Date: 2021-03-03Category: Draft RegulationState: Union GovernmentCountry: India
Draft revision to CAR Section 7 Series I Part I - Appointment of Designated Examiners For Scheduled Commercial Operators With Fixed Wing Aircraft And Synthetic Flight Examiners (SFE) For ATOs.
**Executive Summary**
This Civil Aviation Requirement (CAR) outlines the criteria and procedures for the appointment, delegation, and monitoring of Designated Examiners (DEs) and Synthetic Flight Examiners (SFEs) for scheduled commercial operators with fixed-wing aircraft and ATOs. It addresses conflict of interest, selection processes, qualification requirements, training requirements, and the conditions for withdrawal and renewal of DE/SFE appointments. This document, effective immediately, is to be read in conjunction with CAP7200.
**Key Points / Main Content**
*Applicability*
* The CAR applies to scheduled commercial operators with fixed-wing aircraft and ATOs approved under CAP 7100, regarding their DEs/Nominated DEs and SFEs.
*Delegation Policy*
* The DE/SFE program allows operators to develop and maintain a flight crew test and check program independent of DGCA FOI availability.
* DE/SFEs perform duties as delegates of the DGCA.
* DGCA FOIs can conduct tests and checks and monitor DE/SFEs/Nominated DEs at any time.
* Operators/ATOs must not influence or obstruct DE/SFEs/Nominated DEs; violation results in forfeiture of the DE/SFE program and revocation of affected checks.
*Conflict of Interest*
* DE/SFEs/Nominated DEs are primarily operator/ATO employees, which may lead to conflicts of interest.
* A conflict of interest is any relationship that may influence a DE/SFE/Nominated DE to act in a manner that does not prioritize the safety of the flying public.
* Examiners should consider if their objectivity is affected (e.g., applicant is a relative).
* Applicants must declare any conflict of interest in their resume.
* The DGCA has final authority on determining conflicts of interest.
* Full reports of conflict of interest circumstances must be submitted to the DGCA for review.
*Procedure for Selection*
* Operators must justify the need for DE/SFE appointments.
* Pilots recommended as DE/SFEs must be of recognized integrity and capable of impartial conduct.
* The operator's post-holder for training or accountable manager must sign and forward the nominations.
* Candidates must demonstrate thorough knowledge of operational and training manuals and the ability to conduct skill tests and checks.
* Nominated pilots are subject to a selection process, including an interview by a board in DGCA HQ.
* DGCA will consider retaining the designation of DEs who change aeroplane types or operators.
*Qualifying Requirements*
* DEs must hold a valid ATPL and meet experience requirements, including total flying experience, command experience, and knowledge of regulations.
* DEs must have not been held blameworthy for an aircraft accident in the previous three years or an aircraft incident in the previous one year.
* SFEs must hold or have held a DGCA ATPL, demonstrate knowledge of regulations, hold or have held a Pilot-in-Command rating on the same type of commercial aircraft, and meet other criteria.
* SFEs must have undergone a medical assessment by a doctor qualified in Aviation Medicine, to assess suitability for simulator duties, that will address; physical ability, visual and colour perception and hearing.
*Training Requirements*
* Pilots undergo DE/SFE courses covering procedures, techniques, assessment standards, and briefing/debriefing.
* Training also includes completing an approved training course covering the assessment of CRM skills, and the use of facilitation techniques;
* The DE shall exercise his DE functions on an aeroplane only when he has a minimum of 10 hours flying experience as PIC on the type during the preceding 90 days.
* Specific requirements are outlined for initial and subsequent appointments, including observation and conduct of skill tests and checks under supervision.
* Recency requirements are stipulated for DE/SFEs who have not exercised their privileges.
*Conduct of Checks/Tests*
* DEs and SFEs are accorded specific functions and required to perform associated check/tests.
*Validity and Renewal*
* DE/SFE appointments are valid for five years if requirements are met.
* Appointments cease to be valid if refresher courses or DGCA monitoring is not completed within specified timeframes, or if a DE's license or medical category expires, or the DE/SFE authorization is withdrawn by the DGCA.
* The operator is responsible for requesting renewal prior to expiration. The application process includes submitting records of tests/checks and demonstrating continued utilization of the DE/SFE.
*Monitoring and Checking*
* The DGCA monitors DE/SFEs through standardization checks, review of operator utilization, and random checks by FOIs.
* Operators must maintain records showing the dates of standardization checks and refresher courses and a list of tests/checks conducted by each DE/SFE.
*Withdrawal of DE Appointment*
* DE/SFE appointments may be withdrawn by the DGCA for deficiencies or due cause.
*General*
* A pilot may hold concurrent DE and Instructor appointments.
* Fees for DE/SFE approval and renewal are outlined.
**Impact Analysis**
**Scheduled Commercial Operators with Fixed Wing Aircraft / ATOs**
**Impact**
* Responsible for ensuring adherence to the CAR in DE/SFE appointment and utilization, justifying the need for DE/SFE appointments, and ensuring that DE/SFEs are not influenced or obstructed. Must ensure all DE/SFE documents and requirements are complete.
