See Full Document Text
jftLVªh lañ Mhñ ,yñ—(,u)04@0007@2003—21
REGISTERED NO. DL—(N)04/0007/2003—21
सी.जी.-डीx.एxलx.G-अID.-0H7x0x12x022-232483
CG-DL-E-07012022-232483
xxxGIDExxx
vlk/kkj.k
EXTRAORDINARY
Hkkx [k.M
II — 2
PART II—Section 2
izkf/kdkj ls izdkf'kr
PUBLISHED BY AUTHORITY
lña ubZ fnYyh] 'kqØokj] fnlEcj 17] 2021@vxzgk;.k 26] 1943 ¼'kd½
31]
No. 31] NEW DELHI, FRIDAY, DECEMBER 17, 2021/AGRAHAYANA 26, 1943 (SAKA)
bl Hkkx esa fHkUu i`"B la[;k nh tkrh gS ftlls fd ;g vyx ladyu ds :i esa j[kk tk ldsA
Separate paging is given to this Part in order that it may be filed as a separate compilation.
LOK SABHA
————
The following Bills were introduced in Lok Sabha on 17.12.2021:—
BILL NO. 160 OF 2021
A Bill to provide for the constitution of the National Anti-Doping Agency for regulating
anti-doping activities in sports and to give effect to the United Nations Educational,
Scientific and Cultural Organisation International Convention against doping
in sport, and compliance of such other obligations and commitments thereunder
and for matters connected therewith or incidental thereto.
WHEREAS India is a signatory to the United Nations Educational, Scientific and Cultural
Organisation International Convention against doping in sport;
AND WHEREAS India has ratified the said Convention on the 7th day of
November, 2007;
AND WHEREAS it is considered expedient to maintain highest standards of integrity
while participating and preparing for sports competition domestically and internationally, to
regulate anti-doping activities in sports and to meet obligations of India under the said
Convention.2 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
BE it enacted by the Parliament in the Seventy-second Year of the Republic of India as
follows:—
CHAPTER I
PRELIMINARY
Short title and 1. (1) This Act may be called the National Anti-Doping Act, 2021.
commencement.
(2) It shall come into force on such date as the Central Government may, by notification
in the Official Gazette, appoint.
Definitions. 2. In this Act, unless the context otherwise requires,—
(a) "Agency" means the National Anti-Doping Agency incorporated and
constituted under sub-section (1) of section 14;
(b) "Anti-Doping Rule Violation" means the circumstance, act or conduct
specified in section 4 which constitutes violation of anti-doping rules as laid down
under the Code;
(c) "Appeal panel" means the National Anti-Doping Appeal panel constituted
under section 12;
(d) "athlete" means any person who competes in any sport at the national level
or international level or participates in any competition or event to which this Act
applies;
(e) "athlete support personnel" means any coach, trainer, manager, agent, team
staff, official, medical or paramedical personnel or such other person working with or
treating or assisting an athlete who is participating in, or preparing for, a competition or
event at the national level or international level or to which this Act applies;
(f) "Board" means the National Board for Anti-Doping in Sports established
under sub-section (1) of section 7;
(g) "Chairperson" means the Chairperson of the Board appointed under
sub-section (2) of section 7;
(h) "Code" means the World Anti-Doping Code adopted and amended from time
to time by the World Anti-Doping Agency;
(i) "competition" means a single race, match, game or singular contest;
(j) "Convention" means the United Nations Educational, Scientific and Cultural
Organisation International Convention against doping in sport;
(k) "Director General" means the Director General appointed under
sub-section (3) of section 14;
(l) "Disciplinary Panel" means the National Anti-Doping Disciplinary Panel
constituted under sub-section (1) of section 11;
(m) "dope testing laboratory" means a laboratory established or recognised
under section 26;
(n) "doping Control" includes all steps and processes from test distribution
planning up to the disposal of any appeal and enforcement of consequences, including
all steps and processes in between, including but not limited to, testing, investigation,
whereabouts, Therapeutic Use Exemptions, sample collection and handling, laboratory
analysis, Results Management, hearings and appeals, and investigations or proceedings
relating to an Anti-doping Rule Violation;
(o) "doping in sport" means the occurrence of any Anti-Doping Rule Violations
specified in section 4;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 3
(p) "event" means a series of individual competitions conducted together under
anyone ruling body, such as Olympic Games, World Championships of an International
Federation and such other event;
(q) "In-competition Testing" means collection of sample for testing from an
athlete who is participating in a competition where such collection is made at any time
during the period commencing at 11:59 p.m. on the day before the competition in which
such athlete is scheduled to participate till the end of such competition;
(r) "international event" means an event or competition where the International
Olympic Committee, the International Paralympic Committee, an International
Federation, a major event organisation or another international sport organisation is
the governing body for such event or appoints the technical officials for the event;
(s) "International Federation" means the international governing body for a
particular sport;
(t) "Member" means a Member of the Board appointed under sub-section (2) of
section 7 and includes the Chairperson thereof;
(u) "national event" means a sport event or competition involving international
level or national level athletes which is not an international event;
(v) "National Sports Federation" means any recognised body governing a
particular sport to which the Code is applicable;
(w) "Other Anti-Doping Organisations" means organisations which are
responsible for adopting anti-doping rules for initiating, implementing or enforcing
any part of the doping control process and include the World Anti-Doping Agency,
the International Olympic Committee, the International Paralympic Committee, other
major event organisations that conduct testing at their events and International
Federations, but does not include the Agency;
(x) "Out-of-competition Testing" means sample collection during any period
other than the period specified for in-competition testing;
(y) "person" means a natural person or an organisation or other entity;
(z) "prescribed" means prescribed by rules made under this Act;
(za) "Prohibited List" means the list of prohibited substances and prohibited
methods specified by the Agency by regulations;
(zb) "prohibited method" means any method listed in the Prohibited List;
(zc) "prohibited substance" means any substance listed in the Prohibited List;
(zd) "regulations" means regulations made by the Board or the Agency, as the
case may be;
(ze) "sample" means any biological material collected from an athlete for the
purpose of doping control under this Act;
(zf) "Society" means the National Anti-Doping Agency or the National Dope
Testing Laboratory, as the case may be, registered as a society under the Societies
21 of 1860. Registration Act, 1860 and functioning as such immediately before the commencement
of this Act;
(zg) "testing" means the parts of the doping control process involving test
distribution planning, sample collection, sample handling, sample transport to the
laboratory and testing of samples;
(zh) "use" means the application, ingestion, injection or consumption by any
means whatsoever of any prohibited substance or prohibited method;4 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(zi) "World Anti-Doping Agency" means an international agency established
on 10th November, 1999 in Switzerland which adopts and amends the Code for giving
effect to anti-doping policies and international standards.
CHAPTER II
PROHIBITION OF DOPING IN SPORT AND ANTI-DOPING RULE VIOLATIONS
Prohibition of 3. (1) No athlete, athlete support personnel or other persons shall indulge in doping in
doping in sport.
sport.
(2) Every athlete, athlete support personnel or other persons shall ensure that there is
no occurrence of any Anti-Doping Rule Violation as specified in section 4.
(3) Every athlete shall participate in a sport competition at all levels with highest
standards of integrity and ethics and in accordance with the provisions of this Act and the
rules and regulations made thereunder.
(4) Every athlete and athlete support personnel participating in a sport competition
shall accept the anti-doping rules as a condition of such participation or involvement and be
bound by the provisions of this Act and the rules and regulations made thereunder.
(5) Every athlete, athlete support personnel and other persons shall be responsible for
knowing what constitutes Anti-Doping Rule Violations and the restrictions on the use of
prohibited substances and the prohibited methods which are included in the Prohibited List.
Anti-Doping 4. Anyone or more of the following circumstances or acts conduct by an athlete or
Rule athlete support personnel or other persons shall constitute Anti-Doping Rule Violation for
Violations. the purposes of this Act, namely:—
(a) the presence of a prohibited substance or its metabolites or markers in an
athlete's sample;
(b) use or attempted use of any prohibited substance or a prohibited method,
unless such use is exempted by the Agency under section 5;
(c) refusing or failing without compelling justification, to submit sample collection
after notification as authorised in applicable anti-doping rules or otherwise evading
sample collection;
(d) whereabouts failure;
Explanation.—For the purposes of this clause, the term "whereabouts failure"
means—
(i) filing failure, that is to say, the athlete has failed to submit his
whereabouts information before the required deadline or to update the same
after change in circumstances or if submitted on time, has submitted incomplete,
inaccurate or insufficient information to locate him for testing; or
(ii) missed test, that is to say, though the athlete has filed his whereabouts
information, he is not available at the location for testing; or
(iii) such other omissions or failures as may be specified by the Agency
by regulations;
(e) tampering, or attempting to tamper, with any part of doping control;
(f) possession of prohibited substances or prohibited methods;
(g) trafficking or attempted trafficking in any prohibited substance or prohibited
method;
(h) administration or attempted administration of a prohibited substance or
prohibited method to any athlete or to an athlete out of competition;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 5
(i) assisting, encouraging, aiding, abetting, conspiring, covering up or any other
type of complicity involving an Anti-Doping Rule Violation or any attempted
Anti-Doping Rule Violation or violation of the prohibition against participation during
ineligibility or provisional suspension;
(j) prohibited association with such athlete support personnel as may be specified
by the Agency by regulations;
(k) discouraging or retaliating against reporting to authorities;
(l) such other circumstances, or engaging in such other acts or conduct, which
amounts to Anti-Doping Rule Violation, as may be specified by the Agency by
regulations.
5. (1) Where any substance or method is included in the Prohibited List and such Therapeutic
prohibited substance or prohibited method is required for use by any athlete on the ground Use
Exemptions.
of medical conditions, such athlete may make an application to the Agency for granting
Therapeutic Use Exemption in respect of such prohibited substance or prohibited method.
(2) The Agency may consider the application received by it under sub-section (1) in
such manner and after taking into consideration such criteria as may be specified by regulations.
(3) The Agency shall, either grant or refuse to grant Therapeutic Use Exemptions in
respect of the application received under sub-section (1), in such manner as may be specified
by regulations.
(4) Any person aggrieved by the decision of the Agency under sub-section (3) may
prefer an appeal to the Appeal Panel.
6. (1) The consequences of Anti-Doping Rule Violations by an individual athlete or Consequences
athlete support personnel may result in one or more of the following, namely:— of Anti-
Doping Rule
(a) disqualification of results with all consequences including forfeiture of Violations.
medals, points and prizes, in such manner as may be specified by the Agency by
regulations;
(b) ineligibility to participate in any competition or event or other activity or
funding, for such period and in such manner, as may be specified by the Agency by
regulations;
(c) provisional suspension from participating in any competition or activity prior
to the decision in appeal under section 23 in such manner as may be specified by the
Agency by regulations;
(d) imposition of financial sanction including proportionate recovery of costs, in
such manner as may be specified by the Agency by regulations;
(e) such other consequences as may be specified by the Agency by regulations.
(2) The consequences of Anti-Doping Rule Violations for team sports shall be such as
may be specified by regulations.
CHAPTER III
NATIONAL BOARD FOR ANTI-DOPING IN SPORTS
7. (1) With effect from such date as the Central Government may, by notification in the Establishment
Official Gazette, appoint in this behalf, there shall be established, for the purposes of this and
constitution of
Act, a Board to be called the National Board for Anti-Doping in Sports.
National
(2) The Board shall consist of a Chairperson and two Members to be appointed by the Board for
Anti-Doping
Central Government:
in Sports.
Provided that no person shall be appointed as the Chairperson or Member of the
Board, or continue to hold such position, if such person is involved in the management or6 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
operation of any International Federation, National Sports Federation, Major Event
Organisation, National Olympic Committee, National Paralympic Committee or is in the
Government department with responsibility for sport or anti-doping.
(3) The Chairperson shall be a person of ability, integrity and standing who has
knowledge and experience of not less than twenty years in the field of general administration,
sport administration or is a retired eminent athlete.
(4) A Member shall be a person of ability, integrity and standing who has knowledge
and experience of not less than fifteen years in the field of general administration, medical
sciences, law or is a retired eminent athlete.
Explanation.—For the purposes of this sub-section, the term "eminent athlete" means
a sportsperson who has been conferred with a national sports award or Padma award for his
outstanding contribution to the development of national sports in terms of medals won in
international events.
(5) The term of office of the Chairperson and members shall be three years or till they
attain the age of sixty-five years, whichever is earlier.
(6) In the event of the occurrence of a vacancy in the office of the Chairperson or
Member by reason of death, resignation or otherwise, or, when the Chairperson or Member
is unable to discharge his functions owing to absence, illness or any other cause, the Central
Government may assign temporary charge of such office to any person who fulfils the
requisite qualification and experience as provided in section 7, and such person shall discharge
the functions of the Chairperson or Member, as the case may be, until a new Chairperson or
Member, appointed in accordance with the provisions of this Act to fill such vacancy, enters
upon his office, or until the date on which the Chairperson or Member resumes the charge of
his functions.
(7) The Chairperson or a Member shall not accept, either during his term of office or for
a period of one year from the date on which he ceases to hold office, any employment, in any
capacity whatsoever, with any International Federation or National Sports Federation or
with any organisation, body or entity whose matter has been dealt with, directly or indirectly,
by such Chairperson or Member:
Provided that nothing contained herein shall be construed as preventing such person
from accepting an employment in a body or institution controlled or maintained by the
Central Government or a State Government.
(8) The Chairperson or a Member may—
(a) relinquish his office by giving in writing to the Central Government, a notice
of not less than three months; or
(b) be removed from his office by the Central Government, if he—
(i) has been adjudged an insolvent; or
(ii) has been convicted of an offence which, in the opinion of the Central
Government, involves moral turpitude; or
(iii) has become physically or mentally incapable of acting as a Member;or
(iv) has acquired such financial or other interest as is likely to affect
prejudicially his functions as a Member; or
(v) has so abused his position as to render his continuance in office
prejudicial to the public interest:
Provided that no person shall be so removed from his office underSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 7
sub-clause (iv) or sub-clause (v) of clause (b), unless such person has been
given a reasonable opportunity of being heard in the matter.
(9) The salaries and allowances payable to, and other conditions of service of, the
Chairperson and members shall be such as may be as prescribed.
8. (1) The Board shall meet at such times and places, and shall observe such procedure Meetings of
with regard to the transaction of business at its meetings (including the quorum at such Board.
meetings) as may be provided by regulations made by the Board.
(2) Every decision of the Board shall, as far as possible, be on the basis of a simple
majority.
(3) No act or proceeding of the Board shall be invalidated merely by reason of—
(a) any vacancy in, or any defect in the constitution of, the Board;
(b) any defect in the appointment of a person acting as a member of the Board;
(c) any irregularity in the procedure of the Board not affecting the merits of the
case.
9. (1) The Central Government shall provide the Board with such officers and employees Officers and
as may be necessary for the efficient discharge of its functions under this Act. employees of
Board.
(2) The salaries and allowances payable to, and other conditions of service of, officers
and other employees of the Board shall be such as may be prescribed.
10. (1) Subject to the provisions of this Act, the Board shall be responsible for ensuring Powers and
implementation of the provisions of the Convention and monitoring the compliance thereof. functions of
Board.
(2) The Board shall advise the Central Government and make recommendations relating
to regulating anti-doping in sports and compliance with the Convention.
(3) The Board shall oversee the activities of the Agency and may call for such
information and reports from the Agency as may be required for ensuring compliance with
the provisions of the Convention and the Code, including reports on—
(a) the activities of Agency towards ensuring compliance with the anti-doping
rules and standards laid down by the World Anti-Doping Agency;
(b) matters of integrity and fair play in sports;
(c) implementation of the notified or adopted anti-doping measures or policies;
(d) strategic planning of its anti-doping activities for the forthcoming years;
(e) any other matter which the Board may deem expedient for fulfilling the objective
of eliminating doping in Sports.
(4) The Board may issue such directions to the Agency as may be necessary for
effective and timely implementation of the Convention and the Code.
(5) The Board may call for such information from the Disciplinary Panel and the Appeal
Panel on its operations and issue such directions, as may be necessary, for the effective and
timely discharge of their functions with respect to Anti-Doping Rule Violations under this
Act:
Provided that such directions shall be limited to procedural efficiency of the Disciplinary
Panel and the Appeal Panel and shall not, in any case, interfere with their decision making
process.
11. (1) The Board shall, for the purpose of determining the consequences of Disciplinary
Anti-Doping Rule Violations under this Act, constitute a National Anti-Doping Disciplinary Panel.
Panel, in such manner as may be specified by regulations.
(2) The Disciplinary Panel shall consist of—
(a) a Chairperson, who is a legal expert, having not less than ten years of standing
as legal practitioner;8 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(b) four Vice-Chairpersons, who are legal experts, having not less than
seven years of standing as legal practitioners;
(c) five members, who are registered medical practitioners, having not less than
five years of standing;
(d) five members, who are sports administrators for not less than five years or
retired eminent athletes.
(3) The Chairperson, Vice-Chairperson and other members of the Disciplinary Panel
shall be appointed by the Board for a term of two years, in such manner and subject to such
conditions, as may be specified by regulations:
Provided that each member shall be eligible for reappointment.
(4) If a member of Disciplinary Panel dies or resigns, or is otherwise removed from the
Panel by the Board on such grounds as may be specified by regulations, the Board may
appoint a suitable person to fill such vacancy for the remainder of the term of the member in
whose place such person is appointed.
(5) For the purposes of hearing and determining consequences of Anti-Doping Rule
Violations under this Act, a hearing panel of three members shall be formed by the Chairperson
of the Disciplinary Panel or in his absence, by the Vice-Chairperson; and each such panel
shall consist of the Chairperson or the Vice-Chairperson as its Chairperson, one member who
is a medical practitioner and other member who is a sports administrator or retired eminent
athlete.
Appeal Panel. 12. (1) For the purposes of hearing of appeals under this Act, the Board shall constitute
a National Anti-Doping Appeal Panel, in such manner as may be specified by regulations.
(2) The Appeal Panel shall consist of—
(a) a Chairperson, who is a retired Judge of a High Court;
(b) a Vice-Chairperson, who is a legal expert, having not less than ten years of
standing as legal practitioner;
(c) two members, who are registered medical practitioners, having not less than
ten years of standing;
(d) two members, who are, or have been, retired eminent athletes or sports
administrators for not less than ten years.
(3) The Chairperson, Vice-Chairperson and other members of the Appeal Panel shall be
appointed by the Board for a term of two years, in such manner and subject to such conditions,
as may be specified by regulations:
Provided that each member shall be eligible for reappointment.
(4) If a Panel member dies or resigns, or is otherwise removed from the Panel by the
Board on such grounds as may be specified by regulations, the Board may appoint a suitable
person to fill such vacancy for the remainder of the term of the member in whose place such
person is appointed.
(5) For the purposes of hearing of appeals under this Act, a panel of three members
shall be formed by the Chairperson of the Appeal Panel or in his absence, by the
Vice-Chairperson; and each such panel shall consist of the Chairperson or the Vice-Chairperson
as its Chairperson, one member who is a medical practitioner and other member who is a
sports administrator or retired eminent athlete.
Annual 13. (1) The Board shall furnish to the Central Government an annual report containing
report. such details of the steps taken, proposals made, researches undertaken and other measures
undertaken by it in pursuance of its functions under section 10, in such form and manner as
may be prescribed.
(2) The Central Government shall cause the annual report furnished under
sub-section (1) to be laid before each House of Parliament.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 9
CHAPTER IV
NATIONAL ANTI-DOPING AGENCY
14. (1) The National Anti-Doping Agency, established as a society and functioning as Incorporation
such, prior to the coming into force of this Act, is hereby constituted a body corporate by the of National
Anti-Doping
same name, and as such body corporate, it shall have perpetual succession and a common
Agency.
seal with power, subject to the provisions of this Act, to acquire, hold and dispose of
property, both movable and immovable, and to contract, and shall, by that name, sue and be
sued.
(2) The Head Office of the Agency shall be at New Delhi.
(3) The Agency shall be headed by an officer designated as the Director General to be
appointed by the Central Government:
Provided that the Director General appointed prior to the commencement of this Act
and holding the office as such, shall be deemed to have been appointed as the Director
General under this Act.
(4) The Central Government shall, in consultation with the Board, determine the number,
nature and categories of officers and other staff required to assist the Agency in the discharge
of its function and provide the Agency with such officers and employees as it may deem fit.
(5) The salaries and allowances payable to, and other terms and conditions of service
of, the Director General, officers, and other staff of the Agency shall be such as may be
prescribed.
(6) The power to oversee the activities of the Agency shall vest in the Board.
15. (1) The Director General shall be appointed by the Central Government from amongst Director
persons of integrity and outstanding ability possessing such qualifications and experience General.
as may be prescribed.
(2) The Director General shall hold office on full-time basis for a period of three years,
which may be extended to such further period, as the Central Government deems fit.
(3) The Director General shall be responsible for the execution of the powers and
functions of the Agency specified in section 16.
(4) The Board may assign such responsibilities to the Director General from time to
time as it may deem expedient for fulfilling the objective of eliminating doping in sport.
(5) In the event of the occurrence of a vacancy in the office of the Director General by
reason of his death, resignation or otherwise, the Central Government may appoint any other
person to discharge the functions of the Director General until a new Director General is
appointed in accordance with the provisions of this Act to fill such vacancy.
(6) When the Director General is unable to discharge his functions owing to absence,
illness or any other cause, the Central Government may appoint any other person to act as
the Director General until the date on which the Director General resumes the charge of his
functions.
(7) The Director General may relinquish his office by giving in writing to the Central
Government a notice of not less than three months:
Provided that such resignation shall be effective from the date when it is accepted by
the Central Government.
(8) The Central Government may remove the Director General at any time before the
expiry of his term of office on the ground of proven misbehavior or incapacity or such other
ground, after giving him a reasonable opportunity of showing cause against any such charge.
(9) The Director General shall have administrative control over the officers and other
staff of the Agency.10 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Powers and 16. (1) The Agency shall be responsible for adopting and implementing anti-doping
functions of rules and policies which conform with the Code and for promoting, coordinating, and
Agency.
monitoring the doping control programme in sports to ensure dope-free sport in India.
(2) The Agency shall have the primary responsibility to implement the provisions of
this Act and may direct the collection of samples, manage test results and conduct results
management at the national level.
(3) Without prejudice to the generality of the foregoing provisions, the Agency shall
perform the following functions, namely:—
(a) the planning, coordination, implementation and monitoring of anti-doping
activities, including effective testing and whereabouts management;
(b) taking measures to prevent Anti-Doping Rule Violations;
(c) undertaking anti-doping sensitisation and advocacy measures;
(d) carrying out investigation and conducting results management of any
Anti-Doping Rule Violations;
(e) adopting and implementing anti-doping rules and policies which conform
with the Code and the international standards and perform its functions in accordance
with such rules and policies;
(f) implementing the Convention in accordance with the Act;
(g) enforcing anti-doping rules by exercising authority over athletes, athlete
support personnel and other persons, including National Sports Federations and other
sports organisations;
(h) promoting anti-doping research;
(i) coordinating and cooperating with the World Anti-Doping Agency, Other
Anti-Doping Organisations, National Sports Federations and International Federations;
(j) coordinate and collaborate with concerned authorities and stakeholders in
matters relating to establishment of best practices in the marketing and distribution of
nutritional supplements including information regarding their analytical composition
and quality assurance;
(k) facilitating sharing and free flow of information relating to the use of doping
substances, doping practices or any Anti-Doping Rule Violation between sports bodies,
officials conducting competition or event, Other Anti-Doping Organisations and the
Agency;
(l) establishing code of conduct for officers and employees of the Agency and
for such other persons or agencies engaged by the Agency;
(m) establishing standards for the manufacturing of nutritional supplements for
sport in India;
(n) undertaking any other activity specified by regulations by the Board that
may be expedient for fulfilling the objective of eliminating doping in sport.
(4) The Agency may make such regulations, as it deems necessary, for the effective
discharge of its functions.
Power to 17. The Agency may constitute such committees, as it deems fit, for the discharge of
constitute its function under this Act, including Therapeutic Exemption Committee, Investigation
committees.
Committee, Sample Collection and Testing Committee, Result Management Committee,
Education Committee and Sanction Committee, in such manner as may be specified by
regulations.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 11
18. (1) Where the Agency considers it necessary so to do, it may constitute one or Constitution
more investigation teams, consisting of such officers or such persons, as it thinks necessary, of
investigation
for the purposes of carrying out its functions under this Act.
teams and
engagement of
(2) The Agency may engage such number of experts and professionals, having such
experts and
qualifications and experience, and in such manner, as may be specified by regulations, to professionals
assist the Agency in the discharge of its functions under this Act. by Agency.
CHAPTER V
DOPING CONTROL PROCESS
19. (1) Where the Agency has reasons to believe that an athlete or athlete support Power of
personnel or any other person to whom this Act applies has committed an Anti-Doping Rule entry, search
and seizure.
Violation, any person authorised by the Agency may, in accordance with the provisions of
2 of 1974. the Code of Criminal Procedure, 1973,—
(a) enter any place, at all reasonable times, with such assistance as is considered
necessary, for the purpose of inspecting, examining and determining if any Anti-Doping
Rule Violation has been committed or is being committed;
(b) search any premises in which the officer has reason to believe that any
Anti-Doping Rule Violation has been, or is being, or is about to be, committed;
(c) seize any equipment, device, substance, record, register, document or
other material object, if such officer believes that it may furnish evidence of such
Anti-Doping Rule Violation or that seizure is necessary to prevent or mitigate any
Anti-Doping Rule Violation.
(2) Save as otherwise provided in this Act, the procedure for investigation or taking
any other action under this section shall be such as may be specified by regulations.
20. Where the Agency has reasons to believe that an athlete has committed an Power of
Anti-Doping Rule Violation, it shall require such athlete to submit samples for testing, in collecting
samples and
accordance with such procedure and in such manner, as may be specified by regulations.
testing.
21. (1) After receiving an adverse report from a dope testing laboratory showing Result
presence of any prohibited substance in the sample of an athlete, the Agency shall carry out management
process.
initial examination of the report in such manner as may be specified by regulations, and verify
if Therapeutic Use Exemption has been granted to such athlete in respect of such substance.
(2) Where, after examination and verification under sub-section (1), the Agency is
satisfied that no Therapeutic Use Exemption has been granted to the athlete, it shall take
such actions and in such manner as may be specified by regulations.
22. (1) After the issuance of a notice by the Agency to the athlete or other person Hearing by
asserting the commission of Anti-Doping Rule Violation under this Act, if such athlete or the Disciplinary
Panel and
other person does not waive his right of hearing in the manner specified by regulations, the
determination
Agency shall refer such matter to the Disciplinary Panel for hearing and determination of
of
consequences of such Anti-Doping Rule Violation. consequences
thereof.
(2) The Disciplinary Panel shall hear and determine all issues arising from any matter
which is referred to it, and determine the consequences of Anti-Doping Rule Violations.
(3) Every party shall have a right to be represented, and to have an interpreter, at their
own cost.
(4) The Disciplinary Panel shall have power, at its own discretion, to appoint an expert
to assist or advice it on such matters as it may require.
(5) Subject to such regulations as may be made by the Board, the Disciplinary Panel
shall have power to regulate its own procedure.12 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(6) Each party to the proceedings shall have right to present the evidence, including
the right to call and question witnesses, subject to the discretion of the Disciplinary Panel.
(7) The parties to the proceedings may submit written submissions with all documents
relied upon, in such manner and within such time, as may be specified by regulations.
(8) The Disciplinary Panel shall after hearing all parties and after considering all evidence
placed before it, by an order in writing made unanimously or by majority, determine the
consequences of Anti-Doping Rule Violations in accordance with the provisions of
section 6 and the regulations made thereunder.
(9) The decision of the Disciplinary Panel shall be communicated in such manner, as
may be specified by regulations.
Hearing of 23. (1) Any person who is aggrieved by any decision under this Act, including—
appeal by
Appeal Panel. (a) a refusal to grant Therapeutic Use Exemption under section 5; or
(b) imposition of consequences for an Anti-Doping Rule Violation under
section 6;
(c) such other decision as may be specified by regulations,
may prefer an appeal to the Appeal Panel in such form, within such time, and in such manner,
as may be specified by regulations.
(2) Subject to such regulations as may be made by the Board, the Appeal Panel shall
have power to regulate its own procedures.
(3) The Appeal Panel shall have power, at its own discretion, to appoint an expert to
assist or advice it on such matters as it may require.
(4) Every party shall have a right to be represented, and to have an interpreter, at their
own cost.
(5) Each party to the proceedings shall have right to present relevant evidence, to call
and examine witnesses and to submit written and oral submissions.
(6) The Appeal Panel shall complete hearing as expeditiously as possible, and endeavour
shall be made to dispose of such appeal within three months of the date of order of the
Disciplinary Panel.
(7) The Appeal Panel shall, after hearing all parties and considering all evidences
placed before it, by an order in writing, made unanimously or by majority, either confirm or
vary or set aside the order of the Disciplinary Panel.
(8) The decision of the Appeal Panel shall be communicated to the parties concerned,
in such manner, as may be specified by regulations.
(9) Any person who is aggrieved by the decision of the Appeal Panel may prefer an
appeal to the Court of Arbitration for Sport, in accordance with such rules as may be provided
by the Court of Arbitration for Sport and the Code.
Explanation.—For the purposes of this sub-section, "Court of Arbitration for Sport"
means an international body established in 1984 to settle disputes related to sport through
arbitration whose headquarter is in Lausanne, Switzerland.
CHAPTER VI
FINANCE, ACCOUNTS, AUDIT AND REPORTS
Grants by 24. The Central Government may, after due appropriation made by Parliament by
Central law in this behalf, grant such sums of money as the Central Government may think fit for
Government.
being utilised for the purposes of this Act and to comply with its commitments under the
Convention, and such funds shall be utilised to meet all the expenses incurred on
administrative and operational requirements of the Board, the Agency and the NationalSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 13
Dope Testing Laboratory established under sub-section (1), or under clause (b) of
sub-section (2), of section 26 (hereafter in this Chapter referred to as the concerned bodies),
in such manner as may be specified by regulations.
25. (1) The concerned bodies shall maintain proper accounts and other relevant records Accounts and
and prepare an annual statement of accounts in such form as may be prescribed by the audit.
Central Government in consultation with the Comptroller and Auditor-General of India.
(2) The accounts of the concerned bodies shall be audited by the Comptroller and
Auditor-General of India at such intervals as may be specified by him and any expenditure
incurred in connection with such audit shall be payable by the concerned bodies to the
Comptroller and Auditor-General of India.
(3) The Comptroller and Auditor-General of India and any person appointed by him in
connection with the audit of the accounts of the concerned bodies shall have the same rights
and privileges and authority in connection with such audit as the Comptroller and
Auditor-General of India generally has in connection with the audit of Government accounts
and, in particular, shall have the right to demand the production of books, accounts, connected
vouchers and other documents and papers and to inspect any of the offices of the concerned
bodies.
(4) The accounts of the concerned bodies as certified by the Comptroller and
Auditor-General of India or any other person appointed by him in this behalf, together with
the audit report thereon shall be forwarded annually to the Central Government by the
concerned bodies and the Central Government shall cause the audit report to be laid, as soon
as may be after it is received, before each House of Parliament.
CHAPTER VII
MISCELLANEOUS
26. (1) The National Dope Testing Laboratory, established and functioning as such Dope testing
prior to the commencement of this Act shall be deemed to be the principal dope testing laboratories.
laboratory established under this Act and shall continue to function for the purposes of this
Act in such manner as may be prescribed.
(2) The Central Government may,—
(a) recognise one or more laboratories or institutes located within India as dope
testing laboratories to carry out the functions entrusted to a dope testing laboratory
under this Act or the rules and regulations made thereunder;
(b) establish one or more National Dope Testing Laboratories, including
laboratories for undertaking research in anti-doping science and related fields:
Provided that every dope testing laboratory recognised or established under
this section may, if required, obtain the accreditation of the World Anti-Doping Agency
or of such other accrediting bodies, and shall maintain the requisite accreditations as
a condition for continuation as a dope testing laboratory under this Act.
(3) Every National Dope Testing Laboratory and other dope testing laboratories
established or recognised under this section shall have the authority to—
(i) test the sample for any sports federation or sports event not recognised by
the International Olympic Committee or the Central Government;
(ii) undertake sample analysis of sports other than any national or international
event;
(iii) undertake any other tests or samples analysis as may be prescribed.
(4) The Central Government may make rules to provide for—
(a) the qualifications and experience for appointment as technical and
non-technical staff of the National Dope Testing Laboratory;14 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(b) the salaries and allowances payable to, and other conditions of service of,
the technical and non-technical staff of the National Dope Testing Laboratory;
(c) the standards for establishment, recognition, maintenance and operation of a
dope testing laboratory and the manner of granting recognition to such dope testing
laboratory;
(d) the functions of the dope testing laboratory, the procedure for submission to
the said laboratory of samples for analysis or tests and other standard operative
procedures.
Data of 27. (1) The Agency shall have the power to collect, use and process the following
athletes and
personal data for the purposes of implementation the objectives of the Act and in accordance
maintenance
with applicable data privacy regulations, including the International Standard for the Protection
of database.
of Privacy and Personal Information, namely:—
(a) sex or gender of the athlete;
(b) list of Anti-Doping Violations committed by an athlete under the Act and the
details of such violation;
(c) medical history of the athlete;
(d) whereabouts information of the athlete;
(e) any other personal data as may be specified by regulations.
(2) The Agency may make regulations to govern the procedure for collection, usage,
processing and disclosure of the personal data specified in sub-section (1).
(3) The Agency shall establish and maintain a database to record all the sanctions
awarded by the Agency, the Disciplinary Panel and the Appeal Panel and such other details
of the sanctions, in such manner, as may be specified by regulations.
(4) The Agency shall publicly disclose the disposition of the anti-doping matter,
including the sport, the anti-doping rule violated, the name of the athlete or other person
committing the Anti-Doting Rule Violation, the prohibited substance or prohibited method
involved (if any) and the consequences imposed, in accordance with such procedure as may
be specified by regulations.
Application of 28. (1) The provisions of this Act and the rules and regulations made thereunder shall
Act, rules and apply to such other athletes or sport bodies, or to competition or event at such other level,
regulations to
as the Central Government may, by notification in the Official Gazette, specify.
others athletes
and sports
(2) Every person to whom this Act is made applicable under sub-section (1), shall be
bodies, etc.
bound by, and have the obligation to comply with, the provisions of this Act and the rules
and regulations made thereunder.
Power to 29. (1) The Central Government may, by notification in the Official Gazette, make rules
make rules. for all or any of the following matters, namely:—
(a) the salaries and allowances payable to, and other conditions of service of,
the Chairperson and Members of the Board under sub-section (9) of section 7;
(b) the salaries and allowances payable to, and other conditions of service of,
officers and other employees of the Board under sub-section (2) of section 9;
(c) the form and the manner in which an annual report shall be furnished under
sub-section (1) of section 13;
(d) the salaries and allowances payable to and other conditions of service of, the
Director General, officers and other staff of the Agency under sub-section (5) of
section 14;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 15
(e) the qualifications and experience for appointment as Director General under
sub-section (1) of section 15;
(f) the form in which annual statement of accounts shall be prepared under
sub-section (1) of section 25;
(g) the manner in which the National Dope Testing Laboratory shall be carry out
its functions, under sub-section (1) of section 26;
(h) the manner of undertaking other tests or samples analysis under clause (iii)
of sub-section (3) of section 26;
(i) the qualifications and experience for appointment as technical and
non-technical staff of the National Dope Testing Laboratory, under clause (a) of
sub-section (4) of section 26;
(j) the salaries and allowances payable to and other conditions of service of the
technical and non-technical staff of the National Dope Testing Laboratory, under
clause (b) of sub-section (4) of section 26;
(k) the standards for establishment, recognition, maintenance and operation of
dope testing laboratories and the manner of granting recognition to such laboratories,
under clause (c) of sub-section (4) of section 26;
(l) the functions of the dope testing laboratory and the procedure for the
submission to the said laboratory of samples for analysis or tests, under clause (d) of
sub-section (4) of section 26;
(m) any other matter which has to be, or may be, prescribed, for fulfilling
obligations of the country under the Convention.
30. (1) The Board may, by notification in the Official Gazette, make regulations, not Power to make
inconsistent with the provisions of this Act, for all or any of the following matters, namely:— regulations by
Board.
(a) the times and places for meetings and the procedure for transaction of
business at meetings of the Board (including the quorum), under sub-section (1) of
section 8;
(b) the manner of constituting a Disciplinary Panel under sub-section (1) of
section 11;
(c) the manner of appointment of the Chairperson and Vice-Chairperson and
other members of the Disciplinary Panel and the conditions subject to which such
appointments shall be made under sub-section (3) of section 11;
(d) the grounds on which a member of Disciplinary Panel may be removed under
sub-section (4) of section 11;
(e) the manner of constituting an Appeal Panel under sub-section (1) of
section 12;
(f) the manner of appointment of the Chairperson and Vice-Chairperson and
other members of the Appeal Panel and the conditions subject to which such
appointments shall be made under sub-section (3) of section 12;
(g) the grounds on which a member of Appeal Panel may be removed under
sub-section (4) of section 12;
(h) the other activities to be undertaken by the Agency for eliminating doping in
sport under clause (n) of sub-section (3) of section 16;
(i) the procedure to be followed by the Disciplinary Panel under sub-section (5)
of section 22;
(j) the manner in which, and the time within which, written submissions may be
submitted under sub-section (7) of section 22;16 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(k) the manner of communicating the decision of the Disciplinary Panel under
sub-section (9) of section 22;
(l) the other decisions against which appeal may be filed, and the form and
manner in which and the time within which appeal may be filed, under sub-section (1)
of section 23;
(m) the procedure to be followed by the Appeal Panel under sub-section (2) of
section 23;
(n) the manner of communicating the decision of the Appeal Panel under
sub-section (8) of section 23;
(o) the manner in which the funds may be utilised by the Board and the Agency
under section 24;
(p) any other matter which has to be, or may be, specified by regulations, for
giving effect to the provisions of this Act or for fulfilling obligations under the
Convention, except on matters for which the Agency has power to make regulations
under section 31.
Power to 31. (1) The Agency may for giving effect to the Code and for complying with the
make requirements of the international standards, make regulations on the following matters:—
regulations by
Agency. (a) the procedure, methods and standards for testing and analysis and sample
collection based on the Code and the international standard for testing and
investigation as issued by the World Anti-Doping Agency;
(b) the procedure and standards for collection, storage and retention of samples
and results management in relation to samples;
(c) the procedure for investigation and determination of Anti-Doping Rule
Violations and imposition of sanctions for an Anti-Doping Rule Violation;
(d) the procedures for negative analytical findings and adverse analytical
findings, and principles governing the provisional suspension of an athlete or other
person alleged to have committed an Anti-Doping Rule Violation;
(e) the procedures, methods and standards for assessing and granting
Therapeutic Use Exemptions;
(f) the procedure for re-entry of a banned athlete;
(g) the procedure to be followed for in-competition testing of athletes,
methodology for testing and any matters pertaining to in-competition testing of athletes;
(h) the procedure for qualifying athletes for out-of-competition testing and
procedure for undertaking out-of-competition testing of athletes, collection of
whereabouts data of such athletes and any matters pertaining to out-of-competition
testing of athletes;
(i) the measures for promotion of research and advocacy in relation to sports
doping and testing and methods for sensitising athletes, athlete support personnel,
other persons and other concerned stakeholders in relation to the ills of doping;
(j) the manner of implementing anti-doping control activities and anti-doping
education, training and sensitisation programmes to provide updated and accurate
information on the harm of doping to the ethical values of sport and the health
consequences of doping;
(k) the procedure for search and seizure of premises, collection of samples, and
collection of information and whereabouts data, and consequences for wilful delay,
obstruction, destruction or provision of false information by any person in relation to
any exercise of power by an empowered person under this Act;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 17
(l) the manner of taking measures for eradicating doping in sports;
(m) the manner in which the sports bodies, officials conducting competition or
event and other Anti-Doping Organisations may share information relating to the use
of doping substances, doping practices or any Anti-Doping Rule Violation with the
Agency;
(n) the manner in which the recommendations made by the Board may be
considered by the Agency.
(2) In particular, and without prejudice to the generality of the foregoing power, the
Agency may make regulations, for giving effect to the provisions of the Act, on all or any of
the following matters:—
(a) the prohibited substances and prohibited methods in the Prohibited List
under clause (za) of section 2;
(b) the other omissions or failures under clause (iii) of the Explanation to
clause (d) of section 4;
(c) the prohibited association with athlete support personnel under clause (j) of
section 4;
(d) the other circumstances, or engaging in other acts or conduct, which amounts
to Anti-Doping Rule Violation, under clause (l) of section 4;
(e) the manner of considering the application and the criteria to be taken into
consideration under sub-section (2) of section 5;
(f) the manner of granting or refusing to grant Therapeutic Use Exemptions
under sub-section (3) of section 5;
(g) the manner of imposing disqualification of results under clause (a) of
sub-section (1) of section 6;
(h) the manner of imposing ineligibility to participate in any competition or event
or other activity or funding, and the period of such ineligibility, under clause (b) of
sub-section (1) of section 6;
(i) the manner of imposing provisional suspension from participating in any
competition or activity under clause (c) of sub-section (1) of section 6;
(j) the manner of imposing financial sanction including proportionate recovery
of costs under clause (d) of sub-section (1) of section 6;
(k) other consequences under clause (e) of sub-section (1) of section 6;
(l) the consequences of Anti-Doping Rule Violations for team sports under
sub-section (2) of section 6;
(m) the code of conduct for officers and employees of the Agency and for such
other persons or agencies engaged by the Agency, under clause (l) of sub-section (3)
of section 16;
(n) the effective discharge of functions of the Agency under sub-section (4) of
section 16;
(o) the manner of constituting committees under section 17;
(p) the number of experts and professionals to be engaged by the Agency, the
qualifications and experience to be possessed by them, and the manner in which they
may be engaged, under sub-section (2) of section 18;
(q) the procedure for investigation or taking any other action, under
sub-section (2) of section 19;18 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(r) the procedure and the manner for submitting samples for testing under
section 20;
(s) the manner of carrying out the initial examination of the report of a dope
testing laboratory under sub-section (1) of section 21;
(t) the actions to be taken, and the manner in which such actions may be taken,
under sub-section (2) of section 21;
(u) the manner of waiving right of hearing under sub-section (1) of section 22;
(v) other personal data under clause (e) of sub-section (1) of section 27;
(w) the procedure for collection, usage, processing and disclosure of the personal
data under sub-section (2) of section 27;
(x) the other details of the sanctions, and the manner of establishing and
maintaining a database under sub-section (3) of section 27;
(y) the procedure for making public disclosure under sub-section (4) of
section 27;
(z) any other matter which has to be, or may be, specified by regulations, for
giving effect to the Code and for complying with international standards.
Rules and 32. Every rule and regulation made under this Act shall be laid, as soon as may be after
regulations to it is made, before each House of Parliament, while it is in session for a total period of
be laid before
thirty days which may be comprised in one session or in two or more successive sessions,
Parliament.
and if, before the expiry of the session immediately following the session or the successive
sessions aforesaid, both Houses agree in making any modification in the rule or regulation,
or both Houses agree that the rule or regulation should not be made, the rule or regulation
shall thereafter have effect only in such modified form or be of no effect, as the case may be;
so, however, that any such modification or annulment shall be without prejudice to the
validity of anything previously done under that rule or regulation.
Power to 33. (1) If any difficulty arises in giving effect to the provisions of this Act, the Central
remove Government may, by order, published in the Official Gazette, make such provisions not
difficulties.
inconsistent with the provisions of this Act, as may appear to it to be necessary or expedient
for removing the difficulty:
Provided that no such order shall be made under this section after the expiry of
five years from the commencement of this Act.
(2) Every order made under this section shall, as soon as may be after it is made, be laid
before each House of Parliament.
Transitional 34. On and from the commencement of this Act,—
provisions.
(a) the Societies, namely, the National Anti-Doping Agency and the National
Dope Testing Laboratory shall stand dissolved;
(b) any reference to the Society in any contract or other instrument shall be
deemed as a reference to the National Anti-Doping Agency or the National Dope
Testing Laboratory, as the case may be, established under this Act;
(c) all properties, movable and immovable, of or belonging to the Society shall
vest in the National Anti-Doping Agency or the National Dope Testing Laboratory, as
the case may be, established under this Act;
(d) all the rights and liabilities of the Society shall be transferred to, and be the
rights and liabilities of, the National Anti-Doping Agency or the National Dope Testing
Laboratory, as the case may be, established under this Act;
(e) every person employed by the Society, immediately before such
commencement, shall hold office in the National Anti-Doping Agency or the NationalSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 19
Dope Testing Laboratory, as the case may be, by the same tenure, at the same
remuneration and upon the same terms and conditions and with the same rights and
privileges as to pension, leave, gratuity, provident fund and other matters as he would
have held the same if this Act had not been enacted, and shall continue to be so unless
and until his employment is terminated or until such tenure, remuneration and terms
and conditions are duly altered by any regulations made under this Act:
Provided that if the alteration so made is not acceptable to such employee, his
employment may be terminated by the National Anti-Doping Agency or the National
Dope Testing Laboratory, as the case may be, in accordance with the terms of the
contract with the employee or, if no provision is made therein in this behalf, on payment,
to him by the National Anti-Doping Agency or the National Dope Testing Laboratory,
as the case may be, of compensation equivalent to three months' remuneration in case
of permanent employees and one month's remuneration in the case of other employees;
(f) if there are any pending proceedings, including any disciplinary, arbitration,
appeal or other legal proceedings, of whatever nature, by or against the Society, the
same shall not get abated or discontinued by reason of the incorporation of the Society
under this Act, but such proceedings may be continued or enforced by or against the
National Anti-Doping Agency or the National Dope Testing Laboratory, as the case
may be, in the same manner and to the same extent as it would or may have been
continued or enforced by or against the society, if this Act had not been enacted;
(g) any rules and regulations made prior to such commencement, shall, in so far
as they are consistent with the provisions of this Act, continue to be applicable till new
rules and regulations are made under this Act.20 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
STATEMENT OF OBJECTS AND REASONS
The Government of India was one of the Members of Foundation Board of the World
Anti-Doping Agency from 1999 to 2002. It has signed the United Nations Educational,
Scientific and Cultural Organisation International Convention against Doping in Sport in
2005 and ratified it in November 2007. Pursuant to the ratification of the said Convention, the
Government of India has established the National Dope Testing Laboratory in 2008 and the
National Anti-Doping Agency in 2009 to fulfil the commitments of India thereunder. The said
Convention aims to promote the prevention of, and the fight against, doping in sport for its
elimination. To achieve the objectives of the Convention, each State Party undertakes to
adopt appropriate measures that may include legislation, regulation, policies or administrative
practices and to commit themselves to the principles of the World Anti-Doping Code as the
basis for the measures provided in the said Convention.
