Home India Ministry of Commerce and Industry Amendment in Paragraph 2 79F in the Handbook of Procedures o...
Date: 2022-06-13 Category: Extra Ordinary State: Union Government Country: India

Amendment in Paragraph 2 79F in the Handbook of Procedures of the Foreign Trade Policy FTP 2015 20 to lay down the procedure for Global Authorization for Intra Company Transfer GAICT of SCOMET items software technology

Issued by Ministry of Commerce and Industry · Directorate General of Foreign Trade

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Executive Summary & Key Takeaways

## Report on Amendment to Foreign Trade Policy (FTP) 2015-20 regarding Global Authorization for Intra-Company Transfers (GAICT) of SCOMET Items **1. Executive Summary:** This report analyzes an amendment to the Foreign Trade Policy (FTP) 2015-20, specifically concerning the Global Authorization for Intra-Company Transfers (GAICT) of Special Chemicals, Organisms, Materials, Equipment and Technologies (SCOMET) items, including software and technology. The amendment, enacted through Public Notice No. 14/2015-2020 dated June 13, 2022, modifies Paragraph 2.79F of the Handbook of Procedures (HBP) of the FTP. The core purpose is to streamline the GAICT process while applying stricter conditions on the destination countries and the types of SCOMET items eligible for the authorization. Key findings include a narrower scope of eligible destinations (Table 1 countries) and explicit procedures for application, post-reporting, and record-keeping. This amendment aims to facilitate legitimate intra-company transfers while reinforcing export controls on sensitive technologies. **2. Introduction:** This report provides an informative overview of the recent amendment to the Foreign Trade Policy (FTP) 2015-20 regarding the Global Authorization for Intra-Company Transfers (GAICT) of SCOMET items, including software and technology. The analysis is based solely on the provided policy text (Public Notice No. 14/2015-2020) and aims to inform stakeholders about the changes and their implications. **3. Policy Overview:** * This document is an amendment to the Foreign Trade Policy (FTP) 2015-20 and its Handbook of Procedures (HBP). * **Core Objective:** Based on the text, the amendment's primary objectives are to: * Amend the procedure for the issue of Global Authorisation for IntraCompany Transfer (GAICT) of SCOMET items including software and technology. * Streamline the GAICT process for eligible intra-company transfers. * Strengthen export controls by limiting the scope of GAICT to specific countries and SCOMET categories. **4. Background and Rationale:** The amendment suggests a need to refine the existing GAICT policy. The introduction of stricter destination controls (limiting GAICT to countries listed in Table 1) and revised procedures indicates a concern regarding potential misuse or diversion of SCOMET items. The change likely addresses a perceived need to balance facilitating legitimate intra-company transfers with heightened vigilance over sensitive technology exports. **5. Key Provisions / Changes:** This section details the changes introduced by the amendment to Paragraph 2.79F of the HBP. * **Specific Part of the Original Policy Changed:** Paragraph 2.79F of the Handbook of Procedures (HBP) of FTP 2015-20. * **New Rule/Provision:** * **Scope and Eligibility:** Pre-export authorization is not required for export and/or re-export of SCOMET items including software and technology under SCOMET Category 8 *except* items listed in Annexure I, subject to specific conditions. * The GAICT policy is applicable only for export/re-export of items, including software and technology under SCOMET Category 8 (except items listed in Annexure I) and only to the countries listed in Table 1. * Defines specific conditions for eligible intra-company transfers, including requirements for master service agreements, restrictions on changes to item classifications, and declarations regarding end-use. * Introduces the requirement of a certified/approved Internal Compliance Programme (ICP) or demonstration of compliance with the foreign parent company's ICP. * Mandates allowing onsite inspections if required by DGFT or authorized representatives of the Government of India. * Specifies the procedure for grant of Global Authorization for IntraCompany Transfers GAICT Filing and Assessment of Application * Details the Post reporting for reexport of itemssoftwaretechnology under GAICT * **Effect of the Change:** The changes significantly narrow the scope of the GAICT, making it more restrictive. The amendment limits the geographical scope of the GAICT to a defined list of countries. Also restricts the authorization for specific SCOMET category (Category 8 except those listed in Annexure I). This places a greater responsibility on exporters to ensure compliance with the new requirements. **6. Target Audience and Stakeholders:** The direct target audience and stakeholders affected by these changes are: * Indian parent companies exporting SCOMET items, software, and technology to their foreign subsidiaries. * Indian subsidiaries of foreign companies exporting such items to their foreign parent companies or other subsidiaries of the foreign parent company. * Companies involved in the supply chain of SCOMET items, particularly those relying on intra-company transfers. * SCOMET license holders. **7. Implementation Aspects (Inferred):** * **Responsible Agency:** Directorate General of Foreign Trade (DGFT) and Inter-Ministerial Working Group (IMWG). The DGFT is responsible for issuing the GAICT and overseeing compliance, while the IMWG assesses applications. * **Timelines and Procedures:** * Application for GAICT must be submitted through the online SCOMET portal with information in proforma ANF 2Ob. * Companies must submit an original End User Certificate in the prescribed format within 30 days of filing the application, and in case of subsequent exports, within 30 days of delivery at the destination point, after the issue of export authorization. * The Indian exporter must submit post-shipment details of each transfer/consignment of exports to the SCOMET Division of DGFT Hqrs on a quarterly basis (March, June, September, December) by the end of the subsequent month of each quarter. The postshipment details shall be submitted in proforma ANF 2 O c along with a copy of EUC in Appendix 2S iv from the foreign subsidiary company or foreign parent company another subsidiary of foreign parent company; **8. Expected Outcomes / Impact of Changes:** The likely intended outcomes of these changes are: * **Enhanced Export Control:** Reducing the risk of unauthorized diversion of sensitive SCOMET items, software, and technology to countries or entities of concern. * **Streamlined Legitimate Transfers:** Despite increased scrutiny, the GAICT aims to facilitate legitimate intra-company transfers within approved countries and under specified conditions, potentially reducing administrative burdens for compliant companies. * **Increased Compliance Burden:** The amendment increases the compliance burden on exporters by requiring ICPs, declarations, and detailed post-shipment reporting. **9. Conclusion:** The amendment to the FTP 2015-20 concerning GAICT of SCOMET items represents a significant update to export control regulations. It introduces stricter destination controls and detailed compliance requirements. These changes emphasize the government's commitment to balancing trade facilitation with national security concerns. Affected industry stakeholders should carefully review the amended policy and adapt their internal processes to ensure full compliance. The revised ANF forms are to be used when applying for GAICT.

Key Entities Referenced

