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Date: 2024-02-29 Category: Public Private Partnership in India State: Union Government Country: India

Hiring Transaction Advisor for the proposal of Andhra Pradesh Metro Rail Project

Issued by Ministry of Finance · Department of Economic Affairs

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Executive Summary & Key Takeaways

**Executive Summary** This office memorandum forwards the Record of Discussion from the 18th Meeting of the Approval Committee regarding support under the IIPDF Scheme for the Andhra Pradesh Metro Rail Corporation Limited's Light Metro Rail System in Visakhapatnam, on PPP mode. The meeting was held on February 29th, 2024. The purpose is to consider granting approval for the proposal. **Key Points / Main Content** * **Project Approval and Funding** * The Approval Committee (AC) has unanimously decided to approve funding for hiring of TA (Transaction Advisor) for the development of Light Metro Rail System in Visakhapatnam on PPP mode. * Approved funding for TA expenses under IIPDF Scheme is up to Rs. 5 Cr inclusive of taxes. * Actual disbursement will be the lesser of the approved funding or actual cost quoted by the TA, conditional on meeting milestones and IIPDF Scheme conditions. * **Request for Proposal (RFP) Requirements** * Work already completed by APMRCL must be mentioned upfront in the RFP. * Qualifications of technical and legal experts must be clearly defined in the RFP, including signalling and CBTC expertise. * Additional qualification criteria are to be considered based on the availability of appropriate bidder universe. * **IIPDF Scheme Compliance** * Payment milestones specified under the IIPDF Scheme must be followed. * All conditions of the IIPDF Scheme shall be complied with by APMRCL and the Government of Andhra Pradesh. **Impact Analysis** **APMRCL and Government of Andhra Pradesh** * **Impact**: Responsible for developing the Light Metro Rail System in Visakhapatnam, including issuing the RFP and managing the project under the IIPDF Scheme guidelines. * **Action Required**: Incorporate committee feedback into RFP documents, comply with the milestones, ensure all conditions of the IIPDF scheme are met, and manage the project. **Transaction Advisor (TA)** * **Impact**: Will be responsible for advising on the PPP transaction, with TA costs up to Rs 5 Cr. * **Action Required**: Prepare proposal based on clearly defined qualifications for technical and legal experts, and meet required milestones. **Department of Economic Affairs (DEA), Ministry of Finance** * **Impact**: Provides funding support under the IIPDF Scheme and ensures compliance with the scheme guidelines. * **Action Required**: Oversee the disbursement of funds and monitor compliance with the IIPDF Scheme. **NITI Aayog** * **Impact**: Provides advisory support on the project. * **Action Required**: Ensure that technical experts for the project have sufficient competence to ensure the project's success.

