Global Authorization for Intra-Company Transfers (GAICT) of SCOMET Items/Software/Technologies

Annexure ‐ I List of Items excluded under SCOMET Category 8 for export / re‐export under GAICT POLICY notified, vide Public Notice No. 14/2021 dated 13.06.2022 S.No SCOMET Description Category/ Sub [Please refer updated SCOMET list (URL : shorturl.at/dgyJR) for full Category text and details] (1) (2) (4) 1. 8A102.a.1 "Composite" structures or laminates, as follows: a. Made from any of the following: 1. An organic "matrix" and "fibrous or f ilamentary materials" specified by 8C110.c, 8C110.d or 2. 8C101 Materials specially designed for absorbing electromagnetic radiation... 3. 8C107.c Ceramic‐"matrix" "composite" materials... 4. 8C107.d Reserved 5. 8C110.c. & "Fibrous or filamentary materials"... 8C110.d. 6. 8C112 Materials as follows... 7. 8D102 "Software" for the "development" of organic "matrix", metal "matrix" or carbon "matrix" laminates or "composites" specified by this List. 8. 8E101 "Technology" according to the General Technology Note for the "development" or "production" of equipment or materials specified by 8A102 to 8A105, 8A106.b, 8A107, 8B1 or 8C. 9. 8E102.e. & Other "technology"... 8E102.f. 10. 8B201.a. Machine tools for turning having two or more axes which can be coordinated simultaneously for "contouring control" having any of the following:…… 111. 8B201.b. Machine tools for milling having any of the following:….. 12. 8B201.d. Electrical discharge machines (EDM) of the non‐wire type which have two or more rotary axes which can be coordinated simultaneously for "contouring control"…… 13. 8B201.f. Deep‐hole‐drilling machines and turning machines modified for deep‐ hole‐drilling, having a maximum depth‐of‐bore capability exceeding 5 m…… 14. 8B203 "Numerically controlled" or manual machine tools, and specially designed components, controls and accessories therefor, specially designed for……. 15. 8D201 "Software", other than that specified by 8D202 as follows: a. "Software" specially designed or modified for the "development" or "production" of equipment specified by 8A2 or 82B; b. "Software" specially designed or modified for the "use" of equipment specified by 8A201.c, 8B201, or 8B203 to 8B209. Note 8D201 does not apply to part programming"software" that generates "numerical control" codes for machining various parts. 16. 8E201 "Technology" according to the General Technology Note for the "development" of equipment or "software" specified by 8A2, 8B2 or 8D2. Note 8E201 includes "technology" for the integration of probe systems into coordinate measurement machines specified by 8B206.a. 17. 8E202 "Technology" according to the General Technology Note for the "production" of equipment specified by 8A2 or 8B2 18. 8A301 b.2. "Monolithic Microwave Integrated Circuit" ("MMIC") amplifiers that are any of the following:….. 19. 8A301 b.3. Discrete microwave transistors that are any of the following:…. 20. 8A302 g.1 Atomic frequency standards... "Space‐qualified" 21. 8B301 a.2. Equipment designed for epitaxial growth as follows :….. Metal Organic Chemical Vapour Deposition (MOCVD) reactors designed for compound semiconductor epitaxial growth of material having two or more of the following elements: aluminium, gallium, indium, arsenic, phosphorus, antimony, or nitrogen; 22. 8D301 "Software" specially designed for the "development" or "production" of equipment specified by 8A301.b to 8A302.h or 8B3. 23. 8 E301 “Technology" according to the General Technology Note for the "development" or "production" of equipment or materials specified by 8A3, 8B3 or 8C3; 24. 8A401.a.2. Electronic computers... Radiation hardened to exceed any of the following specifications:… 25. 8A403.b. " Digital computers" having an 'Adjusted Peak Performance' ('APP') exceeding 29 Weighted TeraFLOPS (WT)…. 226. 8A403.c. "Electronic assemblies" specially designed ormodified for enhancing performance by aggregation of processors so that the 'APP' of the aggregation exceeds the limit specified by8A403.b…. 