In exercise of the powers conferred under Paragraph 1 03 of the Foreign Trade Policy

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L.-33004/99 vlk/kj.k EXTRAORDINARY Hkkx I—[k.M 1 PART I—Section 1 izkf/dkj ls izdkf'kr PUBLISHED BY AUTHORITY la- 219] ubZ fnYyh] cqèkokj] tqykbZ 24] 2019@Jko.k 2] 1941 No. 219] NEW DELHI, WEDNESDAY, JULY 24, 2019/SHRAVANA 2, 1941 okf.kT; ,oa m|ksx ea=ky; ¼okf.kT; foHkkx½ ¼fons'k O;kikj egkfuns'kky;½ lkoZtfud lwpuk ubZ fnYyh] 24 tqykbZ] 2019 la- 20@2015&2020 fo"k;% LdksesV enksa@lk¶Vos;j@izkS|ksfxdh ds var% dEiuh varj.k gsrq oSf‘od izkf/kdkj i= ¼th,vkbZlhVh½ dh izfØ;k fu/kkZfjr djus ds fy, fons‘k O;kikj uhfr ¼,QVhih½] 2015&20 dh izfØ;k iqLrd esa iSjk 2-79 p dks ‘kkfey djukA Qk- la- 01@91@180@18@,,e&17@bZlh-—fon's k O;kikj uhfr ¼,QVhih½] 2015&20 d s iSjk 1-03 d s rgr iznÙk 'kfDr;k sa dk iz;ksx djr s gq, egkfun's kd] fon's k O;kikj ¼Mhth,QVh½ ,rn~}kjk iSjk 2-79 e sa ubZ izfof’V “kkfey dju s gsrq fons”k O;kikj uhfr 2015&20 dh izfØ;k iqLrd ¼,pchih½ e sa rRdky izHkko l s l”a kk/s ku djr s gSAa 2- fons”k O;kikj uhfr] 2015&20 dh izfØ;k iqLrd d s mi&iSjk 2-79 M + d s ckn ubZ izfof’V fuEukuqlkj lekfo’V dh tk,xh% ^^iSjk 2-79p & LdksesV1 enksa@lk¶Vos;j@izkS|ksfxdh ds var% dEiuh varj.k gsrq oSf’od izkf/kdkj i= d- {ks= vkSj ik=rk% fuEufyf[kr “krksZ a d s v/khu vk;kfrr Ldkes sV enksa] lk¶Vos;j vkSj izkS|kfsxdh [Ldkes Vs J.s kh 0] 1[k] 1x2] 3d401] 5 vkSj 6 d s varxZr enk sa dk s NkMs d+ j] d s iqu% fu;kZr d s fy, fu;kZr&iwoZ izkf/kdkj i= dh vko”;drk ugh a gksxh% i. Tkgk a iqu% fu;kZr Hkkjr l s vk;kfrr Ldkes Vs enksa ¼mi;qZDr iSjk 2-d d s varxZr “kkfey½ d s iqu% fu;kZr ds fy, Hkkjr dh lgk;d dEiuh ¼vkosnd fu;kZrd½ l s bldh fon”s kh eyw dEiuh vkSj@vFkok fons”kh eyw dEiuh dh lgk;d dEifu;ksa dk s var% dEiuh varj.k gS vkSj 1- Ikfjf”k’V&3 fu;kZr uhfr dh vuqlpw h&2 e sa LdkseVs e sa lpw hc) fo”k’sk jlk;u] thok”e lkexzh] midj.k vkSj izkS|kfsxdh 2- mu jkT;k sa dk s iqu% fu;kZr ds fy, tk s jklk;fud gfFk;kj dUo”sa ku ¼LkhMCY;wlh½ d s i{kdkj ugh a gSA 3774 GI/2019 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] ii. Tkgk a vraj.k fuEufyf[kr ¼d½ l s ¼N½ ij mfYyf[kr “krkZ sa ij iwjk djrk gS% d½ Hkkjrh; lgk;d dEiuh }kjk iqu% fu;kZr dh tku s okyh enksa@lk¶Vos;j@izkS|kfsxdh dk fon”s k dh eyw dEiuh ;k fon”s k dh ewy dEiuh dh lgk;d dEifu;ksa l s n”s k es a miYkC/k ykblsal NVw d s rgr vk;kr fd;k x;k gS( fVIi.kh% ykblsal NVw e sa Ldkes Vs en l[a ;k d s lerqY; fu;a=.k lwph dk oxhZdj.k Li’V gkus k pkfg, vkSj pkg s ykblsal NVw fon”s kh eyw dEiuh dh lgk;d dEifu;k sa d s fy, miyC/k gk s ;k u gk(s ¼[k½ iqu% fu;kZr dh tku s okyh en@lk¶Vos;j@izkS|kfsxdh fMtkbu@,ufØI”ku@vuql/a kku@fodkl@ lqiqnxhZ@ekU;dj.k@tkap lfgr dfri; lsok,a dju s ds fy, eyw dEiuh vkSj Hkkjrh; lgk;d dEiuh ds chp ekLVj lsok le>kSrk@lfaonk ij vk/kkfjr gS( fVIi.kh% Hkkjrh; fu;kZrd }kjk nh xbZ lsok d s ifj.kkeLo#i enks@a lk¶Vo;s j@izkS|kfsxdh es a dk;kZRedrk vkSj oxhZdj.k e sa ifjorZu ugh a fd;k tkuk pkfg,A ¼x½ bu enksa@lk¶Vos;j@izkS|kfsxdh dk fon”s