shall also be modified to reflect
the weight/number released.L 238/58 EN Official Journal of the European Union 27.9.2023
ANNEX XII
RELEASE PROTOCOL
1. The release of bluefin tuna from farming cages into the sea shall be recorded by video camera and observed by an
ICCAT regional observer, who shall draft and submit a report together with the video records to the ICCAT Secretariat.
2. Where a release order has been issued, the farm operator shall request the deployment of an ICCAT regional observer.
3. The release of bluefin tuna from transport cages or traps into the sea shall be observed by a national observer of the
Member State responsible for the towing vessel or trap, who shall draft and submit a report to the responsible
Member State control authorities.
4. Before a release operation takes place, Member State control authorities might order a control transfer using
standard and/or stereoscopic cameras to estimate the number and weight of the fish that need to be released.
5. Member State authorities may implement any additional measures they consider necessary to guarantee that the
release operations take place at the most appropriate time and place in order to increase the probability of the fish
going back to the stock. The operator shall be responsible for the fish survival until the release operation has taken
place. Those release operations shall take place within three weeks of the completion of the caging operations.
6. Following completion of harvesting operations, fish remaining in a farm and not covered by the BCD shall be released
in accordance with the procedures laid down in Article 41(2) and this Annex.27.9.2023 EN Official Journal of the European Union L 238/59
ANNEX XIII
TREATMENT OF DEAD FISH
During fishing operations by purse seine vessels, the quantities of fish found dead in the seine shall be recorded in the
fishing vessel logbook and shall be deducted from the Member State quota accordingly.
Recording and treating of dead fish during the first transfer:
1. The BCD shall be provided to the operator of the towing vessel with Section 2 (Total catch), Section 3 (Live fish trade)
and Section 4 (Transfer including ‘dead’ fish) completed.
The total quantities reported in Sections 3 and 4 shall be equal to the quantities reported in Section 2. The BCD shall be
accompanied by the original ITD in accordance with this Regulation. The quantities reported in the ITD (transferred
live), shall be equal to the quantities reported in Section 3 in the associated BCD.
2. A split of the BCD with Section 8 (Trade information) shall be completed and given to the operator of the auxiliary
vessel which transports the dead bluefin tuna to shore (or retained on the catching vessel if landed directly to shore).
The dead fish and split BCD shall be accompanied by a copy of the ITD.
3. The quantities of dead fish shall be recorded in the BCD of the catching vessel which made the catch or, in the case of
JFOs, in the BCD of the catching vessels or of a vessel flying another flag participating in the JFO.L 238/60 EN Official Journal of the European Union 27.9.2023
ANNEX XIV
ICCAT DECLARATION ON CAGING(1)
Registra-
Number
tion Place of
Quantity of fish Size
Vessel Number Date of catch eBCD eBCD Date of Farming
Flag placed in placed in composi-
name Identifi- catch Longitude number date caging facility(*)
cage (t) cage for tion
able cage Latitude
fattening
number
(*) Facility authorized to operate for fattening of Bluefin tuna caught in the Convention area.
(1) This is the Declaration on caging laid down in ICCAT Recommendation 06-07.27.9.2023 EN Official Journal of the European Union L 238/61
ANNEX XV
MINIMUM STANDARDS FOR THE ESTABLISHMENT OF A VMS IN THE ICCAT CONVENTION AREA(1)
1. Notwithstanding any stricter requirements applicable in specific ICCAT fisheries, each flag Member State shall
implement a VMS for its fishing vessels above 15 metres in length overall authorised to fish in waters beyond
jurisdiction of the flag Member State and shall:
(a) require its fishing vessels to be equipped with an autonomous, tamper-evident system that continuously,
automatically, and independent of any intervention by the vessel, transmits messages to the fishing monitoring
centre (‘FMC’) of the flag Member State to track the position, course, and speed of a fishing vessel by the flag
Member State of that vessel;
(b) ensure that the satellite tracking device fitted on board the fishing vessel collects and transmits continuously to the
FMC of the flag Member State the following data:
— the vessel’s identification,
— the geographical position of the vessel (longitude, latitude) with a margin of error lower than 500 metres, with
a confidence interval of 99 %, and
— the date and time;
(c) ensure that the FMC of the flag Member State receives an automatic notification if communication between the
FMC and the satellite tracking device is interrupted;
(d) ensure, in cooperation with the coastal State, that the position messages transmitted by the vessels flying its flag
while operating in waters under the jurisdiction of that coastal State are also transmitted automatically and in
real time to the FMC of the coastal State thathas authorised the activity. In implementing this provision, due
consideration shall be been given to minimising the operational costs, technical difficulties, and administrative
burden associated with transmission of these messages; and
(e) ensure that, in order to facilitate the transmission and receipt of position messages, as described in point (d), the
FMC of the flag Member State or CPC, and the FMC of the coastal State shall exchange their contact information
and notify each other without delay of any changes to this information. The FMC of the coastal State shall notify
the flag Member State or CPC FMC of any interruption in the reception of consecutive position messages. The
transmission of position messages between the FMC of the flag Member State or CPC, and that of the coastal
State shall be carried out electronically using a secure communication system.
