Home India Securities and Exchange Board of India In exercise of the powers conferred under section 30 of the ...
Date: 2016-11-30 Category: Extra Ordinary State: Union Government Country: India

In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India

Issued by Securities and Exchange Board of India · Not Applicable

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Executive Summary & Key Takeaways

Executive Summary: This document contains the Securities and Exchange Board of India (SEBI) Issue of Capital and Disclosure Requirements Fourth Amendment Regulations, 2016. It was published by authority on Wednesday, November 30, 2016. The regulations further amend the Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Regulations, 2009. Key Points / Main Content: * **Regulation Title:** Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Fourth Amendment Regulations, 2016. * **Effective Date:** The regulations come into force on the date of their publication in the Official Gazette. * **Amendment to Regulations, 2009:** * In regulation 42, in subregulation 4, after clause (g), a proviso is inserted. * **Proviso:** In the event of undersubscription in the employee reservation portion, the unsubscribed portion may be allotted on a proportionate basis, for a value in excess of two lakhs rupees, subject to the total allotment to an employee not exceeding five lakhs rupees. Impact Analysis: **Issuers of Capital and Disclosures:** * Impact: Must comply with the amended regulations regarding the allotment of unsubscribed portions in employee reservation. * Action Required: Implement the new proviso in regulation 42(4)(g) concerning undersubscription in employee reservation portions. **Employees:** * Impact: Potential for increased allotment of shares in the event of undersubscription, up to a value of five lakhs rupees. * Action Required: Understand the revised terms for allotment of unsubscribed shares in the employee reservation portion. **Securities and Exchange Board of India (SEBI):** * Impact: Enforcement and oversight of the amended regulations. * Action Required: Ensure compliance with the new regulations through monitoring and enforcement activities.

Key Entities Referenced

Securities and Exchange Board of India: Regulatory body in India for securities market Securities and Exchange Board of India Act, 1992: Act of the Parliament of India to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Regulations, 2009: Regulations pertaining to the issue of capital and disclosure requirements as specified by the Securities and Exchange Board of India Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Fourth Amendment Regulations, 2016: Amendment to the Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Regulations Official Gazette: A public journal U. K. Sinha: Chairman of Securities and Exchange Board of India Mumbai, Maharashtra: City in Maharashtra, location of SEBI Securities and Exchange Board of India Substantial Acquisition of Shares and Takeovers Regulations, 2011: Regulations by SEBI related to substantial acquisition of shares and takeovers.
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jftLVªh laö Mhö ,yö&33004@99 REGD. NO. D. L.-33004/99 vlk/kj.k EXTRAORDINARY Hkkx III—[k.M 4 PART III—Section 4 izkf/dkj ls izdkf'kr PUBLISHED BY AUTHORITY la- 440] ubZ fnYyh] cq/okj] uoEcj 30] 2016@vxzgk;.k 9] 1938 No. 440] NEW DELHI, WEDNESDAY, NOVEMBER 30, 2016/AGRAHAYANA 9, 1938 भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) अिधसचू ना मु(cid:7013)बई, 29 नव(cid:7013)बर, 2016 भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981)(पजूँ ी का िनगम(cid:6981) न और (cid:7079)कटीकरण अप(cid:6979)े ाए)ँ (चौथा सशं ोधन) िविनयम, 2016 स.ं सबे ी/ एल. ए. डी. - एन.आर. ओ./ जी. एन./ 2016-17/ 017.—बोड,(cid:6981) भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) अिधिनयम, 1992 (1992 का 15) क(cid:7409) धारा 30 के अधीन (cid:7079)द(cid:7275) शि(cid:7334)य(cid:7298) का (cid:7079)योग करत े(cid:7263)ए एत(cid:7375)ारा भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ िविनयम, 2009 का और संशोधन करन े के िलए िन(cid:7388)िलिखत िविनयम बनाता ह,ै अथात(cid:6981) ्:- 1.