27. 8D401 Software" as follows: .. software" specified by 8A4 or 8D4…. 28. 8E401 "Technology" according to the General Technology Note for the "development" or "production" of any of the following equipment or "software specified by 8A4 or 8D4… specified by 8E401.a., 29. 8A501 b.3 Being radio equipment... 30. 8A501 b. 5. Being digitally controlled radio receivers... 31. 8A501 h. Counter Improvised Explosive Device (IED) equipment and related equipment... 32. 8B501.a. Equipment and specially designed components or accessories therefor, specially designed for the "development" or "production" of equipment, functions or features, specified by 8A501; 33. 8D501.a. "Software" specially designed or modified for the "development", "production" or "use" of equipment, functions or features, specified by 8A501; 34. 8D501.b. Reserved 35. 8E501.a. "Technology" according to the General Technology Note for the "development", "production" or "use" (excluding operation) of equipment, functions or features specified by 8A501 or "software" specified by 8D501.a. or 8D501.e.; 36. 8A601 a. 1. b. Systems or transmitting and receiving arrays, designed for object detection or location, having any of the following:…. 1. A transmitting…… 2. Sound pressure level exceeding 224 dB… 3 an operating frequency in the … 4. Forming beams of less than 1.. 5. Designed to operate with… 6. Designed to and a. Dynamic compensation ….. b. Incorporating other than …. 37. 8A601 a. 1. Systems or transmitting and receiving arrays, designed for object b.1 detection or location, having any of the following: 1. A transmitting frequency below 10 kHz;… 38. 8A601 a. 1. e. Active individual sonars... 339. 8A601 a. 2.a.1 Hydrophones...Incorporating… Hydrophones...Incorporating flexible 8A601 a. 2.a.1 assemblies… Hydrophones...Having any... 8A601 a. 2.a.3 Hydrophones...Designed to operate... Hydrophones...Designed for... 8A601 a. 2.a.5 8A601 a. 2.a.6 40. 8A601 a. 2. b. Towed acoustic hydrophone arrays... 41. 8A601 a. 2. c. Processing equipment, specially designed for real time application with towed acoustic hydrophone arrays, having "user‐accessible programmability" and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes; 42. 8A601 a. 2. d. Heading sensors... 43. 8A601 a. 2. e. Bottom or bay‐cable hydrophone arrays having any of the following: 1. Incorporating hydrophones... or 2. Incorporating multiplexed hydrophone group signal modules… 44. 8A601 a. 2. f. Processing equipment, specially designed for real time application with bottom or bay cable systems, having "user‐accessible programmability" and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes. 45. 8A602 a. 1. "Space‐qualified" solid‐state detectors... a.b. &c 46. 8A602 a. 1. d. "Space‐qualified" "focal plane arrays".... 47. 8A602 a. 2.a Image intensifier tubes having all of the following:… 1. A peak response in the wavelength range exceeding 400 nm but not exceeding 1,050 nm; 2. Electron image amplification using any of the following: a. A microchannel plate with a hole pitch… less; or b. An electron sensing device with a ... 3. Any of the following photocathodes: a. Multialkali photocathodes (e.g, S‐20 and S‐25) exceeding 350 μA/lm; b. GaAs or GaInAs photocathodes; or c. Other "III/V compound" semiconductor photocathodes 48. 8A602 a. 2.b Image intensifier tubes… 49. 8A602 a. 3. Non‐"space‐qualified" "focal plane arrays"…; 50. 8A602 b. "Monospectral imaging sensors" and "multispectral imaging sensors"... 51. 8A602 c. Direct view' imaging equipment incorporating any of the following: 1. Image intensifier tubes having the characteristics listed in 8A602.a.2.a or 8A602.a.2.b; 42. "Focal plane arrays" having the characteristics… 52. 8A602 e. (Reserved) 53. 8A603 b.3. Imaging cameras incorporating image intensifier tubes having the characteristics listed in 8A602.a.2.a or 8A602.a.2.b; 54. 8A603 b.4. Imaging cameras incorporating "focal plane arrays" having any of the following: a. Incorporating "focal plane arrays" specified by 8A602.a.3.a to 8A602.a.3.e; b. Incorporating "focal plane arrays" specified by 8A602.a.3.f; or…… 55. 