Home India Central Electricity Regulatory Commission In exercise of powers conferred by Section 178 of the Electr...
Date: 2018-11-26 Category: Extra Ordinary State: Union Government Country: India

In exercise of powers conferred by Section 178 of the Electricity Act

Issued by Central Electricity Regulatory Commission · Not Applicable

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Executive Summary & Key Takeaways

Executive Summary: This document outlines amendments to the Central Electricity Regulatory Commission (CERC) Deviation Settlement Mechanism (DSM) and related matters regulations of 2014. The amendments include changes to the charges for deviations, limits on deviation volume, and computation methods. These regulations take effect on January 1, 2019, or another date as notified by the Commission. Key Points / Main Content: * **Nomenclature and Effective Date:** * These regulations are named the "Central Electricity Regulatory Commission Deviation Settlement Mechanism and related matters Fourth Amendment Regulations, 2018." * The regulations come into effect on January 1, 2019, or another date as notified by the Commission. * **Amendments to Definitions (Regulation 2):** * Adds definition of "Area Clearing Price (ACP)" as the price of a time block electricity contract established on the Power Exchange after market splitting. * Adds definition of "Day Ahead Market (DAM)" as a market where physical delivery of electricity occurs on the next day T1 of the date of transaction T and is governed by the Central Electricity Regulatory Commission Power Market Regulations, 2010. * Substitutes the definition of "Time Block" as defined in the CERC Indian Electricity Grid Code Regulations, 2010 as amended from time to time. * **Amendments to Charges for Deviations (Regulation 5):** * Substitutes the table for "Average Frequency of the time block Hz Charges for Deviation Paise/kWh" with a new table. * Sets a maximum ceiling limit of 800 Paise/kWh applicable for average Daily ACP discovered in the DAM segment of Power Exchange at 50.00 Hz. * Specifies that the National Load Despatch Centre (NLDC) shall act as the Nodal Agency to declare the daily DSM rates. * Revises the proviso regarding deviation charges for generating stations whose tariff is determined by the Commission. * Revises the proviso regarding deviation charges for generating stations irrespective of the fuel source. * Revises the Charge for Deviation corresponding to grid frequency interval of 'below 50.01 Hz and not below 50.0 Hz'. * Revises the Charge for Deviation at grid frequency 'below 49.85 Hz' shall be 800 Paise/KWh. * The Cap rate for the charges for deviation for the generating stations whose tariff is determined by the Commission shall be equal to its energy charges as billed for the previous month. * The linkage of deviation charges to frequency may be reviewed by the Commission, keeping in view the changing power market conditions. * RLNG Rs. 8.24 kWh sent out shall be substituted by RLNG Rs.8.00 kWh sent out. * For billing, the existing timeline of RRS billing and settlement shall be followed for DSM account billing and settlement. * **Amendments to Limits on Deviation Volume (Regulation 7):** * Replaces frequency values in clauses related to deviation limits. * Introduces a new proviso regarding total deviation from schedule in energy terms during a day. * Revises clause 10 of Regulation 7. * Adds clause 11a regarding the additional charge for violation of sign change stipulation. * **Amendments to Annexure I & II:** * Modifies frequency values and references to Cap Rates in Annexure I, IA, II & IIA concerning the computation of deviation charges. Impact Analysis: * **Generating Companies:** * Impact: Changes in deviation charge calculations and limits may affect revenue. The cap rate for deviation charges for generating stations whose tariff is determined by the Commission shall be equal to its energy charges as billed for the previous month. * Action Required: Review and adjust generation schedules to minimize deviations and understand the revised tariff implications. * **Regional Entities (Buyers/Sellers):** * Impact: Modifications to deviation settlement mechanisms and compliance with schedule changes. * Action Required: Implement systems to monitor and manage deviations within revised limits and ensure compliance with sign change requirements. * **Power Exchanges:** * Impact: The definition and usage of Area Clearing Price (ACP) and Day Ahead Market (DAM) in deviation pricing. * Action Required: Adapt market operations to reflect the changes in ACP and DAM definitions and calculations. * **National Load Despatch Centre (NLDC):** * Impact: NLDC will act as the Nodal Agency to declare the daily DSM rates and shall display all relevant information on its website. * Action Required: Prepare to declare the daily DSM rates and display all relevant information on its website. * **Central Electricity Regulatory Commission (CERC):** * Impact: Continued oversight and potential review of the deviation charge linkage to frequency based on market conditions. * Action Required: Monitor the effectiveness of the amendments and be prepared to conduct reviews as necessary.

Key Entities Referenced

Central Electricity Regulatory Commission: Regulatory body that made the regulations to amend the Central Electricity Regulatory Commission Deviation Settlement Mechanism. Electricity Act, 2003: Indian Legislation that confers powers to the Central Electricity Regulatory Commission, under Section 178. Central Electricity Regulatory Commission Deviation Settlement Mechanism and related matters Regulations, 2014: The principal regulations being amended by this notification. Central Electricity Regulatory Commission Deviation Settlement Mechanism and related matters Fourth Amendment Regulations, 2018: Title of the regulations Power Exchange: Refers to the electricity exchange platform, used to determine Area Clearing Price Day Ahead Market: Market segment of power exchange, where physical delivery of electricity occurs on the next day T1 of the date of transaction T CERC Indian Electricity Grid Code Regulations, 2010: Defines time block National Load Despatch Centre: Nodal agency to declare the daily DSM rates and shall display all relevant information on its website.