2. It is intended to provide a statutory framework for the operation of the National
Anti-Doping Agency, the National Dope Testing Laboratory and other dope testing
laboratories and for creation of a National Board for Anti-Doping in Sports to strengthen
anti-doping activities in sport, and to comply with the provisions of the said Convention.
3. The National Anti-Doping Bill, 2021, inter alia, seeks to—
(i) establish a National Board for Anti-Doping in Sport and provides for its
composition, powers and functions;
(ii) establish the National Anti-Doping Agency to be headed by a Director
General, and provides for the powers and functions of the said Agency, including the
powers of investigation, levying sanctions for Anti-Doping Rule Violations, the
disciplinary procedures to be adopted and the powers of inspection, sample collection
and sharing and free flow of information;
(iii) establish National Dope Testing Laboratory and other dope testing
laboratories;
(iv) strengthen the framework and mechanisms for carrying out the doping
control programme in sports to ensure dope-free sport in India.
4. The Bill seeks to achieve the above objectives.
NEW DELHI; ANURAG SINGH THAKUR.
The 10th December, 2021.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 21
FINANCIAL MEMORANDUM
Sub-clause (1) of clause 7 of the Bill provides for the establishment of a National Board
for Anti-Doping in Sports and sub-clause (9) thereof provides for the salaries and allowances
payable to, and other conditions of service of, the Chairperson and Members of the Board.
Sub-clause (2) of clause 9 of the Bill provides for the salaries and allowances payable
to, and other conditions of service of, officers and other employees of the Board.
Sub-clause (1) of clause 11 of the Bill provides for the constitution of a National
Anti-Doping Disciplinary Panel consisting of a Chairperson, four Vice-Chairpersons and ten
members.
Sub-clause (1) of clause 12 of the Bill provides for constitution of a National
Anti-Doping Appeal Panel consisting of a Chairperson, a Vice-Chairperson and four members.
Sub-clause (1) of clause 14 of the Bill provides for establishment of National
Anti-Doping Agency and for appointment of a Director General. Sub-clause (5) thereof
provides for the salaries and allowances payable to, and other conditions of service of, the
Director General, officers, and other staff of the Agency.
Sub-clause (1) of clause 18 of the Bill provides for the constitution of one or more
investigation teams, consisting of such officers or such persons, as the Agency deems
necessary. Sub-clause (2) thereof provides for the engagement by the Agency of such
number of experts and professionals, having such qualifications and experience, and in such
manner, as may be specified by regulations, to assist the Agency in the discharge of its
functions.
Clause 24 of the Bill provides for the grants by the Central Government to comply with
its commitments under the Convention, and the utilization of such funds to meet all the
expenses incurred on administrative and operational requirements of the Board, the Agency
and the National Dope Testing Laboratory.
Sub-clause (1) of clause 26 of the Bill provides for incorporation of National Dope
Testing Laboratory. Item (b) of sub-clause (2) of said clause provides for establishing one or
more National Dope Testing Laboratories, including laboratories for undertaking research in
anti-doping science and related fields.
Annual financial implication of `50 crore of recurring nature is envisaged towards
expansion of scope of activities of the Agency, National Dope Testing Laboratories and for
the creation of the Board.
The Bill does not involve any other expenditure of recurring or non-recurring nature
from the Consolidated Fund of India.22 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
MEMORANDUM REGARDING DELEGATED LEGISLATION
Clause 29 of the Bill empowers the Central Government to make rules, inter alia, in
respect of matters relating to—(a) the salaries and allowances payable to, and other conditions
of service of, the Chairperson and Members of the Board; (b) the salaries and allowances
payable to, and other conditions of service of, officers and other employees of the Board;
(c) the form and the manner in which an annual report shall be furnished; (d) the salaries and
allowances payable to and other conditions of service of, the Director General, officers, and
other staff of the Agency; (e) the qualifications and experience for appointment as Director
General; (f) the form in which annual statement of accounts shall be prepared; (g) the manner
in which the National Dope Testing Laboratory shall be carry out its functions; (h) the
qualifications and experience for appointment as technical and non-technical staff of the
National Dope Testing Laboratory; (i) the salaries and allowances payable to and other
conditions of service of the technical and non-technical staff of the National Dope Testing
Laboratory; (j) the standards for establishment, recognition, maintenance and operation of
dope testing laboratories and the manner of granting recognition to such laboratories;
(k) the functions of the dope testing laboratory and the procedure for the submission to the
said laboratory of samples for analysis or tests; (l) any other matter which has to be, or may
be, prescribed, for fulfilling obligations of the country under the Convention.
Clause 30 of the Bill empowers the Board to make regulations, inter alia, in respect of
matters relating to— (a) the times and places for meetings and the procedure for transaction
of business at meetings of the Board (including the quorum); (b) the manner of constituting
a Disciplinary Panel; (c) the manner of appointment of the Chairperson and Vice-Chairperson
and other members of the Disciliplinary Panel and the conditions subject to which such
appoints shall be made; (d) the grounds on which a member of Disciplinary Panel may be
removed; (e) the manner of constituting an Appeal Panel; (f) the manner of appointment of
the Chairperson and Vice-Chairperson and other members of the Appeal Panel and the
conditions subject to which such appointments shall be made; (g) the grounds on which a
member of Appeal Panel may be removed; (h) the other activities to be undertaken by the
Agency for eliminating doping in sport; (i) the procedure to be followed by the Disciplinary
Panel; (j) the manner in which, and the time within which, written submissions may be
submitted; (k) the manner of communicating the decision of the Disciplinary Panel; (l) the
other decisions against which appeal may be filed, and the form and manner in which and the
time within which appeal may be filed; (m) the procedure to the followed by the Appeal Panel;
(n) the manner of communicating the decision of the Appeal Panel; (o) the manner in which
the funds may be utilised by the Board and the Agency; (p) the manner of undertaking other
tests or samples analysis; (q) any other matter which has to be, or may be, specified by
regulations, for giving effect to the provisions of this Act or for fulfilling obligations under
the Convention, except on matters for which the Agency has power to make regulations.
Sub-clause (1) of clause 31 of the Bill empowers the Agency to make regulations for
giving effect to the Code and the complying with the requirements of the international
standards, inter alia, in respect of matters relating to—(a) the procedure, methods and
standards for testing and analysis and sample collection based on the Code and the
international standard for testing and investigation as issued by the World Anti-Doping
Agency; (b) the procedure and standards for collection, storage and retention of samples
and results management in relating to samples; (c) the procedure for investigation and
determination of Anti-Doping Rule Violations and imposition of sanctions for an Anti-Doping
Rule Violation; (d) the procedures for negative analytical findings and adverse analytical
findings, and principles governing the provisional suspension of an athlete or other person
alleged to have committed an Anti-Doping Rule Violation; (e) the procedures, methods and
standards for assessing and granting Therapeutic Use Exemptions; (f) the procedure for
re-entry of a banned athlete; (g) the procedure to be followed for in-competition testing of
athletes, methodology for testing and any matters pertaining to in-competition testing of
athletes; (h) the procedure for qualifying athletes for out-of-competition testing and procedure
for undertaking out-of-competion testing of athletes, collection of whereabouts data of suchSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 23
athletes and any matters pertaining to out-of competition testing of athletes; (i) the measures
for promotion of research and advocacy in relation to sports doping and testing and methods
for sensitising athletes, athlete support personnel, other persons and other concerned
stakeholders in relation to the ills of doping; (j) the manner of implementing anti-doping
control activities and anti-doping education, training and sensitisation programmes to provide
updated and accurate information on the harm of doping to the ethical values of sport and
the health consequences of doping; (k) the procedure for search and seizure of premises,
collection of samples, and collection of information and whereabouts data, and consequences
for wilful delay, obstruction, destruction or provision of false information by any person in
relation to any exercise of power by an empowered person under this Act; (l) the manner of
taking measures for eradicating doping in sports; (m) the manner in which the sports bodies,
officals conducting competition or event and Other Anti-Doping Organisations may share
information relating to the use of doping substances, doping practices or any Anti-Doping
Rule Violation with the Agency; (n) the manner in which the recommendations made by the
Board may be considered by the Agency.
Sub-clause (2) of clause 31 of the Bill empowers the Agency to make regulations,
inter alia, in respect of matters relating to—(a) the prohibited substances and prohibited
methods in the Prohibited List; (b) the other omissions or failures; (c) the prohibited association
with athlete support personnel; (d) the other circumstances, or engaging in other acts or
conduct, which amounts to Anti-Doping Rule Violation; (e) the manner of considering the
application and the criteria to be taken into consideration; (f) the manner of granting or
refusing to grant Therapeutic Use Exemptions; (g) the manner of imposing disqualification
of results; (h) the manner of imposing ineligibility to participate in any competition or event
or other activity or funding, and the period of such ineligibility; (i) the manner of imposing
provisional suspension from participating in any competition or activity; (j) the manner of
imposing financial sanction including proportionate recovery of costs; (k) other
consequences; (l) the consequences of Anti-Doping Rule Violations for team sports; (m) the
code of conduct for officers and employees of the Agency and for such other persons or
agencies engaged by the Agency; (n) the effective discharge of functions of the Agency; (o)
the manner of constituting committees; (p) the number of experts and professionals to be
engaged by the Agency, the qualifications and experience to be possessed by them, and the
manner in which they may be engaged; (q) the procedure for investigation or taking any
other action; (r) the procedure and the manner for submitting samples for testing; (s) the
manner of carrying out the initial examination of the report of a dope testing laboratory; (t)
the actions to be taken, and the manner in which such actions may be taken; (u) the
manner of waiving right to hearing; (v) other personal data; (w) the procedure for collection,
usage, processing and disclosure of the personal data; (x) the other details of the sanctions,
and the manner of establishing and maintaining a database; (y) the procedure for making
public disclosure; (z) any other matter which as to be, or may be, specified by regulations, for
giving effect to the Code and for complying with international standards.
The matters in respect of which rules or regulations may be made are matters of
procedure and administrative detail and it is not practicable to provide for them in the Bill
itself. The delegation of legislative power is, therefore, of a normal character.
————24 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
BILL NO. 159 OF 2021
A Bill further to amend the Wild Life (Protection) Act, 1972.
BE it enacted by Parliament in the Seventy-second Year of the Republic of India as
follows:—
Short title and 1. (1) This Act may be called the Wild Life (Protection) Amendment Act, 2021.
commencement.
(2) It shall come into force on such date as the Central Government may, by notification
in the Official Gazette, appoint.
Amendment of 2. In the preamble of the Wild Life (Protection) Act, 1972 (hereinafter referred to as the 53 of 1972.
preamble. principal Act), for the words "protection of wild animals, birds and plants", the words
"conservation, protection and management of wild life" shall be substituted.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 25
3. In section 2 of the principal Act,— Amendment of
section 2.
(a) in clause (5), for the words and figures "Schedule I, Schedule II, Schedule III
or Schedule IV", the words and figures "Schedule I or Schedule II" shall be substituted;
(b) in clause (15), after the words "wild animal", the words "or specified plant"
shall be inserted;
(c) after clause (16), the following clause shall be inserted, namely:—
'(16A) "invasive alien species" means a species of animal or plant which is
not native to India and whose introduction or spread may threaten or adversely
impact wild life or its habitat;';
(d) in clause (18A), for the words and figures "Schedules I to V", the words and
figures "Schedules I, II and IV" shall be substituted;
(e) in clause (19), for the words and figures "Schedules I to V and VI", the words
and figures "Schedules I, II and III" shall be substituted;
(f) for clause (24), the following clause shall be substituted, namely:—
'(24) "person" shall include any firm or company or any authority or
association or body of individuals whether incorporated or not;';
(g) after clause (26), the following clause shall be inserted, namely:—
'(26A) "Schedule" means a Schedule appended to this Act;';
(h) in clause (27), for the word and figures "Schedule VI", the word and figures
"Schedule III" shall be substituted;
(i) for clause (34), the following clause shall be substituted, namely:—
'(34) "vermin" means any wild animal notified under section 62;';
(j) in clause (36), for the words and figures "Schedules I to IV", the words and
figures "Schedule I or Schedule II" shall be substituted;
(k) for clause (39), the following clause shall be substituted, namely:—
'(39) "zoo" means an establishment, whether stationary or mobile, where
captive animals are kept for exhibiting to the public or ex-situ conservation and
includes a circus and off-exhibit facilities such as rescue centres and conservation
breeding centres, but does not include an establishment of a licensed dealer in
captive animals.'.
4. In section 5A of the principal Act, in sub-section (1), for clause (d), the following Amendment
clause shall be substituted, namely:— of section 5A.
"(d) Member, NITI Aayog in-charge of Environment, Forest and Climate Change;".
5. In section 5B of the principal Act, in sub-section (3), for the words "in proper Amendment
discharge of functions assigned to it", the words "on such terms and conditions as may be of section 5B.
prescribed for proper discharge of functions assigned to it under the Act'' shall be substituted.
6. After section 6 of the principal Act, the following section shall be inserted, Insertion of
namely:— new section
6A.
"6A. (1) The Board may constitute a Standing Committee for the purpose of Standing
exercising such powers and performing such duties as may be delegated to it by the Committee of
Board.
Board.
(2) The Standing Committee shall consist of the Vice-Chairperson, the
Member-Secretary, and not more than ten members, to be nominated by the
Vice-Chairperson, from amongst the members of the Board.26 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(3) The Board or its Standing Committee referred to in sub-section (1) may,
constitute committees, sub-committees or study groups, as may be necessary, from
time-to-time, for proper discharge of the functions assigned to it.".
Amendment 7. In section 9 of the principal Act, for the words and figures "Schedules I, II, III and
of section 9. IV", the words and figures "Schedules I and II" shall be substituted.
Amendment 8. In section 11 of the principal Act, in sub-section (1), in clause (b), the words and
of section 11. figures ", Schedule III, or Schedule IV," shall be omitted.
Amendment 9. In section 24 of the principal Act, in sub-section (2), in clause (b), for the words and
of section 24.
figures "Land Acquisition Act, 1894", the words and figures "Right to Fair Compensation 1 of 1894.
and Transparency in Land Acquisition, Rehabilitation and Resettlement Act, 2013" shall be 30 of 2013.
substituted.
Amendment 10. In section 25 of the principal Act, in sub-section (1),—
of section 25.
(a) in clause (a), for the words and figures "Land Acquisition Act, 1894", the 1 of 1894.
words and figures "Right to Fair Compensation and Transparency in Land Acquisition,
Rehabilitation and Resettlement Act, 2013" shall be substituted; 30 of 2013.
(b) in clauses (b) and (c), for the word and figure "section 9", the word and
figures "section 21" shall be substituted;
(c) in clause (d), for the words and figures "section 18" and "Part III", the words
and figures "section 64" and "Chapter VIII" shall respectively be substituted;
(d) in clause (e), for the words "the Court", the words "the Authority" shall be
substituted;
(e) after clause (f), the following Explanation shall be inserted, namely:—
'Explanation.—The expression "Authority" referred to in clause (e), shall
mean the Land Acquisition, Rehabilitation and Resettlement Authority established
under section 51 of the Right to Fair Compensation and Transparency in Land
Acquisition, Rehabilitation and Resettlement Act, 2013.'. 30 of 2013.
Amendment 11. In section 28 of the principal Act, in sub-section (1), in clause (b), after the word
of section 28.
"photography", the words "and film-making without making any change in the habitat or
causing any adverse impact to the habitat or wild life" shall be inserted.
Amendment 12. In section 29 of the principal Act,—
of section 29.
(a) for the word "Board", the words "National Board" shall be substituted;
(b) for the Explanation, the following Explanation shall be substituted,
namely:—
"Explanation.—For the purposes of this section, grazing or movement of
livestock permitted under clause (d) of section 33, or hunting of wild animals
under a permit granted under section 11 or hunting without violating the
conditions of a permit granted under section 12, or the exercise of any rights
permitted to continue under clause (c) of sub-section (2) of section 24, or the
bona fide use of drinking and household water by local communities, shall not
be deemed to be an act prohibited under this section.".
Amendment 13. In section 33 of the principal Act,—
of section 33.
(a) after the words "manage and maintain all sanctuaries", the words, brackets
and figures "in accordance with such management plans for the sanctuary approved
by him as per the guidelines issued by the Central Government and in case the sanctuary
also falls under the Scheduled Areas or areas where the Scheduled Tribes and Other
Traditional Forest Dwellers (Recognition of Forest Rights) Act, 2006 is applicable, in 2 of 2007.
accordance with the management plan for such sanctuary prepared after due
consultation with the Gram Sabha concerned" shall be inserted;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 27
(b) in clause (a), in the proviso, for the words "commercial tourist lodges", the
words "tourist lodges, including Government lodges, for commercial purposes" shall
be substituted.
14. In section 34 of the principal Act, after sub-section (3), the following sub-section Amendment
shall be inserted, namely:— of section 34.
54 of 1959. "(4) No renewal of any licence under the Arms Act, 1959, shall be granted to any
person residing within ten kilometres of a sanctuary except under the intimation to the
Chief Wild Life Warden or the authorised officer.".
15. In section 35 of the principal Act, in sub-section (8), for the words and figures Amendment
"sections 27 and 28", the words, figures and letter "sections 18A, 27 and 28" shall be of section 35.
substituted.
16. In section 36D of the principal Act, in sub-section (2),— Amendment
of section
(a) for the words "five representatives", the words "not less than five
36D.
representatives" shall be substituted;
(b) after sub-section (2), the following sub-section shall be inserted, namely:—
"(2A) Where a community reserve is declared on private land under
sub-section (1) of section 36C, the community reserve management committee
shall consist of the owner of the land, a representative of the State Forests or
Wild Life Department under whose jurisdiction the community reserve is located
and also the representative of the Panchayat concerned or the tribal community,
as the case may be.".
17. In section 38 of the principal Act,— Amendment
of section 38.
(a) in the marginal heading, after the words "National Parks", the words "or
conservation reserves" shall be inserted;
(b) after sub-section (2), the following sub-section shall be inserted, namely:—
"(2A) The Central Government may, if it is satisfied that the conditions
specified in sub-section (1) of section 36A are fulfilled in relation to any area
referred to in sub-section (1), declare such area, by notification, to be a
conservation reserve and the provisions of sections 36A and 36B shall apply in
relation to such conservation reserve as they apply in relation to a conservation
reserve declared by the State Government.";
(c) in sub-section (3),—
(i) after the words "or National Park", the words "or conservation reserve"
shall be inserted;
(ii) for the words, brackets and figures "sub-sections (1) and (2)", the
words, brackets, figures and letter "sub-sections (1), (2) and (2A)" shall be
substituted.
18. In section 38L of the principal Act, in sub-section (2), in clause (o), for the words Amendment
"Inspector General of Forests or an officer of the equivalent rank", the words "an officer not of section
38L.
below the rank of Inspector General of Forests" shall be substituted.
19. After section 38X of the principal Act, the following section shall be inserted, Insertion of
namely:— new section
38XA.
“38XA.The provisions contained in this Chapter shall be in addition to, and not Provisions of
in derogation of, the provisions relating to sanctuaries and National Parks (whether Chapter to be in
addition to
included and declared, or are in the process of being so declared) included in a tiger
provisions
reserve under this Act.”.
relating to
sanctuaries and
National Parks.28 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Amendment 20. In Chapter IVC of the principal Act, in the heading, for the words "TIGER AND
of heading of OTHER ENDANGERED SPECIES", the words "WILD LIFE" shall be substituted.
Chapter IVC.
Amendment of 21. In section 38Y of the principal Act,—
section 38Y.
(a) in the marginal heading, for the words "Tiger and other Endangered Species",
the words "Wild Life" shall be substituted;
(b) in the opening portion, the words "Tiger and Other Endangered Species
Crime Control Bureau to be known as the" shall be omitted;
(c) in clause (e), for the words "Central Excise", the words "Central Goods and
Services Tax" shall be substituted.
Amendment of 22. In section 39 of the principal Act, after sub-section (3), the following sub-sections
section 39. shall be inserted, namely:—
"(4) Where any such Government property is a live animal, the State Government
shall ensure that it is housed and cared for by a recognised zoo or rescue centre where
it can not be released to its natural habitat.
(5) Any such animal article, trophy or uncured trophy or meat derived from any
wild animal, as referred to in sub-sections (1) and (2) may be disposed of by the State
Government or the Central Government, as the case may be, in such manner as may be
prescribed by the Central Government:
Provided that such disposal shall not include any commercial sale or auction
and no certificate of ownership shall be issued for such disposal.".
Amendment of 23. In section 40 of the principal Act, the words and figures "or Part II of Schedule II"
section 40. wherever they occur shall be omitted.
Amendment of 24. In section 40A of the principal Act, in sub-section (1), the words and figures "or
section 40A. Part II of Schedule II" shall be omitted.
Amendment of 25. In section 41 of the principal Act, in sub-section (1), in clause (b), the words and
section 41. figures "and Part II of Schedule II" shall be omitted.
Insertion of 26. After section 42 of the principal Act, the following section shall be inserted,
new section namely:—
42A.
Surrender of "42A. (1) Any person having a certificate of ownership in respect of any captive
captive animal, animal article, trophy or uncured trophy, meat or ivory imported into India or an
animals,
article made from such ivory, and who is not desirous of keeping it in his control,
animal article,
custody or possession may, after giving notice of seven working days to the Chief
etc.
Wild Life Warden, surrender the same to him and any such certificate of ownership
shall stand cancelled from the date of such surrender.
(2) No compensation shall be payable to any person for surrender of
any such animal, article, trophy, meat or ivory to the Chief Wild Life Warden under
sub-section(1).
(3) Any such animal, article, trophy, meat or ivory surrendered under this section
shall become the property of the State Government and the provisions of section 39
shall apply.".
Amendment of 27. In section 43 of the principal Act, after sub-section (3), the following sub-section
section 43. shall be inserted, namely:—
"(4) This section shall not apply to the transfer or transport of any live elephant
by a person having a certificate of ownership, where such person has obtained prior
permission from the State Government on fulfilment of such conditions as may be
prescribed by the Central Government.".SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 29
28. In section 48 of the principal Act, in clause (b), in sub-clause (ii), the words and Amendment of
figures "or Part II of Schedule II" shall be omitted. section 48.
29. In section 49A of the principal Act, the words and figures "or Part II of Schedule II" Amendment of
at both the places where they occur, shall be omitted. section 49A.
30. After Chapter VA of the principal Act, the following Chapter shall be inserted, Insertion of
namely:— new Chapter
VB.
'CHAPTER VB
REGULATION OF INTERNATIONAL TRADE IN ENDANGERED SPECIES OF
WILD FAUNA AND FLORA AS PER CONVENTION ON INTERNATIONAL
TRADE IN ENDANGERED SPECIES OF WILD FAUNA AND FLORA
49D. In this Chapter, unless the context otherwise requires,— Definitions.
(a) "artificially propagated" means plants which have been grown
under controlled conditions from plant materials grown under similar
conditions;
(b) "bred in captivity" means produced from parents in captivity;
(c) "Convention" means the Convention on International Trade in
Endangered Species of Wild Fauna and Flora signed at Washington D.C.,
in the United States of America on the 3rd of March, 1973, and amended at
Bonn on the 22nd of June, 1979, its appendices, decisions, resolutions
and notifications made thereunder and its amendments, to the extent
binding on India;
(d) "export" means export from India to any other country of a
specimen;
(e) "import" means import into India from any other country of a
specimen;
(f) "introduction from the sea" means transportation into India of
specimens of any species which were taken from the marine environment
not under the jurisdiction of India or any other country;
(g) "Management Authority" means the Management Authority
designated under section 49E;
(h) "plant" means any member, alive or dead, of the plants listed in
Schedule IV including seeds, roots and other parts thereof;
(i) "readily recognisable part or derivative" includes any specimen
which appears from an accompanying document, the packaging or a mark
or label, or from any other circumstances, to be a part or derivative of an
animal or plant of a species listed in Schedule IV;
(j) "re-export" means export of any specimen that has previously
been imported;
(k) "Scientific Authority" means a Scientific Authority designated
under section 49F;
(l) "scheduled specimen" means any specimen of a species listed in
Appendices I, II or III of the Convention and incorporated as such in
Schedule IV;
(m) "species" means any species, sub-species, or geographically
separate population thereof;30 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(n) "specimen" means—
(i) any animal or plant, whether alive or dead;
(ii) in the case of an animal,—
(A) for species included in Appendices I and II of
Schedule IV, any readily recognisable part or derivative thereof;
(B) for species included in Appendix III of Schedule IV,
any readily recognisable part or derivative thereof specified
in Appendix III of Schedule IV in relation to the species; and
(iii) in the case of a plant,—
(A) for species included in Appendix I of Schedule IV,
any readily recognisable part or derivative thereof;
(B) for species included in Appendices II and III of
Schedule IV, any readily recognisable part or derivative thereof
specified in Appendices II and III of Schedule IV in relation to
the species;
(o) "trade" means export, re-export, import and introduction from
the sea.
Designation of 49E. (1) The Central Government shall, by notification, designate an officer
Management
not below the rank of an Additional Director General of Forests as the
Authority.
Management Authority for discharging the functions and exercising the powers
under this Act.
(2) The Management Authority shall be responsible for issuance of permits
and certificates for trade of scheduled specimens in accordance with the
Convention, submission of reports, and shall perform such other functions as
may be necessary to implement the provisions of the Convention.
(3) The Management Authority shall prepare and submit annual and
biennial reports to the Central Government.
(4) The Central Government may appoint such officers and employees as
may be necessary to assist the Management Authority in discharging its
functions or exercising its powers under this Chapter, on such terms and
conditions of service including salaries and allowances as may be prescribed.
(5) The Management Authority may, with the prior approval of the Central
Government, delegate its functions or powers, to such officers not below the
rank of the Assistant Inspector General of Forests, as it may consider necessary
for the purposes of this Chapter.
Designation of 49F. (1) The Central Government shall, by notification, designate one or
Scientific more institutes engaged in research on species as Scientific Authority for the
Authority.
purposes of this Chapter, for fulfilling the functions under the Convention.
(2) The designated Scientific Authority shall advise the Management
Authority in such matters as may be referred to it by the Management Authority.
(3) The Scientific Authority shall monitor the export permits granted for
specimens of species listed in Appendix II of Schedule IV and the actual export
of such specimens.
(4) Whenever a Scientific Authority is of the opinion that the export of
specimens of such species requires to be limited in order to maintain that species
throughout its range at a level consistent with its role in the ecosystems in
which it occurs and well above the level at which that species might becomeSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 31
eligible for inclusion in Appendix I of the Convention, it shall advise the
Management Authority to take such appropriate measures to limit the grant of
export permits for specimens of that species as the Scientific Authority may
deem necessary for said purpose.
49G. The Management Authority and the Scientific Authorities, shall, while Directions of
performing their duties and exercising powers under this Chapter, be subject to Central
Government.
such general or special directions, as the Central Government may, from time to
time, give.
49H. (1) No person shall engage in trade of scheduled specimens except International
as provided for under this Chapter. trade in
scheduled
(2) The Central Government shall prescribe the conditions and procedures specimen and
restriction in
by which the exemptions contained in Article VII of the Convention may be
respect
availed. thereof.
(3) Every person engaging in trade of a scheduled specimen shall report
the details of the scheduled specimen and the transaction to the Management
Authority or the officer authorised by it in such manner as may be prescribed.
(4) Every person engaging in trade of a scheduled specimen, shall present
it for clearance to the Management Authority or the officer authorised by it or a
customs officer only at the ports of exit and entry as may be specified by the
Central Government.
49-I. (1) The export of any specimen of species included in Appendices I Conditions for
or II of Schedule IV shall require the prior grant and presentation of an export export of
scheduled
permit.
specimens.
(2) The export of any specimen of species included in Appendix III of
Schedule IV shall require the prior grant and presentation of an export permit if
the species has been listed in Appendix III of the Convention by India or a
certificate of origin in other cases.
(3) An export permit shall not be granted unless—
(a) the Management Authority is satisfied that the specimen
concerned has not been obtained in contravention of any law for the time
being in force relating to protection of fauna and flora;
(b) the Management Authority is satisfied that any living specimen
will be so prepared and shipped as to minimise the risk of injury, damage to
health or cruel treatment;
(c) in the case of a specimen of a species listed in Appendices I or II
of Schedule IV, the Scientific Authority has advised that the export will not
be detrimental to the survival of that species; and
(d) in the case of specimens of species listed in Appendix I of
Schedule IV, an import permit has been granted by the competent authority
of the country of destination.
49J. (1) The import of any specimen of a species included in Appendix I of Conditions for
Schedule IV shall require the prior grant and presentation of an import permit import of
scheduled
and either an export permit or a re-export certificate from the country of export.
specimens.32 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(2) An import permit for a specimen of a species listed in Appendix I of
Schedule IV shall not be granted unless—
(a) the Management Authority is satisfied that the specimen
concerned will not be used for primarily commercial purposes;
(b) the Scientific Authority has advised that the import will be for
purposes which are not detrimental to the survival of the species; and
(c) the Scientific Authority is satisfied that the proposed recipient of
a living specimen is suitably equipped to house and care for it.
(3) The import of any specimen of a species included in Appendix II of
Schedule IV shall require the prior presentation of either an export permit or a
re-export certificate issued by the country of export.
(4) The import of any specimen of a species included in Appendix III of
Schedule IV shall require the prior presentation of—
(a) a certificate of origin; or
(b) in the case where the import is from a country which has included
the species in Appendix III of the Convention, an export permit; or
(c) a re-export certificate granted by the country of re-export.
Conditions for 49K. (1) The re-export of any specimen of species included in
re-export of
Appendices I or II of Schedule IV shall require the prior grant and presentation
scheduled
specimens. of a re-export certificate.
(2) A re-export certificate shall not be granted unless—
(a) the Management Authority is satisfied that any specimen to be
re-exported was imported in accordance with the provisions of this Chapter
and of the Convention;
(b) the Management Authority is satisfied that any living specimen
will be so prepared and shipped as to minimise the risk of injury, damage to
health or cruel treatment; and
(c) in the case of any living specimen of species listed in AppendixI
of Schedule IV, the Management Authority is satisfied that an import
permit has been granted.
Conditions for 49L. (1) The introduction from the sea of a specimen of a species included
introduction
in Appendices I or II of Schedule IV shall require the prior grant and presentation
from sea of
scheduled of a certificate of introduction from the sea.
specimens.
(2) A certificate of introduction from the sea shall not be granted unless—
(a) the Scientific Authority has advised that the introduction of any
specimen will not be detrimental to the survival of the species;
(b) in the case of a specimen of a species listed in Appendix I of
Schedule IV, the Management Authority is satisfied that it is not to be
used for primarily commercial purposes and that the proposed recipient of
any living specimen is suitably equipped to house and care for it; and
(c) in the case of a living specimen of a species listed in Appendix IISEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 33
of Schedule IV, the Management Authority is satisfied that it will be so
handled as to minimise the risk of injury, damage to health or cruel treatment.
49M. (1) Every person possessing a living specimen of an animal species Possession,
listed in Schedule IV shall report the details of such specimen or specimens in transfer and
breeding of
his possession to the Management Authority or the authorised officer:
living
scheduled
Provided that the Central Government may exempt one or more specimens
animal
of any animal species included in Schedule IV from such declaration for such species.
quantity and for such period as it may deem fit.
(2) The Management Authority or the authorised officer may, on being
satisfied that a person was in possession of a living specimen of an animal
species listed in Schedule IV which had not been obtained in contravention of
any law relating to protection of fauna and flora, issue a registration certificate
allowing the owner to retain such specimen.
(3) Any person who transfers possession, by any means whatsoever, of
any living specimen of an animal species listed in Schedule IV shall report the
details to the Management Authority or the authorised officer.
(4) The Management Authority or the authorised officer shall register all
transfers of living specimens of animal species listed in Schedule IV and issue
the transferee with a registration certificate.
(5) Any person in possession of any living specimen of an animal species
listed in Schedule IV which bears any offspring shall report the birth of such
offspring to the Management Authority or the authorised officer.
(6) The Management Authority or the authorised officer shall on receipt
of the report under sub-section (5) register any offspring born to any living
specimen of an animal species listed in Schedule IV and issue the owner with a
registration certificate.
(7) Any person in possession of any living specimen of an animal species
listed in Schedule IV which dies shall report such death to the Management
Authority or the authorised officer.
(8) No person shall possess, transfer or breed any living specimen of any
animal species listed in Schedule IV except in conformity with this section and
the rules made by the Central Government in this behalf.
(9) The form, manner and period for reporting possession, transfers, and
births, deaths, and registration of the same under this section shall be as
prescribed by the Central Government.
49N. (1) Every person who is engaged in breeding in captivity or artificially Application
for
propagating any scheduled specimen listed in Appendix I of Schedule IV
registration by
shall make, within a period of ninety days of the commencement of the Wild Life breeders of
(Protection) Amendment Act, 2021, an application for registration to the Chief Appendix I
species.
Wild Life Warden.
(2) The form and manner of the application to be made to the Chief Wild
Life Warden under sub-section (1), the fee payable, the form of certificate of
registration, the procedure to be followed in granting or cancelling the certificate
of registration shall be such as may be prescribed by the Central Government.34 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Registration 49-O. (1) On receipt of application under sub-section (1) of section 49N,
of breeders of
the Chief Wild Life Warden shall, if—
Appendix I
species.
(a) the application is in the prescribed form;
(b) the resolutions of the Convention relating to breeding in captivity
or artificial propagation of species listed in Appendix I of Schedule IV are
satisfied; and
(c) the provisions of the Act and rules made thereunder have been
duly complied with,
record an entry of the statement in a register and grant the applicant a certificate
of registration.
(2) The Chief Wild Life Warden shall, if the provisions or resolutions of
the Convention or this Act and any rules made hereunder have not been complied
with, or if a false particular is furnished, refuse or cancel the registration as the
case may be after providing the applicant with an opportunity of being heard.
(3) The certificate of registration under sub-section (1) shall be issued for
a period of two years and may be renewed after two years on payment of such
fee as may be prescribed.
(4) Any person aggrieved by the refusal of the Chief Wild Life Warden or
cancellation of registration under sub-section (2) may prefer an appeal to the
State Government within a period of sixty days in such manner as may be
prescribed.
Prohibition on 49P. No person shall alter, deface, erase or remove a mark of identification
alteration, etc.
affixed upon the scheduled specimen or its package.
Species and 49Q. (1) Every species or scheduled specimen, in respect of which any
scheduled
offence against this Act or rules made thereunder has been committed, shall
specimens to
be become the property of the Central Government and the provisions of
Government
section 39 shall, without prejudice to the Customs Act, 1962, apply, mutatis 52 of 1962.
property.
mutandis, in relation to species and scheduled specimens as they apply in
relation to wild animals, captive animals and animal articles.
(2) Where a living specimen of a species listed in Schedule IV has been
seized under this Act or the Customs Act, 1962 or any other law for the time 52 of 1962.
being in force as a result of import into India in contravention of this Act, the
Management Authority shall, after consultation with the country of export, return
the specimen to that country at the expense of that country, or ensure that it is
housed and cared for by a recognised zoo or rescue centre in case it cannot be
returned to the country of export.
(3) The Management Authority may for such purposes consult the
Scientific Authority as it deems appropriate.
Application of 49R. Where the same species is listed in Schedule I or II and Schedule IV,
provisions of
then, the provisions of this Act applicable to such species listed in Schedule I or
Act in respect
of species II and the rules made thereunder shall apply.'.
listed in
Schedule I or
II and
Schedule IV.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 35
31. In section 50 of the principal Act, in sub-section (1),— Amendment
of section 50.
(i) after the words "the Director or any other officer authorised by him in this
behalf", the words "or the Management Authority or any officer authorised by the
Management Authority" shall be inserted;
(ii) after the words "a sub-inspector", the words "or any customs officer not
below the rank of an inspector or any officer of the coast guard not below the rank of
an Assistant Commandant" shall be inserted;
(iii) in clauses (a) and (c), after the words "derivative thereof", the words "or
scheduled specimen" shall be inserted.
32. In section 51 of the principal Act,— Amendment
of section 51.
(a) in sub-section (1),—
(i) for the words "twenty-five thousand rupees", the words "one lakh
rupees" shall be substituted;
(ii) in the first proviso,—
(A) the words and figures "or Part II of Schedule II" shall be omitted;
(B) after the words "boundaries of a sanctuary or National Park",
the words and figures "or where the offence relates to a specimen of a
species listed on Appendix I of Schedule IV" shall be inserted;
(C) for the words "ten thousand rupees", the words "twenty-five
thousand rupees" shall be substituted;
(iii) in the second proviso, for the words "twenty-five thousand rupees",
the words "one lakh rupees" shall be substituted;
(b) in sub-section (1A), for the words "ten thousand rupees", the words "twenty-
five thousand rupees" shall be substituted.
33. In section 51A of the principal Act, the words and figures "or Part II of Schedule II" Amendment of
section 51A.
shall be omitted.
34. In the section 54 of the principal Act, in sub-section (4), for the words "twenty-five Amendment of
section 54.
thousand rupees", the words "five lakh rupees" shall be substituted.
35. In section 55 of the principal Act, after clause (ac), the following clause shall be Amendment of
inserted, namely:— section 55.
"(ad) the Management Authority or any officer, including an officer of theWild
Life Crime Control Bureau, authorised in this behalf by the Central Government; or".
36. In section 57 of the principal Act, after the words "derivate thereof" at both the Amendment of
places where they occur, the words "or Scheduled specimen" shall be inserted. section 57.
37. In section 61 of the principal Act, for the word "add", the words "amend any Amendment of
Schedule or add" shall be substituted. section 61.
38. In section 62 of the principal Act,— Amendment
of section 62.
(a) the words and figures "and Part II of Schedule II" shall be omitted;
(b) the words and figure "and so long as such notification is in force, such wild
animals shall be deemed to have been included in Schedule V" shall be omitted.36 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Insertion of 39. After section 62 of the principal Act, the following sections shall be inserted,
new sections
namely:—
62A and 62B.
Regulation or "62A. (1) The Central Government may, by notification, regulate or prohibit the
prohibition of
import, trade, possession or proliferation of invasive alien species which pose a threat
import, etc.,
of invasive to the wild life or habitat in India.
alien species.
(2) The Central Government may authorise the Director or any other officer to
seize and dispose of, including through destruction, the species referred to in the
notification issued under sub-section (1).
Power to issue 62B. Notwithstanding any other provision of this Act, the Central Government
directions.
may call for any information or report from a State Government or any such other
agency or body or issue any direction to a State Government or any such other agency
or body for effective implementation of the provisions of the Act for the protection,
conservation and management of wild life in the country.".
Amendment 40. In section 63 of the principal Act, in sub-section (1),—
of section 63.
(a) after clause (ai), the following clause shall be inserted, namely:—
"(aii) terms and conditions of the committee, sub-committees or study
groups under sub-section (3) of section 5B;";
(b) after clause (gvi), the following clauses shall be inserted, namely:—
"(gvii) the manner of disposal of Government property under
sub-section (5) of section39;
(gviii) the conditions for transfer or transport of live elephant under
sub-section (4) of section 43;";
(c) after clause (j), the following clauses shall be inserted, namely:—
"(ji) the terms and conditions of service including salaries and allowances
for appointment of the officers and employees of the Management Authority
under sub-section (4) of section 49E;
(jii) the conditions and procedures subject to which any exemption
provided for in Article VII of the Convention may be availed under
sub-section (2) of section 49H;
(jiii) the reporting of details of scheduled specimens and the transaction
as per sub-section (3) of section 49H;
(jiv) the matters provided for in sub-sections (8) and (9) of section 49M;
(jv) the form and manner of the application, the fee payable, the form of
certificate of registration, and the procedure to be followed in granting or
cancelling a certificate of registration as per sub-section (2) of section 49N;
(jvi) the fee payable for renewal of certificates of registration as per
sub-section (3), and manner of making appeal under sub-section (4), of
section 49-O;
(jvii) any other matter for proper implementation of the Convention as may
be required under Chapter VB;".
