Home India Ministry of Commerce and Industry In exercise of the powers conferred under Paragraph 1 03 of ...
Date: 2020-03-17 Category: Extra Ordinary State: Union Government Country: India

In exercise of the powers conferred under Paragraph 1 03 of the Foreign Trade Policy

Issued by Ministry of Commerce and Industry · Department of Commerce

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Executive Summary & Key Takeaways

Executive Summary: This Public Notice from the Directorate General of Foreign Trade (DGFT) notifies the proformae for applications and End Use Certificates (EUC) required for the implementation of Global Authorisation for Intra-Company Transfers (GAICT) of SCOMET items (software technology). These proformae are applicable for seeking export authorization and post-reporting under the Foreign Trade Policy (FTP) 2015-20. It is effective immediately, as of March 17, 2020. Key Points / Main Content: Application and Reporting Proformae: * ANF2Ob: Used for filing offline applications seeking export authorization under GAICT, submitted by applicant exporters to the SCOMET Cell, DGFTHqrs. * ANF2Oc: Used for submitting post-reporting of each transfer consignment against GAICT authorizations on a quarterly basis, even if nil, by a licensee to the SCOMET Cell, DGFTHqrs. * 2Siv: EUC, issued by the parent company abroad, to be submitted along with shipment details during post-reporting. Scope and Applicability: * These proformae are for implementing the GAICT policy for export/re-export of dual-use SCOMET items (software technology) between an Indian subsidiary and its foreign parent company and/or subsidiaries of the foreign parent company. Declarations and Undertakings: * The applicant must certify that the provided information is true and correct and that they will comply with the Foreign Trade (Development and Regulation) Act, 1992, and other related regulations. * The applicant must also declare that they have not been penalized under specified acts and that they will adhere to the provisions of the Foreign Trade Policy. End-Use Certificate (EUC) Requirements: * The EUC must state that the items will not be used for purposes other than those declared and that their use will not be changed without prior consent from the Indian government. * The EUC must also certify that the items will not be used for weapons of mass destruction or related missile systems and will be used only for civil purposes. Impact Analysis: Exporters of SCOMET Items (Software Technology): * Impact: Need to use the prescribed proformae (ANF2Ob, ANF2Oc, and 2Siv) for seeking export authorization and for post-shipment reporting under GAICT. * Action Required: Familiarize themselves with the new proformae, ensure accurate completion and submission as per the guidelines, and comply with the declarations and undertakings required. Indian Subsidiaries of Foreign Companies: * Impact: Affected by the policy on GAICT for intra-company transfers of dual-use SCOMET items. * Action Required: Implement procedures to comply with the GAICT policy, including accurate documentation and adherence to end-use conditions. Directorate General of Foreign Trade (DGFT): * Impact: Responsible for implementing and monitoring the GAICT policy through the notified proformae. * Action Required: Process applications and post-reporting submissions, monitor compliance, and enforce the regulations as necessary.

Key Entities Referenced

NEW DELHI, DELHI: Place of publication of the notification Foreign Trade Policy FTP 201520: A policy document referred to in the notification. Director General of Foreign Trade DGFT: An organisation responsible for foreign trade. Handbook of Procedures HBP: A document related to the Foreign Trade Policy. Global Authorisation for Intra Company Transfers GAICT: An authorization for intra-company transfers of SCOMET items. SCOMET: SCOMET items software technology Public Notice No. 20201520: A public notice related to the SCOMET items. Amit Yadav: Director General of Foreign Trade Exofficio Addl. Secy.
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रजिस्ट्री स.ं डी.एल.- 33004/99 REGD. NO. D. L.-33004/99 xxxGIDHxxx सी.जी.-डी.एलxx.x-GअI.D-E2x3x0x 32020-218854 CG-DL-E-23032020-218854 असाधारण EXTRAORDINARY भाग I—खण्ड 1 PART I—Section 1 प्राजधकार स ेप्रकाजित PUBLISHED BY AUTHORITY स.ं 68] नई दिल्ली, मगं लवार, मार् च17, 2020/फाल्ग नु 27, 1941 No. 68] NEW DELHI, TUESDAY, MARCH 17, 2020/PHALGUNA 27, 1941 ubZ fnYyh] 17 ekpZ] 2020 a -&fons'k O;kikj uhfr 2015&20 ds iSjk 1-03 ds rgr iznÙk 'kfDr;ks a dk iz;ksx djr s gq, egkfuns'kd fon's k O;kikj ¼Mhth,QVh½ ,rn~}kjk fons'k O;kikj uhfr ¼,QVhih½ 2015&20 dh izfØ;k iqLrd ¼,pchih½ ds iSjk 2-79p ds varxZr lkoZtfud lwpuk la- 20@2015&20] fnukad 24-07-2019 ds }kjk vf/klwfpr ^^LdksesV enks@a lk¶Vos;j@izkS|ksfxdh ds varjk daiuh gLrkarj.k gsrq oSf'od izkf/kdkj&i= ¼th,vkbZlhVh½^^ ds dk;kZUo;u gsrq vkosnuks a vkSj okLrfod mi;ksx izek.k&i= ds izi=ks a dk s rRdky izHkko ls vf/klwfpr djr s gSaA 2 lkoZtfud lwpuk la- 20@2015&20 fnukad 24-07-2019 ds }kjk ;Fkk vf/klwfpr LdksesV enks@a Lkk¶Vos;j@izkS|ksfxdh ds varjk daiuh gLrkarj.k gsrq oSf'od izkf/kdkj Ik= ¼th,vkbZlhVh½^^ gsrq uhfr ds varxZr fu;kZr izkf/kdkj&i= izkIr dju s vkSj Ik'p fjiksfVZax dju s gsrq izi=ks a