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Date: 2014-12-30 Category: Extra Ordinary State: Union Government Country: India

Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2014.

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Executive Summary & Key Takeaways

Executive Summary: This document contains the Securities and Exchange Board of India (SEBI) Mutual Funds Second Amendment Regulations, 2014. It amends the SEBI Mutual Funds Regulations of 1996. The regulations came into force on December 30, 2014, the date of their publication in the Official Gazette. Key Points / Main Content: * **Amendment Title and Authority:** * These regulations are called the Securities and Exchange Board of India Mutual Funds Second Amendment Regulations, 2014. * The regulations are made in exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992. * **Effective Date:** * The regulations came into force on December 30, 2014. * **Amendment to Regulation 21:** * In regulation 21, sub-regulation 1, clause (f), the first proviso is amended to replace "these regulations" with "Securities and Exchange Board of India Mutual Funds Amendment Regulations, 2014". * After the third proviso, a new proviso is inserted, allowing asset management companies taking steps to meet net worth requirements to launch up to two new schemes per year, subject to Board satisfaction. Impact Analysis: **Asset Management Companies (AMCs):** * Impact: AMCs are impacted by the amendment to regulation 21 regarding the launch of new schemes. Those not meeting net worth requirements but taking steps to do so may be allowed to launch new schemes. * Action Required: AMCs should review their net worth status and, if applicable, prepare to demonstrate to the Board the steps they are taking to meet net worth requirements to be considered for launching new schemes. They also need to be aware of the changes to the wording in regulation 21(1)(f). **Securities and Exchange Board of India (SEBI):** * Impact: SEBI is responsible for enforcing and overseeing the implementation of these amended regulations. * Action Required: SEBI needs to implement the amended regulations, particularly the new proviso regarding the launch of new schemes by AMCs not yet meeting net worth requirements, and ensure compliance. **Investors:** * Impact: Investors may benefit from additional investment options if AMCs are allowed to launch new schemes. * Action Required: Investors should stay informed about changes in mutual fund regulations and assess how these changes might affect their investment decisions.

Key Entities Referenced

Securities and Exchange Board of India: Regulatory body in India for securities and commodity market. Securities and Exchange Board of India Act, 1992: The act of the Indian Parliament that established the Securities and Exchange Board of India. Securities and Exchange Board of India Mutual Funds Regulations, 1996: Regulations pertaining to mutual funds as governed by the Securities and Exchange Board of India. Securities and Exchange Board of India Mutual Funds Second Amendment Regulations, 2014: Amendment regulations to the Securities and Exchange Board of India Mutual Funds Regulations, 1996. Official Gazette: Official government publication where notifications and regulations are published. Mumbai, Maharashtra: City in Maharashtra, where the notification was issued. U.K. Sinha: Chairman of Securities and Exchange Board of India during the time of notification. Securities Appellate Tribunal: A statutory body to hear and dispose of appeals against orders passed by the Securities and Exchange Board of India
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L.-33004/99 vlk/kj.k EXTRAORDINARY Hkkx III—[k.M IV PART III—Section IV izkf/dkj ls izdkf'kr PUBLISHED BY AUTHORITY la- 379] ubZ fnYyh] eaxyokj] fnlEcj 30] 2014@ ikS""kk 9] 1936 No. 379] NEW DELHI, TUESDAY, DECEMBER 30, 2014/PAUSHA 9, 1936 भभभभााााररररततततीीीीयययय (cid:8)(cid:8)(cid:8)(cid:8)ििििततततभभभभििूूििूूतततत औऔऔऔरररर ििििववववििििननननममममयययय बबबबोोोोडडडड(cid:18)(cid:18) (cid:18)(cid:18) अअअअििििधधधधससससचचूूचचूू ननननाााा मु(cid:3)बई, 30 (cid:6)दस(cid:3)बर, 2014 भभभभााााररररततततीीीीयययय (cid:8)(cid:8)(cid:8)(cid:8)ििििततततभभभभििूूििूूतततत औऔऔऔरररर ििििववववििििननननममममयययय बबबबोोोोडडडड(cid:18)(cid:18) (cid:18)(cid:18) ((((पपपपाााारररर(cid:20)(cid:20)(cid:20)(cid:20)पपपप(cid:21)(cid:21)(cid:21)(cid:21)ररररकककक ििििननननििििधधधध)))) ((((ददददससससूूूू रररराााा ससससशशंंशशंं ोोोोधधधधनननन)))) ििििववववििििननननययययमममम,,,, 2222000011114444 सससस..