Home India Ministry of Commerce and Industry In exercise of the powers conferred by Section 5 and Section...
Date: 2018-03-07 Category: Extra Ordinary State: Union Government Country: India

In exercise of the powers conferred by Section 5 and Section 14A of the Foreign Trade

Issued by Ministry of Commerce and Industry · Department of Commerce

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Executive Summary & Key Takeaways

Executive Summary: This notification amends Paragraph 2.17 of the Foreign Trade Policy 2015-20, effective immediately, to incorporate prohibitions on direct or indirect import and export from/to the Democratic People's Republic of Korea (DPRK) as per UN Security Council (UNSC) resolutions. It updates regulations concerning trade with DPRK in alignment with Chapter VII of the United Nations Charter. Appendix I of FTP 2015-20 is also amended. Key Points / Main Content: Prohibition on Export to DPRK: * The direct or indirect supply, sale, transfer, or export of specific items to DPRK is prohibited. * This includes battle tanks, armored vehicles, large caliber artillery, combat aircraft, warships, missiles, and related materials. * It also covers all arms and related material including small arms and light weapons. * Prohibits items, materials, equipment, goods, and technology outlined in UNSC and International Atomic Energy Agency (IAEA) documents. * Luxury goods specified in Annex IV of Resolutions 2094 (2013), 2270 (2016), and 2321 (2016) are banned. * Items determined by the Central Government that could contribute to DPRK's weapons programs are prohibited, excluding food and medicine under certain exemptions. * New helicopters and new or used vessels are prohibited, except as approved in advance by the Committee on a case-by-case basis. * Aviation fuel is prohibited, subject to the provisions of paragraph 31 of Resolution 2270 2016 and paragraph 20 of Resolution of 2321 2016. * Condensates and natural gas liquids are prohibited. * Refined petroleum products are prohibited, subject to the limits, exceptions, and procedures set out in paragraph 5 of Resolution 2397 2017. * Crude oil is prohibited, subject to the limits, exemptions, and procedures set out in paragraph 4 of Resolution 2397 2017. * Industrial machinery, transportation vehicles, iron, steel, and other metals are prohibited, subject to the exemptions set out in paragraph 7 of Resolution 2397 2017. Prohibition on Import from DPRK: * Direct or indirect procurement or import of items covered in the export prohibitions (Ai, Aii, Aiii, Av) is banned, regardless of origin. * Sectoral prohibitions on import include: coal, iron, iron ore, gold, titanium ore, vanadium ore, rare earth minerals, copper, nickel, silver, zinc, statues (unless approved by the Committee), seafood (subject to exemptions), lead, lead ore, textiles (subject to exemptions), food and agricultural products, machinery, electrical equipment, earth and stone, wood, and vessels. Explanation of Terms: * UNSC refers to the United Nations Security Council. * IAEA refers to the International Atomic Energy Agency. * Committee refers to the UNSC committee established per paragraph 12 of Resolution 1718 (2006). * Resolution refers to UNSC resolutions under Chapter VII of the UN Charter regarding DPRK. Impact Analysis: Exporters/Importers: * Impact: Stricter regulations on trade activities with DPRK, requiring increased due diligence to ensure compliance with prohibitions. Potential disruption to existing trade relationships with DPRK. * Action Required: Review current trade practices with DPRK, identify prohibited items, and ensure compliance with amended Foreign Trade Policy. Directorate General of Foreign Trade (DGFT): * Impact: Responsible for enforcing the amended policy and ensuring compliance with UNSC resolutions. * Action Required: Update internal procedures and guidelines, disseminate information to relevant stakeholders, and monitor trade activities with DPRK. Central Government: * Impact: Responsible for determining additional items, materials, equipment, goods, and technology that could contribute to DPRK's prohibited programs. * Action Required: Identify and define any additional items subject to prohibition, and communicate these to relevant stakeholders.