**Action Required**
* Review current DE/SFE programs for compliance. Justify the number of DE/SFEs, prevent conflicts of interest, and maintain accurate records. Provide training opportunities. Inform DGCA of DE/SFE employment status changes.
**Designated Examiners (DEs) / Synthetic Flight Examiners (SFEs)**
**Impact**
* Subject to stricter oversight, new eligibility, training, and monitoring requirements.
* Subject to withdrawal of appointment if requirements are not met.
**Action Required**
* Adhere to regulations, perform duties as DGCA delegates, and declare any conflicts of interest.
* Complete required training and maintain currency.
**DGCA Flight Operations Inspectors (FOIs)**
**Impact**
* Carry out inspections, monitor DE/SFE activities, and make alternate arrangements.
* DGCA has final authority on DE/SFE appointments and conflicts of interest.
**Action Required**
* Conduct monitoring, standardization checks, and reviews as specified in the CAR.
Key Entities Referenced
Aircraft Rules, 1937: The rules under which the Director General of Civil Aviation may appoint Designated Examiners (DE/SFE).
Civil Aviation Requirements: A document laying down the criteria for appointment of Designated Examiners (DEs) and Synthetic Flight Examiners (SFEs).
DGCA: The Directorate General of Civil Aviation, the regulator to whose standards the DE/SFE program operates and on whose behalf DEs/SFEs conduct regulatory checks.
Designated Examiners (DE/SFE): Pilots appointed by the DGCA to carry out flying tests and technical examinations on behalf of the DGCA. DEs are appointed for scheduled commercial operators with fixed wing aircraft. DEs appointed under this CAR are also appointed for Synthetic Flight Examiners (SFE) for ATOs
Air Training Organisation (ATO): An organisation approved under CAP 7100.
GOVERNMENT OF INDIA
OFFICE OF THE DIRECTOR GENERAL OF CIVIL AVIATION
TECHNICAL CENTRE, OPP. SAFDARJUNG AIRPORT, NEW DELHI – 110003
CIVIL AVIATION REQUIREMENTS
SECTION 7 – FLIGHT CREW STANDARDS
TRAINING AND LICENSING
SERIES 'I' PART I
ISSUE IV, Dated XXXX
EFFECTIVE: FORTHWITH
F. No. 22024/27/2014-FSD
SUBJECT: APPOINTMENT OF DESIGNATED EXAMINERS FOR SCHEDULED COMMERCIAL
OPERATORS WITH FIXED WING AIRCRAFT AND SYNTHETIC FLIGHT EXAMINERS
(SFE) FOR ATOs.
1. INTRODUCTION
1.1 Under Rule 41A of the Aircraft Rules, 1937, the Director General may appoint
Designated Examiners (DE/SFE) for carrying out flying tests and technical
examinations required under Schedule II. Further ICAO Annex 1 also stipulates that
the applicant for issue of type rating, qualifications to hold a license or rating shall
have demonstrated the skill and knowledge required for the safe operation of the
applicable type of aircraft, relevant to the licensing requirements and piloting
functions of the applicant.
1.2 This Civil Aviation Requirement lays down the criteria for appointment of DEs/ SFEs,
their functions etc., to comply with aforesaid requirement and is issued under Rule
29C of the Aircraft Rules, 1937.
1.3 Normally, skill tests and Proficiency checks are required to be conducted by DGCA
Flight Operations Inspectors (FOI), however considering the volume of checks/ tests
required, the DE/SFE programme has been institutionalized through this CAR. In the
‘DE/SFE’ programme, the DE/SFE conducts regulatory checks on behalf of DGCA. A
DE/SFE appointed, under this CAR is an operator employee, ‘approved’ to conduct
pilot licensing skill tests, pilot proficiency checks, instrument rating checks and PIC
upgrade route checks, as required by regulations on behalf of the DGCA and
approval of SFEs is restricted to ATOs and associated checks on Simulators only.
1.4 This CAR is to be read in conjunction with CAP7200.
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2. APPLICABILITY
The CAR is applicable to Scheduled commercial operators with fixed wing
aircraft, ATOs approved under CAP 7100, for their DE / Nominated DE and
SFEs.
3. DELEGATION POLICY
3.1 The DE/SFE program has been instituted to allow operators to develop and
maintain a program of flight crew tests and checks independent of the
availability of DGCA Flight Operations Inspectors. DE/SFE shall be aware
that they perform their duties as delegates of the DGCA
3.2 A DGCA FOI, when scheduled by the FSD, DGCA, may conduct any of the
tests and checks and may monitor (by way of surveillance or random check)
any DE/SFE / Nominated DE conducting any test or check, at any time.
Note: ‘Nominated DE’ (a DE who has been specially authorized by the
DGCA for the purposes described in OC 4 of 2017) may conduct checks
described in OC 4 of 2017.
3.3 Any effort by an Operator/ ATO to influence or obstruct a DE/SFE /
Nominated DE, in any way, in the course of fulfilling his obligations to
the DGCA, will result in the forfeiture of the Operator’s DE/SFE program
as such. The validity of any checks performed by the affected DE/SFE will
also be revoked.
