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jftLVªh laö Mhö ,yö&33004@99 REGD. NO. D. L.-33004/99
vlk/kj.k
EXTRAORDINARY
Hkkx III—[k.M 4
PART III —Section 4
izkf/dkj ls izdkf'kr
PUBLISHED BY AUTHORITY
la- 166] ubZ fnYyh] 'kqØokj] ebZ 15] 2015@oS'kk[k 25] 1937
No. 166] NEW DELHI, FRIDAY, MAY 15, 2015/VAISAKHA 25, 1937
भभभभााााररररततततीीीीयययय (cid:8)(cid:8)(cid:8)(cid:8)ििििततततभभभभििूूििूूतततत औऔऔऔरररर ििििववववििििननननममममयययय बबबबोोोोडडडड(cid:18)(cid:18) (cid:18)(cid:18)
अअअअििििधधधधससससचचूूचचूू ननननाााा
मु(cid:3)बई, 15 मई, 2015
भभभभााााररररततततीीीीयययय (cid:8)(cid:8)(cid:8)(cid:8)ििििततततभभभभििूूििूूतततत औऔऔऔरररर ििििववववििििननननममममयययय बबबबोोोोडडडड (cid:18)(cid:18) (cid:18)(cid:18)((((पपपपाााारररर(cid:20)(cid:20)(cid:20)(cid:20)पपपप(cid:21)(cid:21)(cid:21)(cid:21)ररररकककक ििििननननििििधधधध)))) ((((ससससशशंंशशंं ोोोोधधधधनननन)))) ििििववववििििननननययययमममम,,,, 2222000011115555
सससस..ंं..ंं ससससबबेेबबेे ीीीी----एएएएनननन....आआआआरररर....ओओओओ....////ओओओओ....आआआआईईईई....एएएए....इइइइ....////जजजजीीीी....एएएएनननन....////2222000011115555----11116666////000000005555....———— बोड(cid:8), भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) अिधिनयम, 1992
(1992 का 15) क(cid:23) धारा 30 (cid:24)ारा (cid:9)द(cid:27) शि(cid:29)य(cid:30) का (cid:9)योग करते !ए एत#ारा भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध)
िविनयम, 1996 का और संशोधन करने के िलए िन+िलिखत िविनयम बनाता ह,ै अथा(cid:8)त:्-
1. इन िविनयम(cid:30) को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)(पार&प’रक िनिध) (संशोधन) िविनयम, 2015 कहा जा सकेगा ।
2. वे राजप2 म3 उनके (cid:9)काशन क(cid:23) तारीख को (cid:9)वृ(cid:27) ह(cid:30)गे ।
3. भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)(पार&प’रक िनिध) िविनयम, 1996 म,3 िविनयम 24 म,3-
(i) खंड (ख) म,3 श7द(cid:30) "भिव8य िनिधयाँ सि(cid:3)मिलत ह": के प;ात् और श7द(cid:30) "को दी जाने वाली" से पूव(cid:8), िन+िलिखत अंतः
&थािपत <कया जायेगा, अथा(cid:8)त,्-
", या भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) [िवदशे ी पोट(cid:8)फोिलयो िविनधानकता(cid:8) (िनवेशक)] िविनयम, 2014 म 3 यथा िविन?द@
(cid:9)वग(cid:8) I िवदशे ी पोट(cid:8)फोिलयो िनवेशक (िविनधानकता)(cid:8) ";
(ii) खंड (ख) म,3 पहले परंतुक म3, खंड (vi) के प;ात,् िन+िलिखत परंतुक अंतः&थािपत <कया जायेगा, अथा(cid:8)त,्-
"परंतु यह <क इस खंड क(cid:23) अपेCाएँ लागू नहD ह(cid:30)गी य<द (cid:9)बंिधत िनिधया,ँ भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) [िवदशे ी
पोट(cid:8)फोिलयो िविनधानकता(cid:8) (िनवेशक)] िविनयम, 2014 म 3 यथा िविन?द@ (cid:9)वग (cid:8) I िवदशे ी पोट(cid:8)फोिलयो िनवेशक(cid:30)
(िविनधानकता(cid:8)E) क(cid:23) और/या (cid:9)वग(cid:8) II िवदशे ी पोट(cid:8)फोिलयो िनवेशक(cid:30) (िविनधानकता(cid:8)E), जो समुिचत Gप से िविनयिमत
Hापक (िव&तृत) आधारीय िनिधयाँ (Iॉड बे&ड फंड) ह:, क(cid:23) ह(cid:30) ।"
(iii) &प@ीकरण म,3 श7द(cid:30) "इस िविनयम के (cid:9)योजन के िलए" के प;ात् और अLपिवराम से पूव(cid:8), िचMन तथा श7द ", खंड (ख) के
पहले परंतुक के खंड (vi) के परंतुक को छोड़कर" अंतः &थािपत <कये जाय3गे ।
यू.के. िसNहा, अOयC
[ foKkiu III/4/vlk-@69&tMS ch@57@15]
2164 GI/2015 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
पपपपाााादददद (cid:21)(cid:21)(cid:21)(cid:21)टटटट(cid:25)(cid:25)(cid:25)(cid:25)पप पप णणणण ::::
1. भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)(पार&प’रक िनिध) िविनयम, 1996, मूल िविनयम, का.आ. सं. 856(अ), 9 <दस(cid:3)बर 1996 को
भारत के राजप2 म3 (cid:9)कािशत !ए थे ।
2. भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) िविनयम, 1996 तPप;ात ्-
(1) 15 अ(cid:9)ैल 1997 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 1997, का.आ. सं. 327
(अ), (cid:24)ारा
(2) 12 जनवरी 1998 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)(पार&प’रक िनिध) (संशोधन) िविनयम, 1998, का.आ. सं.32
(अ), (cid:24)ारा
(3) 8 <दस(cid:3)बर 1999 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 1999, का.आ.
