**Executive Summary**
This Engineering Circular No. 5 of 2017, issued by the Directorate General of Shipping, Ministry of Shipping, Govt. of India, outlines an improved and harmonized system of reporting port state control inspections of Indian Flag Vessels. It aims to ensure compliance with international maritime regulations and improve vessel performance. The circular takes effect immediately, and companies must upload all PSC inspections for 2017 within 15 days of the circular's issuance date (23.10.2017).
**Key Points / Main Content**
* **Revocation of Previous Circulars:**
* This circular revokes Engineering Circulars 63/2005, 96/2008, 102/2009, 126/2010 and PSC Circulars 1/2005, 2/2005, 1/2007.
* **Applicability:**
* The circular applies to all Indian shipping companies and the shipping community.
* **Reporting Requirements:**
* Shipping companies must upload port state inspection reports on the DGS FSICS System (fsidgs.nic.in).
* PSC inspection reports must be uploaded within 7 days of inspection. Follow-up reports are required in case of deficiencies.
* In case of vessel detention/suspension, the inspection report must be uploaded within 24 hours with a scanned copy emailed to psc-dgs@nic.in.
* RO Surveyors must verify report uploads before endorsing statutory certificates.
* **Detention/Suspension Procedures:**
* Shipowners must inform the Port State Control Cell of DGS within 24 hours of a vessel's detention, providing the inspection report.
* Master and Chief Engineer must provide a written explanation of the causes of detention/suspension within 7 days of vessel release.
* The DPA must prepare a corrective/preventive action report and report to the Directorate within 15 days of release, potentially with the CEO.
* **Corrective/Preventive Actions after Suspension:**
* Re-inspection of vessel by RO required.
* Owners to carry out a complete Superintendent Inspection and an internal SMC Audit.
* The Recognized Organization which has not conducted last Annual surveys be approached to conduct a general examination to the scope of Annual surveys.
* Additional SMC Audit of the vessel to be conducted by the Recognized Organization prior vessel leaving the port where the inspection was suspended.
* Directorate may impose an additional DOC audit of the Company and a GE/FSI of the vessel once every six months for next one year.
* **Corrective/Preventive Actions after 1st Detention**
* Attending RO surveyor to carry out a general examination to verify satisfactory closure of all deficiencies.
* Directorate may impose an additional General Examination and/or SMS Audit, which is to be conducted at next port of call.
* **Corrective/Preventive Actions after 2nd Detention**
* Vessel subjected to the Procedures followed for suspension of inspection detailed in Section "5" above.
* **Banned Vessels:**
* The competent authority may order re-examination and possible withdrawal of the Safety Management Certificate (SMC) or deletion of the vessel from the Registry if a vessel is banned by a port State control or by a specific Memorandum of Understanding (MoU) authority.
* **Detention during Weekends:**
* Ship-owners can contact the DGCOM CENTRE (022-22614646, Fax 022-22613636, mail dgcomcentre-dgs@nic.in) for support if a vessel is detained/inspection suspended during a weekend.
**Impact Analysis**
**Stakeholder: Indian Shipping Companies / Ship Owners/Managers**
**Impact:**
* They must comply with the updated reporting requirements for port state control inspections of their vessels.
* Increased scrutiny and potential for corrective actions if vessels perform poorly in PSC inspections.
* Potential for additional audits and examinations of vessels.
**Action Required:**
* Upload reports of port state inspection of their Indian Flag vessels on the DGS FSICS System.
* Upload PSC inspection reports within 7 days of inspection.
* If vessel is detained, inform within 24 hours.
* Ensure familiarity with the new procedures and deadlines outlined in the circular.
* Update contact information for DGS and DGCOM for weekend support.
**Stakeholder: RO Surveyors**
**Impact:**
* Need to verify that reports are uploaded and no endorsement of Statutory Certificates to be carried out unless all reports are uploaded on the FSICS.
* They must carry out general examinations of vessels to verify the closure of deficiencies identified by Port State Control.
**Action Required:**
* Ensure familiarity with the circular and comply with the updated reporting requirements.
* Cooperate with shipping companies in performing additional audits and examinations as required.
**Stakeholder: Designated Person Ashore (DPA)**
**Impact:**
* Need to prepare a corrective/preventive action report.
**Action Required:**
* Report to the Directorate along with the RO reviewed Corrective & Preventive action within 15 days of release of the vessel from suspension/detention for a face to face interaction with the competent authority.
**Stakeholder: Masters and Chief Engineers**
**Impact:**
* Need to provide a written explanation of the causes of detention/suspension.
**Action Required:**
* Pen down an explanation of the causes which led to this detention/suspension.
* Include learnings from the detention/suspension of inspection.
Key Entities Referenced
Directorate General of Shipping: The primary authority issuing the circular regarding Port State Control inspections of Indian Flag Vessels.