4. CONFLICT OF INTEREST FOR DE/SFE
4.1 Since DE/SFE / Nominated DEs primarily are operator’s / ATO’s
employees carrying out functions on behalf of DGCA. Sometimes this may
result in a situation of conflict of Interest.
4.2 Conflict of Interest is defined as any relationship that might influence an
approved DE/SFE /Nominated DE to act, either knowingly or unknowingly,
in a manner that does not hold the safety of the flying public as the primary
and highest priority. Example of a situation but not limited to, is considered
as a possible conflict of interest between the DE/SFE / Nominated DE and
his delegated authority in conducting a Test/Check on a pilot whom the
DE has trained under a concurrent instructor approval and such training
culminates into the Test/Check.
4.3 Situation where the examiner should consider if the objectivity is affected,
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when the applicant is a relative of the examiner, or when they are linked by
economic interests etc.
4.4 Each applicant, whose name is recommended by operator, shall declare
in his resume, which accompanies the nomination form given in
Appendix 1, any conflict of interest of which they have knowledge.
4.5 There shall be no concurrent approval accorded to SFE.
4.6 The final authority, for deciding whether there is any conflict of interest that
might affect the DE/SFE / Nominated DE’s ability to conduct tests and
checks in an impartial manner, rests with the DGCA.
4.7 Wherever, any DE/SFE comes into a situation of conflict of interest, a full
report of the circumstances shall be immediately submitted by him/operator/
ATO to the DGCA for review.
5. PROCEDURE FOR SELECTION
5.1 The operator, while requesting appointment of DE/SFE shall justify the need of
number of DE/SFE required to meet the quantum of regulatory checks to be
performed. The operators shall also ensure and confirm that pilots
recommended for appointment as DE/SFE are of recognized integrity, free from
prejudices and strong likes and dislikes and capable of recording fair
assessments and shall be known for impartial conduct. They shall be capable
of instilling high standard of discipline among the flight crew and shall have
balanced attitude towards them.
Note: ATOs may under mutual agreement with an operator, utilize specific
DEs to cater the requirements of the ATO [SFI Standardization / Skill Tests
and IR/PPC (initial and/or recurrent)] after obtaining authorization from DGCA.
5.2 The Operator’s Post-holder for Training or Accountable Manager shall sign and
forward the nomination for the DE/SFE. A resume of the candidate's background,
qualifications and experience is required, and must include a summary of
previous checking, training or supervisory experience. A candidate shall also
declare, on his resume, conditions that could result in a conflict of interest.
5.3 While recommending the pilots for appointment as DE/SFE, operator/ ATO shall
ensure that the candidate:
(a) Demonstrates a thorough knowledge of the contents of the Operator's
Operations Manual/ Training and Procedures Manual (TPM), Operations
Specifications, SOPs and the applicable aircraft operating manuals;
(b) Demonstrates his knowledge and ability to conduct Skill Test(s), Proficiency
Check(s) and PIC upgrade check(s), as appropriate, on the applicable
aircraft type (and/or simulator), for which the DE/SFE has been nominated;
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and;
5.4 For designation as DE/SFE the nominated pilots shall be subjected to a process
of selection. The selection process shall be on the basis of applications received
from the entire pilot population that meets the eligibility criteria. The selection
process shall be carried out by a Board in DGCA HQ that will meet, as deemed
necessary. The Board will be chaired by the JDG/CFOI DGCA with the members
being a type qualified FOI (if available), and the operator’s Post-Holder Training.
The scope of the interview for selection shall be;
Knowledge of Aircraft Rules, CARs and DGCA circulars
pertaining to DE functions and responsibilities
Knowledge of CAP 7200 DE Manual
Aircraft specific knowledge
Note: In case change of Aircraft Type, the nominated pilot shall undergo selection
procedure as stipulated in the above Para.
5.5 On selection and successful completion of training and checks, the completed
records shall be submitted to FSD, DGCA for appointment of the DE. In case the
nominee does not pass the selection board process, he may re-appear only after
a minimum gap of 3 months.
Note: Unsatisfactory outcome of the interview on account of insufficient aircraft
specific knowledge shall entail mandatory extended technical refresher to be
completed prior to utilizing the privileges of PIC or TRI (A).
5.6 DGCA will consider retaining the designation of DEs who;
(a) Change aeroplane types with the same operator, or Change of operator
with change of aeroplane type
(b) Change of operator with same type of aeroplane, or;
Note: Change of operator in this context is from one scheduled operator to
another scheduled operator
6. QUALIFYING REQUIREMENTS- DE
6.1 Holds a valid ATPL
(a) Demonstrates satisfactory knowledge of the contents and interpretation of
the DGCA Civil Aviation Requirements and applicable regulations;
(b) Is Pilot-in-Command in the same type of commercial operation (scheduled)
for which examining authority is sought;
(c) Holds a current Proficiency Check on type;
(d) Holds Following qualification
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Current TRI on same type Minimum experience as TRI
Functioned as TRI for a 150 Hrs (minimum 50 Hrs on
minimum period of six months simulator) of training experience
preceding the date of on simulator/aircraft as TRI on
nomination as DE same type,
OR
Has functioned as a DE with the same/another operator for a minimum
period of twelve months during the previous five years
OR
Pilot employed by the operator Functioned as TRE with an ICAO
and issued with FATA contracting state for a minimum
period of 02 years during the
previous 03 years
(e) Has not been held blameworthy for an aircraft accident in the previous
three years or an aircraft incident in the previous one year.
