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jftLVªh laö Mhö ,yö&33004@99 REGD. NO. D. L.-33004/99
vlk/kj.k
EXTRAORDINARY
Hkkx III—[k.M 4
PART III —Section 4
izkf/dkj ls idz kf'kr
PUBLISHED BY AUTHORITY
la- 168] ubZ fnYyh] eaxyokj] ebZ 19] 2015@oS'kk[k 29] 1937
No. 168] NEW DELHI, TUESDAY, MAY 19, 2015/VAISAKHA 29, 1937
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikkzzkzkzffff////kkkkddddjjjj....kkkk
vvvvffff////kkkkllllppwwppww uuuukkkk
ub Z fnYyh] 14 ebZ] 2015
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½ ffffooooffffuuuu;;;;eeee 2222000011115555
llll--aa--aa iiiihhhh,,,,QQQQvvvvkkkkjjjjMMMMhhhh,,,,@@@@11112222@@@@vvvvkkkkjjjjtttthhhh,,,,yyyy@@@@111133339999@@@@9999 ----&&&& i’sa ku fuf/k fofu;ked ,o a fodkl ikzf/kdj.k vf/kfu;e] 2013 (2013 dk 23) dh mi&/kkjk ¼2½
dh /kkjkvk sa ¼ M-½ ¼ M½] ¼ <½+] ¼.k½ vkSj ¼r½ d s lkFk iBuh; /kkjk 52 dh mi&/kkjk ¼1½ }kjk inz Ùk ‘kfDr;k sa dk i;z ksx djrs g,q ] i’sa ku fuf/k fofu;ked
vkSj fodkl izkf/kdj.k ,rn}~ kjk fuEufyf[kr fofu;e cukrk g]S uker% &
vvvv////;;;;kkkk;;;; &&&& 1111
iiiikkzzkkzzjjjjffffEEEEHHHHkkkkdddd
1111---- llllffaaffaa{{{{kkkkIIIIrrrr ‘‘‘‘kkkkhhhh””””kkkkddZZddZZ rrrrFFFFkkkkkkkk iiiizkzkzkzkjjjjEEEEHHHHkkkk&¼1½ bu fofu;ek sa dk uke i’sa ku fuf/k fofu;ked vkSj fodkl ikzf/kdj.k vf/kfu;e (i’as ku fuf/k) fofu;e] 2015 gAS
bu fofu;ek sa dk mÌ’s ; i’sa ku fuf/k;k as dh fuxjkuh] Ik;Zo{s k.k vkSj vUr% fu;a=.k d s fy, <kpa s dk ekudhdj.k djuk g S rkfd vfHknkrkvk sa dk s ljq {kk
inz ku dju s vkSj mfpr tkfs[ke icz /aku d s mnn~ ’s ; l s var% fu;a=.k vkSj ifjpkyu d s mPp ekud LFkkfir fd; s tk ldAsa
¼2½ o s ‘kkldh; jkti= e sa idz kf’kr gkus s dh rkjh[k l s iHzkkoh gkasxAs
2- iiiiffffjjjjHHHHkkkkkkkk””””kkkkkkkk,,,, a & ¼1½ bu fofu;ek sa e]sa tc rd vU;Fkk vifs{kr u gk s &
d- ^^vf/kfu;e^^ ls i’sa ku fuf/k fofu;ked vkSj fodkl izkf/kdj.k vf/kfu;e] 2013 ¼2013 dk 23½ vfHkizsr gAS
[k- dkjkcs kjh fnu % l s lHkh fnu vfHkirsz g Sa flok; lkIrkfgd vodk’kk as ¼’kfuokj rFkk jfookj½ vkSj o s vU; fnu tc U;klh cdSa dh fu;r ‘kk[kk ijØkE;
fy[kr vf/kfu;e 1881 ¼1881 dk 26½d s rgr ;k og fnu tc e[q ; LVkdW ,Dlptsaa vkSj _.k cktkj tk s Ldhe d s rgr ifzrHkfwr;k sa dk eYw ;kda u djr s g]Sa
dkjkcs kj d s fy; s cna jgr s gASa
2206 GI/2015 (1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
x- ^^vuiq kyu vf/kdkjh^^ l s i’sa ku fuf/k l s mRrjnk;h ,slk O;fDr vfHkirsz g]S ftls ml :Ik e sa inkfHkfgr vkSj vf/kfu;e ;k mld s v/khu ikzf/kdj.k }kjk
cuk, x, fu;eksa ;k fofu;eksa d s mic/akk sa ;k tkjh dh xb Z vf/klpw ukvk]as ifji=k sa ;k vunq ’s kk sa dk i’sa ku fuf/k }kjk vuiq kyu fd;s tkus dk s ekWuhVj dju s
dk mRrjnkf;Ro lkiSa k x;k gAS
?k- ^^foÙk o”k^Z^ dk vk’k; o”k Z d s vizSy d s iFz ke fnu l s vxy s o”k Z d s 31 ekp Z rd dh vof/k vfHkizsr gAS
