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Date: 2025-07-21 Category: Not Applicable State: Union Government Country: India

Samuhik Prativedan Manch for Stock Brokers

Issued by Securities and Exchange Board of India · Not Applicable

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Executive Summary & Key Takeaways

**Summary:** The Securities and Exchange Board of India (SEBI), in collaboration with stock exchanges, is introducing the "Samuhik Prativedan Manch," a technology-based common reporting mechanism offered by the National Stock Exchange (NSE) for stock brokers. This initiative aims to streamline compliance reporting and reduce the cost of doing business for intermediaries. Effective August 1, 2025, stock brokers registered with multiple exchanges can submit 40 compliance reports through the Samuhik Prativedan Manch at one exchange instead of multiple exchanges. This phased implementation is expected to benefit approximately 990 stock brokers who hold multiple memberships with NSE and other stock exchanges. Future phases will standardize and centralize the remaining document submissions across all brokers, including commodity brokers.

Key Entities Referenced

Samuhik Prativedan Manch: A technology-based common reporting mechanism introduced by SEBI and stock exchanges for stock brokers to submit compliance reports. Stock Brokers: Intermediaries registered with stock exchanges who are required to submit compliance reports. SEBI: The Securities and Exchange Board of India, the regulator encouraging a simple, transparent, and cost-effective regulatory framework. NSE: National Stock Exchange, which offers the Samuhik Prativedan Manch platform. Stock Exchanges: Multiple exchanges with which stock brokers are registered and to which they previously had to submit compliance reports. Commodity brokers: Brokers dealing in commodities who will be included in later phases of the centralized reporting platform. Mumbai, Maharashtra: City where the document was issued. August 01, 2025: Effective date for the first phase implementation of Samuhik Prativedan Manch with 40 compliance reports.
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PR No.43/2025 Samuhik Prativedan Manch for Stock Brokers SEBI encourages a regulatory framework that is simple, transparent, and cost-effective resulting in ease of doing business for the intermediaries and in turn ease of doing investments for investors. Streamlining and rationalising the compliance reporting is a key measure for achieving ease of doing business. Towards this end, SEBI and Stock exchanges have now introduced a technology based common reporting mechanism (Samuhik Prativedan Manch) offered by NSE for stock brokers to submit their compliance reports. Stock brokers who are registered with multiple stock exchanges are currently required to submit compliance reports at all the Exchanges with which they are registered. They will now be able to submit compliance reports to the Samuhik Prativedan Manch at one exchange instead of multiple exchanges. The Samuhik Prativedan Manch will eliminate the requirement to submit compliance reports to multiple exchanges where a stock broker is registered. This is expected to substantially reduce stock brokers' compliance costs. The mechanism would be implemented in a phased manner with submission of 40 compliance reports in the first phase being implemented under Samuhik Prativedan Manch with effect from August 01, 2025. As a result, close to a thousand stock brokers (approximately 990) who have multiple membership with NSE and other stock exchanges would benefit from this initiative. Page 1 of 2The later phases will standardise the remainder of the document submissions and encompass them in this centralised reporting platform, across the remainder of the brokers including Commodity brokers. Mumbai July 21, 2025 Page 2 of 2

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