(f) Has not been tested alcohol positive in the pre/post flight medical check in
the previous three years.
6.2 For initial appointment, a pilot shall have the following qualifying experience prior
to appointment as DE for the first instance with a scheduled operator:
a. Total Flying Experience 4000
b. Total Command Experience 2000
c. Total Command Experience on type h1o0u0r0s
hours
6.3 The qualifying command experience on type for subsequent appointment as DE
shall be;
With the same operator and change of type
DEs with more than 01 Total DE Experience 200 Hrs on other Aircraft
year to 02 Years of / Simulator Type
Experience Command Experience 500 Hrs on New Type
DEs with more than 02 Total DE Experience 400 Hrs on other Aircraft
years of Experience / Simulator Type
Command Experience 250 Hrs on New Type
With change of operator and change of type
DEs with more than 01 Total DE Experience 200 Hrs on other Aircraft
year to 02 Years of / Simulator Type
Experience Command Experience 750 Hrs on New Type
DEs with more than 02 Total DE Experience 400 Hrs on other Aircraft
years of Experience / Simulator Type
Command Experience 500 Hrs on New Type
With change of operator and same type
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Completion of Operators’ Conversion Course and Para 8.1 (c) and (d), subject to
valid release/standardization check, if standardization check not valid then
applicant has to undergo a standardization check by DGCA FOI.
Note 1: For DEs not meeting the above qualifying requirements in Para 6.3
on previous type, 1000 hrs. as PIC will be needed on new type to be able to
qualify as DE on new type.
Note 2: For induction of new aircraft type, the qualifying requirements will be
mutually agreed between DGCA and the Operator.
6.4 QUALIFYING REQUIREMENTS FOR SFE
6.4.1 Pilots recommended for authorization as SFEs should hold or have held a
DGCA, India ATPL, and:
(a) Demonstrates satisfactory knowledge of the contents and interpretation of
the DGCA Civil Aviation Requirements and applicable regulations;
(b) Holds or have held a Pilot-in-Command rating on the same type of
commercial aircraft, for which examining authority is sought;
(c) Shall not have attained the age of 70 Years.
(d) Additionally, should meet the following criteria:
(i) shall have been current in flying on the same type of commercial air
transport with a commercial operator on aeroplane with AUW exceeding 5700
Kgs in the preceding 5 years; or,
(ii) shall have been a simulator trainer on the same type of commercial air
transport with an operator or a DGCA/ICAO Contracting State approved
TRTO/ATO on aeroplane of AUW exceeding 5700 Kgs, in the preceding 5
years; or,
(iii) Is an Indian pilot employed / engaged by an operator of a contracting state
and has, functioned as a TRI/SFI on the type with that ICAO Contracting State
for a minimum period of 2 years during the previous 5 years.
(e) Shall not have tested alcohol positive during a pre/post flight medical check
in the last 3 years of flying;
And,
Shall not have been held blameworthy for an aircraft accident/ incident in the
last 3/1 years of flying respectively;
And,
f) Shall have undergone a medical assessment by a doctor qualified in Aviation
Medicine, to assess suitability for simulator duties, that will address;
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● Physical ability
● Visual and colour perception
● Hearing
Note: a. For the initial issue of an SFE approval, the pilot shall have completed
at least 150 Hrs (minimum 50 Hrs on simulator) as a TRI (A/S) or as SFI
on the applicable type.
b. In addition to entry requirements, the medical assessment, above shall be
conducted annually for SFEs above the age of 65 years. The medical
assessment may be conducted by any doctor including that of an operator,
who is qualified in aviation medicine,
A pilot recommended for authorization as SFE shall undergo the stipulated
ground training and satisfactory checks on an approved simulator.
SFE shall be checked for proficiency by DGCA Flight Operations Inspector.
A pilot who fails the proficiency check shall not be recommended for the
respective approval, for a minimum period of three months.
FOI check will be carried out as per CAP 8200, FOI Manual.