8A603 b.5. Imaging cameras incorporating solid‐state detectors specified by 8A602.a.1. 56. 8A604 c. "Space‐qualified" components for optical systems, as follows:… 57. 8A604 d. Optical control equipment as follows:… 58. 8A606 a. "Magnetometers" and subsystems,…. 59. 8A606 a.1. "Magnetometers" using "superconductive" (SQUID) "technology" and having any of the following:…… 60. 8A606 a.2. "Magnetometers" … Using optically pumped or nuclear precession (proton/Overhauser) "technology" having a 'sensitivity' lower (better) than 2pT rms per square root Hz; 61. 8A606 c.1. "Magnetic gradiometers" as follows: 1. "Magnetic gradiometers" using multiple "magnetometers" specified by 8A606.a; 62. 8A606 d "Compensation systems" for magnetic or underwater electric field sensors resulting in a performance equal to or better than the specified parameters of 8A606.a, 8A606.b, or 8A606.c; 63. 8A606 e Underwater electromagnetic receivers incorporating magnetic field sensors specified by 8A606.a or underwater electric field sensors specified by 8A606.b. 64. 8A608 d Radar systems...Capable of… 65. 8A608 h Radar systems…Employing processing… 66. 8A608 k Radar systems…Having "signal processing"… 67. 8A608 l.3 (Reserved) ; 68. 8B608 Pulse radar cross‐section… 69. 8D601 "Software" specially designed for the "development" or "production" of equipment specified by 8A604, 8A605, 8A608 or 8B608. 570. 8D603.a. "Software", as follows:… 71. 8E601 "Technology" according to… 72. 8E602 "Technology" according to the General Technology Note for the "production" of equipment or materials specified by 8A6, 8B6 or 8C6. 73. 8D702 "Source code" for the operation or maintenance… 74. 8D703.a. "Software" specially designed or modified to… 75. 8D703.b. "Source code" for… 76. 8D703.c. (Reserved) 77. 8D703 d.1‐4 (Reserved) &7 78. 8D704 a.to d. "Source code" incorporating "development" "technology" specified &g by… 79. 8E701 & "Technology" according to the General Technology Note... 8E702 80. 8A801.b. Manned, untethered submersible vehicles… 81. 8A801.c. Unmanned submersible vehicles... 82. 8A801.c.1 Unmanned submersible vehicles... 83. 8A801.d. (Reserved) 84. 8A802.b. Systems specially designed or modified for the automated control of the motion of submersible vehicles specified by 8A801, using navigation data, having closed loop servo‐controls and having any of the following: 1. Enabling… 2. Maintaining… 3. Maintaining… 85. 8A802.h. "Robots" specially designed for underwater use... 86. 8A802.j. Air independent power systems... 87. 8A802.o.3 Noise reduction systems for use on vessels... 88. 8A802.o.3.b 'Active noise reduction or cancellation systems' or magnetic bearings, specially designed for power transmission systems 89. 8A802.p Pumpjet propulsion systems... 90. 8D801 "Software" specially designed or modified for the "development", "production" or "use" of equipment or materials, specified by 8A8, 8B8 6or 8C8. 91. 8D802 Specific "software"… 92. 8E801 "Technology" according to the General Technology Note for the "development" or "production" of equipment or materials, specified by 8A8, 8B8 or 8C8. 93. 8E802.a. Other "technology"... 94. 8A911 Ramjet, scramjet or combined cycle engines... 95. 8B901 Equipment, tooling or fixtures, specially designed for manufacturing gas turbine engine blades, vanes or "tip shrouds", as follows: a. Directional‐solidification or single‐crystal casting equipment; b. Casting tooling, manufactured from refractory metals or ceramics, as follows: 1. Cores; 2. Shells (moulds); 3. Combined core and shell (mould) units; c. Directional‐solidification... 96. 8D901 "Software", not specified in 8D903 or 8D904, specially designed or modified for the "development" of equipment or "technology", specified by 8A9, 8B9 or 8E903. 97. 8D902 "Software", not specified in 8D903 or 8D904, specially designed or modified for the "production" of equipment specified by 8A9 or 8B9. 98. 