**Policy Summary:**
This notification, issued by the Securities and Exchange Board of India (SEBI) on January 1, 2016, announces the establishment of a Local Office of the Board at Jammu. This action is taken under the authority of subsection 4 of section 3 of the Securities and Exchange Board of India Act, 1992 (15 of 1992). The Jammu Local Office will operate under the administrative control of SEBI's Northern Regional Office in New Delhi. Its responsibilities include regulatory oversight of investor protection, facilitating the resolution of investor grievances, promoting financial and investor education, and performing other functions as assigned. The office's jurisdiction extends to the entire State of Jammu & Kashmir. The notification number is SEBILADNROGN201516028.
Key Entities Referenced
Securities and Exchange Board of India: Regulatory body that established a Local Office in Jammu.
Securities and Exchange Board of India Act, 1992: Act under which the Securities and Exchange Board of India derives its power to establish local offices.
Mumbai: City where the Securities and Exchange Board of India notification was issued.
Jammu: City where the Securities and Exchange Board of India established its Local Office.
New Delhi: Location of the Northern Regional Office that administratively controls the Local Office in Jammu.
State of Jammu Kashmir: Territorial jurisdiction of the Local Office established in Jammu.
U. K. Sinha: Chairman of Securities and Exchange Board of India.
Northern Regional Office: Regional office of Securities and Exchange Board of India located in New Delhi
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[िव:ापन /4/असा./69 जेड बी/304]
69 GI/2016 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III —SEC. 4
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION
Mumbai, the 1st January, 2016
NOTIFICATION
Notification regarding establishment of Local Office of the Board at Jammu
No. SEBI/LAD-NRO/GN/2015-16/028.—In exercise of the powers conferred by
sub-section (4) of section 3 of the Securities and Exchange Board of India Act, 1992 (15 of
1992), the Board has established its Local Office at Jammu under the administrative control
of its Northern Regional Office at New Delhi. The Local Office so established shall look
after the regulatory aspects of investor protection, facilitating redressal of investor
grievances, financial and investor education and such other functions as may be assigned
from time to time, and its role and responsibility shall extend to the areas falling under the
territorial jurisdiction of the State of Jammu & Kashmir.
U. K. SINHA, Chairman
[ADVT. III/4/Exty./69ZB/304]
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