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jftLVªh laö Mhö ,yö&33004@99 REGD. NO. D. L.-33004/99 vlk/kj.k EXTRAORDINARY Hkkx III—[k.M 4 PART III—Section 4 izkf/dkj ls izdkf'kr PUBLISHED BY AUTHORITY la- 444] ubZ fnYyh] lkseokj] uoEcj 26] 2018@vxzgk;.k 05] 1940 No. 444] NEW DELHI, MONDAY, NOVEMBER 26, 2018/ AGRAHAYANA 05, 1940 dsUæh; fo|qr fofu;ked vk;ksx la'kks/ku ub Z fnYyh] 20 uoEcj] 2018 la-&,y&1@¼132½@2013&dsfofovk.—dUsæh; fo|qr fofu;ked vk;kxs ] fo|qr vf/kfu;e] 2003 dh /kkjk 178 d s v/khu çnÙk 'kfDr;k sa rFkk bl fufeÙk lkeF;dZ kjh lHkh vU; 'kfDr;k sa dk ç;kxs djr s gq, rFkk iow Z çdk'ku d s i'pkr]~ le;≤ ij ;Fkkl'a kkfs/kr] dUsnzh; fo|qr fofu;ked vk;ksx ¼fopyu O;oLFkkiu r=a vkSj lca ) ekey½s fofu;e] 2009 ¼ftl s bld s i“pkr ~ ^eyw fofu;e* dgk x;k gS½ dk l'a kk/s ku dju s d s fy, fuEufyf[kr fofu;e cukrk gS] vFkkZr%~& 1. laf{kIr uke rFkk fVIif.k;ka 1.1 bu fofu;e dk laf{kIr uke dUsnzh; fo|qr fofu;ked vk;ksx (fopyu O;oLFkkiu ra= vkSj lca ) ekey)s (pkSFkk l'a kk/s ku) fofu;e, 2018 gSA 1.2 ; s fofu;e 01.01.2019 dk s ;k bl idz kj dh vU; rkjh[k l]s ftl s vk;kxs iF` kd vf/klpw uk d s ek/;e l s fu/kkfZjr djrk g]S izoÙ` k gkxsa sA 2. ewy fofu;e ds fofu;e 2 dk la'kks/ku: 2.1 fuEufyf[kr mi&[k.M eyw fofu;e d s fofu;e 2 d s [k.M ¼1½ d s mi-[k.M ¼x½ d s ckn tkMs +k tk,xk: “(xd) “{ks= fDy;fjax dher (,lhih)” l svfHkizk; cktkj fo[k.Mu d sckn vFkkZr~ ck/; ikj"sk.k dkWfjMksj ¼dkWfjMksjk½sa d sikj cktkj dk sfoHkkftr djr sg,q fo'k"sk {ks= ¼{ks=ks½a e salHkh oS/k Ø; vkSj foØ; ckfsy;k saij fopkj dju sd sckn ikoj ,Dlptsa ij LFkkfir le; CykWd fo|qr dakVªsDV dh dher gSA” 2.2 fuEufyf[kr mi[k.M eyw fofu;e d s fofu;e 2 [k.M 1 d s mi[k.M ¼N½ d s ckn tkMs k+ tk,xk: “(Nd) “Ms vgsM ekdsZV (Mh,,e)” l svfHkizzk; og cktkj gS tgk afo|qr dh HkkfSrd fMyhojh lOa;ogkj dh rkjh[k (T) d svxy s fnu (T+1) dk s?kfVr gksrh gS vkSj dfsofovk ¼ikoj ekdsZV½ fofu;e 2010 ¼le; le; l s ;Fkkl'akksf/kr½ vk;ksx }kjk ;Fkkvuqeksfnr ikoj ,Dlptsa k sadh fu;ekoyh] mifu;ek sa}kjk vf/k'kkflr gSA” 2.3 eyw fofu;e d s fofu;e ¼2½ d s [k.M ¼1½ d s v/khu mi&[k.M ¼Fk½ dk s fuEukuqlkj fd;k tk,xk :- 6846 GI/2018 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] “(Fk) “Vkbe CykWd” l svfHkizk; le; le; l s;Fkkl'akkfs/kr dfsofovk ¼Hkkjrh; fo|qr fxMz dkMs½ fofu;e 2010 e sa ;Fkk ifjHkkf"kr Vkbe CykWd gSA” 3. ewy fofu;e ds fofu;e 5 ¼fopyuksa ds fy, izHkkj½ dk la'kks/ku: 3.1 eyw fofu;eksa d s fofu;e 5 d s [k.M ¼1½ e sa lkj.kh e as uhp s dk"sBd e sa ukVs lfgr lkj.kh dk s fuEukuqlkj fd;k tk,xk; “ Vkbe CykWd dh vkSlr fÝDosalh (,ptsM) fopyu ds fy, izHkkj (iSls@fdyksokV ?k.Vk) de de ugha 50.05 0.0 50.05 50.04 50-05 ,ptsM ls de ugha ij vkSj 50-00 50.04 50.03 ,ptsM ij p;fur dher dks 'kkfey djrs 50.03 50.02 gq, vo/kkfjr izo.krk tSlk fd bl fofu;e 50.02 50.01 ds uhps uksV esa fn;k x;k gSA ikoj ,Dlpsata ds Ms vMsM ekdsZV [k.M esa 50.01 50.00 irk yxkbZ xbZ izfrfnu ¼lkekU;½ vkSlr ,fj;k fDy;fjax dher 50.00 49.99 49.99 49.98 49.98 49.97 49.97 49.96 49.96 49.95 49.95 49.94 50-00 ,ptsM ls de ugha ij irk yxkbZ 49.94 49.93 dher vkSj 49-85 ,ptsM ls de ij dher 49.93 49.92 dks 'kkfey djrs gq, vo/kkfjr izo.krk tSlk 49.92 49.91 fd bl fofu;e ds uhps uksV esa fn;k x;k 49.91 49.90 gSA 49.90 49.89 49.89 49.88 49.88 49.87 49.87 49.86 49.86 49.85 49.85 800.00 uksV:- i. fopyu O;oLFkkiu ra= nj oDsVj 50 ,ptMs ij ¼ifzrfnu lkekU; vkSlr ,ihlh½] 49-85 ,ptMs dh fÝDosalh ¼8 #i; sifzr ;fwuV½ vkSj izfrfnu vk/kkj ij 50-05 ,ptMs ¼thjk½s ij p;fur dher IokbVa 'kkfey djr sg,q vo/kkfjr xfr'khy izo.krk gksxhA ii. 50-00 ,ptMs ij ikoj ,Dlpsat d sMh,,e [k.M e sairk yxkb Zxb ZvkSlr izfrfnu ,lhih d sfy, ykx wvf/kdre lhek 800 iSl@s fdyksokV ?k.Vk gkxshA iii. iRz;ds 0-01,ptMs dne d sfy, fopyu d sfy, iHzkkj ^^50-05 ,ptMs l sde ugh*a* ij vkSj 50-05&50-00 ,ptMs dh fÝDosalh jtsa es a¼50-00 ,ptMs e sap;fur dher½ vkSj ^^50-00 e sap;fur dher** 'kkfey djr sg,q vo/kkfjr izo.krk d sfy, vkSj ^^49-85 ,ptMs l sde** rd ^^50 ,ptMs l sde** fÝDosalh jsta esa ^^49-85 ,ptMs l sde** ij dher dk s'kkfey djr sg,q vo/kkfjr izo.krk d slerYq; gkxsasA iv. ifzrfnu vk/kkj ij Åtk Z'krksaZ e sa80 ifzr'kr ;k vf/kd d scktkj 'ks;j oky sikoj ,Dlptsa d sifzrfnu lkekU; vkSlr ,lhih Mh,l,e dher oDsVj e safyfadax d sfy, fopkjkFk Zfy;k tk,xkA ;fn 80 ifzr'kr ;k vf/kd d scktkj 'k;sj okyk dkbsZ ,dek= ikoj ,Dlptsa ugha gS rk sHkkfjr vkSlr MvsgMs dher Mh,l,e dher e safyfadxa d sfy, i;zqDr dh tk,xhA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3 v. MvsgMs cktkj e sa¼fdlh ikj"sk.k iHzkkj vkSj ikj"sk.k gkfu;k sads vfrfjDr½ es aizfrfnu lkekU; vkSlr ,fj;k fDy;fjxa dher 50 ,ptMs e sacktkj lca) Mh,l,e dher d sfy, vk/kkj d s:Ik e sai;zqDr dh tk,xh % c'kr saZfd ,d o"k Zd svnaj mDr ra= dh leh{kk ij vk/kkfjr ;k bl idz kj dh le; vof/k e satSlk vk;ksx }kjk fu.k;Z fd;k tkrk gS] ;fn vk;ksx lar"qV gS fd cktkj fLFkfr;k acktkj lca) Mh,l,e d sfy, vk/kkj dh vueqfr nsrh gS rk sdher MvsgMs cktkj e sale; CYkkWdokj ,lhih }kjk ;k tc okLrfod le; cktkj bl idz kj dh vkof/kdrk dh ,lhih ;k ,lhih }kjk vkjHak fd;k tkrk gS] ftl svk;ksx }kjk mfpr le>k tkrk gSA vi. fn, x, fnu ij dkb ZO;kikj u gkus sd sdkj.k ifzrfnu lkekU; vkSlr ,lhih dh xSj miyC/krk d sekey se asvfare miyC/k fnol d sifzrfnu lkekU; vkSlr ,lhih Mh,l,e iHzkkj dk svo/kkfjr dju sd sfy, fopkj fd;k tk,A vii. fopyu dher utnhdh nk sMslhey LFkkuk saij iwjh dh tk,xhA viii. mDr lkj.kh e asfofufn"ZV Mh,l,e dher oDsVj d sfy, n"`Vkar vucq/ak-I d s:Ik e safn;k x;k gSA ix. jk"Vªh; Hkkj i"zsk.k dUsn zifzrfnu Mh,le njk sadk s?kksf"kr dju sd sfy, ukMsy ,tlsah d s:Ik e sadk; Zdjxsk vkSj bldh ocsklkbV ij lHkh lxar lpwuk