Home India Reserve Bank of India RBI imposes monetary penalty on Valuecorp Securities & Finan...
Date: 2025-12-29 Category: Not Applicable State: Union Government Country: India

RBI imposes monetary penalty on Valuecorp Securities & Finance Limited

Issued by Reserve Bank of India · Not Applicable

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Executive Summary & Key Takeaways

**Executive Summary** This press release, dated December 29, 2025, announces that the Reserve Bank of India (RBI) has imposed a monetary penalty of ₹2.40 lakh on Valuecorp Securities & Finance Limited for non-compliance with RBI directions regarding data submission to Credit Information Companies, transfer of loan exposure, and Know Your Customer (KYC) guidelines. The penalty was ordered on December 23, 2025. **Key Points / Main Content** * **Penalty Imposition:** * RBI imposed a monetary penalty of ₹2.40 lakh on Valuecorp Securities & Finance Limited. * The order was issued on December 23, 2025. * **Reasons for Penalty:** * Non-compliance with RBI directions on: * Submission of data to Credit Information Companies (CICs). * Transfer of Loan Exposure. * Know Your Customer (KYC). * **RBI Authority:** * The penalty was imposed under powers conferred on RBI under relevant sections of the Credit Information Companies (Regulation) Act, 2005 and the Reserve Bank of India Act, 1934. * **Inspection Findings:** * A statutory inspection of the company's financial position as on March 31, 2024, revealed non-compliance with RBI directions. * The company was issued a show cause notice regarding the penalty. * **Specific Violations by Valuecorp:** * Failure to submit customer credit information to CICs. * Transfer of loan exposure to an unpermitted entity. * Failure to assign Unique Customer Identification Code (UCIC) to customers. * Failure to carry out risk categorization of customers. * **Clarifications:** * The action is based on deficiencies in regulatory compliance. * The action does not pronounce upon the validity of transactions or agreements between the company and its customers. * The penalty is without prejudice to any other action that RBI may initiate. **Impact Analysis** **Valuecorp Securities & Finance Limited** * **Impact:** Financial penalty and reputational damage due to non-compliance with RBI regulations. * **Action Required:** Pay the monetary penalty and implement corrective measures to address the identified deficiencies in regulatory compliance to avoid further penalties or actions by the RBI.

Key Entities Referenced

Reserve Bank of India (RBI): The regulator imposing the monetary penalty and exercising powers under relevant acts. Valuecorp Securities & Finance Limited: The company on which the monetary penalty is imposed. Credit Information Companies (Regulation) Act, 2005: Act under which RBI's powers are conferred to impose penalty. Reserve Bank of India Act, 1934: Act under which RBI's powers are conferred to impose penalty. Mumbai: Location of the RBI Department of Communication.
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प्रेस प्रकाशनी PRESS RELEASE भारतीय ररज़र्व बैंक RESERVE BANK OF INDIA वेबसाइट : www.rbi.org.in/hindi संचार वर्भाग, केंद्रीय कायाालय, शहीद भगत ससिंह मागा, फोटा, म िंबई - 400 001 Website : www.rbi.org.in Department of Communication, Central Office, Shahid Bhagat Singh Marg, Fort, ई-मेल/email : helpdoc@rbi.org.in Mumbai - 400 001 फोन/Phone: 022 - 2266 0502 December 29, 2025 RBI imposes monetary penalty on Valuecorp Securities & Finance Limited The Reserve Bank of India (RBI) has, by an order dated December 23, 2025, imposed a monetary penalty of ₹ 2.40 lakh (Rupees Two Lakh Forty Thousand only) on Valuecorp Securities & Finance Limited (the company), for non-compliance with certain directions issued by RBI on ‘Submission of data to Credit Information Companies’, ‘Transfer of Loan Exposure’ and ‘Know Your Customer (KYC)’. This penalty has been imposed in exercise of powers conferred on RBI under Section 25(1)(iii) read with Section 23(4) of the Credit Information Companies (Regulation) Act, 2005 and Section 58G(1)(b) read with Section 58B(5)(aa) of the Reserve Bank of India Act, 1934. The statutory inspection of the company was conducted by RBI with reference to its financial position as on March 31, 2024. Based on supervisory findings of non- compliance with RBI directions and related correspondence in that regard, a notice was issued to the company advising it to show cause as to why penalty should not be imposed on it for its failure to comply with the said directions. After considering the company’s reply to the notice and oral submissions made during the personal hearing, RBI found, inter alia, that the following charge against the company was sustained, warranting imposition of monetary penalty: The company had: i) failed to submit credit information of its customers to any of the Credit Information Companies (CICs); ii) transferred a loan exposure to other than a permitted entity; iii) failed to assign Unique Customer Identification Code (UCIC) to its customers; iv) failed to carry out risk categorisation of its customers. This action is based on deficiencies in regulatory compliance and is not intended to pronounce upon the validity of any transaction or agreement entered by the company with its customers. Further, imposition of monetary penalty is without prejudice to any other action that may be initiated by RBI against the company. (Brij Raj) Press Release: 2025-2026/1791 Chief General Manager

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