M- ^^jk”Vªh; i’sa ku i.z kkyh U;kl^^ l s U;klh ckMs Z vfHkizsr g S tk s vfHknkrkvk as dh vkfLrk;k as dk s mud s ykHkkFk Z /kkfjr djr s gASa
p- ^^i/zkku vf/kdkjh^^ l s ,slk dkbs Z O;fDr vfHkizsr g S tk s i’sa ku fuf/k d s dk;dZ ykik sa d s fy, mÙkjnk;h gk s rFkk ‘kkfey g&Sa
¼i½ dkbs Z i.w kdZ kfyd fun’s kd] dk;iZ kyd fun’s kd] icz /ak fun’s kd ;k e[q ; dk;iZ kyd vf/kdkjh ;k e[q ; foRrh; vf/kdkjh] dkjiksjVs fudk; d s
ekey s esa]
¼ii½ fun’s kd eMa y }kjk i/zkku vf/kdkjh d s :Ik e sa ukfer dkbs Z O;fDr] vkSj
¼iii½ dkbs Z iez [q k icz /akdh; O;fDr ;k ftld s fun’sZ kk sa ;k vunq ’s kk as d s vulq kj dkbs Z O;fDr] fun’s kd eMa y ;k dkbs Z ,d ;k vf/kd fun’s kd gk sa ;k mld s
vu:q Ik dk;Z dju s d s vH;Lr gkAas
N- ^^ewr Z fuoy eYw ;^^ e sa pdq rk itaw h rFkk eDq r fjto Z o ‘k;s j ihzfe;e lfgr] ‘kkfey gkxs k fdUr q iqueYwZ ;kda u fjto Z d s vfrfjDr] vkSj fuo’s k
mrkj&p<+kc rFkk ykHk o gkfu y[s kk e sa tek ‘k”sk] ykHk o gkfu y[s kk e as uke s ‘k”sk dk s fudky dj] lfapr gkfu;k a o vewr Z vkfLr;k a ‘kkfey gkxsa hA
¼2½ i;z Dq r ‘kCnk sa vkSj okD;k’a kk as tk s bu fu;ek sa e sa i;az Dq r g Sa vkSj ifjHkkf”kr ugh a g]Sa fdar q vf/kfu;e e sa ifjHkkf”kr fd;k x;k g]S vf/kfu;e e sa mud s fu/kkfZjr
vFk Z ekU; gkxsa As
vvvv////;;;;kkkk;;;;&&&&2222
iiii’’aass’’aass kkkkuuuu ffffuuuuffff////kkkk ddddkkkk iiiittaattaa hhhhddddjjjj....kkkk
3- iiiittaattaa hhhhddddjjjj....kkkk ddddkkkk iiiieezzeezz kkkk....kkkk iiii==== &¼1½ izkf/kdj.k }kjk fofu;fer i’as ku Ldhekas a dh ifjlEifRr;k as dk icz /aku dju s d s fy, izkf/kdj.k i’sa ku fuf/k;k sa dk ita h;u
djxs k vkSj ita hdj.k ¼vuqlpw h 1 ds rgr fufn”ZV i:z Ik e½sa iez k.k i= iznku djxs kA
¼2½ cg q i’sa ku fuf/k;k sa dk fodYi miyC/k gkxs kA
¼3½ i’sa ku fuf/k;k sa dh l[a ;k dk fu/kkjZ .k izkf/kdj.k }kjk fd;k tk,xk] tk s lkotZ fud fgr e sa i’sa ku fuf/k;k sa dh l[a ;k e sa cnyko dj ldrk gAS ijUr q ;g
fd de l s de ,d i’sa ku fuf/k ljdkjh dia uh gkxs hA
LLLLiiii””””VVVVhhhhddddjjjj....kkkk & bl mi&/kkjk d s i;z kstukFk Z in ^^ljdkjh dia uh^^ dk vk’k; dia uh vf/kfu;e] 1956 ¼1956 dk 1½ dh /kkjk 617 e as fn, vulq kj gkxs kA
¼4½ dkbs Z Hkh i’sa ku fuf/k vf/kfu;e dh /kkjk 12 dh mi&/kkjk ¼1½ dh /kkjk ¼[k½ e sa lna fHkZr jk”Vªh; i’sa ku Ldhe ;k fdlh vU; i’as ku Ldhe l s lca fa/kr dkbs Z
xfrfof/k ‘k:q ugha dj ldxs k] flok; vf/kfu;e d s izko/kkukas vkSj mlds rgr fufeZr fofu;ek sa d s rgr izkf/kdj.k }kjk inz Rr ita hdj.k iez k.k i= dh
‘krk sZa d s vuqlkj vkSj mld s vUrxZrA
¼5½ dkbs Z Hkh i’sa ku fuf/k] ftl s varfje i’sa ku fuf/k fofu;ked vkSj fodkl ikzf/kdj.k }kjk vkjHak dh xb Z fdlh p;u ifzØ;k d s rgr ;k ml :Ik e sa dk; Z
dju s d s fy, fu;Dq r fd;k x;k Fkk ml vLFkk;h vof/k d s fy; s izkf/kdj.k }kjk fd; s x, mYy[s kkuqlkj ml ‘kYq d dk Hkxq rku djds] bu fofu;ek sa dh