सं.1223 (अ), (cid:24)ारा
(4) 14 माच (cid:8) 2000 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2000, का.आ. सं.235
(अ), (cid:24)ारा
(5) 28 माच (cid:8)2000 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)((cid:9)ितभूित अपीलीय Nयायािधकरण को अपील) (संशोधन) िविनयम,
2000, का.आ. सं.278 (अ), (cid:24)ारा
(6) 22 मई 2000 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2000, का.आ.
सं.484 (अ), (cid:24)ारा
(7) 23 जनवरी 2001 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)(पार&प’रक िनिध) (संशोधन) िविनयम, 2001, का.आ. सं. 69
(अ), (cid:24)ारा
(8) 29 मई 2001 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (मOयवQतय(cid:30) (cid:24)ारा िविनधान सलाह) (संशोधन) िविनयम, 2001,
का.आ. सं. 476 (अ), (cid:24)ारा
(9) 23 जुलाई 2001 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2001, का.आ.
सं. 698 (अ), (cid:24)ारा
(10) 20 फरवरी 2002 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2002, का.आ.
सं. 219 (अ), (cid:24)ारा
(11) 11 जून 2002 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2002, का.आ.
सं. 625 (अ), (cid:24)ारा
(12) 30 जुलाई 2002 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (तीसरा संशोधन) िविनयम, 2002, का.आ.
सं. 809 (अ), (cid:24)ारा
(13) 9 िसत(cid:3)बर 2002 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (चौथा संशोधन) िविनयम, 2002, का.आ.
सं.956 (अ), (cid:24)ारा
(14) 27 िसत(cid:3)बर 2002 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)(जांच अिधकारी (cid:24)ारा जांच करने और शाि&त अिधरोिपत करने
के िलए (cid:9)<Rया) िविनयम, 2002, का.आ. सं.1045 (अ), (cid:24)ारा
(15) 29 मई 2003 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2003, का.आ. सं.632
(अ), (cid:24)ारा
(16) 12 जनवरी 2004 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2004, फा.सं.
भा(cid:9)िवबो /िवकािव/नी(cid:9)/4/2004, (cid:24)ारा
(17) 10 माच (cid:8) 2004 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (उपयु(cid:29) तथा उिचत Hि(cid:29) के िलए मानदडं ) िविनयम, 2004,
का.आ. सं. 398 (अ), (cid:24)ारा
(18) 12 जनवरी 2006 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2006, का.आ.