inzf'kZr djxskA 3.2 eyw fofu;e d s fofu;e 5 d s [k.M (1) d s ijUrdq (i) fuEufyf[kr l s izfrLFkkfir fd;k tk,xk: (i) mRiknu dUsnzk sads fy, fopyu gsr qiHzkkj ftudk VSfjQ vk;ksx }kjk vo/kkfjr gS] tc okLrfod var%{kis.k vuqlwfpr mRiknu l smPprj ;k de g Srk seyw fofu;e d s[k.M ¼3½ e safofufn"ZV i)fr d svuqlkj dSi nj l svf/kd ugh agkxskA 3.3 eyw fofu;e d s fofu;e 5 d s [k.M ¼1½ d s ijUrdq (ii) dk s fuEufyf[kr }kjk ifzrLFkkfir fd;k tk,xk: “(ii) b/Zaku lzksrk sadk /;ku fd, fcuk mDr ¼1½ d sv/khu doj fd, x, l sfHkUu tc okLrfod vra%{kis.k vuqlfwpr mRiknu l smPprj ;k de gS] mRiknu dUsnzks ad sfy, fopyu gsr qiHzkkj 303-04 iSl@s fdyksokV ?k.Vk dh dSi nj l s vf/kd ugh agksxk” 3.4 eyw fofu;e d s fofu;e 5 d s [k.M ¼2½ d s mi[k.M ¼[k½ dk s fuEufyf[kr }kjk izfrLFkkfir fd;k tk,xk: "([k) 50-01 ,ptMs l suhp svkSj 50-0 ,ptMs l sde ugh*a* d sfxMz fÝDosalh varjky d srnu:q ih fopyu d sfy, iHzkkj ikoj ,Dlptsa d sMvsgMs cktkj {ks= es airk yxkb Zxb Zifzrfnu vkSlr ,fj;k fDy;fjax dher gkxshA ifzrfnu vk/kkj ij Åtk Z'krksaZ e sa80 ifzr'kr ;k vf/kd dk cktkj 'k;sj oky sikoj ,Dlptas dh ifzrfnu lkekU; vkSlr ,lhih Mh,l,e dher e safyfadxa d sfy, i;zqDr dh tk,xhA ;fn ,d Hkh ikoj ,Dlptsa d sikl 80 ifzr'kr ;k vf/kd dk cktkj 'k;sj ugh agS] rk sHkkfjr vkSlr izfrfnu lkekU; vkSlr ,lhih ij fopkj fd;k tk,xkA " 3.5 eyw fofu;e d s fofu;e 5 d s [k.M ¼2½ d s mi[k.M ¼x½ e as ^^49-70 ,ptMs l s de** 'kCnk sa dk s ^^49-85 tMs l s de** 'kCnk sa l s ifzrLFkkfir fd;k tk,xkA" 3.6 eyw fofu;e d s fofu;e 5 d s [k.M ¼2½ d s mi[k.M ¼?k½ dk s fuEufy[kfr }kjk izfrLFkkfir fd;k tk,xk; "(?k) ^^49-85 ,ptMs l sde** fxMz fÝDosalh ij fopyu d sfy, iHzkkj 800 iSlk@fdyksokV ?k.Vk gkxskA” 3.7 eyw fofu;e d s fofu;e 5 d s [k.M ¼3½ dk s fuEufyf[kr }kjk izfrLFkkfir fd;k tk,xk: “(3) mRiknu dUsnzksa d sfy, fopyu gsr qiHzkkjk sad sfy, dSi nj ftldk VSfjQ vk;kxs }kjk vo/kkfjr gS iwoZorh Zekg d sfy, fd, x, fcy d svuqlkj bld sÅtk ZiHzkkjk sad scjkcj gkxskA” 3.8 eyw fofu;e d s fofu;e 5 d s [k.M ¼4½ dk s fuEufyf[kr }kjk izfrLFkkfir fd;k tk,xk: “(4) fÝDosalh d sfy, fopyu iHzkkjk sadk fyda ts dk sifjofrZr fo|qr cktkj fLFkfr;ksa dks /;ku esa j[kr sg,q vk;ksx }kjk fyda ts dh leh{kk dh tk,A” 3.9 eyw fofu;e d s fofu;e 5 ds [k.M ¼5½ e sa ^^Hkts s x, vkj,y,uth 8-24 #i;@s fdyksokV ?k.Vk** 'kCnksa dks ^^Hkts s x, vkj,y,uth 8-00 #i;@s fdyksokV ?k.Vk** l s izfrLFkkfir fd;k tk,xkA 3.10 fuEufyf[kr [k.M dk s eyw fofu;e d s fofu;e 5 d s [k.M ¼6½ d s ckn tkMs k+ tk,xk: “(7) fcfyxa d sfy, vkjvkj,,l dh fcfyxa vkSj fuiVku d sfy, ekStnwk Vkbe ykbu dk Mh,l,e [kkrk sadh fcfyxa vkSj fuiVku d sfy, viuk;k tk,xkA Mh,l,e [kkrk sadh fdlh iow ZiHzkkoh iuqjh{k.k dh bu fofu;ek sad s v/khu vuKqs; gkxskA”4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] 4. ewy fofu;e ds fofu;e 7 ¼fopyu ek=k dh lhek,a vkSj lhekvksa ds mYya?ku ds ifj.kke½ dk la'kks/ku: 4.1 eyw fofu;e d s fofu;e 7 d s [k.M ¼1½ e sa ^^49-70 ,ptMs vkSj vf/kd rFkk 50-10 ,ptMs l s de* 'kCnks a dk*s* ^^49-85 ,ptMs vkSj vf/kd rFkk 50-05 ,ptMs l s de** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 4.2 eyw fofu;e d s fofu;e 7 d s [k.M ¼1½ d s iFz ke ijUrdq e sa ^^49-70 ,ptMs vkSj vf/kd rFkk 50-10 ,ptMs l s de* 'kCnk sa dk*s* ^^49-85 ,ptMs vkSj vf/kd rFkk 50-05 ,ptMs l s de** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 4.3 eyw fofu;e d s fofu;e 7 d s [k.M ¼1½ d s f}rh; ijUrdq e]sa ^^46-70 ,ptMs l s de** 'kCnksa dk s ^^49-85 ,ptMs l s de** 'kCnksa l s izfrLFkkfir fd;k tk,xk vkSj ^^50-10 ,ptMs vkSj vf/kd** 'kCnks a dk s ^^50-05 ,ptMs vkSj vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 4.4 eyw fofu;e d s fofu;e 7 d s [k.M ¼1½ d s ekStnw k ijUrdq d s ckn ,d u;k ijUrdq fuEukuqlkj tkMs k+ tk,xk: “c'kr sZ;g fd ml rkjh[k] tk s,d o"k Zl siwo Zugh]a ftl svk;ksx }kjk vf/klfwpr fd;k tkrk gS] fnu d snkSjku Åtk Z 'krksaZ e savuqlpwh l sdyq fopyu vkgfjfr bdkb;k sads fy, dyq vuqlwph ds 3 izfr'kr l svf/kd ugh agkxsh vkSj mRikndk sad sfy, 1 ifzr'kr rFkk ifzrns;@izkI; Mh,le,e izfrfnu vk/kkj d s20 izfr'kr d svfrfjDr iHzkkj mDr mYy?aku d sekey se asykx wgksxkA” 4.5 eyw fofu;e d s fofu;e 7 d s [k.M ¼2½ e sa ^^49-70 ,ptMs ;k vf/kd vkSj 50-10 ,ptMs l s de** dk s 'kCnk sa dk s **49- 85 ,ptMs ;k vf/kd vkSj 50-05 ,ptMs l s de** 'kCnk sa l s izfrLFkkfir fd;k tk,xkA 4.6 eyw fofu;e d s fofu;e 7 d s [k.M ¼2½ d s mi[k.M ¼[k½ e sa ijUrdq (i) e]sa ^^49-70 ,ptMs ;k vf/kd vkSj 50-10 ,ptMs l s de** 'kCnk sa dk s ^^49-85 ,ptMs ;k vf/kd vkSj 50-05 ,ptMs l s de** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 4.7 eyw fofu;e d s fofu;e 7 d s [k.M ¼2½ d s mi[k.M ¼[k½ e sa ijUrdq (iii) e]sa ^^49-70 ,ptMs l s de** 'kCnks a dk s ^^49- 85 ,ptMs l s de** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xk vkSj ^^50-10 ,ptMs vkSj vf/kd** 'kCnk sa dk s ^^50-05 ,ptMs vkSj vf/kd** 'kCnk sa l s ifzrLFkkfir fd;k tk,xkA 4.8 eyw fofu;e d s fofu;e 7 d s [k.M ¼2½ d s mi[k.M ¼[k½ e sa ijUrdq (v) e]sa ^^49-70 ,ptMs vkSj vf/kd** 'kCnk sa dk s ^^49-85 ,ptMs vkSj vf/kd** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 4.9 eyw fofu;e d s fofu;e 7 d s [k.M ¼3½ e sa ^^49-70 ,ptMs vkSj vf/kd** 'kCnk sa dks ^^49-85 ,ptMs vkSj vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 4.10 eyw fofu;e d s fofu;e 7 d s [k.M ¼3½ e sa ijUrdq (i) e sa ^^49-70 ,ptMs vkSj vf/kd** 'kCnk sa dk s ^^49-85 ,ptMs vkSj vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 4.11 eyw fofu;e d s fofu;e 7 d s [k.M ¼3½ e sa lkj.kh-II e sa ^^303-04 iSl@s fdyksokV ?k.V s d s fy, dSi nj** 'kCnks a dk s tgk a dgh a o s nf`"Vxkps j gksr s gS]a ^^iwoZorh Z ekg d s fy, fcy d s :Ik e sa Åtk Z iHz