vf/klpw uk l s Ng ekg dh vof/k rd ,slk djrh jgxs h ;k tc rd fofu;e 4 d s vUrxZr fufn”ZV ub Z p;u ifzØ;k d s rgr i’sa ku fuf/k;k sa dk p;u ugh a
gk s tkrkA
4- iiiittaattaa hhhhddddjjjj....kkkk dddd ss ss ffffyyyy,,,, vvvvkkkkoooonnssnnss uuuu vvvvkkkkSjSjSjSj vvvvkkkkoooonnssnnss uuuu ‘‘‘‘kkkkYYqqYYqq dddd&&&&¼1½ izkf/kdj.k }kjk tc dHkh i’as ku fuf/k dk s ita hdj.k iez k.k i= nus s d s fy; s vkons u i= vkefa=r
fd; s tkr s g Sa rk s tk s fudk; bu fofu;ek sa d s rgr ik=rk dh ‘kr aZs iwjh djrk g S vkSj bu i’sa ku fuf/k;k sa d s izk;kstd d s :Ik e sa dk; Z dju s d s fy;]s vkons u
i= vuqlpw h&2 d s Hkkx&d esa mYy[s kkuqlkj vifzrn;s vkons u ‘kYq d d s lkFk rFkk mlds Hkkx&[k eas ml ‘kYq d dh Hkxq rku fof/k ds vulq kj] dj ldrk
gAS
¼2½ izk;kts dk sa d s chp] l;a Dq r m|e Hkh vkons u dj ldr s g Sa c’kr Zs og l;a Dq r m|e fdlh ,d gh foRrh; lDs Vj fofu;ked d s vf/kdkj {ks= esa vkrk gk s
;k ckn e sa vk,xkA l;a Dq r m|e de l s de laLFkk d s ckg;~ Kkiu fu”iknu dju s d s pj.k e as gkas vkSj l;a Dq r m|e dks izk;kts d dh fu;fqDr dh rkjh[k
l s ,d ekg e sa iwjk dj yus k pkfg,A
¼3½ izkf/kdj.k dNq ,sl s vfrfjDr fu;e ,o a ‘kr sZa Hkh miyC/k djk ldrk g S ftUg sa p;u ifzØ;k e sa vko’;d le>k tk, vkSj ikz;kts dk as dk s mu fu;ek sa ,o a
‘krk sZa dk s iwjk djuk gksxkA
5- vvvviiii{{ss{{sskkkkkkkkvvvvkkkk sasa sasa dddd ss ss vvvvuuuu::qq::qq IIIIkkkk vvvvkkkkoooonnssnnss uuuu & ¼1½ fdlh Hkh vkons u dk s fofu;e 4 ds rgr] lkFk&lkFk fuEufyf[kr vk/kkj ij vLohd`r fd;k tk ldxs k %
d- tk s lHkh idz kj l s i.w k Z ugh a g S vkSj ftle sa izkf/kdj.k }kjk ;Fkk vifs{kr vfrfjDr tkudkjh ugh a g]S¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3
[k- vf/kfu;e ;k fofu;ek sa e sa mfYyf[kr llq xa r vi{s kkvk sa d s vu:q Ik ugh a g]S ;k
x- izkf/kdj.k }kjk ;Fkk vifs{kr vfrfjDr tkudkjh ugh a g]S ;k
?k- xyr] feF;k ;k Hkzked idz f`r dk g]S ;k
M-- vkons d u s bu fofu;ek sa d s rgr fu/kkfZjr fd; s vuqlkj U;uw re ik=rk vi{s kkvk as vkSj p;u ifzØ;k dk vkons u s dh frfFk dk s vuiq kyu ugh a djrk g]S
;k
p- izkf/kdj.k dh jk; es a lkotZ fud ;k vfHknkrkvksa d s ;k ikzf/kdj.k }kjk fofu;fer is’a ku Ldhe ;k jk”Vªh; i’sa ku i.z kkyh ;k fdlh vU; i’sa ku Ldhe d s
Øfed fodkl d s fgr e sa ugh a gS]
¼2½ mi&fofu;e ¼1½ e sa mfYyf[kr vk/kkj ij fdlh vkons u dk s uketa wj dju s ds iwo]Z izkf/kdj.k }kjk vkons d dks mu =fqV;ksa dks] rRiLz dheFk Z fofufn”ZV
le; d s Hkhrj nwj dju s d s fy, volj fn;k tk ldrk g S %
ijar]q ;fn vkons u feF;k ;k Hkzked tkudkjh nus s d s dkj.k uketa wj fd;k x;k g]S rk s ;g volj inz ku ugh a fd;k tk,xk vkSj vkons d bu fofu;ek sa
;k vf/kfu;e d s v/khu fdUgh a vU; fofu;ek sa d s v/khu ita hdj.k iez k.ki= inz ku dju s d s fy, uketa wjh dh rkjh[k l s ,d o”k Z rd dkbs Z vkons u ugh a
djxs kA
6- llllppwwppww uuuukkkk vvvvFFFFkkkkooookkkk LLLLiiii””””VVVVhhhhddddjjjj....kkkk ddddkkkk ss ss iiiizLzLzLzLrrrrqrqrqrqr vvvvkkkkSjSjSjSj iiiiddzzddzz VVVV ddddjjjjuuuukkkk & ¼1½ ikzf/kdj.k vkons u i= d s fuiVku ds mnn~ ’s ; l s dNq vkSj lpw uk ;k Li”Vhdj.k ekxa