kh ewy dEiuh vkSj@vFkok fons”kh eyw dEiuh dh lgk;d dEiuh dk s iqu% fu;kZr fd;k tk,xk( ¼?k½ vkons d fu;kZrd ;g ?kk’sk.kk djrk gS fd iqu% fu;kZfrr enk sa dk mu iz;kts uks a d s fy, mi;ksx fd;k tk,xk ftud s fy, bl s eyw dEiuh vkSj@;k bldh lgk;d dEifu;k sa }kjk fu;kZr fd;k x;k gS( ¼M-½ fu;kZrd izekf.kr@vuqekfsnr vkUrfjd vuqikyu dk;ZØe ¼vkbZlhih½ izLrqr djrk gS ;k eyw dEiuh d s vkbZlhih dk vuqikyu n”kkZrk gS( ¼p½ fu;kZrd fon”s k O;kikj egkfun”s kky; ;k Hkkjr ljdkj d s izkf/k—r izfrfuf/k;ksa }kjk vko”;drk d s vuqlkj lkbV ij fujh{k.k dh vuqefr nsrk gS( ¼N½ fuEufyf[kr iSjk 2-[k esa mfYYkf[kr izfØ;k d s vuqlkj fu;kZrd dk s var% dEiuh varj.k d s fy, oSf”od izkf/kdkj i= ¼th,vkbZlhVh½ fn;k tkrk gSA [k- var% dEiuh varj.k ds fy, oSf’od izkf/kdkj i= ¼th,vkbZlhVh½ nsus dh izfØ;k vkosnu izLrqr djuk vkSj ewY;kadu djuk d- ykblsUa l NVw tk s ewy dEiuh ds ns”k d s fu;kZr fu;a=.k ykblsfUlxa izkf/kdkjh }kjk iznku dh tkrh gS] ds rgr Ldkes sV enksa@lk¶Vos;j@izkS|kfsxdh ds iqu% fu;kZr ds ekey s es a Hkkjrh; fu;kZrd vkuykbu Ldkes Vs ikVs Zy d s ek/;e l s th,vkbZlhVh d s fy, vkosnu izLrqr djsxk( vkSj ,,u,Q 2.k ¼[k½ es a lpw uk lya Xu djxs k( [k- Hkkjrh; fu;kZrd }kjk fu/kkZfjr izi= e sa vkons u vkSj vU; lgk;d nLrkots izLrqr fd, tku s ds vk/kkj ij varj&ea=ky;h dk;Zny ¼vkbZ,eMCY;tw h½ }kjk th,vkbZlhVh tkjh dju s d s fy, vkons u dk eYw ;kda u fd;k tk,xk% i. fon”s kh eyw dEiuh vkSj@;k Hkkjrh; lgk;d dEiuh ¼vkosnd fu;kZrd½ lfgr fon”s k esa bldh lgk;d dEifu;k sa d s chp dkjiksjVs lca /a k dk nLrkots h izek.k( ii. fon”s kh eyw dEiuh vkSj Hkkjrh; lgk;d dEiuh d s chp ekLVj lsok le>kSrk ¼,e,l,½@lfaonk rFkk vU; lca fa/kr nLrkots ksa ¼;fn dkbs Z gk½s ] tk s Hkh mi;qDr gk]s dh izfrfyfi( iii. Ldkes sV ¼LdkseVs J.s kh vkSj mi&J.s kh n”kkZr s gq,½ e sa en@lk¶Vos;j@izkS|kfsxdh dk oxhZdj.k( iv. ekWMy] ikVZ l-a vkfn tSl s lxa r rduhdh C;kSj s d s lkFk iqu% fu;kZr d s fy, fu;r en dk foLr`r fooj.k vkSj lk¶Vo;s j@izkS|ksfxdh d s ekey s e sa ,fUØI”ku ,yxksfjn~e] dh ysFa k] ,fUØI”ku dk;kZRedrk] fØIVksxzkQh fVIIk.kh d s rgr ik=rk vkfn dk fooj.k iznku djuk gkxs k( v. fon”s kh eyw dia uh vkSj fofo/k n”s kk sa e sa ewy dia uh dh lgk;d dia fu;k as d s n”s k tgk a ;g oS/k gS] d s fu;kZr fu;a=.k ykblfsalax izkf/kdkjh }kjk iznku fd, x, ykblasl NVw dk nLrkots h izek.k( vi. fu;kZrd dh izekf.kr@vuqeksfnr vkbZlhih vFkok eyw daiuh dh vkbZlhih dh Lo&izekf.kr izfrfyfi tk s Hkkjrh; lgk;d dia uh@fu;kZrd }kjk viuk;h tk jgh gS vkSj mld s lkFk mu ij opufc)rk( vii. Mhth,QVh }kjk ekaxk x;k vfrfjDr C;kSjk] ;fn dkbs Z gkAs x- th,vkbZlhVh ds rgr enksa@lkW¶Vos;j@izkS|ksfxdh ds iqufuZ;kr gsrq Ik’p&fjiksfVZax d- Hkkjrh; fu;kZrd dk s th,vkbZlhVh d s rgr Ldkes Vs enksa@lkW¶Vo;s j@izkS|ksfxdh d s fu;kZr dk izR;sd varj.k@[kis dk fooj.k fiNyh frekgh e sa fd, x, fu;kZr d s lca /a k es a izR;ds frekgh d s lekIr gkus s d s ckn d s¹Hkkx Iµ[k.M 1º Hkkjr dk jkti=k % vlk/kj.k 3 eghu s e sa =Sekfld vk/kkj ¼ekpZ@tuw @flrEcj@fnlEcj½ ij bZ&eys ¼scomet-dgft-pr@nic.in½ }kjk Ldkes Vs izHkkx] Mhth,QVh ¼eq[;ky;½ ubZ fnYyh dk s izLrqr djuk gksxkA [k- i”p&iksrynku dk fooj.k] fon”s k fLFkr eyw dia uh l s ifjf”k’V 2/k ¼iv½ e sa bZ;wlh dh izfrfyfi d s lkFk ,,u,Q 2 .k¼x½ izi= e sa izLrqr djuk gksxk( x- ,slk djus e sa foQy gkus ss ij tqekZuk yxk;k tk ldrk gS vkSj@vFkok th,vkbZlhVh dk fuyacu@fujLrhdj.k fd;k tk ldrk gSA fVIi.kh% ,,u,Q ¼vk;kr fu;kZr izi=½&,,u,Q 2.k ¼[k½] ,,u,Q 2.k ¼x½ vkSj okLrfod iz;kDs rk izek.ki= izi= ifjf”k’V 2/k ¼iv½ dk s vyx l s vf/klfwpr fd;k tk,xkA ?k- fjdkWMZ dhfiax fu;kZrd dk s Mhth,QVh }kjk th,vkbZlhVh tkjh dju s dh frfFk l s 5 o’kZ dh vof/k d s fy, izfØ;k iqLrd d s iSjk 2-73¼x½ d s vuqlkj eSuqvy ;k bysDVªkWfud :Ik l s lHkh fu;kZr nLrkots k sa d s fjdkWMZ dks j[ku s dh vko”;drk gkxs hA M- lkekU; ’krZsa d- jklk;fud] tSfod] ijek.kq gfFk;kjk sa vFkok tufouk”kdkjh vL=k sa dk s igqpa ku s okyh felkbyk sa vkSj mudh fMyhojh iz.kkyh d s fuekZ.k] fodkl] izkfIr] fofuekZ.k] vf/kdkj] ifjogu] varj.k vkSj@;k iz;ksx d s fy, iz;qDr dh tku s okyh en@lk¶Vo;s j@vkSj@;k izkS|ksfxdh d s ekey s e sa th,vkbZlhVh tkjh ugh a fd;k tk,xk( [k- ;,w u,llh izfrcfa/kr ;k izfrcfa/kr lpw h d s rgr “kkfey n”s kk sa vFkok bdkb;k sa ;k jk’Vªh; lqj{kk vkSj fons”k uhfr d s egRo d s vk/kkj ij tkfs[ke izlkj fpark d s fy, eYw ;kadu fd, x, n”s kksa ;k bdkbZ;ksa gsrq th,vkbZlhVh tkjh ugh a fd;k tk,xkA x- fcuk dkbs Z dkj.k ¼dkj.kk½sa crk, th,vkbZlhVh dk s tkjh ugh a dju s dk vf/kdkj vkbZ,eMCY;tw h d s ikl lqjf{kr jgsxkA p- fons’kh ewy daEiuh ;k bldh lgk;d dEiuh ls vU; ns’kksa esa vafre iz;ksDrk dks en@lk¶Vos;j@izkS|ksfxdh dk i’pkrorhZ iqu% fu;kZr@iqu%&varj.k fon”s kh eyw daiuh ;k bldh lgk;d dEiuh l s vU; n”s kksa e sa vfare iz;ksDrk dk s vkx s en@lk¶Vos;j@izkS|kfsxdh dk iqu% fu;kZr@iqu% varj.k fons”kh eyw dia uh ;k bldh lgk;d dEiuh d s fu;kZr fu;a=.k fofu;ek sa d s v/;/khu gkxs kA N- oS/krk d½ Ldkes sV enks@a lk¶Vo;s j@izkS|kfsxdh dk vr% dEiuh varj.kk sa d s fy, tkjh th,vkbZlhVh] Mhth,QVh }kjk th,vkbZlhVh tkjh dju s dh frfFk l s rhu o’kZ d s fy, ekU; gksxk vkSj og vkx s fuEufyf[kr oS/krk le; lhek d s v/;;hu gksxk] tk s Hkh igy s gk%s i. ml mRikn ¼en@lk¶Vos;j@izkS|kfsxdh½ d s fy, fon”s kh eyw dEiuh d s ykblUs l NVw dh oS/krk rd ;k ii. fon”s kh ewy dEiuh dh fon”s k e sa lgk;d eyw dEiuh d s ykblUs l NVw dh oS/krk rd ;k iii. fon”s kh ewy dEiuh vkSj Hkkjrh; lgk;d dEiuh d s lkFk ekLVj lsok djkj ¼,e,l,½@lfaonk dh oS/krk rd [k½ ,QVhih 2015&20 dh izfØ;k iqLrd d s iSjk 2-80 d s vuqlkj th,vkbZlhVh dk s iqu% ekU; ugh a fd;k tk ldrk gSA t- LFkxu@fujlu izlkj lEcU/kh fpUrk] ;k vfuok;Z fjikVs ksaZ dk s fu/kkZfjr le; lhek d s Hkhrj izLrqr u dju s ;k bl lkoZtfud lpw uk dh “krkZ sa dk vuqikyu u gkus s d s ckj s e sa izfrdyw fjiksVZ izkIr gkus s ij tkjh th,vkbZlhVh dk s Mhth,QVh }kjk LFkfxr@fujflr dj fn;k tk,xkA 3. bl lkoZtfud lwpuk dk izHkko% fon”s k O;kikj uhfr ¼,QVhih½ 2015&20 dh izfØ;k iqLrd esa iSjkxzkQ 2-79p dk s Ldkes sV enkas@lk¶Vos;j@izkS|kfsxdh d s var% dEiuh varj.k d s fy, oSf”od izkf/kdkj i= ¼th,vkbZlhVh½ dks tkjh dju s dh izfØ;k fufnZ’V dju s d s fy, “kkfey