Key Entities Referenced

Foreign Trade Policy 2015-2020: A policy document related to foreign trade, which is being amended by this notification. Democratic People's Republic of Korea: A country (North Korea), which is the subject of import and export restrictions in this notification. United Nations Security Council: The UN body whose resolutions form the basis for the trade restrictions outlined in the notification. Foreign Trade Development and Regulation Act, 1992: An Indian law that empowers the Central Government to regulate foreign trade. International Atomic Energy Agency: An international organization whose documents are referenced in the context of prohibited items. New Delhi: The location where the notification was issued (Delhi, India). Alok Vardhan Chaturvedi: Director General of Foreign Trade. Resolution 2397 2017: United Nations Security Council resolution imposing sectoral prohibitions.
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¼Mhihvkjds½ ls@dks fd, tkus okys izR;{k vFkok vizR;{k vk;kr vkSj fu;kZr ij fu"ks/k^^ ^^fu;kZr ij fu"ks/k%& ¼d½ ^^dkfsj;k ykds turkfa=d x.kjkT; ¼Mhihvkjd½s dk s fuEufyf[kr enk as dh iRz ;{k vFkok viRz ;{k vkifwr]Z fcØh] varj.k vFkok fu;kZr fuf"k) fd;k tkrk gS%& 1326 GI/2018 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(ii)] ¼i½ dkbs Z ;)q VSda ] c[rjcna ;q) okgu] cMh++ {kerk dh vkfVyZ jh i.z kkfy;k]a yMkd w foeku] vkØe.kdkjh gys hdkIVj] ;)q iksr] felkby sa vFkok felkby i.z kkfy;k a ftUg sa l;a qDr jk"Vª la?k d s ijia jkxr gfFk;kjksa vFkok Li;s j ikVZLk lfgr lca fa/kr lkexzh lca /a kh jftLVj d s i;z kts u gsr q ifjHkkf"kr fd;k x;k gS( ¼ii½ lHkh gfFk;kj vkSj lca fa/kr lkexzh ftles a NkVs s gfFk;kj vkSj gYd s gfFk;kj vkSj mudh lca fa/kr lkexzh 'kkfey gS( ¼iii½ l;a qDr jk"Vª lqj{kk ifj"kn ¼;,w u,llh½ vkSj varjjk"Vªh; ijek.k q Åtk Z vfHkdj.k ¼vkb,Z b,Z ½ nLrkots k sa e sa ;Fkk mfYyf[kr lHkh ens]a lkexzh] miLdj] oLr,q a vkSj izkS|kfsxdh uker % %& 1½ ,l@2006@853*( 2½ ,l@2006@853@lhvkvs kjvkj- 1( 3½ ,l@2009@364 dk Hkkx ¼[k½( 4½ lda Yi 2094 ¼2013½ dk vuyq Xud III( 5½ ,l@2016@1069( 6½ vkb,Z u,QlhvkbvZ kjlh@254@l'a kk/s ku 12@Hkkx&1 ¼vkb,Z b,Z nLrkots ½ dk vuyq Xud d( 7½ vkb,Z u,QlhvkbvZ kjlh@254@l'a kk/s ku 9@Hkkx&2 ¼vkb,Z b,Z nLrkots ½ dk vuyq Xud ( 8½ ,l@2014@253( 9½ ,l@2016@308( 10½ lda Yi 2321¼2016½ dk vuyq Xud III( vkSj 11½ dUs n z ljdkj }kjk ;Fkk fu/kkZfjr vU; en]sa lkexhz] miLdj] eky vkSj izkS|ksfxdh tk s dksfj;k ykds turkaf=d x.kjkT; d s ijek.k q l s tMq ]s+ cSfyfLVd felkby ;k lkefwgd fouk'k d s vU; gfFk;kjk sa l s lca fa/kr dk;ØZ eks a e sa ;ksxnku nsr s gk(sa ¼iv½ lda Yi 2094¼2013½ d s vuqyXud IV] lda Yi 2270 ¼2016½ d s vuyq Xud IV vkSj lda Yi 2321 ¼2016½ d s vuyq Xud IV e sa fofufn"ZV enks a lfgr foykflrk lca /a kh eky ijar q tk s bu enks a rd lhfer ugh a gSAa ¼v½ [kk| ;k