Home India Ministry of Corporate Affairs In exercise of the powers conferred by sub section 5 of Sect...
Date: 2018-01-25 Category: Extra Ordinary State: Union Government Country: India

In exercise of the powers conferred by sub section 5 of Section 211 of the Companies Act

Issued by Ministry of Corporate Affairs · Not Applicable

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Executive Summary & Key Takeaways

Executive Summary: This document, issued by the Ministry of Corporate Affairs, amends the 2015 rules regarding recruitment for Additional Director and Joint Director positions in the Serious Fraud Investigation Office. The amendments concern posts within the Capital Market and Financial Transactions Groups. These rules came into force on the date of publication in the Official Gazette, January 25, 2018. Key Points / Main Content: Post Structure and Pay Matrix: * Only one post (Additional Director or Joint Director) is to be operated at a time for both Capital Market and Financial Transactions groups. * Revised pay matrix levels are specified: * Level 13 (Rs. 1,23,100-2,15,900) for Additional Director positions. * Level 12 (Rs. 78,800-2,09,200) for Joint Director positions. * Pay Band and Grade Pay references are replaced with the updated pay matrix levels. Deputation and Contractual Appointments: * The term "autonomous and statutory bodies" is revised to "autonomous or statutory bodies" under deputation clauses. * Maximum age limit for deputation now explicitly includes short-term contracts. Qualifications and Experience: * For essential qualifications, "from a recognised university or institute" is added after "Post Graduate Diploma in Management Finance". * For desirable qualifications, "recognised university" is amended to "recognised university or institute". * For Additional Director Financial Transactions/Joint Director Financial Transactions, a desirable qualification regarding tools and techniques for evidence collection is added. Other Changes: * Note regarding pay bands is removed. * Consultation with the Union Public Service Commission is necessary. Impact Analysis: Ministry of Corporate Affairs: * Impact: Responsible for implementing the amended recruitment rules for the specified director positions. * Action Required: Update recruitment processes and documentation to reflect the changes in pay matrix levels, qualifications, and other revised clauses. Serious Fraud Investigation Office (SFIO): * Impact: Governed by the revised recruitment rules for Additional and Joint Director positions in Capital Market and Financial Transactions groups. * Action Required: Align recruitment strategies with the new rules and ensure compliance with the updated qualification requirements and pay scales. Potential Candidates for Director Positions: * Impact: Affected by the changes in eligibility criteria, pay scales, and appointment procedures for the director positions. * Action Required: Review the updated recruitment rules to understand the revised requirements and ensure they meet the eligibility criteria for applying to these positions.

Key Entities Referenced

Companies Act, 2013: An Act of the Parliament of India that regulates incorporation of companies, responsibilities of a company, directors, dissolution of a company and other aspects. Ministry of Corporate Affairs: A ministry in the Government of India responsible for regulating corporate affairs. Serious Fraud Investigation Office: A statutory corporate fraud investigating agency in India. Additional Director Capital MarketJoint Director Capital Market and Additional Director Financial TransactionsJoint Director Financial Transactions Group 'A' Post Recruitment Rules, 2015: The original set of rules being amended by this notification. Union Public Service Commission: India's premier central recruiting agency for civil services. New Delhi: The capital of India, where the notification was issued. Official Gazette: A public journal or newspaper of record. K. V. R. Murty: Jt Secy, possibly the Joint Secretary who approved the notification.
