Date: 2015-08-06Category: Draft RegulationState: Union GovernmentCountry: India
Draft CAR Section 6 Series A Part II Requirements for recognition/ acceptance of Type Certificate and Supplemental Type Certificate issued by a Contracting State for aeronautical product, viz. aircraft, aircraft engine and propeller.
**Executive Summary**
This document outlines the requirements for the Director General of Civil Aviation (DGCA) to recognize and accept Type Certificates (TC) and Supplemental Type Certificates (STC) issued by a Contracting State for aeronautical products. It is effective forthwith and was issued under Rule 133A of the Aircraft Rules 1937. The document provides detailed requirements for the acceptance process by the DGCA.
**Key Points / Main Content**
* **Introduction:**
* Rule 49E and 49G of 'the Aircraft Rules-1937' empowers the DGCA to accept TC and STC respectively, issued by a Contracting State, under specific conditions.
* **Definitions:**
* *Aeronautical Product:* Civil aircraft, aircraft engine or propeller.
* *CAA:* Civil Aviation Authority of a contracting state.
* *Contracting State:* Any State which is party to the Convention on International Civil Aviation concluded at Chicago on December 7, 1944.
* *Operator:* Person engaged in or offering to engage in aircraft operation.
* **Applicability:**
* DGCA recognizes/accepts:
* TC for aeronautical products issued by a Contracting State.
* STC for aeronautical products issued by a Contracting State, registered in India.
* Following conditions apply:
* Meets airworthiness requirements specified by the Director General.
* Applicant furnishes documents and technical data for suitability, safety, and airworthiness assessment.
* **Requirements:**
* Certification basis per CAR 21.16A will be considered for TC/STC acceptance.
* Application must be forwarded through the CAA of the State of Design to the DGCA.
* Operator needs Letter of Type Acceptance (LoTA) issued from DGCA to import a new type of aeronautical product or derivative/variant.
* Aircraft type acceptance considered complete when engine and/or propeller are type accepted by DGCA.
* DGCA may request additional information/documentation/clarification.
* Applicant shall arrange familiarization program for DGCA (AED) officials.
* Application should be submitted as per Annexure I & II, to the Director, Aircraft Engineering Directorate (AED), DGCA, New Delhi.
* **Issue/ Cancellation of Letter of Type Acceptance (LoTA):**
* DGCA may grant LoTA, communicated to the TC/STC holder and the operator.
* DGCA may cancel LoTA if safety is imperiled or acceptance is based on false documents.
**Impact Analysis**
**Type Certificate / Supplemental Type Certificate Holders**
* **Impact**: Outlines the requirements and process for their certificates to be recognised by the DGCA for products operating in India.
* **Action Required**: Comply with the documented requirements for TC/STC recognition, including submitting applications as per Annexure I & II, arranging familiarization programs, and providing necessary documentation and data.
**Operators (Persons / organizations engaged in aircraft operation)**
* **Impact**: Defines the conditions under which they can import new types of aeronautical products or variants, including the need for a Letter of Type Acceptance (LoTA).
* **Action Required**: Ensure that imported aeronautical products comply with DGCA requirements, obtain necessary LoTAs before importing new types or variants, and provide any required documentation or clarification to the DGCA.
**Director General of Civil Aviation (DGCA)**
* **Impact**: Provides the regulatory framework and procedures for assessing and accepting TC/STCs issued by contracting states, ensuring airworthiness and safety.
* **Action Required**: Implement the outlined processes for evaluating TC/STC applications, issuing LoTAs, and maintaining oversight of accepted aeronautical products.
Key Entities Referenced
Director General of Civil Aviation (DGCA): The primary regulatory body in India responsible for recognition/acceptance of Type Certificate and Supplemental Type Certificate.
Aircraft Rules 1937: Indian regulations governing aviation, specifically Rules 49E, 49G and 133A within the Aircraft Rules 1937, which are referenced in the document, defining the recognition/acceptance process.
Type Certificate (TC): A certificate issued by a Contracting State to certify the design of an aeronautical product and is subject to DGCA recognition under the rules.
Supplemental Type Certificate (STC): A certificate issued by a Contracting State for major modifications to an existing type-certified aeronautical product, also subject to DGCA recognition under the rules.
Contracting State: A State that is a party to the Convention on International Civil Aviation concluded at Chicago on December 7, 1944, whose certificates may be recognized by DGCA.
GOVERNMENT OF INDIA
OFFICE OF THE DIRECTOR GENERAL OF CIVIL AVIATION
TECHNICAL CENTRE, OPP SAFDARJUNG AIRPORT, NEW DELHI
CIVIL AVIATION REQUIREMENTS
SECTION 6 – DESIGN STANDARDS AND
TYPE CERTIFICATION
SERIES A’ PART II
ISSUE I, 7th October, 2014 EFFECTIVE: FORTHWITH
F.No. 05-05/2014-AED
Subject: Requirements for recognition/ acceptance of Type Certificate and
Supplemental Type Certificate issued by a Contracting State for
aeronautical product, viz. aircraft, aircraft engine and propeller.