kkjk sa d s lerYq ; dSi nj** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 4.12 eyw fofu;e d s fofu;e 7 d s [k.M ¼4½ e sa ^^50-10 ,ptMs vkSj vf/kd** vkSj 'kCnks a dk s ^^50-05 ,ptMs vkSj vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 4.13 eyw fofu;e d s fofu;e 7 d s [k.M ¼6½ e]sa ^^bl fofu;e d s [k.M ¼8½ e sa fofufn"ZV i)fr d s vuqlkj 49-70 ,ptMs l s de dh fxMz fÝDosalh d s rnu:q ih 824-04 iSl@s fdykos kV ?k.Vk d s fopyu d s fy, iHz kkj d s 100 ifzr'kr d s lerYq ; gkxs k** 'kCnk sa dk s ^^bl fofu;e d s [k.M ¼8½ e sa fofufn"ZV i)fr d s vuqlkj 49-85 ,ptMs l s de vkSj og ^49-85 ,ptMs l s de* dh fxzM fÝDosalh d s rnu:q ih 800 iSl@s fdyksokV ?k.Vk ds fopyu d s fy, iHz kkj d s 100 ifzr'kr d s lerqY; gksxk** 'kCnksa }kjk izfrLFkkfir fd;k tk,xkA 4.14 eyw fofu;e d s fofu;e 7 d s [k.M ¼6½ d s ijUrdq e]sa ^^49-70 ,ptMs l s de** 'kCnks a dk s ^^49-85 ,ptMs l s de** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xk vkSj ^^303-04 iSl@s fdyksokV ?k.Vk d s fy, diS nj** 'kCnk sa dk s ^^iwoZorh Z ekg d s fy, fcy d s :Ik es a Åtk Z iHz kkjk sa d s lerYq ; dSi nj** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 4.15 eyw fofu;e ds fofu;e 7 d s [k.M ¼7½] ^^49-70 ,ptMs vkSj vf/kd** 'kCnk sa dk s ^^49-85 ,ptMs vkSj vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 4.16 eyw fofu;e d s fofu;e 7 d s [k.M ¼8½] ^^49-70 ,ptMs l s de** 'kCnk sa dk s ^^49-85 ,ptMs l s de** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 5 4.17 eyw fofu;e d s fofu;e 7 d s [k.M ¼8½ d s ijUrdq e]sa ^^49-70 ,ptMs l s de** 'kCnks a dk s ^^49-85 ,ptMs l s de** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 4.18 eyw fofu;e d s fofu;e 7 d s [k.M ¼9½ e]sa ^^49-70 ,ptMs vkSj vf/kd** 'kCnk sa dk s ^^49-85 ,ptMs vkSj vf/kd** 'kCnks a }kjk izfrLFkkfir fd;k tk,xkA 4.19 eyw fofu;e d s fofu;e 7 d s [k.M ¼10½ dk s fuEukuqlkj ifzrLFkfkir fd;k tk,xk: “fdlh izknfs'kd dia uh ¼Øsrk ;k foØsrk½ }kjk ,d fn'kk e sa ¼ldkjkRed ;k udkjkRed½ vuqlpw h l s lrr fopyu dh fLFkfr e]sa bl idz kj dh izknsf'kd dia uh dk s iRz ;ds 6 VkbeCYkkWd d s ckn de l s de ,d ckj ifjofrZr vuqlpw h l s mud s fopyu dk fpUg cukuk gkxs kA n"`Vkar d s fy, ;fn ,d izknfs'kd dia uh d s ikl 07-30 ?k.Vk sa l s 09-00 ?k.Vk sa dh vuqlpw h l s ldkjkRed fopyu gS rk s vuqlpw h l s bld s fopyu dk fpUg lkro sa VkbeCykWd e sa vFkkZr ~ ldkjkRed] l s udkjkRed ;k udkjkRed ls ldkjkRed tSlh Hkh fLFkfr gk]s 9-00 ?k.Vks a l s 9-15 ?k.Vk sa es a ifjofrZr gk s tk,xkA” c'kr sZfd bl [k.M d sv/khu vi{skk dk mYy?aku l sifzrns;@izkI; tSlh Hkh fLFkfr gk sifzrfnu csl Mh,l,e ij 20 ifzr'kr dk vfrfjDr vf/kHkkj gkxskA 4.20 fuEufyf[kr [k.M dk s eyw fofu;e d s fofu;e 7 d s [k.M ¼11½ d s ckn tkMs +k tk,xk: “(11d) fpUg ifjoruZ vucq/ak d smYy?aku d sfy, vfrfjDr iHzkkj fnu d snkSjku bl idz kj d siRz;ds mYy?aku d s fy, mnx~gz.kh; gkxskA n"`Vkar d sfy,] fpUg d sifjoruZ iRz;ds 6 Vkbe CykdW d sckn de l sde ,d ckj fd;k tkuk pkfg,A rnuqlkj Vkbe CykWd Vh1 l svkjHak gksus okyh diauh dks Vkbe CykWd Vh6 d sckn fpUg ifjofrZr djuk pkfg,A ;fn fpUg ifjoruZ Vkbe CykWd Vhe6 ds ckn rRdky ugh agksrk yfsdu Vh7 VkbeCykWd l sVkbe CykWd Vh12 rd LFkku y sysrk gS rk svfrfjDr vf/kHkkj ,d mYy?aku d slerYq; mn~x.zkh; gkxskA ;fn fpUg ifjoruZ Vkbe CykWd Vh12 d sckn rRdky ugh agksrk yfsdu VkbeCykWd Vh13 l sVkbe CykWd18 rd LFkku y sysrk gS rks vfrfjDr vf/kHkkj nk s mYy?akuk sad slerYq; mn~xgz.kh; gkxskA c'kr sZfd ikMsats sd sfcuk fjoj ifj;kts ukvk sad sekey se]sa fpUg ifjoruZ vi{skk d svuiqkyu e savlQyrk d sfy, vfrfjDr iHzkkj dk Hkxqrku bl idz kj dh rkjh[k l sykx wgkxsk ftl svk;kxs }kjk vf/klfwpr fd;k tkrk gSA rFkkfi] bl idz kj d smRikndk sal sfpUg ifjoruZ vi{skk d svuiqkyu vifs{kr gkxsk vkSj vi{skk d sxSj vuiqkyu d sfy, dkj.kk sadk sikslkds k sadk sfjiksV Zdjuk visf{kr gkxskA 5. ewy fofu;e ds vuqca/k-I ¼Øsrk@foØsrk [uohdj.kh; le`) jkT; ds vfrfjDr] }kjk vf/kd vkgj.k@de var%{ksi.k ds fy, fofufnZ"V ek=k] lhekvkas ds mYya?ku ds fy, izR;sd izknsf'kd daifu;ksa ds fy, fopyu ds izHkkjksa dh lax.kuk ds fy, i)fr;ka½ dk la'kks/ku: 5.1 eyw fofu;e d s vucq /a k-I d s [k.M 1 e]sa ^^49-70 ,ptMs vkSj vf/kd** 'kCnk sa dk s ^^49-85 ,ptMs vkSj vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 5.2 eyw fofu;e d s vucq /a k-I d s [k.M 1¼[k½¼iii½ e]sa n"`Vkar [k ds v/khu ukVs e sa ^^49-70 ,ptMs vkSj vf/kd** 'kCnk sa dk s ^^49-85 ,ptMs vkSj vf/kd** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 5.3 eyw fofu;e d s vucq /a k-I d s [k.M 1¼[k½¼iii½ e]sa n"`Vkar [k d s v/khu ukVs e sa ^^303-04 iSl@s fdyksokV ?k.V s d s fopyu d s fy, diS nj** 'kCnk sa dk s ^^iwoZorh Z ekg d s fy, fcy d s :Ik e sa Åtk Z iHz kkjk sa d s lerYq ; dSi nj** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 5.4 eyw fofu;e d s vucq /a k-I d s [k.M 2 e]sa ^^49-70 ,ptMs l s de** 'kCnk sa dk s ^^49-85 ,ptMs l s de** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 5.5 eyw fofu;e d s vucq /a k-I d s [k.M 2 e]sa ^^824-04 iSl@s fdyksokV ?k.Vk** 'kCnks a dks ^^800-00 iSl@s fdyksokV ?k.Vk** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 5.6 eyw fofu;e d s vucq /a k-I d s [k.M 2 e]sa ^^303-04 iSl@s fdyksokV ?k.Vk d s fopyuk sa d s fy, diS nj** 'kCnksa dk s ^^bu fofu;eks a d s [k.M 5¼3½ e sa ;Fkkfofufn"ZV dSi nj** 'kCnk sa }kjk izfrLFkfkir fd;k tk,xkA 5.7 eyw fofu;e d s vucq /a k-I d s [k.M 2 d s v/khu ukVs e]sa ^^49-70 ,ptMs l s de** 'kCnk sa dk s ^^49-85 ,ptMs l s de** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 6. ewy fofu;e ds vuqca/k-I-d ¼vf/kd vkgj.k@de var%{ksi.k½ ds fy, fofufnZ"V ek=kvksa lhekvksa ds mYya?ku ds fy, uohdj.kh; le`) jkT;ksa