vkSj mudh iz;ksT;rk dh fuEukuqlkj O;k[;k dh tkrh gS%& 1490 GI/2020 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] fu;kZr izkf/kdkj i= dh 2-79 p ¼[k½ ¼d½ Tkh,vkbZlhVh ds rgr vkosnuks a dks iSjk ekax dju s ds fy, 2-79p ¼[k½ ds vuqlkj Ldkes Vs izdks’B] fonsk'k vkWQykbu vkosnu izLrqr O;kikj egkfuns'kky; ¼eq[;ky;½ dks vkosnd dju s gsrq fu;kZrdks a }kjk vkWQykbu izLrqr fd;k tkuk pkfg,A frekgh vk/kkj ij izR;sd 2-79 p ¼x½ ¼d½ Tkh,vkbZlhVh izkf/kdkj&i=ks a ds rgr gLrkarj.k@[ksi dh Ik'p Ik'p&fjiksfVaZx nkf;Ro dks iSjk 2-79p ¼x½ ds iksrynku fjiksfVaZx dks vuqlkj LdksesV izdks’B] fons'k O;kikj izLrqr djus gsrq egkfuns'kky; ¼eq[;ky;½ dks frekgh ¼Hky s gh “kwU; gks½ vk/kkj ij ykblsla /kkjh }kjk izLrqr fd;k tkuk gSA iv okLrfod mi;ksx 2-79p ¼x½ ¼[k½ fon's k eas fLFkr ewy daiuh }kjk tkjh fd;k izek.ki= ¼bZ;wlh½&Ik'p& x;k ifjf'k’V 2/k ¼iv½ es bZ;wlh dks iksrynku fjikfsVZax djrs le; fooj.k ds lkFk izLrqr djuk visf{kr gSA izLrqr fd;k tkuk gSA 3- Hkkjrh; lgk;d daiuh vkSj bldh ewy fon”s kh daiuh vkSj@vFkok fons”kh eyw daiuh dh lgk;d daiuh ds chp nksgjs mi;ksx okyh Ldkes Vs enks@a Lkk¶Vos;j@izkS|ksfxdh ds fu;kZr@iqu% fu;kZr gsrq varjk daiuh gLrkarj.k ds fy, oSf”od izkf/kdkj&i= ¼th,vkbZlhVh½ laca/kh uhfr ds dk;kZUo;u gsrq vkosnu vkSj okLrfod mi;ksx izek.ki= ds izi=ks a dks vf/klwfpr fd;k tk jgk gSA vfer ;kno egkfuns'kd] fons'k O;kikj ,oa inus vij lfpo [ ] [—Ik;k vkosnu Hkjus ls iwoZ lkoZtfud lwpuk la- 20@2015&20] fnukad 24-07-2019 ns[a ks] . : i. vkÃÃlh ii. uke ¶ySV@IykV@CykWd ua- iii. irk xyh@{ks=@bykdk uxj jkT; fiu dksM n 's k d k {ks= d¨M njw Hkk’k ua- iv. njw Hkk’k la- ¼1½ d¨M ¼2½ v. eksckby ua- n's k dk {ks= d¨M QSDl ua- d¨M[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 3 vi. Ã-eys irk tgk¡ lwpuk vkSj vf/klwpukvks a dks Òstuk gS vii. daiuh osclkbV ix. vkosnd QeZ ds eq[; O;oLkk; dk;ZdYkki x. D;k ;g vkosnd eyw daiuh gSA Tkh gk¡ Tkh ugha xi. ;fn vkosnd lgk;d daiuh gS rks Ukke irk fu;kZr ns'k fuEufyf[kr fooj.k iznku djsaA ¼mfpr ij fu'kku yxk,¡½ d. eyw daiuh [k- vU; lgk;d daifu;k¡ ¼tgk¡ fu;kZr fd;k tkuk gS½ xi. }kjk nh xbZ ykblsla NwV 1. Lkgk;d daiuh ;k eyw daiuh dk ns'k 2. ns'k dk uke i. Øe la- ii. osru eksM iii. ekax i=@cSad@cSad jLkhn@byDs Vªkfud fuf/k gLrkarj.k iv. Tkkjh djus dh rkjh[k v. cSad dk uke tgka vkgfjr fd;k x;k gS vi. cSad “kk[kk dk uke tgk vkgfjr fd;k x;k gSA vii. jkf'k ¼#i;s es½a . 2 jlk;fud lkj lsok ¼lh,,l½ ua- D;k jlk;u lhMCY;wlh ds rgr fu;af=r gS? Tkh gk¡ Tkh ugh Ekk=k ¼ua-@ehfVªd Vu½4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] 2 Yksu&nsu dk izdkj fu;kZr Ikqufu;kZr lkW¶Vos;j @izkSn~;ksfxdh dk verw Z gLrkarj.k i. fuekZrk dk uke ii. czkaM iii. ekWMy ua-@Hkkx ua- i- fuEufyf[kr fdlh ek/;e ls vke turk ds fy, fcuk fdlh izfrca/k ds ^QqVdj foØ; LFky ij en HkaMkj eas miyC/k gS vkSj cspk x;k gS? ¼d½ dkmaVj ij ysu&nsu ¼[k½ esy vkMZj ls ysus&nsu ¼x½ byDs Vªkfud ysu&nus ¼?k½ nwjHkk’k yus &nus ;fn gka rks fooj.k iznku djs a ____________________________ ii. D;k miksxdrkZ vklkuh ls en dh fØi~VksxzkfQd dk;Z{kerk dks cny ldrk gS tks fuekZrk ds fofunsZ”k eas fofufnZ’V gS th gk¡ th ugha iii. D;k vkiwfrZdrkZ ds vkxs Ik;kZIr lg;ksx ds fcuk mi;ksxdrkZ }kjk laLFkkiuk ds fy, en fMtkbu fd;k x;k gSA th gk¡ th ugha D;k bl en e s fuEufyf[kr fØIk~VksxkfQd dk;Z “kkfey gSa 1- ,d lefer; ,yxksfjFke ftudh ySaFk 56 fcVl~ ls vf/kd gks] ftleas lerk f};d “kkfey u gksa? th gk¡ th ugha ;fn ^gk^a rks —Ik;k fuEufyf[kr fooj.k nas ¼d½ iwjk uke% ¼[k½ eq[; yaSFk@fcV~l ¼x½ D;k bls fuEu esa ls fdlh ds fy, mi;ksx fd;k tkrk gS? i. Ikzek.khdj.k ii. fMfTkVy gLrk{kj iii. MsVk lexzrk iv. Ukksu fjiqfM,”ku v. izfrfyfi lajf{kr lkW¶Vos;j ds fu’iknu lfgr fMftVy vf/kdkj izca/ku vi. ,ufØi”ku ;k fMfØi”ku euksjatu] cMs iSekus ij okf.kfT;d izlkj.k ;k fpfdRlk fjdkMZ izca/ku[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 5 vii. mijksDr 1 ¼i½ ls ¼iv½ es a fdlh Hkh fØi~VksxzkfQd dk;kZs a ds leFkZu es a eq[; izca/ku ¼?k½ ,ufØi~”ku ,yxksfjFke ¼M-½ ,ufØIk~”ku dk;Z{kerk Øe Ekwy vFkok ml Ekwy ;k ml daiuh dk la- lgk;d daifu;ksa daiuh lgk;d uke ftles a ls dk uke daifu;k sa eas iqu% fu;kZr vk;kfrr@vk;kr ftlls iqu% fu;kZr fd;k tkuk ¼fcØh] vkxs gks jgsA vk;kr gSA iqufu;kZr ;k fd;k vU; mís”;½ x;k gS@fd;k tk jgk gSA : i. ynku@i¨r ynku dk iÙku ii. fMLpktZ dk iÙku iii. n's k ftls en dk fu;kZr fd;k tkuk gS 1. 2. iv. vafre xUrO; n's k* 1. 2. *vf/kd ns”kks a dh la[;k ds fy, ;fn vko”;d gS rks vfrfjDr iafDr ;k “khV layXu dja s6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] . 5. dkMa Vj ij eys vkMZj byDs Vªkfud njw Hkk k vU; i. fu;kZr dk rjhdk yus &s nus yus &nsu yus &nsu yus &s nus ¼ppkZ dh tkuh gSA½ ________ ii. n”s k tgka en dk fu;kZr fd;k tkuk gSA iv. vafre xarO; n”s k ¼mnkgj.k ds fy, fMtkbu] ,ufØi~”ku ens]a vuqla/kku@fodkl] forj.k] oS/khdj.k] tkaap] vU; eYw ; of/kZr lsok ;k dksbZ vU; mís”;½ ¼fcØh] vkxs iqufuZ;kZr ;k vU; mís”;½% ¼vxj vafre mi;ksxdrkZ ls fHkUu½ ¼;fn dksbZ u;k [ksi drkZ “kkfey gksrk gS rks Mhth,QVh dks vfxze lwpuk fn, tkus dh vko”;drk gSA½ i. uke ¶ySV@IykWV@CykWd ua- ii. irk xyh@{ks=@bykdk uxj n's k Mkd dksM n 's k d k { ks= d¨M Vys h u-a iii. Vys hQ¨u ua- (1) d¨M (2) iv. QSDl ua- n's k dk {ks= d¨M QSDl ua- d¨M v. Ã-eys[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 7 8. ☐ rduhdh vkgj.k ¼mRiknu@izkSn~;ksfxdh ij lwpuk½ ☐ mRiknks a ds rduhdh fofunsZ”k@MsVk “khV@czks”kj ☐ nLrkosth izek.k tks fons”kh