Amendment 41. For Schedules I, II, III, IV, V and VI to the principal Act, the following Schedules
of Schedules.
shall be substituted, namely:—SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 37
‘SCHEDULE I
(See sections 9, 11, 12, 38-I, 39, 40, 40A, 41, 42, 42A, 43, 48, 48A, 50, 51, 51A,
57 and Chapter V-A)
PART A: MAMMALS
Sl. No. Common Name Scientific Name
1. Asiatic Elephant Elephas maximus
2. Tiger Panthera tigris
3. Asiatic Lion Panthera leo persica
4. Snow Leopard Uncia uncia
5. Clouded Leopard Neofelisnebulosa
6. Leopard Panthera pardus
7. Cheetah Acinonyx jubatus
8. Desert Cat Felis silvestris
9. Leopard Cat Prionailurus bengalensis
10. Fishing Cat Prionailurusviverrinus
11. Asiatic Golden Cat Catopumatemminckii
12. Marbled Cat Pardofelis marmorata
13. Pallas's Cat Otocolobusmanul
14. Rusty Spotted Cat Prionailurusrubiginosus
15. Caracal Caracal caracal
16. Eurasian Lynx Lynx lynx
17. Indian/Greater One-horned Rhinoceros Rhinoceros unicornis
18. Red Panda Ailurus fulgens
19. Binturong Arctictis binturong
20. Indian Muntjac/Barking deer Muntiacus muntjac
21. Alpine Musk Deer Moschus chrysogaster
22. Hog Deer Axis porcinus
23. Indian Chevrotain/Mouse Deer Moschiola indica
24. Manipur Brow-antlered Deer/Thamin Rucervuseldiieldii
25. Northern Swamp Deer Rucervusduvauceliiduvaucelii
26. Central Swamp Deer Rucervusduvauceliibranderi
27. Eastern Swamp Deer Rucervusduvauceliiranjitsinhi
28. Kashmir Stag Cervus elaphus hanglu
29. Blackbuck Antilope cervicapra
30. Chinkara/Indian Gazelle Gazella bennettii
31. Tibetan Gazelle Procaprapicticaudata
32. Four-horned Antelope Tetracerus quadricornis
33. Tibetan Antelope Pantholopshodgsonii
34. Asiatic Black Bear Ursus thibetanus
35. Brown Bear Ursus arctos
36. Sun Bear Helaractosmalayanus
37. Sloth Bear Melursus ursinus
38. Western Hoolock Gibbon Hoolock hoolock
39. Eastern Hoolock Gibbon Hoolock leuconedys
40. Gray Slender Loris Loris lydekkerianus38 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
41. Bengal Slow Loris Nycticebus bengalensis
42. Capped Langur Trachypithecuspileatus
43. Gee's Golden Langur Trachypithecusgeei
44. Nilgiri Langur Trachypithecusjohnii
45. Lion-Tailed Macaque Macaca silenus
46. Crab-eating Macaque Macaca fascicularisumbrosus
47. Northern Pig-tailed Macaque Macaca leonina
48. Stump-tailed macaque Macaca arctoides
49. Phayre's Leaf Monkey Trachypithecusphayrei
50. Indian Pangolin Manis crassicaudata
51. Chinese Pangolin Manis pentadactyla
52. Desert Fox Vulpes vulpespusilla
53. Himalayan Red Fox Vulpes vulpesmontana
54. Kashmir Red Fox Vulpes vulpesgriffithii
55. Tibetan Sand Fox Vulpes ferrilata
56. Indian Wolf Canis lupus pallipes
57. Tibetan Wolf Canis lupus chanco
58. Asiatic Wild Dog/Dhole Cuonalpinus
59. Gaur/Indian Bison Bos gaurus
60. Wild Yak Bos mutus
61. Wild Water Buffalo Bubalus arnee
62. Himalayan Tahr Hemitragusjemlahicus
63. NilgiriTahr Nilgiritragushylocrius
64. Himalayan Serow Capricornis thar
65. Siberian/Asiatic/Himalayan Ibex Capra sibirica
66. Markhor Capra falconeri
67. Takin Budorcastaxicolor
68. Himalayan Goral Nemorhaedus goral
69. Argali/Nayan/Great Tibetan Sheep Ovis ammonhodgsonii
70. Urial Ovis vignei
71. Indian Wild Ass Equus hemionus khur
72. Tibetan Wild Ass Equus kiang kiang
73. Himalayan Marmot Marmota himalayana
74. Long-tailed Marmot Marmota caudata
75. Asiatic Brush tailed Porcupine Atherurusmacrourus
76. Himalayan crestless Porcupine Hystrixbrachyura
77. Indian porcupine Hystrix indica
78. Spotted Linsang Prionodonpardicolor
79. Hispid Hare Caprolagushispidus
80. Hog Badger Arctonyxcollaris
81. Ratel/Honey Badger Mellivora capensis
82. Oriental Small-clawed Otter Aonyx cinerea
83. Eurasian Otter Lutralutra
84. Smooth-coated Otter Lutrogaleperspicillata
85. Pygmy Hog Porcula salvania
86. Hairy-footed Flying Squirrel Belomyspearsonii
87. Woolly Flying Squirrel Eupetaurus cinereus
88. Spotted Giant Flying Squirrel Petaurista elegansSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 39
89. Hodgson's Giant Flying Squirrel Petauristamagnificus
90. Bhutan Giant Flying Squirrel Petaurista nobilis
91. Red Giant Flying Squirrel Petauristapetaurista
92. Indian Giant Flying Squirrel Petauristaphilippensis
93. Malabar/Indian Giant Squirrel Ratufa indica
94. Malayan Giant Squirrel Ratufabicolor
95. Grizzled Giant Squirrel Ratufa macroura
96. Travancore Flying Squirrel Petinomysfuscocapillus
97. Wroughton's Free tailed Bat Otomopswroughtoni
98. Salim Ali's Fruit Bat Latidenssalimalii
99. Dugong/Sea Cow Dugong dugon
100. Gangetic/South Asian River Dolphin Platanista gangetica
101. Long-beaked Common Dolphin Delphinus capensis
102. Short-beaked Saddleback Dolphin Delphinus delphis
103. Irrawady Dolphin Orcaellabrevirostris
104. Risso's Dolphin Grampus griseus
105. Fraser's Dolphin Lagenodelphishosei
106. Indo-Pacific hump-back Dolphin Sousa chinensis
107. Pantropical Spotted Dolphin Stenellaattenuata
108. Striped Dolphin Stenellacoeruleoalba
109. Pantropical Spinner Dolphin Stenellalongirostris
110. Rough-toothed Dolphin Steno bredanensis
111. Indo-Pacific Bottlenose Dolphin Tursiops aduncus
112. Common Minke Whale Balaenoptera acutorostrata
113. Sei Whale Balaenoptera borealis
114. Bryde's Whale Balaenoptera edeni
115. Blue Whale Balaenoptera musculus
116. Fin Whale Balaenoptera physalus
117. Humpback Whale Megaptera novaeangliae
118. Pygmy Killer Whale Feresaattenuata
119. Short-finned Pilot Whale Globicephala macrorhynchus
120. Killer Whale Orcinus orca
121. Melon-headed Whale Peponocephalaelectra
122. False Killer Whale Pseudorca crassidens
123. Sperm Whale/Cachalot Physeter macrocephalus
124. Pygmy Sperm Whale Kogiabreviceps
125. Dwarf Sperm Whale Kogia sima
126. Blainville's Beaked Whale Mesoplodon densirostris
127. Ginkgo-toothed Beaked Whale Mesoplodon ginkgodens
128. Cuvier's Beaked Whale Ziphiuscavirostris
129. Finless Porpoise Neophocaenaphocaenoides
130. Red Fox Vulpes vulpes
131. Malabar Large-spotted Civet Viverracivettina
PART B: BIRDS
Sl. No. Common Name Scientific Name
1. Indian Peafowl Pavocristatus
2. Green Peafowl Pavomuticus
3. Hume's Pheasant Syrmaticushumiae40 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
4. Blood Pheasant Ithaginiscruentus
5. Cheer Pheasant Catreuswallichii
6. Grey Peacock-pheasant Polyplectronbicalcaratum
7. Himalayan Monal Lophophorusimpejanus
8. Sclater'sMonal Lophophorussclateri
9. Western Tragopan Tragopan melanocephalus
10. Blyth's Tragopan Tragopan blythii
11. Satyr Tragopan Tragopan satyra
12. Temmick's Tragopan Tragopan temmickii
13. Tibetan Eared-pheasant Crossoptilonharmani
14. Kalij Pheasant Lophuraleucomelanos
15. BugunLiocichla Liocichlabugunorum
16. Demoiselle Crane Grus virgo
17. Sarus Crane Antigone antigone
18. Common Crane Grus grus
19. Mountain Bamboo-partridge Bambusicolafytchii
20. Black Baza Avicedaleuphotes
21. Jerdon'sBaza Avicedajerdoni
22. Bengal Florican Houbaropsis bengalensis
23. Siberian Crane Grus leucogeranus
24. Black-necked Crane Grus nigricollis
25. Hooded Crane Grus monacha
26. Oriental Stork Ciconia boyciana
27. White-bellied Heron Ardea insignis
28. Forest Owlet Heteroglauxblewitti
29. Hodgson's Frogmouth Batrachostomushodgsoni
30. Sri Lanka Frogmouth Batrachostomusmoniliger
31. Great Indian Bustard Ardeotisnigriceps
32. Houbara Bustard Chlamydotisundulata
33. Great Hornbill Bucerosbicornis
34. Tickell's Brown Hornbill Anorrhinustickelli
35. Wreathed Hornbill Aceros undulatus
36. Rufous-necked Hornbill Acerosnipalensis
37. Oriental Pied Hornbill Anthracocerosalbirostris
38. Narcondam Hornbill Acerosnarcondami
39. Jerdon's Courser Rhinoptilusbitorquatus
40. Lesser Florican Sypheotides indicus
41. Himalayan Quail Ophrysiasuperciliosa
42. Nicobar Megapode Megapodius nicobariensis
43. Nicobar Pigeon Caloenasnicobarica
44. Grey Junglefowl Gallus sonnerati
45. Sunda Teal Anas gibberifrons
46. Fulvous Whistling-duck Dendrocygna bicolor
47. Pink-headed Duck Rhodonessacaryophyllacea
48. Tibetan Snowcock Tetraogallustibetanus
49. Eurasian Spoonbill Duck Platalealeucorodia
50. White-winged Duck CairinascutulataSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 41
51. Red-breasted Parakeet Psittaculaalexandri
52. Hill Myna Gracula religiosa
53. Derbyan Parakeet Psittaculaderbiana
54. White-bellied Sea-eagle Haliaetus leucogaster
55. Osprey Pandion haliaetus
56. Lammergeier Gypaetus barbatus
57. Lagger Falcon Falco jugger
58. Peregrine Falcon Falco peregrinus
59. Red-necked Merlin Falco chiquera
60. Saker Falcon Falco cherrug
61. Indian Vulture Gyps indicus
62. White-rumped Vulture Gyps bengalensis
63. Slender-billed Vulture Gyps tenuirostris
64. Bearded Vulture Gypaetus barbatus
65. Egyptian Vulture Neophron percnopterus
66. Red-headed Vulture Sarcogyps calvus
67. Himalayan Vulture Gyps himalayensis
68. Griffon Vulture Gyps fulvus
69. Cinereous Vulture Aegypiusmonachus
70. Crested Serpent Eagle Spilornischeela
71. Nicobar Serpent Eagle Spilornisklossi
72. Andaman Serpent Eagle Spilorniselgini
73. Short-toed Snake Eagle Circaetusgallicus
74. Mountain Hawk Eagle Nisaetusnipalensis
75. Changeable Hawk Eagle Nisaetuscirrhatus
76. Rufous-bellied Eagle Lophotriorchiskienerii
77. Black Eagle Ictinaetus malaiensis
78. Indian Spotted Eagle Clangahastata
79. Greater Spotted Eagle Clangaclanga
80. Tawny Eagle Aquila rapax
81. Steppe Eagle Aquila nipalensis
82. Eastern Imperial Eagle Aquila heliaca
83. Golden Eagle Aquila chrysaetos
84. Bonelli's Eagle Aquila fasciata
85. Booted Eagle Hieraaetuspennatus
86. Pallas's Fish Eagle Haliaeetus leucoryphus
87. White-tailed Sea Eagle Haliaeetus albicilla
88. Lesser Fish Eagle Icthyophaga humilis
89. Grey-headed Fish Eagle Icthyophagaichthyaetus
90. Besra Accipiter virgatus
91. Brahminy Kite Haliasturindus
92. Northern Goshawk Accipiter gentilis
93. Red Kite Milvus milvus
94. Black Kite Milvus migrans
95. White-eyed Buzzard Butasturteesa
96. Grey-faced Buzzard Butastur indicus
97. Common Buzzard Buteo buteo
98. Himalayan Buzzard Buteo refectus42 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
99. Long-legged Buzzard Buteo rufinus
100. Upland Buzzard Buteo hemilasius
101. Western Marsh Harrier Circus aeruginosus
102. Eastern Marsh Harrier Circus spilonotus
103. Pallid Harrier Circus macrourus
104. Hen Harrier Circus cyaneus
105. Pied Harrier Circus melanoleucos
106. Montagu's Harrier Circus pygargus
107. Crested Goshawk Accipiter trivirgatus
108. Nicobar Sparrowhawk Accipiter butleri
109. Chinese Sparrowhawk Accipiter soloensis
110. Japanese Sparrowhawk Accipiter gularis
111. Eurasian Sparrowhawk Accipiter nisus
112. Shikra Accipiter badius
PART C: REPTILES
Sl. No. Name of Wild Animal Scientific Name
1. Desert Monitor Lizard Varanus griseus
2. Bengal Monitor Lizard Varanus bengalensis
3. Yellow Monitor Lizard Varanus flavescens
4. Water Monitor Lizard Varanus salvator
5. Indian Spiny Tailed Lizard Uromastyxhardwickii
6. Kangaroo Lizard Otocryptisbeddomei
7. Southern Flying Lizard Draco dussumieri
8. Tokay Gecko Gekko gecko
9. Indian Chamaeleon Chamaeleozeylanicus
10. Saltwater Crocodile Crocodylusporosus
11. Mugger/Marsh Crocodile Crocodylus palustris
12. Gharial Gavialis gangeticus
13. Asiatic softshell Turtle Amydacartilaginea
14. Northern River Terrapin Batagurbaska
15. Three-striped roofed Turtle Batagurdhongoka
16. Red crowned roofed Turtle Batagurkachuga
17. Spotted pond Turtle Geoclemyshamiltoni
18. Crowned river Turtle Hardellathurjii
19. Tricarinate hill Turtle Melanochelystricarinata
20. Indian Softshell Turtle Nilssoniagangetica
21. Leith's softshell Turtle Nilssonialeithi
22. Black softshell Turtle Nilssonia nigricans
23. Asian Giant Soft-shell Turtle Pelochelyscantorii
24. Green Sea Turtle Chelonia mydas
25. Hawksbill Turtle Eretmochelys imbricata
26. Cochin Forest Cane Turtle Vijayachelyssilvatica
27. Leather Back Turtle Dermochelys coriacea
28. Olive Ridley Sea Turtle Lepidochelys olivacea
29. Peacock Soft-shell Turtle Nilssoniahurum
30. Keeled box Turtle Cuoramouhotii
31. Asian giant Tortoise Manouriaemys
32. Indian Star Tortoise Geochelone elegansSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 43
33. Travancore Tortoise Indotestudo travancorica
34. Sal Forest Tortoise Indotestudo elongata
35. Indian/Spectacled Cobra Naja naja
36. Monocellate Cobra Naja kaouthia
37. Central Asian Cobra Naja oxiana
38. Andaman Cobra Naja sagittifera
39. King Cobra Ophiophagus hannah
40. Common Krait Bungarus caeruleus
41. Banded krait Bungarus fasciatus
42. Saw-scaled Viper Echiscarinatus
43. Russell's Viper Daboia russelii
PART D: AMPHIBIANS
Sl. No. Common Name Scientific Name
1. Himalayan Salamander Tylototritonverrucosus
PART E: FISHES
Sl. No. Common Name Scientific Name
1. Whale shark Rhincodon typus
2. Knifetooth sawfish Anoxypristiscuspidata
3. Long nosed shark/Pondicherry shark Carcharhinus hemiodon
4. Gangetic shark Glyphis gangeticus
5. Freshwater sawfish Pristispristis
6. Green sawfish Pristiszijsron
7. Giant guitarfish Rhynchobatusdjiddensis
8. Porcupine ray Urogymnusasperrimus
9. Ganges Stingray Himantura fluviatilis
10. Denison barb Puntius denisonii
11. Assamese Kingfish Semiplotussemiplotus
12. Giant grouper Epinepheluslanceolatus
13. Manipur osteobrama Osteobramabelangeris
14. Pipe fish Choeroichthyssculptus
15. Pipe fish Corythoichthys amplexus
16. Pipe fish Corythoichthyshaematopterus
17. Pipe fish Corythoichthys intestinalis
18. Pipe fish Corythoichthys ocellatus
19. Pipe fish Corythoichthysschultzi
20. Pipe fish Doryhamphusdactyliophorus
21. Pipe fish Halicampusmacrorhynchus
22. Pipe fish Halicampusmataafe
23. Pipe fish Syngnathoidesbiaculeatus
24. Sea horse Hippocampus histrix
25. Sea horse Hippocampus kuda
26. Sea horse Hippocampus trimaculatus
PART F : INSECTS
Sl. No. Common Name Scientific Name
1. Kaiser-i-Hind Teinopalpusimperialis
2. Varnished Apollo Butterfly Parnassiusacco
3. Banded Apollo Butterfly Parnassiusdelphius
4. Hannyngton Apollo Butterfly Parnassiushannyngtoni44 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
5. Imperial Apollo Butterfly Parnassius imperator
6. Ladakh Banded Apollo Butterfly Parnassiusstoliczkanus
7. Bhutan Glory Butterfly Bhutanitislidderdalei
8. Common ClubtailButterfly Atrophaneura coon
9. Black Windmill Butterfly Atrophaneura crassipes
10. Nevill's Windmill Butterfly Atrophaneuranevilli
11. Pemberton's Chinese Windmill Butterfly Atrophaneuraplutioniuspembertoni
12. De Niceville's Windmill Butterfly Atrophaneurapolla
13. Common Mime Butterfly Chilasaclytiaclytia
14. Yellow-crested Spangle Butterfly Papilioelephenor
15. Malabar Banded Swallowtail Butterfly Papilioliomedon
16. Shaw's Dwarf Butterfly Baltiashawiisikkima
17. Pale Jezebel Butterfly Deliassanaca
18. Green Banded White Butterfly Pieris krueperidevta
19. Lemon Clouded Yellow Butterfly Coliascocandicathrasibulus
20. Dwarf Clouded Yellow Butterfly Coliasstoliczkanadubia
21. Spotted Black Crow Butterfly Euploeacramerinicevillei
22. Andaman King Crow Butterfly Euploearoepstorffi
23. Scarce Blue Tiger Butterfly Tellervogautamagautamoides
24. Scarce CatseyeButterfly Coelitesnothis
25. Peal's PalmflyButterfly Elymniaspealii
26. Pointed PalmflyButterfly Elymniaspenanga
27. Scarce Red Forester Butterfly Lethe distans
28. Scarce LilacforkButterfly Letha dura
29. Bamboo TreebrownButterfly Lethe europa
30. Tytler'sTreebrownButterfly Lethe gemina
31. Bhutan TreebrownButterfly Lethe margaritae
32. Dismal Mystic Butterfly Lethe ocellata
33. Single SilverstripeButterfly Lethe ramadeva
34. Pallid Forester Butterfly Lethe satyavati
35. Dark Wall Butterfly Parargemaera
36. Great FiveringButterfly Ypthimadohertyi
37. Banded Duffer Butterfly Discophora deo deo
38. Freak Butterfly Calinaga buddha
39. WhitespotFritilliaryButterfly Clossianaerubescenshaberhaueri
40. Bhutan Sergeant Butterfly Pantoporiajinajina
41. Grey Commodore Butterfly Limenitis austenia purpurascens
42. Grand Duke Butterfly Euthaliaiva
43. Naga Duke Butterfly Euthaliakhamacurvifascia
44. Tawny Emperor Butterfly Chitoriaulupiulupi
45. Branded Yeoman Butterfly Cirrochroafasciata
46. Scarce Siren Butterfly Hestinanicevillei
47. Golden Emperor Butterfly Dilipamorgiana
48. Autumn Leaf Butterfly Doleschalliabisaltideandamanensis
49. Tytler's Emperor Butterfly Eulaceuramanipurensis
50. Blue Duke Butterfly Euthaliadurga splendens
51. Blue Baron Butterfly Euthaliatelchinia
52. White Emperor Butterfly HelcyraheminaSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 45
53. Empress Butterfly Sasakiafunebris
54. Eastern Courtier Butterfly Sephisachandra
55. Scarce White Comodore Butterfly Limenitis zulema
56. Scarce Jester Butterfly Symbrenthiasilana
57. Chestnut Rajah Butterfly Charaxesdurnofordinicholii
58. Malayan Nawab Butterfly Polyura moori sandakanus
59. Blue Nawab Butterfly Polyuraschreiberi
60. Blue Begum Butterfly Prothoefranck regalis
61. Chinese Hairstreak Butterfly Amblopalaavidiena
62. Cachar Mandarin Blue Butterfly Charanacepheis
63. Blue Posy Butterfly Myrinacyara
PART G : CRABS
Sl. No. Common Name Scientific Name
1. Indo-Pacific Horseshoe Crab Tachypleus gigas
2. Mangrove Horseshoe Crab Carcinoscorpiusrotundicauda
3. Coconut or Robber Crab Birgus latro
PART H : CORALS
Sl. No. Scientific Name
1. Acropora abrotanoides
2. Acropora anthocersis
3. Acropora aspera
4. Acropora austera
5. Acropora awi
6. Acropora brueggemanni
7. Acropora carduus
8. Acropora caroloniana
9. Acropora cerealis
10. Acropora chesterfieldensis
11. Acropora clathrata
12. Acropora cophodactyla
13. Acropora copiosa
14. Acropora cytherea
15. Acropora desatwii
16. Acropora digitifera
17. Acropora divaricata
18. Acropora efforescens
19. Acropora fastigata
20. Acropora florida
21. Acropora formosa
22. Acropora forskali
23. Acropora gemmifera
24. Acropora glauca
25. Acropora globiceps
26. Acropora gomezi
27. Acropora grandis
28. Acropora granulosa
29. Acropora haimei46 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
30. Acropora hemprichii
31. Acropora horrida
32. Acropora humilis
33. Acropora hyacinthus
34. Acropora inermis
35. Acropora insignis
36. Acropora kimbeensis
37. Acropora latistella
38. Acropora longicyathus
39. Acropora loripes
40. Acropora lutkeni
41. Acropora massawensis
42. Acroporamicroclados
43. Acropora micropthalma
44. Acropora millepora
45. Acropora mirabilis
46. Acropora monticulosa
47. Acropora multiacuta
48. Acropora nana
49. Acropora nasuta
50. Acropora natalensis
51. Acropora nobilis
52. Acropora ocellata
53. Acropora palifera
54. Acropora palmerae
55. Acropora papillare
56. Acropora pharaonis
57. Acropora plantaginea
58. Acropora polystoma
59. Acropora pulchra
60. Acropora robusta
61. Acropora roseni
62. Acropora rudis
63. Acropora samoensis
64. Acropora schmitti
65. Acropora secale
66. Acropora selago
67. Acropora solitaryensis
68. Acropora spicifera
69. Acropora squarrosa
70. Acropora striata
71. Acropora subglabra
72. Acropora subulata
73. Acropora tanegashimensis
74. Acropora tenuis
75. Acropora teres
76. Acropora torresianaSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 47
77. Acropora tutuilensis
78. Acropora valenciennesi
79. Acropora valida
80. Acropora variolosa
81. Acropora vaughani
82. Acropora verweyi
83. Acropora wallaceae
84. Acropora yongei
85. Astreoporacucullata
86. Astreoporagracilis
87. Astreoporalisteri
88. Astreoporamyriophthalma
89. Astreoporasuggesta
90. Montiporaaquituberculata
91. Montiporacaliculata
92. Montipora capitata
93. Montiporacebuensis
94. Montiporadanae
95. Montiporadelicatula
96. Montipora digitata
97. Montiporafoliosa
98. Montipora grisea
99. Montiporahemispherica
100. Montiporahispida
101. Montiporainformis
102. Montiporameandrina
103. Montiporamollis
104. Montiporamonasteriata
105. Montiporapeltiformis
106. Montiporatuberculosa
107. Montiporaturgescens
108. Montiporavenosa
109. Montiporaverrilli
110. Montiporaverrucosa
111. Montiporaverruculosus
112. Montiporavietnamensis
113. Gardineroseris plannulata
114. Leptoseris cucullata
115. Leptoseris explanata
116. Leptoseris hawaiensis
117. Leptoseris incrustans
118. Leptoseris mycetoseoides
119. Leptoseris papyracea
120. Leptoseris scabra
121. Pachyseris gemmae
122. Pachyseris foliosa
123. Pachyseris rugosa48 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
124. Pachyseris speciosa
125. Pavona bipartite
126. Pavona cactus
127. Pavona clavus
128. Pavona decussata
129. Pavona duerdeni
130. Pavona explanulata
131. Pavona gigantea
132. Pavona minuta
133. Pavona varians
134. Pavona venosa
135. Madracis kirbyi
136. Styloceniella armata
137. Styloceniella guentheri
138. Dendrophyllia robusta
139. Tubastrea coccinia
140. Tubastrea diaphana
141. Tubastrea micranthus
142. Turbinaria mesenterina
143. Turbinaria peltata
144. Turbinaria reniformis
145. Turbinaria stellulata
146. Euphyllia ancora
147. Euphyllia divisa
148. Euphyllia glabrescens
149. Physogyra lichtensteini
150. Pleurogyra sinulosa
151. Barabattoia amicorum
152. Barabattoia laddi
153. Cyphastrea japonica
154. Cyphastrea microphthalma
155. Cyphastrea ocellina
156. Cyphastrea serailia
157. Diploastrea helipora
158. Diploria strigosa
159. Echinopora fruticulosa
160. Echinopora gemmacea
161. Echinopora horrida
162. Echinopora lamellosa
163. Favia albidus
164. Favia favus
165. Favia helianthoides
166. Favia lacuna
167. Favia matthaii
168. Favia danae
169. Favia maxima
170. Favia lizardensisSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 49
171. Favia pallida
172. Favia speciosa
173. Favia stelligera
174. Favia truncatus
175. Favites abdita
176. Favites acuticollis
177. Favites chinensis
178. Favites complanata
179. Favites flexuosa
180. Favites halicora
181. Favites micropentagona
182. Favites spinosa
183. Favites pentagona
184. Favites vasta
185. Goniastrea aspera
186. Goniastrea australensis
187. Goniastrea edwardsi
188. Goniastrea minuta
189. Goniastrea peresi
190. Goniastrea pectinata
191. Goniastrea retiformis
192. Leptoria irregularis
193. Leptoria phrygia
194. Leptastrea purpurea
195. Leptastrea transversa
196. Montastrea annuligera
197. Montastrea colemani
198. Montastrea curta
199. Montastrea valenciennesi
200. Oulophyllia bennettae
201. Oulophyllia crispa
202. Oulophyllia levis
203. Oulastrea crispata
204. Platygyra acuta
205. Platygyra daedalea
206. Platygyra lamellina
207. Platygyra verweyi
208. Platygyra pini
209. Platygyra sinensis
210. Cycloseris costulata
211. Cycloseris cyclolites
212. Cycloseris hexagonalis
213. Cycloseris patelliformis
214. Cycloseris sinensis
215. Cycloseris somervillei
216. Ctenactis crassa
217. Ctenactis albitentaculata50 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
218. Ctenactis echinata
219. Diaseris distorta
220. Fungia concinna
221. Fungia corona
222. Fungia danai
223. Fungia fralinae
224. Fungia fungites
225. Fungia granulosa
226. Fungia horrida
227. Fungia klunzingeri
228. Fungia moluccensis
229. Fungia paumotensis
230. Fungia repanda
231. Fungia scutaria
232. Fungia scruposa
233. Fungia scabra
234. Fungia seychellensisi
235. Fungia taiwanensis
236. Halomitra pileus
237. Herpolitha limax
238. Herpolitha weberi
239. Lithophyllon lobata
240. Lithophyllon undulatum
241. Podabacia crustacea
242. Podabacia lanakensis
243. Polyphyllia talpina
244. Sandalolitha robusta
245. Hydnophora exesa
246. Hydnophora grandis
247. Hydnophora microconos
248. Hydnophora pilosa
249. Hydnophora rigida
250. Merulina ampliata
251. Merulina scabricula
252. Scapophyllia cylindrica
253. Acanthastrea echinata
254. Acanthastrea hemprichii
255. Acanthastrea hillae
256. Acanthastrea ishigakiensis
257. Cynarina lacrymalis
258. Lobophyllia corymbosa
259. Lobophyllia hemprichii
260. Lobophyllia robusta
261. Symphyllia agaricia
262. Symphyllia radians
263. Symphyllia recta
264. Symphyllia valenciennesiiSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 51
265. Scolymia vitiensis
266. Mycetophyllia danaana
267. Australomussa rowleyensis
268. Galaxea acrhelia
269. Galaxea astreata
270. Galaxea fascicularis
271. Echinophyllia aspera
272. Echinophyllia echinata
273. Echinophyllia echinoporoides
274. Mycedium elephantotus
275. Mycedium robokaki
276. Oxypora lacera
277. Oxypora crassispinosa
278. Pectinia alcicornis
279. Pectinia lactuca
280. Pectinia paeonia
281. Pectinia teres
282. Trachyphyllia geoffroyi
283. Alvopora catalai
284. Goniopora columna
285. Goniopora lobata
286. Goniopora minor
287. Goniopora norfolkensis
288. Goniopora pandoraenis
289. Goniopora planulata
290. Goniopora stokesi
291. Goniopora tenuidens
292. Porites annae
293. Porites arnaudi
294. Porites compressa
295. Porites cylindrica
296. Porites eridani
297. Porites evermanni
298. Porites harrisoni
299. Porites latistella
300. Porites lobata
301. Porites lutea
302. Porites monticulosa
303. Porites murrayensis
304. Porites myrmidoensis
305. Porites nigrescens
306. Porites rus
307. Porites solida52 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
308. Porites vaughani
309. Pociliopora ankeli
310. Pocillopora damicornis
311. Pocillopora danae
312. Pocillopora eydouxi
313. Pocillopora kelleheri
314. Pocillopora ligulata
315. Pocillopora meandrina
316. Pocillopora verrucosa
317. Seriatopora aculeata
318. Seriatopora hystrix
319. Seriatopora stellata
320. Seriatopora pistillata
321. Coscinaraea columna
322. Coscinaraea monile
323. Psammocora contigua
324. Psammocora digitata
325. Psammocora explanulata
326. Psammocora haimeana
327. Psammocora profundacella
328. Siderastrea savignyana
329. Tubipora musica
330. Cirrhipathes anguina
331. Cirrhipathes contorta
332. Antipathes elegans
333. Sticopathes solorensis
334. Cupressopathes gracilis
335. Myriopathus antrocrada
336. Antipathella subpinnata
337. Plumapathes pennacea
338. Dichotella gemmacea
339. Ellisella azilia
340. Ellisella cercidia
341. Ellisella eustala
342. Ellisella marisrubri
343. Ellisella nuctenea
344. Juncella delicata
345. Juncella eunicelloides
346. Juncella juncea
347. Viminella crassa
348. Viminella junceelloides
349. Nicella flabellata
350. Nicella laxaSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 53
351. Verrucella cerasina
352. Verrucella corona
353. Verrucella diadema
354. Verrucella gubalensis
355. Verrucella klunzingeri
356. Isis hippuris
357. Muricella paraplectana
358. Muricella ramose
359. Acanthogorgia breviflora
360. Acanthogorgia spinosa
361. Anthogorgia ochracea
362. Rumphella aggregata
363. Rumphella torta
364. Hicksonella princeps
365. Menella indica
366. Menella kanisa
367. Menella kouare
368. Menella woodin
369. Bebryce sirene
370. Bebryce studeri
371. Echinogorgia flora
372. Echinogorgia toombo
373. Echinogorgia indica
374. Echinomuricea indomalaccensis
375. Euplexaura amerea
376. Euplexaura rhipidalis
377. Trimuricea caledonica
378. Villogorgia tenuis
379. Acabaria cinquemiglia
380. Acabaria ouvea
381. Melithaea caledonica
382. Melithaea ochracea
383. Mopsella rubeola
384. Wrightella braueri
385. Annella mollis
386. Annella reticulata
387. Subergorgia rubra
388. Subergorgia suberosa
PART I : MOLLUSCA
Sl. No. Scientific Name
1. Cassis cornuta
2. Charoniatritonis54 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
3. Conus milneedwardsi
4. Cypraecassisrufa
5. Hippopushippopus
6. Nautilus pompilius
7. Tridacna maxima
8. Tridacna squamosa
9. Tudiclaspirillus
10. Turbo marmoratus
PART J : HOLOTHURIANS
Sl. No. Scientific Name
1. Actinopygaechinites
2. Actinopygalecanora
3. Actinopygamauritiana
4. Actinopygamiliaris
5. Bohadschia argus
6. Bohadschiagraeffei
7. Bohadschiamarmorata
8. Holothuria coluber
9. Holothuria (Acanthotrapez) pyxis
10. Holothuria (Halodeima) atra
11. Holothuria (Halodeima) edulis
12. Holothuria (Mertensiothuria) fuscocinerea
13. Holothuria (Mertensiothuria) leucospilota
14. Holothuria (Mertensiothuria) pervicax
15. Holothuria (Metriatyla) scabra
16. Holothuria (Microthele) nobilis
17. Holothuria (Semperothuria) cinerascens
18. Holothuria (Thymiosycia) arenicola
19. Holothuria (Thymiosycia) hilla
20. Holothuria (Thymiosycia) impatiens
21. Labidodemassemperianum
22. Stichopuschloronotus
23. Stichopushermanni
24. Stichopushorrens
25. Stichopus vastus
26. Thelenota ananas
27. Pseudocolochirus violaceus
28. Stolusbuccalis
29. Phyllophorus (Phyllophorella) parvepides
30. Euaptagodeffroyi
31. Synaptamaculata
32. AcaudinamolpadioidesSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 55
SCHEDULE II
(See sections 9, 11, 12, 38-I, 39, 44, 45, 46, 47, 48, 48A, 49, 50, 51, 54 and 57)
PART A : MAMMALS
Sl. No. Common Name Scientific Name
1. Sambar Cervus unicolor
2. Spotted Deer/Chital Axis axis
3. Striped Hyena Hyaena hyaena
4. Bharal/Blue Sheep Pseudoisnayaur
5. Nilgai or Blue Bull Boselaphustragocamelus
6. Northern/Five-striped palm squirrel Funambuluspennantii
7. Wild Pig Sus scrofa
8. Andaman Wild Pig Sus scrofa andamanensis
9. Indian Hare Lepus nigricollis
10. Desert Hare Lepus tibetanus
11. Royle's Pika Ochotona royleii
12. Indian Long-eared Hedgehog Hemiechinuscollaris
13. Small Indian Mongoose Herpestesauropunctatus
14. Grey Mongoose Herpestesedwardsii
15. Brown Mongoose Herpestesfuscus
16. Javan Mongoose Herpestesjavanicus
17. Ruddy Mongoose Herpestessmithii
18. Crab-eating Mongoose Herpestes urva
19. Stripe-necked Mongoose Herpestesvitticollis
20. Small-toothed Palm Civet Arctogalidiatrivirgata
21. Masked Palm Civet Pagumalarvata
22. Asian Palm Civet Paradoxurus hermaphroditus
23. Jerdon's Palm Civet Paradoxurus jerdoni
24. Large Indian Civet Viverrazibetha
25. Small Indian Civet Viverricula indica
26. Chinese/Small-toothed Ferret Badger Melogalemoschata
27. Burmese/Large toothed Ferret Badger Melogalepersonata
28. Stone/Beech Marten Martes foina
29. Himalayan Yellow-throated Marten Martes flavigula
30. Nilgiri Marten Martes gwatkinsii
31. Ermineor Short-tailed Weasel Mustela erminea
32. Siberian Weasel Mustela sibirica
33. Yellow-bellied Weasel Mustela kathiah
34. Mountain Weasel Mustela altaica
35. Northern Plains Gray/Hanuman Langur Semnopithecus entellus
36. Assamese Macaque Macaca assamensis
37. Bonnet Macaque Macaca radiata
38. Rhesus Macaque Macaca mulatta
39. Indian/Bengal Fox Vulpes bengalensis
40. Asiatic Jackal Canis aureus
41. Jungle Cat Felis chaus56 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
PART B : BIRDS
Sl. No. Common Name Scientific Name
1. House sparrow Passer domesticus
2. Red Munia Amandava amandava
3. Green Munia Amandavaformosa
4. Indian Silverbill Euodicemalabarica
5. White-rumped Munia Lonchura striata
6. Scaly-breasted Munia Lonchurapunctulata
7. Black-throated Munia Lonchurakelaarti
8. Tricoloured Munia Lonchuramalacca
9. Chestnut Munia Lonchura atricapilla
10. Pied Avocet Recurvirostra avosetta
11. Black-winged Stilt Himantopus himantopus
12. Rufous-throated Wren Babbler Spelaeorniscaudatus
13. Mishmi Wren Babbler Spelaeornisbadeigularis
14. Bar-winged Wren Babbler Spelaeornistroglodytoides
15. Naga Wren Babbler Spelaeornischocolatinus
16. Chin Hills Wren Babbler Spelaeornisoatesi
17. Grey-bellied Wren Babbler Spelaeornisreptatus
18. Tawny-breasted Wren Babbler Spelaeornislongicaudatus
19. Red-billed Scimitar Babbler Pomatorhinusochraceiceps
20. Coral-billed Scimitar Babbler Pomatorhinusferruginosus
21. Slender-billed Scimitar Babbler Pomatorhinussuperciliaris
22. Indian Scimitar Babbler Pomatorhinushorsfieldii
23. White-browed Scimitar Babbler Pomatorhinusschisticeps
24. Streak-breasted Scimitar Babbler Pomatorhinus ruficollis
25. Large Scimitar Babbler Erythrogenyshypoleucos
26. Rusty-cheeked Scimitar Babbler Erythrogenyserythrogenys
27. Spot-breasted Scimitar Babbler Erythrogenysmcclellandi
28. Grey-throated Babbler Stachyrisnigriceps
29. Sikkim Wedge-billed Babbler Stachyrishumei
30. Cachar Wedge-billed Babbler Stachyrisroberti
31. Snowy-throated Babbler Stachyrisoglei
32. Tawny-bellied Babbler Dumetiahyperythra
33. Dark-fronted Babbler Rhopocichlaatriceps
34. Chestnut-capped Babbler Timaliapileata
35. Pin-striped Tit Babbler Mixornisgularis
36. Golden Babbler Cyanodermachrysaeum
37. Black-chinned Babbler Cyanodermapyrrhops
38. Rufous-capped Babbler Cyanodermaruficeps
39. Buff-chested Babbler Cyanodermaambiguum
40. Great Barbet Psilopogon virens
41. Brown-headed Barbet Psilopogonzeylanicus
42. Lineated Barbet Psilopogonlineatus
43. White-cheeked Barbet Psilopogonviridis
44. Golden-throated Barbet Psilopogonfranklinii
45. Blue-throated Barbet Psilopogon asiaticus
46. Blue-eared Barbet PsilopogonduvauceliiSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 57
47. Malabar Barbet Psilopogonmalabaricus
48. Coppersmith Barbet Psilopogonhaemacephalus
49. Oriental Bay Owl Phodilus badius
50. Sri Lanka Bay Owl Phodilusassimilis
51. Eastern Grass Owl Tyto longimembris
52. Andaman Barn Owl Tyto deroepstorffi
53. Common Barn Owl Tyto alba
54. Eurasian Bittern Botaurus stellaris
55. Little Bittern Ixobrychusminutus
56. Yellow Bittern Ixobrychus sinensis
57. Cinnamon Bittern Ixobrychuscinnamomeus
58. Black Bittern Ixobrychusflavicollis
59. Malayan Night Heron Gorsachiusmelanolophus
60. Black-crowned Night Heron Nycticoraxnycticorax
61. Striated Heron Butorides striata
62. Indian Pond Heron Ardeolagrayii
63. Chinese Pond Heron Ardeolabacchus
64. Cattle Egret Bubulcus ibis
65. Grey Heron Ardea cinerea
66. Goliath Heron Ardea goliath
67. Purple Heron Ardea purpurea
68. Great Egret Ardea alba
69. Intermediate Egret Ardea intermedia
70. Little Egret Egrettagarzetta
71. Western Reef Egret Egrettagularis
72. Pacific Reef Egret Egretta sacra
73. Chinese Egret Egrettaeulophotes
74. Brown Noddy Anousstolidus
75. Lesser Noddy Anoustenuirostris
76. Black Noddy Anousminutus
77. White Tern Gygis alba
78. Indian Skimmer Rynchopsalbicollis
79. Black-legged Kittiwake Rissa tridactyla
80. Sabine's Gull Xema sabini
81. Slender-billed Gull Chroicocephalusgenei
82. Brown-headed Gull Chroicocephalusbrunnicephalus
83. Black-headed Gull Chroicocephalus ridibundus
84. Little Gull Hydrocoloeus minutus
85. Franklin's Gull Leucophaeuspipixcan
86. White-eyed Gull Ichthyaetusleucophthalmus
87. Sooty Gull Ichthyaetus hemprichii
88. Pallas's Gull Ichthyaetusichthyaetus
89. Mew Gull Larus canus
90. Lesser Black-backed Gull Larus fuscus
91. Caspian Gull Larus cachinnans
92. Mongolian Gull Larus smithsonianus mongolicus
93. Sooty Tern Onychoprion fuscatus
94. Bridled Tern Onychoprion anaethetus
95. Little Tern Sternulaalbifrons58 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
96. Saunders's Tern Sternulasaundersi
97. Gull-billed Tern Gelochelidonnilotica
98. Caspian Tern Hydroprogne caspia
99. Whiskered Tern Chlidoniashybrida
100. White-winged Tern Chlidoniasleucopterus
101. Black Tern Chlidonias niger
102. River Tern Sterna aurantia
103. Roseate Tern Sterna dougallii
104. Black-naped Tern Sterna sumatrana
105. Common Tern Sterna hirundo
106. White-cheeked Tern Sterna repressa
107. Arctic Tern Sterna paradisaea
108. Black-bellied Tern Sterna acuticauda
109. Lesser Crested Tern Thalasseus bengalensis
110. Sandwich Tern Thalasseussandvicensis
111. Greater Crested Tern Thalasseusbergii
112. White-throated Bulbul Alophoixusflaveolus
113. Olive Bulbul Ioleviridescens
114. Ashy Bulbul Hemixosflavala
115. Nicobar Bulbul Ixosnicobariensis
116. Mountain Bulbul Ixosmcclellandii
117. Square-tailed Bulbul Hypsipetesganeesa
118. Black Bulbul Hypsipetes leucocephalus
119. Crested Finchbill Spizixoscanifrons
120. Striated Bulbul Pycnonotusstriatus
121. Flame-throated Bulbul Pycnonotusgularis
122. Black-crested Bulbul Pycnonotusflaviventris
123. Red-whiskered Bulbul Pycnonotusjocosus
124. Himalayan Bulbul Pycnonotusleucogenis
125. White-eared Bulbul Pycnonotusleucotis
126. Red-vented Bulbul Pycnonotuscafer
127. Yellow-throated Bulbul Pycnonotusxantholaemus
128. Flavescent Bulbul Pycnonotusflavescens
129. White-browed Bulbul Pycnonotusluteolus
130. Black-headed Bulbul Brachypodiusatriceps
131. Andaman Bulbul Brachypodiusfuscoflavescens
132. Grey-headed Bulbul Brachypodiuspriocephalus
133. Yellow-browed Bulbul Acritillas indica
134. Crested Bunting Emberizalathami
135. Black-headed Bunting Emberizamelanocephala
136. Red-headed Bunting Emberizabruniceps
137. Chestnut-eared Bunting Emberizafucata
138. Rock Bunting Emberizacia
139. Godlewski's Bunting Emberizagodlewskii
140. Grey-necked Bunting Emberizabuchanani
141. Ortolan Bunting Emberizahortulana
142. White-capped Bunting Emberizastewarti
143. Yellowhammer EmberizacitrinellaSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 59
144. Pine Bunting Emberizaleucocephalos
145. Striolated Bunting Emberizastriolata
146. Eurasian Reed Bunting Emberizaschoeniclus
147. Yellow-breasted Bunting Emberizaaureola
148. Black-faced Bunting Emberizaspodocephala
149. Chestnut Bunting Emberizarutila
150. Yellow-browed Bunting Emberizachrysophrys
151. Tristram's Bunting Emberizatristrami
152. Little Bunting Emberizapusilla
153. Little Bustard Tetraxtetrax
154. Macqueen's Bustard Chlamydotismacqueenii
155. Small Buttonquail Turnixsylvaticus
156. Yellow-legged Buttonquail Turnixtanki
157. Barred Buttonquail Turnixsuscitator
158. Golden-fronted Leafbird Chloropsisaurifrons
159. Jerdon's Leafbird Chloropsisjerdoni
160. Orange-bellied Leafbird Chloropsishardwickii
161. Blue-winged Leafbird Chloropsiscochinchinensis
162. Andaman Crake Rallinacanningi
163. Slaty-legged Crake Rallinaeurizonoides
164. Western Water Rail Rallus aquaticus
165. Eastern Water Rail Rallus indicus
166. Slaty-breasted Rail Lewinia striata
167. Corncrake Crex crex
168. Spotted Crake Porzanaporzana
169. Ruddy-breasted Crake Zaporniafusca
170. Brown Crake Zaporniaakool
171. Little Crake Zapornia parva
172. Baillon's Crake Zaporniapusilla
173. Black-tailed Crake Zaporniabicolor
174. White-breasted Waterhen Amaurornisphoenicurus
175. White-browed Crake Amaurornis cinerea
176. Watercock Gallicrex cinerea
177. Purple Swamphen Porphyrioporphyrio
178. Common Moorhen Gallinula chloropus
179. Common Coot Fulicaatra
180. Little Cormorant Microcarboniger
181. Great Cormorant Phalacrocorax carbo
182. Indian Cormorant Phalacrocorax fuscicollis
183. Greater Coucal Centropus sinensis
184. Andaman Coucal Centropusandamanensis
185. Lesser Coucal Centropus bengalensis
186. Sirkeer Malkoha Taccocualeschenaultii
187. Blue-faced Malkoha Phaenicophaeusviridirostris
188. Green-billed Malkoha Phaenicophaeus tristis
189. Pied Cuckoo Clamatorjacobinus
190. Chestnut-winged Cuckoo Clamatorcoromandus
191. Asian Koel Eudynamysscolopaceus60 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
192. Asian Emerald Cuckoo Chrysococcyx maculatus
193. Violet Cuckoo Chrysococcyxxanthorhynchus
194. Banded Bay Cuckoo Cacomantis sonneratii
195. Plaintive Cuckoo Cacomantismerulinus
196. Grey-bellied Cuckoo Cacomantispasserinus
197. Fork-tailed Drongo Cuckoo Surniculusdicruroides
198. Square-tailed Drongo Cuckoo Surniculuslugubris
199. Large Hawk Cuckoo Hierococcyxsparverioides
200. Common Hawk Cuckoo Hierococcyxvarius
201. Whistling Hawk Cuckoo Hierococcyxnisicolor
202. Indian Cuckoo Cuculusmicropterus
203. Common Cuckoo Cuculuscanorus
204. Himalayan Cuckoo Cuculussaturatus
205. Lesser Cuckoo Cuculuspoliocephalus
206. Whimbrel Numenius phaeopus
207. Eurasian Curlew Numenius arquata
208. Bar-tailed Godwit Limosalapponica
209. Black-tailed Godwit Limosalimosa
210. Ruddy Turnstone Arenaria interpres
211. Great Knot Calidris tenuirostris
212. Red Knot Calidris canutus
213. Ruff Calidris pugnax
214. Broad-billed Sandpiper Calidris falcinellus
215. Sharp-tailed Sandpiper Calidris acuminata
216. Curlew Sandpiper Calidris ferruginea
217. Temminck's Stint Calidris temminckii
218. Long-toed Stint Calidris subminuta
219. Spoon-billed Sandpiper Calidris pygmaea
220. Red-necked Stint Calidris ruficollis
221. Sanderling Calidris alba
222. Dunlin Calidris alpina
223. Little Stint Calidris minuta
224. Buff-breasted Sandpiper Calidris subruficollis
225. Pectoral Sandpiper Calidris melanotos
226. Asian Dowitcher Limnodromussemipalmatus
227. Long-billed Dowitcher Limnodromusscolopaceus
228. Eurasian Woodcock Scolopaxrusticola
229. Solitary Snipe Gallinago solitaria
230. Wood Snipe Gallinagonemoricola
231. Pintail Snipe Gallinagostenura
232. Swinhoe's Snipe Gallinagomegala
233. Great Snipe Gallinago media
234. Common Snipe Gallinagogallinago
235. Jack Snipe Lymnocryptes minimus
236. Terek Sandpiper Xenus cinereus
237. Common Sandpiper Actitishypoleucos
238. Green Sandpiper TringaochropusSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 61
239. Grey-tailed Tattler Tringabrevipes
240. Spotted Redshank Tringaerythropus
241. Common Greenshank Tringanebularia
242. Common Redshank Tringatotanus
243. Wood Sandpiper Tringaglareola
244. Marsh Sandpiper Tringastagnatilis
245. Red-necked Phalarope Phalaropuslobatus
246. Red Phalarope Phalaropusfulicarius
247. Oriental Darter Anhinga melanogaster
248. Rock Pigeon Columba livia
249. Hill Pigeon Columba rupestris
250. Snow Pigeon Columba leuconota
251. Yellow-eyed Pigeon Columba eversmanni
252. Common Wood Pigeon Columba palumbus
253. Speckled Wood Pigeon Columba hodgsonii
254. Ashy Wood Pigeon Columba pulchricollis
255. Nilgiri Wood Pigeon Columba elphinstonii
256. Pale-capped Pigeon Columba punicea
257. Andaman Wood Pigeon Columba palumboides
258. European Turtle Dove Streptopeliaturtur
259. Oriental Turtle Dove Streptopeliaorientalis
260. Eurasian Collared Dove Streptopeliadecaocto
261. Red Collared Dove Streptopeliatranquebarica
262. Spotted Dove Streptopelia chinensis
263. Laughing Dove Streptopelia senegalensis
264. Barred Cuckoo Dove Macropygiaunchall
265. Andaman Cuckoo Dove Macropygiarufipennis
266. Orange-breasted Green Pigeon Treronbicinctus
267. Ashy-headed Green Pigeon Treronphayrei
268. Grey-fronted Green Pigeon Treronaffinis
269. Andaman Green Pigeon Treronchloropterus
270. Thick-billed Green Pigeon Treroncurvirostra
271. Yellow-legged Green Pigeon Treronphoenicopterus
272. Pin-tailed Green Pigeon Treronapicauda
273. Wedge-tailed Green Pigeon Treronsphenurus
274. Asian Emerald Dove Chalcophaps indica
275. Namaqua Dove Oena capensis
276. Green Imperial Pigeon Duculaaenea
277. Mountain Imperial Pigeon Duculabadia
278. Pied Imperial Pigeon Duculabicolor
279. Black Drongo Dicrurusmacrocercus