NEW DELHI: Place of publication of the gazette notification, Located in Delhi, India Foreign Trade Policy 2015-20: A trade policy spanning from 2015 to 2020, which is referenced and amended in the document. Directorate General of Foreign Trade: An organization responsible for foreign trade, which is issuing amendments to the Foreign Trade Policy. Handbook of Procedures: A procedural handbook related to the Foreign Trade Policy 2015-20, which is being amended. Global Authorisation for IntraCompany Transfer: A policy initiative related to SCOMET items, software, and technology transfers within a company. SCOMET: Stands for Special Chemicals, Organisms, Materials, Equipment and Technologies. It refers to controlled items for export. SCOMET Category 8: A specific category within SCOMET related to controlled items. Annexure I: A document listing items that are exceptions to certain conditions related to SCOMET Category 8. Indian parent company: A parent company located in India. Indian subsidiary: A subsidiary of a foreign company located in India Table 1: A table listing countries to which SCOMET items, software, and technology can be exported/re-exported. Argentina: A country listed in Table 1. Australia: A country listed in Table 1. Austria: A country listed in Table 1. Belgium: A country listed in Table 1. Bulgaria: A country listed in Table 1. Canada: A country listed in Table 1. Croatia: A country listed in Table 1. Czech Republic: A country listed in Table 1. Denmark: A country listed in Table 1. Estonia: A country listed in Table 1. Finland: A country listed in Table 1. France: A country listed in Table 1. Germany: A country listed in Table 1. Greece: A country listed in Table 1. Hungary: A country listed in Table 1. Ireland: A country listed in Table 1. Italy: A country listed in Table 1. Japan: A country listed in Table 1. Latvia: A country listed in Table 1. Lithuania: A country listed in Table 1. Luxembourg: A country listed in Table 1. Malta: A country listed in Table 1. Mexico: A country listed in Table 1. Netherlands: A country listed in Table 1. New Zealand: A country listed in Table 1. Norway: A country listed in Table 1. Poland: A country listed in Table 1. Portugal: A country listed in Table 1. Republic of Korea: A country listed in Table 1. Romania: A country listed in Table 1. Russian Federation: A country listed in Table 1. Slovakia: A country listed in Table 1. Slovenia: A country listed in Table 1. South Africa: A country listed in Table 1. Spain: A country listed in Table 1. Sweden: A country listed in Table 1. Switzerland: A country listed in Table 1. Turkey: A country listed in Table 1. Ukraine: A country listed in Table 1. United Kingdom: A country listed in Table 1. United States: A country listed in Table 1. Inter-Ministerial Working Group: A working group (IMWG) that may allow exports to countries not listed in Table 1 on a case-by-case basis. Internal Compliance Programme: A compliance program (ICP) that the applicant exporter must furnish or demonstrate compliance with. Authorized Economic Operator: A government agency that certifies the Internal Compliance Programme UNSC: United Nations Security Council. The document mentions UNSC sanctioned destinations or countries. ANF 2Ob: A proforma for submitting information for GAICT application. ANF 2 O c: A proforma for submitting post-shipment details under GAICT. Appendix 2S iv: End Use Certificate proforma. SANTOSH KUMAR SARANGI: Director General of Foreign Trade Exofficio Addl. Secy. ITC HS CLASSIFICATION: Indian Trade Classification (Harmonised System) DGFTs Public Notice No. 14 201520 dated 13.06.2022: Official publication being referenced GALICT Registration: Registration of Global Authorisation for Intra-Company Transfer ECCN: Export Control Classification Number AEO Scheme: Authorized Economic Operator Scheme GST Act, 2017: Central State GST Act, 2017 Prevention of Smuggling Activities Act, 1974: Conservation of Foreign Exchange
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रजिस्ट्री स.ं डी.एल.- 33004/99 REGD. No. D. L.-33004/99 सी.जी.-डी.एल.-अ.-14062022-236545 xxxGIDHxxx CG-DL-E-14062022-236545 xxxGIDExxx असाधारण EXTRAORDINARY भाग I—खण्ड 1 PART I—Section 1 प्राजधकार स ेप्रकाजित PUBLISHED BY AUTHORITY स.ं 151] नई दिल्ली, सोमवार, िनू 13, 2022/ज्य ष्े ठ 23, 1944 No. 151] NEW DELHI, MONDAY, JUNE 13, 2022/JYAISHTHA 23, 1944 ubZ fnYyh] 13 twu] 2022 a .—fons'k O;kikj uhfr ¼,QVhih½] 2015&20 ds iSjk 1-03 ds rgr inz Ùk 'kfDr;kas dk iz;ksx djrs gq,] egkfuns'kd fons'k O;kikj ¼Mhth,QVh½ ,rn~}kjk fons'k O;kikj uhfr 2015&20 dh izfØ;k iqLrd ¼,pchih½ ds ijS k 2-79p eas rRdky izHkko ls la'kk/s ku djrs gSaA 2- fons'k O;kikj uhfr] 2015&20 dh izfØ;k iqLrd ds mi&iSjk 2-79 p ij ekStwnk izfof’V dk s fuEukuqlkj izfrLFkkfir fd;k tk,xk% 3975 GI/2022 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] fuEufyf[kr 'krksZa ds v/khu] Ldkes Vs Js.kh 8 ¼vuqyXud&1 eas lwphc) enks a dks NksM+dj½ ds rgr lk¶Vos;j vkSj izkS|ksfxdh lfgr Ldkes Vs enks a ds fu;kZr vkSj@;k iqu% fu;krZ ds fy, fu;kZr&iwoZ izkf/kdkj i= dh vko';drk ugha gksxh% i. Tkgk a fu;kZr Hkkjrh; ewy dEiuh ¼vkosnd fu;kZrd½ ls bldh fons'kh lgk;d dEiuh dk s vFkok fons'kh dEiuh ¼vkons d fu;krZ d½ dh Hkkjrh; lgk;d dEiuh ls bldh fons'kh eyw dEiuh@fons'kh eyw dEiuh dh vU; lgk;d dEiuh dk s var% dEiuh varj.k gS vkSj( vkifwrZ J`a[kyk eas rhljs i{k dh Hkkxhnkjh ds ekeys es]a vafre iz;kDs rk dk s fons'kh eyw dEiuh@fons'kh eyw dEiuh dh vU; lgk;d daiuh ;k Hkkjrh; daiuh dh lgk;d daiuh gksuk pkfg,A ii. Tkgk a vraj.k fuEufyf[kr ¼d½ l s ¼p½ ij mfYyf[kr 'krkZs a dks iwjk djrk gS% d- fu;kZr dh tkus okyh@iqu% fu;krZ dh tkus okyh en@lk¶Vos;j@izkS|ksfxdh dfri; lsok,a fu’ikfnr djus ds fy, Hkkjrh; ewy dEiuh@fons'kh dEiuh dh Hkkjrh; lgk;d dEiuh vkSj Hkkjrh; dEiuh dh fons'kh lgk;d dEiuh@Hkkjrh; lgk;d dEiuh dh fons'kh eyw dEiuh ds chp ekLVj lsok le>kSrk@lafonk ij vk/kkfjr gks ysfdu fMtkbu] ,ufØI'ku] vuqla/kku] fodkl] fMyhojh] oS/khdj.k] va'kkdu] tkap lca af/kr lsokvkas vkfn rd lhfer ugha gks( iuq % fu;krZ ds ekeys eas Hkkjrh; fu;kZrd }kjk nh xbZ lsok ds ifj.kkeLo#i enks@a lk¶Vos;j@izkS|ksfxdh ds oxhZdj.k es a ifjorZu ugha fd;k tkuk pkfg,A Åij mfYyf[kr lsokvkas dh lwph mnkgj.kn'khZ gS] lai.w kZ ugha gSA rFkkfi] th,vkblZ hVh izkf/kdkj i= dk s vuqeksfnr djus dk vafre fu.kZ; lacfa/kr izkf/kdkjh ds ikl gSA [k- lkW¶Vos;j vkjS izkS|ksfxdh lfgr bu enks a dk s uhp s rkfydk 1 es a lwphc) ns'kka s dk s fu;kZr@iqu% fu;kZr fd;k tkuk g S ¼fdlh Hkh rhlj s i{k lfgr laiw.kZ vkifwrZ J`a[kyk bl lkoZtfud lwpuk dh rkfydk 1 es a lpw hc) ns'kkas es a gksuh pkfg,½( vtsZaVhuk] v‚LVªsfy;k] v‚fLVª;k] cfsYt;e] cYq xkfj;k] dukMk] Øks,f'k;k] pds x.kjkT;] MsuekdZ] ,LVksfu;k] fQuySaM] Ýkla ] teuZ h] xzhl] gxa jh] vk;jySaM] bVyh] tkiku] ykrfo;k] fyFkqvkfu;k] yDtecxZ] ekYVk] eSfDldks] uhnjySaM] U;wthySaM] u‚oZs] ikys SaM] iqrZxky] dksfj;k x.kjkT;] jkes kfu;k] :lh la?k] Lykos kfd;k] Lykos fs u;k] nf{k.k vÝhdk] Lius ] LohMu] fLoV~tjySaM] rqdhZ] ;wØsu] ;wukbVsM fdaxMe] la;qä jkT; vefsjdkA rFkkfi] vkbZ,eMCY;wth ekeyk&nj&ekeyk vk/kkj ij en ds fooj.k@vafre mi;kxs @vafre iz;kDs rk ij fopkj djrs g,q rkfydk 1 es a lwphc) ns'kka s ds vykok vU; ns'kks a dk s vuqefr ns ldrk gSA x- vkons d fu;kZrd ;g ?kk’s k.kk djrk gS fd fu;kZfrr enkas dk mu iz;kstukas ds fy, mi;kxs fd;k tk,xk ftuds fy, Hkkjrh; dEiuh dh fons'kh lgk;d dEiuh@fons'kh eyw dEiuh@fons'kh eyw dEiuh dh vU; lgk;d dEiuh }kjk mi;kxs djuk vfHkizsr gS] tSlk Hkh ekeyk gks( ?k- vkons d fu;kZrd ;k rks izekf.kr@vuqeksfnr vkUrfjd vuqikyu dk;ØZ e ¼vkbZlhih½ izLrqr djrk gS ;k fons'kh eyw dEiuh ds vkbZlhih ;k dEiuh ds vuqikyu izca/kd }kjk izekf.kr vkbZihlh ;k izkf/k—r vkfFkZd izpkyd ¼,bZvk½s Ldhe tSlh fdlh ljdkjh ,tsla h }kjk izekf.kr vkbZlhih vkfn dk vuqikyu n'kkZrk gS( M- fu;krZ d fons'k O;kikj egkfuns'kky; ;k Hkkjr ljdkj ds izkf/k—r izfrfuf/k;kas }kjk vko';drk ds vuqlkj lkbV ij fujh{k.k dh vuqefr nsrk gS([भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 3 p- ;w,u,llh }kjk izfrca/k yxk, x, xra O; LFkkuks a ;k ns'kka s ds fy, dkbs Z Hkh fu;kZr izkf/kdkj i= iznku ugha fd;k tk,xk( N- mi;qZDr ¼i½ eas fofufnZ’V fdlh fu;kZrd dk s dkbs Z fu;kZr izkf/kdkj i= ugha fn;k tk,xk ;fn os igys ls izfrdwy ukfsVl es a vk, gSa( t- fuEufyf[kr ijS k 2-[k eas mfYYkf[kr izfØ;k ds vuqlkj fu;krZ d dk s var% dEiuh varj.k ds fy, oSf'od izkf/kdkj i= ¼th,vkbZlhVh½ fn;k tkrk gSA d- lkW¶Vos;j vkSj izkS|ksfxdh lfgr LdksesV enks a ds fu;kZr@iqu% fu;kZr ds laca/k eas vkosnd fu;kZrd vkuykbu LdksesV ikVs Zy ds ek/;e ls th,vkbZlhVh ds fy, vkons u izLrqr djsxk vkSj izi=&,,u,Q 2.k ¼[k½ es a lpw uk layXu djsxk( [k- fu/kkZfjr çi= es a vkons d fu;krZ d }kjk vkons u vkSj vU; lgk;d nLrkots kas dks çLrqr djus ds vk/kkj ij varj&e=a ky;h dk;Z lewg ¼vkbZ,eMCY;wth½ }kjk th,vkbZlhVh tkjh djus ds fy, vkons u dk eYw ;kda u fd;k tk,xk( i. Hkkjrh; ewy daiuh ¼vkons d fu;krZ d½ vkjS bldh fons'kh lgk;d daiuh ds chp ;k fons'kh daiuh ¼vkons d fu;kZrd½ dh Hkkjrh; lgk;d daiuh vkSj bldh fons'kh ewy daiuh@fons'kh eyw daiuh dh vU; lgk;d daiuh ds chp d‚ikZsjsV lac/a kkas dk nLrkots h çek.k( ii. Ldkes Vs eas l‚¶Vos;j vkjS çkS|ksfxdh lfgr en dk oxhZdj.k ¼Ldkes Vs Js.kh vkSj mi&J.s kh dk s n'kkZrs gq,½ iii. fons'k fLFkr eyw daiuh ds ns'k ls ;k fons'k fLFkr ewy daiuh dh lgk;d daifu;kas ls ykblsla NwV@vLFkk;h ykblsal dk nLrkosth çek.k] ;fn miyC/k gk s ¼oSdfYid½ iv. izklafxd rduhdh fooj.kks a ds lkFk fu;kZr dh tkus okyh en dk foLr`r fooj.k tSls e‚My] ikVZ la[;k] vkfn vkSj l‚¶Vos;j@çkS|ksfxdh ds ekeys eas] çklafxd fooj.k tSls ,fUØI'ku ,YxksfjFke] dh&yaSFk] ,fUØI'ku izdk;kRZ edrk] fØIVkxs zkQh uksV ds rgr ik=rk vkfn çnku dh tkuh gS ¼;fn ykx w gks½( v. vkifwrZ J`a[kyk eas rhljs i{k dh Hkkxhnkjh ds ekeys eas] ,d Li'V vuqca/k@lsok le>kSrk@Ø; vkns'k çLrqr djuk gksxk ftles a Ldkes Vs en fooj.k fufnZ"V fd;k x;k gksA vi. Hkkjrh; ewy daiuh dh çekf.kr@vuqeksfnr vkblZ hih ;k fons'kh daiuh dh Hkkjrh; lgk;d daiuh }kjk viukbZ tk jgh fons'kh eyw daiuh ds vkbZlhih dh Lo&çekf.kr çfr] muds ,d opui= ds lkFk( vii. vf/k—r gLrk{kjdrkZ }kjk fof/kor gLrk{kfjr vkSj eqgj yxh QeZ ds 'kh’kZi= ij opui=% d- Mhth,QVh ;k Hkkjr ljdkj ds vf/k—r çfrfuf/k;kas }kjk