eyw daiuh vkSj Hkkjrh; lgk;d daifu;ks a ds chp lg;ksx laca/k LFkkfir djrk gSA ☐ lacaf/kr cpuc)rk vkSj ?kks’k.kk tgk¡ ykxw gks ☐ [kjhn vkn”s k@djkj le>kSrs@okjaVh uhfrxr “krsZa ☐ Mhth,QVh ls fu;kZr@iqufuZ;kZr ykbZlsla ] tgk¡ ykxw gksA ☐ fu;kZr vuqjks/k i=] tgk¡ ykxw gksA ☐ fon”s kh daiuh vkSj Hkkjrh; lgk;d daifu;ks a ds lkFk eq[; lsok le>kSr s djkj ¼,e,l,½ dh izfrA ☐ fon”s kh ewy daiuh ds ns”k ds fu;kZr fu;a=.k ykblsfalx izkf/kdj.k }kjk iznku dh xbZ ykblsla NwV nLrkosth izek.k] oS/krk lfgrA ☐ Hkkjrh; lgk;d daiuh }kjk viuk;h tk jgh eyw daiuh ds vkbZlhih dh vfHkizekf.kr izfrA ☐ mRiknks a ds rduhdh fofunsZ”k@MsVk “khV@czks”kj tgk¡ ykxw gksA i. th,vkbZlhVh lanÒZ la[;k ii. Qkby la[;k vkSj tkjh dju s dh frfFk iii. vkosnu 'kqYd tek dju s dk fooj.k tSls jkf'k :i, eas] fMekaM MªkQ la-@byDs Vªkfud QaM VªkaUlQj la- vkSj rkjh[k] rFkk cSad dk uke vkSj irk tgka vkgfjr gSA . Tkgk¡ ls dEiuh dks vkbZbZlh tkjh fd;k x;k gS ;k tgk¡ ij czkap vkfQl gSA8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] 1. (i) eSa@ge ,rn~}kjk Ĩ’k.kk djrk gw¡@djr s gSa fd bl vkosnu eas fn;s x;s C;©j s vkSj fooj.k ejs h@gekjh tkudkjh vkSj foÜokl ds vuqlkj lR; vkSj lgh gSa vkSj blea s dqN Hkh fNik;k vFkok jksdk ugha x;k gSA (ii) eSa@ge iw.kZr;k le>rk gw¡@le>rss gSa fd vkosnu eas nh xà d¨Ã Òh tkudkjh xyr ;k >wBh lkfcr g¨xh r¨ fof/k }kjk fu/kkZfjr ;k vU;Fkk visf{kr d¨Ã Òh n.MkRed dkjZokà vFkok ifj.kke eq>s@geas Òqxrus iM+ ldr s gSaA (iii) eSa@ge ;Fkk la”kksf/kr fon's k O;kikj ¼fodkl ,oa fofue;u½ vf/kfu;e] 1992 ds Áko/kku¨a rFkk fon's k O;kikj uhfr ÁfØ;k iqLrd ifjf”k’V vkSj vk;kr fu;kZr izi=ks a vkSj vkÃVhlh ¼,p,l½ ds varxZr cu s fu;e¨a vkSj vkns'k¨a ds ikyu djus dh 'kiFk ysrk gw¡@ysrs gSaA (iv) eSa@ge ,rn~}kjk izekf.kr djrk gw¡@djr s gSa fd% d- QeZ ftlds fy, vkosnu fd;k x;k gS d¨ fuEufyf[kr fdlh Òh vf/kfu;e ¼le;-le; ij ;Fkkla'k¨f/kr½ ds v/khu nf.Mr ugÈ fd;k x;k gS% i. lhek'kqYd vf/kfu;e] 1962 ii. dsUæh; mRikn 'kqYd vf/kfu;e] 1944( dsUnzh; vkSj jkT; th,lVh vf/kfu;e] 2017 iii. fon's k O;kikj ¼fodkl ,oa fofu;eu½ vf/kfu;e] 1992 ;Fkkla'k¨f/kr vkSj iv. fon's k fofue; ÁcU/ku vf/kfu;e] 1999 v. fons”k fofue; laj{k.k] rLdjh xfrfof/k fuokj.k vf/kfu;e] 1974 vi. lkefwgd fouk”k dk vL= rFkk mudh forj.k iz.kkyh ¼XkSj&dkuwuh xfrfof/k ij izfrca/k½ vf/kfu;e 2005 [k. dEiuh@QeZ@,p;w,Q@U;kl ¼tSlk Òh ekeyk g¨½ dk d¨Ã Òh funs'kd@lk>snkj @Lokeh@drkZ@U;klh@QeZ@,p;w,Q@U;klh fdlh vU; dEiuh@ QeZ@laLFkk t¨ Mhth,QVh dh vik= Ĩf’kr lwph ¼MhÃ,y½ eas gS] dk funs'kd@lk>snkj@ Lokeh@ dÙkkZ@U;klh ugÈ gSaA x. u r¨ dEiuh ds iathÑr dk;kZy;@QeZ ds eq[;ky; vkSj u gh mlds fdlh 'kk[kk dk;kZy; ¼;¨a½ ;wfuV ¼V¨a½@fMfotu ¼u¨a½ d¨ pwddrkZ Ĩf’kr fd;k x;k gS vkSj u gh uhfr ds fdlh Áko/kku ds v/khu vk;kRk@fu;kZr djus ds fy, vik= Ĩf’kr fd;k x;k gSA ?k. geus viu s iathÑr@eq[;ky; ds fy, fdlh vU; ykblsfalax Ákf/kdkjh ls vk;krd fu;kZrd d¨M la[;k ÁkIr ugÈ dh gS vkSj u gh vkosnu fd;k gS (v) eSa@ge ,rn~}kjk Ĩ’k.kk djrk gw¡@djr s gSa fd eSau@s geus viu s iathÑr@e[q ; dk;kZy; ;k viuh fdlh 'kk[kk@;wfuV@fMohtu ds uke es a ,sls ykÒ ¼vk;krd fu;kZrd d¨M la[;k tkjh dju s lfgr½ fdlh vU; {ks=h; Ákf/kdkjh ls u r¨ ÁkIr fd, gS vFkok ÁkfIr gsrq vkosnu fd;k gSA (vi) geus Ld¨eSV en¨a ds fu;kZr ds fy, ges a tkjh lÒh fiNys ykblsla ¨a@Ákf/kdkj i=¨a dh 'kr¨± dk ikyu fd;k gS rFkk vko';drk iM+us ij fu/kkZfjr le; ds Òhrj vfUre Á;¨äk }kjk fu;kZr dh en¨a dh ÁkfIr ds laca/k eas nLrkosth lk{; ds lkFk fons'k O;kikj egkfuns'kky;] uà fnYyh d¨ fof/kor :i ls lwfpr fd;k gSA (vii) eSa@ge le;-le; ij ;Fkkla'k¨f/kr fons'k O;kikj ¼fodkl ,oa fofu;e½ vf/kfu;e] 1992 mlds rgr cu s fu;e¨a vkSj vkn's k¨a] fon's k O;kikj uhfr] ÁfØ;k iqLrd vkSj vkÃVhlh ¼,l,p½ ds Áko/kku¨a ds ikyu rFkk fons'k O;kikj egkfuns'kky; ¼Ld¨eVs vuqÒkx½ d¨ lÒh visf{kr nLrkost l©aiu s dh 'kiFk yrs k gw¡@ysrs gSa ftlds u dju s ij eSa@ge ;Fkk la'k¨f/kr fon's k O;kikj ¼fodkl[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 9 ,oa fofu;eu½ vf/kfu;e] 1992 ;k mlds rgr cus fu;e¨a vkSj vkns'k¨a rFkk lhek'kqYd vf/kfu;e] 1962 ds v/khu dkjZokà ds fy, ftEesokj g¨axsA (viii) eSa ,rn~}kjk izekf.kr djrk gw¡ fd eSa fons'k O;kikj uhfr ds iSjk 9-06 ds vuqlkj bl Ĩ’k.kk d¨ lR;kfir dju s vkSj gLrk{kj djus ds fy, vf/kÑr gw¡A n's k dk {ks= d¨M Vys h u-a d¨M [ ] [—Ik;k vkosnu Hkjus ls iwoZ lkoZtfud lwpuk la- 20@2015&20] fnukad 24-07-2019 ns[a ks] i. ii. iii. iv. _____________________ v.10 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] vi. (1) (2) vii. tuojh ls ekpZ vçSy ls twu tqykà ls flrca j vDVcw j ls fnlacj i. ii. (1 ) (2) (3) 1 LdkseSV oxhZdj.k 2 LdkseSV mi&oxhZdj.k Rkduhdh fof”k’Vrk lfgr fu;kZr en@enks a dk 3 fooj.k 4 Lkh,,l la- ¼;fn jlk;u gks rks½ 5 vkbZVhlh ¼,p,l½ dksM la- ¼;fn miyC/k gS½ 6 mRikn dk uke 7 ekWMy la[;k@Hkkx la-@Ø-la- 8 fofuekZrd 9 ek=k 10 ek=k dh bdkà ¼xkz fd- xzk- vFkok fe- V-½ 11 ,Qvksch #i;s esa 12 ,Qvksch vesfjdh MkWyj esa 13 vU; lacaf/kr tkudkjh 14 ,lch ua- ¼leqn z ls fu;kZr½ 15 ,lch rkjh[k 16 ,MCY;wch ua-[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 11 17 ,MCY;wch rkjh[k fd, x, fu;kZr dk vk/kkj ,Qvksch@lhvkbZ,Q 18 ,Qvksch eYw ; 19 fu;kZr dk iÙku 20 fu;kZr dk n's k iii. 1 2 3 1 fofuekZrd dk uke@lsok iznrk ¼;fn ykxw gS rks½ 2 vk;krd dk uke 3 fu;kZrd dk uke 4 czkaM 5 ekWMy dk uke@izkSn~;ksfxdh vkSj LkkW¶Vos;j d- eMy la-@Hkkx la- ¼;fn ykxw gS rks½ [k- oxZ ¼;fn ykxw gS rks½ x- çdkj ¼;fn ykxw gS rks½ ?k- Øe la[;k ¼;fn