(cid:32) इन िविनयम(cid:7298) को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (चौथा संशोधन) िविनयम, 2016 कहा जा सकेगा । 2.(cid:32) वे राजप(cid:7074) म(cid:7286) उनके (cid:7079)काशन क(cid:7409) तारीख को (cid:7079)वृ(cid:7275) ह(cid:7298)गे । 3.(cid:32) भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981)(पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ िविनयम, 2009 म (cid:7286):- (I)(cid:32) िविनयम 42 म,(cid:7286) उप-िविनयम (4) म,(cid:7286) खंड (छ) के प(cid:7391)ात्, िन(cid:7388)िलिखत परंतकु अंत:(cid:7021)थािपत (cid:7408)कया जाएगा, - "परंत ु यह (cid:7408)क य(cid:7408)द कम(cid:6981)चारी के िलए आरि(cid:6979)त भाग (ए(cid:7013)पलॉई (cid:7407)रजव(cid:7287)शन पोश(cid:6981)न) म (cid:7286) अ(cid:7016)प-अिभदान (अंडर- सि(cid:7011)(cid:7021)(cid:7059)(cid:7009)शन) हो जाता ह,ै तो ऐस ेम (cid:7286)जो भाग अिभद(cid:7275) न (cid:7263)आ हो उस भाग का आबंटन आनुपाितक आधार पर, दो लाख (cid:7271)पय े से अिधक के िलए, (cid:7408)कया जा सकेगा, बशत (cid:7287) (cid:7408)क एक कम(cid:6981)चारी को (cid:7408)कया जान े वाला कुल आबंटन पाँच लाख (cid:7271)पय ेस ेअिधक का न हो ।" यू. के. िस(cid:7008)हा, अ(cid:7007)य(cid:6979) [िव(cid:6980)ापन III/4/असा./329/16] 5527 GI/2016 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] पाद (cid:7407)ट(cid:7009)पण : 1.(cid:32) भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ िविनयम, 2009, स.ं एलएडी- एनआरओ/जीएन/2009-10/15/174471, (cid:7367)ारा 26 अग(cid:7021)त 2009 को भारत के राजप(cid:7074) म (cid:7286)(cid:7079)कािशत (cid:7263)ए थ े। 2.(cid:32) भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981)(पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ िविनयम, 2009 त(cid:7004)प(cid:7391)ात ्:- (1)(cid:32) 11 (cid:7408)दस(cid:7013)बर 2009 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2009, सं. एलएडी-एनआरओ/जीएन/2009-10/23/186926, (cid:7367)ारा (2)(cid:32) 1 जनवरी 2010 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2010, सं. एलएडी-एनआरओ/जीएन/2009-2010/25/189240, (cid:7367)ारा (3)(cid:32) 8 जनवरी 2010 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (दसू रा संशोधन) िविनयम, 2010, स.ं एल.ए.डी.-एनआरओ/जीएन/2009-10/26/190146, (cid:7367)ारा (4)(cid:32) 13 अ(cid:7079)ैल 2010 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (तीसरा संशोधन) िविनयम, 2010, स.ं एलएडी-एनआरओ/जी.एन./2010-11/03/1104, (cid:7367)ारा (5)(cid:32) 12 नव(cid:7013)बर 2010 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (चौथा संशोधन) िविनयम, 2010, स.ं एलएडी-एनआरओ/जीएन/2010-11/19/26456, (cid:7367)ारा (6)(cid:32) 29 अ(cid:7079)ैल 2011 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2011, फा. स.ं एल.ए.डी.-एन.आर.ओ./जीएन/2011-12/05/13907, (cid:7367)ारा (7)(cid:32) 23 िसत(cid:7013)बर 2011 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) (शेयर(cid:7298) का पया(cid:6981)(cid:7385) अज(cid:6981)न और अिध(cid:7061)हण) िविनयम, 2011, सं. एल.ए.डी.-एन.आर.ओ./जी.एन./2011-12/24/30181, (cid:7367)ारा (8)(cid:32) 23 िसत(cid:7013)बर 2011 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (दसू रा संशोधन) िविनयम, 2011, फा. स.ंएल.ए.डी.-एन.आर.ओ./जी.एन./2011-12/25/30309, (cid:7367)ारा (9)(cid:32) 30 जनवरी 2012 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2012, सं. एल.ए.डी.-एन.आर.ओ./जी.एन./2011-12/34/2499, (cid:7367)ारा (10)(cid:32) 7 फरवरी 2012 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (दसू रा संशोधन) िविनयम, 2012, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2011-12/35/3186, (cid:7367)ारा (11)(cid:32) 21 मई 2012 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) [आनुकि(cid:7016)पक िविनधान (िनवेश) िनिधया]ँ िविनयम, 2012, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2012-13/04/11262, (cid:7367)ारा (12)(cid:32) 24 अग(cid:7021)त 2012 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (तीसरा संशोधन) िविनयम, 2012, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2012-13/12/18951, (cid:7367)ारा (13)(cid:32) 12 अ(cid:7334)ूबर 2012 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (चौथा संशोधन) िविनयम, 2012, स.ं एलएडी-एनआरओ/जीएन/2012-13/18/5391, (cid:7367)ारा (14)(cid:32) 27 फरवरी 2013 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2013, सं. एल.ए.डी.-एन.आर.ओ./जी.एन./2012-13/32/4947, (cid:7367)ारा¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3 (15)(cid:32) 26 अग(cid:7021)त 2013 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (दसू रा संशोधन) िविनयम, 2013, स.