ldrk g]S vkSj rniq jkar fdlh vU; fo”k; d s ckj s e sa e sa ftl s ikzf/kdj.k vko’;d le>As
¼2½ vkons d vifs{kr lpw uk vkSj Li”Vhdj.k izkf/kdj.k }kjk ml lEc/ak e as fu/kkfZjr dh xb Z vof/k e as mld s lek/kkuinz :Ik e as izLrrq djxs k rFkk
izkf/kdj.k dk s ifzrons u Hkts xs kA
¼3½ izkf/kdj.k vfHknkrkvk sa d s fgrk as dk s /;ku e sa j[kr s g,q ] vkons d }kjk vkons u ij nh xb Z lpw uk dk s ocs lkbV rFkk vkons d dh ocs lkbV ij Hkh nds j]
tSlfsd izkf/kdj.k }kjk mYy[s k fd;k x;k g]S lkotZ fud djxs kA
¼4½ bu fofu;ek sa d s dkj.k ocs lkbV ij nh xb Z lpw uk e sa fdlh oLrxq r cnyko dh lpw uk izkf/kdj.k dk s nh tk,xh fdar q cnyko gkus s l s iUngz fnuk sa d s
vna jA
7- llllppwwppww uuuukkkk ddddkkkk llllRRRR;;;;kkkkiiiiuuuu &¼1½ ita hdj.k iez k.ki= gsr q iLz rrq vkons u ij fopkj djr s le;] tk s vkons d }kjk nh xb Z lpw uk ij vk/kkfjr gkxs k] izkf/kdj.k
;fn mfpr le> s rk s vko’;drkulq kj fdlh Hkh idz kj lpw uk dk lR;kiu dj ldrk g S ftle sa nLrkots k]sa dk;kyZ ; LFky dk oLrqr% lR;kiu djuk
‘kkfey gk s ldrk g S vkSj dk;kZy; LFkku] cfqu;knh <kpa s rFkk ikz|S kfsxdh miyC/krk tk s vkons d d s ;gk a gkus h pkfg,] dk fujh{k.k dj ldrk gAS
¼2½ lpw uk d s lR;kiu gsr]q izkf/kdj.k fdlh Hkh O;fDr dk]s s ftle as mlds vf/kdkfj;k sa ;k fdlh ckg;~ y[s kk ijh{kd Hkh ‘kkfey g]S fu;Dq r dj ldrk gAS
8- iiiikkkk====rrrrkkkk eeeekkkkuuuunnnnMMaaMMaa & ¼1½ fuEufyf[kr U;uw re ik=rk ekunMa ksa dk s iwjk dju s okyk dkbs Z Hkh vkons d i’sa ku fuf/k d s izk;kts d d s fy;s vkons u izLrrq dj
ldrk g S %&
d& i’sa ku fuf/k d s izk;kts d dk s fuf/k icz /aku ¼bfDoVh rFk _.k cktkj½ dk de l s de ikpa o”k Z dk vuHqko gk]s
[k& i’sa ku fuf/k dk izk;kts d foÙkh; dkjkcs kjh xfrfof/k;k a dju s okyk fudk; gk]s vkSj ftldk fofu;eu n’s k d s fdlh foÙkh; {ks= ds fofu;ked tSl s
Hkkjrh; fjto Z cdSa ] Hkkjrh; ifzrHkfwr ,o a fofue; ckMs ]Z chek fofu;ked ,o a fodkl ikzf/kdj.k] vkSj izkf/kdj.k }kjk gkrs k gk]s
x& izk;kts d] ,dy ;k l;a Dq r :Ik l]s fiNy s iRz;ds ikpa foRr o”kk aZs d s vfare fnu de l s de iphl djkMs + :Ik; s dh lfØ; ewr Z fuoy eYw ; dh
ifjlEifr /kkfjr djrk gk]s
?k& izk;kts d u s de l s de fiNy s ikpa o”kk sZa esa l s rhu foRr o”kk aZs es a dj mijkar ykHk vftrZ fd;k gk s vkSj bld s vfrfjDr fiNy s ikpa o”kksaZ e sa dkbs Z udnh
gkfu u gbq Z gk]s
M-& izk;kts d dk s i’sa ku fuf/k gsr q daiuh vf/kfu;e] 2013 d s rgr ,d vyx fyfeVMs dia uh fuxfer djuh gkxs h] izk;kts d dh itwa h fuo’s k dh {kerk gk s
ftll s i’sa ku fuf/k e sa de ls de iphl djkMs + #i, ;k vf/kd] tSlkfd ikzf/kdj.k }kjk p;u izfØ;k es a fufn”ZV fd;k x;k g]S eYw ; dh lfØ; fuoy
ifjlEifr gk]s
p& fdlh fon’s kh dia uh }kjk ;k rk s Lo; a ;k viuh lgk;d dia fu;k as ;k viu s ukferk sa d s ek/;e l s ;k fdlh O;fDr }kjk ;k O;fDr;k as d s fdlh l?a k }kjk