ds fy, ykxw fopyu ds izHkkjksa dh lax.kuk ds fy, i)fr;ka½ dk la'kks/ku:6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] 6.1 eyw fofu;e d s vucq /a k-I-d d s [k.M 2 e]sa ^^49-70 ,ptMs vkSj vf/kd** 'kCnks a dk s ^^49-85 ,ptMs vkSj vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 6.2 eyw fofu;e d s vucq /a k-I-d d s [k.M 2 e]sa ^^824-04 iSl@s fdyksokV ?k.Vk** 'kCnk sa dk s ^^800-00 iSl@s fdyksokV ?k.Vk** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA 7. ewy fofu;e ds vuqca/k-II ¼Øsrk@foØsrk [uohdj.kh; le`) jkT; ds vfrfjDr] }kjk vf/kd vkgj.k@de var%{ksi.k ds fy, fofufnZ"V ek=k] lhekvkas ds mYya?ku ds fy, izR;sd izknsf'kd daifu;ksa ds fy, fopyu ds izHkkjksa dh lax.kuk ds fy, i)fr;ka½ dk la'kks/ku: 7.1 eyw fofu;e d s vucq /a k-II d s [k.M x e sa ^^50-10 ,ptMs ;k vf/kd** 'kCnk sa dk s ^^50-05 ,ptMs ;k vf/kd** 'kCnk sa }kjk ifzrLFkkfir fd;k tk,xkA 8. ewy fofu;e ds vuqca/k-II-d ¼vf/kd vkgj.k@de var%{ksi.k½ ds fy, fofufnZ"V ek=k lhekvksa dks ikj djus ds fy, uohdj.kh; le`) jkT;ksa ds fy, ykxw fopyu ds izHkkjksa dh lax.kuk ds fy, i)fr;ka½ dk la'kks/ku: 8.1 eyw fofu;e d s vucq /a k-II-d d s [k.M x e]sa ^^50-10 ,ptMs ;k vf/kd** 'kCnk sa dk s ^^50-05 ,ptMs ;k vf/kd** 'kCnk sa }kjk izfrLFkkfir fd;k tk,xkA lukts deq kj >k] lfpo [foKkiu-III /4/ vlk-/364/18] fVIi.k : dUsæh; fo|qr fofu;ked vk;kxs ¼fopyu O;oLFkkiu ra= vkSj lca ) ekey½s fofu;e] 2014 Hkkjr d s jkti= ¼vlk/kkj.k½ Hkkx III] [k.M 4] l[a ;k 06 e sa rkjh[k 07-01-2014 dk s idz kf'kr fd, x, rFkk l'a kksf/kr fd, x, & (d) 'kfq)i= tk s rkjh[k 17-02-2014 dk s Hkkjr d s jkti= ¼vlk/kkj.k½ d s Hkkx III] [k.M 4] l[a ;k 57 e sa idz kf'kr fd, x,A ([k) iFz ke l'a kk/s ku fofu;e] 2014 tk s rkjh[k 31-12-2014 dk s Hkkjr d s jkti= ¼vlk/kkj.k½ Hkkx&III] [k.M 4] l[a ;k 381 e sa idz kf'kr fd, x,A (x) f}rh; l'a kk/s ku fofu;e] 2015 tk s rkjh[k 10-08-2015 dk s Hkkjr d s jkti= ¼vlk/kkj.k½ Hkkx&III] [k.M 4] Øe l[a ;k 272 e sa idz kf'kr fd, x,A (?k) r`rh; l'a kk/s ku fofu;e] 2016 tk s rkjh[k 16-05-2016 dk s Hkkjr d s jkti= ¼vlk/kkj.k½ Hkkx&III] [k.M 4] l[a ;k 201 idz kf'kr fd, x,A vuqca/k-I [k.M 3-1 d s v/khu lpw h e sa fufn"ZV Mh,l,e dher oDs Vj dk n"`Vkar Vkbe CykWd dh vkSlr fÝDosalh (,ptMs ) fopyu ds fy, izHkkj (iSls@fdyksokV de de ugha ?k.Vk) 50.05 0.00 50.05 50.04 1xih/5 50.04 50.03 2xih/5 50.03 50.02 3xih/5 50.02 50.01 4xih/5 50.01 50.00 ih 50.00 49.99 50.00+15xih/16 49.99 49.98 100.00+14xih/16 49.98 49.97 150.00+13xih/16 49.97 49.96 200.00+12xih/16 49.96 49.95 250.00+11xih/16 49.95 49.94 300.00+10xih/16 49.94 49.93 350.00+9xih/16¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 7 49.93 49.92 400.00+8xih/16 49.92 49.91 450.00+7xih/16 49.91 49.90 500.00+6xih/16 49.90 49.89 550.00+5xih/16 49.89 49.88 600.00+4xih/16 49.88 49.87 650.00+3xih/16 49.87 49.86 700.00+2xih/16 49.86 49.85 750.00+1xih/16 49.85 800.00 tgk a ih ikoj ,Dlptsa d s Mvs gMs ekdVsZ {ks= e sa irk yxkb Z xbZ iSl s ifzr fdyksokV ?k.V s vkSlr ,fj;k fDy;fjax dher gSA CENTRAL ELECTRICITY REGULATORY COMMISSION AMENDMENT New Delhi, the 20th November, 2018 No. L-1/132/2013-CERC.– In exercise of powers conferred by Section 178 of the Electricity Act, 2003 and all other powers enabling it in this behalf and after previous publication, the Central Electricity Regulatory Commission, hereby makes the following regulations, to amend the Central Electricity Regulatory Commission (Deviation Settlement Mechanism and related matters) Regulations, 2014 (hereinafter referred to as the "Principal Regulations") namely:- 3. Short Title and Comments 3.1 These regulations may be called the Central Electricity Regulatory Commission (Deviation Settlement Mechanism and related matters) (Fourth Amendment) Regulations, 2018. 3.2 These regulations shall come into force with effect from 01.01.2019 or on such other date as the Commission may appoint (through separate notification). 4. Amendment to Regulation 2 of the Principal Regulations: 2.1 A new sub-clause shall be added after sub-clause (c) of clause (1) of Regulation 2 of the Principal Regulations, as under :- “(ca) “Area Clearing Price (ACP)” means the price of a time block electricity contract established on the Power Exchange after considering all valid purchase and sale bids in particular area(s) after market splitting, i.e. dividing the market across constrained transmission corridor(s).” 2.2 A new sub-clause shall be added after sub-clause (g) of clause (1) of Regulation 2 of the Principal Regulations, as under :- “(ga) “Day Ahead Market (DAM)” means a market where physical delivery of electricity occurs on the next day (T+1) of the date of transaction (T) and is governed by the Central Electricity Regulatory Commission (Power Market) Regulations, 2010 (as amended from time to time), the Rules and Bye- Laws of the Power Exchanges as approved by the Commission.” 