ं एल.ए.डी.-एन.आर.ओ./जी-एन/2013-2014/19/6422, (cid:7367)ारा (16)(cid:32) 8 अ(cid:7334)ूबर 2013 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) {सं(cid:7021)थागत (cid:7390)ापा(cid:7407)रक ((cid:7069)े(cid:7410)डग) (cid:7009)लेटफाम(cid:6981) पर िविन(cid:7416)द(cid:7397) (cid:7079)ितभिू तय(cid:7298) क(cid:7409) सूचीब(cid:7373)ता} िविनयम, 2013, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2013- 14/28/6720, (cid:7367)ारा (17)(cid:32) 7 जनवरी 2014 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) [िवदशे ी पोट(cid:6981)फोिलयो िविनधानकता (cid:6981) (िनवेशक)] िविनयम, 2014, सं. एल.ए.डी.एन.आर.ओ./जी.एन./2013-14/36/12, (cid:7367)ारा (18)(cid:32) 4 फरवरी 2014 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2014, सं. एल.ए.डी.-एन.आर.ओ./जी.एन./2013-14/44/226, (cid:7367)ारा (19)(cid:32) 23 मई 2014 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (फ(cid:7409)स का संदाय) (संशोधन) िविनयम, 2014, स.ं एल.ए.डी-एन.आर.ओ./जी.एन./2014-15/ 03/1089, (cid:7367)ारा (20)(cid:32) 25 अग(cid:7021)त 2014 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (दसू रा संशोधन) िविनयम, 2014, स.ं एल.ए.डी/एन.आर.ओ./जी.एन./2014-15/06/1372, (cid:7367)ारा (21)(cid:32) 24 माच(cid:6981) 2015 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2015, सं. एल.ए.डी-एन.आर.ओ./जी.एन./2014-15/24/538, (cid:7367)ारा (22)(cid:32) 5 मई 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (दसू रा संशोधन) िविनयम, 2015, स.ं सेबी-एन.आर.ओ./ओ.आई.ए.ई./जी.एन./2015-16/003, (cid:7367)ारा (23)(cid:32) 11 अग(cid:7021)त 2015 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (तीसरा संशोधन) िविनयम, 2015, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015-2016/007, (cid:7367)ारा (24)(cid:32) 14 अग(cid:7021)त 2015 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (चौथा संशोधन) िविनयम, 2015, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन/2015-16/008, (cid:7367)ारा (25)(cid:32) 14 अग(cid:7021)त 2015 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनग(cid:6981)मन और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (पाँचवाँ संशोधन) िविनयम, 2015, स.ं सेबी/एल.ए.डी.एन.आर.ओ./जी.एन./2015-16/012, (cid:7367)ारा (26)(cid:32) 2 िसत(cid:7013)बर 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981)[सूचीब(cid:7373)ता (िल(cid:7410)(cid:7021)टग) बा(cid:7007)यताएँ और (cid:7079)कटीकरण अपे(cid:6979)ाए]ँ िविनयम, 2015 स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015-16/013, (cid:7367)ारा (27)(cid:32) 10 िसत(cid:7013)बर 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (छठा संशोधन) िविनयम, 2015, स.ं सेबी/एल.ए.डी.-एनआरओ/जी.एन./2015-16/018, (cid:7367)ारा (28)(cid:32) 27 अ(cid:7334)ूबर 2015 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (सातवा ँसंशोधन) िविनयम, 2015, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015-16/025, (cid:7367)ारा (29)(cid:32) 21 जनवरी 2016 को भारतीय (cid:7079)ितभूित और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (संशोधन) िविनयम, 2016, सं. सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015-16/031, (cid:7367)ारा4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] (30)(cid:32) 17 फरवरी 2016 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981) (पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (दसू रा संशोधन) िविनयम, 2016, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015-16/036, (cid:7367)ारा (31)(cid:32) 25 मई 2016 को भारतीय (cid:7079)ितभिू त और िविनमय बोड (cid:6981)(पूँजी का िनगम(cid:6981) न और (cid:7079)कटीकरण अपे(cid:6979)ाए)ँ (तीसरा संशोधन) िविनयम, 2016, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2016-17/003, (cid:7367)ारा सशं ोिधत (cid:7263)ए थ।े SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 29th November, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/017.—In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009, namely:- 1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2016. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 :- (I) In regulation 42, in sub-regulation (4), after clause (g), the following proviso shall be inserted,- “Provided that in the event of under-subscription in the employee reservation portion, the unsubscribed portion may be allotted on a proportionate basis, for a value in excess of two lakhs rupees, subject to the total allotment to an employee not exceeding five lakhs rupees.” U. K. SINHA, Chairman [ADVT.