6.4.2 TRAINING REQUIREMENTS
Following table is laid for meeting the training requirements for seeking
SFE approval:
From EXPERIENCE TRAINING DGCA
/QUALIFYING REQUIREMENT TRAINING/
S PROCEDURE
a DE I. Valid DE Approval NIL NIL
and same Aircraft
II. DE Approval on
another aircraft Observe and Standardization
type is endorsed, conduct one check on type,
which is not Full P1/P2 for which the
current, while DE Endorsement approval is
approval is valid training, sought.
including
checks with
TRI/DE.
b DE with lapsed Has functioned for at Observe one Selection
approval/ least 1 Year as DE, and conduct procedure as
standardizatio and approval has not one stipulated and
n (same Type) lapsed for more than endorsement Standardization
1 Year. check with DE. check on type,
for which the
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approval is
sought.
c DE with lapsed Has functioned for 1 Observe one Standardization
approval/ Year as DE and and conduct check on type,
standardizatio approval has lapsed two for which the
n (same Type) for more than 1 Year. endorsement approval is
checks with DE. sought.
d TRI(A) Has functioned for 1 Observe one Selection
Year as TRI(A) and conduct procedure as
two stipulated,
endorsement Indoctrination
checks with Training with
DE. DGCA and
Standardization
check on type,
for which the
approval is
sought.
e TRI(S) Has functioned for 1 Observe one Selection
Year as TRI(S) and conduct procedure as
two stipulated,
endorsement Indoctrination
checks with Training with
DE. DGCA and
Standardization
check on type,
for which the
approval is
sought.
f SFI Has functioned for 1 Observe one Selection
Year as SFI and conduct procedure as
two stipulated,
endorsement Indoctrination
checks with Training with
DE. DGCA and
Standardization
check on type,
for which the
approval is
sought.
7. CONDUCT OF CHECKS/TESTS BY DEs (DE)/SFE/ Nominated DE
7.1 DEs are accorded the following functions and required to perform associated
check/tests during the course of their designation;
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(a) Skill Tests for issue/renewal of type rating.
(b) PPC and IR Check
(c) PIC upgrade route checks
(d) Standardization checks of Instructors
(e) Training/check of DE where authorized
(f) LVO Checks initial and Recurrent
(g) RHS Check
7.1.1 SFEs are accorded the following functions and required to perform associated
check/tests during the course of their designation;
(a) Skill Tests for issue/renewal of type rating.
(b) PPC and IR Check (Except for pilots employed with Scheduled operators)
(c) Standardization checks of SFIs
(d) RHS Checks
(d) LVO Checks (initial and recurrent)
7.2 (a) DE shall exercise his DE functions on an aeroplane only when he has a
minimum of 10 hours flying experience as PIC on the type during the
preceding 90 days. If he does not meet such recent flying experience, the DE will
be limited to DE functions on the simulator, till recent experience as
mentioned above is acquired.
(b) DE shall continue to exercise his DE functions when he has exercised the
functions of DE, as applicable, on the type during the preceding 6 months,
except when a pilot is newly appointed on the type. In case the DE is not
meeting this recent experience, he shall follow requirements as applicable in
table of Para 8.2 (c).
8. TRAINING REQUIREMENTS
8.1 Pilots shall undergo the following training in order to obtain appointment as a
DE/ SFE for the first instance with a scheduled operator/ ATO:
(a) A DE/SFE course, conducted by DGCA covering the following topics;
(i) The procedures and techniques associated with the
conduct of Skill Tests and Proficiency Checks;
(ii) The techniques and standards used in the
assessment and
(iii) evaluation of candidate’s performance;
Briefing and debriefing procedures and requirements;
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(iv) Completion of all applicable forms and documentation; and
(v) The contents and interpretation of all applicable
manuals and publications.
(b) The completion of an approved training course covering the
assessment of CRM skills, and the use of facilitation techniques;
(c) The observation of at least One Skill Test or Proficiency Check in an
approved simulator;
(d) The conduct of Two Skill Tests and/or Proficiency Checks in an
approved simulator / aeroplane, under the supervision of a DE. The
nominee shall carry out the briefing, conduct the check and
subsequent debrief, and then complete all necessary paperwork which
shall be made under supervision of the DE conducting the training; and
(e) Undergo a DGCA FOI Release Check, during which a DGCA Inspector will
observe the applicant conducting a Skill Test or Proficiency Check on a
candidate (or candidates) in an approved simulator or aeroplane.
FOI release check will be carried out as per the form in Appendix B to CAP
7200
8.2 The pilots shall undergo the following training for subsequent appointment as a
DE with a scheduled operator:
(a) Change aeroplane types with the same operator – Para 8.1 (c) to (e) above.
(b) Change of operator with same type of aeroplane – Completion of
Operators’ Conversion Course and Para 8.1 (c) and (d) above subject
to valid release/standardization check, if standardization check not valid
then applicant has to undergo a standardization check by DGCA FOI.
(c) Change of operator with change of aeroplane type –
Completion of Operator’s Conversion Course/ Type and Para 8.1(c) to (e)
above.
8.3 Recency Requirements
Operator to ensure that the DE/SFE who have not exercised their
privileges as per the duration below, the following training shall apply to
regain currency in order to function as DE/SFE;
Observe and conduct of one skill test /
06 months to 01 year
proficiency check under supervision of another
valid DE.
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Annual refresher course as mentioned in
CAP7200, conducted by DGCA ;
Observe one Skill Test or Proficiency Check;
Conduct of One Skill Test or Proficiency
Checks, under the supervision of a DE. The
nominee shall carry out the briefing, conduct
More than 01 year to
the check and subsequent debrief, and then
02 Years
complete all necessary paperwork which shall
be made under supervision of the DE
conducting the training;
Undergo a DGCA FOI Monitor Check, during
which a DGCA Inspector/ Nominated DE will
observe the applicant conducting a Skill Test or
Proficiency Check on a candidate (or
candidates)
More than 02 Years
The DE/SFE shall undergo training
requirements for initial approval.