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L.-33004/99 vlk/kj.k EXTRAORDINARY Hkkx II—[k.M 3—mi&[k.M (i) PART II—Section 3—Sub-section (i) izkf/dkj ls izdkf'kr PUBLISHED BY AUTHORITY la- 50] ubZ fnYyh] c`gLifrokj] tuojh 25] 2018@ek?k 5] 1939 No. 50] NEW DELHI, THURSDAY, JANUARY 25, 2018/MAGHA 5, 1939 ककककााााररररपपपपोोोोररररेेेेटटटट ककककाााायययय (cid:10)(cid:10) (cid:10)(cid:10) ममममं(cid:13)ं(cid:13)ं(cid:13)ं(cid:13)ााााललललयययय अअअअििििधधधधससससचचूूचचूू ननननाााा नई (cid:1)द(cid:3)ली, 23 जनवरी, 2018 .— ससससाााा....ककककाााा....ििििनननन.... 99995555((((अअअअ)))) क(cid:7)(cid:8) सरकार कंपनी अिधिनयम, 2013 (2013 का 18) क(cid:29) धारा 211 क(cid:29) उपधारा (5) ारा !द" शि$य% का !योग करते *ए कारपोरेट काय- मं.ालय, गंभीर धोखाधड़ी जांच काया-लय, अपर िनदशे क (पूंजी बाजार)/ सयं ु$ िनदशे क (पूंजी बाजार) और अपर िनदशे क (िव"ीय सं:वहार)/संयु$ िनदशे क (िव"ीय सं:वहार) समूह ‘क’ पद भत< िनयम, 2015 म(cid:7) संशोधन करने के िलए िन=िलिखत िनयम बनाती ह,ै अथा-त्:- 1. ससससििंंििंं (cid:17)(cid:17)(cid:17)(cid:17)(cid:18)(cid:18)(cid:18)(cid:18) ननननाााामममम औऔऔऔरररर (cid:21)(cid:21)(cid:21)(cid:21)ााााररररंंंंभभभभ –––– ((((1111)))) इन िनयम% का संिBC नाम कारपोरेट काय- मं.ालय, गंभीर कपट अDवेषण काया-लय, अपर िनदशे क (पूंजी बाजार)/ संयु$ िनदशे क (पूंजी बाजार) और अपर िनदशे क (िव"ीय सं:वहार)/संयु$ िनदशे क (िव"ीय सं:वहार) समूह ‘क’ पद भत< (संशोधन) िनयम, 2018 ह।ै (2) ये राजप. म(cid:7) इनके !काशन क(cid:29) तारीख को !वृ" ह%गे। 2. कारपोरेट काय- मं.ालय, गभं ीर कपट अDवेषण काया-लय, अपर िनदशे क (पूंजी बाजार)/ संयु$ िनदशे क (पूंजी बाजार) और अपर िनदशे क (िव"ीय सं:वहार)/संयु$ िनदशे क (िव"ीय सं:वहार) समूह ‘क’ पद भत< िनयम, 2015 (िजDह (cid:7) इसम(cid:7) इसके पIात् उ$ िनयम कहा गया ह)ै म(cid:7) िनयम 3 के Jथान पर, िन=िलिखत िनयम रखा जाएगा, अथा-त:् - ““““3333.... पपपपदददद(cid:26)(cid:26)(cid:26)(cid:26) कककक(cid:27)(cid:27)(cid:27)(cid:27) सससस(cid:28)(cid:28)ंं(cid:28)(cid:28)ंं ययययाााा,,,, ववववगगगग ककककररररणणणण,,,, ववववततेेततेे नननन मममम$$ैै$$ैै %%%%&&&&सससस मममम '' '' ((((ततततरररर ययययाााा ववववततेेततेे ननननममममाााानननन ---- पद% क(cid:29) संKया, और उसका वग<करण और वेतन मैLMNस म(cid:7) Jतर वह होगा जो इन िनयम% से उपाबO अनुसूची के Jतंभ (2) से (4) म(cid:7) िविनQदR ह।ै ”। 3. उ$ िनयम% म(cid:7), अनुसूची म(cid:7), - (i) Sम सं. 1 म(cid:7), अपर िनदशे क (पूंजी बाजार)/ संयु$ िनदशे क (पूंजी बाजार) के पद% के सामने – 534 GI/2018 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(i)] (क) Jतंभ (1) म(cid:7), िन=िलिखत ‘LटUपण’ अंतःJथािपत (cid:1)कया जाएगा, अथा-त:् - “LटUपणः- एक समय म (cid:7) केवल एक पद अथा-त ् यथािJथित अपर िनदशे क (पूंजी बाजार) या संयु$ िनदशे क (पूंजी बाजार), पLरचािलत (cid:1)कया जाएगा।”; (ख) Jतंभ (4) म(cid:7)- (i) शीष-क के Jथान पर, िन=िलिखत शीष-क रखा जाएगा, अथा-त्:- “वेतन मैLMNस म(cid:7) Jतर या वते नमान।”; (ii) िवWमान !िविRय% के Jथान पर, िन=िलिखत !िविRयां रखी जाएगं ी, अथा-त्:- “(i) अपर िनदशे क (पूंजी बाजार) के पद के िलए वेतन मैLMNस म(cid:7) Jतर 13 (1,23,100- 2,15,900 Yपए); (ii) संयु$ िनदशे क (पूंजी बाजार) के पद के िलए वेतन मैLMNस म(cid:7) Jतर 12 (78,800- 2,09,200 Yपए)।”; (ग) Jतंभ (11) म(cid:7), शीष-क ‘!ितिनयुि$ (िजसके अंतग-त अ(cid:3)पकािलक संिवदा भी ह)ै ’ के अधीन,- (i) “Jवाय" एवं कानूनी िनकाय%” श[द% के Jथान पर, “Jवाय" या काननू ी िनकाय%” श[द रखे जाएगं े; (ii) उपशीष-क अपर िनदशे क (पूंजी बाजार) के पद के िलए खंड (क) म(cid:7) मद (ii) म(cid:7) “वेतन ब]ड – 3, 15,600-39,100 Yपए + 7600 Yपए `ेड वेतन” श[द%, अंक% और अBर% के Jथान पर “वेतन मैLMNस म(cid:7) Jतर 12 (78,800-2,09,200 Yपए)” श[द, अंक और कोaक रखे जाएगं े; (iii) उपशीष-क संयु$ िनदशे क (पूंजी बाजार) के पद के िलए मद (ii) म(cid:7) “वेतन ब]ड – 3, 15,600- 39,100 Yपए + 6600 Yपए `ेड वेतन” श[द%, अंक% और अBर% के िलए “वेतन मैLMNस म(cid:7) Jतर 11 (67,700-2,08,700 Yपए)” श[द, अंक और कोaक रखे जाएगं े; (iv) उपशीष-क ‘आवcयक’ के अधीन ‘!