**Executive Summary**
This DGS Circular No. 15 of 2022, issued on August 1, 2022, concerns the collection of data from Indian and foreign ships visiting Indian ports for the Ballast Water Convention experience-building phase. It requires Indian ships to complete data related to ballast water management on each arrival and departure from any port worldwide and foreign ships to complete the same on each arrival and departure from Indian ports. Non-compliance may lead to delays due to Port State Interventions.
**Key Points / Main Content**
* **Background and Motivation:**
* The International Convention for the Control and Management of Ships' Ballast Water and Sediments, 2004 (BWM Convention) came into force on September 8, 2017.
* India is yet to ratify the Convention but requires Indian ships plying internationally to comply with it to prevent detentions.
* The Marine Environment Protection Committee (MEPC) is monitoring and improving the BWM Convention through an experience-building phase.
* The Directorate has received requests for dispensation from using Ballast Water Management Systems (BWMS) due to mechanical and electrical problems.
* Discussions are ongoing at IMO regarding challenging water quality in ports and amendments to the Ballast Water record book.
* India has actively participated in the MEPC Committee of IMO.
* **Data Collection Requirement:**
* Data must be collected from Indian and foreign ships visiting Indian ports to identify and raise concerns regarding the Ballast Water Convention at IMO.
* **Reporting Procedure:**
* Indian ships must digitally assess the Swacch Sagar Portal and complete ballast water data on each arrival and departure from any port.
* Data can be completed once in 15 days.
* Foreign ships must complete the same at each arrival and departure from Indian ports.
* Non-completion may delay the ship due to Port State Interventions.
* A user manual for uploading data is attached.
* **Effectiveness:**
* This order is effective from the date of issue (August 1, 2022).
**Impact Analysis**
**Stakeholder: Indian Ships**
* **Impact:** Required to assess the Swacch Sagar Portal digitally and complete ballast water management data on each arrival and departure from all ports.
* **Action Required:** Assess the Swacch Sagar Portal digitally and complete ballast water management data on each arrival and departure from all ports.
**Stakeholder: Foreign Ships**
* **Impact:** Required to complete ballast water management data on each arrival and departure from Indian ports.
* **Action Required:** Complete ballast water management data on each arrival and departure from Indian ports.
**Stakeholder: Port State Control**
* **Impact:** Responsible for ensuring compliance, potentially leading to interventions and delays for non-compliant vessels.
* **Action Required:** Monitor and enforce the data collection requirements for both Indian and foreign ships.
Key Entities Referenced
International Convention for the Control and Management of Ships Ballast Water and Sediments, 2004 (BWM Convention): International treaty addressing ballast water management to prevent the spread of invasive aquatic species by ships.
Directorate General of Shipping (DGS): The regulatory body issuing the circular, responsible for maritime affairs in India.
Marine Environment Protection Committee (MEPC): Committee of the IMO dealing with issues related to prevention and control of pollution from ships.
Swachh Sagar Portal: Online portal used by ships to complete and submit ballast water data, as required by the circular.
Indian Ports: Ports in India where Indian and foreign ships need to collect and submit Ballast Water Convention data.
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File No: 13-37/1/2020-ENGG - DGS (C.N 3547) oate :01.08.2022
DGS Gircular No. iS of 2022
Subject : Collection of Data from tn4ian Ships and Foreiqn Ships Visatins lndia. p.rtr frt
Ballast Water Gonvention Experaence Buitdinq phase
Whereas the lnternational Convention for the Control and Management of Ships Ballast Water
and Sediments, 2004 (BWM Convention) entered into force globally ong Septem ber 2OIt.
2 Whereas lndia is still to ratify the Convention, however the lndian Ships plyinginternationally are
required to comply with the same to prevent detentions in accordance with the "No Favorable
Treatment" clause of all IMO Conventions.
J Whereas the Marine Environment Protection Committee (MEPC), at its seventy-first session
adopted resolution MEPC.290 (7L), establishing the experience-building phase associated with the
BWM Convention, to allow the Marine Environment Protection Committee to monitor and
improve the lnternational Convention for the Control and Management of Ships' Ballast Water
and Sediments, 2004.
4 Noting that in last few years, since the implementation of the Convention the Directorate has
received a number of request from lndian Owners for dispensation from using Ballast Water
Management System due to mechanical and electrical problems faced during operation of the
equipment.
5 Noting further serious discussions being undertaken at IMO Marine Environmental protection
Committee related to ports with challenging water quality, amendments in Ballast Water record
book and issues related to interpretation of various Regulationsof the BWM Convention.
6 Also noting that lndia has taken an active participation in the MEpC Committee of IMO with
submission of at-least 3 papers at last T8thsession related to ballast waterrecord book, ports with
challenging water quality, storage of sewage in ballast watertanks and experience building phase.
7 Taking all the above into consideration, it has been decided that data shall be collected from
lndian ships and foreign ships visiting lndian ports in order identify and raise further concerns in
relation to the Ballast Water Convention at lMO.
8 All lndian ships are required to assess Swacch Sagar Portal digitally and complete the data related
to Ballast Water and its management on each arrival and departure from any poit worldwide
including lndian Ports.
9 The data can be completed once in 15 days. All foreign ships are required to complete the same at
each arrival and departure from lndian ports. Non completion may delay the ship due to port State
lnterventions.
l0 The user manualfor uploading the data is attached to this Circular.
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This is issued with the approval of Director General of Shipping & Additional Secretary to the Govt.
of lndia.
12. This order comes into effect from date of issue.
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All stakeholders through DGS Website
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User Manuat
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27.O7.2022Accessing the Ballast Water Management System
The Ballast Water Reporting Form is accessible through a link on the login page of Swachh i*qar
pqrlEl, as highlighted below.
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Ballast Water Reporting Form
On selecting the above-mentioned option from the landing page, the user is redirected to the
Ballast Water Reporting Form on arrival.
The user can submit details of the first 3 sections in the reporting form.
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Login to view the submitted form
1. ln the login form, enter the email address used to fill the arrival reporting formFile No.13-3711I,2020-ENGG - DGS
2. An Otp will be sent to the same email address.
3. Enter the received OTP into the login form and select the Ballast Water Management option
to login.
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OTP mailer
OTP mailer will be sent to the ship's email id (as mentioned in the arrival reporting formListing Screen on Login
The below screen is accessible to the users once they login using the mail id mentioned in lhe
arrival reporting form.
The form records are listed by the ship name, the port for which the form was filled, and the
date on which it was submitted.
The edit action button for each record helps the user to fill the Pre-Departure details of the
same form.
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Pre-Departure Reporting Form
The first 3 sections are prefilled with the details submitted on arrival.
The last section allows submission of the pre-departure information.
The pre departure form is to be filled up for the reason of bypassing the BWMS e.g specific
equipment failure, system design limitation, challenging water quality (hieh TSS, Turbidity)Prefilled Sections
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