nok dk s NkMs dj dUsn z ljdkj }kjk ;Fkk fu/kkZfjr en sa tk s dksfj;k ykds turkaf=d x.kjkT; d s viu s l'kL= cyk sa dh ipz kyu lca /a kh {kerkvksa d s fodkl e sa iRz ;{k #i l s ;ksxnku n s ldAs ;g mik; lda Yi 2270 ¼2016½ d s iSjk 8¼d½ vkSj ¼[k½ e sa fu/kkfZjr NVw ks a d s v/khu gS( vk;kr ij fu"ks/k% ¼[k½ mi;qZDr mi&iSjk ¼d½¼i½] d¼ii½] d¼iii½ vkSj d¼v½ e sa 'kkfey dkfsj;k ykds turkaf=d x.kjkT; l s lca fa/kr en sa ftudk dkfsj;k turkaf=d x.kjkT; e sa mnx~ e gk s ;k u gk]s dk iRz ;{k ;k viRz ;{k [kjhn ;k vk;kr ij fu"k/s k gSA {ks=h; fu"ks/k ¼fu;kZr½% ¼x½ dkfsj;k ykds turkaf=d x.kjkT; dk s fuEufyf[kr enks a dh iRz ;{k ;k viRz ;{k vkifwr]Z fcØh] varj.k ;k fu;kZr ij fu"k/s k gS% ¼i½ lfefr }kjk IkRz ;ds ekey s d s vk/kkj ij vfxez esa ;Fkk vueq kfsnr dk s NkMs d+ j u, gys hdkIVj vkSj u;s vFkok iqjkus ty;ku( ¼ii½ foekuu xSlkys hu lfgr foekuu b/Za ku] ukIFkk idz kj dk tVs b/Za ku] dsjkslhu idz kj dk tsV b/Za ku vkSj dsjkslhu idz kj dk jkWdVs bZ/a kuA ;g mik; ladYi 2270 ¼2016½ d s iSjkxzkQ 31 vkSj lda Yi 2321 ¼2016½ d s iSjkxzkQ 20 d s izko/kkuks a d s v/khu gSA ¼iii½ l?a kuu vkSj izk—frd xSl rjy( ¼iv½ ifj"—r iVs ªksfy;e mRiknA ;g mik; lda Yi 2397 ¼2017½ ds iSjk 5 e sa fu/kkZfjr lhekvksa] vioknksa vkSj ifzØ;kvk sa d s v/khu gS( ¼v½ dPpk rys A ;g mik; lda Yi 2397 ¼2017½ ds iSjk 4 esa fu/kkfZjr lhekvk]sa NVw k as vkSj ifzØ;kvk sa d s v/khu gS( ¼vi½ lHkh vkS|ksfxd e'khujh [vkbZVhlh ¼,p,l½ dk v/;k; 84 vkSj 85]] ifjogu okgu [vkbZVhlh ¼,p,l½ dk v/;k; 86 ls 89 rd]] vkSj yksgk] bLikr rFkk vU; /kkrq [vkbZVhlh ¼,p,l½ ds v/;k; 72 ls 83 rd]A ;g mik; ladYi 2397 ¼2017½ ds iSjk 7 esa fu/kkZfjr NwVksa ds v/khu gSA {ks=h; fu"ks/k ¼vk;kr½¹Hkkx IIµ[k.M 3(ii)º Hkkjr dk jkti=k % vlk/kj.k 3 ¼?k½ dkfsj;k ykds turkfa=d x.kjkT; l s fuEufyf[kr enk sa dh iRz ;{k ;k viRz ;{k [kjhn ;k vk;kr ifzrcaf/kr gS% ¼i½ dk;s yk] ykgs k vkSj ykSg v;LdA ;g mik; lda Yi 2371 ¼2017½ d s iSjkxzkQ 8 es a fu/kkZfjr NVw k sa vkSj ifzØ;kvks a d s v/khu gS( ¼ii½ lkus k] VkbVfsu;e v;Ld] oSufsM;e v;Ld vkSj nyq HZ k en` k&[kfut( ¼iii½ rkca k] fudy] pkna h vkSj tLrk( ¼iv½ efwr;Z k]a tc rd fd lfefr vfxez e sa ekeyk&nj&ekeyk vk/kkj ij vuqeksnu u n(s ¼v½ lenq zh [kk| inkFk]Z ¼eNyh] ØlVfs'k;al] ekys Ld vkSj lHkh #ik sa es a vU; tyh; vd'k#s dh; lfgr½A ;g mik; lda Yi 2371 ¼2017½ d s iSjkxzkQ 9 vkSj ladYi 2397 ¼2017½ ds iSjkxzkQ 6 e sa fu/kkfZjr NVw k]sa Li"Vhdj.kksa vkSj ifzØ;kvks a d s v/khu gS( ¼vi½ lhlk vkSj lhlk v;LdA ;g mik; lda Yi 2371 ¼2017½ d s iSjkxzkQ 10 esa fu/kkZfjr NwV vkSj ifzØ;kvks a d s v/khu g(S ¼vii½ oL= ¼QSfcDz l vkSj vkfa'kd #i l s ;k i.w k Z #i l s rS;kj ifj/kku mRiknks a lfgr yfsdu mUgh a rd lhfer ugha½aA ;g mik; lda Yi 2375 ¼2017½ d s iSjkxzkQ 16 e sa fu/kkZfjr NVw vkSj ifzØ;kvks a d s v/khu gS( ¼viii½ [kk| vkSj —f"k mRikn [vkbZVhlh ¼,p,l½ dk v/;k; 12]08]07]] e'khujh [vkbZVhlh ¼,p,l½ dk v/;k; 84]] fo|qr midj.k [vkbZVhlh ¼,p,l½ dk v/;k; 85]] eSXuslkbV vkSj esXusfl;k lfgr feêh vkSj iRFkj [vkbZVhlh ¼,p,l½ dk v/;k; 25]] ydM+h [vkbZVhlh ¼,p,l½ dk v/;k; 44] vkSj ty;ku [vkbZVhlh ¼,p,l½ dk v/;k; 89]A ;s mik; ladYi 2397 ¼2017½ ds iSjkxzkQ 6 esa fu/kkZfjr izfØ;kvksa ds v/khu gSA O;k[;k%& d½ ;,w u,llh dk vFk Z l;a qDr jk"Vª lqj{kk ifj"kn gS( [k½ vkb,Z b,Z dk vFk Z varjk"Vªh; ijek.k q Åtk Z vfHkdj.k gS% x½ lfefr dk vFk Z lda Yi 1718 ¼2016½ d s iSjkxzkQ 12 d s vuqlkj xfBr ;,w u,llh dh lfefr gS% vkSj ?k½ lda Yi] tSlk Hkh ekeyk gk]s dk vFk Z dksfj;k ykds turkfa=d x.kjkT; ij l;a qDr jk"Vª pkVZj d s v/;k; VII d s rgr ;,w u,llh lda Yi] vFkkZr(~ 1718 ¼2006½] 1874 ¼2009½] 2087 ¼2013½] 2094 ¼2013½] 2270 ¼2016½] 2231 ¼2016½] 2356 ¼2017½] 2371 ¼2017½ vkSj 2375 ¼2017½ vkSj 2397 ¼2017½ gSA 3- vf/klwpuk dk izHkko%& bl vf/klpw uk dk mí's ; dksfj;k ykds turkfa=d x.kjkT; ij l;a qDr jk"Vª d s pkVZj d s v/;k; VII d s rgr ;,w u,llh lda Yi vFkkZr] 1718 ¼2006½] 1874 ¼2009½] 2087 ¼2013½] 2094 ¼2013½] 2094 ¼2013½] 2270 ¼2016½] 2231 ¼2016½] 2356 ¼2017½] 2371 ¼2017½] 2375 ¼2017½ vkSj 2397 ¼2017½ d s dkj.k dkfsj;k ykds turkfa=d x.kjkT; l@s dk s vk;kr vkSj fu;kZr d s lca /a k e sa fon's k O;kikj uhfr 2015&20 d s iSjk 2-17 dk s vn;~ ru cukuk gSA [Qk- l-a 01@91@180@991@,,e&07@ihlh&III@bZlh] vkykds o/kUZ k prqosZnh] egkfun's kd] fon's k O;kikj MINISTRY OF COMMERCE AND INDUSTRY (Department of Commerce) (DIRECTORATE GENERAL OF FOREIGN TRADE) NOTIFICATION New Delhi, the 7th March, 2018 No. 52 /2015-20 Subject : Amendment in Para 2.17 of the Foreign Trade Policy 2015-20 on "Prohibition on direct or indirect import and export from/to DPRK (Democratic People's Republic of Korea) in terms of UNSC resolutions concerning DPRK. S.O. 1019(E).—In exercise of the powers conferred by Section 5 and Section 14A of the Foreign Trade (Development and Regulation) Act, 1992, as amended, read with Para 1.02 of the Foreign Trade Policy (FTP) 2015-20, the Central Government hereby makes amendment to the Paragraph 2.17 of FTP 2015-20 as4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(ii)] notified vide Notification No. 35/2015-20 dated 18th October 2017, with immediate effect. Consequently, the Appendix I of FTP 2015-20 also stands amended. 2. Paragraph 2.17 of the FTP 2015-20 stands substituted as under: (changes made are in bold letters, except bold letters used in Para heading and sub-headings). "2.17 Prohibition on direct or indirect import and export from/to Democratic People's Republic of Korea (DPRK) “Prohibition on export: (A) The direct or indirect supply, sale, transfer or export of the following items to Democratic People’s Republic of Korea (DPRK) is prohibited:- (i) any battle tanks, armoured combat vehicles, large calibre artillery systems, combat