280. Ashy Drongo Dicrurusleucophaeus
281. White-bellied Drongo Dicruruscaerulescens
282. Crow-billed Drongo Dicrurusannectens
283. Bronzed Drongo Dicrurus aeneus
284. Lesser Racket-tailed Drongo Dicrurusremifer
285. Hair-crested Drongo Dicrurushottentottus62 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
286. Andaman Drongo Dicrurusandamanensis
287. Greater Racket-tailed Drongo Dicrurusparadiseus
288. White-headed Duck Oxyuraleucocephala
289. Mute Swan Cygnus olor
290. Tundra Swan Cygnus columbianus
291. Whooper Swan Cygnus cygnus
292. Red-breasted Goose Branta ruficollis
293. Bar-headed Goose Anser indicus
294. Greylag Goose Anseranser
295. Bean Goose Anserfabalis
296. Greater White-fronted Goose Anseralbifrons
297. Lesser White-fronted Goose Ansererythropus
298. Long-tailed Duck Clangula hyemalis
299. Common Goldeneye Bucephala clangula
300. Smew Mergellus albellus
301. Common Merganser Mergus merganser
302. Red-breasted Merganser Mergusserrator
303. Common Shelduck Tadornatadorna
304. Ruddy Shelduck Tadornaferruginea
305. Marbled Teal Marmaronettaangustirostris
306. Red-crested Pochard Nettarufina
307. Common Pochard Aythya ferina
308. Baer's Pochard Aythya baeri
309. Ferruginous Duck Aythya nyroca
310. Tufted Duck Aythya fuligula
311. Greater Scaup Aythya marila
312. Garganey Spatula querquedula
313. Northern Shoveler Spatula clypeata
314. Baikal Teal Sibirionetta formosa
315. Falcated Duck Mareca falcata
316. Gadwall Mareca strepera
317. Eurasian Wigeon Marecapenelope
318. Chinese Spot-billed Duck Anas zonorhyncha
319. Indian Spot-billed Duck Anas poecilorhyncha
320. Mallard Anas platyrhynchos
321. Andaman Teal Anas albogularis
322. Northern Pintail Anas acuta
323. Common Teal Anas crecca
324. Comb Duck Sarkidiornis melanotos
325. Mandarin Duck Aix galericulata
326. Cotton Teal Nettapuscoromandelianus
327. Asian Fairy Bluebird Irena puella
328. Collared Falconet Microhieraxcaerulescens
329. Pied Falconet Microhieraxmelanoleucos
330. Lesser Kestrel Falco naumanniSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 63
331. Common Kestrel Falco tinnunculus
332. Red-necked Falcon Falco chicquera
333. Red-footed Falcon Falco vespertinus
334. Amur Falcon Falco amurensis
335. Merlin Falco columbarius
336. Eurasian Hobby Falco subbuteo
337. Oriental Hobby Falco severus
338. Common Chaffinch Fringilla coelebs
339. Brambling Fringilla montifringilla
340. Black-and-yellow Grosbeak Mycerobasicterioides
341. Collared Grosbeak Mycerobasaffinis
342. Spot-winged Grosbeak Mycerobasmelanozanthos
343. White-winged Grosbeak Mycerobascarnipes
344. Hawfinch Coccothraustes coccothraustes
345. Common Rosefinch Carpodacus erythrinus
346. Scarlet Finch Carpodacus sipahi
347. Sillem'sRosefinch Carpodacus sillemi
348. Streaked Rosefinch Carpodacus rubicilloides
349. Great Rosefinch Carpodacus rubicilla
350. Red-fronted Rosefinch Carpodacus puniceus
351. Crimson-browed Finch Carpodacus subhimachalus
352. Himalayan White-browed Rosefinch Carpodacus thura
353. Chinese White-browed Rosefinch Carpodacus dubius
354. Blyth's Rosefinch Carpodacus grandis
355. Himalayan Beautiful Rosefinch Carpodacus pulcherrimus
356. Pink-rumped Rosefinch Carpodacus waltoni
357. Dark-rumped Rosefinch Carpodacus edwardsii
358. Pink-browed Rosefinch Carpodacus rodochroa
359. Spot-winged Rosefinch Carpodacus rodopeplus
360. Vinaceous Rosefinch Carpodacus vinaceus
361. Brown Bullfinch Pyrrhula nipalensis
362. Orange Bullfinch Pyrrhula aurantiaca
363. Red-headed Bullfinch Pyrrhula erythrocephala
364. Grey-headed Bullfinch Pyrrhula erythaca
365. Trumpeter Finch Bucanetesgithagineus
366. Mongolian Finch Bucanetesmongolicus
367. Blanford's Rosefinch Agraphospizarubescens
368. Spectacled Finch Callacanthisburtoni
369. Gold-naped Finch Pyrrhoplectesepauletta
370. Dark-breasted Rosefinch Procarduelisnipalensis
371. Plain Mountain Finch Leucosticte nemoricola
372. Brandt's Mountain Finch Leucosticte brandti
373. Yellow-breasted Greenfinch Chloris spinoides
374. Black-headed Greenfinch Chloris ambigua
375. Twite Linaria flavirostris64 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
376. Common Linnet Linaria cannabina
377. Red Crossbill Loxiacurvirostra
378. European Goldfinch Carduelis carduelis
379. Fire-fronted Serin Serinuspusillus
380. Tibetan Siskin Spinus thibetanus
381. Greater Flamingo Phoenicopterus roseus
382. Yellow-bellied Flowerpecker Dicaeummelanozanthum
383. Yellow-vented Flowerpecker Dicaeumchrysorrheum
384. Thick-billed Flowerpecker Dicaeum agile
385. Pale-billed Flowerpecker Dicaeumerythrorhynchos
386. Nilgiri Flowerpecker Dicaeum concolor
387. Plain Flowerpecker Dicaeumminullum
388. Scarlet-backed Flowerpecker Dicaeumcruentatum
389. Fire-breasted Flowerpecker Dicaeumignipectus
390. Rufous-tailed Scrub Robin Cercotrichasgalactotes
391. Indian Robin Saxicoloides fulicatus
392. Oriental Magpie Robin Copsychussaularis
393. White-rumpedShama Kittacinclamalabarica
394. Andaman Shama Kittacinclaalbiventris
395. Spotted Flycatcher Muscicapa striata
396. Dark-sided Flycatcher Muscicapasibirica
397. Asian Brown Flycatcher Muscicapadauurica
398. Brown-breasted Flycatcher Muscicapamuttui
399. Ferruginous Flycatcher Muscicapaferruginea
400. NilgiriSholakili Sholicola major
401. White-bellied Sholakili Sholicolaalbiventris
402. Pale Blue Flycatcher Cyornis unicolor
403. White-bellied Blue Flycatcher Cyornispallidipes
404. Pale-chinned Flycatcher Cyornispoliogenys
405. Large Blue Flycatcher Cyornismagnirostris
406. Hill Blue Flycatcher Cyornisbanyumas
407. Tickell's Blue Flycatcher Cyornistickelliae
408. Blue-throated Flycatcher Cyornisrubeculoides
409. White-tailed Blue Flycatcher Cyornisconcretus
410. Nicobar Jungle Flycatcher Cyornisnicobaricus
411. White-gorgeted Flycatcher Anthipesmonileger
412. Rufous-bellied Niltava Niltavasundara
413. Vivid Niltava Niltavavivida
414. Large Niltava Niltava grandis
415. Small Niltava Niltavamacgrigoriae
416. Blue-and-white Flycatcher Cyanoptilacyanomelana
417. Verditer Flycatcher Eumyiasthalassinus
418. Nilgiri Flycatcher Eumyiasalbicaudatus
419. White-browed Shortwing Brachypteryxmontana
420. Lesser Shortwing BrachypteryxleucophrisSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 65
421. Rusty-bellied Shortwing Brachypteryxhyperythra
422. Gould's Shortwing Heteroxenicusstellatus
423. Indian Blue Robin Larvivorabrunnea
424. Siberian Blue Robin Larvivoracyane
425. Bluethroat Luscinia svecica
426. Hodgson's Blue Robin Luscinia phaenicuroides
427. Little Forktail Enicurusscouleri
428. Black-backed Forktail Enicurusimmaculatus
429. Slaty-backed Forktail Enicurusschistaceus
430. White-crowned Forktail Enicurusleschenaulti
431. Spotted Forktail Enicurus maculatus
432. Blue-fronted Robin Cinclidiumfrontale
433. Malabar Whistling Thrush Myophonushorsfieldii
434. Blue Whistling Thrush Myophonus caeruleus
435. Firethroat Calliope pectardens
436. Himalayan Rubythroat Calliope pectoralis
437. Chinese Rubythroat Calliope tschebaiewi
438. Siberian Rubythroat Calliope calliope
439. White-tailed Robin Myiomelaleucura
440. White-browed Bush Robin Tarsiger indicus
441. Golden Bush Robin Tarsigerchrysaeus
442. Red-flanked Bush Robin Tarsigercyanurus
443. Himalayan Bush Robin Tarsigerrufilatus
444. Rufous-breasted Bush Robin Tarsigerhyperythrus
445. Rusty-tailed Flycatcher Ficedularuficauda
446. Kashmir Flycatcher Ficedulasubrubra
447. Red-breasted Flycatcher Ficedula parva
448. Taiga Flycatcher Ficedula albicilla
449. Snowy-browed Flycatcher Ficedulahyperythra
450. Rufous-gorgeted Flycatcher Ficedulastrophiata
451. Ultramarine Flycatcher Ficedulasuperciliaris
452. Little Pied Flycatcher Ficedulawestermanni
453. Mugimaki Flycatcher Ficedulamugimaki
454. Yellow-rumped Flycatcher Ficedulazanthopygia
455. Slaty-blue Flycatcher Ficedula tricolor
456. Black-and-orange Flycatcher Ficedulanigrorufa
457. Pygmy Blue Flycatcher Ficedulahodgsoni
458. Slaty-backed Flycatcher Ficedulasordida
459. Sapphire Flycatcher Ficedulasapphira
460. Eversmann's Redstart Phoenicuruserythronotus
461. Blue-fronted Redstart Phoenicurus frontalis
462. Blue-capped Redstart Phoenicuruscoeruleocephala
463. White-throated Redstart Phoenicurusschisticeps
464. White-capped Water Redstart Phoenicurus leucocephalus
465. Plumbeous Water Redstart Phoenicurusfuliginosus66 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
466. Black Redstart Phoenicurusochruros
467. Common Redstart Phoenicurusphoenicurus
468. Daurian Redstart Phoenicurusauroreus
469. White-winged Redstart Phoenicuruserythrogastrus
470. Hodgson's Redstart Phoenicurushodgsoni
471. Blue-capped Rock Thrush Monticolacinclorhyncha
472. Chestnut-bellied Rock Thrush Monticolarufiventris
473. Rufous-tailed Rock Thrush Monticola saxatilis
474. Blue Rock Thrush Monticola solitarius
475. Stoliczka's Bushchat Saxicola macrorhynchus
476. Hodgson's Bushchat Saxicola insignis
477. Siberian Stonechat Saxicola maurus
478. White-tailed Stonechat Saxicola leucurus
479. Pied Bushchat Saxicola caprata
480. Jerdon's Bushchat Saxicola jerdoni
481. Grey Bushchat Saxicola ferreus
482. Northern Wheatear Oenanthe oenanthe
483. Isabelline Wheatear Oenanthe isabellina
484. Desert Wheatear Oenanthe deserti
485. Pied Wheatear Oenanthe pleschanka
486. Brown Rock Chat Oenanthe fusca
487. Variable Wheatear Oenanthe picata
488. Hume's Wheatear Oenanthe albonigra
489. Red-tailed Wheatear Oenanthe chrysopygia
490. Little Grebe Tachybaptus ruficollis
491. Red-necked Grebe Podiceps grisegena
492. Great Crested Grebe Podiceps cristatus
493. Horned Grebe Podiceps auritus
494. Black-headed Ibis Threskiornismelanocephalus
495. Indian Black Ibis Pseudibispapillosa
496. Glossy Ibis Plegadisfalcinellus
497. Common Iora Aegithina tiphia
498. Marshall's Iora Aegithinanigrolutea
499. Rufous Treepie Dendrocittavagabunda
500. Grey Treepie Dendrocitta formosae
501. White-bellied Treepie Dendrocittaleucogastra
502. Collared Treepie Dendrocitta frontalis
503. Andaman Treepie Dendrocittabaileii
504. Red-billed Chough Pyrrhocoraxpyrrhocorax
505. Yellow-billed Chough Pyrrhocoraxgraculus
506. Yellow-billed Blue Magpie Urocissaflavirostris
507. Red-billed Blue Magpie Urocissaerythroryncha
508. Common Green Magpie Cissa chinensis
509. Eurasian Jay Garrulus glandariusSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 67
510. Black-headed Jay Garrulus lanceolatus
511. Eurasian Magpie Pica pica
512. Spotted Nutcracker Nucifragacaryocatactes
513. Large-spotted Nutcracker Nucifragamultipunctata
514. Eurasian Jackdaw Corvus monedula
515. Rook Corvus frugilegus
516. Common Raven Corvus corax
517. Carrion Crow Corvus corone
518. Pheasant-tailed Jacana Hydrophasianuschirurgus
519. Bronze-winged Jacana Metopidius indicus
520. Common Hill Partridge Arborophilatorqueola
521. Rufous-throated Hill Partridge Arborophilarufogularis
522. White-cheeked Hill Partridge Arborophilaatrogularis
523. Chestnut-breasted Hill Partridge Arborophilamandellii
524. Common Quail Coturnix coturnix
525. Rain Quail Coturnix coromandelica
526. Blue-breasted Quail Synoicus chinensis
527. Himalayan Snowcock Tetraogallushimalayensis
528. Chukar Partridge Alectoris chukar
529. Snow Partridge Lerwalerwa
530. Jungle Bush Quail Perdicula asiatica
531. Rock Bush Quail Perdiculaargoondah
532. Painted Bush Quail Perdiculaerythrorhyncha
533. Manipur Bush Quail Perdiculamanipurensis
534. Black Francolin Francolinusfrancolinus
535. Painted Francolin Francolinus pictus
536. Chinese Francolin Francolinuspintadeanus
537. Grey Francolin Francolinuspondicerianus
538. Swamp Francolin Francolinusgularis
539. Tibetan Partridge Perdix hodgsoniae
540. Red Spurfowl Galloperdix spadicea
541. Painted Spurfowl Galloperdixlunulata
542. Koklass Pheasant Pucrasiamacrolopha
543. Greater Hoopoe Lark Alaemonalaudipes
544. Rufous-tailed Lark Ammomanesphoenicura
545. Desert Lark Ammomanesdeserti
546. Black-crowned Sparrow Lark Eremopterixnigriceps
547. Ashy-crowned Sparrow Lark Eremopterix griseus
548. Singing Bushlark Mirafracantillans
549. Bengal Bushlark Mirafraassamica
550. Indian Bushlark Mirafraerythroptera
551. Jerdon's Bushlark Mirafraaffinis
552. Lesser Short-toed Lark Alaudalarufescens
553. Sand Lark Alaudala raytal
554. Bimaculated Lark Melanocoryphabimaculata
555. Tibetan Lark Melanocorypha maxima
556. Hume's Short-toed Lark Calandrellaacutirostris
557. Greater Short-toed Lark Calandrellabrachydactyla
558. Sykes's Short-toed Lark Calandrelladukhunensis
559. Horned Lark Eremophila alpestris
560. Eurasian Skylark Alauda arvensis
561. Oriental Skylark Alauda gulgula
562. Crested Lark Galerida cristata
563. Malabar Lark Galeridamalabarica
564. Sykes's Lark Galerida deva68 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
565. Grey-headed Parakeet Psittaculafinschii
566. Slaty-headed Parakeet Psittaculahimalayana
567. Blossom-headed Parakeet Psittacularoseata
568. Plum-headed Parakeet Psittaculacyanocephala
569. Lord Derby's Parakeet Psittaculaderbiana
570. Long-tailed Parakeet Psittaculalongicauda
571. Malabar Parakeet Psittaculacolumboides
572. Alexandrine Parakeet Psittaculaeupatria
573. Rose-ringed Parakeet Psittaculakrameri
574. Nicobar Parakeet Psittaculacaniceps
575. Vernal Hanging Parrot Loriculusvernalis
576. Nicobar Megapode Megapodius nicobariensis
577. White-bellied Minivet Pericrocotuserythropygius
578. Small Minivet Pericrocotus cinnamomeus
579. Grey-chinned Minivet Pericrocotussolaris
580. Short-billed Minivet Pericrocotusbrevirostris
581. Long-tailed Minivet Pericrocotusethologus
582. Scarlet Minivet Pericrocotusflammeus
583. Ashy Minivet Pericrocotusdivaricatus
584. Swinhoe's Minivet Pericrocotuscantonensis
585. Rosy Minivet Pericrocotus roseus
586. Large Cuckooshrike Coracinajavensis
587. Andaman Cuckooshrike Coracinadobsoni
588. Pied Triller Lalage nigra
589. Black-winged Cuckooshrike Lalage melaschistos
590. Black-headed Cuckooshrike Lalage melanoptera
591. Common Starling Sturnus vulgaris
592. Rosy Starling Pastor roseus
593. Purple-backed Starling Agropsarsturninus
594. Chestnut-cheeked Starling Agropsarphilippensis
595. Asian Pied Starling Gracupica contra
596. Brahminy Starling Sturniapagodarum
597. Chestnut-tailed Starling Sturniamalabarica
598. White-headed Starling Sturniaerythropygia
599. White-cheeked Starling Spodiopsarcineraceus
600. Common Myna Acridotheres tristis
601. Bank Myna Acridotheresginginianus
602. Jungle Myna Acridotheresfuscus
603. Collared Myna Acridotheresalbocinctus
604. Great Myna Acridotheres grandis
605. Spot-winged Starling Saroglossaspilopterus
606. Southern Hill Myna Gracula indica
607. Golden-crested Myna Ampelicepscoronatus
608. Asian Glossy Starling Aplonispanayensis
609. Great Eared Nightjar Lyncornismacrotis
610. Grey Nightjar Caprimulgus jotaka
611. Jungle Nightjar Caprimulgus indicus
612. European Nightjar Caprimulgus europaeus
613. Sykes's Nightjar Caprimulgus mahrattensis
614. Jerdon's Nightjar Caprimulgus atripennis
615. Large-tailed Nightjar Caprimulgus macrurus
616. Andaman Nightjar Caprimulgus andamanicus
617. Indian Nightjar Caprimulgus asiaticus
618. Savanna Nightjar Caprimulgus affinis
619. Maroon Oriole OriolustrailliiSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 69
620. Black-hooded Oriole Oriolusxanthornus
621. Eurasian Golden Oriole Oriolusoriolus
622. Indian Golden Oriole Orioluskundoo
623. Black-naped Oriole Oriolus chinensis
624. Slender-billed Oriole Oriolustenuirostris
625. Brown Hawk Owl Ninoxscutulata
626. Hume's Hawk Owl Ninox obscura
627. Andaman Hawk Owl Ninoxaffinis
628. Collared Owlet Glaucidium brodiei
629. Asian Barred Owlet Glaucidium cuculoides
630. Jungle Owlet Glaucidium radiatum
631. Spotted Owlet Athene brama
632. Little Owl Athene noctua
633. Boreal Owl Aegoliusfunereus
634. Andaman Scops Owl Otus balli
635. Mountain Scops Owl Otus spilocephalus
636. Eurasian Scops Owl Otus scops
637. Pallid Scops Owl Otus brucei
638. Oriental Scops Owl Otus sunia
639. Nicobar Scops Owl Otus alius
640. Indian Scops Owl Otus bakkamoena
641. Collared Scops Owl Otus lettia
642. Northern Long-eared Owl Asiootus
643. Short-eared Owl Asioflammeus
644. Mottled Wood Owl Strix ocellata
645. Brown Wood Owl Strixleptogrammica
646. Tawny Owl Strixaluco
647. Himalayan Owl Strixnivicolum
648. Eurasian Eagle Owl Bubo bubo
649. Indian Eagle Owl Bubo bengalensis
650. Spot-bellied Eagle Owl Bubo nipalensis
651. Dusky Eagle Owl Bubo coromandus
652. Brown Fish Owl Ketupazeylonensis
653. Tawny Fish Owl Ketupaflavipes
654. Buffy Fish Owl Ketupaketupu
655. Eurasian Oystercatcher Haematopusostralegus
656. Great White Pelican Pelecanusonocrotalus
657. Spot-billed Pelican Pelecanusphilippensis
658. Dalmatian Pelican Pelecanus crispus
659. Rock Pigeon Columba livia
660. Hill Pigeon Columba rupestris
661. Snow Pigeon Columba leuconota
662. Yellow-eyed Pigeon Columba eversmanni
663. Common Wood Pigeon Columba palumbus
664. Speckled Wood Pigeon Columba hodgsonii
665. Ashy Wood Pigeon Columba pulchricollis
666. Nilgiri Wood Pigeon Columba elphinstonii
667. Pale-capped Pigeon Columba punicea
668. Andaman Wood Pigeon Columba palumboides
669. European Turtle Dove Streptopeliaturtur
670. Oriental Turtle Dove Streptopeliaorientalis
671. Eurasian Collared Dove Streptopeliadecaocto
672. Red Collared Dove Streptopeliatranquebarica
673. Spotted Dove Streptopelia chinensis
674. Laughing Dove Streptopelia senegalensis70 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
675. Barred Cuckoo Dove Macropygiaunchall
676. Andaman Cuckoo Dove Macropygiarufipennis
677. Orange-breasted Green Pigeon Treronbicinctus
678. Ashy-headed Green Pigeon Treronphayrei
679. Grey-fronted Green Pigeon Treronaffinis
680. Andaman Green Pigeon Treronchloropterus
681. Thick-billed Green Pigeon Treroncurvirostra
682. Yellow-legged Green Pigeon Treronphoenicopterus
683. Pin-tailed Green Pigeon Treronapicauda
684. Wedge-tailed Green Pigeon Treronsphenurus
685. Nicobar Pigeon Caloenasnicobarica
686. Asian Emerald Dove Chalcophaps indica
687. Namaqua Dove Oena capensis
688. Green Imperial Pigeon Duculaaenea
689. Mountain Imperial Pigeon Duculabadia
690. Pied Imperial Pigeon Duculabicolor
691. Forest Wagtail Dendronanthus indicus
692. Tree Pipit Anthustrivialis
693. Olive-backed Pipit Anthushodgsoni
694. Red-throated Pipit Anthuscervinus
695. Rosy Pipit Anthusroseatus
696. Buff-bellied Pipit Anthusrubescens
697. Water Pipit Anthusspinoletta
698. Upland Pipit Anthussylvanus
699. Nilgiri Pipit Anthusnilghiriensis
700. Richard's Pipit Anthusrichardi
701. Paddyfield Pipit Anthusrufulus
702. Blyth's Pipit Anthusgodlewskii
703. Tawny Pipit Anthus campestris
704. Long-billed Pipit Anthussimilis
705. Western Yellow Wagtail Motacilla flava
706. Grey Wagtail Motacilla cinerea
707. Citrine Wagtail Motacillacitreola
708. Eastern Yellow Wagtail Motacillatschutschensis
709. White-browed Wagtail Motacillamaderaspatensis
710. White Wagtail Motacilla alba
711. Blue-naped Pitta Hydrornisnipalensis
712. Blue Pitta Hydrornis cyaneus
713. Indian Pitta Pittabrachyura
714. Blue-winged Pitta Pittamoluccensis
715. Mangrove Pitta Pittamegarhyncha
716. Hooded Pitta Pittasordida
717. Grey Plover Pluvialissquatarola
718. Eurasian Golden Plover Pluvialisapricaria
719. Pacific Golden Plover Pluvialis fulva
720. Common Ringed Plover Charadrius hiaticula
721. Long-billed Plover Charadrius placidus
722. Little Ringed Plover Charadrius dubius
723. Kentish Plover Charadrius alexandrinus
724. Lesser Sand Plover Charadrius mongolus
725. Greater Sand Plover Charadrius leschenaultii
726. Caspian Plover Charadrius asiaticus
727. Oriental Plover Charadrius veredus
728. Northern Lapwing Vanellusvanellus
729. River Lapwing VanellusduvauceliiSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 71
730. Yellow-wattled Lapwing Vanellusmalabaricus
731. Grey-headed Lapwing Vanellus cinereus
732. Red-wattled Lapwing Vanellus indicus
733. Sociable Lapwing Vanellusgregarius
734. White-tailed Lapwing Vanellusleucurus
735. Indian Roller Coracias benghalensis
736. European Roller Coracias garrulus
737. Dollarbird Eurystomus orientalis
738. Tibetan Sandgrouse Syrrhaptestibetanus
739. Pallas's Sandgrouse Syrrhaptes paradoxus
740. Pin-tailed Sandgrouse Pteroclesalchata
741. Chestnut-bellied Sandgrouse Pteroclesexustus
742. Spotted Sandgrouse Pteroclessenegallus
743. Black-bellied Sandgrouse Pteroclesorientalis
744. Painted Sandgrouse Pterocles indicus
745. Whimbrel Numenius phaeopus
746. Eurasian Curlew Numenius arquata
747. Bar-tailed Godwit Limosalapponica
748. Black-tailed Godwit Limosalimosa
749. Ruddy Turnstone Arenaria interpres
750. Great Knot Calidris tenuirostris
751. Red Knot Calidris canutus
752. Ruff Calidris pugnax
753. Broad-billed Sandpiper Calidris falcinellus
754. Sharp-tailed Sandpiper Calidris acuminata
755. Curlew Sandpiper Calidris ferruginea
756. Temminck's Stint Calidris temminckii
757. Long-toed Stint Calidris subminuta
758. Spoon-billed Sandpiper Calidris pygmaea
759. Red-necked Stint Calidris ruficollis
760. Sanderling Calidris alba
761. Dunlin Calidris alpina
762. Little Stint Calidris minuta
763. Buff-breasted Sandpiper Calidris subruficollis
764. Pectoral Sandpiper Calidris melanotos
765. Asian Dowitcher Limnodromussemipalmatus
766. Long-billed Dowitcher Limnodromusscolopaceus
767. Eurasian Woodcock Scolopaxrusticola
768. Solitary Snipe Gallinago solitaria
769. Wood Snipe Gallinagonemoricola
770. Pintail Snipe Gallinagostenura
771. Swinhoe's Snipe Gallinagomegala
772. Great Snipe Gallinago media
773. Common Snipe Gallinagogallinago
774. Jack Snipe Lymnocryptes minimus
775. Terek Sandpiper Xenus cinereus
776. Common Sandpiper Actitishypoleucos
777. Green Sandpiper Tringaochropus
778. Grey-tailed Tattler Tringabrevipes
779. Spotted Redshank Tringaerythropus
780. Common Greenshank Tringanebularia
781. Common Redshank Tringatotanus
782. Wood Sandpiper Tringaglareola
783. Marsh Sandpiper Tringastagnatilis
784. Red-necked Phalarope Phalaropuslobatus72 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
785. Red Phalarope Phalaropus fulicarius
786. Indian Thick-knee Burhinus indicus
787. Great Thick-knee Esacusrecurvirostris
788. Beach Thick-knee Esacusmagnirostris
789. Greater Adjutant Leptoptilosdubius
790. Lesser Adjutant Leptoptilosjavanicus
791. Painted Stork Mycteria leucocephala
792. Asian Openbill Anastomusoscitans
793. Black Stork Ciconia nigra
794. Woolly-necked Stork Ciconia episcopus
795. European White Stork Ciconia ciconia
796. Black-necked Stork Ephippiorhynchus asiaticus
797. Little Spiderhunter Arachnotheralongirostra
798. Streaked Spiderhunter Arachnothera magna
799. Ruby-cheeked Sunbird Chalcopariasingalensis
800. Purple-rumped Sunbird Leptocomazeylonica
801. Crimson-backed Sunbird Leptocoma minima
802. Van Hasselt's Sunbird Leptocomabrasiliana
803. Purple Sunbird Cinnyris asiaticus
804. Olive-backed Sunbird Cinnyris jugularis
805. Loten's Sunbird Cinnyrislotenius
806. Fire-tailed Sunbird Aethopygaignicauda
807. Black-throated Sunbird Aethopygasaturata
808. Green-tailed Sunbird Aethopyganipalensis
809. Mrs Gould's Sunbird Aethopygagouldiae
810. Vigors's Sunbird Aethopygavigorsii
811. Crimson Sunbird Aethopygasiparaja
812. Grandala Grandalacoelicolor
813. Long-tailed Thrush Zootheradixoni
814. Alpine Thrush Zootheramollissima
815. Himalayan Forest Thrush Zootherasalimalii
816. Dark-sided Thrush Zootheramarginata
817. Long-billed Thrush Zootheramonticola
818. Scaly Thrush Zootheradauma
819. Purple Cochoa Cochoa purpurea
820. Green Cochoa Cochoaviridis
821. Siberian Thrush Geokichlasibirica
822. Pied Thrush Geokichlawardii
823. Orange-headed Thrush Geokichlacitrina
824. Chinese Thrush Otocichlamupinensis
825. Mistle Thrush Turdus viscivorus
826. Song Thrush Turdus philomelos
827. Grey-winged Blackbird Turdus boulboul
828. Indian Blackbird Turdus simillimus
829. Black-breasted Thrush Turdus dissimilis
830. Tickell's Thrush Turdus unicolor
831. Eyebrowed Thrush Turdus obscurus
832. Grey-sided Thrush Turdus feae
833. Kessler's Thrush Turdus kessleri
834. Tibetan Blackbird Turdus maximus
835. Fieldfare Turdus pilaris
836. White-collared Blackbird Turdus albocinctus
837. Chestnut Thrush Turdus rubrocanus
838. Dusky Thrush Turdus eunomus
839. Black-throated Thrush Turdus atrogularisSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 73
840. Red-throated Thrush Turdus ruficollis
841. Fire-capped Tit Cephalopyrusflammiceps
842. Yellow-browed Tit Sylviparusmodestus
843. Sultan Tit Melanochlora sultanea
844. Coal Tit Periparus ater
845. Rufous-naped Tit Periparusrufonuchalis
846. Rufous-vented Tit Periparusrubidiventris
847. Grey-crested Tit Lophophanesdichrous
848. Azure Tit Cyanistes cyanus
849. Ground Tit Pseudopodoces humilis
850. Green-backed Tit Parus monticolus
851. Cinereous Tit Parus cinereus
852. White-naped Tit Machlolophusnuchalis
853. Black-lored Tit Machlolophusxanthogenys
854. Yellow-cheeked Tit Machlolophusspilonotus
855. Malabar Trogon Harpactes fasciatus
856. Red-headed Trogon Harpactes erythrocephalus
857. Ward's Trogon Harpacteswardi
858. Indian Swiftlet Collocalia unicolor
859. Edible-nest Swiftlet Collocalia fuciphaga
860. Black-breasted Weaver Ploceusbenghalensis
861. Streaked Weaver Ploceusmanyar
862. Baya Weaver Ploceusphilippinus
863. Finn's Weaver Ploceusmegarhynchus
864. Oriental White-eye Zosteropspalpebrosus
PART C : REPTILES
S. No.Common Name Scientific Name
1. Indian Golden Geck Calodactylodes aureus
2. Indian Soft-shell Turtle Lissemys punctate
3. Indian Tent Turtle Kachuga tecta
4. Indian Egg-eating Snake Elachistodonwestermanni
5. Red Sand Boa Eryxjohnii
6. Checkered Keelback Xenochrophis piscator
7. Dhaman or Rat Snake Ptyas mucosa
8. Dog faced Water Snake Cerberus rynchops
9. Olive Keelback Water Snake Atretiumschistosum
10. Indian Rock Python Pythonmolurusmolurus
11. BurmesePython Pythonmolurusbivittatus
12. Reticulated Python Malayapython reticulatus
PART D : AMPHIBIANS
S. No.Common Name Scientific Name
1. Asian bullfrog/Indian bullfrog Hoplobatrachustigerinus
2. Jerdon's/South Indian bullfrog Hoplobatrachuscrassus
3. Indian Green/Indian Five-fingered Frog Euphlyctishexadactylus74 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
4. Kemp's tree toad Pedostibeskempi
5. Malabar tree toad Pedostibes tuberculosus
PART E : INSECTS
Sl.No. Common Name Scientific Name
1. White Dragontail Butterfly Lamproptera curius
2. Fivebar Swordtail Butterfly Graphium antiphates
3. Fourbar Swordtail Butterfly Graphium agetes
4. Common banded Peacock Butterfly Papilio crino
5. Paris Peacock Butterfly Papilio paris
6. Blue Mormon Butterfly Papilio polymnestor
7. Great Mormon Butterfly Papilio memnon
8. Andaman Mormon Butterfly Papilio mayo
9. Malabar Banded Peacock Butterfly Papilio buddha
10. Crimson RoseButterfly Atrophaneura hector
11. Golden Birdwing Butterfly Troidesaeacus
12. Southern Birdwing Butterfly Troidesminos
13. Magpie Crow Butterfly Euploea radamanthus
14. Malabar Tree Nymph Butterfly Idea malabarica
15. Orange Oakleaf Butterfly Kallima inachus
16. Blue Oakleaf Butterfly Kallima horsfieldi
17. Danaid Eggfly Butterfly Hypolimnas misippus
18. Leopard Lacewing Butterfly Cethosia cyane
19. Tamil Lacewing Butterfly Cethosia nietneri
20. Queen of Spain Fritillary Butterfly Issoria lathonia
21. White Commodore Butterfly Parasarpa dudu
22. Clipper Butterfly Parthenos sylvia
23. Blue Duchess Butterfly Euthalia dudu
24. Panther Butterfly Neurosigma siva
25. Archduke Butterfly Lexias pardalis
26. Common Map Butterfly Cyrestis thyodamas
27. Painted Courtesan Butterfly Euripus consimilis
28. Camberwell Beauty Butterfly Nymphalis antiopa
29. Ringed Argus Butterfly Callerebiaannadaannada
30. Fuliginous Sailer Butterfly Lasippa ebusa ebusa
31. Yellowjack Sailer Butterfly Lasippa viraja nar
32. Variegated Sailer Butterfly Neptis armandia
33. Chinese Yellow Sailer Butterfly Neptis kirbariensis
34. Pale Hockeystick Sailer Butterfly Neptis manasa manasa
35. Hockeystick Sailer Butterfly Neptis nycteus
36. Great Hockeystick Sailer Butterfly Phaedyma aspasia
37. Red-disc Bushbrown Butterfly Mycalesis oculus
38. Short-banded Sailer Butterfly Phaedyma columella binghami
39. Tytler's Lascar Butterfly Pantoporia beiti paona
40. Common Pierrot Butterfly Castalius rosimon alarbus
41. Orchid Tit Butterfly Chliaria othona
42. Wonderfull Hairstreak Butterfly Chrysozephyrus zullaSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 75
43. Watson's Hairstreak Butterfly Chrysozephyrus disparatus
pseudoletha
44. Paona Hairstreak Butterfly Chrysozephyrus paona
45. Cornelian Butterfly Deudorix epijarbus amatius
46. Peacock Hairstreak Butterfly Euaspa pavo
47. Hybrid Sapphire Butterfly Heliophorus brahma
48. Violet Onyx Butterfly Horaga albimacula
49. Ferrar's Cerulean Butterfly Jamides ferrari ferrari
50. Tytler's Dull Oakblue Butterfly Arhopala arata
51. Rosy Oakblue Butterfly Arhopala constanceae
52. Opal Oakblue Butterfly Nilasera opalina
53. Lister's Hairstreak Butterfly Pamela dudgeoni
54. Dark Blue Royal Butterfly Pratapa icetas mishmia
55. Elwes' Silverline Butterfly Spindasis elwesi
56. Khaki Silverline Butterfly Aphnaeus rumini
57. Mackwood's Hairstreak Butterfly Thecla mackwoodi
58. Anisozygopteran Dragonfly Epiophlebialaidlawi
PART F : MOLLUSCA
Sl.No. Scientific Name
1. Cypraealimacina
2. Cypraeamappa
3. Cypraeatalpa
4. Pleuroploca trapezium
5. Harpulinaarausiaca
6. Lambis chiragra arthritica
7. Lambis chiragra chiragra
8. Lambiscrocatacrocata
9. Lambismillepeda
10. Lambisscorpius
11. Lambistruncatatruncata
12. Placuna placenta
13. Strombusplicatussibbaldi
14. Trochus niloticus
PART G : SPONGES
1. Clathrina coriacea
2. Pericharaxheteroraphis
3. Leucandradonani var tenuiradiata
4. Leucandradwarkensis
5. Leucandrawasinensis
6. Leuconia johnstoni
7. Ute syconoides
8. Grantessahastifera
9. Heteropiaglomerosa
10. Sycon grantioides76 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
SCHEDULE III
(See Chapter IIIA and sections 50, 51, 54 and 57)
SPECIFIED PLANTS
Sl.No. Scientific Name Local name Family Distribution
1 Strobilantheskunthianus Neel kurinji Acanthaceae S.W. Ghats
2 Coptisteeta Gold threat, Ranunculaceae Arunachal Pradesh
Mishmi teeta
3 Cosciniumfenestratum Tree turmeric Menispermaceae S.W.Ghats
4 Taxus wallichiana Common yew Taxaceae Himalayas
5 Vanda coerulea Blue vanda Orchidaceae North East India
6 Nepenthes khasiana Pitcher plant Nepenthaceae Meghalaya
7 Renanthera imschootiana Red vanda Orchidaceae Eastern Himalaya
8 Cycads Cycadaceae Peninsular India,
Andaman and Nicobar
Islands, North East India
9 Ceropegias Apocynaceae Peninsular India,
North East India
10 Aenhenrya rotundifolia Orchidaceae Southern Western Ghats
11 Odontochilusgrandiflorus Orchidaceae North East India, West
Bengal, Sikkim
12 Odontochilustetrapterus Orchidaceae Manipur
13 Rhomboda pulchra Orchidaceae North East India Eastern
Himalayas
14 Vrydagzyneaviridiflora Orchidaceae Assam
15 Zeuxineandamanica Orchidaceae Andaman and Nicobar
Islands
16 Ipseamalabarica Daffodil orchid Orchidaceae Silent Valley (Kerala)
17 Habenariabarnesii Orchidaceae Nilgiris- Shola, Tamil
Nadu
18 Podophyllum hexandrum Indian podohyllum Podophyllaceae Himalayas
SCHEDULE IV
Interpretation
(See Chapter VB and sections 39, 50, 51, 54 and 57)
1. Species included in these Appendices are referred to:
(a) by the name of the species; or
(b) as being all of the species included in a higher taxon or designated part
thereof.
2. The abbreviation "spp." is used to denote all species of a higher taxon.
3. Other references to taxa higher than species are for the purposes of information or
classification only. The common names included after the scientific names of families are for
reference only. They are intended to indicate the species within the family concerned that are
included in the Appendices. In most cases this is not all of the species within the family.
4. The following abbreviations are used for plant taxa below the level of species:
(a) "ssp." is used to denote sub-species; and
(b) "var(s)." is used to denote variety (varieties).
5. As none of the species or higher taxa of FLORA included in Appendix I is annotated
to the effect that its hybrids shall be treated in accordance with the provisions of Article III
of the Convention, this means that artificially propagated hybrids produced from one or
more of these species or taxa may be traded with a certificate of artificial propagation, and
that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in
vitro, in solid or liquid media, transported in sterile containers of these hybrids are not
subject to the provisions of the Convention.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 77
6. The names of the countries in parentheses placed against the names of species in
Appendix III are those of the Parties submitting these species for inclusion in this
Appendix.
7. When a species is included in one of the Appendices, the whole, live or dead, animal
or plant is included. In addition, for animal species listed in Appendix III and plant species
listed in Appendix II or III, all parts and derivatives of the species are also included in the
same Appendix unless the species is annotated to indicate that only specific parts and
derivatives are included. The symbol # followed by a number placed against the name of a
species or higher taxon included in Appendix II or III refers to a foot note that indicates the
parts or derivatives of animals or plants that are designated as 'specimens' subject to the
provisions of the Convention in accordance with Article I, paragraph (b), sub-paragraph
(ii) or (iii).
8. The terms and expressions below, used in annotations in these Appendices, are
defined as follows:
Extract
Any substance obtained directly from plant material by physical or chemical means
regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine
or coarse particles), semi-solid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil
and essential oils).
Finished musical instruments
A musical instrument (as referenced by the Harmonized System of the World Customs
Organization, Chapter 92; musical instruments, parts and accessories of such articles)
that is ready to play or needs only the installation of parts to make it playable. This term
includes antique instruments (as defined by the Harmonized System codes 97.05 and 97.06;
Works of art, collectors' pieces and antiques).
Finished musical instrument accessories
A musical instrument accessory (as referenced by the Harmonized System of the
World Customs Organisation, Chapter 92; musical instruments, parts and accessories of
such articles) that is separate from the musical instrument, and is specifically designed or
shaped to be used explicitly in association with an instrument, and that requires no further
modification to be used.
Finished musical instrument parts
A part (as referenced by the Harmonized System of the World Customs Organisation,
Chapter 92; musical instruments, parts and accessories of such articles) of a musical
instrument that is ready to install and is specifically designed and shaped to be used
explicitly in association with the instrument to make it playable.
Finished products packaged and ready for retail trade
Products, shipped singly or in bulk, requiring no further processing, packaged,
labelled for final use or the retail trade in a state fit for being sold to or used by the general
public.
Powder
A dry, solid substance in the form of fine or coarse particles.
Shipment
Cargo transported under the terms of a single bill of lading or air waybill, irrespective
of the quantity or number of containers, packages, or pieces worn, carried or included in
personal baggage.78 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Ten (10) kg per shipment
For the term "10 kg per shipment", the 10 kg limit should be interpreted as referring
to the weight of the individual portions of each item in the shipment made of wood of the
species concerned. In other words, the 10 kg limit is to be assessed against the weight of the
individual portions of wood of Dalbergia/Guibourtia species contained in each item of the
shipment, rather than against the total weight of the shipment.
Transformed wood
Defined by Harmonized System code 44.09: Wood (including strips, friezes for parquet
flooring, not assembled), continuously shaped (tongued, grooved, v-jointed, beaded or the
like) along any edges, ends or faces, whether or not planed, sanded or end-jointed.
Woodchips
Wood that has been reduced to small pieces.
APPENDIX I
FAUNA (ANIMALS)
PHYLUM CHORDATA
CLASS MAMMALIA (MAMMALS)
ARTIODACTYLA
Antilocapridae Pronghorns
1 Antilocapra americana (Only the population of Mexico
is included in Appendix I. No other population is
included in the Appendices.)
Bovidae
Antelopes, cattle, duikers,
gazelles, goats, sheep, etc.
2 Addax nasomaculatus
3 Bos gaurus (Excludes the domesticated form, which is
referenced as Bos frontalis, and is not subject to the
provisions of the Convention.)
4 Bos mutus (Excludes the domesticated form, which is
referenced as Bos grunniens, and is not subject to the
provisions of the Convention.)
5 Bos sauveli
6 Bubalus depressicornis
7 Bubalus mindorensis
8 Bubalus quarlesi
9 Capra falconeri
10 Capricornismilneedwardsii
11 Capricornisrubidus
12 Capricornissumatraensis
13 Capricornis thar
14 Cephalophusjentinki
15 Gazella cuvieri
16 Gazella leptoceros
17 Hippotragus nigervariani
18 Naemorhedus baileyiSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 79
19 Naemorhedus caudatus
20 Naemorhedus goral
21 Naemorhedus griseus
22 Nangerdama
23 Oryx dammah
24 Oryx leucoryx
25 Ovis gmelini (Only the population of Cyprus; no
other population is included in the Appendices)
26 Ovis hodgsoni
27 Ovis nigrimontana
28 Ovis vignei
29 Pantholopshodgsonii
30 Pseudoryxnghetinhensis
Camelidae
Camels, guanacos, vicunas
31 Vicugna vicugna [Except the populations of: Argentina
(the populations of the Provinces of Jujuy, Catamarca
and Salta, and the semi-captive populations of the
Provinces of Jujuy, Salta, Catamarca, La Rioja and San
Juan), Chile (populations of the region of Tarapacá and
of the region of Arica and Parinacota), Ecuador (the
whole population), Peru (the whole population) and the
Plurinational State of Bolivia (the whole population),
which are included in Appendix II]
Cervidae
Deer, huemuls, muntjacs, pudus
32 Axis calamianensis
33 Axis kuhlii
34 Axis porcinusannamiticus
35 Blastocerusdichotomus
36 Cervus elaphus hanglu
37 Damadamamesopotamica
38 Hippocamelus spp.
39 Muntiacuscrinifrons
40 Muntiacusvuquanghensis
41 Ozotocerosbezoarticus
42 Pudupuda
43 Rucervusduvaucelii
44 Rucervuseldii
Giraffidae
Giraffes
Hippopotamidae
Hippopotamuses
Moschidae
Musk deer
45 Moschus spp. [(Only the populations of Afghanistan,
Bhutan, India, Myanmar, Nepal and Pakistan; all other
populations are included in Appendix II)]80 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Suidae
Babirusa, hogs, pigs
46 Babyrousababyrussa
47 Babyrousabolabatuensis
48 Babyrousacelebensis
49 Babyrousatogeanensis
50 Sus salvanius
Tayassuidae
Peccaries
51 Catagonuswagneri
CARNIVORA
Ailuridae
Red pandas
52 Ailurus fulgens
Canidae
Dogs, foxes, wolves
53 Canis lupus (Only the populations of Bhutan, India,
Nepal and Pakistan; all other populations are included
in Appendix II. Excludes the domesticated form and the
dingo which are referenced as Canis lupus familiaris
and Canis lupus dingo, respectively, which are not
subject to the provisions of the Convention)
54 Speothosvenaticus
Felidae
Cats
55 Acinonyx jubatus (Annual export quotas for live
specimens and hunting trophies are granted as follows:
Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in
such specimens is subject to the provisions of Article
III of the Convention.)
56 Caracal caracal (Only the population of Asia; all other
populations are included in Appendix II.)
57 Catopumatemminckii
58 Felis nigripes
59 Herpailurusyagouaroundi (Only the populations of
Central and North America; all other populations are
included in Appendix II)
60 Leopardus geoffroyi
61 Leopardusguttulus
62 Leopardusjacobita
63 Leopardus pardalis
64 Leopardustigrinus
65 Leoparduswiedii
66 Lynx pardinus
67 Neofelisdiardi
68 Neofelisnebulosa
69 Panthera leo (Only the populations of India; all other
populations are included in Appendix II.)SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 81
70 Panthera onca
71 Panthera pardus
72 Panthera tigris
73 Panthera uncia
74 Pardofelis marmorata
75 Prionailurus bengalensis bengalensis (Only the
populations of Bangladesh, India and Thailand; all other
populations are included in Appendix II.)
76 Prionailurusplaniceps
77 Prionailurusrubiginosus (Only the population of India;
all other populations are included in Appendix II.)
78 Puma concolor (Only the populations of Costa Rica
and Panama; all other populations are included in
Appendix II)
Otters
79 Aonyx capensis microdon (Only the populations of
Cameroon and Nigeria; all other populations are
included in Appendix II.)
80 Aonyx cinerea
81 Enhydra lutris nereis
82 Lontrafelina
83 Lontralongicaudis
84 Lontraprovocax
85 Lutralutra
86 Lutranippon
87 Lutrogaleperspicillata
88 Pteronurabrasiliensis
Mustelinae
Grisons, honey badgers,
martens, tayra, weasels
89 Mustela nigripes
Otariidae
Fur seals, sealions
90 Arctocephalus townsendi
Phocidae
Seals
91 Monachus spp.
Ursidae
Bears, giant pandas
92 Ailuropoda melanoleuca
93 Helarctosmalayanus
94 Melursus ursinus
95 Tremarctosornatus
96 Ursus arctos (Only the populations of Bhutan, China,
Mexico and Mongolia; all other populations are included
in Appendix II.)82 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
97 Ursus arctos isabellinus
98 Ursus thibetanus
Viverridae
Binturong, civets, linsangs,
otter-civet, palm civets
99 Prionodonpardicolor
CETACEA
DOLPHINS, PORPOISES,
WHALES
Balaenidae
Bowhead whale, right whales
100 Balaena mysticetus
101 Eubalaena spp.
Balaenopteridae
Fin whales, humpback
whales, rorquals
102 Balaenoptera acutorostrata (Except the population of
West Greenland, which is included in Appendix II.)