vko';d gksus ij v‚u&lkbV fujh{k.k dh vuqefr nsuk( [k- vkons d fu;kZrd ?kk"s k.kk djrk gS fd fu;kZfrr enkas dk mu iz;kstuks a ds fy, mi;kxs fd;k tk,xk ftuds fy, ;g Hkkjrh; daiuh dh fons'kh lgk;d daiuh/fons'kh eyw daiuh@fons'kh eyw daiuh dh vU; lgk;d daiuh }kjk mi;ksx djuk vfHkizsr gS] tSlk Hkh ekeyk gks( x- vkons d fu;krZ d ?kk"s k.kk djrk gS fd fu;krZ çkf/kdkj&i= tkjh djus ds ckn] ;fn ykblsal/kkjh dks Mhth,QVh }kjk fyf[kr :i eas lalwfpr fd;k x;k gS ;k ;fn mUgs a irk gS ;k ,ls k çrhr gksus ds ihNs dkbs Z dkj.k g S fd dkbs Z oLrq lSU; mi;ksx ds fy, vfHkçrs gks ldrh gS] rk s fu;kZrd ml@mu enks a ds fu;kZr ds fy, th,vkbZlhVh ds fy, ik= ugha gksxk vkSj fu;fer uhfr ds lanHkZ es a ,d u, çkf/kdkj&i= ds fy, Mhth,QVh dks vyx ls4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] vkons u djsxkA [dSp&v‚y i‚fylh ds fy, Mhth,QVh ds ih,u uacj 27 fnukad 21-09-2017 dk s Hkh ns[kk tk ldrk gS]A viii. daiuh dks ;g lqfuf'pr djuk pkfg, fd% d- o s vkons u nkf[ky djus ds 30 fnuks a ds Hkhrj vkSj ckn ds fu;kZr ds ekeys eas] xra O; fcna q ij fMyhojh ds 30 fnuks a ds Hkhrj] fu;kZr çkf/kdkj&i= tkjh djus ds ckn] fu/kkZfjr çk:i eas eyw vafre iz;kDs rk çek.k i= çLrqr djsxa (s [k- muds ikl vuqca/k@Ø; vkns'k gS] mu oLrqvks a dk s çkIr djus okyh bdkb Z ¼çfs"krh½ ls vuqca/k dk va'k gS tks crkrk gS fd fu;krZ ,d vuqer mi;kxs ds fy, gS( x- nLrkostksa eas bZ;wlh ij gLrk{kj djus okys çkf/kdkjh dk uke vkSj laidZ uacj vkSj bZesy vkbZMh 'kkfey gSA ix. vkifwrZ J`[kayk eas rhljs i{k dh Hkkxhnkjh ds ekeys eas en fooj.k dk s n'kkZrs gq, ,d lVhd vkjS Li’V vuqca/k@lsok le>kSrk@Ø; vkns'k izLrqr djuk gkxs k ¼;fn ykx w gks½ x. Mhth,QVh }kjk ekaxk x;k vfrfjDr C;kjS k] ;fn dkbs Z gkAs d- Hkkjrh; fu;kZrd dks th,vkbZlhVh ds rgr Ldkes Vs enks@a lkW¶Vos;j@izkS|kfsxdh ds fu;kZr ds izR;sd varj.k@[ksi dk fooj.k fiNyh frekgh esa fd, x, fu;kZr ds laca/k es a izR;sd frekgh ds lekIr gksus ds ckn ds eghus ds var rd =Sekfld vk/kkj ¼ekpZ@twu@flrEcj@fnlEcj½ ij bZ&esy ¼scomet-dgft-pr@nic.in½ vFkok Mhth,QVh }kjk ;Fkk fu/kkZfjr ,d izfØ;k }kjk Ldkes Vs izHkkx] Mhth,QVh ¼eq[;ky;½ ubZ fnYyh dks izLrqr djuk gksxkA [k- i'p&ikrs ynku dk fooj.k fons'kh lgk;d dEiuh ;k fons'kh eyw dEiuh@fons'kh eyw dEiuh dh vU; lgk;d dEiuh ls Åij mfYyf[kr le;&lhek ds Hkhrj ifjf'k’V 2/k ¼iv½ es a bZ;wlh dh izfrfyfi ds lkFk ,,u,Q 2 .k¼x½ izi= es a izLrqr djuk gksxk( x- ,ls k djus eas foQy gksus s ij tqekZuk yxk;k tk ldrk gS vkjS @vFkok th,vkbZlhVh dk fuyca u@fujLrhdj.k fd;k tk ldrk gSA fVIi.kh% l'a kkfs/kr ,,u,Q ¼vk;kr fu;kZr izi=½&,,u,Q 2.k ¼[k½] ,,u,Q 2.k ¼x½ vkSj okLrfod iz;kDs rk izek.ki= izi= ifjf'k’V 2/k ¼iv½ bl lkoZtfud lwpuk ds lkFk lya Xu gSA fu;kZrd dks Mhth,QVh }kjk th,vkblZ hVh tkjh djus dh frfFk ls 5 o’kZ dh vof/k ds fy, izfØ;k iqLrd ds iSjk 2-73¼x½ ds vuqlkj euS qvy ;k bysDVªkWfud :Ik ls lHkh fu;kZr nLrkostksa ds fjdkWMZ dks j[kus dh vko';drk gksxhA d- jklk;fud] tSfod] ijek.kq gfFk;kjkas vFkok tufouk'kdkjh vL=ks a dk s igqapkus okyh felkbykas vkSj mudh fMyhojh iz.kkyh ds fuekZ.k] fodkl] izkfIr] fofuekZ.k] vf/kdkj] ifjogu] varj.k vkSj@;k iz;kxs ds fy, iz;qDr dh tkus okyh lk¶Vo;s j vkSj izkS|ksfxdh lfgr enks a ds ekeys eas th,vkbZlhVh tkjh ugha fd;k tk,xk( [k- ;w,u,llh O;kikj izfr’ks/k ;k izfrcaf/kr lwph ds rgr 'kkfey ns'kksa vFkok bdkb;ka s ;k jk’Vªh; lqj{kk vkSj fons'k uhfr ds fopkj ds vk/kkj ij izlkj fpark ds tksf[ke ds fy, eYw ;kda u fd, x, ns'kka s ;k bdkbZ;ks a gsrq th,vkbZlhVh tkjh ugha fd;k tk,xkA[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 5 x- enka s ¼lkW¶Vos;j vkjS izkS|ksfxdh lfgr½ dk s 'kkfey djus ;k la'kkfs/kr djus ;k vkifwrZ J`a[kyk eas ubZ dEifu;ks a dk s 'kkfey djus ;k ekStwnk dEifu;ks a eas la'kks/ku ds ekeys esa] vkons d fu;kZrd izklafxd fooj.k ds lkFk Mhth,QVh dh iwoZ vuqefr izkIr djsxk% ?k- fdlh Hkh dkj.k ls th,vkbZlhVh dks tkjh ugha djus dk vf/kdkj vkbZ,eMCY;wth ds ikl lqjf{kr jgxs k vkSj viokn ekeyksa eas vko';d gksus ij uhfr ds fdlh Hkh izko/kku eas NwV Hkh iznku djsxkA blds vykok] fons'kh lgk;d daiuh ;k fons'kh ewy daiuh@fons'kh ewy daiuh dh vU; lgk;d daiuh ls vU; ns'kkas esa vafre iz;kDs rkvkas dk s lkW¶Vos;j vkjS izk|S ksfxdh lfgr enks a ¼lalkf/kr ;k lfEEkfyr½ dk iqu% fu;kZr@iqu% varj.k Hkkjrh; daiuh dh fons'kh lgk;d daiuh ;k fons'kh eyw daiuh@fons'kh eyw daiuh dh vU; lgk;d daiuh ds ns'k ds fu;kZr fu;a=.k fofu;eka s ds v/khu gksxkA d½ lk¶Vo;s j vkjS izkS|ksfxdh lfgr LdksesV enks a ds vr% dEiuh varj.kks a ds fy, tkjh th,vkbZlhVh] th,vkbZlhVh ds tkjh gkus s dh frfFk ls rhu o"kZ dh vof/k ds fy, ekU; gkxs k( [k½ ,QVhih 2015&20 dh izfØ;k iqLrd ds ijS k 2-80 ds vuqlkj th,vkbZlhVh dks iqu% ekU; ugha fd;k tk ldrk gSA tkjh fd, x, th,vkbZlhVh lacaf/kr ns'k ls ;k fdlh ?kjsyw ,tsla h ls fdlh Hkh tkpa ds 'kq# gksus ds ckjs eas lwpuk izkIr gksus ij Mhth,QVh }kjk fuyafcr fd, tkus gsrq ik= gksxa sA izlkj lac/a kh fpark] ;k vfuok;Z fjiksVkZsa@nLrkostksa dk s fu/kkZfjr le; lhek ds Hkhrj izLrqr u djus ;k bl lkoZtfud lwpuk dh 'krksZa dk vuqikyu u gkus s ds ckjs eas izfrdwy fjikVs Z izkIr gksus ij tkjh th,vkblZ hVh dk s fujLr dj fn;k tk,xkA 3. LkkW¶Vos;j vkSj izkS|ksfxdh lfgr LdksesV enks a ds var% daiuh varj.k ds fy, oSf'od izkf/kdkj i= ¼th,vkbZlhVh½ tkjh djus dh izfØ;k eas la'kk/s ku djus ds fy, fons'k O;kikj uhfr 2015&20 dh izfØ;k iqLrd es a iSjk 2-79p ij ekStnw k izfof"V dk s izfrLFkkfir fd;k x;k gSSA vc ls] th,vkbZLkhVh uhfr dsoy Ldkes Vs Js.kh 8 ¼vuqyXud&I esa lwphc) enks a dk s NksM+dj½ ds rgr lkW¶Vos;j vkSj izkS|ksfxdh lfgr enks a ds fu;kZr@iuq % fu;krZ ds fy, vkSj dsoy mij rkfydk 1 eas lwphc) ns'kka s ds fy, ykxw gksxhA th,vkbZlhVh ds fy, vkons u djus grs q la'kkfs/kr ,,u,Q ¼vk;kr fu;kZr izi=½&,,u,Q 2.k¼[k½] ,,u,Q 2.k¼x½ vkSj vafre iz;kDs rk izek.ki= izi= ifjf'k"V 2/k ¼iv½ dk s Hkh vf/klwfpr fd;k x;k gSA lark’s k dqekj lkajxh] egkfuns'kd fons'k O;kikj ,o a insu vij lfpo6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] [—Ik;k vkosnu Hkjus ls iwoZ Mhth,QVh dh lkoZtfud vf/klwpuk la- 14@2015 2020 fnukda 13-06-2022 dks ns[a ks] : i. vkÃÃlh ii. uke ¶ySV@IykV@CykWd ua- xyh@{k=s @bykdk uxj iii. irk jkT; fiu dkMs n s' k d k { k=s dk d¨M nwjHkk’k u-a d¨M (1) iv. nwjHkk’k la- (2) v. eksckby ua- ns'k dk {k=s dk d¨M QSDl ua- d¨M vi. Ã-eys irk tgk¡ lpw uk vkSj vf/klwpukvkas dk s Òts uk gS vii. daiuh ocs lkbV ix. vkons d QeZ ds eq[; O;oLkkf;d dk;dZ Ykki x. D;k ;g vkons d ewy daiuh gS \ Tkh gk¡ Tkh ugha[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 7 xi. ;fn vkons d lgk;d daiuh gS rks Ukke irk fu;kZrd ns'k fuEufyf[kr fooj.k miyC/k ¼lgh ij fu”kku yxk,¡½ djk;sA d. ewy daiuh [k- vU; lgk;d daifu;k¡ ¼ftUgas fu;kZr fd;k tkuk gS½ xii. nh xbZ ykblsal NwV ¼;fn ykx w gS rk½s 1. fons'k eyw daiuh@Lkgk;d daiuh ls 2. ns'k dk uke xiii. fons'k dk fu;kZr ykblsal ¼;fn ykx w gS rk½s 1- fons'k ds fu;kZr ykblasl ds izdkj ¼mnk- ds fy, Fkksd@lkekU; ykblsal@vLFkk;h ykblsal@vU;½ 2- ,slk ykblsal nsus okyk ns'k i. Øe la- ii. ors u ekMs iii. ekax i=@cSad@cSad jLkhn@bysDVªkfud fuf/k gLrkra j.k iv. Tkkjh djus dh rkjh[k v. cSad dk uke tgka vkgfjr fd;k x;k gS vi. cSad 'kk[kk dk uke tgk¡ vkgfjr fd;k x;k gS vii. jkf'k ¼#i;s es½a8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] 2 . okLrfod fu;kZr lkW¶Vos;j@izkS|ksfxdh dk verw Z gLrkra j.k fuekZrk dk uke i. czkaM ii. ekWMy ua-@ikVZ ua- ¼;fn ykx w gS rk½s iii. i- fuEufyf[kr fdlh ek/;e ls vke turk ds fy, fcuk fdlh izfrca/k ds ^QqVdj foØ; LFky* ij D;k en LVkWd es a miyC/k gS vkSj csph xbZ gS? ¼d½ izfr ysu&nsu ¼[k½ esy vkMZj ysu&nsu ¼x½ bysDVªkfud ysu&nsu ¼?k½ nwjHkk’k ysu&nsu ;fn gk]a rk s fooj.k miyC/k djk,a ________________ ii. D;k mikxs drkZ vklkuh ls en dh fØiV~ kxs zkfQd dk;Z{kerk dks ifjofrZr dj ldrk gS tk s fuekZrk ds fofunsZ'k eas fofufnZ’V gS \ th gk¡ th ugha iii. D;k vkifwrZdrkZ ds Ik;kZIr lg;kxs ds fcuk mi;kxs drkZ }kjk laLFkkiuk ds fy, en fMtkbu dh xbZ gSA[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 9 th gk¡ th ugha D;k bl en es a fuEufyf[kr fØIkV~ kxs kfQd dk;Z 'kkfey gSa 1- ,d Þlefer; ,yxkfsjFkeÞ ftudh ySaFk 56 chV~l ls vf/kd gk]s ftleas lerk f};d 'kkfey u gk?sa th gk¡ th ugh a ;fn ^gka^ rk s —Ik;k fuEufyf[kr fooj.k nsa ¼d½ iwjk uke% ¼[k½ eq[; ySaFk chV~l ¼x½ D;k bls fuEufyf[kr es a l s fdlh ds fy, mi;kxs ea s yk;k tkrk gS? i. Ikzek.khdj.k ii. fMfTkVy gLrk{kj iii. MsVk lexrz k iv. UkkWu jsiqfM,'ku v. izfrfyfi lajf{kr lkW¶Vos;j ds fu’iknu lfgr fMftVy vf/kdkj izca/ku vi. ,ufØI'ku ;k fMfØI'ku eukjs atu] cMs iSekus ij okf.kfT;d izlkj.k ;k fpfdRlk fjdkMZ izca/ku vii. mijkDs r 1 ¼i½ l s ¼vi½ es a fdlh Hkh fØi~Vkxs zkfQd dk;kZsa ds leFkZu es a eq[; izca/ku ¼?k½ ,ufØi~'ku ,yxksfjFke ¼M-½ ,ufØIk~'ku dk;Z{kerk10 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] : i. ynku@i¨r ynku dk iÙku ii. fMLpktZ dk iÙku iii. ns'k * ftls en dk fu;kZr fd;k tkuk gS 1. 2. iv. vafre xUrO; ns'k* 1. 2. *vf/kd n's kka s dh la[;k ds fy, ;fn vko';d gS rk s vfrfjDr iafDr ;k 'khV layXu djs a 4.