Note: Above requirements are also to be met by candidates who are to undergo their
initial FOI Release Check.
9. VALIDITY AND RENEWAL
9.1 Unless withdrawn, the appointment of the DE/ SFE shall remain valid for a
period of five years from the date of issue of appointment so long as the
pilots continue meet the applicable requirements of this CAR and remain
in the employment of the operator who has obtained the appointment.
9.2 A DE/ SFE appointment will cease to be valid whenever any of the following
conditions apply:
(a) More than 12 months have elapsed since completion of a DE/SFE
Refresher Course conducted by the DGCA (If the training is
conducted within three months prior to the expiry of the 12 months
period, the next ground and refresher training must be completed
within 12 months of the original expiry date of the previous ground
and refresher training). Such a course shall cover assessment
standards and practices, licensing requirements and current
regulations; or
(b) More than 12 calendar months have elapsed since the DE/SFE
has been monitored by a DGCA Inspector, for this purpose, whilst
conducting a Skill Test or Proficiency Check in an approved
simulator (DE/SFE Standardization check);
(c) A DE’s instrument rating has expired; or
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(d) A DE’s license is not valid or has expired; or
(e) A DE’s medical category is not valid or has expired; or
(f) The DE/SFE authorization is withdrawn by the DGCA
Note 1: In case the appointment of the DE/SFE is no longer valid due to
para (a) to (e)/ Para (a) & (b) above, respectively, the appointment will be
validated on compliance of the following requirements.
Note 2: In case the standardization check is conducted within 03 months
prior to the expiry of the 12 months period, the next check must be
completed within 12 months of the original expiry date of the previous
check.
9.3 Renewal procedure of the appointment of DE/ SFE is given below;
(a) The responsibility to request renewal prior to expiration of DE/ SFE
appointment rests with the Operator concerned.
(b) At least three months prior to the expiration of appointment the Operator
shall request for renewal in writing.
(c) Following will be attached to the renewal request;
(i) Record of all Tests / Checks the DE/ SFE has conducted during the
last 12 months.
(ii) Copy of DE/ SFE is current license and medical certificate.
(d) The application shall indicate the dates the DE/ SFE can be made available
for an Inspector to monitor / conduct a Test / Check if required.
(e) DGCA shall review the request with particular attention to the number of
Tests/ Checks conducted by the DE/ SFE during the past year and other
renewal requirements specified in this CAR. This is to ensure that the DE/
SFE is being well utilized by the Operator, so as to justify his continued
designation.
(f) If the document review is satisfactory DGCA, will assign an FOI to carry out
a DE/ SFE Standardization Check as required.
(g) If the performance of the DE/ SFE is satisfactory the DE/ SFE designation
may be renewed for a period of Five years.
(h) If the performance of the DE/ SFE is not satisfactory for any reason the DE/
SFE and the Operator shall be informed accordingly.
29th January 2021 12CIVIL AVIATION REQUIREMENTS SECTION 7
SERIES 'I' PART I
10 DE/ SFE MONITORING AND CHECKING
10.1 DGCA Records and Responsibilities
The DGCA shall monitor the standards of all DE/ SFE by:
(a) Monitoring each DE while he conducts a Skill Test, IR Check or
Proficiency Check every 12 months - this check shall be referred to as
the DE/ SFE Standardization Check;
(b) Reviewing the Operator's utilization of DE/ SFE on a regular basis;
(c) Monitoring (during standardization checks and random checks by FOIs)
the activities of each DE/SFE to ensure:
his reports are complete, accurate and meaningful;
his Checks cover the required sequences;
his conduct of checks is fair and in conformance with the standards
and procedures described in this manual;
he is acting within the limits of his authority and;
Completion of the DE/SFE Standardization Report, retaining of records,
and
Updating the Operator's/ATO’s DE/ SFE file.
10.2 Operator Records and Responsibilities
It is the Operator's responsibility to ensure a DE/ SFE appointment is valid
before scheduling him to conduct a Check. To aid in this responsibility, an
Operator/ ATO shall maintain records to show:
(a) The last date on which each DE/ SFE has undergone a DE/ SFE
Standardization Check by an Inspector and when his next DE/ SFE
Standardization Check is due; and
(b) The last date on which each DE/ SFE attended a DE/ SFE Refresher
Course, and when the next course is due;
(c) A list of the Tests/Checks conducted by each DE/SFE, using the format
given in Appendix 2 to this CAR. Records are required to be submitted
for each DE/SFE every quarter covering each month in the quarter.
Where a DE/SFE has not conducted any checks/ tests in a month,
the record shall be annotated “no checks/tests conducted this month”.