ंं..ंं एएएएलललल,डडडडीीीी –––– एएएएनननन....आआआआरररर....ओओओओ....//// जजजजीीीी.... एएएएनननन.... //// 2222000011114444----11115555////1111999977773333 .- बोड,(cid:12) भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) अिधिनयम, 1992 (1992 का 15) क(cid:28) धारा 30 (cid:29)ारा (cid:19)द(cid:30) शि य! का (cid:19)योग करते $ए एत&ारा भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) िविनयम, 1996 का और संशोधन करने के िलए िन,िलिखत िविनयम बनाता ह,ै अथा(cid:12)त:्- 1. इन िविनयम! को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2014 कहा जा सकेगा । 2. वे राजप4 म5 उनके (cid:19)काशन क(cid:28) तारीख को (cid:19)वृ(cid:30) ह!गे । 3. भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) िविनयम, 1996 म,5 िविनयम 21 म,5 उप-िविनयम (1) म,5 खंड (च) म,5 (क) पहले परंतुक म5, श9द "इन िविनयम!", श9द! "भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2014" से (cid:19)ित(थािपत हो जाय5गे ; (ख) तीसरे परंतुक के प’pkत,् िन,िलिखत परंतुक अंतः(थािपत (cid:6)कया जायेगा, अथा(cid:12)त,्- "परंतु यह और (cid:6)क उन मामल! म5 जहाँ बोड(cid:12) का यह समाधान हो जाता ह ै (cid:6)क आि(त (cid:19)बंध कंपनी िविन=द> समय के भीतर शु?-मािलयत (िमि@कयत) संबंधी अपेAा को पूरा करने के िलए कदम उठा रही ह,ै तो वहाँ आि(त (cid:19)बंध कंपनी को (cid:19)ित वष(cid:12) अिधक से अिधक दो नयी (क(cid:28)म5 लाने क(cid:28) अनुDा दी जा सकेगी ।" यू.के. िसEहा, अFयA [foKkiu III/4/vlk-@69 tMs ch@14@¼241½] 5188 GI/2014 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] पपपपाााादददद (cid:21)(cid:21)(cid:21)(cid:21)टटटट(cid:26)(cid:26)(cid:26)(cid:26)पपपपणणणण : 1. भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) िविनयम, 1996, मूल िविनयम, का.आ. सं. 856(अ), 9 (cid:6)दस(cid:3)बर 1996 को भारत के राजप4 म5 (cid:19)कािशत $ए थे । 2. भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) िविनयम, 1996 तGपHात-् (क) 15 अ(cid:19)ैल 1997 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 1997, का.आ. स.ं 327 (अ), (cid:29)ारा (ख) 12 जनवरी 1998 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 1998, का.आ. सं.32 (अ), (cid:29)ारा (ग) 8 (cid:6)दस(cid:3)बर 1999 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 1999, का.आ. सं.1223 (अ), (cid:29)ारा (घ) 14 माच (cid:12)2000 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (संशोधन) िविनयम, 2000, का.आ. सं.235 (अ), (cid:29)ारा (ङ) 28 माच (cid:12) 2000 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) ((cid:19)ितभूित अपीलीय Eयायािधकरण को अपील) (संशोधन) िविनयम, 2000, का.आ. स.ं278 (अ), (cid:29)ारा (च) 22 मई 2000 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2000, का.आ. सं.484 (अ), (cid:29)ारा (छ) 23 जनवरी 2001 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2001, का.आ. सं. 69 (अ), (cid:29)ारा (ज) 29 मई 2001 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(मFयवKतय! (cid:29)ारा िविनधान सलाह) (संशोधन) िविनयम, 2001, का.आ. सं. 476 (अ), (cid:29)ारा (झ) 23 जुलाई 2001 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2001, का.आ. सं. 698 (अ), (cid:29)ारा (ञ) 20 फरवरी 2002 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2002, का.आ. सं. 219 (अ), (cid:29)ारा (ट) 11 जून 2002 को भारतीय (cid:19)ितभिू त और िविनमय बोड (cid:12)(पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2002, का.आ. सं. 625 (अ), (cid:29)ारा (ठ) 30 जुलाई 2002 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (तीसरा संशोधन) िविनयम, 2002, का.आ. सं. 809 (अ), (cid:29)ारा (ड) 9 िसत(cid:3)बर 2002 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (चौथा संशोधन) िविनयम, 2002, का.आ. सं.956 (अ), (cid:29)ारा (ढ) 27 िसत(cid:3)बर 2002 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(जांच अिधकारी (cid:29)ारा जांच करने और शाि(त अिधरोिपत करने के िलए (cid:19)(cid:6)Lया) िविनयम, 2002, का.आ. सं.1045 (अ), (cid:29)ारा (ण) 29 मई 2003 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2003, का.आ. सं.632 (अ), (cid:29)ारा (त) 12 जनवरी 2004 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2004, फा.सं. भा(cid:19)िवबो/िवकािव/नी(cid:19)/4/2004, (cid:29)ारा (थ) 10 माच (cid:12) 2004 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (उपयु तथा उिचत Mि के िलए मानदडं ) िविनयम, 2004, का.आ. सं. 