Indian Flag Vessels: Ships registered in India, the vessels to which this circular primarily applies.
Port State Control Inspections: Inspections of vessels in foreign ports to verify compliance with international conventions.
DGS FSICS System: The online system mandated by the Directorate General of Shipping for reporting port state control inspections.
Mumbai: Location of the Directorate General of Shipping's office.
Directorate General of Shipping, Ministry of Shipping, Govt. of India, Mumbai
Authorized Port State Control Inspections of Indian
by the Chief Flag Vessels: ENGG. Circular
Reporting, Corrective and Preventive
Surveyor No. 5 of 2017
Action
File No: ENG/PSC 166(l)12007 Dated: - 23.10.2017
1) lntroduction:
a) The prime responsibility of the Flag state is to have in place an adequate
and effective system to exercise control over ships entitled to fly its flag,
and to ensure that they comply with relevant international rules and
regulations in respect of maritime safety, security and protection of the
marine environment.
b) The IMO lll Code which entered into force on 1 January 2015, require
that the Flag state should periodically evaluate the performance of
vessel plying its flag and the measures to be used for this evaluation may
include port State control detention rates, flag State inspection results,
casualty statistics, communication and information processes, annual
loss statistics and other performance indicators as may be appropriate.
c) Further, when a flag State is informed that a ship entitled to fly its flag
has been detained by a port State, the flag State should oversee that
appropriate corrective measures are taken to bring the ship in question
into immediate compliance with the applicable international
instruments.
d) Recognizing that poor performance of lndian Flag vessels in various
MOU's will lead to increased frequency of inspections of all lndian Flag
vessels. Hence, it is obligatory to have an effective contro! over lndian
to
Flag vessels prevent detentions. The effective control requires
information, collection of data and analysis resulting in a corrective and
preventive action that is acceptable to all stakeholders.
e) Noting that in the past many circulars have been issued giving varying
requirements with regard to reporting of port state inspections of lndian
Flag Vessels.
Page 1 of 5f)
Therefore, convinced of the necessity of an improved and harmonized
system of reporting port state control inspections of lndian Flag ships to
the Administration and the need to exercise control, many of the earlier
issued circulars on the subject have been collated, and this circular
revoke the following circulars:
a) Engineering Circular 63 of 2005
b) PSC Circular 1of 2005.
c) PSC Circular 2 of 2005
d) PSC Circular 1of 2007
e) Engineering Circular 96 of 2008
f)
Engineering Circular L02 of 2009
g)
Engineering Circular 126 of 2010
2l Applicability
a) This circular is applicable to all lndian shipping companies and the
shipping community.
b) "Company" means the Owner of the ship or any other organization or
person such as the Manager, or the Bareboat Charterer, who has
assumed the responsibility for operation of the ship from the Ship-
owner and who on assuming such responsibility has agreed to take over
all the duties and responsibility as defined by the tSM Code.
3) Reporting requirements
a) lt is the responsibility of the Shipping Company to upload reports of port
state inspection of their lndian Flag vessels on the DGS FSICS System.
This system can be accessed at fsidgs,nic.in. Each ship owners/managers
have been allotted individual user id and password to access this system.
b) Each company is required to upload PSC inspection report within 7 days
of inspection. ln case of deficiencies, the follow up report should also be
uploaded.
c) lf a vessel is detained or the inspection is suspended, the inspection
report should be uploaded within 24 hours and a scanned copy of the
report to be forwarded to the PSC cell of the directorate by e-mail at
psc-dqs@ nic.in
d) The RO Surveyors conducting Annual/lntermed iate/Renewal Surveys
shall verify that the reports are uploaded and no endorsement of
Statutory Certificates to be carried out unless all reports are uploaded
on the FSICS.
yfu-
Page 2 of 5e) Request for user id and password to access the FSICS system, can be
made to the PSC Cell of the directorate.
f)
This procedure is implemented with immediate effect. lt is also required
that within 15 days of the issue of this circular all companies must
ensure thatinspection reports of all PSC inspections of their ships
conducted thus far for the calendar yeat 20L7 have been uploaded in
the FSICS.