बंधन (िव") म(cid:7) dा"को"र िडUलोमा’ श[द% और कोaक% के बाद “(cid:1)कसी माDयता !ाC िवeिवWालय या संJथान स”े श[द रखे जाएगं े; (v) उपशीष-क ‘वांछनीय’ के अधीन,- (क) मद (i) म(cid:7), “(cid:1)कसी माDयता!ाC िवeिवWालय” श[द% के पIात्, “माDयता!ाC िवeिवWालय या संJथान” श[द रखे जाएगं े; (ख) मद (ii) म(cid:7), “!ितिनयुि$ ारा िनयुि$ के िलए अिधकतम आयुसीमा” श[द% के Jथान पर “!ितिनयुि$ ारा िनयुि$ (िजसके अंतग-त अ(cid:3)पकािलक संिवदा भी ह)ै के िलए अिधकतम आयुसीमा” श[द और कोaक रखे जाएगं े; (vi) ‘LटUपण’ का लोप (cid:1)कया जाएगा; (घ) Jतंभ (13) म (cid:7) िवWमान !िविRय% के िलए, िन=िलिखत !िविRयां रखी जाएगं ी, अथा-त् “संघ लोक सेवा आयोग का परामश- आवcयक ह।ै ”; (ii) Sम सं. (2) म(cid:7), अपर िनदशे क (िव"ीय सं:वहार)/सयं ु$ िनदशे क (िव"ीय सं:वहार) के पद% के सामने, - (क) Jतंभ (1) म(cid:7), िन=िलिखत ‘LटUपण’ रखा जाएगा, अथा-त:् - “LटUपणः- एक समय म(cid:7) केवल एक पद अथात- ् यथािJथित अपर िनदशे क (िव"ीय सं:वहार) या संयु$ िनदशे क (िव"ीय सं:वहार), पLरचािलत (cid:1)कया जाएगा।”;¹Hkkx IIµ[k.M 3(i)º Hkkjr dk jkti=k % vlk/kj.k 3 (ख) Jतंभ (4) म(cid:7), िवWमान !िविRय% के Jथान पर िन=िलिखत !िविRयां रखी जाएगं ी, अथा-त्:- “(i) अपर िनदशे क (िव"ीय सं:वहार) के पद के िलए वेतन मैLMNस म (cid:7) Jतर 13 (1,23,100- 2,15,900 Yपए); (ii) संयु$ िनदशे क (िव"ीय सं:वहार) के पद के िलए वेतन मैLMNस म(cid:7) Jतर 12 (78,800- 2,09,200 Yपए)।”; (ग) Jतंभ (11) म(cid:7), शीष-क ‘!ितिनयुि$ (िजसके अंतग-त अ(cid:3)पकािलक संिवदा भी शािमल ह)ै ’ के अधीन,- (i) “Jवाय" एवं कानूनी िनकाय%” श[द% के Jथान पर, “Jवाय" या काननू ी िनकाय%” श[द रखे जाएगं े; (ii) उपशीष-क अपर िनदशे क (िव"ीय सं:वहार) के पद के Jथान पर खंड (क) म(cid:7) मद (ii) म(cid:7) “वेतन ब]ड-3, 15,600-39,100 + `ेड वेतन 7600 Y.” श[द%, अंक% और अBर% के Jथान पर “वेतन मैLMNस म(cid:7) Jतर 12 (78,800-2,09,200 Yपए)” श[द, अंक और कोaक रखे जाएगं े; (iii) उपशीष-क संयु$ िनदशे क (िव"ीय सं:वहार) के पद के Jथान पर मद (ii) म(cid:7) “वेतन ब]ड – 3, 15,600- 39,100 Yपए + `ेड वेतन 6600 Yपए” श[द%, अंक% और अBर% के Jथान पर “वेतन मैLMNस म(cid:7) Jतर 11 (67,700-2,08,700 Yपए)” श[द, संKया और कोaक रखे जाएगं े; (iv) उपशीष-क ‘आवcयक’ के अधीन ‘!बंधन (िव") म(cid:7) dा"को"र िडUलोमा’ श[द% और कोaक% के बाद “(cid:1)कसी माDयता !ाC िवeिवWालय या संJथान स”े श[द रखे जाएगं े; (v) उपशीष-क ‘वांछनीय’ के अंतग-त,- (क) मद (i) म(cid:7), “माDयता!ाC िवeिवWालय” श[द% के िलए, “माDयता!ाC िवeिवWालय या संJथान” श[द रखे जाएगं े; (ख) मद (i) के पIात्, िन=िलिखत मद रखी जाएगी, अथा-त:् - “(ii) साgय़ एक. करने के तरीको और तकनीक% या अिभयोजन काय-वाही म(cid:7) उपयोग (cid:1)कए जाने के िलए कथन क(cid:29) अिभलेखन या सवi"म साgय को एक. करने, समे(cid:1)कत और !Jतुत करने का अिभj होना चािहए।”; (vi) LटUपण 1 म(cid:7), “!ितिनयुि$ ारा िनयुि$ के िलए अिधकतम आयुसीमा” श[द% के Jथान पर “!ितिनयुि$ ारा िनयुि$ (िजसके अंतगत- अ(cid:3)पकािलक संिवदा भी ह)ै के िलए अिधकतम आयुसीमा” श[द और कोaक रखे जाएगं े; (vii) ‘LटUपण-2’ का लोप (cid:1)कया जाएगा; (घ) Jतंभ (13) म(cid:7) िवWमान !िविRय% के Jथान पर, िन=िलिखत !िविRयां रखी जाएगं ी, अथा-त् “संघ लोक सवे ा आयोग का परामश- करना आवcयक ह।ै ”। III] [फा. सं. ए-35011/29/2012-!शा. के वी आर मूkत , संयु$ सिचव, $$$$टटटट))))पपपपणणणणःःःः मूल िनयम भारत के राजप., असाधारण, भाग II , खंड 3, उपखंड (i) म(cid:7) तारीख 21 अ$ूबर, 2015 क(cid:29) अिधसूचना स.ं 800(अ) ारा !कािशत (cid:1)कए गए थे।4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(i)] MINISTRY OF CORPORATE AFFAIRS NOTIFICATION New Delhi, the 23rd January, 2018 G.S.R. 95(E).