103 Balaenoptera bonaerensis
104 Balaenoptera borealis
105 Balaenoptera edeni
106 Balaenoptera musculus
107 Balaenoptera omurai
108 Balaenoptera physalus (All stocks.)
109 Megaptera novaeangliae
Delphinidae
Dolphins
110 Orcaellabrevirostris
111 Orcaellaheinsohni
112 Sotalia spp.
113 Sousa spp.
Eschrichtiidae
Grey whale
114 Eschrichtius robustus
Iniidae
River dolphins
115 Lipotesvexillifer
Neobalaenidae
Pygmy right whale
116 Capereamarginata
Phocoenidae
Porpoises
117 Neophocaenaasiaeorientalis
118 Neophocaenaphocaenoides
119 Phocoena sinus
Physeteridae
Sperm whales
120 Physeter macrocephalusSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 83
Platanistidae
River dolphins
121 Platanista spp.
Ziphiidae
Beaked whales, bottle-
nosed whales
122 Berardius spp.
123 Hyperoodon spp.
CHIROPTERA
Phyllostomidae
Broad-nosed bats
Pteropodidae
Fruit bats, flying foxes
124 Acerodon jubatus
125 Pteropusinsularis
126 Pteropusloochoensis
127 Pteropusmariannus
128 Pteropusmolossinus
129 Pteropuspelewensis
130 Pteropuspilosus
131 Pteropussamoensis
132 Pteropustonganus
133 Pteropusualanus
134 Pteropusyapensis
CINGULATA
Dasypodidae
Armadillos
135 Priodontes maximus
DASYUROMORPHIA
Dasyuridae
Dunnarts
136 Sminthopsislongicaudata
137 Sminthopsispsammophila
DIPROTODONTIA
Macropodidae
Kangaroos, wallabies
138 Lagorchesteshirsutus
139 Lagostrophus fasciatus
140 Onychogaleafraenata
Potoroidae
Rat-kangaroos
141 Bettongia spp.
Vombatidae
Wombats
142 Lasiorhinuskrefftii
LAGOMORPHA
Leporidae
Hares, rabbits
143 Caprolagushispidus84 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
144 Romerolagusdiazi
PERAMELEMORPHIA
Peramelidae
Bandicoots, echymiperas
145 Peramelesbougainville
Thylacomyidae
Bilbies
146 Macrotis lagotis
PERISSODACTYLA
Equidae
Horses, wild asses, zebras
147 Equus africanus (Excludes the domesticated form, which
is referenced as Equus asinus and is not subject to the
provisions of the Convention.)
148 Equus grevyi
149 Equus hemionus hemionus
150 Equus hemionus khur
151 Equus przewalskii
Rhinocerotidae
Rhinoceroses
152 Rhinocerotidae spp. ( Except the species included in
Appendix II)
Tapiridae
Tapirs
153 Tapiridae spp. ( Except the species included in
Appendix II)
PHOLIDOTA
Manidae
Pangolins
154 Manis crassicaudata
155 Manis culionensis
156 Manis gigantea
157 Manis javanica
158 Manis pentadactyla
159 Manis temminckii
160 Manis tetradactyla
161 Manis tricuspis
PRIMATES
APES, MONKEYS
Atelidae
Howler monkeys, spider
monkeys
162 Alouatta coibensis
163 Alouatta palliata
164 Alouatta pigra
165 Ateles geoffroyi frontatus
166 Ateles geoffroyi ornatus
167 BrachytelesarachnoidesSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 85
168 Brachyteleshypoxanthus
169 Oreonaxflavicauda
Cebidae
Marmosets, tamarins,
new-world monkeys
170 Callimicogoeldii
171 Callithrix aurita
172 Callithrix flaviceps
173 Leontopithecus spp.
174 Saguinusbicolor
175 Saguinus geoffroyi
176 Saguinusleucopus
177 Saguinusmartinsi
178 Saguinusoedipus
179 Saimiri oerstedii
Cercopithecidae
Old-world monkeys
180 Cercocebusgaleritus
181 Cercopithecus diana
182 Cercopithecus roloway
183 Macaca silenus
184 Macaca sylvanus
185 Mandrillusleucophaeus
186 Mandrillus sphinx
187 Nasalis larvatus
188 Piliocolobuskirkii
189 Piliocolobusrufomitratus
190 Presbytis potenziani
191 Pygathrix spp.
192 Rhinopithecus spp.
193 Semnopithecus ajax
194 Semnopithecus dussumieri
195 Semnopithecus entellus
196 Semnopithecus hector
197 Semnopithecus hypoleucos
198 Semnopithecus priam
199 Semnopithecus schistaceus
200 Simias concolor
201 Trachypithecusgeei
202 Trachypithecuspileatus
203 Trachypithecusshortridgei
Cheirogaleidae
Dwarf lemurs
204 Cheirogaleidae spp.
Daubentoniidae
Aye-aye
205 Daubentoniamadagascariensis86 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Hominidae
Apes, chimpanzees,
gorillas, orang-utans
206 Gorilla beringei
207 Gorilla gorilla
208 Pan spp.
209 Pongo abelii
210 Pongo pygmaeus
Hylobatidae
Gibbons
211 Hylobatidae spp.
Indriidae
Indris, sifakas, woolly lemurs
212 Indriidae spp.
Lemuridae
Large lemurs
213 Lemuridae spp.
Lepilemuridae
Sportive lemurs
214 Lepilemuridae spp.
Lorisidae
Lorises
215 Nycticebus spp.
Pitheciidae
Sakis, uakaris
216 Cacajao spp.
217 Chiropotesalbinasus
PROBOSCIDEA
Elephantidae
Elephants
218 Elephas maximus
219 Loxodonta africana (Except the populations of
Botswana, Namibia, South Africa and Zimbabwe, which
are included in Appendix II subject to annotation 2)
RODENTIA
Chinchillidae
Chinchillas
220 Chinchilla spp. (Specimens of the domesticated form
are not subject to the provisions of the Convention)
Sciuridae
Ground squirrels, tree
squirrels
221 Cynomys mexicanus
SIRENIA
Dugongidae
Dugong
222 Dugong dugon
Trichechidae
Manatees
223 Trichechus inunguisSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 87
224 Trichechus manatus
225 Trichechus senegalensis
CLASS AVES (BIRDS)
ANSERIFORMES
Anatidae
Ducks, geese, swans, etc.
226 Anas aucklandica
227 Anas chlorotis
228 Anas laysanensis
229 Anas nesiotis
230 Asarcornisscutulata
231 Branta canadensis leucopareia
232 Branta sandvicensis
233 Rhodonessacaryophyllacea
APODIFORMES
Trochilidae
Humming birds
234 Glaucisdohrnii
CHARADRIIFORMES
Laridae
Gulls
235 Larus relictus
Scolopacidae
Curlews, greenshanks
236 Numenius borealis
237 Numenius tenuirostris
238 Tringaguttifer
CICONIIFORMES
Ciconiidae
Storks
239 Ciconia boyciana
240 Jabiru mycteria
241 Mycteria cinerea
Threskiornithidae
Ibises, spoonbills
242 Geronticuseremita
243 Nipponianippon
COLUMBIFORMES
Columbidae
Doves, pigeons
244 Caloenasnicobarica
245 Duculamindorensis
CORACIIFORMES
Bucerotidae
Hornbills
246 Acerosnipalensis
247 Bucerosbicornis
248 Rhinoplax vigil
249 Rhyticerossubruficollis88 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
FALCONIFORMES
Accipitridae
Hawks, eagles
250 Aquila adalberti
251 Aquila heliaca
252 Chondrohieraxuncinatuswilsonii
253 Haliaeetus albicilla
254 Harpiaharpyja
255 Pithecophagajefferyi
Cathartidae
New-world vultures
256 Gymnogyps californianus
257 Vulturgryphus
Falconidae
Falcons
258 Falco araeus
259 Falco jugger
260 Falco newtoni (Only the population of Seychelles.)
261 Falco pelegrinoides
262 Falco peregrinus
263 Falco punctatus
264 Falco rusticolus
GALLIFORMES
Cracidae
Chachalacas, currassows, guans
265 Crax blumenbachii
266 Mitumitu
267 Oreophasisderbianus
268 Penelope albipennis
269 Pipilejacutinga
270 Pipilepipile
Megapodiidae
Megapodes, scrubfowl
271 Macrocephalonmaleo
Phasianidae
Grouse, guineafowl, partridges,
peafowl, pheasants, tragopans
272 Catreuswallichii
273 Colinus virginianus ridgwayi
274 Crossoptiloncrossoptilon
275 Crossoptilonmantchuricum
276 Lophophorusimpejanus
277 Lophophoruslhuysii
278 Lophophorussclateri
279 Lophuraedwardsi
280 Lophuraswinhoii
281 PolyplectronnapoleonisSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 89
282 Rheinardia ocellata
283 Syrmaticusellioti
284 Syrmaticushumiae
285 Syrmaticusmikado
286 Tetraogalluscaspius
287 Tetraogallustibetanus
288 Tragopan blythii
289 Tragopan caboti
290 Tragopan melanocephalus
GRUIFORMES
Gruidae
Cranes
291 Balearica pavonina
292 Grus americana
293 Grus canadensis nesiotes
294 Grus canadensis pulla
295 Grus japonensis
296 Grus leucogeranus
297 Grus monacha
298 Grus nigricollis
299 Grus vipio
Otididae
Bustards
300 Ardeotisnigriceps
301 Chlamydotismacqueenii
302 Chlamydotisundulata
303 Houbaropsis bengalensis
Rallidae
Rails
304 Gallirallus sylvestris
Rhynochetidae
Kagu
305 Rhynochetos jubatus
PASSERIFORMES
Atrichornithidae
Scrub-birds
306 Atrichornisclamosus
Cotingidae
Cotingas
307 Cotinga maculata
308 Xipholenaatropurpurea
Fringillidae
Finches
309 Carduelis cucullata
Hirundinidae
Martins90 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
310 Pseudochelidonsirintarae
Icteridae
New-world blackbirds
311 Xanthopsar flavus
Muscicapidae
Old-world flycatchers
312 Picathartesgymnocephalus
313 Picathartesoreas
Pittidae
Pittas
314 Pitta gurneyi
315 Pitta kochi
Sturnidae
Mynas, starlings
316 Leucopsarrothschildi
Zosteropidae
White-eyes
317 Zosteropsalbogularis
PELECANIFORMES
Fregatidae
Frigatebirds
318 Fregataandrewsi
Pelecanidae
Pelicans
319 Pelecanus crispus
Sulidae
Gannets
320 Papasulaabbotti
PICIFORMES
Picidae
Woodpeckers
321 Dryocopusjavensisrichardsi
PODICIPEDIFORMES
Podicipedidae
Grebes
322 Podilymbus gigas
PROCELLARIIFORMES
Diomedeidae
Albatrosses
323 Phoebastriaalbatrus
PSITTACIFORMES
Cacatuidae
Cockatoos
324 Cacatua goffiniana
325 Cacatua haematuropygia
326 Cacatua moluccensis
327 Cacatua sulphurea
328 Proboscigeraterrimus
Loriidae
Lories, lorikeets
329 Eos histrio
330 ViniultramarinaSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 91
Psittacidae
Amazons, macaws,
parakeets, parrots
331 Amazona arausiaca
332 Amazona auropalliata
333 Amazona barbadensis
334 Amazona brasiliensis
335 Amazona finschi
336 Amazona guildingii
337 Amazona imperialis
338 Amazona leucocephala
339 Amazona oratrix
340 Amazona pretrei
341 Amazona rhodocorytha
342 Amazona tucumana
343 Amazona versicolor
344 Amazona vinacea
345 Amazona viridigenalis
346 Amazona vittata
347 Anodorhynchus spp.
348 Ara ambiguus
349 Ara glaucogularis
350 Ara macao
351 Ara militaris
352 Ara rubrogenys
353 Cyanopsittaspixii
354 Cyanoramphuscookii
355 Cyanoramphusforbesi
356 Cyanoramphusnovaezelandiae
357 Cyanoramphussaisseti
358 Cyclopsittadiophthalmacoxeni
359 Eunymphicuscornutus
360 Guaroubaguarouba
361 Neophemachrysogaster
362 Ognorhynchusicterotis
363 Pezoporus occidentalis
364 Pezoporuswallicus
365 Pionopsittapileata
366 Primoliuscouloni
367 Primoliusmaracana
368 Psephotuschrysopterygius
369 Psephotusdissimilis
370 Psephotuspulcherrimus
371 Psittacula echo
372 Psittacus erithacus92 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
373 Pyrrhura cruentata
374 Rhynchopsitta spp.
375 Strigopshabroptila
RHEIFORMES
Rheidae
Rheas
376 Pterocnemia pennata (Except Pterocnemia pennata
pennata which is included in Appendix II)
SPHENISCIFORMES
Spheniscidae
Penguins
377 Spheniscus humboldti
STRIGIFORMES
Strigidae
Owls
378 Heteroglauxblewitti
379 Mimizukugurneyi
380 Ninoxnatalis
Tytonidae
Barn owls
381 Tyto soumagnei
STRUTHIONIFORMES
Struthionidae
Ostriches
382 Struthio camelus (Only the populations of Algeria,
Burkina Faso, Cameroon, the Central African Republic,
Chad, Mali, Mauritania, Morocco, the Niger, Nigeria,
Senegal and the Sudan; all other populations are not
included in the Appendices)
TINAMIFORMES
Tinamidae
Tinamous
383 Tinamus solitarius
TROGONIFORMES
Trogonidae
Quetzals
384 Pharomachrusmocinno
CLASS REPTILIA
CROCODYLIA
Alligatoridae
Alligators, caimans
385 Alligator sinensis
386 Caiman crocodilusapaporiensis
387 Caiman latirostris (Except the population of Argentina,
which is included in Appendix II.)
388 Melanosuchusniger (Except for the population of Brazil,
which is included in Appendix II, and the population of
Ecuador, which is included in Appendix II and is subject
to a zero annual export quota until an annual exportSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 93
quota has been approved by the CITES Secretariat and
the IUCN/SSC Crocodile Specialist Group.)
Crocodylidae
Crocodiles
389 Crocodylusacutus (Except the population of the
Integrated Management District of Mangroves of the
Bay of Cispata, Tinajones, La Balsa and Surrounding
Areas, Department of Córdoba, Colombia, and the
population of Cuba, which are included in Appendix II;
and the population of Mexico, which is included in
Appendix II and is subject to a zero export quota for
wild specimens for commercial purposes)
390 Crocodyluscataphractus
391 Crocodylus intermedius
392 Crocodylusmindorensis
393 Crocodylusmoreletii (Except the population of
Belize, which is included in Appendix II with a zero
quota for wild specimens traded for commercial
purposes, and the population of Mexico, which is
included in Appendix II.)
394 Crocodylusniloticus [Except the populations of
Botswana, Egypt (subject to a zero quota for wild
specimens traded for commercial purposes), Ethiopia,
Kenya, Madagascar, Malawi, Mozambique, Namibia,
South Africa, Uganda, the United Republic of Tanzania
(subject to an annual export quota of no more than 1,600
wild specimens including hunting trophies, in addition
to ranched specimens), Zambia and Zimbabwe, which
are included in Appendix II]
395 Crocodylus palustris
396 Crocodylusporosus {Except the populations of
Australia, Indonesia, Malaysia [wild harvest restricted
to the State of Sarawak and a zero quota for wild
specimens for the other States of Malaysia (Sabah and
Peninsular Malaysia), with no change in the zero quota
unless approved by the Parties] and Papua New Guinea,
which are included in Appendix II.}
397 Crocodylusrhombifer
398 Crocodylussiamensis
399 Osteolaemustetraspis
400 Tomistomaschlegelii
Gavialidae
Gavials
401 Gavialis gangeticus
RHYNCHOCEPHALIA
Sphenodontidae
Tuataras
402 Sphenodon spp.
SAURIA
Agamidae94 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Spiny-tailed lizards, agamas
403 Ceratophoraerdeleni
404 Ceratophorakaru
405 Ceratophoratennentii
406 Cophotisceylanica
407 Cophotisdumbara
Anguidae
Alligator lizards
408 Abronia anzuetoi
409 Abronia campbelli
410 Abronia fimbriata
411 Abronia frosti
412 Abronia meledona
Chamaeleonidae
Chameleons
413 Brookesiaperarmata
Gekkonidae
Geckos
414 Cnemaspispsychedelica
415 Gonatodesdaudini
416 Lygodactyluswilliamsi
Helodermatidae
Beaded lizards, Gila monsters
417 Heloderma horridumcharlesbogerti
Iguanidae
Iguanas
418 Brachylophus spp.
419 Cyclura spp.
420 Sauromalusvarius
Lacertidae
Lizards
421 Gallotiasimonyi
Varanidae
Monitor lizards
422 Varanus bengalensis
423 Varanus flavescens
424 Varanus griseus
425 Varanus komodoensis
426 Varanus nebulosus
Xenosauridae
Chinese crocodile lizard
427 Shinisauruscrocodilurus
SERPENTES
Boidae
Boas
428 Acrantophis spp.
429 Boa constrictor occidentalis
430 EpicratesinornatusSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 95
431 Epicratesmonensis
432 Epicratessubflavus
433 Sanziniamadagascariensis
Bolyeriidae
Round Island boas
434 Bolyeriamultocarinata
435 Casareadussumieri
Pythonidae
Pythons
436 Python molurusmolurus
Viperidae
Vipers
437 Viperaursinii (Only the population of Europe, except
the area which formerly constituted the Union of Soviet
Socialist Republics; these latter populations are not
included in the Appendices.)
TESTUDINES
Chelidae
Austro-American sideneck
turtles
438 Pseudemyduraumbrina
Cheloniidae
Sea turtles
439 Cheloniidae spp.
Dermochelyidae
Leatherback turtles
440 Dermochelys coriacea
Emydidae
Box turtles, freshwater turtles
441 Glyptemysmuhlenbergii
442 Terrapene coahuila
Geoemydidae
Box turtles, freshwater turtles
443 Bataguraffinis
444 Batagurbaska
445 Cuorabourreti
446 Cuorapicturata
447 Geoclemyshamiltonii
448 Mauremysannamensis
449 Melanochelystricarinata
450 Morenia ocellata
451 Pangshura tecta
Platysternidae
Big-headed turtles
452 Platysternidae spp.96 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Testudinidae
Tortoises
453 Astrochelys radiata
454 Astrochelysyniphora
455 Chelonoidisniger
456 Geochelone elegans
457 Geocheloneplatynota
458 Gopherus flavomarginatus
459 Malacochersustornieri
460 Psammobatesgeometricus
461 Pyxis arachnoides
462 Pyxis planicauda
463 Testudo kleinmanni
Trionychidae
Softshell turtles
464 Apalonespiniferaatra
465 Chitra chitra
466 Chitra vandijki
467 Nilssoniagangetica
468 Nilssoniahurum
469 Nilssonia nigricans
CLASS AMPHIBIA
ANURA
Bufonidae
Toads
470 Altiphrynoides spp.
471 Amietophrynuschanningi
472 Amietophrynussuperciliaris
473 Atelopuszeteki
474 Inciliusperiglenes
475 Nectophrynoides spp.
476 Nimbaphrynoides spp.
Telmatobiidae
Andean water frogs
477 Telmatobiusculeus
CAUDATA
Cryptobranchidae
Giant salamanders
478 Andrias spp.
Salamandridae
Newts and salamanders
479 Neurerguskaiseri
CLASS ELASMOBRANCHII
(SHARKS)
PRISTIFORMESSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 97
Pristidae
Sawfishes
480 Pristidae spp.
CLASS ACTINOPTERI (FISHES)
ACIPENSERIFORMES
Acipenseridae
Sturgeons
481 Acipenser brevirostrum
482 Acipenser sturio
CYPRINIFORMES
Catostomidae
Cui-ui
483 Chasmistescujus
Cyprinidae
Carps
484 Probarbusjullieni
OSTEOGLOSSIFORMES
Osteoglossidae
Bonytongue
485 Scleropagesformosus
486 Scleropagesinscriptus
PERCIFORMES
Sciaenidae
Totoaba
487 Totoaba macdonaldi
SILURIFORMES
Pangasiidae
Pangasid catfish
488 Pangasianodon gigas
CLASS COELACANTHI
(COELACANTHS)
COELACANTHIFORMES
Latimeriidae
Coelacanths
489 Latimeria spp.
PHYLUM ARTHROPODA
CLASS INSECTA (INSECTS)
LEPIDOPTERA
Papilionidae
Birdwing butterflies,
swallowtail butterflies
490 Achillideschikaechikae
491 Achillideschikaehermeli
492 Ornithopteraalexandrae
493 Papiliohomerus
494 Paridesburchellanus98 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
PHYLUM MOLLUSCA
CLASS BIVALVIA (CLAMS
AND MUSSELS)
UNIONOIDA
Unionidae Freshwater
mussels, pearly mussels
495 Conradillacaelata
496 Dromusdromas
497 Epioblasmacurtisii
498 Epioblasmaflorentina
499 Epioblasmasampsonii
500 Epioblasmasulcataperobliqua
501 Epioblasmatorulosa gubernaculum
502 Epioblasmatorulosatorulosa
503 Epioblasmaturgidula
504 Epioblasmawalkeri
505 Fusconaiacuneolus
506 Fusconaiaedgariana
507 Lampsilishigginsii
508 Lampsilisorbiculataorbiculata
509 Lampsilissatur
510 Lampsilisvirescens
511 Plethobasuscicatricosus
512 Plethobasuscooperianus
513 Pleurobema plenum
514 Potamilus capax
515 Quadrula intermedia
516 Quadrulasparsa
517 Toxolasmacylindrella
518 Unio nickliniana
519 Unio tampicoensistecomatensis
520 Villosatrabalis
CLASS GASTROPODA
(SNAILS AND CONCHES)
STYLOMMATOPHORA
Achatinellidae
Agate snails, oahu tree snails
521 Achatinella spp.
Cepolidae
Helicoid terrestrial snails
522 Polymita spp.
FLORA (PLANTS)
AGAVACEAE
AGAVESSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 99
523 Agave parviflora
APOCYNACEAE
ELEPHANT TRUNKS,
HOODIAS
524 Pachypodiumambongense
525 Pachypodiumbaronii
526 Pachypodiumdecaryi
ARAUCARIACEAE
MONKEY-PUZZLE TREES
527 Araucaria araucana
CACTACEAE
CACTI
528 Ariocarpus spp.
529 Astrophytum asterias
530 Aztekiumritteri
531 Coryphanthawerdermannii
532 Discocactus spp.
533 Echinocereusferreiranus ssp. lindsayorum
534 Echinocereusschmollii
535 Escobaria minima
536 Escobariasneedii
537 Mammillaria pectinifera (Includes ssp. Solisioides)
538 Melocactusconoideus
539 Melocactusdeinacanthus
540 Melocactusglaucescens
541 Melocactuspaucispinus
542 Obregoniadenegrii
543 Pachycereusmilitaris
544 Pediocactusbradyi
545 Pediocactusknowltonii
546 Pediocactusparadinei
547 Pediocactuspeeblesianus
548 Pediocactussileri
549 Pelecyphora spp.
550 Sclerocactusblainei
551 Sclerocactusbrevihamatus ssp. tobuschii
552 Sclerocactusbrevispinus
553 Sclerocactuscloverae
554 Sclerocactuserectocentrus
555 Sclerocactusglaucus
556 Sclerocactusmariposensis
557 Sclerocactusmesae-verdae
558 Sclerocactusnyensis
559 Sclerocactuspapyracanthus
560 Sclerocactuspubispinus
561 Sclerocactussileri100 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
562 Sclerocactuswetlandicus
563 Sclerocactuswrightiae
564 Strombocactus spp.
565 Turbinicarpus spp.
566 Uebelmannia spp.
COMPOSITAE
(ASTERACEAE) KUTH
567 Saussureacostus
CUPRESSACEAE
ALERCE, CYPRESSES
568 Fitzroyacupressoides
569 Pilgerodendronuviferum
CYCADACEAE
CYCADS
570 Cycas beddomei
EUPHORBIACEAE
SPURGES
571 Euphorbia ambovombensis
572 Euphorbia capsaintemariensis
573 Euphorbia cremersii (Includes the forma viridifolia and
the variety rakotozafyi.)
574 Euphorbia cylindrifolia (Includes the subspecies
tuberifera.)
575 Euphorbia decaryi (Includes the varieties
ampanihyensis, robinsonii and spirosticha.)
576 Euphorbia francoisii
577 Euphorbia moratii (Includes the varieties
antsingiensis, bemarahensis and multiflora.)
578 Euphorbia parvicyathophora
579 Euphorbia quartziticola
580 Euphorbia tulearensis
FOUQUIERIACEAE
OCOTILLOS
581 Fouquieria fasciculata
582 Fouquieria purpusii
LEGUMINOSAE
(FABACEAE) AFRORMOSIA,
CRISTOBAL, PALISANDER,
ROSEWOOD, SANDALWOOD
583 Dalbergia nigra
LILIACEAE
ALOES
584 Aloe albida
585 Aloe albiflora
586 Aloe alfredii
587 Aloe bakeri
588 Aloe bellatula
589 Aloe calcairophila
590 Aloe compressa (Includes the varietiesSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 101
paucituberculata, rugosquamosa and schistophila.)
591 Aloe delphinensis
592 Aloe descoingsii
593 Aloe fragilis
594 Aloe haworthioides (Includes the variety
aurantiaca.)
595 Aloe helenae
596 Aloe laeta (Includes the variety maniaensis.)
597 Aloe parallelifolia
598 Aloe parvula
599 Aloe pillansii
600 Aloe polyphylla
601 Aloe rauhii
602 Aloe suzannae
603 Aloe versicolor
604 Aloe vossii
NEPENTHACEAE
PITCHER-PLANTS
(OLD WORLD)
605 Nepenthes khasiana
606 Nepenthes rajah
ORCHIDACEAE
ORCHIDS
607 For all of the following Appendix I species, seedling or
tissue cultures obtained in vitro, in solid or liquid media,
and transported in sterile containers are not subject to
the provisions of the Convention only if the specimens
meet the definition of 'artificially propagated' agreed by
the Conference of the Parties
608 Aerangisellisii
609 Cattleya jongheana
610 Cattleya lobata
611 Dendrobium cruentum
612 Mexipediumxerophyticum
613 Paphiopedilum spp.
614 Peristeriaelata
615 Phragmipedium spp.
616 Renanthera imschootiana
PALMAE
(ARECACEAE) PALMS
617 Dypsisdecipiens
PINACEAE
FIRS AND PINES
618 Abies guatemalensis
PODOCARPACEAE
PODOCARPS
619 Podocarpus parlatorei102 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
RUBIACEAE
AYUGUE
620 Balmeastormiae
SARRACENIACEAE
PITCHER-PLANTS
(NEW WORLD)
621 Sarracenia oreophila
622 Sarracenia rubra ssp. alabamensis
623 Sarracenis rubra ssp. jonesii
STANGERIACEAE
STANGERIAS
624 Stangeriaeriopus
ZAMIACEAE
CYCADS
625 Ceratozamia spp.
626 Encephalartos spp.
627 Microcycascalocoma
628 Zamia restrepoi
APPENDIX II
FAUNA (ANIMALS)
PHYLUM CHORDATA
CLASS
MAMMALIA (MAMMALS)
Bovidae
Antelopes, cattle,
duikers, gazelles,
goats, sheep, etc.
1 Ammotragus lervia
2 Budorcastaxicolor
3 Capra caucasica
4 Cephalophusbrookei
5 Cephalophus dorsalis
6 Cephalophusogilbyi
7 Cephalophussilvicultor
8 Cephalophus zebra
9 Damaliscuspygarguspygargus
10 Kobus leche
11 Ovis ammon
12 Ovis arabica
13 Ovis bochariensis
14 Ovis canadensis (Only the population of Mexico; no
other population is included in the Appendices.)
15 Ovis collium
16 Ovis cycloceros
17 Ovis darwiniSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 103
18 Ovis jubata
19 Ovis karelini
20 Ovis polii
21 Ovis punjabiensis
22 Ovis severtzovi
23 Philantombamonticola
24 Rupicapra pyrenaicaornata
25 Saiga borealis (A zero export quota for wild specimens
traded for commercial purposes)
26 Saiga tatarica (A zero export quota for wild specimens
traded for commercial purposes)
Camelidae
Camels, guanacos, vicunas
27 Lama guanicoe
28 Vicugna vicugna [Only the populations of Argentina
(the populations of the Provinces of Jujuy, Catamarca
and Salta, and the semi-captive populations of the
Provinces of Jujuy, Salta, Catamarca, La Rioja and San
Juan), Chile (populations of the region of Tarapacá and
of the region of Arica and Parinacota), Ecuador (the
whole population), Peru (the whole population) and the
Plurinational State of Bolivia (the whole population); all
other populations are included in Appendix I]
Cervidae
Deer, huemuls, muntjacs,
pudus
31 Cervus elaphus bactrianus
32 Pudumephistophiles
Giraffidae
Giraffes
33 Giraffa camelopardalis
Hippopotamidae
Hippopotamuses
34 Hexaprotodonliberiensis
35 Hippopotamus amphibius
Moschidae
Musk deer
36 Moschus spp. (Except the populations of Afghanistan,
Bhutan, India, Myanmar, Nepal and Pakistan, which are
included in Appendix I.)
Tayassuidae
Peccaries
37 Tayassuidae spp. (Except the species included in
Appendix I and the populations of Pecari tajacu of
Mexico and the United States of America, which are
not included in the Appendices)
CARNIVORA
Canidae
Dogs, foxes, wolves104 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
38 Canis lupus (Except the populations of Bhutan, India,
Nepal and Pakistan, which are included in Appendix I.
Excludes the domesticated form and the dingo which
are referenced as Canis lupus familiaris and Canis lupus
dingo, respectively, which are not subject to the
provisions of the Convention)
39 Cerdocyonthous
40 Chrysocyonbrachyurus
41 Cuonalpinus
42 Lycalopexculpaeus
43 Lycalopexfulvipes
44 Lycalopex griseus
45 Lycalopexgymnocercus
46 Vulpes cana
47 Vulpes zerda
Eupleridae
Fossa, falanouc,
Malagasy civets
48 Cryptoprocta ferox
49 Eupleresgoudotii
50 Fossa fossana
Felidae
Cats
51 Felidae spp. [Except the species included in Appendix
I. Excludes specimens of the domesticated form, which
are not subject to the provisions of the Convention. For
Panthera leo (African populations): a zero annual export
quota is established for specimens of bones, bone pieces,
bone products, claws, skeletons, skulls and teeth
removed from the wild and traded for commercial
purposes. Annual export quotas for trade in bones, bone
pieces, bone products, claws, skeletons, skulls and teeth
for commercial purposes, derived from captive breeding
operations in South Africa, will be established and
communicated annually to the CITES Secretariat.]
Mephitidae
Skunks
52 Conepatushumboldtii
Lutrinae
OttersSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 105
53 Lutrinae spp. ( Except the species included in Appendix I)
Otariidae
Fur seals, sealions
54 Arctocephalus spp. ( Except the species included in
Appendix I)
Phocidae
Seals
55 Mirounga leonina
Ursidae
Bears, giant pandas
56 Ursidae spp. ( Except the species included in Appendix I)
Viverridae
Binturong, civets,
linsangs, otter-civet,
palm civets
57 Cynogalebennettii
58 Hemigalusderbyanus
59 Prionodon linsang
CETACEA
Dolphins, porpoises,
whales
60 CETACEA SPP. (EXCEPT FOR THE SPECIES INCLUDED IN
APPENDIX I. A ZERO ANNUAL EXPORT QUOTA HAS BEEN
ESTABLISHED FOR LIVE SPECIMENS FROM THE BLACK
SEA POPULATION OF TURSIOPS TRUNCATUS REMOVED
FROM THE WILD AND TRADED FOR PRIMARILY
COMMERCIAL PURPOSES.)
CHIROPTERA
Pteropodidae
Fruit bats, flying foxes
61 Acerodon spp. ( Except the species included in Appendix I)
62 Pteropus spp. ( Except the species included in Appendix I)
CINGULATA
Dasypodidae
Armadillos
63 Chaetophractusnationi (A zero annual export quota has been
established. All specimens shall be deemed to be specimens
of species included in Appendix I and the trade in them shall
be regulated accordingly.)
DIPROTODONTIA
Macropodidae
Kangaroos, wallabies
64 Dendrolagus inustus
65 Dendrolagus ursinus
Phalangeridae
Cuscuses
66 Phalanger intercastellanus
67 Phalanger mimicus106 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
68 Phalanger orientalis
69 Spilocuscuskraemeri
70 Spilocuscus maculatus
71 Spilocuscuspapuensis
MONOTREMATA
Tachyglossidae
Echidnas,
spiny anteaters
72 Zaglossus spp.
PERISSODACTYLA
Equidae
Horses, wild asses,
zebras
73 Equus hemionus ( Except the species included in Appendix I)
74 Equus kiang
75 Equus zebra hartmannae
76 Equus zebra zebra
Rhinocerotidae
Rhinoceroses
77 Ceratotheriumsimumsimum (Only the populations of Eswatini
and South Africa; all other populations are included in
Appendix I. For the exclusive purpose of allowing international
trade in live animals to appropriate and acceptable destinations
and hunting trophies. All other specimens shall be deemed to
be specimens of species included in Appendix I and the trade
in them shall be regulated accordingly.)
Tapiridae
Tapirs
78 Tapirusterrestris
PHOLIDOTA
Manidae
Pangolins
79 Manis spp. ( Except the species included in Appendix I)
PILOSA
Bradypodidae
Three-toed sloths
80 Bradypus pygmaeus
81 Bradypus variegatus
Myrmecophagidae
American anteaters
82 Myrmecophaga tridactyla
PRIMATES
Apes, monkeys
83 PRIMATES SPP. (EXCEPT THE SPECIES INCLUDED IN
APPENDIX I)
PROBOSCIDEA
Elephantidae
Elephants
84 Loxodonta africana x2 (Only the populations of Botswana,SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 107
Namibia, South Africa and Zimbabwe; all other populations
are included in Appendix I)
RODENTIA
Muridae
Mice, rats
85 Leporillusconditor
86 Pseudomysfieldi
87 Xeromysmyoides
88 Zyzomyspedunculatus
Sciuridae
Ground squirrels,
tree squirrels
89 Ratufa spp.
SCANDENTIA
Tree shrews
90 SCANDENTIA SPP.
CLASS
AVES
ANSERIFORMES
Anatidae
Ducks, geese, swans, etc.
91 Anas bernieri
92 Anas formosa
93 Branta ruficollis
94 Coscorobacoscoroba
95 Cygnus melancoryphus
96 Dendrocygna arborea
97 Oxyuraleucocephala
98 Sarkidiornis melanotos
APODIFORMES
Trochilidae
Hummingbirds
99 Trochilidae spp. (Except the species included in Appendix I)
CICONIIFORMES
Balaenicipitidae
Shoebills, whale-headed storks
100 Balaeniceps rex
Ciconiidae
Storks
101 Ciconia nigra
Phoenicopteridae
Flamingos
102 Phoenicopteridae spp.
Threskiornithidae
Ibises, spoonbills
103 Eudocimusruber
104 Geronticus calvus108 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
105 Platalealeucorodia
COLUMBIFORMES
Columbidae
Doves, pigeons
106 Gallicolumbaluzonica
107 Goura spp.
CORACIIFORMES
Bucerotidae
Hornbills
108 Aceros spp. (Except the species included in Appendix I)
109 Anorrhinus spp.
110 Anthracoceros spp.
111 Berenicornis spp.
112 Buceros spp. (Except the species included in Appendix I)
113 Penelopides spp.
114 Rhyticeros spp. (Except the species included in Appendix I)
CUCULIFORMES
Musophagidae
Turacos
115 Tauraco spp.
FALCONIFORMES
Eagles, falcons,
hawks, vultures
116 FALCONIFORMES SPP. (EXCEPT CARACARA
LUTOSA AND THE SPECIES OF THE FAMILY
CATHARTIDAE, WHICH ARE NOT INCLUDED IN THE
APPENDICES; AND THE SPECIES INCLUDED IN
APPENDICES I AND III)
GALLIFORMES
Phasianidae
Grouse, guineafowl,
partridges, peafowl,
pheasants, tragopans
117 Argusianus argus
118 Gallus sonneratii
119 Ithaginiscruentus
120 Pavomuticus
121 Polyplectronbicalcaratum
122 Polyplectrongermaini
123 Polyplectronmalacense
124 Polyplectronschleiermacheri
125 Syrmaticusreevesii
126 Tympanuchus cupidoattwateri
GRUIFORMES
Gruidae
Cranes
127 Gruidae spp. (Except the species included in Appendix I)
Otididae
BustardsSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 109
128 Otididae spp. (Except the species included in Appendix I)
PASSERIFORMES
Cotingidae
Cotingas
129 Rupicola spp.
Emberizidae
Cardinals, tanagers
130 Gubernatrix cristata
131 Paroaria capitata
132 Paroariacoronata
133 Tangarafastuosa
Estrildidae
Mannikins, waxbills
134 Amandavaformosa
135 Lonchuraoryzivora
136 Poephila cinctacincta
Fringillidae
Finches
137 Carduelis yarrellii
Meliphagidae
Honeyeaters
138 Lichenostomusmelanopscassidix
Muscicapidae
Old-world flycatchers
139 Cyornisruckii
140 Dasyornisbroadbentilitoralis
141 Dasyornislongirostris
142 Garrulaxcanorus
143 Garrulaxtaewanus
144 Leiothrixargentauris
145 Leiothrix lutea
146 Liocichlaomeiensis
Paradisaeidae
Birds of paradise
147 Paradisaeidae spp.
Paridae
Tits
Pittidae
Pittas
148 Pitta guajana
149 Pitta nympha
Pycnonotidae
Bulbuls
150 Pycnonotuszeylanicus
Sturnidae
Mynas, starlings
151 Gracula religiosa
PICIFORMES110 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Ramphastidae
Toucans
152 Pteroglossus aracari
153 Pteroglossusviridis
154 Ramphastossulfuratus
155 Ramphastos toco
156 Ramphastostucanus
157 Ramphastosvitellinus
PSITTACIFORMES
158 PSITTACIFORMES SPP. (EXCEPT FOR THE SPECIES
INCLUDED IN APPENDIX I AND AGAPORNIS
ROSEICOLLIS, MELOPSITTACUS UNDULATUS,
NYMPHICUS HOLLANDICUS AND PSITTACULA
KRAMERI, WHICH ARE NOT INCLUDED IN THE
APPENDICES.)
RHEIFORMES
Rheidae
Rheas
159 Pterocnemia pennata pennata
160 Rhea americana
SPHENISCIFORMES
Spheniscidae
Penguins
161 Spheniscus demersus
STRIGIFORMES
Owls
162 STRIGIFORMES SPP. (EXCEPT SCELOGLAUX
ALBIFACIES AND THE SPECIES INCLUDED IN
APPENDIX I.)
CLASS
REPTILIA
CROCODYLIA
Alligators, caimans,
crocodiles
163 CROCODYLIA SPP. (EXCEPT THE SPECIES INCLUDED IN
APPENDIX I)
SAURIA
Agamidae
Spiny-tailed lizards,
agamas
164 Ceratophora aspera (Zero export quota for wild specimens
for commercial purposes)
165 Ceratophorastoddartii (Zero export quota for wild specimens
for commercial purposes)
166 Lyriocephalusscutatus (Zero export quota for wild specimens
for commercial purposes)
167 Saara spp.
168 Uromastyx spp.
Anguidae
Alligator lizardsSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 111
169 Abronia spp. (Except the species included in Appendix I. Zero
export quota for wild specimens for Abronia aurita, A.
gaiophantasma, A. montecristoi, A. salvadorensis and A.
vasconcelosii.)
Chamaeleonidae
Chameleons
170 Archaius spp.
171 Bradypodion spp.
172 Brookesia spp. (Except the species included in Appendix I)
173 Calumma spp.
174 Chamaeleo spp.
175 Furcifer spp.
176 Kinyongia spp.
177 Nadzikambia spp.
178 Palleon spp.
179 Rhampholeon spp.
180 Rieppeleon spp.
181 Trioceros spp.
Cordylidae
Spiny-tailed lizards
182 Cordylus spp.
183 Hemicordylus spp.
184 Karusaurus spp.
185 Namazonurus spp.
186 Ninurta spp.
187 Ouroborus spp.
188 Pseudocordylus spp.
189 Smaug spp.
Eublepharidae
Eyelid geckos
190 Goniurosaurus spp. (Except the species native to Japan)
Gekkonidae
Geckos
191 Gekko gecko
192 Nactusserpensinsula
193 Naultinus spp.
194 Paroeduraandroyensis
195 Paroeduramasobe
196 Phelsuma spp.
197 Rhoptropella spp.
198 Uroplatus spp.
Helodermatidae
Beaded lizards, Gila monsters
199 Heloderma spp. (Except the subspecies included in
Appendix I)112 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Iguanidae
Iguanas
200 Amblyrhynchuscristatus
201 Conolophus spp.
202 Ctenosaura spp.
203 Iguana spp.
204 Phrynosoma blainvillii
205 Phrynosoma cerroense
206 Phrynosoma coronatum
207 Phrynosoma wigginsi
Lacertidae
Lizards
208 Podarcislilfordi
209 Podarcispityusensis
Lanthanotidae
Earless monitor lizards
210 Lanthanotidae spp. (Zero export quota for wild specimens
for commercial purposes.)
Polychrotidae
Anoles
Scincidae
Skinks
211 Coruciazebrata
Teiidae
Caiman lizards,
tegu lizards
212 Crocodilurusamazonicus
213 Dracaena spp.
214 Salvator spp.
215 Tupinambis spp.
Varanidae
Monitor lizards
216 Varanus spp. (Except the species included in Appendix I)
SERPENTES
Boidae
Boas
217 Boidae spp. (Except the species included in Appendix I)
Bolyeriidae
Round Island boas
218 Bolyeriidae spp. (Except the species included in Appendix I)
Colubridae
Typical snakes,
water snakes,
whipsnakes
219 Clelia cleliaSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 113
220 Cyclagras gigas
221 Elachistodonwestermanni
222 Ptyasmucosus
Elapidae
Cobras, coral snakes
223 Hoplocephalusbungaroides
224 Najaatra
225 Najakaouthia
226 Najamandalayensis
227 Najanaja
228 Najaoxiana
229 Najaphilippinensis
230 Najasagittifera
231 Najasamarensis
232 Najasiamensis
233 Najasputatrix
234 Najasumatrana
235 Ophiophagus hannah
Loxocemidae
Mexican dwarf boas
236 Loxocemidae spp.
Pythonidae
Pythons
237 Pythonidae spp. (Except the species included in Appendix I)
Tropidophiidae
Wood boas
238 Tropidophiidae spp.
Viperidae
Vipers
239 Atherisdesaixi
240 Bitis worthingtoni
241 Pseudocerastesurarachnoides
242 Trimeresurusmangshanensis
243 Viperawagneri
TESTUDINES
Carettochelyidae
Pig-nosed turtles
244 Carettochelysinsculpta
Chelidae
Austro-American
sideneck turtles
245 Chelodinamccordi (Zero export quota for specimens from the
wild.)
Dermatemydidae
Central American
river turtles
246 Dermatemysmawii114 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Emydidae
Box turtles,
freshwater turtles
247 Clemmys guttata
248 Emydoideablandingii
249 Glyptemysinsculpta
250 Malaclemys terrapin
251 Terrapene spp. (Except the species included in Appendix I)
Geoemydidae
Box turtles,
freshwater turtles
252 Batagurborneoensis (Zero quota for wild specimens for
commercial purposes.)
253 Batagurdhongoka
254 Batagurkachuga
255 Batagurtrivittata (Zero quota for wild specimens for
commercial purposes.)
256 Cuora spp. (Except the species included in Appendix I; zero
quota for wild specimens for commercial purposes
for Cuoraaurocapitata, C. flavomarginata, C. galbinifrons, C.
mccordi, C. mouhotii, C. pani, C. trifasciata, C. yunnanensis
and C. zhoui.)
257 Cyclemys spp.
258 Geoemyda japonica
259 Geoemydaspengleri
260 Hardellathurjii
261 Heosemysannandalii (Zero quota for wild specimens for
commercial purposes.)
262 Heosemysdepressa (Zero quota for wild specimens for
commercial purposes.)
263 Heosemys grandis
264 Heosemys spinosa
265 Leucocephalonyuwonoi
266 Malayemysmacrocephala
267 Malayemyssubtrijuga
268 Mauremys japonica
269 Mauremysmutica
270 Mauremys nigricans
271 Melanochelystrijuga
272 Moreniapetersi
273 Notochelysplatynota
274 Orlitiaborneensis (Zero quota for wild specimens for
commercial purposes.)
275 Pangshura spp. (Except the species included in Appendix I)
276 SacaliabealeiSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 115
277 Sacaliaquadriocellata
278 Siebenrockiellacrassicollis
279 Siebenrockiellaleytensis
280 Vijayachelyssilvatica
Podocnemididae
Afro-American
sideneck turtles
281 Erymnochelysmadagascariensis
282 Peltocephalusdumerilianus
283 Podocnemis spp.
Testudinidae
Tortoises
284 Testudinidae spp. (Except for the species included in
Appendix I. A zero annual export quota has been established
for Centrochelyssulcata for specimens removed from the wild
and traded for primarily commercial purposes.)