8D904.a. 2D or 3D viscous "software", validated with wind tunnel or flight test data required for detailed engine flow modelling; 99. 8D904.c. "Software" specially designed to control directional‐solidification or single‐crystal material growth in equipment specified by 8B901.a or 8B901.c; 100. 8E901 "Technology" according to the General Technology Note… 101. 8E902 "Technology" according to the General Technology Note… 102. 8E903 a. 1. to "Technology" "required" for… 5 103. 8E903 a. 3. a "Technology" "required" for… Components... Manufactured from organic "composite" materials designed to operate above 588 K (315°C). 104. 8E903.h "Technology" "required" for gas turbine "FADEC systems"… **** 7ANF- 2 O(b) APPLICATION FORM FOR EXPORT OF SCOMET ITEMS INCLUDING SOFTWARE AND TECHNOLOGY (UNDER GLOBAL AUTHORISATION FOR INTRA COMPANY TRANSFER) LISTED IN APPENDIX 3 TO SCHEDULE 2 OF ITC (HS) CLASSIFICATION [Please see DGFT’s Public Notice No. 14 /2015‐20 dated 13.06.2022 before filling the application] 1. Applicant Details: i IEC ii. Name Flat/Plot/Block No. iii. Street/Area/Locali Addres ty s City PIN State Code Country Code Area Code Tel.No. iv.TeleNo. (1) (2) Country Code Area Code Fax No. v. Mobile No. vi. E‐mail address where alerts and notifications to be sent vii. Company Website ix. Principal Business Activities of the applicant firm: x. Is this applicant a parent Yes No company? xi. If applicant is a subsidiary, Name Address Country of Export (tick then provide following details: the appropriate) a. Parent Company b. Other Subsidiaries (to which exports to be made) xii. License exception given by (if applicable) 81. From Foreign parent/subsidiary 2. Name of the country Xiii Export license of foreign country (if applicable) 1. Type of Export license of foreign country (for e.g. bulk/general/ temporary license/ others) 2. Country of granting such license Application Fee Details i. Sr. No. ii. Pay Mode iii. Demand Draft/Bank/Bank Receipt/Electronic Fund Transfer iv. Date of Issue v. Name of the Bank on which drawn vi. Bank Branch on which drawn vii. Amount (Rs) 2A. Details of SCOMET items in Appendix 3 to Schedule 2 of ITC (HS) Classifications of Export & Import Items applied for export: ( If required, attach extra sheet (A4 size) in the same format) Sl. SCOMET SCOMET Generics Product ECCN/ ITC (HS) QuantityUnit of Total FOB Value End No. Category Sub‐ Description Model number on Code No. Quantity Use category of No. / the foreign (if (G, KG,no., Descri In relevant In In export item/s part No. export available) Ltr or MT) ption including control list Foreign Rupees US$ technical (If Currency(other details applicable) than USD) 2B. Type of Transaction Physical Export Intangible Transfer of Software/Technology Section A: Basic Product Information i. Name of the manufacturer ii. Brand 9iii. Model no./ Part No (if applicable). SECTION B: CRYPTOGRAPHY NOTE (leave, if not applicable) i. Is the item available and sold from stock at ‘retail selling points’ without restrictions’, to the general public’ through any of the following means? (a) Over‐the‐counter transactions (b) Mail order transactions (c) Electronic transactions (d) Telephone call transactions If yes, then provide details __________________________________ ii. Can the user easily change the cryptographic functionality of the item what is specified in the manufacture’s specification? Yes No iii. Is the item designed for installation by the user without further substantial support by the supplier? Yes No SECTION C: TECHNICAL QUESTION (leave, if not applicable) Does the item contain the following cryptographic functions? 