ykxw gS rks½ M- laLdj.k ¼;fn ykxw gS rks½ 6 ,fUØI'ku ,YxksfjFke ¼;fn ykxw gS rks½ 7 ,fUØI'ku dk;Z{kerk ¼;fn ykxw gS rks½ 8 lkW¶Vos;j@çkS|ksfxdh dk ewY; 9 vfrfjä tkudkjh ¼;fn dksà gks½ * *¼;fn dksbZ u;k [ksi drkZ “kkfey gksrk gS rks Mhth,QVh dks vfxze lwpuk fn, tku sdh vko”;drk gSA½ d- ifjf”k’V 2/k ¼iv½ es ewy daiuh ls bZ;wlh [k- Ø ; vkn's k x- ekLVj lsok le>kSrk ¼,e,l,½@lafonk ¼;fn la”kksf/kr fd;k x;k gS½ ?k- Ykkblsla dh NwV dk izek.k vkSj oS/krk ¼;fn la”kksf/kr fd;k x;k gS½ M- Ikzfof’V fcy p- vU; lacaf/kr nLrkost ¼;fn dksbZ gSa½ ******12 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] iv : ¼d½ fu;kZrd dk uke ¼[k½ ijsf’kfr dk uke ¼x½ ijsf’kfr dk irk ¼?k½ fti dksM ________nwjHkk’k la- __________ bZesy________________QSDl ___________ ¼M-½ ijsf’kfr ds lkekU; O;kikj dh iz—fr ¼mnkgj.k ds fy, forjd@fofuekZrd vkfn½ _________________ ¼p½ vafre mi;ksxdÙkkZ dk uke ________________________________________________ ¼N½ vafre mi;ksxdÙkkZ dk irk ¼t½ fti dksM ________nwjHkk’k la- ___________bZesy________________QSDl ___________ ¼>½ fof”k’V LFkku tgka enks a dk iz;ksx fd;k tkuk gS ¼;fn ¼p½ ls fHkUUk gS rks½ ¼¥½ vafre mi;ksxdÙkkZ ds lkekU; O;kikj dh iz—fr ¼mnkgj.k fofuekZrd vFkok “kks/k½ ________________________ ¼V½ fu;kZrd vkosnudÙkkZ ds lkFk O;kikj laca/k ¼ewy daiuh@lgk;d daiuh½ ________________________ ¼B½ vkidk ekStwnk fu;kZrd vkosnudÙkkZ ls fdrus le; ls O;kikfjd laca/k gS? ______________________ ¼M½ e/;LFk ¼;fn gS½ _____________________________ ¼<½ e/;LFk dk irk _______________________________ (x) eq[; lsok le>kSrk@vuqca/k le>kSrk la[;k vkSj gLrk{kj dh rkjh[k ¼d½ Hkkx 2 es a lwfpr en@¼ensa½ dk iz;ksx iwta hxr midj.k@la?kVd@dPpk eky@vU; iz;ksx ds rkSj ij fd;k tk,xk ¼vafre iz;ksx ls vfHkizsfjr½ ¼[k½ Hkkx 2 es a lwfpr en ¼ens½a tks izfØ;k es a gSa vFkok vU; mRikn 2 ea s lfEEkfyr gSa ¼tSls fd Åij 3d es a of.kZr gS½] vafre iz;ksDrk dks fcØh ds fy, ________________ es a fLFkr gSA ¼x½ eSaa@ge ;g Hkh çekf.kr djrk gw¡wa/djr s gSa fd mij&mfYYkf[kr enks a ¼lanfHkZr Ø; vkn”s k@ ekLVj lsok le>kSrk ¼,e,l,½@vU; lafonk le>kSrk e s ;Fkk of.kZr½ dk mi;ksx mij mfYYkf[kr iz;kstu ¼iz;kstuks½a ds vykok fdlh vU; iz;kstu ds fy, ugh a fd;k tk,xk vkSj ,sls ç;ksx dks Hkkjr ljdkj dh iwoZ&lgefr ds fcuk ifjofrZr ugh a fd;k tk,xk] u gh enks a dks :ikUrfjr fd;k tk,xk vFkok u gh budh udy cukbZ tk,xhA mi;qZDr of.kZr en ¼enks½a dh izkS|ksfxdh ds laca/k eas ge ;g izekf.kr djr s gSa fd bls vR;ar xksiuh; le>k tk,xkA[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 13 ¼?k½ eSa@ge ,rn~}kjk ;g izekf.kr djrk gw@¡ djrs gSa fd Xykscy vkWFkksjkbts+”ku QkWj baVjk daiuh VªkalQj ¼th,vkbZlhVh½ ds fu;e vkSj “krksa Z ds vuqlkj Hkkjr ljdkj dh uhfr dsoy th,vkbZlhVh gsrq izkf/kdkj&i= ds varxZr ik= daifu;ks a ds fy, vuqer gksxhA ¼M-½ eSa@ge izekf.kr djrk gw@¡ djrs gSa fd eS@ge fons”k O;kikj egkfuns”kky; Hkkjr ljdkj dks muds vuqjks/k ij forj.k lR;kiu miyC/k djkÅ¡xk@djsxa sA ¼p½ Hkkjr ljdkj }kjk ;fn vko”;d gks okLrfod iz;ksDrk LFkyks a ij enks a dh iksr ynku i”pkr tkap] TkSlk Hkh ykxw gks] dh vuqefr gksxhA ¼N½ eSa@ge Lo;a vFkok fdlh vU; ds }kjk enka s ;k udy vFkok O;qRkiUu ds ckn iqu% fu;kZr@iqu% gLrkarj.k@fcØh] vafre iz;ksDrk ds n”s k dh ykblsfalax izkf/kdkjh dh lgefr ds fcuk vafre xarO; ns”k ds Hkhrj vkSj ckgj ugha d#¡xk@djsxa s tc rd fd fu;kZr izkf/kdkj i= ls fof”k’V NwV izkIr u gksA ¼t½ eSa@ge ;g Hkh izekf.kr djrk gw@¡ djrs gSa fd Åij of.kZr enks a vkSj@vFkok udy dk iz;ksx ckn es a jlk;fud] tSfod] ukfHkdh; gfFk;kj vFkok lkewfgd foUkk”k ds gfFk;kj pykus dh {kerk okyh felkbyks a ds fMtkbu fodkl] vf/kxzg.k] fofuekZ.k] izfØ;k] ifjogu] gLrkarj.k muds forj.k iz.kkyh ds fy, ugh d#¡xk@djsxa sA enks a dk iz;ksx dsoy ukxfjd mi;ksx ds fy, gksxkA ¼>½ eSa@ge ;g Hkh izekf.kr djrk gw@¡ djrsa s gSa fd eSa@ge ;w,u,llh vf/k—r O;fDr@daiuh@lewg ds v/khu ukfer i{k ugha gSa vkSj eSa@ge ;w,u,llh O;fDr@daiuh@lewg ds v/khu ukfer i{k }kjk u rks LokfeRo vkSj u gh fu;af=r gw@¡ gSaA ¼¥½ eSa@ge ;g Hkh çekf.kr djrk gw¡w@a djr s gSa fd bl çek.k&i= eas fufgr lHkh rF; ejs h@gekjh vf/kdre tkudkjh vkSj fo'okl ds vuqlkj lR; vkSj lgh gSa vkSj eSa@ge fdUgha vU; vfrfjDr rF;ks a dks ugh a tkurk gw@a tkurs gSa tksfd bl çek.k i= ls eys ugha [kkrs A gLrk{kj: fnukad _________________ (izkf/k—r gLrk{kjdrkZ ds gLrk{kj) ¼daiuh dh eqgj@vkf/kdkfjd eqgj½ __________________________ uke: in% irk% bZesy% oSdfYid bZesy% nwjHkk’k% [vkiwfrZ J`a[kyk dh fons”kh ewy dEiuh ds i= “kh’kZ ij tek djuk gksxkA ;fn vU; lgk;d dEifu;k¡ Hkh vkiwfwrZ Ja[kyk es a “kkfey gks rks mudk Hkh iw.kZ fooj.k nsA fdlh Hkh vfrfjDr i`’B ¼i`’Bks½a dks mlh O;fDr }kjk gLrk{kfjr gksuk pkfg, tks bl izi= ij gLrk{kj djr gSA 1- izkS|ksfxdh fu;kZr ds fy, ewY; Hkkx 2 ¼[k½ es a mYys[k fd;k tkuk pkfg,% 2 ;fn ;g ykxw u gks rks bl iafDr dks dkV nsAa14 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] MINISTRY OF COMMERCE AND INDUSTRY (Department of Commerce) (DIRECTORATE GENERAL OF FOREIGN TRADE) Public Notice New Delhi, Dated the 17th March, 2020 No. 65 /2015-20 Subject:- Proformae of application and end use certificate for implementation of “Global Authorisation for Intra-Company Transfers (GAICT) of SCOMET items / software/ technology” under Para 2.79F in the Handbook of Procedure. F. No. 01/91/180/18/AM-17/EC.