— In exercise of the powers conferred by sub-section (5) of Section 211 of the Companies Act, 2013 (18 of 2013), the Central Government hereby makes the following rules to amend the Ministry of Corporate Affairs, Serious Fraud Investigation Office, Additional Director (Capital Market)/Joint Director (Capital Market) and Additional Director (Financial Transactions)/ Joint Director (Financial Transactions) Group 'A' Post Recruitment Rules, 2015, namely:- 1. Short title and commencement. - (1) These rules may be called the Ministry of Corporate Affairs, Serious Fraud Investigation Office, Additional Director (Capital Market)/Joint Director (Capital Market) and Additional Director (Financial Transactions)/Joint Director (Financial Transactions) Group 'A' Post Recruitment (Amendment) Rules, 2018. (2) They shall come into force on the date of their publication in the Official Gazette. 2. In the Ministry of Corporate Affairs, Serious Fraud Investigation Office, Additional Director (Capital Market)/Joint Director (Capital Market) and Additional Director (Financial Transactions)/ Joint Director (Financial Transactions) Group 'A' Post Recruitment Rules, 2015, (herein after referred to as the said rules), for rule 3, the following rule shall be substituted, namely:- "3. Number of posts, classification, level in the pay matrix or pay scale.- The number of posts, their classification, level in the pay matrix or pay scale attached thereto, shall be as specified in columns (2) to (4) of the said Schedule.". 3. In the said rules, in the Schedule, - (i) in serial number 1, against the posts of Additional Director (Capital Market)/Joint Director (Capital Market), - (a) in column (1), the following ‘Note’ shall be inserted, namely:- “Note:- Only one post i.e. either Additional Director (Capital Market) or Joint Director (Capital Market), as the case may be, is to be operated at a time.”; (b) in column (4)- (i) for the heading, the following heading shall be substituted, namely:- “Level in the pay matrix or pay scale.”; (ii) for the existing entries, the following entries shall be substituted, namely:- “(i) Level 13 (Rs. 1,23,100-2,15,900) in the pay matrix for the post of Additional Director (Capital Market); (ii)Level 12 (Rs. 78,800-2,09,200) in the pay matrix for the post of Joint Director (Capital Market)."; (c) in column (11), under the heading 'Deputation (Including short-term contract)’, - (i) for the words, “autonomous and statutory bodies”, the words, “autonomous or statutory bodies”, shall be substituted; (ii) under sub-heading ‘For the post of Additional Director (Capital Market)’, in clause (A), in item (ii), for the words, figures and letters, "pay band-3, Rs. 15600-39100 with grade pay of Rs. 7600", the words, figures, letters and brackets, "level 12 in the pay matrix (Rs. 78,800- 2,09,200)", shall be substituted; (iii) under sub-heading ‘For the post of Joint Director (Capital Market)’, in item (ii), for the words, figures and letters, "pay band-3, Rs. 15600-39100/- with grade pay of Rs. 6600", the words, figures, letters and brackets, "level 11 in the pay matrix (Rs. 67,700-2,08,700)", shall be substituted;¹Hkkx IIµ[k.M 3(i)º Hkkjr dk jkti=k % vlk/kj.k 5 (iv) under sub-heading ‘Essential’, after the words and brackets, “Post Graduate Diploma in Management (Finance)”, the words, “from a recognised university or institute” shall be inserted; (v) under sub-heading ‘Desirable’,- (a) in item (i), for the words, “recognised university”, the