सं. 38(अ), (cid:24)ारा¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3
(19) 22 मई 2006 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2006,
का.आ. सं. 783(अ), (cid:24)ारा
(20) 3 अग&त 2006 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (तीसरा संशोधन) िविनयम, 2006,
का.आ. सं. 1254(अ), (cid:24)ारा
(21) 27 <दस(cid:3)बर 2006 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (चौथा संशोधन) िविनयम, 2006,
फा. सं. भा(cid:9)िवबो/िवकािव/नी(cid:9)/82534/2006, (cid:24)ारा
(22) 27 <दस(cid:3)बर 2006 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (पाँचवाँ संशोधन) िविनयम, 2006,
फा. सं. भा(cid:9)िवबो /िवकािव/नी(cid:9)/83065/ 2006, (cid:24)ारा
(23) 28 मई 2007 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2007,
फा. सं. 11/एलसी/जीएन/2007/2518, (cid:24)ारा
(24) 31 अ(cid:29)ूबर 2007 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2007,
फा. सं. 11/एलसी/जीएन/2007/4646, (cid:24)ारा
(25) 31 माच (cid:8) 2008 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (फ(cid:23)स का संदाय) (संशोधन) िविनयम,
2008,फा.स.ं11/एलसी/जीएन/2008/21669, (cid:24)ारा
(26) 16 अ(cid:9)ैल 2008 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8)(पार&प’रक िनिध) (संशोधन) िविनयम, 2008, फा. सं.एलएजी-
एनआरओ/जीएन/2008/03/123042, (cid:24)ारा
(27) 22 मई 2008 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2008,
सं. एल.ए.डी.-एन.एन.ओ. /जी.एन./2008/09/126202, (cid:24)ारा
(28) 29 िसत(cid:3)बर 2008 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (तीसरा संशोधन) िविनयम, 2008,
सं. एलएडी-एनआरओ/जीएन/2008/24/ 139426, (cid:24)ारा
(29) 8 अ(cid:9)ैल 2009 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2009, स.ंएल.ए.डी.-
एन.आर.ओ./जी.एन./2009-10/01/ 159601, (cid:24)ारा
(30) 5 जून 2009 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2009,
सं. एल.ए.डी.-एन.आर.ओ. /जी.एन./2009-10/07/165404, (cid:24)ारा
(31) 29 जुलाई 2010 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2010, सं. एलएडी-
एनआरओ/जीएन/2010-11/13/ 13945, (cid:24)ारा
(32) 30 अग&त 2011 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2011, सं.एलएडी-
एनआरओ/जीएन/2011-12/27668, (cid:24)ारा
(33) 21 फरवरी 2012 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2012, सं. एलएडी-
एनआरओ/जीएन/2011-12/38/ 4290, (cid:24)ारा
(34) 26 िसत(cid:3)बर 2012 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2012,
सं.एल.ए.डी.-एन.आर.ओ./जी.एन./2012-13/17/ 21502, (cid:24)ारा
(35) 16 अ(cid:9)ैल 2013 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2013, सं.एल.ए.डी.-
एन.आर.ओ./जी.एन./2013-14/03/ 5652, (cid:24)ारा
(36) 19 जून 2013 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2013,
सं. एल.ए.डी.-एन.आर.ओ./ जी.एन./2013-14/12/6108, (cid:24)ारा
(37) 19 अग&त 2013 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (तीसरा संशोधन) िविनयम, 2013,
सं. एल.ए.डी.-एन.आर.ओ./जी.एन./2013-14/18/ 6384, (cid:24)ारा
(38) 6 मई 2014 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (पार&प’रक िनिध) (संशोधन) िविनयम, 2014,
सं. एलएडी/एनआरओ/जीएन/2014-15/01/1039, (cid:24)ारा4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
(39) 23 मई 2014 को भारतीय (cid:9)ितभूित और िविनमय बोड (cid:8) (फ(cid:23)स का संदाय) (संशोधन) िविनयम, 2014, सं. एल.ए.डी.-
एन.आर.ओ./जी.एन./ 2014-15/03/1089, (cid:24)ारा
(40) 30 <दस(cid:3)बर 2014 को भारतीय (cid:9)ितभूित और िविनमय बोड(cid:8) (पार&प’रक िनिध) (दसू रा संशोधन) िविनयम, 2014,
सं. एलएडी- एन.आर.ओ./जी.एन./2014-15/19/ 1973, (cid:24)ारा संशोिधत !ए थे ।
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION
Mumbai, the 15th May, 2015
SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (AMENDMENT)
REGULATIONS, 2015
No. SEBI-NRO/OIAE/GN/2015-16/005 . - In exercise of the powers conferred by section 30 of the Securities
and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend
the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, namely:-
1. These Regulations may be called the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2015.
2. They shall come into force on the date of their publication in the Official Gazette.
3. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, in regulation 24,-
(i) in clause (b), after the words and symbol "provident funds," and before the words "if any of such activities",
the following shall be inserted namely,-
"or Category I foreign portfolio investor as specified in Securities and Exchange Board of India (Foreign
Portfolio Investors) Regulations, 2014," ;
(ii) in clause (b), in the first proviso, after clause (vi), the following proviso shall be inserted, namely,-
"Provided that the requirements of this clause shall not apply if the funds managed are of Category I foreign
portfolio investors and/or Category II foreign portfolio investors which are appropriately regulated broad based
funds, as specified in Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014."
(iii) in the Explanation, after the words "For the purpose of this regulation" and before the comma, the symbol
and words ", with the exception of proviso to clause (vi) of first proviso to clause (b)" shall be inserted.