[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 11 5. i. fu;kZr dk rjhdk izfr eys vkMZj bysDVªkfud nwjHkk k vU; ¼ppkZ dh tkuh gSA½ yus &nus ysu&nsu ysu&nsu ysus&nsu ________ ii. ns'k tgka en dk fu;krZ fd;k tkuk gSA iv. vafre xra O; ns'k ¼;fn vafre mi;kds rkZ ls vyx gS½ *fdlh Hkh ubZ ijsf’krh ds 'kkfey fd, tkus dh fLFkfr eas Mhth,QVh dks vfxze lwpuk fn, tkus dh vko';drk gSA i. uke ¶ySV@IykWV@CykWd ua- xyh@{k=s @bykdk ii. irk uxj ns'k Mkd dkMs n s' k d k { k=s dk d¨M Vsyh ua- d¨M (1) iii. VsyhQ¨u ua- (2) iv. QSDl u-a ns'k dk {k=s dk d¨M QSDl ua- d¨M v. Ã-eys12 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] ¼;fn vyx rhljk i{k 'kkfey gS½ ¼ykxw ugha gS rks NksMs½+ *fdlh Hkh ubZ ijfs’krh ds 'kkfey fd, tkus fLFkfr ea s Mhth,QVh dk s vfxze lwpuk fn, tkus dh vko';drk gSA i. uke ¶ySV@IykWV@CykWd ua- xyh@{k=s @bykdk uxj ii. irk ns'k Mkd dkMs n s' k d k { k=s dk d¨M Vsyh ua- d¨M (1) iii. VsyhQ¨u ua- (2) iv. QSDl u-a ns'k dk {k=s dk d¨M QSDl ua- d¨M v. Ã-eys[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 13 8. ☐ rduhdh vkjs[ku ¼mRiknu@izkSn~;kfsxdh ij lwpuk½] tgka ykx w gk s ☐ mRiknks a ds rduhdh fofunsZ'k@MsVk 'khV@czks'kj] tgka ykx w gks ☐ nLrkosth izek.k tks varjk dEifu;kas vFkkZr fons'kh eyw dEiuh@ewy dEiuh dh lgk;d dEiuh@Hkkjrh; ewy dEiuh@Hkkjrh; ewwy dEiuh dh lgk;d dEifu;ks a ds chp laca/k LFkkfir djrk gSA ☐ nLrkosth izek.k tk s fons'kh eyw dEiuh@lgk;d dEiuh vkSj@;k Hkkjrh; ewy dEiuh@lgk;d dEiuh] vkiwfrZ J`a[kyk eas 'kkfey rhljs i{k ds lkFk] tgka Hkh ykx w gS] ds lkFk djkj le>kSrk LFkkfir djrk gS! ☐ lacaf/kr opuc)rk vkSj ?kk’s k.kk tgk¡ ykx w gks ☐ [kjhn vkns'k@djkj le>kSrs@ekLVj lsok le>kSr s dh izfr@okjaVh uhfrxr 'krsZa ☐ Mhth,QVh ls fu;kZr@iuq fuZ;kZr ykbZlsla ] ¼tgk¡ ykx w gks½A ☐ fu;kZr vuqjk/s k i=] ¼tgk¡ ykx w gks½A ☐ fons'kh eyw dEiuh ds fu;kZr fu;a=.k ykblsaflax izkf/kdj.k }kjk inz ku dh xbZ ykbZlals NwV nLrkosth izek.k oS/krk lfgr] tgka Hkh ykxw gksA ☐ fons'kh dEiuh ds fu;kZr ykblsal] tgka ykx w gkAs ☐ Hkkjrh; lgk;d dEiuh }kjk viukbZ xbZ fons'kh ewy dEifu;kas ds vkbZlhih dh ,d Lo&izekf.kr izfr@Hkkjrh; dEifu;kas ds vkbZlhih dh Lo&izekf.kr izfr@,bZvk s Ldhe tSls ljdkj }kjk izekf.kr vkbZlhlhA ☐ Hkkjr es a ejEer nkf;Ro dk izek.k ¼tgka ykx w gks½ ☐ izn'kuZ mí's ; dk izek.k ¼tgka ykx w gks½ vU;] —i;k fofufnZ’V djs a ------------------------------- i. th,vkblZ hVh lanÒZ la[;k ii. Qkby la[;k vkSj tkjh djus dh frfFk iii. vkons u 'kqYd tek djus dk fooj.k tSls jkf'k :i, eas] fMekMa Mªk¶V la-@bysDVªkfud QaM VªkUa lQj la- vkSj rkjh[k] rFkk cSad dk uke vkSj irk tgka vkgfjr gSA14 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] 1. (i) eSa@ge ,rn~}kjk Ĩ’k.kk djrk gw¡@djrs gaS fd bl vkons u es a fn;s x; s C;©js vkjS fooj.k ejs h@gekjh tkudkjh vkSj foÜokl ds vuqlkj lR; vkSj lgh gaS vkSj ble as dqN Hkh fNik;k vFkok jkds k ugha x;k gSA (ii) eS@a ge iw.kZr;k le>rk g¡w@le>rs s gSa fd vkons u eas nh xà d¨Ã Òh tkudkjh xyr ;k >wBh lkfcr g¨xh r¨ fof/k }kjk fu/kkZfjr ;k vU;Fkk vifs{kr d¨Ã Òh n.MkRed dkjZokà vFkok ifj.kke eq>s@ges a Òqxru s iM+ ldrs gSaA (iii) eSa@ge ;Fkk la”kkfs/kr fons'k O;kikj ¼fodkl ,oa fofue;u½ vf/kfu;e] 1992 ds Áko/kku¨a rFkk fons'k O;kikj uhfr ÁfØ;k iqLrd ifjf”k’V vkjS vk;kr fu;kZr izi=kas vkSj vkÃVhlh ¼,p,l½ ds varxZr cus fu;e¨ a vkSj vkns'k¨ a ds ikyu djus dh 'kiFk ysrk g¡w@ysrs gSaA (iv) eSa@ge ,rn~}kjk izekf.kr djrk gw¡@djrs gSa fd% d- QeZ ftlds fy, vkons u fd;k x;k gS] d¨ fuEufyf[kr fdlh Òh vf/kfu;e ¼le;- le; ij ;Fkkla'k¨f/kr½ ds v/khu nf.Mr ugÈ fd;k x;k gS% i. lhek'kqYd vf/kfu;e] 1962 ii. dsUæh; mRikn 'kqYd vf/kfu;e] 1944( dsUnzh; vkjS jkT; th,lVh vf/kfu;e] 2017 iii. fons'k O;kikj ¼fodkl ,oa fofu;eu½ vf/kfu;e] 1992 ;Fkkla'k¨f/kr vkSj iv. fons'k fofue; ÁcU/ku vf/kfu;e] 1999 v. fons'k fofue; laj{k.k] rLdjh xfrfof/k fuokj.k vf/kfu;e] 1974 vi. lkefwgd fouk'k ds vL= rFkk mudh forj.k iz.kkyh ¼XkSj&dkuwuh xfrfof/k ij izfrca/k½ vf/kfu;e 2005 [k- dEiuh@QeZ@,p;w,Q@U;kl ¼tSlk Òh ekeyk g¨½ dk d¨Ã Òh funs'kd@lk>snkj @Lokeh@drkZ@U;klh@QeZ@,p;w,Q@U;klh fdlh vU; dEiuh@ QeZ@laLFkk t¨ Mhth,QVh dh vik= Ĩf’kr lwph ¼MhÃ,y½ esa gS] dk funs'kd@lk>snkj@ Lokeh@ dÙkkZ@U;klh ugÈ gSaA x- u r¨ dEiuh ds iathÑr dk;kZy;@QeZ ds eq[;ky; vkSj u gh mlds fdlh 'kk[kk dk;kZy; ¼;¨½a ;wfuV ¼V¨½a @fMfotu ¼u¨a½ d¨ pdw drkZ Ĩf’kr fd;k x;k gS vkSj u gh uhfr ds fdlh Áko/kku ds v/khu vk;kRk@fu;kZr djus ds fy, vik= Ĩf’kr fd;k x;k gSA ?k- geus vius iathÑr@eq[;ky; ds fy, fdlh vU; ykblsfalax Ákf/kdkjh ls vk;krd fu;kZrd d¨M la[;k ÁkIr ugÈ dh gS vkjS u gh vkons u fd;k gSA (v) eSa@ge ,rn~}kjk Ĩ’k.kk djrk gw¡@djrs gSa fd eauS s@geus vius iathÑr@eq[; dk;kZy; ;k viuh fdlh 'kk[kk@;wfuV@fMohtu ds uke eas ,ls s ykÒ ¼vk;krd fu;krZ d d¨M la[;k tkjh djus lfgr½ fdlh vU; {k=s h; Ákf/kdkjh ls u r¨ ÁkIr fd, gSa vFkok ÁkfIr grs q vkons u fd;k gSA (vi) geus Ld¨eSV en¨a ds fu;kZr ds fy, gesa tkjh lÒh fiNys ykblsal¨@a Ákf/kdkj i=¨ a dh 'kr¨± dk ikyu fd;k gS rFkk vko';drk iM+us ij fu/kkZfjr le; ds Òhrj vfUre Á;¨äk[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 15 }kjk fu;krZ dh en¨ a dh ÁkfIr ds laca/k eas nLrkots h lk{; ds lkFk fons'k O;kikj egkfuns'kky;] uà fnYyh d¨ fof/kor :i ls lwfpr fd;k gSA (vii) eSa@ge le;-le; ij ;Fkkla'k¨f/kr fons'k O;kikj ¼fodkl ,oa fofu;e½ vf/kfu;e] 1992 mlds rgr cus fu;e¨a vkSj vkns'k¨]a fons'k O;kikj uhfr] ÁfØ;k iqLrd vkSj vkÃVhlh ¼,l,p½ ds Áko/kku¨a ds ikyu rFkk fons'k O;kikj egkfuns'kky; ¼Ld¨esV vuqÒkx½ d¨ lÒh vifs{kr nLrkost l©aius dh 'kiFk ysrk g¡w@ysrs gaS ftlds u djus ij eSa@ge ;Fkkla'k¨f/kr fons'k O;kikj ¼fodkl ,oa fofu;eu½ vf/kfu;e] 1992 ;k mlds rgr cus fu;e¨ a vkSj vkns'k¨ a rFkk lhek'kqYd vf/kfu;e] 1962 ds v/khu dkjZokà ds fy, ftEeos kj g¨axsA (viii) eSa ,rn~}kjk izekf.kr djrk g¡w fd eSa fons'k O;kikj uhfr ds iSjk 9-06 ds vuqlkj bl Ĩ’k.kk d¨ lR;kfir djus vkSj gLrk{kj djus ds fy, vf/kÑr gw¡A ns'k dk {k=s dk d¨M Vsyh ua- d¨M16 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] i. ii. iii. iv. ___________________________________ v.[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 17 vi. (1) (2) vii. 2- tuojh ls ekpZ vçSy ls twu tqykà ls flracj vDrwcj ls fnlacj i.18 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] ii. (1 ) (2) (3) 1 LdkseSV oxhZdj.k 2 LdkseSV mi&oxhZdj.k Rkduhdh fof'k’Vrk lfgr fu;kZr en@enks a 3 dk fooj.k 4 Lkh,,l la- ¼;fn jlk;u gks rks½ vkbZVhlh ¼,p,l½ dksM la- ¼;fn miyC/k 5 gS½ 6 mRikn dk uke 7 ekWMy la[;k@ikVZ la-@Ø-l-a 8 fofuekZrk 9 ek=k 10 ek=k dh bdkà ¼xzk fd- xzk- vFkok eh- V-½ 11 ,Qvkcs h #i;s esa 12 ,Qvkcs h vesfjdh MkWyj esa 13 vU; lacfa/kr tkudkjh 14 ,lch ua- ¼leqnz ls fu;kZr½ 15 ,lch rkjh[k 16 ,MCY;wch ua- 17 ,MCY;wch rkjh[k fd, x, fu;kZr dk vk/kkj ,Qvkcs h@lhvkbZ,Q 18 ,Qvkcs h eYw ; 19 fu;kZr dk iÙku 20 fu;kZr dk ns'k[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 19 iii. 1 2 3 1 fofuekZrd lsok iznkrk@lsok iznkrk ¼;fn ykx w gk s rk½s dk uke 2 vk;krd dk uke 3 fu;kZrd dk uke 4 czkaM 5 ekWMy dk uke@izkSn~;ksfxdh vkSj LkkW¶Vos;j d½ e‚My la-@ikVZ la- ¼;fn ykx w gS rk½s [k½ oxZ ¼;fn ykx w gS rk½s x½ çdkj ¼;fn ykx w gS rk½s ?k½ Øe la[;k ¼;fn ykx w gS rks½ M-½ laLdj.k ¼;fn ykxw gS rks½ 6 ,fUØI'ku ,YxksfjFke ¼;fn ykx w gS rk½s 7 ,fUØI'ku dk;Z{kerk ¼;fn ykx w gS rk½s 8 lkW¶Vos;j çk|S ksfxdh dk ewY; 9 vfrfjä tkudkjh ¼;fn dksà gk½s * *¼;fn dkbsZ u;k e/;LFk@rhljk i{k 'kkfey gkrsk gS rk sMhth,QVh dks vfxze lwpuk fn, tkus dh vko';drk gSA½20 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] 1- ifjf'k’V 2/k ¼i½ es a Hkkjrh; eyw dEiuh ;k fons'kh eyw dEiuh dh lgk;d dEifu;ks@a fons'kh ewy dEiuh dh vfrfjDr lgk;d dEiuh ls bZ;wlh 2- [kjhn vkns'k@lsok le>kSrk@ekLVj lsok le>kSrk ¼,e,l,½@ djkj ¼;fn la'kkfs/kr fd;k x;k gks½ 5- izfof"V fcy 6- vU; lacfa/kr nLrkost ¼;fn dksbZ gS rk½s —i;k fofufnZ’V djsAa iv : ¼d½ fu;kZrd dk uke ¼[k½ e/;LFk dk uke ¼;fn dksbZ gks½ _______________________________________________ ¼x½ e/;LFk dk irk ¼;fn dksbZ gks½ ¼?k½ vafre mi;ksxdrkZ dk uke ________________________________________________ ¼M-½ vafre mi;ksxdrkZ dk irk __________________________________________ ¼p½ fti dksM ________nwjHkk’k la- __________ bZesy________________QSDl _________ ¼N½ fof'k’V LFkku tgka enks a dk iz;ksx fd;k tkuk gS ¼;fn ¼p½ ls fHkUUk gS rks½ ¼t½ vafre mi;ksxdrkZ ds lkekU; O;kikj dh iz—fr ¼mnkgj.k fofuekZrd vFkok 'kks/k½ ________________________ ¼>½ fu;kZrd vkosnudrkZ ds lkFk O;kikj laca/k ¼fons'kh lgk;d daiuh vFkok fons'kh ewy daiuh@ewy daiuh dh vfrfjDr lgk;d daiuh½ ________________________ ¼¥½ vkidk ekStwnk fu;kZrd vkosnudrkZ ls fdrus le; ls O;kikfjd laca/k gS ? ______________________[भाग I—खण् ड 1] भारत का रािपत्र : असाधारण 21 1 (x) eq[; lsok le>kSrk@djkj le>kSrk la[;k vkSj gLrk{kj dh rkjh[k ¼d½ Hkkx 2 es a lwfpr en@¼ens½a dk iz;ksx iwta hxr midj.k@la?kVd@dPpk eky@vU; iz;ksx ds rkSj ij fd;k tk,xk ¼vafre iz;ksx ls vfHkizsfjr½ ¼[k½ Hkkx 2 es a lwfpr en ¼ens½a tks izfØ;k es a gSa vFkok vU; mRikn 2 ea s lfEEkfyr gSa ¼tSls fd Åij 3d es a of.kZr gS½] vafre iz;ksDrk dks fcØh ds fy, ________________ es a fLFkr gSA ¼x½ vafre iz;kDs rk }kjk vk;kr dk mís'; ¼vkj,aMMh@tkpa @ekikda u@izn'kuZ @fMtkbZu@ ,fUØI'ku@ forj.k@ekU;rk@ejEer ds ckn vk;kr@vU; vkfn½ ¼?k½ eS@ge izekf.kr djrk g@w¡ djrs gSa fd mi;qZDr enks a ¼tSlk fd lanfHkZr [kjhn vkns'k@eq[; lsok le>kSrk@vU; djkj le>kSrs es a gSa½ dk mi;ksx Åij crk, x, mís'; ds vykok fdlh vU; mís'; ds fy, ugha