pkg s og Hkkjr d s ckgj n’s k d s fdlh dkuuw ds rgr ita hdr` gk s ;k ugh]a bfDoVh ‘k;s jk sa dh ldy /kkfjrk isa’ku fuf/k e sa ml fuf/k dh pdq rk iwath d s
Nchl ifzr’kr l s vf/kd u gk s ;k og ifzr’kr ftl s chek vf/kfu;e] 1938 ¼1938 dk 4½ d s ikzo/kkuk as d s rgr Hkkjrh; chek dia uh }kjk vueq kfsnr fd;k
tkrk g]S tk s Hkh vf/kd gk]s
N& izk;kts d lfquf’pr djxs k fd ias’ku fuf/k e sa cktkj vk/kkfjr izfØ;k l s U;uw re fu/kkfZjr ifzrykHk Ldhe esa izkIr dju s dh {kerk gks ftle sa vfHknkrk
}kjk [kjhnh xkjVa h ‘kkfey gk s ldrh g]S4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
t& izk;kts d u s i’sa ku fuf/k dh erw Z fuoy ifjlEifr e sa de l s de chl ifzr’kr v’a knku fd;k gk s ;k v’a knku djAs ftl fudk; u s i’sa ku fuf/k dh
pdq rk itwa h ds chl ifzr’kr dk v’a knku fd;k g S og bu fofu;ek as es a ikz;kts d gsr q fufn”ZV ik=rk ekunMa k sa dk s iwjk djxs k]
>& i’sa ku fuf/k dk izk;kts d ;k i’as ku fuf/k Lo; a izkf/kdj.k }kjk fofu;fer fdlh vU; i’sa ku fuf/k e sa dkbs Z bfDoVh LVds /kkfjr ugh a djxs h]
¥& i’sa ku fuf/k dk izk;kts d ;k i’as ku fuf/k dUsnzh; vfHky[s kkiky vfHkdj.k ,tsalh ;kvfHkj{kd vfHkj{kd ;k U;klh cdSa e as bfDoVh LVds dh NCchl
ifzr’kr l s vf/kd fgLlns kjh iRz;{k ;k ijk{s k :i l s /kkfjr ugh a djxs h]
¼2½ iRz;ds vkons d mi&fofu;e 1 e as fufn”ZV U;uw re ik=rk ekunMa vo’; iwjk djxs kA
¼3½ ita hdj.k iez k.ki= inz ku dju s d s izLdheFk]Z izkf/kdj.k ,ls s fdlh ;k lHkh ekeyk as ij fopkj djxs k tks ikz;kts d ;k i’as ku fuf/k dh xfrfof/k;k sa l s
lEc) g Sa rFkk ,sl s lHkh ekeyk as dk s Hkh ftUg sa og i’sa ku {ks= l s lca fa/kr le>rh g S vkSj jk”Vªh; i’sa ku i.z kkyh ;k izkf/kdj.k }kjk fofu;fer fdlh vU; i’sa ku
Ldhe] lfgr fdar q fuEufyf[kr rd lhfer ugh a %&
d& izk;kts d is’a ku fuf/k dk s i;kZIr vkSj vko’;d cfqu;knh <kpa k] lefirZ tu’kfDr] i.z kkyh vkSj ifzØ;k,]a lwpuk izk|S ksfxdh vkSj lpw uk ljq {kk i.z kkfy;k a
miyC/k djk,xk ftue sa Hkkoh cnykok as ;k vU; vi{s kkvk sa tSlfsd ikzf/kdj.k }kjk fufn”ZV fd;k x;k gS] dks viuku s dh {kerk gk]s
[k& i’sa ku fuf/k d s de l s de ipkl ifzr’kr fun’s kdk sa dk s foÙk vkSj foÙk l s lca fa/kr {ks= esa i;kIZr O;kolkf;d vuHqko gk]s
x& i’sa ku fuf/k lfquf’pr djxs h fd e[q ; depZ kfj;ksa tSls e[q ; dk;iZ kyd vf/kdkjh] e[q ; fuo’s k vf/kdkjh] fuf/k icz /akd] ifjpkyu icz /akd] vuiqq kyu
vf/kdkjh vkSj ;k mu vU; vf/kdkfj;k sa tSlkfd izkf/kdj.k }kjk le;≤ ij vf/klfwpr fd;k tkrk g]S dk s lca fa/kr {ks=k sa e sa i;kIZr O;kolkf;d vuHqko
gk]s
?k& ,slh i’sa ku fuf/k d s fun’s kd eMa y e sa de ls de ipkl izfr’kr Lora= fun’s kd gkxas ]s
M-& izk;kts d vkSj i’sa ku fuf/k vulq pw h&2 e sa mYy[s kkuqlkj ,d ^mi;Dq r ,o a mfpr O;fDr^ g]S
p& i’sa ku fuf/k d s i/zkku vf/kdkjh ;k izk;kts d dk s dHkh pfj= ghurk dk nk”skh ugh a ik;k x;k ;k vkfFkdZ vijk/k ;k ifzrHkfwr dkuuw k as d s mYy?a ku dk