aircraft, attack helicopters, warships, missiles or missile systems as defined for the purpose of the United Nations Register on Conventional Arms, or related materiel including spare parts; (ii) all arms and related materiel, including small arms and light weapons and their related materiel; (iii) all items, materials, equipment, goods and technology as set out in the United Nations Security Council (UNSC) and International Atomic Energy Agency (IAEA) documents, namely, 1. S/2006/853*; 2. S/2006/853/Corr.1; 3. Part B of S/2009/364; 4. Annex III of Resolution 2094 (2013); 5. S/2016/1069; 6. Annex A to INFCIRC/254/Rev.12/Part1 (IAEA document); 7. Annex to INFCIRC/254/Rev.9/Part2 (IAEA document); 8. S/2014/253; 9. S/2016/308; 10. Annex III of Resolution 2321 (2016); and 11. other items, materials, equipment, goods and technology, as determined by the Central Government, which could contribute to DPRK’s nuclear related, ballistic missile-related or other weapons of mass destruction related programmes; (iv) luxury goods, including, but not limited to, the items specified in Annex IV of Resolution 2094 (2013), Annex IV of Resolution 2270 (2016) and Annex IV of Resolution 2321 (2016); (v) items as determined by the Central Government, except food or medicine, that could directly contribute to the development of the Democratic People’s Republic of Korea’s operational capabilities of its armed forces. This measure is subject to the exemptions set out in paragraph 8 (a) and (b) of Resolution 2270 (2016); Prohibition on import (B) The direct or indirect procurement or import from DPRK, of items, whether or not originating in DPRK, covered in sub-paragraphs (A)(i), (A)(ii), (A)(iii) and (A)(v) above is prohibited. Sectoral prohibitions (export) (C) The direct or indirect supply, sale, transfer or export of the following items to DPRK is prohibited: (i) new helicopters and new or used vessels, except as approved in advance by the Committee on a case-by-case basis;¹Hkkx IIµ[k.M 3(ii)º Hkkjr dk jkti=k % vlk/kj.k 5 (ii) aviation fuel, including aviation gasoline, naptha-type jet fuel, kerosene-type jet fuel, and kerosene-type rocket fuel. This measure is subject to the provisions of paragraph 31 of Resolution 2270 (2016) and paragraph 20 of Resolution of 2321 (2016); (iii) condensates and natural gas liquids; (iv) refined petroleum products. This measure is subject to the limits, exceptions and procedures set out in paragraph 5 of Resolution 2397 (2017); (v) crude oil. This measure is subject to the limits, exemptions and procedures set out in paragraph 4 of Resolution 2397 (2017); (vi) all industrial machinery [Chapter 84 and 85 of ITC(HS)], transportation vehicles [Chapter 86 to 89 of ITC(HS)], and iron, steel, and other metals [Chapter 72 to 83 of