2.3 Sub-clause (q) under clause (1) of Regulation (2) of the Principal Regulations shall be substituted as under :- “(q) “Time Block” means the time block as defined in the CERC (Indian Electricity Grid Code) Regulations, 2010 as amended from time to time” 3. Amendment of Regulation 5 (Charges for Deviations) of the Principal Regulations: 3.1 The table along with the note in parenthesis below the table in clause (1) of Regulation 5 of the Principal Regulations shall be substituted as under :- “ Average Frequency of the time block (Hz) Charges for Deviation (Paise/kWh) Below Not Below 50.05 0.08 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] 50.05 50.04 Slope determined by joining the price at 50.04 50.03 Not Below 50.05 Hz and identified price at 50.00 Hz, and as detailed in the note 50.03 50.02 below this Regulation 50.02 50.01 Daily (simple) average Area Clearing 50.01 50.00 Price discovered in the Day Ahead Market segment of power exchange 50.00 49.99 49.99 49.98 49.98 49.97 49.97 49.96 49.96 49.95 49.95 49.94 49.94 49.93 Slope determined by joining the price identified at 50.00 Hz and price at below 49.93 49.92 49.85 Hz, and as detailed in the note 49.92 49.91 below this Regulation 49.91 49.90 49.90 49.89 49.89 49.88 49.88 49.87 49.87 49.86 49.86 49.85 49.85 800.00 Note:- i. The Deviation Settlement Mechanism (DSM) rate vector will have a dynamic slope determined by joining the identified price points at 50 Hz. (daily simple average ACP), frequency of 49.85 Hz (Rs. 8 per unit) and 50.05 Hz (zero) on a daily basis. ii. The maximum ceiling limit applicable for average Daily ACP discovered in the DAM segment of Power Exchange at 50.00 Hz shall be 800 Paise/kWh. iii. Charges for deviation for each 0.01 Hz step shall be equivalent to the Slope determined by joining the price at 'Not below 50.05 Hz' and 'identified price at 50.00 Hz' in the frequency range of 50.05-50.00 Hz, and to the Slope determined by joining the 'price identified at 50.00 Hz' and price at 'below 49.85 Hz' in frequency range 'below 50 Hz' to 'below 49.85 Hz'. iv. The daily simple average ACP of the Power Exchange having a market share of 80% or more in energy terms on a daily basis shall be taken into consideration for linking to the DSM price vector. If no single Power Exchange is having a market share of 80% or more, the weighted average day-ahead price shall be used for linking to the DSM price. v. Daily simple average Area Clearing Prices (ACP) in the day-ahead market (exclusive of any transmission charges and transmission losses) shall be used as the basis for market linked DSM price at 50 Hz.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 9 Provided that based on a review of the above mechanism within one year or in such time period as may be decided by the Commission, if the Commission is satisfied that the market conditions permit, the basis for market linked DSM price shall be substituted, by the time-block-wise ACP in the day ahead market or as and when the real time market is introduced, by the hourly ACP or the ACP of such periodicity as may be considered appropriate by the Commission. vi. In case of non-availability of daily simple average ACP due to no-trade on a given day, daily simple average ACP of the last available day shall be considered for determining the DSM charge. vii. Deviation price shall be rounded off to nearest two decimal places. viii. An illustration to the DSM price vector specified in table above, is provided as Annexure-I ix. The National Load Despatch Centre (NLDC) shall act as the Nodal Agency to declare the daily DSM rates and shall display all relevant information on its website.” 3.2 Proviso (i) to clause (1) of Regulation 5 of the Principal Regulations shall be substituted as under :- (i) the charges for the deviation for the generating stations whose tariff is determined by the Commission, when actual injection is higher or lower than the scheduled generation, shall not exceed the Cap Rate as per the methodology specified in clause (3) of Regulation 5 of the Principal Regulations. 3.3 Proviso (ii) to clause (1) of Regulation 5 of the Principal Regulations shall be substituted as under :- “(ii) the charges for the deviation for the generating stations other than those covered under proviso (i) of this Regulation, irrespective of the fuel source, when actual injection is higher or lower than the scheduled generation, shall not exceed the Cap Rate of 303.04 Paise/kWh.” 3.4 Sub-clause (b) of clause (2) of Regulations 5 of the Principal Regulations shall be substituted as under :- "(b) The Charge for Deviation corresponding to grid frequency interval of 'below 50.01 Hz and not below 50.0 Hz' shall be daily average Area Clearing Price discovered in the Day-Ahead Market (DAM) segment of Power Exchange. The daily simple average ACP of the Power Exchange having a market share of 80% or more in energy terms on a daily basis shall be used for linking to the DSM price. If no single Power Exchange is having a market share of 80% or more, the weighted average daily simple average ACP shall be considered". 3.5 In sub-clause (c) of clause (2) of Regulation 5 of the Principal Regulations, the words "below 49.70 Hz" shall be substituted by the words "below 49.85 Hz". 3.6 Sub-clause (d) of clause (2) of Regulation 5 of the Principal Regulations shall be substituted as under :- "(d) The Charge for Deviation at grid frequency 'below 49.85 Hz' shall be 800 Paise/KWh." 3.7 Clause (3) of Regulation 5 of the Principal Regulations shall be substituted as under :- “(3) The Cap rate for the charges for deviation for the generating stations whose tariff is determined by the Commission shall be equal to its energy charges as billed for the previous month: Provided that no retrospective revision of DSM account shall be allowed even if the energy charges are revised at a later date.” 3.8 Clause (4) of Regulation 5 of the Principal Regulations shall be substituted as under :- “(4) The linkage of deviation charges to frequency may be reviewed by the Commission, keeping in view the changing power market conditions.” 