10.3 If a delay or problem is anticipated by the Operator/ ATO in arranging a
DE/SFE Standardization Check for a DE/SFE prior to the expiry date,
contact shall be made at once by email with the CFOI to make alternate
29th January 2021 13CIVIL AVIATION REQUIREMENTS SECTION 7
SERIES 'I' PART I
arrangements. If the Operator can show that it is impractical to arrange
a DGCA check to fulfil the requirements above, prior to the expiry date,
an extension may be granted by the DGCA on a specific case basis.
Maximum extension may not exceed 30 days, from the date the DGCA
standardization was due.
10.4 In order to maintain up to date records for DE utilization, the Operator shall
inform the DGCA when a DE/SFE is no longer in the employment of the
Company, or will not be required to perform DE duties during the coming
24 months.
11 WITHDRAWAL OF DE APPOINTMENT
11.1 The appointment of a DE/SFE may be withdrawn by the DGCA if the
pilot is found lacking in any of the requirements. Besides, a Board
consisting of the Chief of Operations and Chief of Training of the operator
may also recommend to the DGCA, withdrawal of appointment as
DE/SFE in respect of any pilot giving adequate justification.
11.2 DE/SFE appointment may be withdrawn by the DGCA, in part or in whole,
for due cause. In these cases, the DGCA Flight Standards Directorate will
issue a written notification of withdrawal of appointment to the DE
concerned, and also inform the applicable Operator(s). Where there is
an immediate threat to safety, this appointment will be withdrawn
immediately. The DGCA may withdraw an DE/SFE appointment if
evidence shows that an DE/SFE has:
At any time, acts in a manner which is in contravention of the
guidelines contained
in this CAR;
Placed a personal interest, or the interest of the company, ahead of the
interest of the DGCA and the travelling public;
Failed to follow the applicable instructions to maintain the required
standards, or to follow proper procedures;
Fraudulently misused DE/SFE authority, or acted in any other way that
would discredit the DGCA;
Tested alcohol positive in a pre/post flight medical check.
Breached the DGCA Civil Aviation Rules and Regulations;
During the course of a Proficiency Check, or DE/SFE Standardization
Check, failed to meet the required DGCA Standards.
29th January 2021 14CIVIL AVIATION REQUIREMENTS SECTION 7
SERIES 'I' PART I
Exercised poor judgment in assessing a candidate’s performance, in
relation to the standards contained herein; or
Failed to represent DGCA in a manner acceptable to the Director General
Except where there is an immediate threat to safety, the DGCA, prior to
making a final decision in the matter of withdrawal of an DE/SFE
appointment, shall ensure the matter has been investigated thoroughly; and
the DE/SFE and, where applicable, the concerned Operator, have been
given a formal opportunity to respond to the allegations, either verbally or
in writing.
Note: Refer Operations Circular 2 of 2013 - Withdrawal/ Reinstatement of
Trainer Approval.
12 GENERAL
12.1 A pilot may hold independent yet concurrent appointment as DE and
authorization as Instructor. The requirements for such appointment or
authorization will be met separately with distinct approval, standardization
processes and validity periods. Withdrawal and reinstatement would be
treated separately for both cases.
13 FEES
13.1 Fees for DE / SFE approval is Rs. Ten Thousand only and for renewal of
DE/SFE approval is Rs. Five Thousand only.
13.2 Whenever DGCA FOI is on board the aircraft / simulator to conduct DE/SFE
release check/ standardization check fees shall be applicable in accordance
with Rule 48 (2) of the Aircraft Rules 1937.
(Arun Kumar)
Director General of Civil Aviation
29th January 2021 15CIVIL AVIATION REQUIREMENTS SE CT ION 7
SERIES 'I' PART I
Appendix 1
DE INITIAL ISSUE APPLICATION
APPLICANT’S IDENTIFICATION
NAME: ADDRESS:
EMPLOYER: NATIONALITY: DATE OF BIRTH:
TYPE OF LICENSE: LICENSE NO. LICENSE EXPIRY DATE: RATINGS HELD:
FLIGHT TIME (Hours)
PIC PIC NIGHT PIC ON TYPE FSTD/ SIMULATOR
Flying Experience before Examiner Course:
Flying Experience ……………… hours (minimum 4,000) of which PIC experience ……………. hours (minimum
2,000) (of which at least 500 hours must be as PIC on type)
Flight Experience as PIC on type: …………………. hours
Flight Experience as TRI (on aeroplane): …………………… hours (on simulator) ………………. hours Experience
in the past 12 months as TRI ……….. Type of Aeroplane ………….
Last Skill Test/ PPC date ……………Type of Aeroplane ………………. Examiner Name ………………
DECLARATION BY APPLICANT
I CERTIFY THAT THE ABOVE INFORMATION IS TRUE IN EVERY RESPECT. I AGREE TO ABIDE BY THE PROVISIONS OF THE CIVIL
AVIATION LAW AND THE REGULATIONS ISSUED THEREUNDER.
I CERTIFY THAT NO ENFORCEMENT ACTION HAS BEEN TAKEN AGAINST ME BY DGCA in last 3 years.
APPLICANT’S SIGNATURE ……………………………………….. DATE (DD/MM/YY) ………………………
APPLICANT’S NAME …………………………………………………………….
