Home India Securities and Exchange Board of India In exercise of the powers conferred under section 30 of the ...
Date: 2017-07-31 Category: Extra Ordinary State: Union Government Country: India

In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Ac

Issued by Securities and Exchange Board of India · Not Applicable

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Executive Summary & Key Takeaways

Executive Summary: This document contains the Securities and Exchange Board of India (SEBI) Issue of Capital and Disclosure Requirements Third Amendment Regulations, 2017. It amends the 2009 regulations regarding capital issuance and disclosure requirements. These regulations come into force on the date of their publication in the Official Gazette and apply to red herring prospectuses registered with the Registrar of Companies on or after this date. Key Points / Main Content: * **General Information** * These regulations are called the Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Third Amendment Regulations, 2017. * The regulations are issued under Section 30 of the Securities and Exchange Board of India Act, 1992. * The regulations come into force on the date of their publication in the Official Gazette. * **Applicability** * These regulations are applicable to red herring prospectuses registered with the Registrar of Companies, on or after the date of coming into force of these regulations. * **Amendments to the 2009 Regulations** * In regulation 37, in the proviso, in clause b, after the word and symbol "category I" and before the words "or a", the words and symbols "or category II" shall be inserted. Impact Analysis: * **Registrar of Companies** * Impact: Registration process for red herring prospectuses is subject to the amended regulations. * Action Required: Ensure compliance with the new regulations for prospectuses registered on or after the effective date. * **Issuers of Capital** * Impact: Must comply with the amended disclosure requirements when issuing capital. * Action Required: Review and update disclosure practices to incorporate the changes, particularly regarding category II inclusions in regulation 37. * **Securities and Exchange Board of India (SEBI)** * Impact: Responsible for enforcing the updated regulations. * Action Required: Monitor compliance and provide guidance on the implementation of the amended regulations.

Key Entities Referenced

Securities and Exchange Board of India (SEBI): Regulatory body for securities market in India, responsible for framing regulations and guidelines. Securities and Exchange Board of India Act, 1992: The governing law that establishes the powers and functions of the Securities and Exchange Board of India. Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Regulations, 2009: Regulations pertaining to the issuance of capital and disclosure requirements for companies in India. Securities and Exchange Board of India Issue of Capital and Disclosure Requirements Third Amendment Regulations, 2017: The specific amendment to the 2009 regulations being enacted in this notification. Mumbai, Maharashtra: The city and state where the Securities and Exchange Board of India is located and where the notification was issued. Official Gazette: The official government publication where the regulations are published. Registrar of Companies: A government agency responsible for the registration of companies. AJAY TYAGI: Chairman of the Securities and Exchange Board of India (SEBI) at the time of the notification.
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L.-33004/99 vlk/kj.k EXTRAORDINARY Hkkx III—[k.M 4 PART III—Section 4 izkf/dkj ls izdkf'kr PUBLISHED BY AUTHORITY la- 304] ubZ fnYyh] lkseokj] tqykbZ 31] 2017@ Jko.k 9] 1939 No. 304] NEW DELHI, MONDAY, JULY 31, 2017/SRAVANA 9, 1939 भारतीय (cid:7079)ितभिू त और िविनमय बोडर् अिधसूचना मुम्बई, 31 जुलाई, 2017 भारतीय (cid:7079)ितभिू त और िविनमय बोडर् (पूँजी का िनगमर् न और (cid:7079)कटीकरण अपक्षे ाएँ) (तीसरा सशं ोधन) िविनयम, 2017 सं. सेबी/ एल. ए. डी. - एन.आर. ओ./ जी. एन./ 2017-18/ 014.—बोडर्, भारतीय (cid:7079)ितभूित और िविनमय बोडर् अिधिनयम, 1992 (1992 का 15) की धारा 30 के अधीन (cid:7079)द(cid:7275) शि(cid:7334)य(cid:7298) का (cid:7079)योग करते हुए एत(cid:7375)ारा भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) िविनयम, 2009 का और संशोधन करने के िलए िन(cid:7388)िलिखत िविनयम बनाता ह,ै अथार्त् :- 1. इन िविनयम(cid:7298) को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (तीसरा संशोधन) िविनयम, 2017 कहा जा सकेगा । 