fd;k tk,xkA ¼M-½ fons'kh lgk;d daiuh vFkok fons'kh ewy daiuh@fons'kh ewy daiuh dh vU; lgk;d daiuh ls vU; ns'kks a es a vafre iz;ksDrkvks a ds fy, lk¶Vos;j vkSj izkS|ksfxdh lfgr enks a ds vfrfjDr iqu fu;kZr@iqu% gLrkarj.k fons'kh lgk;d daiuh vFkok fons'kh ewy daiuh@fons'kh ewy daiuh vfrfjDr lgk;d daiuh ds v/khu gksxhA ¼p½s eSa@ge izekf.kr djrk@djrs gSa fd Hkkx 2 es a bafxr lkW¶os;j vkSj izkS|ksfxdh lfgr oLrqvks a ds Hkkjr ljdkj dh varjk daiuh gLrkarj.k ¼th,QvkbZlhVh½ gsrq oSf'od izkf/kdkj&i= ds fu;e vkSj 'krksa Z ds vuqlkj fu;kZr fd;k tkuk gS vkSj dsoy mu laLFkkvks a dks vuqefr nh tk,xh tks th,QvkbZlhVh ds fy, izkf/kdkj&i= ds rgr ik= gSaA ¼N½ eSa@ge izekf.kr djrk g@w¡ djrs gSa fd eS@ge fons'k O;kikj egkfuns'kky; Hkkjr ljdkj dks muds vuqjks/k ij forj.k lR;kiu miyC/k djkÅ¡xk@djsxa sA ¼t½ Hkkjr ljdkj }kjk ;fn vko';d gks] okLrfod iz;ksDrk LFkyks a ij enks a dh iksrynku i'pkr tkap] TkSlk Hkh ykxw gks] dh vuqefr gksxhA ;fn mi;qDZr enks a es a izkS|ksfxdh 'kkfey gS] rks ge izekf.kr djrs gSa fd bls iwjh rjg ls xksiuh; ekuk tk,xkA ¼>½ Hkkjr ljdkj dh iwoZ lgefr ds fcuk oLrqvksa dk vafre mi;ksx ugha cnyk tk,xk vkSj u gh la'kksf/kr ;k nksgjk;k tk,xkA ¼fons'kh ewy@daiuh ds ikl oLrqvksa ds LokfeRo@isVsVa ds ekeys es a ;g oSdfYid gksxkA½ ¼¥½ eSa@ge Lo;a vFkok fdlh vU; ds }kjk enka s ;k udy vFkok O;qRkiUu ds ckn iqu% fu;kZr@iqu% gLrkarj.k@fcØh] vafre iz;ksDrk ds ns'k dh ykblsfalax izkf/kdkjh dh lgefr ds fcuk vafre xarO; ns'k ds Hkhrj vkSj ckgj ugha d#¡xk@djsxa s tc rd fd fu;kZr izkf/kdkj i= ls fof'k’V NwV izkIr u gksA22 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] ¼r½ eSa@ge ;g Hkh izekf.kr djrk g@w¡ djrs gSa fd Åij of.kZr enks a vkSj@vFkok udy dk iz;ksx ckn es a jklk;fud] tSfod] ukfHkdh; gfFk;kj vFkok lkewfgd foUkk'k ds gfFk;kj pykus dh {kerk okyh felkbyks a ds fMtkbu fodkl] vf/kxzg.k] fofuekZ.k] izfØ;k] ifjogu] gLrkarj.k muds forj.k iz.kkyh ds fy, ugh d#¡xk@djsxa sA enks a dk iz;ksx dsoy ukxfjd mi;ksx ds fy, gksxkA ¼Fk½ eSa@ge ;g Hkh izekf.kr djrk gw@¡ djrsa s gSa fd eSa@ge ;w,u,llh vf/k—r O;fDr@daiuh@lewg ds v/khu ukfer i{k ugha gSa vkSj eSa@ge ;w,u,llh O;fDr@daiuh@lewg ds v/khu ukfer i{k }kjk u rks LokfeRo vkSj u gh fu;af=r gw@¡ gSaA ¼n½ eSa@ge ;g Hkh çekf.kr djrk gw¡aw@djrs gSa fd bl çek.k&i= eas fufgr lHkh rF; ejs h@gekjh vf/kdre tkudkjh vkjS fo'okl ds vuqlkj lR; vkSj lgh gSa vkSj eaS@ge fdUgha vU; vfrfjDr rF;ks a dks ugh a tkurk gwa@tkurs gSa tkfsd bl çek.k i= ls eys ugh a [kkrs A gLrk{kj fnukad : _________________ izkf/k—r gLrk{kjdrkZ ds gLrk{kj ( ) ¼daiuh dh eqgj@vkf/kdkfjd eqgj½ __________________________ uke : in% fnukad% irk% bZesy% oSdfYid bZesy% nwjHkk’k% fon's kh lgk;d daiuh ;k fons'kh ewy daiuh@fon's kh ewy daiuh dh vU; lgk;d daiuh }kjk vius i=&'kh’kZ ij [ izLrqr fd;k tkuk gS] ftles a vU; lgk;d daifu;ks a ds 'kkfey gksus dh fLFkfr es a vkiwfrZ dh iwjh J`a[kyk dk ladsr fn;k x;k gSA fdlh Hkh vfrfjDr i`’B ¼i`’Bks½a dks mlh O;fDr }kjk gLrk{kfjr gksuk pkfg, tks bl izi= ij gLrk{kj djrk gSA 1- izkS|ksfxdh fu;kZr ds fy, ewY; Hkkx 2 ¼[k½ es a mYys[k fd;k tkuk pkfg,%[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 23 MINISTRY OF COMMERCE AND INDUSTRY (Department of Commerce) (DIRECTORATE GENERAL OF FOREIGN TRADE) PUBLIC NOTICE New Delhi, the 13th June, 2022 No. 14 /2015-20 Subject : Amendment in Paragraph 2.79F in the Handbook of Procedures of the Foreign Trade Policy (FTP) 2015-20 to lay down the procedure for Global Authorization for Intra-Company Transfer (GAICT) of SCOMET items/software/technology F.No. 01/91/180/18/AM17/EC(S) (Computer No. 2862).—In exercise of the powers conferred under Paragraph 1.03 of the Foreign Trade Policy (FTP) 2015-20, the Directorate General of Foreign Trade (DGFT) hereby makes amendments in Paragraph 2.79 F to Handbook of Procedures (HBP) of FTP 2015-20 with immediate effect. 2. Existing entry at sub-Para 2.79F of the HBP of FTP 2015-20 shall be substituted as under: "Para 2.79F - Global Authorisation for Intra-Company Transfers (GAICT) of SCOMET Items/Software/Technology A. Scope and Eligibility: Pre-export authorization will not be required, for export and/or re-export of SCOMET items including software and technology under SCOMET Category 8 (except items listed in Annexure-I), subject to the following conditions: i. where the export is an Intra-company transfer from the Indian parent company (applicant exporter) to its foreign subsidiary company or from the Indian subsidiary of foreign company (applicant exporter) to its foreign parent/another subsidiary of foreign parent company and; Note: In case of third party involvement in the supply chain, the end user has to be a foreign parent / another subsidiary of foreign parent company or a subsidiary company of Indian company. ii. where the transfer fulfils the conditions mentioned at (a) to (f) below: a. The items/software/technology to be exported/re-exported is based on a Master Service Agreement / Contract between the Indian parent company/Indian subsidiary of foreign company and foreign subsidiary of Indian company/foreign parent company of Indian subsidiary for carrying out certain services but not limited to design, encryption, research, development, delivery, validation, calibration, testing, related services, etc.; Note 1: As a result of the service carried out by the Indian exporter in case of re-export, the items/software/technology should not undergo change in classification. Note 2: The list of services mentioned above is illustrative, not exhaustive. However, the final decision to approve a GAICT authorization lies with the relevant authority. b. These items including software and technology are to be exported/re-exported to the countries listed in Table 1 below (entire supply chain including any third party should be in the countries listed in Table 1 to this Public Notice);24 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] Table 1 Argentina, Australia, Austria, Belgium, Bulgaria, Canada, Croatia, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Japan, Latvia, Lithuania, Luxembourg, Malta, Mexico, Netherlands, New Zealand, Norway, Poland, Portugal, Republic of Korea, Romania, Russian Federation, Slovakia, Slovenia, South Africa, Spain, Sweden, Switzerland, Turkey, Ukraine, United Kingdom, United States. Note: However, IMWG on a case to case basis may allow countries other than those listed in Table 1 considering description/end use/end user of the item. c. The applicant exporter declares that the exported items would be used for the purposes for which it is intended by the foreign subsidiary of Indian company / foreign parent company / another subsidiary of foreign parent company, as the case may be; d. The applicant exporter furnishes either a certified/approved Internal Compliance Programme (ICP) or demonstrates compliance to the ICP of the foreign parent company or ICP certified by the Compliance Manager of the company or certified by any Government agency such as Authorized Economic Operator (AEO) scheme etc. e. The exporter agrees to allow on-site inspection, if required by the DGFT or authorized representatives of Government of India; f. No export authorization would be granted for UNSC sanctioned destinations or countries; g. No export authorization shall be granted to an exporter specified at (i) above if they have come to adverse notice previously; h. The exporter is granted a Global Authorisation for Intra-Company Transfers (GAICT) as per procedure mentioned in para 2.B below. B. Procedure for grant of Global Authorization for Intra-Company Transfers (GAICT) Filing and Assessment of Application a. In respect of export/re-export of SCOMET items including software and technology ,the applicant exporter shall submit an application for GAICT through online SCOMET portal and attach information in proforma - ANF 2O(b); b. The application would be assessed for the issue of GAICT by Inter-Ministerial Working Group (IMWG) based on the submission of the application and other supporting documents by the applicant exporter in the prescribed proforma; i. Documentary proof of the corporate relationship between the Indian parent company (applicant exporter) and its foreign subsidiary company or between the Indian subsidiary of foreign company (applicant exporter) and its foreign parent / another subsidiary of foreign parent company ; ii. Classification of item including software and technology in SCOMET (indicating SCOMET category and sub-category); iii. Documentary proof of License Exception /Temporary license from the country of the parent company abroad or from subsidiaries of the parent company abroad, if available (optional)[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 25 iv. Detailed description of the item intended to be exported with relevant technical details with specifications, such as model, part number, etc. and in case of software/technology, relevant details like encryption algorithm, key length, encryption