COMPANY RECOMMENDATION
Incident/ Accident record details………………………………………………………………………………………
BA Positive test record…………………………………………………………………………………..……………….
Administrative Action taken if any in last 3 Years. ……………………...………………………………………….
Post Holder Training / Post Holder Flight Operations (name) ………………………………………………………….
I hereby recommend the applicant be appointed as a Designated Examiner for the company. I also verify the statement of
qualifications and experience. and that the applicant will complete an approved DGCA Examiner course on:) ………………./
whenever scheduled by DGCA.
POST HOLDER’S SIGNATURE …………………………. LICENSE NO…………………….. DATE ……………….. POST
HOLDER’S NAME ……………………………………...……….... OPERATOR ……….……………………… 14CIVIL AVIATION REQUIREMENTS SE CT ION 7
SERIES 'I' PART I
Appendix 1A
SFE INITIAL ISSUE APPLICATION
APPLICANT’S IDENTIFICATION
NAME: ADDRESS:
EMPLOYER: NATIONALITY: DATE OF BIRTH:
TYPE OF LICENSE: LICENSE NO. LICENSE EXPIRY DATE: RATINGS HELD:
FLIGHT TIME (Hours)
PIC PIC NIGHT PIC ON TYPE FSTD/ SIMULATOR
Flying and Simulator Experience before Examiner Course:
Flying Experience ……………… hours of which PIC experience ………………hours
Flight Experience as PIC on type: …………………. hours
Flight Experience as TRI/ (on aeroplane/ Simulator): …………………… SFI hours (on simulator) ……………. Hours
Past experience in the past 12 months as TRI/SFI……….. Type of Aeroplane ………….
Last Skill Test/ PPC date ……………Type of Aeroplane ………………. Examiner Name ………………
DECLARATION BY APPLICANT
I CERTIFY THAT THE ABOVE INFORMATION IS TRUE IN EVERY RESPECT. I AGREE TO ABIDE BY THE PROVISIONS OF THE CIVIL
AVIATION LAW AND THE REGULATIONS ISSUED THEREUNDER.
I CERTIFY THAT NO ENFORCEMENT ACTION HAS BEEN TAKEN AGAINST ME BY DGCA in last 3 years.
APPLICANT’S SIGNATURE ……………………………………….. DATE (DD/MM/YY) ………………………
APPLICANT’S NAME …………………………………………………………….
COMPANY RECOMMENDATION
Incident/ Accident record details………………………………………………………………………………………
BA Positive test record…………………………………………………………………………………..……………….
Administrative Action taken if any in last 3 Years. ……………………...………………………………………….
Post Holder Training / Accountable Manager (name) ………………………………………………………….
I hereby recommend the applicant be appointed as a Synthetic Flight Examiner for the company. I also verify the statement
of qualifications and experience. and that the applicant will complete an approved DGCA Examiner course on:) ………………./
whenever scheduled by DGCA.
POST HOLDER’S SIGNATURE …………………………. LICENSE NO (if applicable)…………………….. DATE………………..
POST HOLDER’S NAME ……………………………………...……….... OPERATOR ……….……………………… 15CIVIL AVIATION REQUIREMENTS SE CT I ON 7
SERIES 'I' PART I
APPENDIX 2
DE/ SFE MONTHLY OPERATOR/ ATO REPORT
OPERATOR/ ATO NAME:
Sl NAME ATPL Aircraft DE/ DE/ SFE DE/ SFE DE/ DE/ Days Days Remarks
No. No. SFE Refresher Check SFE SFE Avbl Not Avbl
Check Expiry done Check Check
Expiry (Qty) failed fail %
(Qty)
MONTH:
Date of Submission: _____________ Head of Training/Accountable Manager
(Name & Signature)
16CIVIL AVIATION REQUIREMENTS SE CT I ON 7
SERIES 'I' PART I
Appendix 3
List of documents to be submitted with the DE / SFE application
1. DE/SFE Interview
Appendix 1 / 1A
ATPL Copy
Valid Medical Copy
Valid PPC Copy (For DE)
Justification for nomination vis-à-vis Existing DE Strength & Sanctioned DE
Strength (Para 5.1)
Resume of Candidate with Conflict of Interest Declaration (Para 5.2)
Para 5.3 Compliance Certificate
Para 6.1 Compliance Certificate
Para 6.3 Compliance Certificate (if applicable)
Para 6.4 Compliance certificate (for SFE)
2. DE/SFE Initial Application
ATPL Copy
Valid Medical Copy
Valid PPC Copy (For DE)
DE/SFE Interview Result
DE/SFE Indoctrination Course Result
Training certificate (Para 8.1)
Fee for Approval
Fee for FOI Check
3. DE/SFE Renewal
DE/SFE Appointment Letter
Record of DE/SFE Standardization Check (in tabular form) with Check Reports
Records of DE/SFE Indoctrination / Refresher Course detail (in tabular form)
Non-Utilization Certificate as applicable
ATPL Copy
Valid Medical Copy
Valid PPC Copy (For DE)
DE/SFE utilization for last 12 months
Fee for Renewal
Fee for FOI Check (if due)