U.K. SINHA, Chairman
[ ADVT-III/4/Exty./69-ZB/57/15]
Footnote:
1. The Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, the Principal Regulations, were
published in the Gazette of India on December 9, 1996 vide S.O. No. 856 (E).
2. The Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 were subsequently amended–
(1) on April 15, 1997 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 1997 vide S.O. No.327 (E).
(2) on January 12, 1998 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 1998 vide S.O. No.32 (E).
(3) on December 08, 1999 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 1999 vide S.O. No.1223 (E).
(4) on March 14, 2000 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2000 vide S.O. No.235 (E).
(5) on March 28, 2000 by the Securities and Exchange Board of India (Appeal to the Securities Appellate
Tribunal) (Amendment) Regulations, 2000 vide S.O. No.278 (E).¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 5
(6) on May 22, 2000 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2000 vide S.O. No.484 (E).
(7) on January 23, 2001 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2001 vide S.O. No.69 (E).
(8) on May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by
Intermediaries) (Amendment) Regulations, 2001 vide S.O. No.476 (E).
(9) on July 23, 2001 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2001 vide S.O. No.698 (E).
(10) on February 20, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2002 vide S.O. No.219 (E).
(11) on June 11, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2002 vide S.O. No.625 (E).
(12) on July 30, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment)
Regulations, 2002 vide S.O. No.809 (E).
(13) on September 9, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Fourth
Amendment) Regulations, 2002 vide S.O. No.956 (E).
(14) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding
Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No.1045 (E).
(15) on May 29, 2003 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2003 vide S.O. No. 632 (E).
(16) on January 12, 2004 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2004 vide F.No. SEBI/LAD/DOP/4/2004.
(17) on March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper
Person) Regulations, 2004 vide S.O. No. 398 (E).
(18) on January 12, 2006 by the Securities and Exchange Board of India (Mutual Funds)(Amendment)
Regulations, 2006 vide S.O. No. 38 (E).
(19) on May 22, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2006 vide S.O. No. 783 (E).
(20) on August 3, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Third
Amendment) Regulations, 2006 vide S.O. No. 1254 (E).
(21) on December 27, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Fourth
Amendment) Regulations, 2006 vide F. No. SEBI/LAD/DOP/82534/2006.
(22) on December 27, 2006 by the Securities and Exchange Board of India (Mutual Funds) (Fifth
Amendment) Regulations, 2006 vide F. No. SEBI/LAD/DOP/83065/2006.
(23) on May 28, 2007 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2007 vide F. No. 11/LC/GN/2007/2518.
(24) on October 31, 2007 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2007 vide F. No. 11/LC/GN/2007/4646.
(25) on March 31, 2008 by the Securities and Exchange Board of India (Payment of Fees) (Amendment)
Regulations, 2008 vide F. No. 11/LC/GN/2008/21669.
(26) on April 16, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2008 vide F. No. LADNRO/ GN/2008/03/123042.
(27) on May 22, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2008 vide No. LADNRO/GN/2008/09/126202.6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
(28) on September 29, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Third
Amendment) Regulations, 2008 vide No. LADNRO/ GN/2008/24/139426.
(29) on April 8, 2009 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2009 vide No. LAD-NRO/GN/2009-10/01/159601.
(30) on June 5, 2009 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2009 vide No. LAD- NRO/GN/2009-10/07/165404.
(31) on July 29, 2010 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2010 vide No. LAD-NRO/GN/2010-11/13/13945.
(32) on August 30, 2011 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2011 vide No. LAD-NRO/GN/2011-12/27668.
(33) on February 21, 2012 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2012 vide No. LAD-NRO/GN/2011-12/38/4290.
(34) on 26th September, 2012 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2012-13/17/21502.
(35) on 16th April, 2013 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2013 vide No. LAD-NRO/GN/2013-14/03/5652.
(36) on 19th June, 2013 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/12/6108.
(37) on 19th August, 2013 by the Securities and Exchange Board of India (Mutual Funds) (Third
Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/18/6384.
(38) on 6th May, 2014 by the Securities and Exchange Board of India (Mutual Funds) (Amendment)
Regulations, 2014 vide No. LAD-NRO/GN/2014-15/01/1039.
(39) on 23rd May, 2014 by the Securities and Exchange Board of India (Payment of Fees) (Amendment)
Regulations, 2014 vide No. LAD-NRO/GN/2014-15/03/1089.
(40) on 30th December, 2014 by the Securities and Exchange Board of India (Mutual Funds) (Second
Amendment) Regulations, 2014 No. LAD-NRO/GN/2014-15/19/1973.
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