vijk/kh ugh a ik;k x;k ;k fdlh vU; foÙkh; {ks= d s fofu;kedk as ;k vnkyr ;k U;k;kf/kdj.k }kjk dkbs Z ifzrdyw vkn’s k tkjh ugh a fd, x,A
N& D;k izk;kts d ;k mlds fdlh lca fa/kr laLFkk dks Hkkjr eas fdlh foÙkh; {ks= d s fofu;kedksa] ftuesa Hkkjrh; fjto Z cdSa ] Hkkjrh; ifzrHkfwr ,o a
fofue; ckMs ]Z chek fofu;ked fofu;ked ,o a fodkl izkf/kdj.k vkSj i’as ku fuf/k fofu;ked ,o a fodkl izkf/kdj.k ‘kkfey g]Sa }kjk iwo Z e sa ita hdj.k
iez k.ki= nus s l s bda kj fd;k x;k vkSj ;fn gk]a rk s ml bda kj dju s d s D;k dkj.k Fk]s
t& D;k izk;kts d ;k mld s fdlh iz/kku vf/kdkjh ij fiNy s ikpa o”kk aZs ds nkSjku fdlh foRrh; fofu;ked }kjk ¼/kkjk ¼N½ dk lna Hk Z y½as ;k fdlh vnkyr
;k U;k;kf/kdj.k }kjk fofu;ek]as fofu;ked ds fun’s kk]sa fn’kkfun’Zs kkas vkSj ifji=k sa dk mYy?a ku dju s ij nk”skh ik;k x;k gk s vFkok ‘kkfLr dk vf/kjkis .k fd;k
x;k]
>& ita hdj.k iez k.ki= inz ku djuk vfHknkrkvk sa d s fgr e sa gS]
¥& dkbs Z vU; ekunMa ftl s izkf/kdj.k }kjk ita hdj.k d s fy; s vkons u vkefa=r djr s le; fu/kkfZjr fd;k gkAs
¼4½ ;fn dkbs Z fudk; mi&fofu;e ¼3½ e sa mfYyf[kr dkbs Z ,d ;k vf/kd ekunMa iwjk ugh a dj jgk gk s rk s og vkons u e sa dkj.kk sa dk mYy[s k djr s g,q
izkf/kdj.k l s NVw ekxa ldrk gAS
¼5½ bu fofu;ek sa e sa ,slk dNq ugh a gkxs k ftll s vkons d dk s dkbs Z NVw iku s dk vf/kdkj gkAs
¼6½ izkf/kdj.k lkotZ fud fgr esa vkSj fyf[kr esa fn;s tkus oky s dkj.kk as d s vk/kkj ij NVw n s ldrk gAS izkf/kdj.k ,slh ifjfLFkfr;k sa esa ita h;u iez k.k
i= vunq Rr dju s d s fy, ,slh ‘kr Zs vf/kjkfsir dj ldxs k tk s og Bhd le>As
¼7½ izkf/kdj.k dk fu.k;Z fd dkbs Z vkons d ik=rk ekunMa k sa dk s iwjk djrk g S ;k ugh]a vfare gkxs kA
¼8½ dsoy vkons u dju s ;k ik=rk ekunMa k sa dks iwjk dju s ls vkons d dks i’as ku fuf/k ds fy;s ita hdj.k iez k.k i= yus s dk dkbs Z vf/kdkj ugh a fey tkrk
gAS
¼9½ ita hdj.k iez k.k i= inz ku dju s dh ifzØ;k vkSj ita hdj.k ‘kYq d & ¼1½ i’as ku fuf/k d s ita hdj.k ds fy; s p;u ifzØ;k ds rgr ikzf/kdj.k }kjk
vkea=.k d s iRz;Rqrj e sa izkIr vkons ukas dk bu fofu;ek sa vkSj p;u ifzØ;k eas mfYyf[kr ekunMa k sa d s vuqlkj eYw ;kda u fd;k tk,xkA
¼2½ vf/kdre eYw ; d s izLrko dk s fofu;e 20 e sa fu/kkfZjr fd; s vulq kj fuo’s k icz /aku Qhl Lohdkj dju s d s fy; s vkWQj Hkts k tk,xkA
¼3½ mi&fofu;e ¼2½ d s rgr Hkts s vkWQj dk s Lohdkj dju s d s ckn] izkf/kdj.k] mu fu;eksa vkSj ‘krksaZ d s ds v/khu tks mld s }kjk fofufn”ZV dh tk;]s
vkons d dk s i’sa ku fuf/k LFkkfir dju s dh vueq fr n s ldrk gS vkSj Hkkx&[k ¼O;k[;k½ e as nh xb Z fof/k l s r`rh; vulq pw h ds Hkkx&d es a mYy[s kkulq kj
vifzrn;s ita hdj.k ‘kYq d izkIr gkus s ij i’sa ku fuf/k dk ita hdj.k iez k.ki= vuqlpw h&1 es a fn; s QkeVsZ esa inz ku fd;k tk ldrk gAS¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 5