fd;k x;k gSA vkykds o/kZu prqosZnh] Ekgkfun“s kd] fon's k O;kikj ,o a inus vij lfpo4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] MINISTRY OF COMMERCE & INDUSTRY (Department of Commerce) (DIRECTORATE GENERAL OF FOREIGN TRADE) PUBLIC NOTICE New Delhi, the 24th July, 2019 No. 20 /2015-20 Subject: Inclusion of Paragraph 2.79F in the Handbook of Procedures of the Foreign Trade Policy (FTP) 2015-20 to lay down the procedure for Global Authorisation for Intra-Company Transfer (GAICT) of SCOMET items/software/technology F. No. 01/91/180/18/AM-17/EC.—In exercise of the powers conferred under Paragraph 1.03 of the Foreign Trade Policy (FTP) 2015-20, the Directorate General of Foreign Trade (DGFT) hereby makes amendments to Handbook of Procedures (HBP) of FTP 2015-20 for inclusion of a new entry at Paragraph 2.79 with immediate effect. 2. After sub-Para 2.79E of the HBP of FTP 2015-20, a new entry shall be inserted as under: “Para 2.79F—Global Authorisation for Intra-Company Transfers (GAICT) of SCOMET 1 Items/Software/Technology A. Scope and Eligibility: Pre-export authorization will not be required for re-export of imported SCOMET items, software and technology [excluding items under SCOMET Categories 0, 1B, 1C2, 3A401, 5 and 6] under following conditions: i. where the re-export is an Intra-company transfer from an Indian subsidiary (applicant exporter) to its foreign parent company and/or to subsidiaries of the foreign parent company for re-export of imported SCOMET items (covered under para 2.A above) from India and; ii. where the transfer fulfils the conditions mentioned at (a) to (g) below: a) The items/software/technology to be re-exported, by Indian subsidiary, have been imported under a License Exception available in the country of the parent company abroad or from subsidiaries of the parent company abroad; Note: The license exception should clarify the control list classification, equivalent to the SCOMET item number and whether the licence exception is available for the subsidiaries of the parent company abroad; b) The items/software/technology to be re-exported is based on a Master Service Agreement / Contract between the parent company and the Indian subsidiary for carrying out certain services including design/encryption/research/ development/delivery/validation/testing; Note: As a result of the service carried out by the Indian exporter, the items/software/technology should not undergo change in functionality and classification. c) These items/software/technology is/are to be re-exported to the foreign parent company and / or subsidiaries of foreign parent company; d) The applicant exporter declares that the re-exported items would be used for the purposes for which it is intended by the parent company and/ or its subsidiaries; e) The exporter furnishes either a certified/approved Internal Compliance Programme (ICP) or demonstrates compliance to the ICP of the parent company; f) The exporter agrees to allow on-site inspection, if required by the DGFT or authorised representatives of Government of India; g) The exporter is granted a Global Authorisation for Intra-Company Transfers (GAICT) as per procedure mentioned in para 2.B below. 