**Summary:**
On November 20, 2014, the Securities and Exchange Board of India (SEBI) issued Notification No. LADNROGN201415171788, formally establishing a Local Office in Shimla. This action is taken under the authority granted by subsection 4 of section 3 of the Securities and Exchange Board of India Act, 1992. The Shimla Local Office will operate under the administrative control of SEBI's Northern Regional Office in New Delhi. Its primary functions include regulatory oversight for investor protection, facilitating the resolution of investor grievances, promoting financial and investor education, and undertaking other responsibilities as assigned periodically. The jurisdiction of the Shimla Local Office encompasses the entire State of Himachal Pradesh. U.K. Sinha, Chairman, Securities and Exchange Board of India.
Key Entities Referenced
Securities and Exchange Board of India: Regulatory body that established a local office in Shimla.
Mumbai: Location where the notification was issued by SEBI.
Shimla: Location where the Securities and Exchange Board of India established a local office.
Securities and Exchange Board of India Act, 1992: Act under which the Securities and Exchange Board of India established its local office.
New Delhi: Location of the Northern Regional Office of SEBI, which has administrative control over the Shimla local office.
Himachal Pradesh: State within whose territorial jurisdiction the Securities and Exchange Board of India's Shimla local office has responsibility.
U. K. Sinha: Chairman of Securities and Exchange Board of India.
Northern Regional Office: The office of SEBI located in New Delhi that has administrative control over the local office in Shimla
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SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION
Mumbai, the 20th November, 2014
Notification regarding establishment of Local Office of the Board at Shimla
No. LAD-NRO/GN/2014-15/17/1788.—In exercise of the powers conferred by sub-section (4) of section 3 of the
Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board has established its Local Office at Shimla under the
administrative control of its Northern Regional Office at New Delhi. The Local Office so established shall look after the regulatory
aspects of investor protection, facilitating redressal of investor grievances, financial and investor education and such other functions
as may be assigned from time to time, and its role and responsibility shall extend to the areas falling under the territorial jurisdiction
of the State of Himachal Pradesh.
U. K. SINHA, Chairman
[ADVT-III/4/Exty./69-ZB/14]
4595 GI/2014
Printed by the Manager, Government of India Press, Ring Road, Mayapuri, New Delhi-110064
and Published by the Controller of Publications, Delhi-110054.