—In exercise of the powers conferred under Paragraph 1.03 of the Foreign Trade Policy (FTP) 2015-20, the Director General of Foreign Trade (DGFT) hereby notifies the proformae of applications and End Use Certificate for implementation of ―Global Authorisation for Intra- Company Transfers (GAICT) of SCOMET items / software/ technology‖ notified vide Public Notice No. 20/2015-20 dated 24.07.2019, under para 2.79F of the Handbook of Procedures (HBP) of the Foreign Trade Policy (FTP) 2015-20, with immediate effect. 2. The proforme and their applicability to seek export authorisation and post reporting under policy for ―Global Authorisation for Intra-Company Transfers (GAICT) of SCOMET items / software/ technology, as notified vide Public Notice No. 20/2015-20 dated 24.07.2019, is illustrated as under: Name of Purpose Relevant Items covered proforma Para of HBP ANF2O(b) For filing offline 2.79F (B)(a) Applications under GAICT are to be submitted application seeking export offline, by applicant exporters, to SCOMET Cell, authorisation DGFT(Hqrs) in terms of Para 2.79F (B) ANF2O(c) For submission of post 2.79F (C)(a) Post-reporting obligation against GAICT shipment reporting of each authorisations are to be submitted by a licensee, transfer/ consignment on on quarterly basis (even, if nil) with SCOMET quarterly basis Cell DGFT(Hqrs) in terms of Para 2.79F (C) 2S(iv) End Use Certificate (EUC) 2.79F (C)(b) The EUC in Appendix 2S(iv), issued by the – to be submitted while parent company abroad, is required to be post-reporting submitted alongwith shipment details 3. Effect of this Public Notice: The proformae of application and end use certificate are being notified to implement the Policy on Global Authorisation for Intra-Company Transfers (GAICT) for export/re-export of dual use SCOMET items / software/ technology, between Indian subsidiary to its foreign parent company and/or to subsidiaries of foreign parent company. AMIT YADAV, Director General of Foreign Trade Ex-officio Addl. Secy. ANF- 2 O (b) APPLICATION FORM FOR RE-EXPORT OF IMPORTED SCOMET ITEMS/SOFTWARE/TECHNOLOGY (UNDER GLOBAL AUTHORISATION FOR INTRA COMPANY TRANSFER) LISTED IN APPENDIX 3 TO SCHEDULE 2 OF ITC (HS) CLASSIFICATION [Please see DGFT‘s Public Notice No. 20/2015-20 dated 24.07.2019 before filling the application] 1. Applicant Details: i IEC[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 15 ii. Name Flat/Plot/Block No. iii. Address Street/Area/Locality City PIN State Code Country Code Area Code Tel.No. iv. Tele (1) No. (2) Country Code Area Code Fax No. v. Mobile No. vi. E-mail address where alerts and notifications to be sent vii. Company Website ix. Principal Business Activities of the applicant firm: x. Is this applicant a parent Yes No company? xi. If applicant is a Name Address Country of Export (tick subsidiary,then the appropriate) provide following details: a. Parent Company b. Other Subsidiaries (to which exports to be made) xi. License exception given by 1. Country of subsidiary or parent company 2. Name of the country Application Fee Details i. Sr. No. ii. Pay Mode iii. Demand Draft/Bank/Bank Receipt/Electronic Fund Transfer iv. Date of Issue v. Name of the Bank on which drawn vi. Bank Branch on which drawn vii. Amount (Rs)16 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] 2A. Details of SCOMET items in Appendix 3 to Schedule 2 of ITC (HS) Classifications of Export & Import Items applied for export: ( If required, attach extra sheet (A4 size) in the same format) Sl. SCOMET SCOMET Description Product ECCN/ ITC (HS) Quantity Unit of Total FOB Value End Use of Model number Quantity Description No. Category Sub- No. / on the Code No. (G,KG,no., In relevant In I n category e inx cp lo ur dt i nit ge m/s part No. f eo xr pe oig rtn ( ai vf ailable) Ltr or MT) F Co ur re reig nn cy Rupees US$ technical control (other than list USD) specification 2B. For Chemical Product (Skip if not applicable) Chemical Abstract Service (CAS) no. Is the Chemical Controlled Yes No under CWC? Quantity ((No./MT) 2C. For Encryption items (Information Security Products) (Skip if not applicable) Type of Transaction Export Re-export Intangible Transfer of Software/Technology Section A: Basic Product Information i. Name of the manufacturer ii. Brand iii. Model no./ Part No. SECTION B: CRYPTOGRAPHY NOTE (leave, if not applicable) i. Is the item available and sold from stock at ‗retail selling points‘ without restrictions‘, to the general public‘ through any of the following means? (a) Over-the-counter transactions (b) Mail order transactions (c) Electronic transactions (d) Telephone call transactions If yes, then provide details __________________________________ ii. Can the user easily change the cryptographic functionality of the item what is specified in the manufacture‘s specification? Yes No iii. Is the item designed for installation by the user without further substantial support by the supplier? Yes No SECTION C: TECHNICAL QUESTION (leave, if not applicable) Does the item contain the following cryptographic functions?