functionality, eligibility under cryptography note etc. to be provided (if applicable); v. In case of third party involvement in the supply chain, a clear contract /service agreement/ Purchase order has to be furnished specifying SCOMET item description. vi. Certified/approved ICP of the Indian parent company or self-certified copy of the ICP of the foreign parent company being adopted by Indian subsidiary of foreign company along with an undertaking thereon; vii. Undertaking on the letterhead of the firm duly signed and stamped by the authorised signatory: a. To allow on-site inspection, if required by the DGFT or authorized representatives of Government of India; b. The applicant exporter declares that the exported items would be used for the purposes for which it is intended by the foreign subsidiary of Indian company / foreign parent company / another subsidiary of foreign parent company, as the case may be; c. The applicant exporter declares that subsequent to issue of export authorisation, if the licensee has been notified in writing by DGFT or if they know or has reason to believe that an item may be intended for military end use, the exporter would not be eligible for GAICT for export of that/those item(s) and would apply separately to DGFT for a fresh authorisation in terms of regular policy. [DGFT’s PN No. 27 dated 21.09.2017 for catch-all policy may also be referred]. viii. The Company must ensure that: a. They shall submit original End User Certificate in the prescribed format within 30 days of filing application and in case of subsequent exports, within 30 days of delivery at destination point, after issue of export authorisation; b. They have Agreement/purchase order, excerpt of contract from entity (consignee) receiving the items which states the export is for a permitted use ; c. The documents include the name & contact number and email id of the authority signing the EUC. ix. A precise and clear contract /service agreement/ Purchase order has to be furnished indicating item description in case of third party involvement in the supply chain (if applicable) x. Additional details, if any, sought by DGFT C. Post reporting for re-export of items/software/technology under GAICT a. The Indian exporter shall submit post-shipment details of each transfer/consignment of exports of SCOMET items/software/technology under GAICT to the SCOMET Division of DGFT (Hqrs), New Delhi, via E-mail (scomet-dgft-pr@nic.in) or a procedure as prescribed by DGFT, on quarterly basis (March / June / September / December), by the end of subsequent month of each quarter, in respect of the exports made in the previous quarter; b. The post-shipment details shall be submitted in proforma ANF 2 O (c) along with a copy of EUC in Appendix 2S (iv) within the timelines mentioned above, from the foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company; c. Failure to do so may entail imposition of penalty and / or suspension/revocation of GAICT. Note: Revised ANF (Aryat Niryat Form) - ANF 20(b), ANF 20(c) and End Use Certificate proforma Appendix 2S (iv) enclosed with this Public Notice.26 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] D. Record Keeping The exporter will be required to keep records of all the export documents, in manual or electronic form, in terms of Para 2.73 (c) of HBP, for a period of 5 years from the date of GAICT issued by DGFT. E. General conditions a. GAICT would not be issued in case of items including software and technology to be used to design, develop, acquire, manufacture, possess, transport, transfer and / or used for chemical, biological, nuclear weapons or for missiles capable of delivering weapons of mass destruction and their delivery system; b. GAICT would not be issued for countries or entities covered under UNSC embargo or sanctions list or to the countries or entities assessed for risk of proliferation concern, based on national security and foreign policy considerations; c. In case of inclusion or amendment of items (including software and technology) or inclusion of new companies or amendment in existing companies in the supply chain, the applicant exporter will obtain prior permission of DGFT with relevant details; d. IMWG shall reserve the right to deny issuance of authorization GAICT for any reason and also relax any provision of the policy, if so required in exceptional cases. F. Re-exports / re-transfer of the items including software and technology (processed or incorporated) Further re-exports / re-transfers of the items including software and technology (processed or incorporated) from the foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company to end users in other countries would be subject to the export control regulations of the country of the foreign subsidiary of Indian company or foreign parent company / another subsidiary of foreign parent company. G. Validity a) GAICT issued for intra-company transfers of SCOMET items including software and technology shall be valid for a period of three years from the date of issue of GAICT; b) GAICT cannot be revalidated in terms of Paragraph 2.80 of HBP of FTP 2015-20. H. Suspension / Revocation GAICT issued shall be liable to be suspended by the DGFT on receipt of intimation about initiation of any inquiry from the country concerned or from any domestic agency. GAICT shall be revoked on receipt of an adverse report on proliferation concern or for non-submission of mandatory reports/documents within the prescribed timelines or for non-compliance of any of the condition of this Public Notice. 3. Effect of this Public Notice: Existing entry at Paragraph 2.79F has been substituted in the Handbook of Procedures (HBP) of the Foreign Trade Policy (FTP) 2015-20 to amend the procedure for issue of Global Authorisation for Intra-Company Transfer (GAICT) of SCOMET items including software and technology. Henceforth, GAICT policy would be applicable only for export / re-export of items, including software and technology under SCOMET Category 8 (except items listed in Annexure-I), and to only the countries listed in Table 1 above. Revised ANF (Aayat Niryat Form) - ANF 20(b), ANF 20(c) and End Use Certificate proforma Appendix 2S (iv) for applying for GAICT also notified. SANTOSH KUMAR SARANGI, Director General of Foreign Trade & Ex-officio Addl. Secy.[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 27 ANF- 2 O(b) APPLICATION FORM FOR EXPORT OF SCOMET ITEMS INCLUDING SOFTWARE AND TECHNOLOGY (UNDER GLOBAL AUTHORISATION FOR INTRA COMPANY TRANSFER) LISTED IN APPENDIX 3 TO SCHEDULE 2 OF ITC (HS) CLASSIFICATION [Please see DGFT’s Public Notice No. 14 /2015-20 dated 13.06.2022 before filling the application] 1. Applicant Details: i IEC ii. Name Flat/Plot/Block No. iii. Street/Area/ Address Locality City PIN State Code Country Code Area Code Tel.No. iv.TeleNo. (1) (2) Country Code Area Code Fax No. v. Mobile No. vi. E-mail address where alerts and notifications to be sent vii. Company Website ix. Principal Business Activities of the applicant firm: x. Is this applicant a parent Yes No company? xi. If applicant is a subsidiary, Name Address Country of Export (tick then provide following details: the appropriate) a. Parent Company b. Other Subsidiaries (to which exports to be made) xii. License exception given by (if applicable) 1. From Foreign parent/subsidiary28 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] 2. Name of the country Xiii Export license of foreign country (if applicable) 1. Type of Export license of foreign country (for e.g. bulk/general/ temporary license/ others) 2. Country of granting such license Application Fee Details i. Sr. No. ii. Pay Mode iii. Demand Draft/Bank/Bank Receipt/Electronic Fund Transfer iv. Date of Issue v. Name of the Bank on which drawn vi. Bank Branch on which drawn vii. Amount (Rs) 2A. Details of SCOMET items in Appendix 3 to Schedule 2 of ITC (HS) Classifications of Export & Import Items applied for export: ( If required, attach extra sheet (A4 size) in the same format) Sl. SCOMET SCOMET Generics Product ECCN/ ITC (HS) Quantity Unit of Total FOB Value End No. Category Sub- Description Model number on Code No. Quantity Use category of No. / the foreign (if (G, KG,no., Descri In relevant In In export item/s part No. export available) Ltr or MT) ption including control list Foreign Rupees US$ technical (If Currency(other details applicable) than USD) 2B. Type of Transaction Physical Export Intangible Transfer of Software/Technology Section A: Basic Product Information i. Name of the manufacturer ii. Brand iii. Model no./ Part No (if applicable).