3.9 In clause (5) of Regulation 5 of the Principal Regulations, the words “RLNG Rs. 8.24 / kWh sent out” shall be substituted by “RLNG Rs.8.00 / kWh sent out”. 4. Amendment of Regulation 7 (Limits on Deviation volume and consequences of crossing limits) of the Principal Regulation:10 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] 4.1 In clause (1) of Regulation 7 of the Principal Regulations, the words “49.70 Hz and above and below 50.10 Hz” shall be substituted by the words “49.85 Hz and above and below 50.05 Hz”. 4.2 In first proviso to clause (1) of Regulation 7 of the Principal Regulations, the words “49.70 Hz and above and below 50.10 Hz” shall be substituted by the words “49.85 Hz and above and below 50.05 Hz”. 4.3 In second proviso to clause (1) of Regulation 7 of the Principal Regulations, the words “below 49.70 Hz” shall be substituted by the words “below 49.85 Hz” and the words “50.10 Hz and above” shall be substituted by the words “50.05 Hz and above”. 4.4 A new Proviso to clause (1) of Regulation 7 of the Principal Regulations shall be added after the second proviso, as under :- “Provided also that from a date not earlier than one year as may be notified by the Commission, the total deviation from schedule in energy terms during a day shall not be in excess of 3% of the total schedule for the drawee entities and 1% for the generators and additional charge of 20% of the daily base DSM payable / receivable shall be applicable in case of said violation.” 4.5 In clause (2) of Regulation 7 of the Principal Regulations, the words “49.70 Hz or above and below 50.10 Hz” shall be substituted by the words “49.85 Hz or above and below 50.05 Hz”. 4.6 In Proviso (i) to sub-clause (b) to clause (2) of Regulation 7 of the Principal Regulations, the words “49.70 Hz or above and below 50.10 Hz” shall be substituted by the words “49.85 Hz or above and below 50.05 Hz”. 4.7 In Proviso (iii) to sub-clause (b) of clause (2) of Regulation 7 of the Principal Regulations, the words “below 49.70 Hz” shall be substituted by the words “below 49.85 Hz” and the words “50.10 Hz and above” shall be substituted by the words “50.05 Hz and above”. 4.8 In Proviso (v) to sub-clause (b) of clause (2) of Regulation 7 of the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 4.9 In clause (3) of Regulation 7 of the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 4.10 In Proviso (i) to clause (3) of Regulation 7 of the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 4.11 In Table-II to clause (3) of Regulation 7 of the Principal Regulations, the words “Cap Rate for Deviation of 303.04 Paise / kWh” wherever they occur, shall be substituted by the words “Cap Rate being equivalent to the energy charges as billed for the previous month”. 4.12 In clause (4) of Regulation 7 of the Principal Regulations, the words “50.10 Hz and above” shall be substituted by the words “50.05 Hz and above”. 4.13 In clause (6) of Regulation 7 of the Principal Regulations, the words “below 49.70 Hz in accordance with the methodology specified in clause (8) of this regulation and the same shall be equivalent to 100% of the Charge for Deviation of 824.04 Paise / kWh corresponding to the grid frequency of ‘below 49.70 Hz’ ” shall be substituted by the words “below 49.85 Hz in accordance with the methodology specified in clause (8) of this regulation and the same shall be equivalent to 100% of the Charge for Deviation of 800 Paise / kWh corresponding to the grid frequency of ‘below 49.85 Hz’ ”. 4.14 In Proviso to clause (6) of Regulation 7 of the Principal Regulations, the words “below 49.70 Hz” shall be substituted by the words “below 49.85 Hz” and the words “Cap Rate for Deviations of 303.04 Paise / kWh” shall be substituted by the words “Cap Rate equivalent to the energy charges as billed for the previous month”. 4.15 In clause (7) of Regulation 7 of the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 4.16 In clause (8) of Regulation 7 of the Principal Regulations, the words “below 49.70 Hz” shall be substituted by the words “below 49.85 Hz”.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 11 4.17 In proviso to clause (8) of Regulation 7 of the Principal Regulations, the words “below 49.70 Hz” shall be substituted by the words “below 49.85 Hz”. 4.18 In clause (9) of Regulation 7 of the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 4.19 Clause (10) of Regulation 7 of the Principal Regulations shall be substituted as under: “In the event of sustained deviation from schedule in one direction (positive or negative) by any regional entity (buyer or seller), such regional entity shall have to change sign of their deviation from schedule, at least once, after every 6 time blocks. To illustrate, if a regional entity has positive deviation from schedule from 07.30 hrs to 09.00hrs, sign of its deviation from schedule shall be changed in the 7th time block i.e. 09.00hrs to 09.15hrs from positive to negative or vice versa as the case may be: Provided that violation of the requirement under this clause shall attract an additional charge of 20% on the daily base DSM payable / receivable as the case may be.” 4.20 A new clause shall be added after clause (11) of Regulation 7 of the Principal Regulations, as under :- “(11a) The additional charge for violation of sign change stipulation shall be leviable for each such violation during a day. To illustrate, the change of sign should take place at least once after every six time blocks. Accordingly, the