1 Special Chemicals Organisms Materials, Equipment and Technologies listed in Appendix 3 – SCOMET to Schedule 2 Export Policy 2 for re-export to States not party to Chemical Weapons Convention (CWC)¹Hkkx Iµ[k.M 1º Hkkjr dk jkti=k % vlk/kj.k 5 B. Procedure for grant of Global Authorization for Intra-Company Transfers (GAICT) Filing and Assessment of Application a. In respect of re-export of SCOMET items/software/technology against Licence Exception which has been granted by the export control licensing authority of the country of parent company, the Indian exporter shall submit application for GAICT through online SCOMET portal and attach information in proforma - ANF 2O(b); b. The application would be assessed for the issue of GAICT by Inter-Ministerial Working Group (IMWG) based on the submission of the application and other supporting documents by the Indian exporter in the prescribed proforma: i. Documentary proof of the corporate relationship between the foreign parent company and /or its subsidiaries abroad with the Indian subsidiary (applicant exporter); ii. Copy of Master Service Agreement (MSA) / Contract and other related documents (if any), as may be relevant, between the foreign parent company and the Indian subsidiary; iii. Classification of item/software/technology in SCOMET (indicating SCOMET category and sub- category); iv. Detailed description of the item intended to be re-exported with relevant technical details, such as model, part number, etc. and in case of software/technology, details of encryption algorithm, key length, encryption functionality, eligibility under cryptography note etc. to be provided; v. Documentary proof of licence exception granted by the export control licensing authority of country of the foreign parent company and the subsidiaries of the parent company in different countries where it is valid; vi. Certified/approved ICP of the exporter or self-certified copy of the ICP of the parent company being adopted by Indian subsidiary/exporter along with an undertaking thereon; vii. Additional details, if any sought by DGFT. C. Post reporting for re-export of items/software/technology under GAICT a. The Indian exporter shall submit post-shipment details of each transfer/consignment of exports of SCOMET items/software/technology under GAICT to the SCOMET Division of DGFT (Hqrs), New Delhi, via E-mail (scomet-dgft-pr@nic.in) on quarterly basis (March / June / September / December), by the end of subsequent month of each quarter, in respect of the exports made in the previous quarter; b. The post-shipment details shall be submitted in proforma ANF 2O(c ) alongwith a copy of EUC in Appendix 2S (iv), from the parent company abroad; c. Failure to do