1. A “symmetric algorithm” employing a key length in excess of 56 bits, not including parity bits? Yes No If ‘Yes’ please state the following a) Full name: b) Key Length / bits: c) Is it used for any of the following? i. “Authentication” ii. Digital Signature iii. Data integrity iv. Non‐repudiation v. Digital rights management, including the execution of copy protected software vi. Encryption or decryption support of entertainment, mass commercial broadcasts or medical records management vii. Key management in support of any of the cryptographic functions in above 1. (i) to (vi) d) Encryption algorithm e) Encryption Functionality Additional Information (if any) 2C. In case of Technology and Software (If applicable) ( If required, attach extra sheet (A4 size) in the same format) 10Additional Information (If applicable) Sl. SCO Name Bran Name of Model Class Type Serial Version Encrypt Encrypti Value Additional No. MET of the d Model or no./ (If (If No. (If No. (If ion on of Information cate manuf Name of Part applica applic applica applica algorit Function techn (if any) (If gory acturer Software/ No. (If ble) able) ble) ble) hm ality (If ology appli / Technolog applica applicabl cable (If Produc y ble) e) ) applica er/Serv ble) ice Provid er 2D. Company’s Information S. No. SCOMET Purpose of export/re‐export Name of the Is it foreign category (e.g Design/encryption /research/ company to which parent development/delivery/validation/testing/repair export/re‐export to company/sub /demo/display/calibration/ others (Please specify) be made sidiary Or Indian Parent/Subsi diary 3. Shipment Details (in case of physical export) i. Port of Loading/Shipment ii. Port of Discharge iii. Countries* to which item to be exported 1. 2. iv. Ultimate Destination Country* 1. 2. *Insert additional row or sheet, if required for more number of countries 4. Details of exports of SCOMET items Details of the export last made , if no export was made during the preceding licensing year):(If required, attach extra sheet(A4size)in the same format) Sl. No. Export License No. & Details of items exported Quantity Country to which DGFT’s (HQ’s) Date exported exported File Number Category Description 115. Shipment Details (In case of Intangible Transfer of Technology (ITT)) Over the Mail Order Electronic Telephone Others i. Mode of Export counter Transactions transactions call transactions transactions _________ ii. Countries to which item to be exported iv. Ultimate Destination Country 6A. Consignee* Details (If different from ultimate end user) * The DGFT need to be informed in advance in case of any new consignee is involved. i. Name ii. Address Flat/Plot/Block No. Street/Area/Locality City Country Postal Code iii. Tele phone Country Area Code Tel.No. No. Code (1) (2) Country Area Code Fax No. Code iv. Fax No. v. E‐mail 6B. Intermediary* Details (If third party involved) (leave if not applicable) * The DGFT need to be informed in advance in case of any new intermediary is involved. i. Name Flat/Plot/Block No. 12Street/Area/Locality ii. Address City Country Postal Code iii. Country Area Tel.No. Tele Code Code pho (1) n e No. (2) Country Area Fax No. Code Code iv. Fax No. v. E‐mail 8. Please indicate the type of supporting documents submitted (via email, fax or post) to DGFT (hqrs). Please number all pages of the supporting documents and indicate the total number of pages at the top right corner of every page. Please note that failing to submit the necessary documents will delay the processing. ☐ Technical drawings (Information on Product/Technology) , wherever applicable ☐ Technical Specifications/Data Sheets/Brochures of the product(s) , wherever applicable ☐ Documentary Proof that establishes corporate relationship between Intra companies i.e. between foreign parent company/subsidiary of parent company/Indian parent company/ Subsidiary of Indian parent company ☐ Documentary Proof that establishes contractual agreement between foreign parent/subsidiary and/ or Indian parent/subisidiary with the third party involved in the supply chain, wherever applicable. ☐ Relevant Undertakings and Declaration, where applicable ☐ Purchase Order(s)/Contract Agreement(S)/ Copy of Master Service Agreement(MSA)/Warranty Policy Conditions ☐ Export Licence(s) from DGFT, wherever applicable. ☐ Export request Letter, where applicable ☐ Documentary Proof of License Exception granted by the export control licensing authority of country of the foreign parent company with validity (wherever applicable) ☐ Export license of foreign country (wherever applicable) ☐ A self‐certified copy of the ICP of the foreign parent company being adopted by Indian subsidiary/ self‐certified copy of ICP of Indian parent company/ ICP certified by Government like AEO Scheme ☐ Proof of repair obligation in India (Wherever applicable) ☐ Proof of demonstration purpose (wherever applicable) 13☐ Other, Please specify………………………. For Use in DGFT office only (To be filled by the applicant). 