[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 17 1. A ―symmetric algorithm‖ employing a key length in excess of 56 bits, not including parity bits? Yes No If ‗Yes‘ please state the following a) Full name: b) Key Length / bits: c) Is it used for any of the following? i. ―Authentication‖ ii. Digital Signature iii. Data integrity iv. Non-repudiation v. Digital rights management, including the execution of copy protected software vi. Encryption or decryption support of entertainment, mass commercial broadcasts or medical records management vii. Key management in support of any of the cryptographic functions in above 1. (i) to (vi) Encryption algorithm Encryption Functionality Additional Information (if any) 2D. In case of Technology and Software (If applicable) ( If required, attach extra sheet (A4 size) in the same format) Additional Information (If applicable) Sl. SCO Name of the Brand Name of Model Class Type Seri Ver Encry Encryptio Value of Additio No. MET manufacturer/ Model or no./ al sion ption n techno- nal categ Producer/Serv Name of Part No. No. algori Functiona logy Informa ory ice Provider Software/T No. (If thm lity (If tion echnology applica- applicable (if any) ble) (If applic able) 2E. Company’s Information S.no. SCOMET Purpose of Import to India under Imported/Importing Name of Re-Exports Name of category Intra Company Transfer (e.g from parent or company to the the Purpose Design/encryption/research/ subsidiary from parent or company of Re- which subsidiary to which development/delivery/validation/test imports re-exports export ing) have been to be (sale, made/ made further being re- made export, or other purpose)18 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] 3. Shipment Details (in case of physical export) i. Port of Loading/Shipment ii. Port of Discharge iii. Countries* to which item to be exported 1. 2. iv. Ultimate Destination Country* 1. 2. *Insert additional row or sheet, if required for more number of countries 4. Details of exports of SCOMET items Details of the export last made, if no export was made during the preceding licensing year): ( If required, attach extra sheet (A4 size) in the same format) Sl. Export License Details of items exported Quantity Country to DGFT’s (HQ’s) No. No. & Date Category Description exported which File Number exported 5. Shipment Details (In case of Intangible Transfer of Technology (ITT)) Over the Mail Order Electronic Telephone Others i. Mode of Export (To be discussed) counter Transactions transactions call transactions transactions _________ ii. Countries to which item to be exported iv. Ultimate Destination Country 6A. Purpose of Import to India under Intra Company Transfer (e.g Design, Encryption items, Research/Development, Delivery, Validation, Testing, Other Value added service or any other purpose): 6B. Purpose of Re-export (sale, further re-export, or other purpose): 7. Consignee* Details (If different from ultimate end user) * The DGFT need to be informed in advance in case of any new consignee is involved. i. Name Flat/Plot/Block No. ii. Address Street/Area/Locality City[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 19 Country Postal Code iii. Country Code Area Code Tel.No. Tele phon (1) e No. (2) Country Code Area Code Fax No. iv. Fax No. v. E-mail 8. Please indicate the type of supporting documents submitted (via email, fax or post) to DGFT (hqrs). Please number all pages of the supporting documents and indicate the total number of pages at the top right corner of every page. Please note that failing to submit the necessary documents will delay the processing. ☐ Technical drawings (Information on Product/Technology) ☐ Technical Specifications/Data Sheets/Brochures of the product(s) ☐ Documentary Proof that establishes corporate relationship between foreign parent company and the Indian Subsidiaries ☐ Relevant Undertakings and Declaration, where applicable ☐ Purchase Order/Contract Agreement/Warranty Policy Conditions ☐ Export/Re-export Licence(s) from DGFT, where applicable. ☐ Export request Letter, where applicable ☐ Copy of Master Service Agreement(MSA)/ Contract with the foreign company and the Indian Subsidiary ☐ Documentary Proof of License Exception granted by the export control licensing authority of country of the foreign parent company with validity ☐ A self-certified copy of the ICP of the parent company being adopted by Indian subsidiary; ☐ Technical Specifications/Data sheets/Brochures of the product(s), where applicable. For Use in DGFT office only (To be filled by the applicant). 9A. Application Submission Details (if submitted electronically): i. GAICT Registration no. ii. File Number & Date of Issue iii. Application Fee submission details viz. Amount in Rupees, Demand Draft No./Electronic Fund Transfer No. and Date and the name & branch of the bank on which drawn 9B. Jurisdictional Regional Authority (from where the company has been issued IEC or having branch office):20 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] DECLARATION/UNDERTAKING I / We hereby certify that: (i) I/We hereby declare that the particulars and the statements made in this application are true and correct to the best of my / our knowledge and belief and nothing has been concealed or held there from. (ii) I/We fully understand that any information furnished in the application if found incorrect or false will render me / us liable for any penal action or other consequences as may be prescribed in law or otherwise warranted. (iii) I/We undertake to abide by the provisions