so may entail imposition of penalty and / or suspension/revocation of GAICT. Note: ANF (Aryat Niryat Form) – ANF 2O(b), ANF 2O(c) and End Use Certificate proforma Appendix 2S (iv) would be notified separately. D. Record Keeping The exporter will be required to keep records of all the export documents, in manual or electronic form, in terms of Para 2.73 (c) of HBP, for a period of 5 years from the date of GAICT issued by DGFT. E. General conditions a. GAICT would not be issued in case of item/software and / or technology to be used to design, develop, acquire, manufacture, possess, transport, transfer and / or used for chemical, biological, nuclear weapons or for missiles capable of delivering weapons of mass destruction and their delivery system; b. GAICT would not be issued for countries or entities covered under UNSC embargo or sanctions list or to the countries or entities assessed for risk of proliferation concern, based on national security and foreign policy considerations; c. IMWG shall reserve the right to deny issue of GAICT without assigning any reason(s). F. Subsequent re-exports / re-transfer of the item/software/technology from the foreign parent company or its subsidiary to end users in other countries Further re-export / re-transfer of the item/software/technology from the foreign parent company or its subsidiary to end users in other countries would be subject to the export control regulations of the country of the foreign parent company or its subsidiary.6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] G. Validity a) GAICT issued for intra-company transfers of SCOMET items/software/technology shall be valid for a period of three years from the date of issue of GAICT by DGFT and shall be further subject to the following validity time line, whichever is earlier: i. Till the validity of license exception of foreign parent company for that product (Items/Software/Technology); or ii. Till the validity of license exception of foreign parent company for subsidiaries of the parent company abroad; or iii. Till the validity of Master Service Agreement (MSA) / Contract with the foreign parent company and the Indian subsidiary. b) GAICT cannot be revalidated in terms of Paragraph 2.80 of HBP of FTP 2015-20. H. Suspension / Revocation GAICT issued shall be liable to be suspended / revoked by the DGFT on receipt of an adverse report on proliferation concern or for non-submission of mandatory reports within the prescribed time lines or for non-compliance with the conditions of this Public Notice. 3. Effect of this Public Notice: Paragraph 2.79F has been inserted in the Handbook of Procedures (HBP) of the Foreign Trade Policy (FTP) 2015- 20 to lay down the procedure for issue of Global Authorisation for Intra-Company Transfer (GAICT) of SCOMET Items/Software/Technology. ALOK VARDHAN CHATURVEDI, Director General of Foreign Trade & Ex-officio Addl. Secy. Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.