9A. Application Submission Details (if submitted electronically): i. GAICT Registration no. ii. File Number & Date of Issue iii. Application Fee submission details viz. Amount in Rupees, Demand Draft No./Electronic Fund Transfer No. and Date and the name & branch of the bank on which drawn 9B. Jurisdictional Regional Authority (from where the company has been issued IEC or having branch office): DECLARATION/UNDERTAKING I / We hereby certify that: (i) I/We hereby declare that the particulars and the statements made in this application are true and correct tothebestofmy/ourknowledgeandbeliefandnothinghasbeenconcealedorheldtherefrom. (ii) I/We fully understand that any information furnished in the application if found incorrect or false will render me / us liable for any penal action or other consequences as may be prescribed in law or otherwise warranted. (iii) I/We undertake to abide by the provisions of the FT (D & R) Act, 1992, as amended, the Rules and Orders framed thereunder, FTP, HBP, Appendices and Aayat Niryat Forms and ITC(HS). (iv) I/We hereby certif. that: A. Theentityforwhomtheapplicationhasbeenmadehavenotbeenpenalizedunderanyofthefollowin gActs (as amended from time to time): (i) The Customs Act, 1962, (ii) The Central Excise Act1944, Central & State GST Act, 2017 (iii) Foreign Trade (Development & Regulation) Act 1992, as amended, and (iv) The Foreign Exchange Management Act ,1999; (v) The Conservation of Foreign Exchange, Prevention of Smuggling Activities Act, 1974 (vi) Weapons of Mass Destruction & their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 B. None of the Directors / Partners / Proprietor / Karta / Trustees of the company /firm /HUF/Trust, (as the case may be), is/are a Director(s) / Partner(s) / Proprietor / Karta / Trustee in any other Company/ firm / entity which is on the Denied Entity List (DEL) of DGFT or is in the caution list of RBI; C. Neither the Registered Office of the company / Head Office of the firm / nor any of its Branch Office(s)/ Unit(s)/ Division(s) has been declared a defaulter and has otherwise been made ineligible for undertaking import / export under any of the provisions of the Policy; D. We have neither obtained nor applied for issuance of an Importer Exporter Code Number in the name of our Registered / Head Office to any other Licensing Authority. 14(v) I / We hereby declare that I / We have neither obtained nor applied for such benefits (including issuance of an Importer Exporter Code Number) in the name of our Registered / Head Office or any of our Branch(s) / Unit(s) / Division(s) to any other Regional Authority. (vi) We have complied with the conditions of all previous licences / authorisations issued to us for export of SCOMET items and wherever required have duly intimated the o/o DGFT, New Delhi along with documentary evidence regarding receipt of the items of export by the end ‐user within the stipulated time. (vii) I / We undertake to abide by the provisions of the FT (D & R) Act, 1992, as amended, the Rules and Orders framed there under, FTP, HBP and ITC (HS) and submit all requisite documents to the o/o DGFT (SCOMET Section), failing which I/We shall be liable to action under FT (D & R) Act, 1992 as amended or rules and orders made there under, and the Customs Act,1962. (viii) IherebycertifythatIamauthorisedtoverifyandsignthisdeclarationasperParagraph9.6ofthePolicy. Signature of the Applicant Name Designation Official Address Country Area Code Tel.No. Telephone Code Place: Date: 15ANF‐ 2 O (c) APPLICATION