10- e/;ofr;Z k sa d s lkFk izy[s khdj.k & ¼1½ ifjpkyu ‘k:q dju s l s iwo]Z i’as ku fuf/k vU; ckrk as d s lkFk&lkFk fuEufyf[kr djkjk sa dk fu”iknu djxs h &
¼d½ vuqlpw h&11 e sa mYy[s kkuqlkj jk”Vªh; i’sa ku i.z kkyh U;kl d s lkFk fuo’s k icz /aku djkj]
¼[k½ jk”Vªh; i’sa ku i.z kkyh U;kl d s lkFk vidz Vhdj.k djkj]
¼x½ jk”Vªh; i’sa ku i.z kkyh ds rgr vU; e/;ofr;Z k sa d s lkFk djkj tSlfsd izkf/kdj.k }kjk fufn”ZV fd;k tk, ;Fkk dUsnzh; vfHky[s kkiky vfHkdj.k ]
U;klh cdSa ¼vuqlpw h&3½ vkSj vfHkj{kd vfHkj{kd ¼vuqlpw h&9½ ;k mYy[s kkulq kj dkbs Z vU; e/;orhAZ
¼?k½ izkf/kdj.k }kjk ;Fkk fufn”ZV dkbs Z vU; djkjA
¼2½ ;fn djkjk sa dh O;k[;k d s ckj s e as e/;ofr;Z k sa d s chp dkbs Z erHkns gks rk s ml s fu.k;Z ds fy; s izkf/kdj.k dk s Hkts k tk,xk ftldk fu.k;Z vfare gkxs kA
¼3½ i’sa ku fuf/k vU; {ks=k sa d s fofu;kedk sa }kjk iHzkkoh vf/kfu;ek as ;k fu;ek as d s rgr vifs{kr vueq kns u ikzIr djxs h vkSj [kkrk [kkys u]s gLrk{kfj;k sa dk s
izkf/kd`r dju]s fMthVy gLrk{kj ikzIr dju]s duDS VhfoVh inz ku dju]s lkWQ~o;s j baLVky dju s vkSj vU; ,sl s ekeyk sa d s fy;s vU; sa e/;ofr;Z k sa dh
nLrkots h vi{s kkvk sa dk s iwjk djxs h rkfd dkuuw d s varxrZ fdlh idz kj dh v;kXs;rk u gk s vFkok i’as ku fuf/k d s :Ik e as dk; Z dju s eas ij’s kkuh u gk s
11- dkjcs kj ‘k:q djuk & ¼1½ i’sa ku fuf/k }kjk viuk ifjpkyu vkjHak dju s d s fy;s ftl gsr q mls ita hdj.k iez k.ki= inz ku fd;k x;k] nLrkots u vkSj
vU; vkiS pkfjdrkvk sa dk s iwjk dju s ds ckn i’sa ku fuf/k izkf/kdj.k l s ^^dkjksckj vkjHak dju s d s fy; s iez k.ki=^^ tkjh dju s dk vujq k/sk djxs hA
¼2½ dkjkcs kj vkjHak dju s d s fy; s izek.ki= dk vuqjk/sk djr s le;] ikz;kts d ;k i’sa ku fuf/k izfrons u o ekxa djxs h fd ml s i’as ku fuf/k d s rkSj ij dk; Z
dju s d s fy; s vifs{kr vueq kns u vkSj vueq fr izkIar gS vkSj bl :i eas dk;Z dju s d s fy; s dkuuw h ;k vU; vk/kkj ij dkbs Z v{kerk ugh a gAS
¼3½ izkf/kdj.k lar”qV gkus s ij fd i’as ku fuf/k Ldhe xr vkfLr;k as ds izc/aku d s fy; s viuk ifjpkyu ‘k:q dju s d s fy; s iwjh rjg r;S kj g]S vuqlpw h&4
e sa fn; s QkeVsZ esa i’sa ku fuf/k dk ^^dkjkcs kj vkjHak dju s d s fy; s iez k.ki=^^ tkjh dj ldrk g S ftlds ckn i’sa ku fuf/k dkjkcs kj vkjHak dj ldrh gAS
¼4½ ita hdj.k iez k.k i= izkIr dju s okyh i’sa ku fuf/k ita hdj.k dh rkjh[k l s Ng ekg d s vna j viuk ifjpkyu ‘k:q dj ldrh gAS bl ifjpkyu dk s
‘k:q dju s d s fy; s le; lhek eas of`) izkf/kdj.k }kjk vf/kdkf/kd Ng ekg rd fyf[kr dkj.kk as ds vk/kkj ij inz ku dh tk,xhA
12- ita hdj.k d s fy;s fu;e rFkk ‘kr aZs & i’sa ku fuf/k dk s fn; s x; s ita hdj.k iez k.k i= ij fuEufyf[kr ‘kr aZs ykx w gkxas h] uker% &
¼d½ izk;kts d vkSj i’sa ku fuf/k vf/kfu;e] fu;ek sa vkSj bu fofu;ek as e as mYy[s kkuqlkj ik=rk vi{s kkvk sa dk s gj le; iwjk djxsa s vkSj mudk vuiq kyu djxsa s