2. Each Member State shall take appropriate measures to ensure that the VMS messages are transmitted and received, as
specified in paragraph 1, and use this information to continuously track the position of the vessels flying its flag.
3. Each Member State shall ensure that the masters of fishing vessels flying its flag ensure that the satellite tracking
devices are permanently and continuously operational and that the information identified in paragraph 1, point (b), is
collected and transmitted at least once every hour for purse seine vessels and at least once every two hours for all other
vessels. In addition, Member States shall require that their vessel operators ensure that:
(a) the satellite tracking device is not tampered with in any way;
(b) VMS data are not altered in any way;
(c) the antennae connected to the satellite tracking device is not obstructed in any way;
(1) This is in the ICCAT Recommendation Concerning Minimum Standards for Vessel Monitoring Systems in the ICCAT Convention Area
18-10.L 238/62 EN Official Journal of the European Union 27.9.2023
(d) the satellite tracking device is hardwired into the fishing vessel and the power supply is not intentionally
interrupted in any way; and
(e) the satellite tracking device is not removed from the vessel except for the purposes of repair or replacement.
4. In the event of a technical failure or non-operation of the satellite tracking device fitted on board a fishing vessel, the
device shall be repaired or replaced within one month from the time of the event, unless the vessel has been removed
from the list of authorised large scale fishing vessels, where applicable, or for vessels not required to be included on
ICCAT’s authorised vessel list, the authorisation to fish in areas beyond the jurisdiction of the flag CPC no longer
applies. The vessel shall not be authorised to commence a fishing trip with a defective satellite tracking device.
Furthermore, when a device stops functioning or has a technical failure during a fishing trip, the repair or the
replacement shall take place as soon as the vessel enters a port; the fishing vessel shall not be authorised to
commence a fishing trip without the satellite tracking device having been repaired or replaced.
5. Each Member State or CPC shall ensure that a fishing vessel with a defective satellite tracking device shall communicate
to the FMC, at least daily, reports containing the information in point (b) of paragraph 1 by other means of
communication (radio, web-based reporting, electronic mail, telefax or telex).
6. Member States or CPCs may allow a vessel to power down its satellite tracking device only if the vessel will not be
fishing for an extended period of time (e.g. in dry dock for repairs), and it notifies the competent authorities of its flag
Member State or CPC in advance. The satellite tracking device shall be re-activated, and collect and transmit at least one
report, prior to the vessel leaving port.27.9.2023 EN Official Journal of the European Union L 238/63
ANNEX XVI
CORRELATION TABLE BETWEEN REGULATION (EU) 2016/1627 AND THIS REGULATION
Regulation (EU) 2016/1627 This Regulation
Article 1 Article 1
Article 2 Article 1
Article 3 Article 5
Article 4 –
Article 5 Article 6
Article 6 Article 11
Article 7 Article 12
Article 8 Article 13
Article 9 Article 14
Article 10 Article 16
Article 11 Article 17 and Annex I
Article 12 Article 17 and Annex I
Article 13 Article 18
Article 14 Article 19
Article 15 Article 20
Article 16 Article 21
Article 17 Article 25
Article 18 Article 22
Article 19 Article 23
Article 20 Article 26
Article 21 Article 4
Article 22 Article 27
Article 23 Article 28
Article 24 Article 30
Article 25 Article 31
Article 26 Article 32
Article 27 Article 36
Article 28 Article 37
Article 29 Article 29
Article 30 Article 33
Article 31 Article 34
Article 32 Article 35
Article 33 Article 40
Article 34 Article 41
Article 35 Article 43
Article 36 Article 44L 238/64 EN Official Journal of the European Union 27.9.2023
Regulation (EU) 2016/1627 This Regulation
Article 37 Article 51
Article 38 Article 42
Article 39 Article 45
Article 40 Article 46
Article 41 Article 46
Article 42 Article 47
Article 43 Article 48
Article 44 Article 49
Article 45 Article 50
Article 46 Article 51
Article 47 Article 55
Article 48 Article 56
Article 49 Article 57
Article 50 Article 38
Article 51 Article 39
Article 52 Article 58
Article 53 Article 15
Article 54 Article 59
Article 55 Article 60
Article 56 Article 62
Article 57 Article 63
Article 58 Article 64
Article 59 Article 68
Article 60 Article 70
Article 61 Article 71
Annex I Annex I
Annex II Annex II
Annex III Annex V
Annex IV Annex VI
Annex V Annex III
Annex VI Annex IV
Annex VII Annex VIII
Annex VIII Annex IX
Annex IX Annex X
Annex X Annex XI
Annex XI Annex XII
Annex XII Annex XIII