-III/4/Exty./329/16] Footnote: 1. The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 were published in the Gazette of India on 26th August, 2009 vide No. LAD-NRO/GN/2009- 10/15/174471. 2. The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 were subsequently amended on:- (1)(cid:32) 11th December, 2009 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2009 vide No. LAD-NRO/GN/2009- 10/23/186926. (2)(cid:32) 1st January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2009- 2010/25/189240. (3)(cid:32) 8th January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2010 vide No. LADNRO/GN/2009- 10/26/190146. (4)(cid:32) 13th April, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2010 vide No. LADNRO/GN/2010-11/03/1104. (5)(cid:32) 12th November, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2010 vide No. LADNRO/GN/2010- 11/19/26456. (6)(cid:32) 29th April, 2011 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2011 vide F. No. LADNRO/GN/2011-12/05/13907.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 5 (7)(cid:32) 23rd September, 2011 by Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 vide No. LAD-NRO/GN/2011-12/24/30181. (8)(cid:32) 23rd September, 2011 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2011 vide F. No. LADNRO/GN/2011- 12/25/30309. (9)(cid:32) 30th January, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2011-12/34/2499. (10)(cid:32) 7th February, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2011- 12/35/3186. (11)(cid:32) 21st May, 2012 by Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 vide No. LAD-NRO/GN/2012-13/04/11262. (12)(cid:32) 24th August, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2012 vide No. LADNRO/GN/2012- 13/12/18951. (13)(cid:32) 12th October, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2012 vide No. LADNRO/GN/2012- 13/18/5391. (14)(cid:32) 27th February, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2012-13/32/4947. (15)(cid:32) 26th August, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Second Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013- 14/19/6422. (16)(cid:32) 8th October, 2013 by Securities and Exchange Board of India (Listing of Specified Securities on Institutional Trading Platform) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/28/6720. (17)(cid:32) 7th January, 2014 by Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/36/12. (18)(cid:32) 4th February, 2014 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/44/226. (19)(cid:32) 23rd May, 2014 by Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/03/1089. (20)(cid:32) 25th August, 2014 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014- 15/06/1372. (21)(cid:32) 24th March 2015 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2015 vide No. LAD-NRO/GN/2014-15/24/538. (22)(cid:32) 5th of May, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2015 vide No. SEBI-NRO/OIAE/GN/2015-16/003. (23)(cid:32) 11th of August, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/007. (24)(cid:32) 14th of August, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/008. (25)(cid:32) 14th of August, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/012. (26)(cid:32) 02nd of September, 2015 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015- 16/013.6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] (27)(cid:32) 10th of September, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Sixth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/18. (28)(cid:32) 27th of October, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Seventh Amendment) Regulations, 2015 vide No. SEBI/ LAD-NRO/GN/2015-16/025. (29)(cid:32) 21st of January, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2015-16/031. (30)(cid:32) 17th of February, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2015-16/036. (31)(cid:32) 25th of May, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2016-17/003. Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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