2. वे राजप(cid:7074) म(cid:7286) उनके (cid:7079)काशन की तारीख को (cid:7079)वृ(cid:7275) ह(cid:7298)गे । 3. ये िविनयम, इन िविनयम(cid:7298) के (cid:7079)वृ(cid:7275) (लागू) होने की तारीख को या उसके प(cid:7391)ात् कंपनी रिजस्(cid:7069)ार के पास रिजस्(cid:7069)ीकृत (cid:7079)ारंिभक (रैड ह(cid:7411)ै रंग) (cid:7079)ॉस्पेक्टस(cid:7298) के (cid:7079)ित लागू ह(cid:7298)गे । 4. भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) िविनयम, 2009 म(cid:7286), िविनयम 37 म(cid:7286), परंतुक म(cid:7286), खंड (ख) म(cid:7286), शब्द और िचह्न "(cid:7079)वगर् I" के प(cid:7391)ात् तथा शब्द(cid:7298) "की आनुकिल्पक िविनधान" से पूवर्, शब्द और िचह्न "अथवा (cid:7079)वगर् II" अंत:स्थािपत िकए जाएँगे । अजय त्यागी, अध्यक्ष 4620 GI/2017 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] पाद िटप्पण : 1. भारतीय (cid:7079)ितभूित और िविनमय बोड र् (पूँजी का िनगमर् न और (cid:7079)कटीकरण अपेक्षाएँ) िविनयम, 2009, सं. एलएडी-एनआरओ/जीएन/2009-10/15/174471, 26 अगस्त 2009 को भारत के राजप(cid:7074) म(cid:7286) (cid:7079)कािशत हुए थे । 2. भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) िविनयम, 2009 तत्प(cid:7391)ात् :— (1) 11 िदसम्बर 2009 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (संशोधन) िविनयम, 2009, स.ं एलएडी-एनआरओ/जीएन/2009-10/23/186926, (cid:7367)ारा (2) 1 जनवरी 2010 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगमर् न और (cid:7079)कटीकरण अपेक्षाएँ) (सशं ोधन) िविनयम, 2010, स.ं एलएडी-एनआरओ/जीएन/2009-2010/25/189240, (cid:7367)ारा (3) 8 जनवरी 2010 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगमर् न और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2010, सं. एल.ए.डी.-एनआरओ/जीएन/2009- 10/26/190146, (cid:7367)ारा (4) 13 अ(cid:7079)ैल 2010 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगमर् न और (cid:7079)कटीकरण अपेक्षाएँ) (तीसरा संशोधन) िविनयम, 2010, स.ं एलएडी-एनआरओ/जी.एन./2010-11/03/1104, (cid:7367)ारा (5) 12 नवम्बर 2010 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (चौथा संशोधन) िविनयम, 2010, स.ं एलएडी-एनआरओ/जीएन/2010-11/19/26456, (cid:7367)ारा (6) 29 अ(cid:7079)ैल 2011 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगमर् न और (cid:7079)कटीकरण अपेक्षाएँ) (संशोधन) िविनयम, 2011, फा. स.ं एल.ए.डी.-एन.आर.ओ./जीएन/2011-12/05/13907, (cid:7367)ारा (7) 23 िसतम्बर 2011 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (शेयर(cid:7298) का पयार्(cid:7385) अजर्न और अिध(cid:7061)हण) िविनयम, 2011, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2011-12/24/30181, (cid:7367)ारा (8) 23 िसतम्बर 2011 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2011, फा. स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2011- 12/25/30309, (cid:7367)ारा (9) 30 जनवरी 2012 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (सशं ोधन) िविनयम, 2012, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2011-12/34/2499, (cid:7367)ारा¹Hkkx IIIμ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3 (10) 7 फरवरी 2012 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2012, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2011- 12/35/3186, (cid:7367)ारा (11) 21 मई 2012 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् [आनुकिल्पक िविनधान (िनवेश) िनिधयाँ] िविनयम, 2012, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2012-13/04/11262, (cid:7367)ारा (12) 24 अगस्त 2012 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (तीसरा संशोधन) िविनयम, 2012, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2012- 13/12/18951, (cid:7367)ारा (13) 12 अ(cid:7334)ूबर 2012 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (चौथा संशोधन) िविनयम, 2012, सं. एलएडी-एनआरओ/जीएन/2012-13/18/5391, (cid:7367)ारा (14) 27 फरवरी 2013 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (सशं ोधन) िविनयम, 2013, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2012-13/32/4947, (cid:7367)ारा (15) 26 अगस्त 2013 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2013, स.ं एल.ए.डी.-एन.आर.ओ./जी-एन/2013- 2014/19/6422, (cid:7367)ारा (16) 8 अ(cid:7334)ूबर 2013 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् {संस्थागत (cid:7390)ापािरक ((cid:7069)ेिडंग) प्लेटफामर् पर िविन(cid:7416)द(cid:7397)र् (cid:7079)ितभूितय(cid:7298) की सूचीब(cid:7373)ता} िविनयम, 2013, स.ं एल.ए.डी.- एन.आर.ओ./जी.एन./2013-14/28/6720, (cid:7367)ारा (17) 7 जनवरी 2014 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् [िवदशे ी पोटर्फोिलयो िविनधानकतार् (िनवेशक)] िविनयम, 2014, स.