1. Introduction:
Rule 49E of ‘the Aircraft Rules-1937’ provides for recognition/ acceptance of Type
Certificate (TC) issued by a Contracting State. It empowers the Director General of Civil
Aviation (DGCA) to accept the TC or any other similar document in respect of an
aeronautical product, i.e. aircraft, engine, and propeller issued by a contracting state
whose airworthiness requirements are at least equal to the requirements established in
accordance with the national regulation contained in CAR 21.
Similarly, Rule 49G of the Aircraft Rules, 1937 provides for recognition/ acceptance of
Supplemental Type Certificate (STC) issued by a Contracting State. The rule states that
the Director General may accept STC issued by a Contracting State in respect of the
aeronautical product registered in India.
This CAR is issued under the proviso of Rule 133A of the Aircraft Rules 1937, and lays
down the detailed requirements under which TC or STC in respect of the aeronautical
product issued by a Contracting State is recognized/accepted by DGCA.
2. Definition:
2.1 Aeronautical product means any civil aircraft, aircraft engine or propeller.
2.2 CAA means Civil Aviation Authority of a contracting state.
2.3 Contracting State means any State which is for the time being a party to the
Convention on International Civil Aviation concluded at Chicago on December
7, 1944, and any amendment which may be made thereto under the provisions
of Article 94 thereof
Issue I, Rev. 1, 3rd July 2015
12.4 Operator means a person, organisation or enterprise engaged in or offering to
engage in aircraft operation.
3. Applicability :
3.1 Recognition/ acceptance of the following by DGCA:
(a) A TC in respect of aeronautical product issued by a Contracting State,
(b) A STC issued by a Contracting State in respect of an aeronautical product
registered in India.
3.2 Following conditions shall be applicable:-
(i) It meets the airworthiness requirements specified by the Director General,
and
(ii) The applicant furnishes documents and technical data as may be required
to assess the suitability, safety, and airworthiness of the product.
4. Requirements :
4.1 Certification basis as contained in CAR 21.16A shall be considered while
evaluating the technical data for grant of acceptance to TC/ STC.
4.2 The application shall be forwarded through the CAA of the State of Design to
the DGCA.
4.3 The operator shall not import a new type of aeronautical product or derivative/
variant of the existing aeronautical product type operating in the country,
without having the Letter of Type Acceptance (LoTA) issued from DGCA.
Also; the operator shall not import an aeronautical product type based on
earlier accepted/registered model by DGCA. If the aeronautical product to be
imported shows that its configuration differs from that of earlier accepted
model by incorporation of reference in Type Certificate Data Sheet, TC holder
is required to submit an application for type acceptance.
4.4 Aircraft type acceptance, shall be considered complete when engine and/or
propeller as product, embedded in the aircraft, is also type accepted by DGCA
in accordance with this CAR.
4.5 DGCA at its discretion may ask any additional information/documentation/
clarification from the TC/STC holder.
4.6 The applicant (TC/STC holder, as the case may be) shall arrange
familiarization programme of adequate duration for DGCA (AED) officials,
depending on the complexity, type of aeronautical product, type of design
change (significant), at their facility.
Issue I, Rev. 1, 3rd July 2015
24.7 The application shall be submitted in a prescribed format as given in Annexure
I & II (as applicable), to the Director, Aircraft Engineering Directorate (AED),
DGCA, Opposite Safdarjung Airport, New Delhi 110003.
5. Issue/ Cancellation of Letter of Type Acceptance (LoTA):
5.1 Upon being satisfied, DGCA may grant LoTA (for TC/STC), which shall be
communicated to the TC/STC holder and the operator with additional
conditions, if any.
5.2 If at any point of time, the DGCA finds that there is a reasonable doubt to
indicate that the safety of the aeronautical product is imperiled because of an
unsafe condition developed in the aeronautical product, or that the said
acceptance has been obtained based on false documents, DGCA may cancel
the ‘Letter of Type Acceptance’.
(Smt M. Sathiyavathy)
Director General of Civil Aviation
Issue I, Rev. 1, 3rd July 2015
3Annexure – I
Government of India
Directorate General of Civil Aviation
Aircraft Engineering Directorate
Application for recognition/acceptance of Type Certificate for aeronautical product
1. Name and Full address of the Type Certificate
(TC) Holder (including e-mail, telephone and fax).
2. Aeronautical Product Type (cid:0) Aircraft (cid:0) Aircraft engine
(cid:0) Propeller
3. Aeronautical Product Model
4. Aeronautical Product category 1) Airplane
(If others, please specify) (cid:0) Normal (cid:0) Transport
(cid:0) Small/ Light (cid:0) Others
2) Helicopter
(cid:0) Normal (cid:0) Transport
(cid:0) Small/ Light
3) Aircraft engine
(cid:0) Reciprocating (cid:0) Turboprop
(cid:0) Turboshaft
(cid:0) Turbojet/Turbofan
4) Propeller
(cid:0) fixed pitch (cid:0) variable pitch
5. Max. AUW of aircraft
6. Maximum seats of the aircraft
7. Engine Model
8. Number of Engines on aircraft
9. Whether the aircraft type on which aeronautical
product (engine/propeller) proposed to be
embodied is accepted/registered by DGCA?