of the FT (D & R) Act, 1992, as amended, the Rules and Orders framed there under, FTP, HBP, Appendices and Aayat Niryat Forms and ITC (HS). (iv) I/We hereby certify that: A. The entity for whom the application has been made have not been penalized under any of the following Acts (as amended from time to time): (i) The Customs Act, 1962, (ii) The Central Excise Act 1944, Central & State GST Act, 2017 (iii) Foreign Trade (Development & Regulation) Act 1992, as amended, and (iv) The Foreign Exchange Management Act,1999; (v) The Conservation of Foreign Exchange, Prevention of Smuggling Activities Act, 1974 (vi) Weapons of Mass Destruction & their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 B. None of the Directors / Partners / Proprietor / Karta / Trustees of the company /firm /HUF/Trust, (as the case may be), is/are a Director(s) / Partner(s) / Proprietor / Karta / Trustee in any other Company/ firm / entity which is on the Denied Entity List (DEL) of DGFT or is in the caution list of RBI; C. Neither the Registered Office of the company / Head Office of the firm / nor any of its Branch Office(s)/ Unit(s)/ Division(s) has been declared a defaulter and has otherwise been made ineligible for undertaking import / export under any of the provisions of the Policy; D. We have neither obtained nor applied for issuance of an Importer Exporter Code Number in the name of our Registered / Head Office to any other Licensing Authority. (v) I / We hereby declare that I / We have neither obtained nor applied for such benefits (including issuance of an Importer Exporter Code Number) in the name of our Registered / Head Office or any of our Branch(s) / Unit(s) / Division(s) to any other Regional Authority. (vi) We have complied with the conditions of all previous licences / authorisations issued to us for export of SCOMET items and wherever required have duly intimated the o/o DGFT, New Delhi along with documentary evidence regarding receipt of the items of export by the end-user within the stipulated time. (vii) I / We undertake to abide by the provisions of the FT (D & R) Act, 1992, as amended, the Rules and Orders framed there under, FTP, HBP and ITC (HS) and submit all requisite documents to the o/o DGFT (SCOMET Section), failing which I/We shall be liable to action under FT (D & R) Act, 1992 as amended or rules and orders made there under, and the Customs Act, 1962. (viii) I hereby certify that I am authorised to verify and sign this declaration as per Paragraph 9.6 of the Policy.[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 21 Signature of the Applicant Name Designation Official Address Country Area Code Tel.No. Telephone Code Place: Date: ANF- 2 O (c) APPLICATION FORM FOR POST REPORTING FOR RE-EXPORT OF SCOMET ITEMS/SOFTWARE/TECHNOLOGY [UNDER GLOBAL AUTHORISATION FOR INTRA COMPANY TRANSFER(GAICT)) LISTED IN APPENDIX 3 TO SCHEDULE 2 OF ITC (HS) CLASSIFICATION 1. General Information i. GAICT Authorization No. (13 digit) and date ii. GAICT Authorization date (DD/MM/YY) iii. IEC iv. Name of the applicant exporter: ___________________________________________________ v. Flat/Plot/Block No. Street/Area/Locality City PIN State Code vi. Tele No. Country Code Area Code Tel.No. (1) (2)22 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] vii. Fax No. Country Code Area Code Fax No. 2. Details of the shipment for (Tick the appropriate) Quarter Please tick the period Date of Submission of post-shipment details opted (dd/mm/yy) Jan to March April to June July to September October to December 3. Items Details i. Actual flow of items Sl.No. SCOMET category/sub ECCN/ or control list Date of Country of Actual Country of Name of the category no. of foreign country import import Date of export company to by which license export which exports to exception has been be made given to India ii. Details of the items (Actual export) Sl. no. of Items (1 ) (2) (3) 1 SCOMET Category 2 SCOMET Sub-category Description of export item/s including technical 3 specification 4 CAS no. (in case of chemicals) 5 ITC (HS) Code No. (if available) 6 Product Name 7 Model Number/Part no./serial no. (If applicable) 8 Manufacturer 9 Quantity 10 Unit of Quantity (G,KG, or MT) 11 FOB in rupees 12 FOB in USD 13 Other relevant information 14 SB number (export by sea) 15 SB Date 16 AWB number 17 AWB Date Basis of Export made FOB/CIF 18 FOB Value 19 Port of Export 20 Country of export iii. For Software/Technology (Actual exports) (Skip if not applicable) S. Basic Product Information 1 2 3 No. 1 Name of the manufacturer/ /service provider (if applicable) 2 Name of the Importer[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 23 3 Name of the Exporter 4 Brand 5 Name of Model/Software/Technology a) Model no./ Part No. (if applicable) b) Class (if applicable) c) Type (if applicable) d) Serial No. (if applicable) e) Version No. (if applicable) 6 Encryption algorithm. (if applicable) 7 Encryption Functionality (if applicable) 8 Value of software/technology 9 Additional Information (if any) 4. Details of Supply Chain Name of Ultimate Complete Address of Ultimate Name of Complete address of End Consignee* (if Consignee (Including Pin code Ultimate End User (Including Pin code applicable) and Telephone no.) User and Telephone no.) * The DGFT need to be informed in advance in case of any new consignee is involved. 