ं एल.ए.डी.एन.आर.ओ./जी.एन./2013-14/36/12, (cid:7367)ारा (18) 4 फरवरी 2014 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (संशोधन) िविनयम, 2014, स.ं एल.ए.डी.-एन.आर.ओ./जी.एन./2013-14/44/226, (cid:7367)ारा (19) 23 मई 2014 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (फीस का संदाय) (संशोधन) िविनयम, 2014, स.ं एल.ए.डी-एन.आर.ओ./जी.एन./2014-15/ 03/1089, (cid:7367)ारा (20) 25 अगस्त 2014 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2014, स.ं एल.ए.डी/एन.आर.ओ./जी.एन./2014- 15/06/1372, (cid:7367)ारा (21) 24 माचर् 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (संशोधन) िविनयम, 2015, स.ं एल.ए.डी-एन.आर.ओ./जी.एन./2014-15/24/538, (cid:7367)ारा4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] (22) 5 मई 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2015, स.ं सेबी-एन.आर.ओ./ओ.आई.ए.ई./जी.एन./2015-16/003, (cid:7367)ारा (23) 11 अगस्त 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (तीसरा संशोधन) िविनयम, 2015, सं. सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015- 2016/007, (cid:7367)ारा (24) 14 अगस्त 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (चौथा संशोधन) िविनयम, 2015, सं. सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन/2015- 16/008, (cid:7367)ारा (25) 14 अगस्त 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (पाँचवाँ संशोधन) िविनयम, 2015, स.ं सेबी/एल.ए.डी.एन.आर.ओ./जी.एन./2015- 16/012, (cid:7367)ारा (26) 2 िसतम्बर 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् [सूचीब(cid:7373)ता (िलिस्टंग) बाध्यताएँ और (cid:7079)कटीकरण अपेक्षाएँ] िविनयम, 2015 स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015-16/013, (cid:7367)ारा (27) 10 िसतम्बर 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (छठा संशोधन) िविनयम, 2015, स.ं सबे ी/एल.ए.डी.-एनआरओ/जी.एन./2015-16/018, (cid:7367)ारा (28) 27 अ(cid:7334)ूबर 2015 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (सातवाँ संशोधन) िविनयम, 2015, सं. सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015- 16/025, (cid:7367)ारा (29) 21 जनवरी 2016 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (संशोधन) िविनयम, 2016, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015-16/031, (cid:7367)ारा (30) 17 फरवरी 2016 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2016, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2015- 16/036, (cid:7367)ारा (31) 25 मई 2016 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (तीसरा संशोधन) िविनयम, 2016, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2016-17/003, (cid:7367)ारा (32) 30 नवम्बर 2016 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (चौथा संशोधन) िविनयम, 2016, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2016- 17/017, (cid:7367)ारा¹Hkkx IIIμ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 5 (33) 15 फरवरी 2017 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (संशोधन) िविनयम, 2017, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2016-17/030, (cid:7367)ारा (34) 6 माचर्, 2017 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (फीस का भुगतान और भुगतान का माध्यम) (संशोधन) िविनयम, 2017, अिधसूचना स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2016-17/037 (तारीख 29 माचर्, 2017 की अिधसूचना स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2016-17/038 के साथ पिठत), (cid:7367)ारा (35) 31 मई 2017 को भारतीय (cid:7079)ितभूित और िविनमय बोडर् (पूँजी का िनगर्मन और (cid:7079)कटीकरण अपेक्षाएँ) (दसू रा संशोधन) िविनयम, 2017, स.ं सेबी/एल.ए.डी.-एन.आर.ओ./जी.एन./2017-18/006, (cid:7367)ारा संशोिधत हुए थे । SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 31st July, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA(ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2017 No. SEBI/LAD-NRO/GN/2017-18/014.— In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009, namely:— 1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2017. 2. They shall come into force on the date of their publication in the Official Gazette. 3. These regulations shall be applicable to red herring prospectuses registered with the Registrar of Companies, on or after the date of coming into force of these regulations. 4. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009, in regulation 37, in the proviso, in clause (b), after the word and symbol “category I” and before the words “or a”, the words and symbols “or category II” shall be inserted. AJAY TYAGI, Chairman Footnote: 1. The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 were published in the Gazette of India on 26th August, 2009 vide No. LAD-NRO/GN/2009- 10/15/174471. 