10. TC Number indicating the issuing CAA (copy of
TC to be enclosed).
11. TCDS (copy to be enclosed).
12. Certification basis
13. Supplemental Type Certificate, as applicable
14. Whether basic model of aeronautical product type
is accepted earlier by DGCA? If yes, provide the
copy of the acceptance letter alongwith applicable
TCDS Revision/Issue at the time of acceptance.
15. Whether TC issuing authority is the CAA of the
‘State of Design’? If not, enclose a certificate from
CAA stating that their Airworthiness
requirements/standards are harmonized with those
of FAA/EASA.
Issue I, Rev. 1, 3rd July 2015
416. Compliance Document/ Compliance Matrix and
certification summary.
17. All applicable Airworthiness Directives (ADs) and
their compliance.
18. Approved Aircraft Flight Manual/ Engine Operator
Manual /Propeller Operator Manual
19. Approved Airworthiness Limitations.
20. Structural Repair Manual.
21. Master Minimum Equipment List (MMEL)
22. Illustrated Parts Catalogue
23. Compliance with special conditions such as novel
or unusual design features in the aeronautical
product and substantiation reports.
24. Compliance documents related to high intensity
radiation field (HIRF) effects.
25. Operational capability from high altitude (>10000
feet) airports (for pressurized transport category
aircraft).
26. Capability to operate at high ambient temperatures
up to +50°C at sea level. Engine cooling test report
during take-off/ landing phases of flight at Sea
Level should be provided in support of operational
capability.
27. Noise certificate (as applicable).
28. Substantiation documents providing the basis for ‘
Equivalent Level of Safety
Findings’ and ‘Exemptions’.
29. Letter of intent from an Indian operator (clearly
stating the purpose).
30. Access to web portal for necessary documents for
continued airworthiness support (user ID,
Password, etc.).
31. Details of fees paid in accordance with Rule 62 of
Aircraft Rules 1937 (Demand Draft No. /Indian
Postal Order No./amount/Name of the Bank).
Declaration:
I hereby declare that the particulars entered in this application and the appendices are true and
correct to the best of my knowledge and belief.
Date: Signature of the applicant
Designation
Note:
1. Please strike out whichever is not applicable.
2. Age of the aircraft to be imported shall be as per CAR Section 2, Series F, Part XX ;
3. Any application for TC acceptance not providing the above information/ documents, or if
incomplete, shall be summarily rejected.
Issue I, Rev. 1, 3rd July 2015
5Annexure - II
Government of India
Directorate General of Civil Aviation
Aircraft Engineering Directorate
Application for recognition/acceptance of Supplemental Type Certificate for aeronautical
product
1. Name and Full address of the Supplemental Type
Certificate (STC) Holder (including e-mail, telephone
and fax).
2. Aeronautical Product Type
3. Aeronautical Product Model
4. Engineering description of change of aeronautical
product
5. Whether the aeronautical product type on which change
proposed to be incorporated, is registered by DGCA? If
yes, provide registration number of the aircraft.
6. STC Number indicating the issuing CAA (copy of STC
to be enclosed).
7. Serial number applicable
8. Whether STC issuing authority is the CAA of the ‘State
of Design’? If not, enclose a certificate from CAA
stating that their Airworthiness requirements/standards
are harmonized with those of FAA/EASA.
9. Compliance Document/ Compliance Matrix and
certification summary.
10. Supplements of Approved Aircraft Flight Manual /
Engine Operator Manual/ Propeller Operator Manual
11. Approved Airworthiness Limitations.
12. Structural Repair Manual Supplement.
13. Master Minimum Equipment List (MMEL)
14. Compliance with special conditions such as novel or
unusual design features in the aircraft and substantiation
reports.
15. Compliance documents related to high intensity radiation
field (HIRF) effects.
16. Effect on operational capability from high altitude
(>10000 feet) airports. This requirement is mandatory for
pressurized transport category aircraft.
17. Effect on capability to operate at high ambient
temperatures up to +50°C at sea level. Engine cooling
test report during take-off/ landing phases of flight at Sea
Level should be provided in support of operational
capability.
18. Noise certificate (as applicable).
19. Substantiation documents providing the basis for ‘Equiva
lent Level of Safety Findings’ and ‘Exemptions’.
20. Letter of intent from an Indian operator.
Issue I, Rev. 1, 3rd July 2015
621. Access to web portal for necessary documents for
continued airworthiness support (user ID, Password,
etc.).
22. Details of fees paid in accordance with Rule 62 of
Aircraft Rules 1937 (Demand Draft No. /Indian Postal
Order No./amount/Name of the Bank).
Declaration:
I hereby declare that the particulars entered in this application and the appendices are true and
correct to the best of my knowledge and belief.
Date: Signature of the applicant
Designation
Note:
1. Please strike out whichever is not applicable.
2. Any application for STC acceptance not providing the above information/ documents, or
if incomplete, shall be summarily rejected.
Issue I, Rev. 1, 3rd July 2015
7