398 (अ), (cid:29)ारा (द) 12 जनवरी 2006 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2006, का.आ. सं. 38(अ), (cid:29)ारा¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3 (ध) 22 मई 2006 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2006, का.आ. सं. 783(अ), (cid:29)ारा (न) 3 अग(त 2006 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (तीसरा संशोधन) िविनयम, 2006, का.आ. सं. 1254(अ), (cid:29)ारा (प) 27 (cid:6)दस(cid:3)बर 2006 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (चौथा संशोधन) िविनयम, 2006, फा. सं. भा(cid:19)िवबो/िवकािव/नी(cid:19)/82534/2006, (cid:29)ारा (फ) 27 (cid:6)दस(cid:3)बर 2006 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12)(पार(प)रक िनिध) (पाँचवाँ संशोधन) िविनयम, 2006, फा. सं.भा(cid:19)िवबो/िवकािव/नी(cid:19)/83065/2006, (cid:29)ारा (ब) 28 मई 2007 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2007, फा. सं.11/एलसी/जीएन/2007/2518, (cid:29)ारा (भ) 31 अ ूबर 2007 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2007, फा. सं.11/एलसी/जीएन/2007/4646, (cid:29)ारा (म) 31 माच (cid:12) 2008 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (फ(cid:28)स का संदाय) (संशोधन) िविनयम, 2008, फा. सं.11/एलसी/जीएन/2008/21669, (cid:29)ारा (य) 16 अ(cid:19)ैल 2008 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2008, फा. सं.एलएजी-एनआरओ/जीएन/2008/03/123042, (cid:29)ारा (यक) 22 मई 2008 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2008, सं.एल.ए.डी.-एन.एन.ओ./जी.एन./2008/09/126202, (cid:29)ारा (यख) 29 िसत(cid:3)बर 2008 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (तीसरा संशोधन) िविनयम, 2008, सं.एलएडी-एनआरओ/जीएन/2008/24/139426, (cid:29)ारा (यग) 8 अ(cid:19)ैल 2009 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2009, सं.एल.ए.डी.- एन.आर.ओ./जी.एन./2009-10/01/159601, (cid:29)ारा (यघ) 5 जून 2009 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2009, सं.एल.ए.डी.-एन.आर.ओ./जी.एन./2009-10/07/165404, (cid:29)ारा (यङ) 29 जुलाई 2010 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2010, सं.एलएडी- एनआरओ/जीएन/2010-11/13/13945, (cid:29)ारा (यच) 30 अग(त 2011 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2011, सं.एलएडी- एनआरओ/जीएन/2011-12/27668, (cid:29)ारा (यछ)21 फरवरी 2012 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2012, स.ंएलएडी- एनआरओ/जीएन/2011-12/38/4290, (cid:29)ारा (यज)26 िसत(cid:3)बर 2012 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2012, सं.एल.ए.डी.-एन.आर.ओ./जी.एन./2012-13/17/21502, (cid:29)ारा (यझ)16 अ(cid:19)ैल 2013 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2013, सं.एल.ए.डी.- एन.आर.ओ./जी.एन./2013-14/03/5652, (cid:29)ारा (यञ)19 जून 2013 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (दसू रा संशोधन) िविनयम, 2013, सं. एल.ए.डी.-एन.आर.ओ./जी.एन./2013-14/12/6108, (cid:29)ारा (यट) 19 अग(त 2013 को भारतीय (cid:19)ितभूित और िविनमय बोड (cid:12) (पार(प)रक िनिध) (तीसरा संशोधन) िविनयम, 2013, सं. एल.ए.डी.-एन.आर.ओ./जी.एन./2013-14/18/6384, (cid:29)ारा (यठ) 6 मई 2014 को भारतीय (cid:19)ितभूित और िविनमय बोड(cid:12) (पार(प)रक िनिध) (संशोधन) िविनयम, 2014, स.ं एलएडी/एनआरओ/जीएन/2014-15/01/1039, (cid:29)ारा संशोिधत $ए थे ।4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 30th December, 2014 Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2014 No. LAD/NRO/GN/2014-15/19/1973.— In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, namely:- 1. These Regulations may be called the Securities and Exchange Board of India (Mutual Funds)(Second Amendment) Regulations, 2014. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, in regulation 21, in sub- regulation (1), in clause (f), (a) in the first proviso, the words "these regulations" shall be substituted with the words "Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2014"; (b) after the third proviso, the following proviso shall be inserted, namely,- "Provided further that in cases where the Board is satisfied that an asset management company is taking steps to meet the networth requirement within the specified time, the asset management company may be allowed to launch upto two new schemes per year." U.K. SINHA, Chairman [ADVT III/4/Exty./69ZB/14/(241)] Footnote: 1. The Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, the Principal Regulations, were published in the Gazette of India on December 9, 1996 vide S.O. No. 856 (E). 