Trionychidae
Softshell turtles
285 Amydacartilaginea
286 Chitra spp. (Except the species included in Appendix I.)
287 Cyclanorbis elegans
288 Cyclanorbis senegalensis
289 Cyclodermaaubryi
290 Cyclodermafrenatum
291 Doganiasubplana
292 Lissemysceylonensis
293 Lissemys punctata
294 Lissemysscutata
295 Nilssoniaformosa
296 Nilssonialeithii
297 Palea steindachneri
298 Pelochelys spp.
299 Pelodiscusaxenaria
300 Pelodiscusmaackii
301 Pelodiscusparviformis
302 Rafetuseuphraticus
303 Rafetusswinhoei
304 Trionyxtriunguis
CLASS
AMPHIBIA
ANURA
Aromobatidae
Cryptic forest frogs
305 Allobatesfemoralis
306 Allobateshodli
307 Allobatesmyersi116 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
308 Allobateszaparo
309 Anomaloglossusrufulus
Dendrobatidae
Poison frogs
310 Adelphobates spp.
311 Ameerega spp.
312 Andinobates spp.
313 Dendrobates spp.
314 Epipedobates spp.
315 Excidobates spp.
316 Hyloxalusazureiventris
317 Minyobates spp.
318 Oophaga spp.
319 Phyllobates spp.
320 Ranitomeya spp.
Dicroglossidae
Frogs
321 Euphlyctishexadactylus
322 Hoplobatrachustigerinus
Hylidae
Tree frogs
323 Agalychnis spp.
Mantellidae
Mantella frogs
324 Mantella spp.
Microhylidae
Tomato frogs
325 Dyscophusantongilii
326 Dyscophusguineti
327 Dyscophusinsularis
328 Scaphiophryneboribory
329 Scaphiophrynegottlebei
330 Scaphiophryne marmorata
331 Scaphiophryne spinosa
Myobatrachidae
Gastric-brooding frogs
332 Rheobatrachus spp. (Except Rheobatrachussilus and
Rheobatrachusvitellinus which are not included in the
Appendices)
CAUDATA
Ambystomatidae
Axolotls, mole
salamanders
333 Ambystoma dumerilii
334 Ambystoma mexicanum
Salamandridae
Newts and salamandersSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 117
335 Echinotritonchinhaiensis
336 Echinotritonmaxiquadratus
337 Paramesotriton spp.
338 Tylototriton spp.
CLASS
ELASMOBRANCHII
(SHARKS)
CARCHARHINIFORMES
Carcharhinidae
Requiem sharks
339 Carcharhinus falciformis
340 Carcharhinus longimanus
Sphyrnidae
Hammerhead sharks
341 Sphyrna lewini
342 Sphyrna mokarran
343 Sphyrna zygaena
LAMNIFORMES
Alopiidae
Thresher sharks
344 Alopias spp.
Cetorhinidae
Basking sharks
345 Cetorhinus maximus
Lamnidae
Mackerel sharks
346 Carcharodon carcharias
347 Isurusoxyrinchus
348 Isuruspaucus
349 Lamna nasus
MYLIOBATIFORMES
Myliobatidae
Eagle and mobulid rays
350 Manta spp.
351 Mobula spp.
ORECTOLOBIFORMES
Rhincodontidae
Whale sharks
352 Rhincodon typus
RHINOPRISTIFORMES
Glaucostegidae
Guitarfishes
353 Glaucostegus spp.
Rhinidae
Wedgefishes
354 Rhinidae spp.
CLASS
ACTINOPTERI (FISHES)
ACIPENSERIFORMES118 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
355 ACIPENSERIFORMES SPP. (EXCEPT THE SPECIES
INCLUDED IN APPENDIX I)
ANGUILLIFORMES
Anguillidae
Freshwater eels
356 Anguilla anguilla
CYPRINIFORMES
Cyprinidae
Carps
357 Caecobarbusgeertsii
OSTEOGLOSSIFORMES
Arapaimidae
Arapaimas
358 Arapaima gigas
PERCIFORMES
Labridae
Wrasses
359 Cheilinus undulatus
Pomacanthidae
Angelfishes
360 Holacanthusclarionensis
SYNGNATHIFORMES
Syngnathidae
Pipefishes, seahorses
361 Hippocampus spp.
CLASS
DIPNEUSTI (LUNGFISHES)
CERATODONTIFORMES
Neoceratodontidae
Australian lungfishes
362 Neoceratodusforsteri
PHYLUM
ECHINODERMATA
CLASS HOLOTHUROIDEA
(SEA CUCUMBERS)
HOLOTHURIIDA
Holothuriidae
Teatfishes,
Sea cucumbers
363 Holothuriafuscogilva
364 Holothuria nobilis
365 Holothuriawhitmaei
PHYLUM
ARTHROPODA
CLASS ARACHNIDA
(SCORPIONS AND
SPIDERS)
ARANEAE
Theraphosidae
Red-kneed tarantulas, tarantulasSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 119
366 Aphonopelmaalbiceps
367 Aphonopelma pallidum
368 Brachypelma spp.
369 Poecilotheria spp.
SCORPIONES
Scorpionidae
Scorpions
370 Pandinuscamerounensis
371 Pandinus dictator
372 Pandinusgambiensis
373 Pandinus imperator
374 Pandinusroeseli
CLASS INSECTA
(INSECTS)
COLEOPTERA
Scarabaeidae
Scarab beetles
375 Dynastes satanas
LEPIDOPTERA
Papilionidae
Birdwing butterflies,
swallowtail butterflies
376 Atrophaneurajophon
377 Atrophaneurapandiyana
378 Bhutanitis spp.
379 Ornithoptera spp. (Except the species included in Appendix I)
380 Papiliohospiton
381 Parnassius apollo
382 Teinopalpus spp.
383 Trogonoptera spp.
384 Troides spp.
PHYLUM ANNELIDA
CLASS HIRUDINOIDEA
(LEECHES)
ARHYNCHOBDELLIDA
Hirudinidae
Medicinal leeches
385 Hirudomedicinalis
386 Hirudoverbana
PHYLUM MOLLUSCA
CLASS BIVALVIA
(CLAMS AND MUSSELS)
MYTILOIDA
Mytilidae
Marine mussels
387 Lithophagalithophaga
UNIONOIDA
Unionidae120 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Freshwater mussels,
pearly mussels
388 Cyprogeniaaberti
389 Epioblasmatorulosarangiana
390 Pleurobema clava
VENEROIDA
Tridacnidae
Giant clams
391 Tridacnidae spp.
CLASS
CEPHALOPODA
(SQUIDS,
OCTOPUSES,
CUTTLEFISH)
NAUTILIDA
Nautilidae
Chambered nautilus
392 Nautilidae spp.
CLASS GASTROPODA
(SNAILS AND
CONCHES)
MESOGASTROPODA
Strombidae
True conchs
393 Strombus gigas
STYLOMMATOPHORA
Camaenidae
Green tree snails
394 Papustyla pulcherrima
PHYLUM CNIDARIA
CLASS ANTHOZOA
(CORALS AND SEA
ANEMONES)
ANTIPATHARIA
Black corals
395 ANTIPATHARIA SPP.
HELIOPORACEA
Helioporidae
Blue corals
396 Helioporidae spp. (Includes only the species
Helioporacoerulea. Fossils are not subject to the provisions
of the Convention)
SCLERACTINIA
Stony corals
397 SCLERACTINIA SPP. (FOSSILS ARE NOT SUBJECT TO THE
PROVISIONS OF THE CONVENTION)
STOLONIFERA
Tubiporidae
Organ-pipe corals
398 Tubiporidae spp. (Fossils are not subject to the provisions
of the Convention)SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 121
CLASS HYDROZOA
(SEA FERNS, FIRE
CORALS AND
STINGING MEDUSAE)
MILLEPORINA
Milleporidae
Fire corals
399 Milleporidae spp. (Fossils are not subject to the provisions
of the Convention)
STYLASTERINA
Stylasteridae
Lace corals
400 Stylasteridae spp. (Fossils are not subject to the provisions
of the Convention
FLORA (PLANTS)
AGAVACEAE
Agaves
401 Agave victoriae-reginae #4
402 Nolinainterrata
403 Yucca queretaroensis
AMARYLLIDACEAE
Snowdrops, sternbergias
404 Galanthus spp. #4
405 Sternbergia spp. #4
ANACARDIACEAE
Cashews
406 Operculicaryadecaryi
407 Operculicaryahyphaenoides
408 Operculicaryapachypus
APOCYNACEAE
Elephant trunks, hoodias
409 Hoodia spp. #9
410 Pachypodium spp. #4 (Except the species included in
Appendix I)
411 Rauvolfia serpentina #2
ARALIACEAE
Ginseng
412 Panax ginseng #3 (Only the population of the Russian
Federation; no other population is included in the
Appendices.)
413 Panax quinquefolius #3
ASPARAGACEAE
Includes ponytail palms
414 Beaucarnea spp.
BERBERIDACEAE
May-apple
415 Podophyllum hexandrum #2
BROMELIACEAE
Air plants, bromelias122 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
416 Tillandsia harrisii #4
417 Tillandsia kammii #4
418 Tillandsia xerographica #4
CACTACEAE
Cacti
419 CACTACEAE SPP. 9 #4 (EXCEPT THE SPECIES INCLUDED
IN APPENDIX I AND EXCEPT PERESKIA SPP.,
PERESKIOPSIS SPP. AND QUIABENTIA SPP)
CARYOCARACEAE
Ajo
420 Caryocarcostaricense #4
CUCURBITACEAE
Melons, gourds,
cucurbits
421 Zygosicyospubescens
422 Zygosicyostripartitus
CUPRESSACEAE
Alerce, cypresses
423 Widdringtoniawhytei
CYATHEACEAE
Tree-ferns
424 Cyathea spp. #4
CYCADACEAE
Cycads
425 CYCADACEAE SPP. #4 (EXCEPT THE SPECIES INCLUDED
IN APPENDIX I)
DICKSONIACEAE
Tree-ferns
426 Cibotium barometz #4
427 Dicksonia spp. #4 (Only the populations of the Americas; no
other population is included in the Appendices)
DIDIEREACEAE
Alluaudias, didiereas
428 DIDIEREACEAE SPP. #4
DIOSCOREACEAE
Elephant’s foot, kniss
429 Dioscoreadeltoidea #4
DROSERACEAE
Venus’ flytrap
430 Dionaea muscipula #4
EBENACEAE
Ebonies
431 Diospyros spp. #5 (Populations of Madagascar.)
EUPHORBIACEAE
Spurges
432 Euphorbia spp. #4 (Succulent species only except Euphorbia
misera and the species included in Appendix I. Artificially
propagated specimens of cultivars of Euphorbia trigona,
artificially propagated specimens of crested, fanshaped or
colour mutants of Euphorbia lactea, when grafted on artificiallySEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 123
propagated root stock of Euphorbia neriifolia, and artificially
propagated specimens of cultivars of Euphorbia ‘Milii’ when
they are traded in shipments of 100 or more plants and readily
recognizable as artificially propagated specimens, are not
subject to the provisions of the Convention.)
FOUQUIERIACEAE
Ocotillos
433 Fouquieria columnaris #4
JUGLANDACEAE
Gavilan
434 Oreomunneapterocarpa #4
LAURACEAE
Laurels
435 Anibarosaeodora #12
LEGUMINOSAE
(Fabaceae) Afrormosia,
cristobal, palisander,
rosewood, sandalwood
436 Dalbergia spp. #15 (Except for the species listed in
Appendix I)
437 Guibourtiademeusei #15
438 Guibourtiapellegriniana #15
439 Guibourtiatessmannii #15
440 Paubrasiliaechinata #10
441 Pericopsiselata #17
442 Platymiscium parviflorum #4
443 Pterocarpus erinaceus
444 Pterocarpus santalinus #7
445 Pterocarpus tinctorius #6
446 Senna meridionalis
LILIACEAE
Aloes
447 Aloe spp. #4 (Except the species included in Appendix I. Also
excludes Aloe vera, also referenced as Aloe barbadensis which
is not included in the Appendices.)
MALVACEAE
Includes baobabs
448 Adansonia grandidieri #16
MELIACEAE
Mahoganies,
West Indian cedar
449 Cedrela spp. #6 (Populations of the Neotropics)
450 Swietenia humilis #4
451 Swietenia macrophylla #6 (Populations of the Neotropics)
452 Swietenia mahagoni #5
NEPENTHACEAE
Pitcher-plants
(Old World)124 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
453 Nepenthes spp. #4 (Except the species included in Appendix I)
ORCHIDACEAE
Orchids
454 ORCHIDACEAE SPP. 10 #4 (EXCEPT FOR THE SPECIES
INCLUDED IN APPENDIX I)
OROBANCHACEAE
Broomrapes
455 Cistanchedeserticola #4
PALMAE
(Arecaceae) Palms
456 Beccariophoenixmadagascariensis #4
457 Dypsisdecaryi #4
458 Lemurophoenixhalleuxii #4
459 Marojejyadarianii
460 Ravenealouvelii
461 Ravenearivularis
462 Satranaladecussilvae
463 Voanioala gerardii
PASSIFLORACEAE
Passion-flowers
464 Adeniafiringalavensis
465 Adeniaolaboensis
466 Adeniasubsessilifolia
PEDALIACEAE
Sesames
467 Uncarinagrandidieri
468 Uncarinastellulifera
PORTULACACEAE
Lewisias, portulacas,
purslanes
469 Anacampseros spp. #4
470 Avonia spp. #4
471 Lewisia serrata #4
PRIMULACEAE
Cyclamens
472 Cyclamen spp. 11 #4
RANUNCULACEAE
Golden seals, yellow
adonis, yellow root
473 Adonis vernalis #2
474 Hydrastis canadensis #8
ROSACEAE
African cherry,
stinkwood
475 Prunus africana #4
SANTALACEAE
SandalwoodsSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 125
476 Osyris lanceolata #2 (Populations of Burundi, Ethiopia, Kenya,
Rwanda, Uganda and the United Republic of Tanzania.)
SARRACENIACEAE
Pitcher-plants
(New World)
477 Sarracenia spp. #4 (Except the species included in Appendix I)
SCROPHULARIACEAE
Kutki
478 Picrorhizakurrooa #2 (Excludes Picrorhizascrophulariiflora)
STANGERIACEAE
Stangerias
479 Bowenia spp. #4
TAXACEAE
Himalayan yew
480 Taxus chinensis #2 (Includes infraspecific taxa of this species)
481 Taxus cuspidata 12 #2 (Includes infraspecific taxa of this
species)
482 Taxus fuana #2 (Includes infraspecific taxa of this species.)
483 Taxus sumatrana #2 (Includes infraspecific taxa of this species.)
484 Taxus wallichiana #2
THYMELAEACEAE
(Aquilariaceae)
Agarwood, ramin
485 Aquilaria spp. #14
486 Gonystylus spp. #4
487 Gyrinops spp. #14
VALERIANACEAE
Himalayan spikenard
488 Nardostachys grandiflora #2
VITACEAE
Grapes
489 Cyphostemmaelephantopus
490 Cyphostemmalaza
491 Cyphostemmamontagnacii
WELWITSCHIACEAE
Welwitschia
492 Welwitschia mirabilis #4
ZAMIACEAE
Cycads
493 ZAMIACEAE SPP. #4 (EXCEPT THE SPECIES INCLUDED IN
APPENDIX I)
ZINGIBERACEAE
Ginger lily, Natal ginger
494 Hedychium philippinense #4
495 Siphonochilusaethiopicus #4 (Populations of Mozambique,
South Africa, Eswatini and Zimbabwe.)
ZYGOPHYLLACEAE
Lignum-vitae
496 Bulnesiasarmientoi #11
497 Guaiacum spp. #2126 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
APPENDIX III
FAUNA (ANIMALS)
PHYLUM CHORDATA
CLASS MAMMALIA
(MAMMALS)
ARTIODACTYLA
Bovidae
Antelopes, cattle,
duikers, gazelles,
goats, sheep, etc.
1 Antilope cervicapra (Nepal, Pakistan)
2 Boselaphustragocamelus (Pakistan)
3 Bubalus arnee (Excludes the domesticated form, which is
referenced as Bubalus bubalis and is not subject to the
provisions of the Convention.) (Nepal)
4 Capra hircus aegagrus (Specimens of the domesticated form
are not subject to the provisions of the Convention.) (Pakistan)
5 Capra sibirica (Pakistan)
6 Gazella bennettii (Pakistan)
7 Gazella dorcas (Algeria, Tunisia)
8 Pseudoisnayaur (Pakistan)
9 Tetracerus quadricornis (Nepal)
Cervidae
Deer, huemuls,
muntjacs, pudus
10 Axis porcinus (Except the subspecies included in Appendix I)
(Pakistan)
11 Cervus elaphus barbarus (Algeria, Tunisia)
12 Mazama temamacerasina (Guatemala)
13 Odocoileus virginianus mayensis (Guatemala)
CARNIVORA
Canidae
Dogs, foxes, wolves
14 Canis aureus (India)
15 Vulpes bengalensis (India)
16 Vulpes vulpesgriffithi (India)
17 Vulpes vulpesmontana (India)
18 Vulpes vulpespusilla (India)
Herpestidae
Mongooses
19 Herpestesedwardsi (India, Pakistan)
20 Herpestesfuscus (India)
21 Herpestesjavanicus (Pakistan)SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 127
22 Herpestesjavanicusauropunctatus (India)
23 Herpestessmithii (India)
24 Herpestes urva (India)
25 Hyaenidae Herpestesvitticollis (India)
Aardwolf, hyenas
26 Hyaena hyaena (Pakistan)
27 Proteles cristata (Botswana)
Mustelinae
Grisons, honey
badgers, martens,
tayra, weasels
28 Eira barbara (Honduras)
29 Martes flavigula (India)
30 Martes foina intermedia (India)
31 Martes gwatkinsii (India)
32 Mellivora capensis (Botswana)
33 Mustela altaica (India)
34 Mustela erminea ferghanae (India)
35 Mustela kathiah (India)
36 Mustela sibirica (India)
Odobenidae
Walruses
37 Odobenus rosmarus (Canada)
Procyonidae
Coatis, kinkajous,
olingos
38 Nasua narica (Honduras)
39 Nasua nasua solitaria (Uruguay)
40 Potos flavus (Honduras)
Viverridae
Binturong, civets,
linsangs, otter-civet,
palm civets
41 Arctictis binturong (India)
42 Civettictiscivetta (Botswana)
43 Pagumalarvata (India)
44 Paradoxurus hermaphroditus (India)
45 Paradoxurus jerdoni (India)
46 Viverracivettina (India)
47 Viverrazibetha (India)
48 Viverricula indica (India)
CHIROPTERA
Phyllostomidae
Broad-nosed bats128 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
49 Platyrrhinuslineatus (Uruguay)
CINGULATA
Dasypodidae
Armadillos
50 Cabassous tatouay (Uruguay)
PILOSA
Myrmecophagidae
American anteaters
51 Tamandua mexicana (Guatemala)
RODENTIA
Chinchillidae
Chinchillas
Cuniculidae
Pacas
52 Cuniculus paca (Honduras)
Dasyproctidae
Agoutis
53 Dasyprocta punctata (Honduras)
Erethizontidae
New-world porcupines
54 Sphiggurus mexicanus (Honduras)
55 Sphiggurusspinosus (Uruguay)
Sciuridae
Ground squirrels,
tree squirrels
56 Marmota caudata (India)
57 Marmota himalayana (India)
CLASS AVES
ANSERIFORMES
Anatidae
Ducks, geese,
swans, etc.
58 Dendrocygnaautumnalis (Honduras)
59 Dendrocygnabicolor (Honduras)
CHARADRIIFORMES
Burhinidae
Thick-knees
60 Burhinusbistriatus (Guatemala)
COLUMBIFORMES
Columbidae
Doves, pigeons
61 Nesoenasmayeri (Mauritius)
FALCONIFORMES
Eagles, falcons, hawks,
vultures
Cathartidae
New-world vulturesSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 129
62 Sarcoramphus papa (Honduras)
GALLIFORMES
Cracidae
Chachalacas,
currassows, guans
63 Crax alberti (Colombia)
64 Crax daubentoni (Colombia)
65 Crax globulosa (Colombia)
66 Crax rubra (Colombia, Guatemala, Honduras)
67 Ortalisvetula (Guatemala, Honduras)
68 Pauxipauxi (Colombia)
69 Penelope purpurascens (Honduras)
70 Penelopina nigra (Guatemala)
Phasianidae
Grouse, guineafowl,
partridges, peafowl,
pheasants, tragopans
71 Lophuraleucomelanos (Pakistan)
72 Meleagris ocellata (Guatemala)
73 Pavocristatus (Pakistan)
74 Pucrasiamacrolopha (Pakistan)
75 Tragopan satyra (Nepal)
PASSERIFORMES
Alaudidae
Larks
76 Alauda arvensis (Population of Ukraine)
77 Galerida cristata (Population of Ukraine)
78 Lullula arborea (Population of Ukraine)
79 Melanocoryphacalandra (Population of Ukraine)
Cotingidae
Cotingas
80 Cephalopterusornatus (Colombia)
81 Cephalopteruspenduliger (Colombia)
Emberizidae
Cardinals, tanagers
82 Emberizacitrinella (Population of Ukraine)
83 Emberizahortulana (Population of Ukraine)
Fringillidae
Finches
84 Carduelis cannabina (Population of Ukraine)
85 Carduelis carduelis (Population of Ukraine)130 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
86 Carduelis flammea (Population of Ukraine)
87 Carduelis hornemanni (Population of Ukraine)
88 Carduelis spinus (Population of Ukraine)
89 Carpodacus erythrinus (Population of Ukraine)
90 Loxiacurvirostra (Population of Ukraine)
91 Pyrrhula pyrrhula (Population of Ukraine)
92 Serinusserinus (Population of Ukraine)
Muscicapidae
Old-world flycatchers
93 Acrocephalusrodericanus (Mauritius)
94 Erithacus rubecula (Population of Ukraine)
95 Ficedula parva (Population of Ukraine)
96 Hippolaisicterina (Population of Ukraine)
97 Luscinia luscinia (Population of Ukraine)
98 Luscinia megarhynchos (Population of Ukraine)
99 Luscinia svecica (Population of Ukraine)
100 Monticola saxatilis (Population of Ukraine)
101 Sylvia atricapilla (Population of Ukraine)
102 Sylvia borin (Population of Ukraine)
103 Sylvia curruca (Population of Ukraine)
104 Sylvia nisoria (Population of Ukraine)
105 Terpsiphonebourbonnensis (Mauritius)
106 Turdus merula (Population of Ukraine)
107 Turdus philomelos (Population of Ukraine)
Oriolidae
Orioles
108 Oriolusoriolus (Population of Ukraine)
Paridae
Tits
109 Parus ater (Population of Ukraine)
Troglodytidae
Wrens
110 Troglodytestroglodytes (Population of Ukraine)
PICIFORMES
Capitonidae
Barbets
111 Semnornisramphastinus (Colombia)
Ramphastidae
Toucans
112 Bailloniusbailloni (Argentina)
113 Pteroglossus castanotis (Argentina)
114 Ramphastosdicolorus (Argentina)SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 131
115 Selenideramaculirostris (Argentina)
SAURIA
Agamidae
Spiny-tailed lizards,
agamas
116 Calotesceylonensis (Sri Lanka)
117 Calotesdesilvai (Sri Lanka)
118 Calotesliocephalus (Sri Lanka)
119 Calotesliolepis (Sri Lanka)
120 Calotesmanamendrai (Sri Lanka)
121 Calotesnigrilabris (Sri Lanka)
122 Calotespethiyagodai (Sri Lanka)
Eublepharidae
Eyelid geckos
123 Goniurosauruskuroiwae #18 (Japan)
124 Goniurosaurusorientalis #18 (Japan)
125 Goniurosaurussengokui #18 (Japan)
126 Goniurosaurus splendens #18 (Japan)
127 Goniurosaurustoyamai #18 (Japan)
128 Goniurosaurusyamashinae #18 (Japan)
Gekkonidae
Geckos
129 Dactylocnemis spp. (New Zealand)
130 Hoplodactylus spp. (New Zealand)
131 Mokopirirakau spp. (New Zealand)
132 Sphaerodactylus armasi (Cuba)
133 Sphaerodactylus celicara (Cuba)
134 Sphaerodactylus dimorphicus (Cuba)
135 Sphaerodactylus intermedius (Cuba)
136 Sphaerodactylus nigropunctatusalayoi (Cuba)
137 Sphaerodactylus nigropunctatusgranti (Cuba)
138 Sphaerodactylus nigropunctatuslissodesmus (Cuba)
139 Sphaerodactylus nigropunctatusocujal (Cuba)
140 Sphaerodactylus nigropunctatus strategus (Cuba)
141 Sphaerodactylus notatusatactus (Cuba)
142 Sphaerodactylus oliveri (Cuba)
143 Sphaerodactylus pimienta (Cuba)
144 Sphaerodactylus ruibali (Cuba)
145 Sphaerodactylus siboney (Cuba)
146 Sphaerodactylus torrei (Cuba)
147 Toropuku spp. (New Zealand)132 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
148 Tukutuku spp. (New Zealand)
149 Woodworthia spp. (New Zealand)
Polychrotidae
Anoles
150 Anolis agueroi (Cuba)
151 Anolis baracoae (Cuba)
152 Anolis barbatus (Cuba)
153 Anolis chamaeleonides (Cuba)
154 Anolis equestris (Cuba)
155 Anolis guamuhaya (Cuba)
156 Anolis luteogularis (Cuba)
157 Anolis pigmaequestris (Cuba)
158 Anolis porcus (Cuba)
SERPENTES
Colubridae
Typical snakes,
water snakes,
whipsnakes
159 Atretiumschistosum (India)
160 Cerberus rynchops (India)
161 Xenochrophis piscator (India)
162 Xenochrophisschnurrenbergeri (India)
163 Xenochrophistytleri (India)
Elapidae
Cobras, coral snakes
164 Micrurus diastema (Honduras)
165 Micrurus nigrocinctus (Honduras)
166 Micrurus ruatanus (Honduras)
Viperidae
Vipers
167 Crotalus durissus (Honduras)
168 Daboia russelii (India)
TESTUDINES
Chelydridae
Snapping turtles
169 Chelydra serpentina (United States of America)
170 Macrochelystemminckii (United States of America)
Emydidae
Box turtles,
freshwater turtles
171 Emys orbicularis (Population of Ukraine)
172 Graptemys spp. (United States of America)SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 133
Geoemydidae
Box turtles,
freshwater turtles
173 Mauremysiversoni (China)
174 Mauremysmegalocephala (China)
175 Mauremyspritchardi (China)
176 Mauremysreevesii (China)
177 Mauremys sinensis (China)
178 Ocadiaglyphistoma (China)
179 Ocadiaphilippeni (China)
180 Sacaliapseudocellata (China)
Trionychidae
Softshell turtles
181 Apalone ferox (United States of America)
182 Apalonemutica (United States of America)
183 Apalonespinifera (Except the subspecies included in
Appendix I) (United States of America)
CLASS AMPHIBIA
ANURA
Calyptocephalellidae
Chilean toads
184 Calyptocephalellagayi (Chile)
CAUDATA
Cryptobranchidae
Giant salamanders
185 Cryptobranchusalleganiensis (United States of America)
Hynobiidae
Asiatic salamanders
186 Hynobiusamjiensis (China)
Salamandridae
Newts and salamanders
187 Echinotritonandersoni #18 (Japan)
188 Salamandra algira (Algeria)
CLASS
ELASMOBRANCHII
(SHARKS)
MYLIOBATIFORMES
Potamotrygonidae
Freshwater stingrays
189 Paratrygonaiereba (Colombia)
190 Potamotrygon spp. (Population of Brazil) (Brazil)
191 Potamotrygon constellata (Colombia)
192 Potamotrygon magdalenae (Colombia)
193 Potamotrygon motoro (Colombia)134 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
194 Potamotrygon orbignyi (Colombia)
195 Potamotrygon schroederi (Colombia)
196 Potamotrygon scobina (Colombia)
197 Potamotrygon yepezi (Colombia)
CLASS
ACTINOPTERI (FISHES)
SILURIFORMES
Loricariidae
Armoured catfishes
198 Hypancistrus zebra (Brazil)
PHYLUM ECHINODERMATA
CLASS HOLOTHUROIDEA (SEA CUCUMBERS)
ASPIDOCHIROTIDA
Stichopodidae
Sea cucumbers
199 Isostichopusfuscus (Ecuador)
PHYLUM ARTHROPODA
CLASS INSECTA (INSECTS)
COLEOPTERA
Lucanidae
Stag beetles
200 Colophon spp. (South Africa)
LEPIDOPTERA
Nymphalidae
Brush-footed butterflies
201 Agriasamydonboliviensis (Plurinational State of Bolivia)
202 Morpho godartiilachaumei (Plurinational State of Bolivia)
203 Preponapraenestebuckleyana (Plurinational State of Bolivia)
PHYLUM CNIDARIA
CLASS ANTHOZOA (CORALS AND SEA ANEMONES)
GORGONACEA
Coralliidae
Red and pink corals
204 Corallium elatius (China)
205 Corallium japonicum (China)
206 Corallium konjoi (China)
207 Corallium secundum (China)
FLORA (PLANTS)
FAGACEAE
Beeches
208 Quercus mongolica #5 (Russian Federation)
GNETACEAE
Gnetums
209 Gnetummontanum #1 (Nepal)
LEGUMINOSAE
(Fabaceae) Afrormosia,
cristobal, palisander,
rosewood, sandalwoodSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 135
210 Dipteryxpanamensis (Costa Rica, Nicaragua)
MAGNOLIACEAE
Magnolias
211 Magnolia liliifera var. obovata #1 (Nepal)
OLEACEAE
Ashes, etc.
212 Fraxinus mandshurica #5 (Russian Federation)
PALMAE
(Arecaceae) Palms
213 Lodoiceamaldivica #13 (Seychelles)
PAPAVERACEAE
Poppy
214 Meconopsis regia #1 (Nepal)
PINACEAE
Firs and pines
215 Pinus koraiensis #5 (Russian Federation)
PODOCARPACEAE
Podocarps
216 Podocarpus neriifolius #1 (Nepal)
TROCHODENDRACEAE
(Tetracentraceae) Tetracentron
217 Tetracentronsinense #1 (Nepal)
(1) For the exclusive purpose of allowing international trade in fibre from vicuñas
(Vicugna vicugna) and their derivative products, only if the fibre comes from the shearing of
live vicuñas. Trade in products derived from the fibre may only take place in accordance with
the following provisions:
(a) Any person or entity processing vicuña fibre to manufacture cloth and
garments must request authorisation from the relevant authorities of the country of
origin (Countries of origin: The countries where the species occurs, that is, Argentina,
Bolivia, Chile, Ecuador and Peru) to use the “vicuña country of origin” wording, mark
or logo adopted by the range States of the species that are signatories to the Convention
for the Conservation and Management of the Vicuña.
(b) Marketed cloth or garments must be marked or identified in accordance with
the following provisions:
(i) For international trade in cloth made from live-sheared vicuña fibre,
whether the cloth was produced within or outside of the range States of the
species, the wording, mark or logo must be used so that the country of origin can
be identified. The VICUÑA [COUNTRY OF ORIGIN] wording, mark or logo has
the format as detailed below:136 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
This wording, mark or logo must appear on the reverse side of the cloth. In
addition, the selvages of the cloth must bear the words VICUÑA [COUNTRY OF
ORIGIN].
(ii) For international trade in garments made from live-sheared vicuña
fibre, whether the garments were produced within or outside of the range States
of the species, the wording, mark or logo indicated in paragraph (b) (i) must be
used. This wording, mark or logo must appear on a label on the garment itself. If
the garments are produced outside of the country of origin, the name of the
country where the garment was produced should also be indicated, in addition
to the wording, mark or logo referred to in paragraph (b) (i).
(c) For international trade in handicraft products made from live-sheared vicuña
fibre produced within the range States of the species, the VICUÑA [COUNTRY OF
ORIGIN] - ARTESANÍA wording, mark or logo must be used as detailed
below:
(d) If live-sheared vicuña fibre from various countries of origin is used for the
production of cloth and garments, the wording, mark or logo of each of the countries
of origin of the fibre must be indicated, as detailed in paragraphs (b) (i) and (ii).
(e) All other specimens shall be deemed to be specimens of species listed in
Appendix I and the trade in them shall be regulated accordingly
(2) Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in
Appendix II):
For the exclusive purpose of allowing:
(a) trade in hunting trophies for non-commercial purposes;
(b) trade in live animals to appropriate and acceptable destinations, as defined
in Resolution Conf. 11.20 (Rev. CoP18), for Botswana and Zimbabwe and for in situ
conservation programmes for Namibia and South Africa;
(c) trade in hides;
(d) trade in hair;
(e) trade in leather goods for commercial or non-commercial purposes for
Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe;
(f) trade in individually marked and certified ekipas incorporated in finished
jewellery for non-commercial purposes for Namibia and ivory carvings for non-
commercial purposes for Zimbabwe;
(g) trade in registered raw ivory (for Botswana, Namibia, South Africa and
Zimbabwe, whole tusks and pieces) subject to the following:
(i) only registered government-owned stocks, originating in the State
(excluding seized ivory and ivory of unknown origin);
(ii) only to trading partners that have been verified by the Secretariat, in
consultation with the Standing Committee, to have sufficient national legislation
and domestic trade controls to ensure that the imported ivory will not be
re-exported and will be managed in accordance with all requirements of
Resolution Conf. 10.10 (Rev. CoP18) concerning domestic manufacturing and
trade;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 137
(iii) not before the Secretariat has verified the prospective importing
countries and the registered government-owned stocks;
(iv) raw ivory pursuant to the conditional sale of registered government-
owned ivory stocks agreed at CoP12, which are 20,000 kg (Botswana), 10,000 kg
(Namibia) and 30,000 kg (South Africa);
(v) in addition to the quantities agreed at CoP12, government-owned
ivory from Botswana, Namibia, South Africa and Zimbabwe registered by
31 January 2007 and verified by the Secretariat may be traded and despatched,
with the ivory in paragraph (g) (iv) above, in a single sale per destination under
strict supervision of the Secretariat;
(vi) the proceeds of the trade are used exclusively for elephant
conservation and community conservation and development programmes within
or adjacent to the elephant range; and
(vii) the additional quantities specified in paragraph (g) (v) above shall
be traded only after the Standing Committee has agreed that the above
conditions have been met; and
(h) no further proposals to allow trade in elephant ivory from populations
already in Appendix II shall be submitted to the Conference of the Parties for the
period from CoP14 and ending nine years from the date of the single sale of ivory that
is to take place in accordance with provisions in paragraphs (g) (i), (g) (ii), (g) (iii), (g)
(vi) and (g) (vii). In addition such further proposals shall be dealt with in accordance
with Decisions 16.55 and 14.78 (Rev. CoP16).
On a proposal from the Secretariat, the Standing Committee can decide to cause this
trade to cease partially or completely in the event of non-compliance by exporting or importing
countries, or in the case of proven detrimental impacts of the trade on other elephant
populations.
All other specimens shall be deemed to be specimens of species included in Appendix I
and the trade in them shall be regulated accordingly.
9-
Artificially propagated specimens of the following hybrids and/or cultivars are not
subject to the provisions of the Convention:
- Hatiora x graeseri
- Schlumbergera x buckleyi
- Schlumbergerarusselliana x Schlumbergeratruncata
- Schlumbergeraorssichiana x Schlumbergeratruncata
- Schlumbergeraopuntioides x Schlumbergeratruncata
- Schlumbergeratruncata (cultivars)
- Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia
'Jusbertii', Hylocereustrigonus or Hylocereusundatus
- Opuntia microdasys (cultivars).
10-
Artificially propagated hybrids of the following genera are not subject to the
provisions of the Convention, if conditions, as indicated under (a) and (b), are met:
Cymbidium, Dendrobium, Phalaenopsis and Vanda:138 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(a) Specimens are readily recognizable as artificially propagated and do not
show any signs of having been collected in the wild such as mechanical damage or
strong dehydration resulting from collection, irregular growth and heterogeneous
size and shape within a taxon and shipment, algae or other epiphyllous organisms
adhering to leaves, or damage by insects or other pests; and
(b) (i) when shipped in non-flowering state, the specimens must be traded in
shipments consisting of individual containers (such as cartons, boxes, crates or
individual shelves of CC-containers) each containing 20 or more plants of the same
hybrid; the plants within each container must exhibit a high degree of uniformity and
healthiness; and the shipment must be accompanied by documentation, such as an
invoice, which clearly states the number of plants of each hybrid; or
(ii) when shipped in flowering state, with at least one fully open flower per
specimen, no minimum number of specimens per shipment is required but specimens
must be professionally processed for commercial retail sale, e.g. labelled with printed
labels or packaged with printed packages indicating the name of the hybrid and the
country of final processing. This should be clearly visible and allow easy verification.
Plants not clearly qualifying for the exemption must be accompanied by appropriate
CITES documents.
11-
Artificially propagated specimens of cultivars of Cyclamen persicum are not subject
to the provisions of the Convention. However, the exemption does not apply to such
specimens traded as dormant tubers.
12-
Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other
small containers, each consignment being accompanied by a label or document stating the
name of the taxon or taxa and the text 'artificially propagated', are not subject to the provisions
of the Convention.
#1-
All parts and derivatives, except:
(a) seeds, spores and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media,
transported in sterile containers;
(c) cut flowers of artificially propagated plants; and
(d) fruits, and parts and derivatives thereof, of artificially propagated plants of
the genus Vanilla.
#2-
All parts and derivatives except:
(a) seeds and pollen; and
(b) finished products packaged and ready for retail trade.
#3 -
Whole and sliced roots and parts of roots, excluding manufactured parts or derivatives,
such as powders, pills, extracts, tonics, teas and confectionery.
#4 -
All parts and derivatives, except:SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 139
(a) seeds (including seedpods of Orchidaceae), spores and pollen (including
pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from
Mexico, and to seeds from Beccariophoenix madagascariensis and Dypsisdecaryi
exported from Madagascar;
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media,
transported in sterile containers;
(c) cut flowers of artificially propagated plants;
(d) fruits, and parts and derivatives thereof, of naturalized or artificially
propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae;
(e) stems, flowers, and parts and derivatives thereof, of naturalized or artificially
propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus
(Cactaceae); and
(f) finished products of Aloe ferox and Euphorbia antisyphilitica packaged
and ready for retail trade.
#5 -
Logs, sawn wood and veneer sheets.
#6 -
Logs, sawn wood, veneer sheets and plywood.
#7 -
Logs, woodchips, powder and extracts.
#8 -
Underground parts (i.e. roots, rhizomes): whole, parts and powdered.
#9 -
All parts and derivatives except those bearing a label:
"Produced from Hoodia spp. material obtained through controlled harvesting and
production under the terms of an agreement with the relevant CITES Management Authority
of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx]
[South Africa under agreement No. ZA/xxxxxx]".
#10 -
Designates logs, sawn wood and veneer sheets, including unfinished wood articles
used for the fabrication of bows for stringed musical instruments.
#11 -
Logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products
containing such extracts as ingredients, including fragrances, are not considered to be
covered by this annotation.
#12 -
Logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing
such extracts as ingredients, including fragrances, are not considered to be covered by this
annotation.
#13 -
The kernel (also known as 'endosperm', 'pulp' or 'copra') and any derivative thereof,
except finished products packaged and ready for retail trade.140 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
#14 -
All parts and derivatives except:
(a) seeds and pollen;
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media,
transported in sterile containers;
(c) fruits;
(d) leaves;
(e) exhausted agarwood powder, including compressed powder in all
shapes; and
(f) finished products packaged and ready for retail trade, this exemption does
not apply to wood chips, beads, prayer beads and carvings.
#15 -
All parts and derivatives, except:
(a) leaves, flowers, pollen, fruits, and seeds;
(b) finished products to a maximum weight of wood of the listed species of up
to 10 kg per shipment;
(c) finished musical instruments, finished musical instrument parts and finished
musical instrument accessories;
(d) parts and derivatives of Dalbergia cochinchinensis, which are covered by
Annotation # 4;
(e) parts and derivatives of Dalbergia spp. originating and exported from Mexico,
which are covered by Annotation # 6.
#16 -
Seeds, fruits and oils.
#17 -
Logs, sawn wood, veneer sheets, plywood and transformed wood.
#18 -
Excluding parts and derivatives, other than eggs.’.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 141
STATEMENT OF OBJECTS AND REASONS
The Wild Life (Protection) Act, 1972 (the Act) provides for the protection of wild
animals, birds and plants and for matters connected therewith or ancillary or incidental with
a view to ensuring the ecological and environmental security of the country.
2. India is a party to the Convention on International trade in Endangered Species of
Wild Fauna and Flora (the Convention) which requires that appropriate measures are taken
to enforce the provisions of the Convention. It is proposed to amend the Act to provide for
the implementation of the Convention.
3. The Act broadly has two classes of animals, that is to say, (a) species listed in
Schedule I and Part II of Schedule II; and (b) species listed in Part I of Schedule II, Schedule
III, and Schedule IV, based on which their protections and penalties for contravention differ.
Since, the Act essentially has only these two levels of protection for animals, the segregation
of protected animals or species in four Schedule may not be appropriate and may cause
confusion and be difficult for the public to understand. Therefore, it is proposed to rationalise
and amend the Schedules.
4. Accordingly, the Wild Life (Protection) Amendment Bill, 2021 proposes to amend the
Wild Life (Protection) Act, 1972. The Bill, inter alia, proposes to—
(a) amend the preamble to the Act so as to include the aspects of "conservation"
and "management" of wild life which are covered by the Act;
(b) rationalise and amend the Schedules to the Act for the purposes of clarity;
(c) insert a new Chapter VB in the Act for proper implementation of the provisions
of the Convention in India;
(d) insert provisions to enable control of invasive alien species;
(e) insert a provision to allow the State Boards for Wild Life to constitute Standing
Committees, etc.;
(f) make amendments for better management of protected areas;
(g) insert an explanation so as to provide that certain permitted activities such
as, grazing or movement of livestock, bona fide use of drinking and household water
by local communities, etc., shall be considered as non-prohibitive under section 29 of
the Act;
(h) insert provisions for better care of seized live animals and disposal of seized
wild life parts and products;
(i) insert a provision to allow for transfer or transport of live elephants by person
having ownership certificates in accordance with conditions prescribed by the
Central Government;
(j) insert a provision to enable the Central Government to call for information and
issue directions for proper implementation of the Act; and
(k) make other consequential amendments in the Act.
5. The notes on clauses explain in detail various provisions contained in the Bill.
6. The Bill seeks to achieve the above objectives.
NEW DELHI; BHUPENDER YADAV.
The 10th December, 2021.142 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
FINANCIAL MEMORANDUM
Clause 30 of the Bill seeks to insert a new Chapter VB in the Wild Life (Protection)
Act, 1972 so as to provide for the provisions to implement the Convention on International
Trade in Endangered Species of Wild Fauna and Flora. The proposed new section 49E
provides that the Central Government may designate an officer not below the rank of the
Additional Director General of Forests as the Management Authority for discharging functions
and exercising powers under the Act. Sub-section (4) thereof provides that the Central
Government may appoint such officers and employees as may be necessary to assist the
Management Authority in discharging its functions or exercising the powers under the
proposed new Chapter, on such terms and conditions of service including salaries and
allowances as may be prescribed. The salaries and allowances of the officers and employees
to be appointed shall be met from the sanctioned budget of the Central Government under
the Plan Scheme "Integrated Development of Wildlife Habitats".
2. The Bill, if enacted and brought into operation, is not likely to involve any other
expenditure of recurring or non-recurring nature from and out of the Consolidated Fund of
India.
MEMORANDUM REGADING DELEGATED LEGISLATION
Clause 40 of the Bill seeks to amend section 63 of the Wild Life (Protection) Act, 1972
which confers power upon the Central Government to make rules. The matters on which rules
may be made, inter alia, relate to— (a) terms and conditions of the committee, sub-committees
or study groups under sub-section (3) of section 5B; (b) the manner of disposal of Government
property under sub-section (5) of section 39; (c) the registration and conduct of transfer or
transport under sub-section (4) of section 43; (d) the terms and conditions of service including
salaries and allowances for appointment of the officers and employees of the Management
Authority under sub-section (4) of section 49E; (e) the conditions and procedures subject to
which any exemption provided for in Article VII of the Convention may be availed under sub-
section (2) of section 49H; (f) the reporting of details of scheduled specimens and the
transaction as per sub-section (3) of section 49H; (g) the matters provided for in sub-
sections (8) and (9) of section 49M; (h) the form and manner of the application, the fee
payable, the form of certificate of registration, and the procedure to be followed in granting
or cancelling a certificate of registration as per sub-section (2) of section 49N; (i) the fee
payable for renewal of certificates of registration as per sub-section (3), and manner of
making appeal under sub-section (4), of section 49-O; (j) any other matter for proper
implementation of the Convention as may be required under Chapter VB.
2. The rules made by the Central Government under section 63 of the Act, shall be laid
as soon as they are made, before each House of Parliament.
3. The matters in respect of which rules may be made are matters of procedure or
administrative details and it is not practicable to provide for them in the Bill itself. The
delegation of legislative power is, therefore, of a normal character.
————SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 143
Bill No. 161 of 2021
A Bill further to amend the Chartered Accountants Act, 1949, the Cost and Works Accountants
Act, 1959 and the Company Secretaries Act, 1980.
BE it enacted by Parliament in the Seventy-second Year of the Republic of India as
follows:—
CHAPTER I
PRELIMINARY
1. (1) This Act may be called the Chartered Accountants, the Cost and Works Short title
Accountants and the Company Secretaries (Amendment) Act, 2021. and
commencement.
(2) It shall come into force on such date as the Central Government may, by notification
in the Official Gazette, appoint, and different dates may be appointed for different provisions
of this Act and any reference in any provision to the commencement of this Act shall be
construed as a reference to the coming into force of that provision.144 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
CHAPTER II
AMENDMENTS TO THE CHARTERED ACCOUNTANTS ACT, 1949
Amendment 2. In the Chartered Accountants Act, 1949 (hereafter in this Chapter referred to as the 38 of 1949.
of long title
principal Act), in the long title and preamble, for the word “regulation”, the words “regulation
and preamble.
and development” shall be substituted.
Amendment 3. In section 2 of the principal Act, in sub-section (1),––
of section 2.
(i) after clause (aaa), the following clause shall be inserted, namely:––
‘(ab) “Board of Discipline” means the Board of Discipline constituted
under sub-section (1) of section 21A;’;
(ii) after clause (b), the following clauses shall be inserted, namely:––
‘(ba) “Coordination Committee” means the Coordination Committee
constituted under section 9A;
(bb) “Companies Act” means the Companies Act, 2013 or any other previous 18 of 2013.
company law as defined in sub-section (67) of section 2 of the said Act;’;
(iii) in clause (c), after the words “Council of the Institute”, the words “constituted
under section 9” shall be inserted;
(iv) after clause (ca), the following clauses shall be inserted, namely:––
‘(cb) “Director (Discipline)” means the Director (Discipline) referred to in
section 21 and includes Joint Director (Discipline);
(cc) “Disciplinary Committee” means the Disciplinary Committee
constituted under sub-section (1) of section 21B;
(cd) “Disciplinary Directorate” means the Disciplinary Directorate
established under sub-section (1) of section 21;
(ce) “fellow” means a fellow member of the Institute;’;
(v) for clause (ea), the following clause shall be substituted, namely:––
(ea) "Notification" means a notification published in the Official Gazette
and the term "notify" shall be construed accordingly;';
(vi) for clause (g), the following clause shall be substituted, namely:––
‘(g) “Register” means the Register of members of the Institute maintained
under section 19 or the Register of firms of the Institute maintained under
section 20B, as the case may be;’;
(vii) after clause (haa), the following clause shall be inserted, namely:––
‘(haaa) “Standing Committee” means a Standing Committee constituted
under sub-section (1) of section 17;’.
