Commencement of SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2026

PR No.70/2026 Commencement of SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2026

1. SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2026 (“Settlement Regulations, 2026”) has been notified on 08.10.2026. Settlement Regulations, 2026 shall come into force on 07.11.2026. These regulations can be

accessed here:

https://www.sebi.gov.in/legal/regulations/oct-2026/securities-and-exchange-board- of-india-settlement-of-administrative-and-civil-proceedings-regulations- 2026_105126.html

2. For ease of understanding and filing of settlement applications, -

(i) FAQs on Settlement Regulations, 2026 have been placed on the SEBI website www. sebi.gov.in which can be accessed here:

https://www.sebi.gov.in/sebi_data/faqfiles/nov-2026/1793959419974.pdf

(ii) A facility to help the applicants to calculate settlement amount has been

provided on the SEBI website which can be accessed here:

https://www.sebi.gov.in/set-cal-v2/set-cal.html

(iii) Online settlement application form has been provided on SEBI website which

can be accessed here:

https://siportal.sebi.gov.in/intermediary/settlementApplication.html

(iv) A Help desk has been set up, framework for which can be accessed here:

Page 1 of 2https://www.sebi.gov.in/sebi_data/faqfiles/jun-2026/1782726476068.pdf

(v) An explainer video about how to use facility to calculate settlement amount has been provided on SEBI website which can be accessed here.

https://www.sebi.gov.in/set-cal-v2/set-cal.html

3. Eligible persons may apply for settlement in accordance with Settlement Regulations, 2026.

Mumbai November 06, 2026 Page 2 of 2