[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 29 SECTION B: CRYPTOGRAPHY NOTE (leave, if not applicable) i. Is the item available and sold from stock at ‘retail selling points’ without restrictions’, to the general public’ through any of the following means? (a) Over-the-counter transactions (b) Mail order transactions (c) Electronic transactions (d) Telephone call transactions If yes, then provide details __________________________________ ii. Can the user easily change the cryptographic functionality of the item what is specified in the manufacture’s specification? Yes No iii. Is the item designed for installation by the user without further substantial support by the supplier? Yes No SECTION C: TECHNICAL QUESTION (leave, if not applicable) Does the item contain the following cryptographic functions? 1. A “symmetric algorithm” employing a key length in excess of 56 bits, not including parity bits? Yes No If ‘Yes’ please state the following a) Full name: b) Key Length / bits: c) Is it used for any of the following? i. “Authentication” ii. Digital Signature iii. Data integrity iv. Non-repudiation v. Digital rights management, including the execution of copy protected software vi. Encryption or decryption support of entertainment, mass commercial broadcasts or medical records management vii. Key management in support of any of the cryptographic functions in above 1. (i) to (vi) d) Encryption algorithm e) Encryption Functionality Additional Information (if any) 2C. In case of Technology and Software (If applicable) ( If required, attach extra sheet (A4 size) in the same format) Additional Information (If applicable)30 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] Sl. SCOMET Name of the Brand Name of Model or Model no./ Class (If Type (If Serial No. Version Encryption Encryption Value of Additio-nal No. category manufacturer/ Name of Part No. (If applicable) applicable) (If No. (If algorithm Functionality technology Information Producer/ (If applicable) Software/Technology applicable) applicable) applicable) (If applicable) (if any) Service (If applicable) Provider 2D. Company’s Information S. No. SCOMET Purpose of export/re-export Name of the Is it foreign parent category (e.g Design/encryption /research/ company to which company/subsidiary development/delivery/validation/testing/repair export/re-export Or Indian /demo/display/calibration/ others (Please specify) to be made Parent/Subsidiary 3. Shipment Details (in case of physical export) i. Port of Loading/Shipment ii. Port of Discharge iii. Countries* to which item to be exported 1. 2. iv. Ultimate Destination Country* 1. 2. *Insert additional row or sheet, if required for more number of countries 4. Details of exports of SCOMET items Details of the export last made , if no export was made during the preceding licensing year):(If required, attach extra sheet(A4size)in the same format) Sl. No. Export License No. Details of items exported Quantity Country to which DGFT’s (HQ’s) & Date Category Description exported exported File Number[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 31 5. Shipment Details (In case of Intangible Transfer of Technology (ITT)) Over the Mail Order Electronic Telephone Others i. Mode of Export counter Transactions transactions call transactions transactions _________ ii. Countries to which item to be exported iv. Ultimate Destination Country 6A. Consignee* Details (If different from ultimate end user) * The DGFT need to be informed in advance in case of any new consignee is involved. i. Name ii. Address Flat/Plot/Block No. Street/Area/Locality City Country Postal Code iii. Tele phone Country Area Code Tel.No. No. Code (1) (2) Country Area Code Fax No. Code iv. Fax No. v. E-mail32 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] 6B. Intermediary* Details (If third party involved) (leave if not applicable) * The DGFT need to be informed in advance in case of any new intermediary is involved. i. Name Flat/Plot/Block No. ii. Street/Area/Locality Address City Country Postal Code iii. Tele Country Area Tel.No. phone No. Code Code (1) (2) Country Area Fax No. Code Code iv. Fax No. v. E-mail 8. Please indicate the type of supporting documents submitted (via email, fax or post) to DGFT (hqrs). Please number all pages of the supporting documents and indicate the total number of pages at the top right corner of every page. Please note that failing to submit the necessary documents will delay the processing. ☐ Technical drawings (Information on Product/Technology) , wherever applicable ☐ Technical Specifications/Data Sheets/Brochures of the product(s) , wherever applicable ☐ Documentary Proof that establishes corporate relationship between Intra companies i.e. between foreign parent company/subsidiary of parent company/Indian parent company/ Subsidiary of Indian parent company ☐ Documentary Proof that establishes contractual agreement between foreign parent/subsidiary and/ or Indian parent/subisidiary with the third party involved in the supply chain, wherever applicable. ☐ Relevant Undertakings and Declaration, where applicable ☐ Purchase Order(s)/Contract Agreement(S)/ Copy of Master Service Agreement(MSA)/Warranty Policy Conditions ☐ Export Licence(s) from DGFT, wherever applicable. ☐ Export request Letter, where applicable ☐ Documentary Proof of License Exception granted by the export control licensing authority of country of the foreign parent company with validity (wherever applicable)[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 33 ☐ Export license of foreign country (wherever applicable) ☐ A self-certified copy of the ICP of the foreign parent company being adopted by Indian subsidiary/ self-certified copy of ICP of Indian parent company/ ICP certified by Government like AEO Scheme ☐ Proof of repair obligation in India (Wherever applicable) ☐ Proof of demonstration purpose (wherever applicable) ☐ Other, Please specify………………………. For Use in DGFT office only (To be filled by the applicant). 9A. Application Submission Details (if submitted electronically): i. GAICT Registration no. ii. File Number & Date of Issue iii. Application Fee submission details viz. Amount in Rupees, Demand Draft No./Electronic Fund Transfer No. and Date and the name & branch of the bank on which drawn 9B. Jurisdictional Regional Authority (from where the company has been issued IEC or having branch office): DECLARATION/UNDERTAKING I / We hereby certify that: (i) I/We hereby declare that the particulars and the statements made in this application are true and correct to the best of my/ our knowledge and belief and nothing has been concealed or held the refrom. (ii) I/We fully understand that any information furnished in the application if found incorrect or false will render me / us liable for any penal action or other consequences as may be prescribed in law or otherwise warranted. (iii) I/We undertake to abide by the provisions of the FT (D & R) Act, 1992, as amended, the Rules and Orders framed thereunder, FTP, HBP, Appendices and Aayat Niryat Forms and ITC(HS). (iv) I/We hereby certif. that: A. The entity for whom the application has been made have not been penalized under any of the following Acts (as amended from time to time): (i) The Customs Act, 1962, (ii) The Central Excise Act1944, Central & State GST Act, 2017 (iii) Foreign Trade (Development & Regulation) Act 1992, as amended, and (iv) The Foreign Exchange Management Act ,1999; (v) The Conservation of Foreign Exchange, Prevention of Smuggling Activities Act, 1974 (vi) Weapons of Mass Destruction & their Delivery Systems (Prohibition of Unlawful Activities) Act, 200534 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] B. None of the Directors / Partners / Proprietor / Karta / Trustees of the company /firm /HUF/Trust, (as the case may be), is/are a Director(s) / Partner(s) / Proprietor / Karta / Trustee in any other Company/ firm / entity which is on the Denied Entity List (DEL) of DGFT or is in the caution list of RBI; C. Neither the Registered Office of the company / Head Office of the firm / nor any of its Branch Office(s)/ Unit(s)/ Division(s) has been declared a defaulter and has otherwise been made ineligible for undertaking import / export under any of the provisions of the Policy; D. We have neither obtained nor applied for issuance of an Importer Exporter Code Number in the name of our Registered / Head Office to any other Licensing Authority. (v) I / We hereby declare that I / We have neither obtained nor applied for such benefits (including issuance of an Importer Exporter Code Number) in the name of our Registered / Head Office or any of our Branch(s) / Unit(s) / Division(s) to any other Regional Authority. (vi) We have complied with the conditions of all previous licences / authorisations issued to us for export of SCOMET items and wherever required have duly intimated the o/o DGFT, New Delhi along with documentary evidence regarding receipt of the items of export by the end -user within the stipulated time. (vii) I / We undertake to abide by the provisions of the FT (D & R) Act, 1992, as amended, the Rules and Orders framed there under, FTP, HBP and ITC (HS) and submit all requisite documents to