2. The Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 were subsequently amended– (a) on April 15, 1997 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 1997 vide S.O. No.327 (E). (b) on January 12, 1998 by the Securities and Exchange Board of India (Mutual Funds)(Amendment) Regulations, 1998 vide S.O. No.32 (E). (c) on December 08, 1999 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 1999 vide S.O. No.1223 (E). (d) on March 14, 2000 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2000 vide S.O. No.235 (E). (e) on March 28, 2000 by the Securities and Exchange Board of India (Appeal to the Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No.278 (E). (f) on May 22, 2000 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2000 vide S.O. No.484 (E). (g) on January 23, 2001 by the Securities and Exchange Board of India (Mutual Funds)(Amendment) Regulations, 2001 vide S.O. No.69 (E). (h) on May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No.476 (E). (i) on July 23, 2001 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2001 vide S.O. No.698 (E). (j) on February 20, 2002 by the Securities and Exchange Board of India (Mutual Funds)(Amendment) Regulations, 2002 vide S.O. No.219 (E). (k) on June 11, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2002 vide S.O. No.625 (E). (l) on July 30, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2002 vide S.O. No.809 (E). (m) on September 9, 2002 by the Securities and Exchange Board of India (Mutual Funds)(Fourth Amendment) Regulations, 2002 vide S.O. No.956 (E).¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 5 (n) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No.1045 (E). (o) on May 29, 2003 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2003 vide S.O. No. 632 (E). (p) on January 12, 2004 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2004 vide F.No. SEBI/LAD/DOP/4/2004. (q) on March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 vide S.O. No. 398 (E). (r) on January 12, 2006 by the Securities and Exchange Board of India (Mutual Funds)(Amendment) Regulations, 2006 vide S.O. No. 38 (E). (s) on May 22, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2006 vide S.O. No. 783 (E). (t) on August 3, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2006 vide S.O. No. 1254 (E). (u) on December 27, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Fourth Amendment) Regulations, 2006 vide F. No. SEBI/LAD/DOP/82534/2006. (v) on December 27, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Fifth Amendment) Regulations, 2006 vide F. No. SEBI/LAD/DOP/83065/2006. (w) on May 28, 2007 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2007 vide F. No. 11/LC/GN/2007/2518. (x) on October 31, 2007 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2007 vide F. No. 11/LC/GN/2007/4646. (y) on March 31, 2008 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2008 vide F. No. 11/LC/GN/2008/21669. (z) on April 16, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 vide F. No. LADNRO/ GN/2008/03/123042. (za) on May 22, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2008 vide No. LADNRO/GN/2008/09/126202. (zb) on September 29, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2008 vide No. LADNRO/ GN/2008/24/139426. (zc) on April 8, 2009 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 vide No. LAD-NRO/GN/2009-10/01/159601. (zd) on June 5, 2009 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2009 vide No. LAD- NRO/GN/2009-10/07/165404. (ze) on July 29, 2010 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2010-11/13/13945. (zf) on August 30, 2011 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2011 vide No. LAD-NRO/GN/2011-12/27668. (zg) on February 21, 2012 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2011-12/38/4290. (zh) on 26th September, 2012 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2012-13/17/21502. (zi) on 16th April, 2013 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/03/5652. (zj) on 19th June, 2013 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/12/6108. (zk) on 19th August, 2013 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/18/6384. (zl) on 6th May, 2014 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/1039. Printed by the Manager, Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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