Amendment 4. In section 4 of the principal Act,––
of section 4.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in sub-section (1), in clauses (v) and (vi), for the words “without India”,
wherever they occur, the words “outside India” shall be substituted;
(iii) in sub-section (3),––
(a) the words “, which shall not exceed rupees three thousand” shall be
omitted;
(b) the proviso shall be omitted.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 145
5. In section 5 of the principal Act,–– Amendment
of section 5.
(i) for the word “Register”, occurring at both the places, the words “Register of
members” shall be substituted;
(ii) in sub-section (3),––
(a) the words “which shall not exceed rupees five thousand” shall be
omitted;
(b) the proviso shall be omitted.
6. In section 6 of the principal Act, for sub-section (2), the following sub-section shall Amendment
be substituted, namely:— of section 6.
“(2) Every such member shall pay annual fee for the certificate as may be
determined, by notification, by the Council, and such fee shall be payable on or before
the 1st day of April each year.”.
7. In section 8 of the principal Act,–– Amendment
of section 8.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in clause (iii), after the words “undischarged insolvent”, the words “or an
undischarged bankrupt” shall be inserted;
(iii) after clause (iii), the following clause shall be inserted, namely:––
“(iiia) is declared bankrupt under the Insolvency and Bankruptcy Code,
31 of 2016. 2016; or”;
(iv) in clause (v),––
(a) for the words “without India”, the words “outside India” shall be
substituted;
(b) the words “transportation or” shall be omitted.
8. In section 9 of the principal Act,–– Amendment
of section 9.
(i) in sub-section (2),––
(a) for the word “Register”, occurring at both the places, the words “Register
of members” shall be substituted;
(b) for the words “three years”, the words “four years” shall be substituted;
(c) for the words “six years”, the words “eight years” shall be substituted;
(ii) in sub-section (4),––
(a) for the word “person”, the words “member of the Institute or any partner
of a firm” shall be substituted;
(b) for the words “three years”, the words “four years” shall be substituted.
9. After section 9 of the principal Act, the following section shall be inserted, Insertion of
namely:— new section
9A.
“9A. (1) There shall be a Coordination Committee consisting of the President, Coordination
Vice-President and the Secretary of the Council of each of the Institutes of Chartered Committee.
Accountants of India, the Cost Accountants of India and the Company Secretaries of
India for the development and harmonisation of the professions of Chartered
Accountants, Cost Accountants and Company Secretaries.
(2) The meeting of the Coordination Committee shall be chaired by the Secretary,
Ministry of Corporate Affairs.146 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(3) The meeting of the Coordination Committee shall be held once in every
quarter of a year.
(4) The Committee shall be responsible for the effective coordination of
the functions assigned to each Institute and shall––
(i) ensure quality improvement of the academics, infrastructure, research
and all related works of the Institute;
(ii) focus on the coordination and collaboration among the professions,
to make the profession more effective and robust;
(iii) align the cross-disciplinary regulatory mechanisms for inter
professional development;
(iv) make recommendations in matters relating to regulatory policies for
the professions;
(v) perform such other functions incidental to clauses (i) to (iv) above.”.
Amendment 10. Section 10 of the principal Act shall be renumbered as sub-section (1) thereof and,––
of section 10.
(i) in the first proviso to sub-section (1) as so renumbered, for the words “three
consecutive terms”, the words “two consecutive terms” shall be substituted;
(ii) after sub-section (1) as so renumbered and amended, the following sub-section
shall be inserted, namely:––
“(2) Notwithstanding anything contained in sub-section (1), a member of
the Council who immediately at the commencement of the Chartered Accountants,
the Cost and Works Accountants and the Company Secretaries (Amendment)
Act, 2021, has held office as such member for two terms or is holding office for
the second term of three years, shall be eligible to contest for one more term of
four years and a member who has held office for one term or is holding office for
the first term of three years, shall be eligible to contest for two more consecutive
terms.”.
Amendment 11. In section 12 of the principal Act,––
of section 12.
(i) in sub-section (1), the proviso shall be omitted;
(ii) in sub-section (2), for the words “Chief Executive Authority”, the word “Head”
shall be substituted;
(iii) after sub-section (2), the following sub-sections shall be inserted, namely:––
“(2A) The President shall preside at the meetings of the Council.
(2B) The President and the Vice-President shall exercise such powers and
perform such duties and functions as may be prescribed.
(2C) It shall be the duty of the President to ensure that the decisions taken
by the Council are implemented.
(2D) If, for any reason a vacancy occurs in the office of the President, or
if the President is absent or for any other reason, is unable to exercise the powers
or perform the duties assigned to him, the Vice-President shall act in his place
and shall exercise the powers and perform the duties of the President.”.
Amendment 12. In section 13 of the principal Act, in sub-section (2), for the word “Register”, the
of section 13.
words “Register of members” shall be substituted.
Amendment 13. In section 14 of the principal Act, in sub-section (1), for the words “three years”, the
of section 14.
words “four years” shall be substituted.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 147
14. In section 15 of the principal Act, in sub-section (2),–– Amendment
of section 15.
(i) for clauses (b) and (c), the following clauses shall be substituted, namely:—
“(b) the prescribing of fees for the examination of candidates for enrolment;
(c) the granting or refusal, of registration of a firm;”;
(ii) in clause (d), for the word “Register”, the words “Register of members” shall
be substituted;
(iii) for clause (f), the following clauses shall be substituted, namely:––
“(f) the prescribing of guidelines for grant or refusal of certificates of
practice under this Act;
(fa) to issue guidelines for the purpose of carrying out the objects of this
Act;”;
(iv) clause (g) shall be omitted;
(v) in clause (h), the words “and collection” shall be omitted;
(vi) clause (i) shall be omitted;
(vii) for clause (l), the following clauses shall be substituted, namely:—
“(l) to conduct investor education and awareness programmes;
(la) to enter into any memorandum or arrangement with the prior approval
of the Central Government, with any agency of a foreign country, for the purpose
of performing its functions under this Act;”.
15. After section 15A of the principal Act, the following section shall be inserted, Insertion of
new section
namely:––
15B.
“15B. The functions of the Institute shall include–– Functions of
Institute.
(a) the examination of candidates for enrolment;
(b) the regulation of the engagement and training of articled and audit
assistants;
(c) the maintenance and publication of a Register of persons qualified to
practice as chartered accountants;
(d) the maintenance and publication of Register of firms;
(e) collection of fees from members, examinees and other persons;
(f) subject to the orders of the appropriate authorities under this Act, the
removal of names from the Registers of members and firms and the restoration of
names to the Registers of members and firms which have been removed;
(g) the maintenance of a library and publication of books and periodicals
relating to accountancy and allied subjects;
(h) the conduct of elections to the Council of the Institute; and
(i) the granting or refusal of certificates of practice as per guidelines issued
by the Council.”.
16. In section 16 of the principal Act,–– Amendment
of section 16.
(i) for sub-section (1), the following sub-section shall be substituted,
namely:—148 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
“(1) For the efficient performance of its duties, the Council shall appoint—
(a) a Secretary who will carry out administrative functions of the
Institute, as its Chief Executive Officer;
(b) a Director (Discipline) and Joint Directors (Discipline) not below
the rank of Deputy Secretary of the Institute, to perform such functions as
are assigned to them under this Act and the rules and regulations framed
thereunder:
Provided that no appointment or re-appointment or termination of
appointment of Director (Discipline) or Joint Director (Discipline) shall
have effect unless such appointment, re-appointment or termination of
appointment is made with the previous approval of the Central
Government.”;
(ii) in sub-section (2), for clause (c), the following clause shall be substituted,
namely:––
“(c) prescribe the manner of appointment, powers, duties and functions of
the Secretary and other officers and employees, their salaries, fees, allowances
and other terms and conditions of service;”.
Amendment 17. In section 18 of the principal Act, for sub-section (5), the following sub-section
of section 18.
shall be substituted, namely:—
“(5) The annual accounts of the Council shall be prepared in such manner as
may be prescribed and subject to audit by a firm of chartered accountants to be
appointed annually by the Council from the panel of auditors maintained by the
Comptroller and Auditor-General of India:
Provided that a firm shall not be eligible for appointment as an auditor under this
sub-section, if any of its partner is or has been a member of the Council during the last
four years:
Provided further that in the event it is brought to the notice of the Council that
the accounts of the Council do not represent a true and fair view of its finances, then,
the Council may itself cause a special audit to be conducted:
Provided also that, if such information, that the accounts of the Council do not
represent a true and fair view of its finances, is sent to the Council by the Central
Government, then, the Council may, wherever appropriate cause a special audit or take
such other action as it considers necessary and shall furnish an action taken report
thereon to the Central Government.”.
Amendment 18. In section 19 of the principal Act,––
of section 19.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) for sub-section (1), the following sub-section shall be substituted, namely:—
“(1) The Council shall maintain a Register of members of the Institute in
such manner as may be prescribed.”;
(iii) in sub-section (2), after clause (c), the following clause shall be inserted,
namely:––
“(ca) whether any actionable information or complaint is pending or any
penalty has been imposed against him under Chapter V, including details thereof,
if any;”;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 149
(iv) in sub-section (4),––
(a) the words “, which shall not exceed rupees five thousand” shall be
omitted;
(b) the proviso shall be omitted.
19. In section 20 of the principal Act,–– Amendment
of section 20.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in sub-section (3),––
(a) the words “, which shall not exceed rupees two thousand” shall be
omitted;
(b) the proviso shall be omitted.
20. After Chapter IV of the principal Act, the following Chapter shall be inserted, Insertion of
namely:–– new Chapter
IVA.
“CHAPTER IVA
REGISTRATION AND REGISTER OF FIRMS
20A. Every firm shall be registered with the Institute on an application made to Registration
the Council, by any partner or owner of a firm, in such manner and subject to such of firms.
terms and conditions as may be prescribed:
Provided that the Council may refuse to register a firm, if the name of such firm is
identical or similar to the name of any other firm already registered or the name is in use
by any firm within or outside India or in the opinion of the Council, registration of the
firm is undesirable.
20B. (1) The Council shall maintain, in such manner as may be prescribed, a Register of
Register of firms. firms.
(2) The Register of firms shall include such particulars about the firm, including
details of pendency of any actionable information or complaint or imposition of
penalty against it under Chapter V, in such form and at such intervals, as may be
prescribed.
(3) The Council shall cause to be published in such manner as may be
prescribed, a list of firms registered with the Institute as on the 1st day of April of
each year or at any such interval as may be decided by the Council, and shall make
available the list to such persons, in such form and on payment of such amount as
may be prescribed.
20C. The Council shall remove from the Register of firms the name of any firm— Removal
from Register
(a) which is dissolved or liquidated; or of firms.
(b) from which a request has been received to that effect; or
(c) is declared insolvent or bankrupt under the Insolvency and Bankruptcy
31 of 2016. Code, 2016 and remains undischarged; or
(d) which has been debarred from undertaking any activity or activities
relating to the profession of a chartered accountant in practice under any law for
the time being in force or by any competent court; or
(e) in respect of which an order for removal has been passed under this
Act.150 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Review 20D. (1) Any firm aggrieved by the decision for refusal of registration may apply
before for review before the Council within one month from the date of such refusal.
Council.
(2) The Council may, after considering the review application, confirm or set
aside the decision so taken or pass such orders as it may consider appropriate.”.
Substitution 21. For section 21 of the principal Act, the following section shall be substituted,
of section 21. namely:—
Disciplinary “21. (1) The Council shall, by notification, establish a Disciplinary Directorate
Directorate. consisting of a Director (Discipline), at least two Joint Directors (Discipline) not below
the rank of Deputy Secretary of the Institute and such other employees appointed
under section 16, for making investigations either suo motu, or on receipt of an
information or a complaint, in such form, along with such fees as may be specified.
(2) Within thirty days of receipt of an information or a complaint, the Director
(Discipline) shall decide in such manner as may be specified, whether a complaint or
information is actionable or is liable to be closed as non-actionable:
Provided that the Director (Discipline) may call for additional information from
the complainant or the informant, as the case may be, by giving fifteen days time
before deciding whether the case is actionable or non-actionable:
Provided further that the recommendations of the Director (Discipline) on
non-actionable complaints or information shall be submitted to the Board of Discipline
within sixty days of its receipt and the Board of Discipline may, after looking into its
merits refer such complaint or information to the Director (Discipline) for conducting
further investigation.
(3) While making investigation into a case which is found to be actionable, the
Director (Discipline) shall give an opportunity to the member or the firm, as the case
may be, to submit a written statement within twenty-one days which may further be
extended by another twenty-one days, for reasons to be recorded in writing.
(4) Upon receipt of the written statement under sub-section (3), if any, the
Director (Discipline) shall send a copy thereof to the complainant or the informant, as
the case may be, and the complainant or the informant shall, within twenty-one days of
the receipt of such written statement, submit his rejoinder.
(5) Upon receipt of written statement under sub-section (3) and rejoinder under
sub-section (4), the Director (Discipline) shall submit a preliminary examination report
within thirty days, if a prima facie case is made out against a member or a firm, as the
case may be.
(6) In case a prima facie case is made out for any professional or other misconduct
mentioned in the First Schedule, the Director (Discipline) shall submit the preliminary
examination report to the Board of Discipline and where prima facie case is made out
for any professional or other misconduct mentioned in the Second Schedule or in both
the First Schedule and the Second Schedule, he shall submit a preliminary examination
report to the Disciplinary Committee:
Provided that a complaint or information filed by any authorised officer of the
Central Government or a State Government or any statutory authority duly supported
by an investigation report or relevant extract of the investigation report along with
supporting evidence, shall be treated as preliminary examination report:
Provided further that where no prima facie case is made out against the member or
the firm, the Director (Discipline) shall submit such information or complaint with relevant
documents to the Board of Discipline and the Board of Discipline may, if it agrees with
the findings of the Director (Discipline), close the matter or in case of disagreement, itself
proceed further or refer the matter to the Disciplinary Committee or advise the Director
(Discipline) to further investigate the matter.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 151
(7) For the purpose of investigation under this Act, the Disciplinary Directorate
shall follow such procedure as may be specified.
(8) A complaint filed with the Disciplinary Directorate shall not be withdrawn
under any circumstances.
(9) The status of actionable information and complaints pending before the
Disciplinary Directorate, Boards of Discipline and Disciplinary Committees and the
orders passed by the Boards of Discipline under section 21A and by the Disciplinary
Committees under section 21B shall be made available in the public domain by the
Disciplinary Directorate in such manner as may be prescribed.”.
22. For section 21A of the principal Act, the following section shall be substituted, Substitution
namely:–– of section
21A.
“21A. (1) The Council shall, by notification, constitute one or more Boards of Board of
Discipline, each consisting of— Discipline.
(a) a person, not being a member of the Institute, with experience in law
and having knowledge of disciplinary matters and the profession, to be nominated
by the Central Government as its Presiding Officer, from out of a panel of persons
prepared and provided by the Council in such manner as may be prescribed;
(b) one member, who is a person of eminence having experience in the field
of law, economics, business, finance or accountancy and not being a member of
the Institute, to be nominated by the Central Government from out of a panel of
persons prepared and provided by the Council in such manner as may be
prescribed;
(c) one member to be nominated by the Council from out of a panel of
members of the Institute to be prepared by the Council, in such manner as may
be prescribed;
(d) an officer of the Institute not below the rank of a Deputy Secretary
shall function as the Secretary of the Board of Discipline:
Provided that the Presiding Officer nominated under clause (a) and the member
nominated under clause (b) may be the same for different Boards of Discipline
constituted under this sub-section.
(2) The Board of Discipline shall, while considering the cases placed before it,
follow such procedure including faceless proceedings and virtual hearings as may be
specified.
(3) The Board of Discipline shall, on receipt of preliminary examination report
from Director (Discipline), require the member or the firm, as the case may be, against
whom such preliminary examination report has been filed, to submit a written statement
within twenty-one days which may further be extended by another twenty-one days,
in exceptional circumstances, for reasons to be recorded in writing.
(4) The Board of Discipline shall conclude its inquiry within ninety days of the
receipt of preliminary examination report from the Director (Discipline).
(5) Upon inquiry, if the Board of Discipline finds that such member is guilty of a
professional or other misconduct mentioned in the First Schedule, it may pass an order
within thirty days of such finding, after providing an opportunity of being heard to the
member taking any one or more of the following actions, namely:––
(a) reprimand the member and record it in the Register of members;
(b) remove the name of the member or members from the Register of members
up to a period of six months;
(c) impose such fine as it may think fit which may extend to two lakh rupees.152 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(6) Where on the basis of evidence brought on record or during the course of an
inquiry pertaining to a member, the Board of Discipline is of the opinion that any such
member who is a partner or owner of a firm, has been repeatedly found guilty of
misconduct mentioned in the First Schedule during the last five years, the following
action may also be taken against such firm, namely:––
(a) prohibit the firm from undertaking any activity or activities relating to
the profession of a chartered accountant in practice for such period not exceeding
one year; or
(b) impose such fine as it may think fit, which may extend to twenty-five
lakh rupees.
(7) Where a member or a firm fails to pay the fine imposed under sub-section (5)
or sub-section (6) within such time as may be specified, the Council shall remove the
name of such member or firm from the Register of members or Register of firms, as the
case may be, for such period as it may think fit.
(8) The Presiding Officer and members of the Board of Discipline shall be paid
such allowances as may be prescribed.”.
Substitution 23. For section 21B of the principal Act, the following section shall be substituted,
of section namely:—
21B.
Disciplinary “21B. (1) The Council shall, by notification, constitute one or more Disciplinary
Committee. Committees, each consisting of—
(a) a person, not being a member of the Institute, with experience in law
and having knowledge of disciplinary matters and the profession, to be nominated
by the Central Government as its Presiding Officer, from out of a panel of persons
prepared and provided by the Council in such manner as may be prescribed;
(b) two members, who are persons of eminence having experience in the
field of law, economics, business, finance or accountancy and not being a member
of the Institute, to be nominated by the Central Government from out of a panel
of persons prepared and provided by the Council in such manner as may be
prescribed;
(c) two members to be nominated by the Council from out of a panel of
members of the Institute to be prepared by the Council in such manner as may be
prescribed:
Provided that the Presiding Officer nominated under clause (a) and the members
nominated under clause (b) may be the same for different Disciplinary Committees
constituted under this sub-section.
(2) The Disciplinary Committee shall, while considering the cases placed before
it, follow such procedure including faceless proceedings and virtual hearings as may
be specified.
(3) The Disciplinary Committee shall, on receipt of preliminary examination report
from Director (Discipline), require the member or the firm, as the case may be, against
whom such preliminary examination report has been filed, to submit a written statement
within twenty-one days, which may further be extended by another twenty-one days
in exceptional circumstances, for reasons to be recorded in writing.
(4) The Disciplinary Committee shall conclude its inquiry within one hundred
and eighty days of receipt of the preliminary examination report from the Director
(Discipline).SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 153
(5) Upon inquiry, if the Disciplinary Committee finds that a member is guilty of
a professional or other misconduct mentioned in the Second Schedule or in both the
First Schedule and the Second Schedule, it may pass an order within thirty days of
such a finding, after providing an opportunity of being heard to the member, taking
any one or more of the following actions, namely:—
(a) reprimand the member and record it in the Register of members; or
(b) remove the name of the member from the Register of members
permanently or for such period, as it may think fit; or
(c) impose such fine as it may think fit, which may extend to ten lakh
rupees.
(6) Where on the basis of evidence brought on record or during the course of an
inquiry pertaining to a member, the Disciplinary Committee is of the opinion that any
such member, who is a partner or owner of a firm has been repeatedly found guilty of
misconduct mentioned in the Second Schedule or in both the First Schedule and the
Second Schedule, during the last five years, the following action may also be taken
against such firm, namely:––
(a) prohibit the firm from undertaking any activity or activities relating to
the profession of a chartered accountant in practice for such period not exceeding
two years; or
(b) suspend or cancel the registration of the firm and remove its name from
the Register of firms permanently or for such period as it may think fit; or
(c) impose such fine as it may think fit, which may extend to fifty lakh
rupees.
(7) Where a member or a firm fails to pay the fine imposed under
sub-section (5) or sub-section (6) within the specified time, the Council shall remove
the name of such member or firm from the Register of members or Register of firms, as
the case may be, for such period, as it may think fit.
(8) The Presiding Officer and members of the Disciplinary Committee shall be
paid such allowances as may be prescribed.”.
24. In section 21C of the principal Act, the Explanation shall be omitted. Amendment
of section
21C.
25. For section 21D of the principal Act, the following section shall be substituted, Substitution
namely:— of section
21D.
“21D. All complaints or any inquiry pending before the Board of Discipline or Transitional
the Disciplinary Committee or any reference or appeal filed before the Appellate provisions.
Authority or before a High Court prior to the commencement of the Chartered
Accountants, the Cost and Works Accountants and the Company Secretaries
(Amendment) Act, 2021, shall continue to be governed by the provisions of this Act,
as if this Act had not been amended by the Chartered Accountants, the Cost and
Works Accountants and the Company Secretaries (Amendment) Act, 2021.”.
26. For section 22 of the principal Act, the following section shall be substituted, Substitution
namely:— of section 22.
‘22. For the purposes of this Act, the expression “professional or other Professional
misconduct” shall be deemed to include any act or omission, on the part of any or other
member of the Institute either in his individual capacity or as partner or owner of a firm, misconduct
defined.
as mentioned in any of the Schedules, but nothing in this section shall be construed
to limit or abridge in any way the power conferred or duty cast on the Director (Discipline)
under sub-section (1) of section 21 to inquire into the conduct of such member or firm,
under any other circumstances.'.154 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Amendment 27. In section 22G of the principal Act,––
of section
22G. (i) in sub-section (1),––
(a) after the words “Any member of the Institute”, the words “or a firm”
shall be inserted;
(b) for the words “imposing on him”, the words “imposing on such member
or firm” shall be substituted;
(c) for the words, brackets, figures and letters “sub-section (3) of section
21A and sub-section (3) of section 21B, may”, the words, brackets, figures and
letters “sub-section (5) or sub-section (6) of section 21A or sub-section (5) or
sub-section (6) of section 21B, as the case may be, may” shall be substituted;
(d) for the words “communicated to him”, the words “communicated to
such member or firm” shall be substituted;
(ii) in sub-section (2), for the words, brackets, figures and letters
“sub-section (3) of section 21A and sub-section (3) of section 21B”, the words,
brackets, figures and letters “sub-section (5) or sub-section (6) of section 21A or
sub-section (5) or sub-section (6) of section 21B,” shall be substituted;
(iii) after sub-section (2), the following sub-section and Explanations shall be
inserted, namely:––
‘(3) No order or act or proceeding of the Authority shall be called in
question in any manner, on the ground merely of any defect in the constitution
of, or a casual vacancy or absence of one or two members, of the Authority.
Explanation 1.—For the purposes of this Chapter,––
(A) “member of the Institute” includes a person who was a member
of the Institute on the date of the alleged misconduct although he has
ceased to be a member of the Institute at the time of the inquiry;
(B) a “firm” registered with the Institute shall also be held liable for
misconduct of a member who was its partner or owner on the date of the
alleged misconduct, although he has ceased to be such partner or owner,
at the time of the inquiry.
Explanation 2.—No action taken under the provisions of this Chapter
shall bar a Central Government Department or a State Government or any statutory
authority or regulatory body to take action against a member or a firm registered
with the Institute under any other law for the time being in force.’.
Amendment 28. In section 24 of the principal Act,––
of section 24.
(a) for the words “one thousand rupees”, the words “one lakh rupees” shall be
substituted;
(b) for the words “five thousand rupees”, the words “five lakh rupees” shall be
substituted.
Amendment 29. In section 24A of the principal Act, in sub-section (2),––
of section
24A. (i) for the words “be punishable with fine which may extend on first conviction to
one thousand rupees”, the words “be punishable with imprisonment which may extend
to six months, or with fine which shall not be less than one lakh rupees but which may
extend to five lakh rupees, or with both on first conviction” shall be substituted;
(ii) for the words “six months, or with fine which may extend to five thousand
rupees”, the words “one year, or with fine which shall not be less than two lakh rupees
but which may extend to ten lakh rupees” shall be substituted.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 155
30. In section 25 of the principal Act, in sub-section (2),–– Amendment
of section 25.
(a) after the words “punishable with fine”, the words “which shall not be less
than two lakh rupees but” shall be inserted;
(b) for the words “one thousand rupees”, the words “ten lakh rupees” shall be
substituted;
(c) for the words “to five thousand rupees”, the words “with fine which shall not be
less than four lakh rupees but which may extend to twenty lakh rupees” shall be substituted.
31. In section 26 of the principal Act, in sub-section (2),–– Amendment
of section 26.
(a) for the words “five thousand rupees”, the words “one lakh rupees” shall be
substituted;
(b) for the words “one lakh rupees”, the words “five lakh rupees” shall be substituted;
(c) for the words “ten thousand rupees”, the words “two lakh rupees” shall be
substituted;
(d) for the words “two lakh rupees”, the words “ten lakh rupees” shall be substituted.
32. In section 28B of the principal Act, after clause (c), the following clause shall be Amendment
inserted, namely:–– of section
28B.
“(d) to forward cases of non-compliance with various statutory and regulatory
requirements by the members of the Institute or firms, noticed by it during the course
of its reviews, to the Disciplinary Directorate for its examination.”.
33. In section 29 of the principal Act, in sub-section (2), for the word “Register”, the Amendment
words “Register of members” shall be substituted. of section 29.
34. In section 29A of the principal Act, in sub-section (2),— Amendment
of section
(i) for clauses (c) and (d), the following clauses shall be substituted, namely:–– 29A.
“(c) the form and fee for filing an information or a complaint under
sub-section (1), the manner of deciding a complaint or information as actionable
or non-actionable under sub-section (2) and the procedure of investigation
under sub-section (7), of section 21;
(d) the procedure while considering the cases by the Board of Discipline
under sub-section (2) and time limit for payment of fine under sub-section (7) of
section 21A;
(da) the procedure while considering the cases by the Disciplinary
Committee under sub-section (2) and time limit for payment of fine under
sub-section (7) of section 21B;”.
35. In section 30 of the principal Act, in sub-section (2),–– Amendment
of section 30.
(i) in clauses (b), (e) and (h), for the word “Register”, wherever it occurs, the
words “Register of members” shall be substituted;
(ii) clause (g) and clause (i) shall be omitted;
(iii) for clause (r), the following clauses shall be substituted, namely:––
“(r) the qualification required for the purposes of sub-section (3) of
section 5;
(ra) the circumstances under which certificates of practice may be cancelled
under sub-section (3) of section 6;156 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(rb) the guidelines for granting or refusal of certificates of practice under
clause (f) of sub-section (2) of section 15;
(rc) the manner of appointment, powers, duties, functions, salaries, fees,
allowances and other terms and conditions of service of the Secretary and other
officers and employees of the Council under clause (c) of sub-section (2) of section 16;
(rd) the manner of preparing annual financial statement under
sub-section (4) and the annual accounts under sub-section (5), of section 18;
(re) the manner of maintaining a Register of members of the Institute under
sub-section (1) and the manner in which the annual list of members registered with
the Institute shall be published under sub-section (3) of section 19;
(rf) the manner of making an application for grant of registration of a firm
and the terms and conditions of such registration under section 20A;
(rg) the manner of maintenance of Register of firms, and other particulars
including details of pendency of any actionable information or complaint or
imposition of penalty against the firm under sub-section (1) and sub-section (2),
and the manner in which the annual list of firms registered with the Institute shall
be published under sub-section (3), of section 20B;
(rh) the manner of making available status of actionable information and
complaints and orders passed under sub-section (9) of section 21;
(ri) the manner of preparing panel of persons under clauses (a), (b) and (c)
of sub-section (1) and the allowances payable to the Presiding Officers and
members of the Boards of Discipline under sub-section (8), of section 21A;
(rj) the manner of preparing panel of persons under clauses (a), (b) and (c)
of sub-section (1) and the allowances payable to the Presiding Officers and
members of the Disciplinary Committees under sub-section (8), of section 21B;
(rk) the salaries and allowances and conditions of service of officers and
other staff of Authority under sub-section (2) of section 22E;
(rl) the manner in which Regional Council may be constituted under
sub-section (2) of section 23 and the functions thereof; and”.
Amendment 36. In the First Schedule to the principal Act,—
of First
Schedule. (i) in the heading, for the figures, brackets and letter “21(3), 21A(3)”, the figures,
brackets and letters “21(6), 21A(5) and (6), 21B(5) and (6)” shall be substituted;
(ii) in Part I, in item (9), after the words and figures “Companies Act, 1956”, the 1 of 1956.
words and figures “or sections 139 to 141 of the Companies Act, 2013 or any other law
18 of 2013.
pertaining to appointment of auditors for the time being in force” shall be inserted.
Amendment 37. In the Second Schedule to the principal Act,––
of Second
Schedule. (i) in the heading, for the figures, brackets and letter “21(3), 21B(3)”, the figures,
brackets and letter “21(6), 21B(5) and (6)” shall be substituted;
(ii) in Part I, in item (3), for the words “belief that he”, the words “belief that he or
his firm” shall be substituted;
(iii) in Part II, after item (4), the following item shall be inserted, namely:––
“(5) acts as an auditor of the company in contravention of the provisions
of the Companies Act, 2013.”. 18 of 2013.
CHAPTER III
AMENDMENTS TO THE COST AND WORKS ACCOUNTANTS ACT, 1959
Amendment 38. In the Cost and Works Accountants Act, 1959 (hereafter in this Chapter referred to 23 of 1959.
of long title. as the principal Act), in the long title, for the words “regulation of the profession of cost and
works accountants”, the words “regulation and development of the profession of cost
accountants” shall be substituted.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 157
39. In section 1 of the principal Act, in sub-section (1), for the words “Cost and Works Amendment
Accountants”, the words “Cost Accountants” shall be substituted. of section 1.
40. In section 2 of the principal Act, in sub-section (1),–– Amendment
of section 2.
(i) after clause (aaa), the following clauses shall be inserted, namely:––
‘(ab) “Board of Discipline” means the Board of Discipline constituted
under sub-section (1) of section 21A;
18 of 2013. (ac) “Companies Act” means the Companies Act, 2013 or any other previous
company law as defined in sub-section (67) of section 2 of the said Act;’;
(ii) in clause (c), after the words “Council of the Institute”, the words “constituted
under section 9” shall be inserted;
(iii) after clause (c), the following clauses shall be inserted, namely:––
‘(ca) “Director (Discipline)” means the Director (Discipline) referred to in
section 21 and includes Joint Director (Discipline);
(cb) “Disciplinary Committee” means the Disciplinary Committee
constituted under sub-section (1) of section 21B;
(cc) “Disciplinary Directorate” means the Disciplinary Directorate
established under sub-section (1) of section 21;’;
(iv) in clause (d), the figures “1956” shall be omitted;
(v) for clause (e), the following clause shall be subsituted, namely:—
‘(e) “fellow” means a fellow member of the Institute;’;
(vi) for clause (fa), the following clause shall be substituted, namely:––
‘(fa) “notification” means a notification published in the Official Gazette
and the term “notify” shall be construed accordingly;’;
(vii) for clause (i), the following clause shall be substituted, namely:––
‘(i) “Register” means the Register of members of the Institute maintained
under section 19 or Register of firms of the Institute maintained under
section 20B, as the case may be;’;
(viii) after clause (iaa), the following clause shall be inserted, namely:—
‘(iaaa) “Standing Committee” means a Standing Committee constituted
under sub-section (1) of section 17;’.
41. In Chapter II of the principal Act, in the heading, the words “AND WORKS” shall Amendment
be omitted. of heading of
Chapter II.
42. In section 4 of the principal Act,–– Amendment
of section 4.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in sub-section (1), in clauses (iv) and (v), for the words “without India”,
wherever they occur, the words “outside India” shall be substituted;
(iii) in sub-section (3),—
(a) the words ", which shall not exceed rupees three thousand" shall be
omitted;
(b) the proviso shall be omitted.158 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Amendment 43. In section 5 of the principal Act,–––
of section 5.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in sub-section (4), the words “which shall not exceed rupees five thousand,”
shall be omitted;
(iii) the proviso shall be omitted.
Amendment 44. In section 6 of the principal Act, in sub-section (2),—
of section 6.
(i) words “which shall not exceed rupees three thousand” shall be omitted;
(ii) the first proviso shall be omitted;
(iii) in the second proviso, for the words “Provided further that”, the words
“Provided that” shall be substituted.
Amendment 45. In section 8 of the principal Act,––
of section 8.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in clause (iii), after the words “undischarged insolvent”, the words “or
undischarged bankrupt” shall be inserted;
(iii) after clause (iii), the following clause shall be inserted, namely:––
“(iiia) is declared bankrupt under the Insolvency and Bankruptcy
Code, 2016;”; 31 of 2016.
(iv) in clause (v), for the words “without India”, the words “outside India” shall
be substituted.
Amendment 46. In section 9 of the principal Act,––
of section 9.
(i) in sub-section (2),––
(a) for the word ‘‘Register’’, occurring at both the places, the words “Register
of members” shall be substituted;
(b) for the words “three years”, the words “four years” shall be substituted;
(c) for the words “six years”, the words “eight years” shall be substituted;
(ii) in sub-section (4),––
(a) for the word “person”, the words “member of the Institute or any partner
of a firm” shall be substituted;
(b) for the words “three years”, the words “four years” shall be substituted.
Amendment 47. In section 12 of the principal Act,––
of section 12.
(i) in sub-section (1), the proviso shall be omitted;
(ii) after sub-section (2), the following sub-sections shall be inserted, namely:––
“(2A) The President shall preside at the meetings of the Council.
(2B) The President and the Vice-President shall exercise such powers and
perform such duties and functions as may be prescribed.
(2C) It shall be the duty of the President to ensure that the decisions taken
by the Council are implemented.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 159
(2D) If, for any reason a vacancy occurs in the office of the President, or
if the President is absent or for any other reason, is unable to exercise the powers
or perform the duties assigned to him, the Vice-President shall act in his place
and shall exercise the powers and perform the duties of the President.”.
48. In section 13 of the principal Act, in sub-section (2), for the word “Register”, the Amendment
words “Register of members” shall be substituted. of section 13.
49. In section 15 of the principal Act, in sub-section (2),–– Amendment
of section 15.
(i) in clause (c), for the word “Register”, the words “Register of members” shall
be substituted;
(ii) after clause (e), the following clause shall be inserted, namely:––
“(ea) the granting or refusal, of registration of a firm;”;
(iii) after clause (j), the following clauses shall be inserted, namely:—
“(ja) to issue guidelines for the purpose of carrying out the objects of this
Act;
(jb) to conduct investor education and awareness programmes;
(jc) to enter into any memorandum or arrangement with the prior approval of
the Central Government, with any agency of any foreign country, for the purpose
of performing its functions under this Act;”;
(iv) in clause (k), for the words “, action taken thereon with a report to the Central
Government within a period of three months, and their inclusion in the annual report”,
the words “and the details of action taken thereon in its annual report” shall be
substituted.
50. In section 15A of the principal Act,––
Amendment
(i) after clause (c), the following clause shall be inserted, namely:–– of section
15A.
“(ca) the maintenance and publication of a Register of firms;”;
(ii) in clause (e), for the words “Register and the restoration to the Register of
names”, the words “Register of members and firms and the restoration of names to the
Register of members and firms” shall be substituted.
51. In section 16 of the principal Act,––
Amendment
(i) for sub-section (1), the following sub-section shall be substituted, namely:— of section 16.
“(1) For the efficient performance of its duties, the Council shall,
appoint—
(a) a Secretary, who will carry out the administrative functions of the
Institute as its Chief Executive Officer;
(b) a Director (Discipline) and Joint Directors (Discipline) not below
the rank of Deputy Secretary of the Institute, to perform such functions as
are assigned to them under this Act and the rules and regulations framed
thereunder:
Provided that no appointment or re-appointment or termination of
appointment of Director (Discipline) or Joint Director (Discipline), shall have effect
unless such appointment, re-appointment or termination of appointment is made
with the previous approval of the Central Government.’’;
(ii) in sub-section (2), for clause (c), the following clause shall be substituted,
namely:––
“(c) prescribe the manner of appointment, powers, duties and functions of
the Secretary and other officers and employees, their salaries, fees, allowances
and other terms and conditions of service;”.160 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Amendment 52. In section 18 of the principal Act, for sub-section (5), the following sub-section
of section 18. shall be substituted, namely:—
“(5) The annual accounts of the Council shall be prepared in such manner as
may be prescribed and subject to audit by a firm of chartered accountants to be
appointed annually by the Council from the panel of auditors maintained by the
Comptroller and Auditor-General of India:
Provided that a firm shall not be eligible for appointment as an auditor under this
sub-section, if any of its partner is or has been a member of the Council during the last
four years:
Provided further that in the event it is brought to the notice of the Council that
the accounts of the Council do not represent a true and fair view of its finances, then,
the Council may itself cause a special audit to be conducted:
Provided also that, if such information, that the accounts of the Council do not
represent a true and fair view of its finances, is sent to the Council by the Central
Government, then, the Council may, wherever appropriate cause a special audit or take
such other action as it considers necessary and shall furnish an action taken report
thereon to the Central Government.”.
Amendment 53. In section 19 of the principal Act,––
of section 19.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) for sub-section (1), the following sub-section shall be substituted, namely:—
“(1) The Council shall maintain a Register of members of the Institute in
such manner as may be prescribed.”;
(iii) in sub-section (2), after clause (c), the following clause shall be inserted,
namely:—
“(ca) whether any actionable information or complaint is pending or any
penalty has been imposed against him under Chapter V, including details thereof,
if any;”;
(iv) in sub-section (4),––
(a) the words “,which shall not exceed rupees five thousand” shall be
omitted;
(b) the proviso shall be omitted.
Amendment 54. In section 20 of the principal Act,––
of section 20.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in sub-section (3),––
(a) the words “which shall not exceed rupees two thousand” shall be
omitted;
(b) the proviso shall be omitted.
Insertion of 55. After Chapter IV of the principal Act, the following Chapter shall be inserted,
new Chapter
namely:––
IVA.
“CHAPTER IVA
REGISTRATION AND REGISTER OF FIRMS
Registration of 20A. (1) Every firm shall be registered with the Institute on an application made
firms.
to the Council, by any partner or owner of a firm, in such manner and subject to such
terms and conditions as may be prescribed:
Provided that the Council may refuse to register a firm, if the name of such firm is
identical or similar to the name of any other firm already registered or the name is in useSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 161
by any firm within or outside India or in the opinion of the Council, registration of the
firm is undesirable.
20B. (1) The Council shall maintain, in such manner as may be prescribed, a Register of
Register of firms. firms.
(2) The Register of firms shall include such particulars about the firm, including
details of pendency of any actionable information or complaint or imposition of any
penalty against it under Chapter V, in such form and at such intervals, as may be
prescribed.
(3) The Council shall cause to be published in such manner as may be prescribed,
a list of firms registered with the Institute as on the 1st day of April of each year or at
any such interval as may be decided by the Council, and shall make available the list to
such persons, in such form and on payment of such amount as may be prescribed.
20C. (1)The Council shall remove from the Register of firms the name of any Removal from
firm–– Register of
firms.
(a) which is dissolved or liquidated; or
(b) from which a request has been received to that effect; or
(c) is declared insolvent or bankrupt under the Insolvency and Bankruptcy
31 of 2016. Code, 2016 and remains undischarged; or
(d) which has been debarred from undertaking any activity or activities
relating to the profession of a cost accountant in practice under any law for the
time being in force or by any competent court; or
(e) in respect of which an order for removal has been passed under this
Act.
20D. (1) Any firm aggrieved by the decision for refusal of registration may apply Review before
for review before the Council within one month from the date of such refusal. Council.
(2) The Council may, after considering the review application, confirm or set
aside the decision so taken or pass such order as it may consider appropriate.”.
56. For section 21 of the principal Act, the following section shall be substituted, Substitution of
namely:–– section 21.
“21. (1) The Council shall, by notification, establish a Disciplinary Directorate Disciplinary
consisting of a Director (Discipline), at least two Joint Directors (Discipline) not below Directorate.
the rank of Deputy Secretary of the Institute and such other employees appointed
under section 16, for making investigations either suo motu, or on receipt of an
information or a complaint, in such manner, along with such fees as may be specified.
(2) Within thirty days of receipt of an information or a complaint, the Director
(Discipline) shall decide in such manner as may be specified, whether a complaint or
information is actionable or is liable to be closed as non-actionable:
Provided that the Director (Discipline) may call for additional information from
the complainant or the informant, as the case may be, by giving fifteen days time
before deciding whether the case is actionable or non-actionable:
Provided further that the recommendations of the Director (Discipline) on
non-actionable complaint or information shall be submitted to the Board of Discipline
within sixty days of its receipt, and the Board of Discipline may, after looking into its
merits refer such complaint or information to the Director (Discipline) for conducting
further investigation.
(3) While making investigation into a case which is found to be actionable, the
Director (Discipline) shall give an opportunity to the member or the firm, as the case
may be, to submit a written statement within twenty-one days which may further be
extended by another twenty-one days, for reasons to be recorded in writing.162 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(4) Upon receipt of the written statement under sub-section (3), if any, the
Director (Discipline) shall send a copy thereof to the complainant or the informant, as
the case may be, and the complainant or the informant shall, within twenty-one days of
the receipt of such written statement, submit his rejoinder.
(5) Upon receipt of written statement under sub-section (3) and rejoinder under
sub-section (4), the Director (Discipline) shall submit a preliminary examination report
within thirty days, if a prima facie case is made out against a member or a firm, as the
case may be.
(6) In case a prima facie case is made out for any professional or other misconduct
mentioned in the First Schedule, the Director (Discipline) shall submit the preliminary
examination report to the Board of Discipline and where prima facie case is made out
for any professional or other misconduct mentioned in the Second Schedule or in both
the First Schedule and the Second Schedule, he shall submit a preliminary examination
report to the Disciplinary Committee:
Provided that a complaint or information filed by any authorised officer of the
Central Government or a State Government or any statutory authority duly supported
by an investigation report or relevant extract of the investigation report along with
supporting evidence, shall be treated as preliminary examination report:
Provided further that where no prima facie case is made out against the member
or the firm, the Director (Discipline) shall submit such information or complaint with
relevant documents to the Board of Discipline and the Board of Discipline may, if it
agrees with the findings of the Director (Discipline), close the matter or in case of
disagreement, itself proceed further or refer the matter to the Disciplinary Committee or
advise the Director (Discipline) to further investigate the matter.
(7) For the purpose of investigation under this Act, the Disciplinary Directorate
shall follow such procedure as may be specified.
(8) A complaint filed with the Disciplinary Directorate shall not be withdrawn
under any circumstances.
(9) The status of actionable information and complaints pending before the
Disciplinary Directorate, Boards of Discipline and Disciplinary Committees and the
orders passed by the Boards of Discipline under section 21A and by the Disciplinary
Committees under section 21B shall be made available in the public domain by the
Disciplinary Directorate in such manner as may be prescribed.”.
Substitution of 57. For section 21A of the principal Act, the following section shall be substituted,
section 21A.
namely:––
Board of “21A. (1) The Council shall, by notification, constitute one or more Boards of
Discipline.
Discipline, each consisting of—
(a) a person, not being a member of the Institute, with experience in law
and having knowledge of disciplinary matters and the profession, to be
nominated by the Central Government as its Presiding Officer, from out of a
panel of persons prepared and provided by the Council in such manner as may
be prescribed;
(b) one member, who is a person of eminence having experience in the field
of law, economics, business, finance or accountancy and not being a member of
the Institute, to be nominated by the Central Government from out of a panel of
persons prepared and provided by the Council in such manner as may be
prescribed;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 163
(c) one member to be nominated by the Council from out of a panel of
members of the Institute to be prepared by the Council, in such manner as
may be prescribed;
(d) an officer of the Institute not below the rank of a Deputy Secretary
shall function as the Secretary of the Board of Discipline:
Provided that the Presiding Officer nominated under clause (a) and the member
nominated under clause (b) may be the same for different Boards of Discipline
constituted under this sub-section.
(2) The Board of Discipline shall, while considering the cases placed before it,
follow such procedure including faceless proceedings and virtual hearings as may be
specified.
(3) The Board of Discipline shall, on receipt of preliminary examination report
from Director (Discipline), require the member or the firm, as the case may be, against
whom such preliminary examination report has been filed, to submit a written statement
within twenty-one days which may further be extended by another twenty-one days,
in exceptional circumstances, for reasons to be recorded in writing.
(4) The Board of Discipline shall conclude its inquiry within ninety days of the
receipt of preliminary examination report from the Director (Discipline).
(5) Upon inquiry, if the Board of Discipline finds that such member is guilty of a
professional or other misconduct mentioned in the First Schedule, it may pass an order
within thirty days of such finding, after providing an opportunity of being heard to the
member, taking any one or more of the following actions, namely:––
(a) reprimand the member and record it in the Register of members;
(b) remove the name of the member or members from the Register of
members, up to a period of six months;
(c) impose such fine as it may think fit which may extend to
two lakh rupees.
(6) Where on the basis of evidence brought on record or during the course of an
inquiry pertaining to a member, the Board of Discipline is of the opinion that any such
member who is a partner or owner of a firm, has been repeatedly found guilty of
misconduct mentioned in the First Schedule during the last five years, the following
action may also be taken against such firm, namely:––
(a) prohibit the firm from undertaking any activity or activities relating to
the profession of a cost accountant in practice for such period not exceeding
one year; or
(b) impose such fine as it may think fit, which may extend to twenty-five
lakh rupees.
(7) Where a member or a firm fails to pay the fine imposed under sub-section (5)
or sub-section (6) within such time as may be specified, the Council shall remove the
name of such member or firm from the Register of members or Register of firms, as the
case may be, for such period as it may think fit.
(8) The Presiding Officer and members of the Board of Discipline shall be paid
such allowances, as may be prescribed.”.164 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
Substitution 58. For section 21B of the principal Act, the following section shall be substituted,
of section
namely:—
21B.