5. Documents Attached: Sl. No. Name of the document Attached (Yes / No) 1. EUC from foreign parent company in appendix 2S(iv) 2. Purchase Order 3. Master Service agreement (MSA)/Contract (if amended) 4. License Exemption proof & validity (If amended) 5. Bill of Entry 6. Other relevant documents (If any) ***24 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1] APPENDIX- 2 S (iv) END USE CUM END USER CERTIFICATE IN CASE OF GLOBAL AUTHORIZATION FOR INTRA COMPANY TRANSFER (GAICT) P ART 1: PARTIES CONCERNED (a) Name of Exporter (b) Name of Consignee (c) Consignee‘s Address (d) Zip code______________Tele No __________________Email_______________Fax__________ (e) Nature of usual business of the consignee (e.g., distributor, manufacturer etc.)____________________ (f) Name of End-User ____________________________________________________________________ (g) End-User‘s Address (h) Zip code______________Tele No. ________________Email________________Fax____________ (i) Specific Location where the items will be used (if different from (g)) (j) Nature of usual business of the End-User (e.g. manufacturer or research) ________________________________ (k) Business relationship with the applicant exporter (Parent company/subsidiaries) ________________________________________________________ (l) How long has your business relationship with the applicant exporter existed? ______________________ (m) Intermediary (if any) _________________________ (n) Intermediary‘s Address_______________________________ PART 2: ITEMS (goods, software, technology) S. (a) Description of the item(s) (e.g. Name of (b) Quantity/Weight /Value1 No. Manufacturer/Model/Software/Technology, Class, Type, Serial Number) (c) Master Service Agreement / Contract Agreement Number & Date of signature PART 3: DECLARATION a) The item(s) indicated in PART 2 will be used as capital equipment/component/raw material /other use for (Intended End use) b) The item(s) indicated in PART 2 are being processed or incorporated into another product2 (as detailed in3a above), for sale to ultimate end users located in __________ c) I/we certify that the above-mentioned items (as detailed in the referenced purchase order/ master service agreement/other contract agreement) shall not be used for any purpose other than the purpose(s) stated above and that such use shall not be changed nor the items modified or replicated without the prior consent of the Government of India. In case the above-mentioned item(s) include(s) technology- we certify that it will be treated as strictly confidential.[भाग I— खण् ड 1] भारत का रािपत्र : असाधारण 25 d) I/we certify that the items/software/technology indicated in part 2 is/are to be re-exported as per the terms and condition of Global Authorization for Intra Company Transfer (GAICT) policy of the Government of India and shall be allowed only to the entities eligible under authorization for GAICT. e) I/we certify that I/we will provide DGFT, Government of India with delivery verification upon its request. f) Post shipment verification of the items at the end users site shall be allowed, if required by the Government of India, as may be applicable. g) I/we shall not myself/ourself, or through another, cause the items, or replicas, or derivatives thereof to be re-exported/re-transferred/sold without the consent of the licensing authority of the country of the end user, to any party within country of final destination or outside it, unless specifically exempted in the export authorization. h) I/We also certify that the above items and/or replicas thereof will not be used to design, develop, acquire, manufacture, possess, transport, transfer and/or used for chemical, biological, nuclear weapons or for missiles capable of delivering weapons of mass destruction and their delivery system. The items will be used for civil purposes only. i) I/We also certify that I/we are not a party designated under UNSC sanctioned individual/entities/groups and I/we are neither owned nor controlled by a designated party under UNSC individual/entities/groups. j) I/we also certify that all the facts contained in this certificate are true and correct to the best of my knowledge and belief and that I/we do not know of any additional facts that are inconsistent with this certificate. Signature: ________________________ (Signature of authorized signatory) Date: ________ Company stamp/Official seal__________________________ Name: _______________________________ Designation _______________________________ Address: _________________________________________ Email: __________________________________________ Alternate Email: ____________________________________ Tele No.: __________________________________________ [To be submitted by foreign parent company on its letterhead indicating full chain of supply in case of other subsidiaries are also involved. Any additional page(s) must be signed by the same person who signs this form. 1: For Technology exports, value should be mentioned in Part 2(b) 2: Cross this line if it is not applicable] Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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