FORM FOR POST REPORTING FOR RE‐EXPORT OF SCOMET ITEMS/SOFTWARE/TECHNOLOGY [UNDER GLOBAL AUTHORISATION FOR INTRA COMPANY TRANSFER(GAICT)) LISTED IN APPENDIX 3 TO SCHEDULE 2 OF ITC (HS) CLASSIFICATION 1. General Information i. GAICT Authorization No. (13 digit) and date ii. GAICT Authorization date (DD/MM/YY) iii. IEC iv. Name of the applicant exporter: ___________________________________________________ v. Address Flat/Plot/Block No. Street/Area/Locality City PIN State Code vi. Tele No. Country Code Area Code Tel. No. (1) (2) vii. Fax no. 16Country Code Area Code Fax No. 2. Details of the shipment for (Tick the appropriate) Quarter Please tick the period Date of Submission of post opted shipment details (dd/mm/yy) Jan to March April to June July to September October to December 3. Items Details i. Actual flow of items S. SCOMET ECCN/ or control Type of export license Actual Country of Name of the No. category/sub list no. of foreign obtained from foreign Date of export company(ies) category country by which country(e.g. bulk, export to which license exception exports to be general, open etc.) if has been given to made applicable) (with date of India (if issue) applicable) ii. Details of the items (Actual export) Sl. no. of Items (1 ) (2) (3) 1 SCOMET Category 2 SCOMET Sub‐category Description of export item/s including technical 3 specification CAS no. (in case of chemicals) 4 ITC (HS) Code No. (if 5 available) 6 Product Name Model Number/Partnumber./serial 7 no. (If applicable) 178 Manufacturer 9 Quantity Unit of Quantity (G,KG, or 10 MT) 11 FOB in rupees 12 FOB in USD 13 Other relevant information 14 SB number (export by sea) 15 SB Date 16 AWB number 17 AWB Date Basis of Export made FOB/CIF 18 FOB Value 19 Port of Export 20 Country of export iii. For Software/Technology (Actual exports) (Skip if not applicable) S. No. Basic Product Information 1 2 3 1 Name of the manufacturer//service provider (if applicable) 2 Name of the Importer 3 Name of the Exporter 4 Brand 5 Name of Model/Software/Technology a) Model no./ Part No. (if applicable) b) Class (if applicable) c) Type (if applicable) d) Serial No. (if applicable) e) Version No. (if applicable) 6 Encryption algorithm. (if applicable) 7 Encryption Functionality (if applicable) 8 Value of software/technology 9 Additional Information (if any) 184. Details of New Intermediary/third party involved (if applicable) Name of New Complete Address of New Purpose of export to Intermediary/third party (if Intermediary/third party (Including Pin code Third party applicable) and Telephone no.) * The DGFT need to be informed in advance in case of any new Intermediary/third party is involved. 5. Documents Attached: Sl. No. Name of the document Attached (Yes/No) 1. EUC from foreign subsidiary(ies) of Indian Parent company or foreign parent company / another subsidiary of foreign parent company in appendix 2S(iv) 2. Purchase Order /Service agreement/ Master Service agreement (MSA)/Contract (if amended) 5. Bill of Entry 6. Other relevant documents (If any) Please specify *** 19APPENDIX‐ 2 S (iv) END USE CUM END USER CERTIFICATE IN CASE OF GLOBAL AUTHORIZATION FOR INTRA COMPANY TRANSFER (GAICT) PART 1: PARTIES CONCERNED a) Name of Exporter ___________________________________________ b) Intermediary Name (if any) ____________________________________ c) Intermediary Address (if any) ___________________________________ d) Name of End User _______________________________________ e) End‐User’s Address ___________________________________ f) Zip code________TeleNo. ___________Email____________Fax_________ g) Specific Location where the items will be used (if different from(e)) h) Nature of usual business of the End‐User (e.g. manufacturer or research) _______________________________________________ i) Business relationship with the applicant exporter (foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company _____________________________________________________________ j) How long has your business relationship with the applicant