the o/o DGFT (SCOMET Section), failing which I/We shall be liable to action under FT (D & R) Act, 1992 as amended or rules and orders made there under, and the Customs Act,1962. (viii) IherebycertifythatIamauthorisedtoverifyandsignthisdeclarationasperParagraph9.6ofthePolicy. Signature of the Applicant Name Designation Official Address Country Area Code Tel.No. Telephone Code Place: Date:[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 35 ANF- 2 O (c) APPLICATION FORM FOR POST REPORTING FOR RE-EXPORT OF SCOMET ITEMS/SOFTWARE/TECHNOLOGY [UNDER GLOBAL AUTHORISATION FOR INTRA COMPANY TRANSFER(GAICT)) LISTED IN APPENDIX 3 TO SCHEDULE 2 OF ITC (HS) CLASSIFICATION 1. General Information i. GAICT Authorization No. (13 digit) and date ii. GAICT Authorization date (DD/MM/YY) iii. IEC iv. Name of the applicant exporter: ___________________________________________________ v. Address Flat/Plot/Block No. Street/Area/Locality City PIN State Code vi. Tele No. Country Code Area Co de Tel. No. (1) (2)36 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] vii. Fax No. Country Code Area Code Fax No. 2. Details of the shipment for (Tick the appropriate) Quarter Please tick the period Date of Submission of post opted shipment details (dd/mm/yy) Jan to March April to June July to September October to December 3. Items Details i. Actual flow of items S. SCOMET ECCN/ or control Type of export license Actual Country of Name of the No. category/sub list no. of foreign obtained from foreign Date of export company(ies) category country by which country(e.g. bulk, export to which license exception exports to be general, open etc.) if has been given to made applicable) (with date of India (if issue) applicable) ii. Details of the items (Actual export) Sl. no. of Items (1 ) (2) (3) 1 SCOMET Category 2 SCOMET Sub-category 3 Description of export item/s including technical specification 4 CAS no. (in case of chemicals) 5 ITC (HS) Code No. (if available) 6 Product Name 7 Model Number/Partnumber./serial no. (If applicable)[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 37 8 Manufacturer 9 Quantity Unit of Quantity (G,KG, or 10 MT) 11 FOB in rupees 12 FOB in USD 13 Other relevant information 14 SB number (export by sea) 15 SB Date 16 AWB number 17 AWB Date Basis of Export made FOB/CIF 18 FOB Value 19 Port of Export 20 Country of export iii. For Software/Technology (Actual exports) (Skip if not applicable) S. No. Basic Product Information 1 2 3 1 Name of the manufacturer//service provider (if applicable) 2 Name of the Importer 3 Name of the Exporter 4 Brand 5 Name of Model/Software/Technology a) Model no./ Part No. (if applicable) b) Class (if applicable) c) Type (if applicable) d) Serial No. (if applicable) e) Version No. (if applicable) 6 Encryption algorithm. (if applicable) 7 Encryption Functionality (if applicable) 8 Value of software/technology 9 Additional Information (if any)38 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] 4. Details of New Intermediary/third party involved (if applicable) Name of New Complete Address of New Purpose of export to Intermediary/third party (if Intermediary/third party (Including Pin code Third party applicable) and Telephone no.) * The DGFT need to be informed in advance in case of any new Intermediary/third party is involved. 5. Documents Attached: Sl. No. Name of the document Attached (Yes/No) 1. EUC from foreign subsidiary(ies) of Indian Parent company or foreign parent company / another subsidiary of foreign parent company in appendix 2S(iv) 2. Purchase Order /Service agreement/ Master Service agreement (MSA)/Contract (if amended) 5. Bill of Entry 6. Other relevant documents (If any) Please specify[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 39 APPENDIX- 2 S (iv) END USE CUM END USER CERTIFICATE IN CASE OF GLOBAL AUTHORIZATION FOR INTRA COMPANY TRANSFER (GAICT) PART 1: PARTIES CONCERNED a) Name of Exporter ___________________________________________ b) Intermediary Name (if any) ____________________________________ c) Intermediary Address (if any) ___________________________________ d) Name of End User _______________________________________ e) End-User’s Address ___________________________________ f) Zip code________TeleNo. ___________Email____________Fax_________ g) Specific Location where the items will be used (if different from(e)) h) Nature of usual business of the End-User (e.g. manufacturer or research) _______________________________________________ i) Business relationship with the applicant exporter (foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company _____________________________________________________________ j) How long has your business relationship with the applicant exporter existed? ________________________________________________________ PART 2: ITEMS (goods, software, technology) S. (a) Description of the item(s) (e.g. Name of (b) Quantity/Weight No. Manufacturer/Model/Software/Technology, Class, Type, Serial /Value1 Number) (c) Master Service Agreement / Contract Agreement Number & Date of signature 140 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC.1] PART 3: DECLARATION a) The item(s) indicated in PART2 will be used as capital equipment/component/raw material /other use for (Intended End use) b) The item(s) indicated in PART2 are being processed or incorporated in to another product (as detailed in 3a above), for sale to ultimate end users located in ___________ c) Purpose of import by End User (R&D/testing/Calibration/ demo/design/encryption/delivery/validation/import after repair/others, etc). _____________________ d) I/we certify that the above-mentioned items (as detailed in the referenced purchase order/ master service agreement/other contract agreement) shall not be used for any purpose other than the purpose(s) stated above. e) Further re-export /re-transfer of the item including software and technology from the foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company to end users in other countries would be subject to the export control regulations of the country of the foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company. f) I/we certify that the items including software and technology indicated in part 2 is/are to be exported as per the terms and condition of Global Authorization for Intra Company Transfer (GAICT) policy of the Government of India and shall be allowed only to the entities eligible under authorization for GAICT. g) I/we certify that I/we will provide DGFT, Government of India with delivery verification certificate upon its request. h) Post shipment verification of the items at the end users’ site shall be allowed, if required by the Government of India, as may be applicable. In case the above mentioned item(s) include(s) technology, we certify that it will be treated as strictly confidential. i) End Use of the items shall not be changed nor the items modified or replicated without the prior consent of the Government of India (This will be optional in case the ownership/patent of the items is with the foreign parent company). j) I/we shall not myself/our self, or through another, cause the items, or replicas, or derivatives thereof to be re-exported/re-transferred/sold without the consent of the licensing authority of the country of the end user, to any party within country of final destination or outside it, unless specifically exempted in the export authorization. k) I/We also certify that the above items and/or replicas thereof will not be used to design, develop, acquire, manufacture, possess, transport, transfer and/or used for chemical, biological, nuclear weapons or for missiles capable of delivering weapons of mass destruction and their delivery system. The items will be used for civil purposes only.[भाग I—खण्‍ड‍1] भारत‍का‍राजपत्र‍:‍असाधारण‍ 41 l) I/We also certify that I/we are not a party designated under UNSC sanctioned individual/entities/groups and I/we are neither owned nor controlled by a designated party under UNSC individual/entities/groups. m) I/we also certify that all the facts contained in this certificate are true and correct to the best of my knowledge and belief and that I/we do not know of any additional facts that are inconsistent with this certificate. Signature: (Signature of authorized signatory) Company stamp/Official seal__________________________ Name: Designation _______________________ Date: ______________________ Address: _____________________ Email: Alternate Email: Tele No.: [To be submitted by foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company on its letterhead indicating full chain of supply in case other subsidiaries are also involved. Any additional page(s) must be signed by the same person who signs this form. 1: For Technology exports, value should be mentioned in Part 2(b) Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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