Disciplinary “21B. (1) The Council shall, by notification, constitute one or more
Committee. Disciplinary Committees, each consisting of—
(a) a person, not being a member of the Institute, with experience in
the field of law, and having knowledge of disciplinary matters and the
profession, to be nominated by the Central Government as its Presiding
Officer, from out of a panel of persons prepared and provided by the
Council in such manner as may be prescribed;
(b) two members, who are persons of eminence having experience
in the field of law, economics, business, finance or accountancy and not
being a member of the Institute, to be nominated by the Central Government
from out of a panel of persons prepared and provided by the Council in
such manner as may be prescribed;
(c) two members to be nominated by the Council from out of a panel
of members of the Institute to be prepared by the Council in such manner
as may be prescribed:
Provided that the Presiding Officer nominated under clause (a) and
the members nominated under clause (b) may be the same for different
Disciplinary Committeees constituted under this sub-section.
(2) The Disciplinary Committee shall, while considering the cases placed
before it, follow such procedure including faceless proceedings and virtual
hearings as may be specified.
(3) The Disciplinary Committee shall, on receipt of preliminary examination
report from Director (Discipline), require the member or the firm, as the case may be,
against whom such preliminary examination report has been filed, to submit a written
statement within twenty-one days, which may further be extended by another
twenty-one days in exceptional circumstances, for reasons to be recorded in writing.
(4) The Disciplinary Committee shall conclude its inquiry within one
hundred and eighty days of the receipt of the preliminary examination report
from the Director (Discipline).
(5) Upon inquiry, if the Disciplinary Committee finds that a member is
guilty of a professional or other misconduct mentioned in the Second Schedule
or in both the First Schedule and the Second Schedule, it may pass an order
within thirty days of such a finding, after providing an opportunity of being
heard to the member, taking any one or more of the following actions, namely:—
(a) reprimand the member and record it in the Register of members; or
(b) remove the name of the member from the Register of members
permanently or for such period, as it may think fit; or
(c) impose such fine as it may think fit, which may extend to
ten lakh rupees.
(6) Where on the basis of evidence brought on record or during the course
of an inquiry pertaining to a member, the Disciplinary Committee is of the opinion
that any such member, who is a partner or owner of a firm has been repeatedly
found guilty of misconduct mentioned in the Second Schedule or in both the
First Schedule and the Second Schedule, during the last five years, the following
action may also be taken against such firm, namely:––SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 165
(a) prohibit the firm from undertaking any activity or activities relating
to the profession of a cost accountant in practice for such period not
exceeding two years; or
(b) suspend or cancel the registration of the firm and remove its
name from the Register of firms permanently or for such period as it may
think fit; or
(c) impose such fine as it may think fit, which may extend to fifty lakh
rupees.
(7) Where a member or a firm fails to pay the fine imposed under
sub-section (5) or sub-section (6) within the specified time, the Council shall
remove the name of such member or firm from the Register of members or Register
of firms, as the case may be, for such period, as it may think fit.
(8) The Presiding Officer and members of the Disciplinary Committee shall
be paid such allowances as may be prescribed.”.
59. In section 21C of the principal Act, the Explanation shall be omitted. Amendment
of section
21C.
60. For section 21D of the principal Act, the following section shall be substituted, Substitution of
namely:— section 21D.
‘‘21D. All complaints or any inquiry pending before the Board of Discipline or Transitional
the Disciplinary Committee or any reference or appeal filed before the Appellate provisions.
Authority or a High Court prior to the commencement of the Chartered Accountants, the
Cost and Works Accountants and the Company Secretaries (Amendment) Act, 2021,
shall continue to be governed by the provisions of this Act, as if this Act had not been
amended by the Chartered Accountants, the Cost and Works Accountants and the
Company Secretaries (Amendment) Act, 2021.”.
61. For section 22 of the principal Act, the following section shall be substituted, Substitution of
namely:— section 22.
‘22. For the purposes of this Act, the expression “professional or other Professional
misconduct” shall be deemed to include any act or omission, on the part of any or other
member of the Institute either in his individual capacity or as partner or owner of a firm misconduct
defined.
as mentioned in any of the Schedules, but nothing in this section shall be construed to
limit or abridge in any way the power conferred or duty cast on the Director (Discipline)
under sub-section (1) of section 21 to inquire into the conduct of such member or firm,
under any other circumstances.’.
62. In section 22E of the principal Act,–– Amendment
of section
(i) in sub-section (1),–– 22E.
(a) after the words “Any member of the Institute”, the words “or a firm”
shall be inserted;
(b) for the words “imposing on him”, the words “imposing on such member
or firm” shall be substituted;
(c) for the words, brackets, figures and letters “sub-section (3) of section 21A
and sub-section (3) of section 21B, may”, the words, brackets, figures and letters
“sub-section (5) or sub-section (6) of section 21A or sub-section (5) or sub-
section (6) of section 21B, as the case may be, may" shall be substituted;
(d) for the words “communicated to him”, the words “communicated to
such member or firm” shall be substituted;
(ii) in sub-section (2), for the words, brackets, figures and letters “sub-section (3)
of section 21A and sub-section (3) of section 21B”, the words, brackets, figures and
letters “sub-section (5) or sub-section (6) of section 21A or sub-section (5) or166 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
sub-section (6) of section 21B, as the case may be,” shall be substituted;
(iii) after sub-section (2), the following sub-section and Explanations shall be
inserted, namely:––
‘(3) No order or act or proceeding of the Authority shall be called in
question in any manner, on the ground merely of any defect in the constitution
of, or a casual vacancy or absence of one or two members, of the Authority.
Explanation 1.—For the purposes of this Chapter,––
(A) “member of the Institute” includes a person who was a member of the
Institute on the date of the alleged misconduct although he has ceased to be a
member of the Institute at the time of the inquiry;
(B) a “firm” registered with the Institute shall also be held liable for
misconduct of a member who was its partner or owner on the date of the alleged
misconduct, although he has ceased to be such partner or owner, at the time of
the inquiry.
Explanation 2.—No action taken under the provisions of this Chapter
shall bar a Central Government Department or a State Government or any statutory
authority or regulatory body to take action against a member or a firm registered
with the Institute under any other law for the time being in force.’.
Amendment 63. In section 24 of the principal Act,––
of section 24.
(a) for the words “one thousand rupees”, the words “one lakh rupees” shall be
substituted;
(b) for the words “five thousand rupees”, the words “five lakh rupees” shall be
substituted.
Amendment 64. In section 25 of the principal Act, in sub-section (2),––
of section 25.
(i) for the words “be punishable on first conviction with fine which may extend
to one thousand rupees”, the words “be punishable with imprisonment which may
extend to six months or with fine which shall not be less than one lakh rupees but
which may extend to five lakh rupees or with both on first conviction” shall be
substituted;
(ii) for the words “six months, or with fine which may extend to five thousand
rupees”, the words “one year, or with fine which shall not be less than two lakh rupees
but which may extend to ten lakh rupees” shall be substituted.
Amendment 65. In section 26 of the principal Act, for sub-section (2), the following sub-section
of section 26. shall be substituted, namely:—
“(2) If any company contravenes the provisions of sub-section (1), then every
director, manager, Secretary and any other officer who is knowingly a party to such
contravention shall be punished on first conviction with fine which shall not be less
than two lakh rupees but which may extend to ten lakh rupees, and on any subsequent
conviction, with fine which shall not be less than four lakh rupees but which may
extend to twenty lakh rupees.”.
Amendment 66. In section 27 of the principal Act, in sub-section (2),—
of section 27.
(a) for the words “five thousand rupees”, the words “one lakh rupees” shall be
substituted;
(b) for the words “one lakh rupees”, the words “five lakh rupees” shall be
substituted;
(c) for the words “ten thousand rupees”, the words “two lakh rupees” shall be
substituted;
(d) for the words “two lakh rupees”, the words “ten lakh rupees” shall be
substituted.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 167
67. In section 29B of the principal Act, after clause (c), the following clause shall be Amendment
inserted, namely:–– of section
29B.
“(d) to forward cases of non-compliance with various statutory and regulatory
requirements by the members of the Institute or firms noticed by it during the course of
its review, to the Disciplinary Directorate for its examination.”.
68. For section 34 of the principal Act, the following section shall be substituted, Substitution of
namely:–– section 34.
“34. The Coordination Committee constituted under section 9A of the Chartered Coordination
Accountants Act, 1949, shall be deemed to be the Coordination Committee for the Committee.
38 of 1949.
purposes of this Act.”.
69. In section 38 of the principal Act, in sub-section (2), for the word “Register”, the Amendment
words “Register of members” shall be substituted. of section 38.
70. In section 38A of the principal Act, in sub-section (2), for clauses (c) and (d), the Amendment
following clauses shall be substituted, namely:–– of section
38A.
“(c) the form and fee for filing an information or a complaint under sub-section (1),
the manner of deciding a complaint or information as actionable or non-actionable
under sub-section (2) and the procedure of investigation under sub-section (7), of
section 21;
(d) the procedure while considering the cases by the Board of Discipline
under sub-section (2) and time limit for payment of fine under sub-section (7), of
section 21A;
(da) the procedure while considering the cases by the Disciplinary Committee
under sub-section (2) and time limit for payment of fine under sub-section (7), of
section 21B;”.
71. In section 39 of the principal Act, in sub-section (2),–– Amendment
of section 39.
(i) in clauses (b), (f) and (i), for the word “Register”, the words “Register of
members” shall be substituted;
(ii) clause (h) and clause (j) shall be omitted;
(iii) in clause (p), for the words “members of”, the words “members and firms
registered with” shall be substituted;
(iv) for clause (s), the following clauses shall be substituted, namely:––
“(s) the circumstances under which certificates of practice may be cancelled
under sub-section (3) of section 6;
(sa) the guidelines for granting or refusal of certificates of practice under
clause (e) of sub-section (2) of section 15;
(sb) the manner of appointment, powers, duties, functions, salaries, fees,
allowances and other terms and conditions of service of the Secretary and other
officers and employees of the Council under clause (c) of sub-section (2) of
section 16;
(sc) the manner of preparing annual financial statement under sub-section (4)
and the annual accounts under sub-section (5) of section 18;
(sd) the manner of maintaining a Register of the members of the Institute
under sub-section (1) of section 19;
(se) the manner of making an application for grant of registration of a firm
and the terms and conditions of such registration under section 20A;
(sf) the manner of maintenance of Register of firms, and other particulars
including details of pendency of any actionable information or complaint or
imposition of any penalty against the firm under sub-section (1) and sub-section (2)
and the manner in which the annual list of firms registered with the Institute shall
be published under sub-section (3) of section 20B;
(sg) the manner of making available status of actionable information and
complaints and orders passed under sub-section (9) of section 21;168 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(sh) the manner of preparing panel of persons under clauses (a), (b) and
(c ) of sub-section (1) and the allowances payable to the Presiding Officers and
members of Boards of Discipline under sub-section (8), of section 21A;
(si) the manner of preparing panel of persons under clauses (a), (b) and
(c ) of sub-section (1) and the allowances payable to the Presiding Officers and
members of the Disciplinary Committees under sub-section (8), of section 21B;
(sj) the salaries and allowances and conditions of service of officers and
other staff of the Authority under sub-section (2) of section 22D;
(sk) the manner in which Regional Council may be constituted under
sub-section (2) of section 23 and the functions thereof;’’.
Amendment 72. In the First Schedule to the principal Act, in the heading, for the figures, brackets
of First and letter “21(3), 21A(3)”, the figures, brackets and letters “21(6), 21A (5) and (6), 21B (5)
Schedule.
and (6)” shall be substituted.
Amendment 73. In the Second Schedule to the principal Act,—
of Second
(i) in the heading, for the figures, brackets and letter “21(3), 21B (3)”, the figures,
Schedule.
brackets and letter “21(6), 21B(5) and (6)” shall be substituted;
(ii) in Part 1, in item (3), for the words “belief that he”, the words “belief that he
or his firm” shall be substituted.
CHAPTER IV
AMENDMENTS TO THE COMPANY SECRETARIES ACT,1980
Amendment 74. In the Company Secretaries Act, 1980 (hereafter in this Chapter referred to as the 56 of 1980.
of section 2.
principal Act), in section 2,—
(a) in sub-section (1),—
(i) after clause (aaa), the following clause shall be inserted, namely:—
‘(ab) “Board of Discipline” means the Board of Discipline constituted
under sub-section (1) of section 21A;’;
(ii) in clause (b), for the words and figures “Companies Act, 1956”, the 1 of 1956.
words, figures and brackets “the Companies Act, 2013 or any other previous 18 of 2013.
company law as defined in sub-section (67) of section 2 of the said Act” shall be
substituted;
(iii) after clause (d), the following clauses shall be inserted, namely:—
‘(da) “Director (Discipline)” means the Director (Discipline) referred
to in section 21 and includes Joint Director (Discipline);
(db) “Disciplinary Committee” means the Disciplinary Committee
constituted under sub-section (1) of section 21B;
(dc) “Disciplinary Directorate” means the Disciplinary Directorate
established under sub-section (1) of section 21;’;
(iv) for clause (ga), the following clause shall be substituted, namely:—
‘(ga) “notification” means a notification published in the Official
Gazette and the term “notify” shall be construed accordingly;’;
(v) for clause (j), the following clause shall be substituted, namely:—
‘(j) “Register” means the Register of members of the Institute
maintained under section 19 or the Register of firms of the Institute
maintained under section 20B, as the case may be;’;
(vi) after clause (ja), the following clause shall be inserted, namely:—
‘(jaa) “Standing Committee” means the Standing Committee
constituted under sub-section (1) of section 17;’;
(b) in sub-section (2), in clause (c), in sub-clause (vi),—
(A) the words, brackets and figures “the Capital Issues (Control) 29 of 1947.
Act, 1947” shall be omitted;SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 169
(B) for the words and figures “the Monopolies and Restrictive Trade
54 of 1969. Practices Act, 1969, the Foreign Exchange Regulation Act, 1973”, the words
46 of 1973. and figures “the Securities and Exchange Board of India Act, 1992, the
15 of 1992.
Foreign Exchange Management Act, 1999, the Competition Act, 2002” shall
42 of 1999.
12 of 2003. be substituted.
75. In section 4 of the principal Act,— Amendment
of section 4.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in sub-section (1), in clause (e), for the words “without India”, the words
“outside India” shall be substituted;
(iii) in sub-section (3),—
(a) the words ", which shall not exceed rupees three thousand” shall be
omitted;
(b) the proviso shall be omitted.
76. In section 5 of the principal Act,— Amendment
of section 5.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in sub-section (3), the words “which shall not exceed rupees five thousand,”
shall be omitted;
(iii) the proviso shall be omitted.
77. In section 6 of the principal Act, in sub-section (2),— Amendment
of section 6.
(i) the words “which shall not exceed rupees three thousand,” shall be omitted;
(ii) the proviso shall be omitted.
78. In section 8 of the principal Act,— Amendment
of section 8.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) in clause (c), after the words “undischarged insolvent”, the words
“or undischarged bankrupt” shall be inserted;
(iii) after clause (c), the following clause shall be inserted, namely:—
“(ca) is declared bankrupt under the Insolvency and Bankruptcy
31 of 2016. Code, 2016;”;
(iv) in clause (e), for the words “without India”, the words “outside India” shall
be substituted.
79. In section 9 of the principal Act,— Amendment
of section 9.
(i) in sub-section (2),—
(a) for the word “Register”, occurring at both the places, the words “Register
of members” shall be substituted;
(b) for the words “three years”, the words “four years” shall be substituted;
(c) for the words “six years”, the words “eight years” shall be substituted;170 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(ii) in sub-section (4),—
(a) for the word “person”, the words “member of the Institute or any partner
of a firm” shall be substituted;
(b) for the words “three years”, the words “four years” shall be substituted.
Amendment 80. In section 12 of the principal Act,—
of section 12.
(i) in sub-section (1), the proviso shall be omitted;
(ii) after sub-section (2), the following sub-sections shall be inserted, namely:—
“(2A) The President shall preside at the meetings of the Council.
(2B) The President and the Vice-President shall exercise such powers and
perform such duties and functions as may be prescribed.
(2C) It shall be the duty of the President to ensure that the decisions taken
by the Council are implemented. ”.
Amendment 81. In section 13 of the principal Act, in sub-section (2), for the word “Register”, the
of section 13. words “Register of members” shall be substituted.
Amendment 82. In section 15 of the principal Act, in sub–section (2),—
of section 15.
(i) in clause (c), for the word “Register”, the words “Register of members” shall
be substituted;
(ii) after clause (e), the following clause shall be inserted, namely:—
“(ea) the granting or refusal, of registration of a firm;”;
(iii) after clause (j), the following clauses shall be inserted, namely:—
“(ja) to issue guidelines for the purpose of carrying out the objects of this
Act;
(jb) to conduct investor education and awareness programmes;
(jc) to enter into any memorandum or arrangement with the prior approval
of the Central Government, with any agency of any foreign country, for the
purpose of performing its functions under this Act;”.
Amendment 83. In section 15A of the principal Act,—
of section
15A. (i) after clause (c), the following clause shall be inserted, namely:—
“(ca) the maintenance and publication of a Register of firms;”;
(ii) in clause (e), for the words “Register and the restoration to the Register of
names”, the words “Register of members and firms and the restoration of names to the
Register of members and firms” shall be substituted.
Amendment 84. In section 16 of the principal Act,—
of section 16.
(i) for sub-section (1), the following sub-section shall be substituted, namely:—
“(1) For the efficient performance of its duties, the Council shall appoint—
(a) a Secretary who will carry out administrative functions of the
Institute, as its Chief Executive Officer;
(b) a Director (Discipline) and Joint Directors (Discipline) not below
the rank of Deputy Secretary of the Institute, to perform such functions as
are assigned to them under this Act and the rules and regulations framed
thereunder:SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 171
Provided that no appointment or re-appointment or termination of
appointment of Director (Discipline) or Joint Director (Discipline) shall
have effect unless such appointment, re-appointment or termination of
appointment is made with the previous approval of the Central
Government.”;
(ii) in sub-section (2), for clause (c), the following clause shall be substituted,
namely:—
“(c) prescribe the manner of appointment, powers, duties and functions of
the Secretary and other officers and employees, their salaries, fees, allowances
and other terms and conditions of service;”.
85. In section 18 of the principal Act, for sub-section (5), the following sub-section Amendment
shall be substituted, namely:– of section 18.
“(5) The annual accounts of the Council shall be prepared in such manner as
may be prescribed and subject to audit by a firm of chartered accountants to be
appointed annually by the Council from the panel of auditors maintained by the
Comptroller and Auditor-General of India:
Provided that a firm shall not be eligible for appointment as an auditor under this
sub-section, if any of its partner is or has been a member of the Council during the last
four years:
Provided further that, in the event it is brought to the notice of the Council that the
accounts of the Council do not represent a true and fair view of its finances, then, the
Council may itself cause a special audit to be conducted:
Provided also that, if such information, that the accounts of the Council do not
represent a true and fair view of its finances, is sent to the Council by the Central
Government, then, the Council may, wherever appropriate cause a special audit or take
such other action as it considers necessary and shall furnish an action taken report
thereon to the Central Government.”.
86. In section 19 of the principal Act,— Amendment
of section 19.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;
(ii) for sub-section (1), the following sub-section shall be substituted, namely:—
“(1) The Council shall maintain a Register of members of the Institute in
such manner as may be prescribed.”;
(iii) in sub-section (2), after clause (c), the following clause shall be inserted,
namely:—
“(ca) whether any actionable information or complaint is pending or any
penalty has been imposed against him under Chapter V, including details thereof,
if any;”;
(iv) in sub-section (4),—
(a) the words “, which shall not exceed rupees five thousand” shall be
omitted;
(b) the proviso shall be omitted.
87. In section 20 of the principal Act,— Amendment
of section 20.
(i) for the word “Register”, wherever it occurs, the words “Register of members”
shall be substituted;172 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(ii) in sub-section (3),—
(a) the words “, which shall not exceed rupees two thousand” shall be
omitted;
(b) the proviso shall be omitted.
Insertion of 88. After Chapter IV of the principal Act, the following Chapter shall be inserted,
new Chapter
namely:—
IVA.
“CHAPTER IVA
REGISTRATION AND REGISTER OF FIRMS
Registration 20A. Every firm shall be registered with the Institute on an application made to
of firms. the Council, by any partner or owner of a firm, in such manner and subject to such
terms and conditions as may be prescribed:
Provided that the Council may refuse to register a firm if the name of such firm is
identical or similar to the name of any other firm already registered or the name is in use
by any firm within or outside India or in the opinion of the Council, registration of the
firm is undesirable.
Register of 20B. (1) The Council shall maintain, in such manner as may be prescribed, a
firms. Register of firms.
(2) The Register of firms shall include such particulars about the firm, including
details of pendency of any actionable information or complaint or imposition of any
penalty against it under Chapter V, in such form and at such intervals, as may be
prescribed.
(3) The Council shall cause to be published in such manner as may be prescribed,
a list of firms registered with the Institute as on the 1st day of April of each year or at
any such interval as may be decided by the Council, and shall make available the list to
such persons, in such form and on payment of such amount as may be prescribed.
Removal 20C. The Council shall remove from the Register of firms the name of any
from Register firm —
of firms.
(a) which is dissolved or liquidated; or
(b) from which a request has been received to that effect; or
(c) is declared insolvent or bankrupt under the Insolvency and Bankruptcy
Code, 2016 and remains undischarged; or 31 of 2016.
(d) which has been debarred from undertaking any activity or activities
relating to the profession of a company secretary in practice under any law for
the time being in force or by any competent court; or
(e) in respect of which an order for removal has been passed under this
Act.
Review before 20D. (1) Any firm aggrieved by the decision for refusal of registration may apply
Council. for review before the Council within one month from the date of such refusal.
(2) The Council may, after considering the review application, confirm or set
aside the decision so taken or pass such order as it may consider appropriate.”.
Substitution of 89. For section 21 of the principal Act, the following section shall be substituted,
section 21.
namely:—
Disciplinary “21. (1) The Council shall, by notification, establish a Disciplinary Directorate
Directorate.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 173
consisting of a Director (Discipline), at least two Joint Directors (Discipline) not below
the rank of Deputy Secretary of the Institute and such other employees appointed
under section 16, for making investigations either suo motu, or on receipt of an
information or a complaint in such form, along with such fees as may be specified.
(2) Within thirty days of receipt of an information or a complaint, the Director
(Discipline) shall decide in such manner as may be specified, whether a complaint or
information is actionable or is liable to be closed as non-actionable:
Provided that the Director (Discipline) may call for additional information from
the complainant or the informant, as the case may be, by giving fifteen days time
before deciding whether the case is actionable or non-actionable:
Provided further that the recommendations of the Director (Discipline) on
non-actionable complaint or information shall be submitted to the Board of Discipline
within sixty days of its receipt and the Board of Discipline may, after looking into its
merits, refer such complaint or information to the Director (Discipline) for conducting
further investigation.
(3) While making investigation into a case which is found to be actionable, the
Director (Discipline) shall give an opportunity to the member or the firm, as the case
may be, to submit a written statement within twenty-one days which may further be
extended by another twenty-one days, for reasons to be recorded in writting.
(4) Upon receipt of the written statement under sub-section (3), if any, the
Director (Discipline) shall send a copy thereof to the complainant or the informant, as
the case may be, and the complainant or the informant, shall within twenty-one days of
the receipt of such written statement, submit his rejoinder.
(5) Upon receipt of written statement under sub-section (3) and rejoinder under
sub-section (4), the Director (Discipline) shall submit a preliminary examination report
within thirty days, if a prima facie case is made out against a member or a firm, as the
case may be.
(6) In case a prima facie case is made out for any professional or other misconduct
mentioned in the First Schedule, the Director (Discipline) shall submit the preliminary
examination report to the Board of Discipline and where prima facie case is made out
for any professional or other misconduct mentioned in the Second Schedule or in both
the First Schedule and the Second Schedule, he shall submit a preliminary examination
report to the Disciplinary Committee:
Provided that a complaint or information filed by any authorised officer of the
Central Government or a State Government or any statutory authority duly supported
by an investigation report or relevant extract of the investigation report along with
supporting evidence, shall be treated as preliminary examination report:
Provided further that where no prima facie case is made out against the member
or the firm, the Director (Discipline) shall submit such information or complaint with
relevant documents to the Board of Discipline and the Board of Discipline may, if it
agrees with the findings of the Director (Discipline), close the matter or in case of
disagreement, may itself proceed further or refer the matter to the Disciplinary Committee
or advise the Director (Discipline) to further investigate the matter.
(7) For the purpose of investigation under this Act, the Disciplinary Directorate
shall follow such procedure as may be specified.
(8) A complaint filed with the Disciplinary Directorate shall not be withdrawn
under any circumstances.174 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(9) The status of actionable information and complaints pending before the
Disciplinary Directorate, Boards of Discipline and Disciplinary Committees and the
orders passed by the Boards of Discipline under section 21A and by the Disciplinary
Committees under section 21B shall be made available in the public domain by the
Disciplinary Directorate in such manner as may be prescribed.”.
Substitution of 90. For section 21A of the principal Act, the following section shall be substituted,
section 21A. namely:—
Board of “21A. (1) The Council shall, by notification, constitute one or more Boards of
Discipline. Discipline, each consisting of—
(a) a person not being a member of the Institute, with experience in law and
having knowledge of disciplinary matters and the profession, to be nominated
by the Central Government as its Presiding Officer, from out of a panel of persons
prepared and provided by the Council, in such manner as may be prescribed;
(b) one member, who is a person of eminence having experience in the
field of law, economics, business, finance or accountancy and not being a member
of the Institute, to be nominated by the Central Government from out of a panel
of persons prepared and provided by the Council, in such manner as may be
prescribed;
(c) one member to be nominated by the Council from out of a panel of
members of the Institute to be prepared by the Council, in such manner as may
be prescribed;
(d) an officer of the Institute not below the rank of a Deputy Secretary
shall function as the Secretary of the Board of Discipline:
Provided that the Presiding Officer nominated under clause (a) and the
member nominated under clause (b) may be the same for different Boards of
Discipline constituted under this sub-section.
(2) The Board of Discipline shall, while considering the cases placed before it,
follow such procedure including faceless proceedings and virtual hearings as may be
specified.
(3) The Board of Discipline shall, on receipt of preliminary examination report
from Director (Discipline), require the member or the firm, as the case may be, against
whom such preliminary examination report has been filed, to submit a written statement
within twenty-one days which may further be extended by another twenty-one days,
in exceptional circumstances, for reasons to be recorded in writing.
(4) The Board of Discipline shall conclude its inquiry within ninety days of the
receipt of preliminary examination report from the Director (Discipline).
(5) Upon inquiry, if the Board of Discipline finds that such member is guilty of a
professional or other misconduct mentioned in the First Schedule, it may pass an order
within thirty days of such finding, after providing an opportunity of being heard to the
member, taking any one or more of the following actions, namely:—
(a) reprimand the member and record it in the Register of members;
(b) remove the name of the member or members from the Register of
members, up to a period of six months;
(c) impose such fine as it may think fit which may extend to
two lakh rupees.
(6) where on the basis of evidence brought on record or during the course of an
inquiry pertaining to a member, the Board of Discipline is of the opinion that any suchSEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 175
member who is a partner or owner of a firm, has been repeatedly found guilty of
misconduct under the First Schedule during the last five years, the following action
may also be taken against such firm, namely:—
(a) prohibit the firm from undertaking any activity or activities relating to
the profession of a company secretary in practice for such period not exceeding
one year; or
(b) impose such fine as it may think fit, which may extend to
twenty-five lakh rupees.
(7) Where a member fails to pay the fine imposed under sub-section (5) or
sub-section (6) within such time as may be specified, the Council shall remove the
name of such member or firm from the Register of members or Register of firms, as the
case may be, for such period as it may think fit.
(8) The Presiding Officer and members of the Board of Discipline shall be paid
such allowances as may be prescribed.”.
91. For section 21B of the principal Act, the following section shall be substituted, Substitution of
namely:— section 21B.
“21B. (1) The Council shall, by notification, constitute one or more Disciplinary Discipilinary
Committees, each consisting of— Committee.
(a) a person, not being a member of the Institute, with experience in the
field of law and having knowledge of disciplinary matters and the profession, to
be nominated by the Central Government as its Presiding Officer, from out of a
panel of persons prepared and provided by the Council in such manner as may
be prescribed;
(b) two members, who are persons of eminence having experience in the
field of law, economics, business, finance or accountancy and not being a member
of the Institute, to be nominated by the Central Government from out of a panel
of persons prepared and provided by the Council in such manner as may be
prescribed;
(c) two members to be nominated by the Council from out of a panel of
members of the Institute to be prepared by the Council in such manner as may be
prescribed:
Provided that the Presiding Officer nominated under clause (a) and the
members nominated under clause (b) may be the same for different Disciplinary
Committees constituted under this sub-section.
(2) The Disciplinary Committees shall, while considering the cases placed before
it, follow such procedure including faceless proceedings and virtual hearings as may
be specified.
(3) The Disciplinary Committee shall, on receipt of preliminary examination report
from Director (Discipline), require the member or the firm, as the case may be, against
whom such preliminary examination report has been filed, to submit a written statement
within twenty-one days which may further be extended by another twenty-one days,
in exceptional circumstances, for reasons to be recorded in writing.
(4) The Disciplinary Committee shall conclude its inquiry within one hundred
and eighty days of receipt of the preliminary examination report from the Director
(Discipline).176 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
(5) Upon inquiry, if the Disciplinary Committee finds that a member is guilty of
a professional or other misconduct mentioned in the Second Schedule or in both the
First Schedule and the Second Schedule, it may pass an order within thirty days of
such a finding, after providing an opportunity of being heard to the member, taking
any one or more of the following actions, namely:—
(a) reprimand the member and record it in the Register of members; or
(b) remove the name of the member from the Register of members
permanently or for such period, as it may think fit; or
(c) impose such fine as it may think fit, which may extend to
ten lakh rupees.
(6) Where on the basis of evidence brought on record or during the course of an
inquiry pertaining to a member, the Disciplinary Committee is of the opinion that any
member, who is a partner or owner of a firm, has been repeatedly found guilty of
misconduct mentioned in the Second Schedule or in both the First Schedule and the
Second Schedule during the last five years, the following action may also be taken
against such firm, namely:—
(a) prohibit the firm from undertaking any activity or activities relating to
the profession of a Company Secretary in practice for such period not exceeding
two years; or
(b) suspend or cancel the registration of the firm and remove its name from
the Register of firms permanently or for such period as it may think fit; or
(c) impose such fine as it may think fit, which may extend to
fifty lakh rupees.
(7) Where a member or a firm fails to pay the fine imposed under
sub-section (5) or sub-section (6) within such time as may be specified, the Council
shall remove the name of such member or firm from the Register of members or Register
of firms, as the case may be, for such period, as it may think fit.
(8) The Presiding Officer and members of the Disciplinary Committee shall be
paid such allowances as may be prescribed.”.
Amendment 92. In section 21C of the principal Act, the Explanation shall be omitted.
of
section 21C.
Substitution of 93. For section 21D of the principal Act, the following section shall be substituted,
section 21D.
namely:—
Transitional “21D. All complaints or any inquiry pending before the Board of Discipline or
provisions.
the Disciplinary Committee or any reference or appeal filed before the Appellate
Authority or a High Court prior to the commencement of the Chartered Accountants,
the Cost and Works Accountants and the Company Secretaries (Amendment)
Act, 2021, shall continue to be governed by the provisions of this Act, as if this Act
had not been amended by the Chartered Accountants, the Cost and Works Accountants
and the Company Secretaries (Amendment) Act, 2021.”.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 177
94. For section 22 of the principal Act, the following section shall be substituted, Substitution of
namely:— section 22.
‘22. For the purposes of this Act, the expression “professional or other Professional
misconduct” shall be deemed to include any act or omission, on the part of any or other
misconduct
member of the Institute either in his individual capacity or as partner or owner of a firm
defined.
as mentioned in any of the Schedules, but nothing in this section shall be construed to
limit or abridge in any way the power conferred or duty cast on the Director (Discipline)
under sub-section (1) of section 21 to inquire into the conduct of such member or firm,
under any other circumstances.’.
95. In section 22E of the principal Act,— Amendment of
section 22E.
(i) in sub-section (1),—
(a) after the words “Any member of the Institute”, the words “or a firm”
shall be inserted;
(b) for the words “imposing on him”, the words “imposing on such member
or firm” shall be substituted;
(c) for the words, brackets, figures and letters “sub-section (3) of
section 21A and sub-section (3) of section 21B, may”, the words, brackets,
figures and letters “sub-section (5) or sub-section (6) of section 21A or
sub-section (5) or sub-section (6) of section 21B, as the case may be, may” shall
be substituted;
(d) for the words “communicated to him”, the words “communicated to
such member or firm” shall be substituted;
(ii) in sub-section (2), for the words, brackets, figures and letters “sub-section (3)
of section 21A and sub-section (3) of section 21B”, the words, brackets, figures and
letters “sub-section (5) or sub-section (6) of section 21A or sub-section (5) or
sub-section (6) of section 21B,” shall be substituted;
(iii) after sub-section (2), the following sub-section and Explanations shall be
inserted, namely:—
‘(3) No order or act or proceeding of the Authority shall be called in
question in any manner, on the ground merely of any defect in the constitution
of, or a casual vacancy or absence of one or two members, of the Authority.
Explanation 1.—For the purposes of this Chapter,—
(A) “member of the Institute” includes a person who was a member
of the Institute on the date of the alleged misconduct although he has
ceased to be a member of the Institute at the time of the inquiry;
(B) a “firm” registered with the Institute shall also be held liable for
misconduct of a member who was its partner or owner on the date of the
alleged misconduct, although he has ceased to be such partner or owner,
at the time of the inquiry.
Explanation 2.— No action taken under the provisions of this Chapter
shall bar a Central Government Department or a State Government or any statutory
authority or regulatory body to take action against a member or a firm registered
with the Institute under any other law for the time being in force.’.
96. In section 24 of the principal Act,— Amendment of
section 24.
(a) for the words “one thousand rupees”, the words “one lakh rupees” shall be
substituted;
(b) for the words “five thousand rupees”, the words “five lakh rupees” shall be
substituted.
97. In section 25 of the principal Act, in sub-section (2),— Amendment of
section 25.
(i) for the words “be punishable on first conviction with fine which may extend178 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
to one thousand rupees”, the words “be punishable with imprisonment which may
extend to six months or with fine which shall not be less than one lakh rupees but
which may extend to five lakh rupees or with both on first conviction” shall be
substituted;
(ii) for the words “six months, or with fine which may extend to five thousand
rupees”, the words “one year, or with fine which shall not be less than two lakh rupees
but which may extend to ten lakh rupees” shall be substituted.
Amendment of 98. In section 26 of the principal Act, for sub-section (2), the following sub-section
section 26. shall be substituted, namely:—
“(2) If any company contravenes the provisions of sub-section (1), then every
director, manager, Secretary and any other officer who is knowingly a party to such
contravention shall be punished on first conviction with fine which shall not be less
than two lakh rupees but which may extend to ten lakh rupees, and on any subsequent
conviction with fine which shall not be less than four lakh rupees but which may
extend to twenty lakh rupees.”.
Amendment of 99. In section 27 of the principal Act, in sub-section (2),—
section 27.
(a) for the words “five thousand rupees”, the words “one lakh rupees” shall be
substituted;
(b) for the words “one lakh rupees”, the words “five lakh rupees” shall be
substituted;
(c) for the words “ten thousand rupees”, the words “two lakh rupees” shall be
substituted;
(d) for the words “two lakh rupees”, the words “ten lakh rupees” shall be
substituted.
Amendment of 100. In section 29B of the principal Act, after clause (c), the following clause shall be
section 29B. inserted, namely:—
“(d) to forward cases of non-compliance with various statutory and regulatory
requirements by the members of the Institute or firms, noticed by it during the course
of its review, to the Disciplinary Directorate for its examination.”.
Substitution of 101. For section 34 of the principal Act, the following section shall be substituted,
section 34. namely:—
Coordination “34. The Coordination Committee constituted under section 9A of the Chartered
Committee. Accountants Act, 1949, shall be deemed to be the Coordination Committee for the 38 of 1949.
purposes of this Act.”.
Amendment of 102. In section 38 of the principal Act, in sub-section (2), for the word “Register”, the
section 38. words “Register of members” shall be substituted.
Amendment of 103. In section 38A of the principal Act, in sub-section (2), for clauses (c) and (d), the
section 38A. following clauses shall be substituted, namely:—
“(c) the form, manner and fee for filing an information or a complaint under
sub-section (1), the manner of deciding a complaint or information as actionable or
non-actionable under sub-section (2) and the procedure of investigation under
sub-section (7), of section 21;
(d) the procedure while considering the cases by the Boards of Discipline under
sub-section (2) and time limit for payment of fine under sub-section (7), of
section 21A;
(da) the procedure while considering the cases by the Disciplinary Committees
under sub-section (2) and time-limit for payment of fine under sub-section (7), of
section 21B;”.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 179
104. In section 39 of the principal Act, in sub-section (2),— Amendment of
section 39.
(i) for the word “Register”, occurring at both the places, the words “Register of
members” shall be substituted;
(ii) after clause (f), the following clauses shall be inserted, namely:—
“(fa) the circumstances under which certificates of practice may be
cancelled under sub-section (3) of section 6;
(fb) the powers, duties and functions of the President and the Vice-President
of the Council under sub-section (2B) of section 12;”;
(iii) after clause (h), the following clause shall be inserted, namely:—
“(ha) guidelines for granting or refusal of certificates of practice under
clause (e) of sub-section (2) of section 15;”;
(iv) after clause (k), the following clause shall be inserted, namely:—
“(ka) the manner of appointment, powers, duties, functions, salaries, fees,
allowances and other terms and conditions of service of the Secretary and other
officers and employees of the Council under clause (c) of sub-section (2) of
section 16;”;
(v) after clause (m), the following clause shall be inserted, namely:—
“(ma) the maintenance of accounts under sub-section (3), the manner of
preparing annual financial statement under sub-section (4) and the manner of
preparing the annual accounts of the Council under sub-section (5), of
section 18;’’;
(vi) for clause (p), the following clauses shall be substituted, namely:—
“(p) the manner of making an application for grant of registration of a firm
and the terms and conditions of such registration under section 20A;
(pa) the manner of maintenance of Register of firms, and other particulars
including details of pendency of any actionable information or complaint or
imposition of any penalty against the firm under sub-section (1) and
sub-section (2), and the manner in which the annual list of firms registered with
the Institute shall be published under sub-section (3), of section 20B;
(pb) the manner of making available status of actionable information and
complaints and orders passed under sub-section (9) of section 21;
(pc) the manner of preparing panel of persons under clauses (a), (b)
and (c) of sub-section (1) and the allowances payable to the Presiding Officers
and members of the Boards of Discipline under sub-section (8), of section 21A;
(pd) the manner of preparing panel of persons under clauses (a), (b) and
(c) of sub-section (1) and the allowances payable to the Presiding Officers and
members of the Disciplinary Committees under sub-section (8) of
section 21B;
(pe) the salaries and allowances and conditions of service of officers and
staff of the Authority under sub-section (2) of section 22D;’’.
105. In the First Schedule to the principal Act, in the heading, for the figures, Amendment of
brackets and letter “21(3), 21A(3)”, the figures, brackets and letters “21(6), 21A(5) and First Schedule.
(6), 21B (5) and (6)” shall be substituted.
106. In the Second Schedule to the principal Act,— Amendment
of Second
(i) in the heading, for the figures, brackets and letter “21(3), 21B(3)”, the
Schedule.
figures, brackets and letter “21(6), 21B (5) and (6)” shall be substituted;
(ii) in Part I, in item (3), for the words “belief that he”, the words “belief that
he or his firm” shall be substituted.180 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—
STATEMENT OF OBJECTS AND REASONS
The Chartered Accountants Act, 1949, the Cost and Works Accountants Act, 1959 and
the Company Secretaries Act, 1980 (hereinafter referred to as the Acts), were enacted to make
provision for the regulation of the profession of the chartered accountants, cost accountants
and company secretaries, respectively. On account of changes in the economic and corporate
environment in the country, it has become necessary to amend the Acts. Further, recent
corporate events have put the profession of chartered accountancy under a considerable
scrutiny.
2. The amendments to the Acts are based on the recommendations of a High Level
Committee constituted by the Ministry of Corporate Affairs, inter alia, to examine the existing
provisions in the Acts and the rules and regulations made thereunder, for dealing with the
cases of misconduct in the three Professional Institutes, namely, the Institute of Chartered
Accountants of India, the Institute of Cost Accountants of India and the Institute of Company
Secretaries of India and with a view to strengthening the existing mechanism and ensure
speedy disposal of the disciplinary cases.
3. The Chartered Accountants, the Cost and Works Accountants and the Company
Secretaries (Amendment) Bill, 2021 proposes to further amend The Chartered Accountants
Act, 1949, the Cost and Works Accountants Act, 1959 and the Company Secretaries
Act, 1980, inter alia, to—
(i) strengthen the disciplinary mechanism by augmenting the capacity of the
Disciplinary Directorate to deal with the complaints and information and providing
time bound disposal of the cases by specifying the time limits for speedy disposal of
the cases against members of the Institutes;
(ii) address conflict of interest between the administrative and disciplinary arms
of the Institute;
(iii) provide for a separate chapter on registration of firms with the respective
Institutes and include firms under the purview of the disciplinary mechanism;
(iv) enhance accountability and transparency by providing for audit of accounts
of the Institutes by a firm of chartered accountants to be appointed annually by the
Council from the panel of auditors maintained by the Comptroller and Auditor-General
of India;
(v) provide for autonomy to the Council of the respective Institutes to fix various
fees.
4. The Bill seeks to achieve the above objectives.
NIRMALA SITHARAMAN.
NEW DELHI;
The 11th December, 2021.SEC. 2] THE GAZETTE OF INDIA EXTRAORDINARY 181
FINANCIAL MEMORANDUM
The Bill does not involve any expenditure, recurring or non-recurring, from the
Consolidated Fund of India.
MEMORANDUM REGARDING DELEGATED LEGISLATION
Clause 34 of the Bill empowers the Central Government to make rules to provide for the
form and fee for filing an information or a complaint before the Disciplinary Directorate, the
manner of decision of the complaint or information as actionable or non-actionable by the
Director (Discipline), procedure of investigation by the Disciplinary Directorate and procedure
while considering the cases by the Board of Discipline and the Disciplinary Committee and
time limit for payment of fine imposed by such Boards or Committees.
2. Clause 35 of the Bill empowers the Council of the Institute of Chartered Accountants
of India to make regulations for the qualifications of a member of the Institute, circumstances
under which certificates of practice may be cancelled, guidelines for granting or refusal of
certificates of practice, manner of appointment, powers, duties, functions, salaries, fees,
allowances and other terms and conditions of service of the Secretary and other officers and
employees of the Council, manner of preparing annual accounts of the Council, manner
of maintaining a Register of members of the Institute, manner in which annual list of members
registered with the Institute shall be published, manner of making an application for grant of
registration of a firm and the terms and conditions of such registration, manner of maintenance
of Register of firms, manner in which the annual list of firms registered with the Institute shall
be published, allowances payable to the Presiding Officers and members of the Boards of
Discipline and Disciplinary Committees, manner of making available status of actionable
information and complaints and penalties imposed by the Boards of Discipline, the Disciplinary
Committees and the Appellate Authority, manner of preparing panel of persons for nomination
to such Boards and Committees.
3. Clause 70 of the Bill empowers the Central Government to make rules to provide for
the form and fee for filing an information or a complaint before the Desciplinary Directorate,
manner of deciding a complaint or information as actionable or non-actionable by Director
(Discipline), procedure of investigation by the Disciplinary Directorate, procedure while
considering the cases by the Boards of Discipline and the Disciplinary Committees and the
time limit for payment of fine imposed by such Boards or Committees.
4. Clause 71 of the Bill empowers the Council of the Institute of the Cost Accountants
of India to make regulations for prescribing the circumstances under which certificates of
practice may be cancelled, guidelines for granting or refusal of certificates of practice, manner
of appointment, powers, duties, functions, salaries, fees, allowances and other terms and
conditions of service of the Secretary and other officers and employees of the Council,
manner of preparing the annual accounts of the Council, manner of maintaining a Register of
members of the Institute, manner of making an application for grant of registration of a firm
and the terms and conditions of such registration, manner of maintenance of Register of
firms, manner in which the annual list of firms registered with the Institute shall be published,
manner of making available status of actionable information and complaints and penalties
imposed by the Boards of Discipline, the Disciplinary Committees and the Appellate Authority,
manner of preparing panel of persons for nomination to the Boards of Discipline and
Disciplinary Committees and allowances payable to the Presiding Officers and members of
such Boards and Committees.
5. Clause 103 of the Bill empowers the Central Government to make rules to provide for
the form and fee for filing an information or a complaint before the Discliplinary Directorate,
manner of decision of the complaint or information as actionable or non-actionable by the
Director (Discipline), procedure of investigation by the Disciplinary Directorate and procedure
while considering the cases by the Boards of Discipline and the Disciplinary Committees and
time limit for payment of fine imposed by such Boards or Committees.182 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—SEC. 2]
6. Clause 104 of the Bill empowers the Council of the Institute of the Company
Secretaries of India to make regulations for prescribing the circumstances under which
certificates of practice may be cancelled, powers, duties and functions of the President and
the Vice-President of the Council, guidelines for granting or refusal of certificates of practice,
manner of appointment, powers, duties, functions, salaries, fees, allowances and other terms
and conditions of service of the Secretary and other officers and employees of the Council,
manner of preparing the annual accounts of the Council, manner of making an application for
grant of registration of a firm and the terms and conditions of such registration, manner of
maintenance of Register of firms, manner in which the annual list of firms registered with the
Institute shall be published, manner of making available status of actionable information and
complaints and penalties imposed by the Boards of Discipline, the Disciplinary Committees
and the Appellate Authority, the manner of preparing panel of persons for nomination to the
Boards of Discipline and Disciplinary Committees and the allowances payable to the Presiding
Officers and members of such Boards and Committees.
7. The matters in respect of which rules and regulations may be made are matters of
procedure and administrative detail and it is not practicable to provide for them in the Bill
itself. The delegation of legislative powers is, therefore, of a normal character.
————
UTPAL KUMAR SINGH
Secretary General
UPLOADED BY THE MANAGER, GOVERNMENT OF INDIA PRESS, MINTO ROAD, NEW DELHI–110002
AND PUBLISHED BY THE CONTROLLER OF PUBLICATIONS, DELHI–110054.
MGIPMRND—1677GI—05-01-2022.