entity, starting from time block t , should change the sign after time block t . In case, 1 6 sign change does not take place immediately after time block t , but takes place from time block t 6 7 upto time block t , additional charge shall be levied equivalent to one violation. In case, sign change 12 does not take place immediately after time block t , but takes place from time block t upto time 12 13 block t , additional charge shall be levied equivalent to two violations: 18 Provided that in case of run of river projects without pondage, payment of additional charge for failure to adhere to sign change requirement shall apply from such date as may be notified by the Commission. Such generators shall, however, be required to follow the sign change requirement and report to POSOCO the reasons for non-adherence to the requirement” 5. Amendment of Annexure-I (Methodologies for the computation of Charges of Deviation for each regional entity for crossing the volume limits specified for the over-drawal / under- injection by Buyer / Seller [except Renewable Rich State]) of the Principal Regulations :- 5.1 In clause 1 of Annexure-I to the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 5.2 In Note under Illustration B of sub-clause B(iii) of clause 1 of Annexure-I to the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 5.3 In Note under Illustration B in sub-clause (B)(iii) of clause 1 of Annexure-I to the Principal Regulations, the words “Cap Rate for Deviations of 303.04 Paise / kWh” shall be substituted by the words “Cap Rate being equivalent to the energy charges as billed for the previous month”. 5.4 In clause 2 of Annexure-I to the Principal Regulations, the words “below 49.70 Hz” shall be substituted by the words “below 49.85 Hz”. 5.5 In clause 2 of Annexure-I to the Principal Regulations, the words “824.04 Paise / kWh” shall be substituted by the words “800 Paise / kWh”. 5.6 In Note under clause 2 of Annexure-I to the Principal Regulations, the words “cap rate for deviations of 303.04 Paise / kWh” shall be substituted by the words “Cap Rate as specified in clause 5(3) of these Regulations”. 5.7 In Note under clause 2 of Annexure-I to the Principal Regulations, the words “below 49.70 Hz” shall be substituted by the words “below 49.85 Hz”.12 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] 6. Amendment of Annexure-I-A (Methodologies for the computation of Charges of Deviation applicable to Renewable Rich States for crossing the volume limits specified for the over- drawal/under-injection) of the Principal Regulation: 6.1 In clause 2 of Annexure-I-A to the Principal Regulations, the words “49.70 Hz and above” shall be substituted by the words “49.85 Hz and above”. 6.2 In clause 2 of Annexure-I-A to the Principal Regulations, the words “824.04 Paise / kWh” shall be substituted by the words “800 Paise / kWh”. 7. Amendment of Annexure-II (Methodologies for the computation of Charges of Deviation for each regional entity for crossing the volume limits specified for the over-drawal / under- injection by Buyer / Seller [except Renewable Rich State]) of the Principal Regulation: 7.1 In clause C of Annexure-II to the Principal Regulations, the words “50.10 Hz or above” shall be substituted by the words “50.05 Hz or above”. 8. Amendment of Annexure-II-A (Methodologies for the computation of Charges of Deviation applicable to Renewable Rich States for crossing the volume limits specified for the over-drawal / under-injection) of the Principal Regulation :- 8.1 In clause C of Annexure-II-A to the Principal Regulations, the words “50.10 Hz or above” shall be substituted by the words “50.05 Hz or above”. SANOJ KUMAR JHA, Secy. [ADVT. III/4/Exty./364/18] Note : The Central Electricity Regulatory Commission (Deviation Settlement Mechanism and Related Matters) Regulations, 2014 were published in Part III, Section 4, No. 06 of the Gazette of India (Extraordinary) dated 07.01.2014 and amended vide, (a) Corrigendum published in Part III, Section 4, No. 57 of the Gazette of India (Extraordinary) dated 17.02.2014 (b) First Amendment Regulations, 2014 published in Part III, Section 4, No. 381 of the Gazette of India (Extraordinary) dated 31.12.2014 (c) Second Amendment Regulations, 2015 published in Part III, Section 4, No. 272 of the Gazette of India (Extraordinary) dated 10.08.2015 (d) Third Amendment Regulations, 2016 published in Part III, Section 4, No. 201 of the Gazette of India (Extraordinary) dated 16.05.2016 Annexure-I Illustration to the DSM Price Vector specified in Table under Clause 3.1 Average Frequency of the time block (Hz) Below Not Below Charges for Deviation (Paise/kWh) 50.05 0.00 50.05 50.04 1xP/5 50.04 50.03 2xP/5 50.03 50.02 3xP/5 50.02 50.01 4xP/5 50.01 50.00 P 50.00 49.99 50.00+15xP/16 49.99 49.98 100.00+14xP/16¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 13 49.98 49.97 150.00+13xP/16 49.97 49.96 200.00+12xP/16 49.96 49.95 250.00+11xP/16 49.95 49.94 300.00+10xP/16 49.94 49.93 350.00+9xP/16 49.93 49.92 400.00+8xP/16 49.92 49.91 450.00+7xP/16 49.91 49.90 500.00+6xP/16 49.90 49.89 550.00+5xP/16 49.89 49.88 600.00+4xP/16 49.88 49.87 650.00+3xP/16 49.87 49.86 700.00+2xP/16 49.86 49.85 750.00+1xP/16 49.85 800.00 Where P is the Daily average Area Clearing Price in paisa per kwh discovered in the Day Ahead Market segment of power exchange. Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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