2. The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 were subsequently amended on:-6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] (1) 11th December, 2009 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2009 vide No. LAD-NRO/GN/2009- 10/23/186926. (2) 1st January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2009- 2010/25/189240. (3) 8th January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2010 vide No. LADNRO/GN/2009- 10/26/190146. (4) 13th April, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2010 vide No. LADNRO/GN/2010-11/03/1104. (5) 12th November, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2010 vide No. LADNRO/GN/2010-11/19/26456. (6) 29th April, 2011 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2011 vide F. No. LADNRO/GN/2011-12/05/13907. (7) 23rd September, 2011 by Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 vide No. LAD-NRO/GN/2011-12/24/30181. (8) 23rd September, 2011 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2011 vide F. No. LADNRO/GN/2011- 12/25/30309. (9) 30th January, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2011-12/34/2499. (10) 7th February, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2011-12/35/3186. (11) 21st May, 2012 by Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 vide No. LAD-NRO/GN/2012-13/04/11262. (12) 24th August, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2012 vide No. LADNRO/GN/2012-13/12/18951. (13) 12th October, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2012 vide No. LADNRO/GN/2012-13/18/5391. (14) 27th February, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2012-13/32/4947. (15) 26th August, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Second Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/19/6422. (16) 8th October, 2013 by Securities and Exchange Board of India (Listing of Specified Securities on Institutional Trading Platform) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/28/6720. (17) 7th January, 2014 by Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/36/12. (18) 4th February, 2014 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/44/226. (19) 23rd May, 2014 by Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/03/1089. (20) 25th August, 2014 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/06/1372. (21) 24th March 2015 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2015 vide No. LAD-NRO/GN/2014-15/24/538.¹Hkkx IIIμ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 7 (22) 5th of May, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2015 vide No. SEBI-NRO/OIAE/GN/2015-16/003. (23) 11th of August, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/007. (24) 14th of August, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/008. (25) 14th of August, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/012. (26) 02nd of September, 2015 by Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015- 16/013. (27) 10th of September, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Sixth Amendment) Regulations, 2015 vide No. SEBI/LAD-NRO/GN/2015-16/18. (28) 27th of October, 2015 by SEBI (Issue of Capital and Disclosure Requirements) (Seventh Amendment) Regulations, 2015 vide No. SEBI/ LAD-NRO/GN/2015-16/025. (29) 21stof January, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2015-16/031. (30) 17thof February, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2015-16/036. (31) 25thof May, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2016-17/003. (32) 30thof November, 2016 by SEBI (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2016 vide No. SEBI/ LAD-NRO/GN/2016-17/017. (33) 15th of February, 2017 by SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2017 vide No. SEBI/LAD/NRO/GN/2016-17/030. (34) 6th of March, 2017 by SEBI (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017 vide No. SEBI/LAD/NRO/GN/2016-17/037 read with notification dated 29th of March, 2017 vide No. SEBI/LAD/NRO/GN/2016-17/38. (35) 31st of May, 2017 by SEBI (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2017 vide No. SEBI/LAD/NRO/GN/2017-18/06. Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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