Key Entities Referenced

IIPDF Scheme: Scheme that provides support to infrastructure projects. Visakhapatnam: Location of the Light Metro Rail System project. Andhra Pradesh Metro Rail Corporation Limited: The entity responsible for the development of Light Metro Rail System in Visakhapatnam. Approval Committee: Committee that considers granting approval for support under the IIPDF Scheme. Ministry of Finance: The primary ministry under which the Infrastructure Finance Secretariat and Private Investment Unit (PIU) fall.
Official Source Record View Original Source →
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F. No. 1/5/2024-PIU Government of India Ministry of Finance Department of Economic Affairs Infrastructure Finance Secretariat Infrastructure Support &D evelopment Division Private Investment Unit (PIU) 5 Floor, Jawahar Vyapar Bhawan, Tolstoy Marg, New Delhi Dated xx March 2024 Office Memorandum Record of Discussion of the 18 Meeting of the Approval Committee to consider granting approval for support under the IPDF Scheme to the proposal of Andhra Pradesh Metro Rail Corporation Limited, Government of Andhra Pradesh for Development of Light Metro Rail System in Visakhapatnam on PPP mode -Reg. The undersigned is directed to forward Record of Discussion of the 18 Meeting of the Approval Committee to consider granting approval for support under the IIPDF Scheme to the proposal of Andhra Pradesh Metro Rail Corporation Limited, Government of Andhra Pradesh for development of Light Metro Rail System in Visakhapatnam on PPP mode, held on 29 February 2024 for information and necessary action. This issues with the approval of Competent Authority. 2 (Anmol Waraich) Assistant Director To. i. Shri, Partha Sarathi Reddy, Adviser, NITI Aayog i. Sri. UJM Rao, MD, APMRCL iii. Sr. PPS to JS (1SD) Copy for information: The Chief Secretary, Andhra Pradesh Record of Discussion of the 18h Meeting of the Approval Committee to consider granting approval for support under the IPDF Scheme to theproposal of Andhra Pradesh Motro Rail Corporation Limited, Government of Andhra Pradesh for Development of Light Metro Rail System in Visakhapatnam on PPP mode. The 18 Meeting the Approval Committee (AC) chaired by the Joint Secretary. ISD Division, Department of Economic Affairs (DEA) was held on 29" February 2024 at 1100 hours to consider the proposal of Andhra Pradesh Metro Rail Corporation Limited for Development of Light Metro Rail System in Visakhapatnam on PPP mode. List of participants (attendees) is placed at Annexure - I. 2. Project Overview: A brief overview of the project is provided below: Project Name Development of Light Metro Rail Systen in Misakhapatnam on PPP mode Purpose of Assistance PPP Transaction Advisory (TA) Costs Sector Transport and Logistics (Urban Public Transport) SponsoringAndhra Pradesh Metro Rail Corporation Limited, Project Authority |Govt of Andhra Pradesh Location Misakhapatnam, Andhra Pradesh PPP Mode Envisaged Design Build Finance Operate and Transfer DBFOT Proposed EstimatedRs. 3.304 Cr. inclusive of taxes' TA Costs Payment Milestonel As per lIPDF Scheme Proposed IPDF contribution 100% sought (%) Current Status TA is yet to be onboarded 3. On behalf of the Chair, Director (PlU) welcomed the attendees to the 18 Meeting of the Approval Committee and informed that the project proposal has been received from Andhra Pradesh Metro Rail Corporation Limited, Government of Andhra Pradesh, seeking funding to the tune of Rs. 3.304 Cr inclusive of GST, for development of Light Metro Rail System in Visakhapatnam on PPP mode. Director (PIU) further informed that the proposal has been duly circulated to all members of the Appraisal Committee (AC) and with the permission of the Chair, APMRCL was invited to make a presentation on the proposal. 4. APMRCL stated that the Stale Government of Andhra Pradesh has taken a significant stride in urban transportation by incorporating the Andhra Pradesh Metro Ral Corporation Ltd. The top-priority Visakhapatnam Light Metro Rail Project, spanning 76.9 km with 54 stations across 4 corridors, is set to be swiftly established. In alignment with the Government of India's recommendation, the project will be undertaken on PPP model with VGF support. The approved DPR of the project, reflects an estimated project cost of Rs.14,309 crores with driverless operations, CBTC signalling system, 3rd Rail Power supply and connectivity to the international airport. This initiative marks a pivotal step towards modern, efficient, and sustainable urban public This is the proposed amount without including the cost of rolling, electrical and signalling experts.transportation in the state. The strategic placement of stations underscores the urban mobility commitment to accessibility, efficiency, and cos effectiveness, marking a milestone in the state's urban public transportation evolution. 5. After the presentation, the following points were discussed with the permission of the Chair: The Chair highlighted that a lot of work has already been done by the Authority inter alia financial feasibility and project structuring. Hence, it was recommended that the work already done by the PSA be mentioned upfront in the tender documents so that TA makes an appropriate cost estimation and duplication of work is avoided. i. NITI Aayog highlighted that technical (including signalling and CBTC expertise) and legal experts should have sufficient competency in this sector (Light rail Transit), to ensure success of the project. ii. Regarding additional qualification criteria of the applicant having a minimum average annual turnover from advisory / consultancy services of Rs. 30 crores (Rs. Thirty crore) during the 3 (three) financial years preceding the PDD, DEA informed that the empanelment of TAs has been undertaken considering Rs.50 Cr as the benchmark criteria and hence, there is no requirement of this lower criteria as it is redundant. Further, the other additional eligibility criteria may be considered basis the availability of bidder universe to fulfil such conditionalities. 0v. DEA stated that APMRCL's payment milestones are in deviation from the milestones applicable under lIPDF scheme guidelines. It was further informed that DEA will reimburse PSA as per lIDPF payment milestones. 6. APMRCL tendered the following responses: i. Work already completed would be mentioned in the RFP upfront. i. As recommended by the committee, the scope of work and qualifications of experts is revisited and the rolling, electrical and signalling experts shall be included in the requirements of the TA team and also the qualifications of the technical and legal experts would be clearly defined in the RFP. This may enhance the TA Cost and therefore, it is requested that TA support under the IIPDF Schenme be revised to Rs. 5 Cr. The actual TA cost will be made competitive through market bids. ii. The additional qualification criteria would be revisited to make them more appropriate to the project. iv. Payment milestones under the lIPDF Scheme would be followed. 7. In light of the above, AC unanimously decided to approve funding for hiring of TA for undertaking development of Light Metro Rail System in Visakhapatnam on PPP mode, subject to following: i. Funding for TA expenses under the lIPDF Scheme is approved up to Rs.5 Cr inclusive of taxes. ii. Actual disbursement under the lIPDF Scheme shall be upto maximum of funding approved or actual cost quoted by the TA, whichever is less, subject to accomplishment of milestones and fulfilment of other conditions under the lIPDF Scheme. ii. Qualifications of technical and legal experts would be clearly defined in the RFP. iv. Additional qualifications criteria to be considered basis the availability of appropriate bidder universe.V The payment milestones specified under the PDF Scheme will be followed. vi Work already undertaken by the APMRCL Would be mentioned in the RFP upfront. vii. Allc onditions of the lIPDF Scheme shall be complied to by APMRCL and the Government of Andhra Pradesh. 8. The meeting ended with vote of thanks to the Chair.Annexure -| List of attendees of the 18 Meeling of the Approval Committee to consider granting a SM hp i yrep i sntr tr go eo m va T Rl ira nai f l no Vr s C a iss co au t kirp op hp no ao r par at At i to ndu n v an i msd oLe rr i m (t i Th tee Ad ) I| (P fA oD rP F M u nRS dCc eh L re t) a,m kie G n got o v e dt r eh n ve m elep onr po t m po o efs n a t l A ono fdf h LA ra ign hd tPh r r Ma a d eeP trsr oha ,d Res f aoh ir l on PPP mode, held on 29 February 2024. 1. Department of Economic Affairs, Ministry of Finance 1. Shri Baldeo Purushartha, JS(ISD) - in Chair 2. Ms. Bhumika Verma, Director 3. Ms. Arya Balan Kumari, Joint Director 4. Dr. Kartik Agrawal, DD 5. Shri Dhruv Rohatgi, OSD 6. Ms. Anmol Waraich, AD NITI Aayog 1. Shri Partha Sarathi Reddy, Adviser (PPP) Andhra Pradesh Metro Rail Corporation Limited (APMRCL), Government of Andhra Pradesh I. Sri. UJM Rao, MD, APMRCL 2. KSN RAJU, AGM. Corporate Affairs 3. B. Bhargav, Engineering specialist

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