words, “recognised university or institute”, shall be substituted; (b) in item (ii), for the words, “maximum age limit for appointment by deputation”, the words and brackets, “maximum age limit for appointment by deputation (including short-term contract)”, shall be substituted; (vi)the ‘Note’ shall be omitted; (d) in column (13), for the existing entries, the following entries shall be substituted, namely:- “Consultation with Union Public Service Commission necessary. “; (ii) in serial number 2, against the posts of Additional Director (Financial Transactions)/Joint Director (Financial Transactions), - (a) in column (1), the following ‘Note’ shall be inserted, namely:- “Note:- Only one post, i.e. Additional Director (Financial Transactions) or Joint Director (Financial Transactions) is to be operated at a time.”; (b) in column (4), for the existing entries, the following entries shall be substituted, namely:- (i) Level 13 (Rs. 1,23,100-2,15,900) in pay matrix for the post of Additional Director (Financial Transactions); (ii)Level 12 (Rs. 78,800-2,09,200) in pay matrix for the post of Joint Director (Financial Transactions)."; (c) in column (11), under the heading 'By deputation (including short-term contract)',- (i) for the words, “autonomous and statutory bodies”, the words, “autonomous or statutory bodies”, shall be substituted; (ii) under sub-heading ‘For the post of Additional Director (Financial Transactions)’, in clause (A), in item (ii), for the words, figures and letters, "pay band-3, Rs. 15600-39100 with grade pay of Rs. 7600", the words, figures, letters and brackets, "level 12 in the pay matrix (Rs. 78,800-2,09,200)", shall be substituted; (iii) under sub-heading ‘For the post of Joint Director (Financial Transactions)’, in item (ii), for the words, figures and letters, "pay band-3, Rs. 15600-39100 with grade pay of Rs. 6600", the words, figures, letters and brackets, "level 11 in the pay matrix (Rs. 67,700-2,08,700)", shall be substituted; (iv) under sub-heading ‘Essential’, after the words and brackets, “Post Graduate Diploma in Management (Finance)”, the words, “from a recognised university or institute” shall be inserted; (v) under sub-heading ‘Desirable’, - (a) in item (i), for the words, “recognised university”, the words, “recognised university or institute”, shall be substituted; (b) after the item (i), the following item shall be inserted, namely:- “(ii) Should be conversant with tools and techniques of collection of evidence or recording of statement or collection, collation and presentation of best evidence to be used in prosecution proceedings.”; (vi) in Note.1, for the words, “The maximum age limit for appointment by deputation”, the words and brackets, “The maximum age limit for appointment by deputation (including short-term contract)”, shall be substituted; (vii) the ‘Note.2’ shall be omitted;6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3(i)] (d) in column (13), for the existing entries, the following entries shall be substituted, namely:- “Consultation with Union Public Service Commission necessary.“. [F. No. A-35011/29/2012-Ad.III] . K. V. R. MURTY, Jt Secy. Note:-The principal rules were published vide notification number 800(E), dated 21st October, 2015 in the Gazette of India, Extraordinary, Part II, Section 3, Sub-section (i), dated the 21st October, 2015. Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054.

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