exporter existed? ________________________________________________________ PART 2: ITEMS (goods, software, technology) S. (a) Description of the item(s) (e.g. Name of (b) Quantity/Weight No. Manufacturer/Model/Software/Technology, Class, Type, Serial /Value1 Number) (c) Master Service Agreement / Contract Agreement Number & Date of signature PART 3: DECLARATION 1 20a) The item(s) indicated in PART2 will be used as capital equipment/component/raw material /other use for (Intended End use) b) The item(s) indicated in PART2 are being processed or incorporated in to another product (as detailed in 3a above), for sale to ultimate end users located in ___________ c) Purpose of import by End User (R&D/testing/Calibration/ demo/design/encryption/delivery/validation/import after repair/others, etc). _____________________ d) I/we certify that the above‐mentioned items (as detailed in the referenced purchase order/ master service agreement/other contract agreement) shall not be used for any purpose other than the purpose(s) stated above. e) Further re‐export /re‐transfer of the item including software and technology from the foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company to end users in other countries would be subject to the export control regulations of the country of the foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company. f) I/we certify that the items including software and technology indicated in part 2 is/are to be exported as per the terms and condition of Global Authorization for Intra Company Transfer (GAICT) policy of the Government of India and shall be allowed only to the entities eligible under authorization for GAICT. g) I/we certify that I/we will provide DGFT, Government of India with delivery verification certificate upon its request. h) Post shipment verification of the items at the end users’ site shall be allowed, if required by the Government of India, as may be applicable. In case the above mentioned item(s) include(s) technology, we certify that it will be treated as strictly confidential. i) End Use of the items shall not be changed nor the items modified or replicated without the prior consent of the Government of India (This will be optional in case the ownership/patent of the items is with the foreign parent company). j) I/we shall not myself/our self, or through another, cause the items, or replicas, or derivatives thereof to be re‐exported/re‐transferred/sold without the consent of the licensing authority of the country of the end user, to any party within country of final destination or outside it, unless specifically exempted in the export authorization. k) I/We also certify that the above items and/or replicas thereof will not be used to design, develop, acquire, manufacture, possess, transport, transfer and/or used for chemical, biological, nuclear weapons or for missiles capable of delivering weapons of mass destruction and their delivery system. The items will be used for civil purposes only. l) I/We also certify that I/we are not a party designated under UNSC sanctioned individual/entities/groups and I/we are neither owned nor controlled by a designated party under UNSC individual/entities/groups. 21m) I/we also certify that all the facts contained in this certificate are true and correct to the best of my knowledge and belief and that I/we do not know of any additional facts that are inconsistent with this certificate. Signature: (Signature of authorized signatory) Company stamp/Official seal__________________________ Name: Designation _______________________ Date: ______________________ Address: _____________________ Email: Alternate Email: Tele No.: [To be submitted by foreign subsidiary company or foreign parent company / another subsidiary of foreign parent company on its letterhead indicating full chain of supply in case other subsidiaries are also involved. Any additional page(s) must be signed by the same person who signs this form. 1: For Technology exports, value should be mentioned in Part 2(b) 22