ITC(HS)]. This measure is subject to the exemptions set out in paragraph 7 of Resolution 2397 (2017); Sectoral prohibitions (import) (D) The direct or indirect procurement or import from DPRK, of the following items is prohibited: (i) coal, iron and iron ore. This measure is subject to the exemptions and procedures set out in paragraph 8 of Resolution 2371 (2017); (ii) gold, titanium ore, vanadium ore, and rare earth minerals; (iii) copper, nickel, silver and zinc; (iv) statues, unless the Committee approves on a case-by-case basis in advance; (v) seafood (including fish, crustaceans, mollusks, and other aquatic invertebrates in all forms). This measure is subject to the exemptions, clarifications and procedures set out in paragraph 9 of Resolution 2371 (2017) and paragraph 6 of Resolution 2397 (2017); (vi) lead and lead ore. This measure is subject to the exemptions and procedures set out in paragraph 10 of Resolution 2371 (2017); (vii) textiles (including but not limited to fabrics and partially or fully completed apparel products). This measure is subject to the exemptions and procedures set out in paragraph 16 of Resolution 2375 (2017); (viii) food and agricultural products [Chapters 12, 08, 07 of ITC(HS)], machinery [Chapter 84 of ITC(HS)], electrical equipment [Chapter 85 of ITC(HS)], earth and stone including magnesite and magnesia [Chapter 25 of ITC(HS)], wood [Chapter 44 of ITC(HS)], and vessels [Chapter 89 of ITC(HS)]. These measures are subject to the procedures set out in paragraph 6 of Resolution 2397(2017). Explanation.- a) UNSC means the United Nations Security Council; b) IAEA means the International Atomic Energy Agency; c) Committee means the Committee of the UNSC set up in terms of paragraph 12 of Resolution 1718 (2006); d) Resolution, as the case may be, means the UNSC Resolutions under Chapter VII of the Charter of the United Nations on Democratic People’s Republic of Korea, namely, 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2231 (2016), 2356 (2017), 2371 (2017), 2375 (2017) and 2397(2017)”. 3. Effect of the Notification6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(ii)] This Notification seeks to update the Para 2.17 of the Foreign Trade Policy 2015-20, on imports and exports to Democratic People's Republic of Korea (DPRK), to account for UNSC Resolutions under Chapter VII of the Charter of the United Nations on Democratic People’s Republic of Korea, namely, 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013), 2270 (2016), 2231 (2016), 2356 (2017), 2371 (2017), 2375 (2017) and 2397(2017). [F. No .01/91/180/991/AM07/PC-III/EC)] ALOK VARDHAN CHATURVEDI, Director General of Foreign Trade Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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