4) Common procedures and Preventive Actions for Suspension of
inspection/Detentions of vessels
a) When an lndian flag ship is detained abroad, the ship-
owner/company is obliged to inform the Port State Control Cell of the
DGS (Tel. No.:91-22- 257452036 Fax no.:97-22-25752029/35 E-mail:
psc-dgs@nic.in) at the earliest and not later than 24 hours from the
time of such detention. The scanned copy of inspection report to be
attached to the E-mail. The communication should clearly state
whether the vessel inspection was suspended or the vessel was
detained or both, as the case may be.
b) Master and Chief Engineer should jointly pen down an explanation of
the causes which led to this detention/suspension. This explanation
should include learnings from the detention/suspension of
inspection. The explanation and learnings to be forwarded by vessels
e-mail directly to the PSC cell of the Directorate at psc-dgs@nic.in
along with the previous two reviews of the Ship Safety Management
System (Masters review) and handing over reports of the last Master
and Chief Engineer, within 7 days of the release of the vessel from
detention/suspension.
c) DPA should prepare a corrective and preventive action report. This to
be reviewed by concerned RO/Administration auditor who conducted
last Safety Management Audit of the vessel. The DpA of the
detained/suspended vessel to report to the Directorate along with
the RO reviewed Corrective & Preventive action within j.5 days of
release of the vessel from suspension/detention for a face to face
interaction with the competent authority (Chief Surveyor). lf required
by the competent authority, CEO may be called along with the DpA.
5) Procedure for corrective/preventive action after suspension of inspection
a) A PSC inspection is generally suspended on the requirement of
a
detailed inspection and in exceptional circumstances where, the
PaBe 3 of5
^t4*overall condition of a ship and its equipment, and considering the
crew conditions, are found to be obviously substandard. However,
prior to suspending an inspection, the PSCO may have recorded
detainable deficiencies. ln such situation the vessel should not be
offered to the PSC for re-inspection unless:
i)
The vessel is inspected by a Recognized Organization.
ii) Prior offering the vessel for inspection to a Recognized
Organization, the Owners to carry out a complete Superintendent
lnspection and an internalSMC Audit ofthe vessel.
iii)
The Recognized Organization which has not conducted last Annual
surveys be approached to conduct a general examination to the
scope of Annual surveys. All deficiencies identified during General
Examination (GE) along with Port State lnspection deficiencies to
be rectified prior offering for re-inspection to the Port State
control. No new Condition of Class shall be imposed without prior
permission from the Directorate. The GE arising of such PSC
inspection shall be an additional GE and the report to be uploaded
on DGS FSICS by the concerned RO carrying out the GE.
iv)
An Additional SMC Audit of the vessel to be conducted by the
Recognized Organization prior vessel leaving the port where the
inspection was suspended.
v)
The requirement of an Additional SMC audit is also for the ship
which has been detained twice in last two years (counting
backwards from the date of detention).
b) Further as a preventive action, the Directorate shall impose i) an
additional DOC audit of the Company and ii) a GE/FSI of the vessel once
every six months for next one year.
6) Procedure for corrective/preventive action after 1" detention: The
attending RO surveyor to carry out a general examination to verify
satisfactory closure of all deficiencies given by the Port state control. During
this verification, if the RO Surveyor noted that the vessel is below standard,
he may recommend a general examination to the scope of an annual survey
and an additional Safety Management Audit of the vessel to the
Directorate. Based on the PSC deficiencies and/or RO recommendations,
the Directorate may impose an additional General Examination and/or SMS
Audit, which is to be conducted at next port of call.
7) Procedure for corrective/preventive action after 2nd detention within tast
two years (counted backwards from the date of detention): Be subjected
to the Procedures followed for suspension of inspection detailed in Section
"5" above.
w-
Page 4 of 58) Banned Vessels:
lf a vessel is banned by a port State control or by a specific Memorandum of
Understanding (MoU) authority, the Competent authority may order:
a) A re-examination of the Safety Management Certificate (SMC) by the
ISM Cell of the Directorate, resulting in its possible withdrawal.
b) Proceedings to delete the vessel from the Registry.
e) Detention during weekends:
a) ln case a vessel is detained or inspection is suspended during a weekend
and she is expected to sail before the end of the said weekend, the ship-
owner may approach the in-charge of the PSC Cell of the Directorate and
the DGCOM CENTRE {022-22614646, Fax 022'22613636, mail
dgcomcentre-dgs@nic.in), with all factual details, so that a temporary
support, if needed can be provided to the ship-owner.
b) Please note above contact e-mail ids and telephone/fax numbers may
change with time and Owners to keep themselves updated through DGS
Website at www.dgshipping.gov.in from time to time.
This circular is issued with the approval of the competent authority.
Engineer & Ship Surveyor-
cum-DDG {Tech}
1. The Principal Officer, Mercantile Marine Department, Mumbai / Chennai/ Kolkata /
Kochi i Kandla.
2. The Surveyor-In-Charge, Mercantile Marine Department, Noida/ Visakhapatnam.
3. INSA / FOSMA / MASSA / ICSSA / MUI / IMET.
4. AD (OL), Hindi Cell, with a request to translate this circular in Hindi & upload on DGS
website.
5. Engineering Branch / Nautical Branch/ Naval Architecture Branch / Training Branch.
6. The Computer Cell, DGS, GOI with a request to upload this circular on the official
website.
7.
E-governance Cell, DGS, GOI
8. Sr. PS to DG(S) - for information
9. Sr. PS to CSA{A - for information
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