rFkk i’sa ku fuf/k d s :i esa ita hdj.k l s lca fa/kr lHkh izfrons u] okjfaV;k]a lpw uk] idz Vhdj.k] fjikVs aZs] nLrkots ;k foojf.k;k a lR;] i.w kZ] lgh vkSj gj idz kj
l s Bhd gSa vkSj mle sa fdlh oLrfqu”B rF; d s ckj s esa dNq Hkh vlR; ;k Hkkzed dFku ugh a g S ;k fdlh oLrxq r rF; dk s Niq ;k ugh a x;k gAS ikz;kts d ;k
i’sa ku fuf/k iwo Z e sa izLrqr lpw uk ;k C;ksjk sa e sa dkbs Z oLrxq r cnyko gkus s ij] ftldk iHzkko mld s ita hdj.k iez k.k i= ij iM+rk gk]s ikzf/kdj.k dk s lfwpr
djxs hA
¼[k½ izk;kts d vkSj i’sa ku fuf/k us ikzf/kdj.k }kjk fofu;fer i’as ku Ldhekas ds icz /aku d s fy; s is’a ku fuf/k ds :i eas ita hdj.k Lohdf`r gsr q lHkh vifs{kr
dkjZokb Z o dne mBk fy;s g Sa vkSj viuh ck/;rkvk sa d s lE;d fu”iknu d s fy; s ck/; dj fy;k g]S
¼x½ i’sa ku fuf/k izkf/kdj.k }kjk le;≤ ij fu/kkfZjr fd; s vulq kj 25 djkMs + #i, ;k vf/kd eYw ; dh ewr Z ifjlEifr /kkfjr djxs h]
¼?k½ izk;kts d vkSj is’a ku fuf/k lqfuf’pr djxs h fd i’sa ku Ldhekas dku rks ifjpkyu ]icz /aku vkSj uk gh p;fur ifzrHkfwr;k as dk ifjpkyu ikz;kts d] i’sa ku
fuf/k d s fun’s kdk sa ;k lEc) O;fDr;k as d s fgr e sa ;k vfHknkrkvkas d ss fo’k”sk ox Z dk s ykHk igpaq ku d s fy; s fd;k tk, vkSj i’as ku Ldhek as d s ekeyksa d s icz /aku
e sa fgrk sa ds Vdjkc l s ijgts djxs h rFkk lHkh ekeyk sa es a vfHknkrkvk as d s fgrk as dk s lokisZ fj j[kxs hA i’sa ku fuf/k ;g lfquf’pr dju s d s fy; s fd vfHknkrkvk sa
d s fgrk sa d s lkFk fdlh idz kj dk le>kSrk ugh a fd;k tk, i;kIZr dkjoZ kb Z djxs h ,o a foods dk i;z kxs djxs h A
¼M-½ i’sa ku fuf/k izkf/kdj.k d s fun’s kkulq kj ;k bu fofu;eksa eas tSlk mYys[k fd;k x;k g]S i{kk sa ls djkj djxs h vkSj fu”ikfnr djkjk as dh ‘krksaZ dk vuiq kyu
djxs h]
¼p½ i’sa ku fuf/k viu s nkf;Rok sa dk fuogZ u djr s le; izkIr lHkh yus nus k]as vfHky[s kk]as vkda M+k as vkSj lpw uk dh xkis uh;rk cuk, j[kxs h vkSj ikzf/kdj.k dh
iwo Z vueq fr d s fcuk o s vkda M +s ;k lwpuk lk{; d s :i e sa ;k fdlh vU; i;z kts u d s fy; s flok; dkuuw h ifzØ;k d s rgr vi{s kkuqlkj ;k ikzf/kdj.k ;k
jk”Vªh; i’sa ku i.z kkyh U;kl d s }kjk fn; s fun’sZ k d]s izLrqr ugh a djxs h ;k vkKk ugh a nxs h]
¼N½ izk;kts d vkSj i’sa ku fuf/k vf/kfu;e d s izko/kkuk]sa fu;eksa vkSj fofu;eksa ;k izkf/kdj.k }kjk tkjh fn’kkfun’sZ kksa] fun’s kk@as vf/klpw ukvk as ;k ifji=k sa dk gj
le; o ita hdj.k iez k.k i= fuyca u dh vof/k d s nkSjku vkSj ifjlEifRr;k sa ;k nLrkots k sa d s varj.k d s nkSjku tc rd fofu;e 34 e sa mfYyf[kr lHkh
dkjZokb Z iwjh u gk s tk,] vuiq kyu djxs hA
¼t½ i’sa ku fuf/k fd izkf/kdj.k] jk”Vªh; i’sa ku i.z kkyh U;kl] vfHknkrk vkSj e/;ofr;Z k as dk s leqfpr] lgh] lLq i”V vkSj le; ij ljy Hkk”kk e sa fuo’s k uhfr;k]sa
fuo’s k mnn~ ’s ;k]sa foRrh; fLFkfr vkSj viu s icz /aku dh i’sa ku Ldhek as d s lkekU; ekeyk as dh tkudkjh dk ilz kj lfquf’pr djxs h i’as ku fuf/k vfHknkrkvk sa dk s
vifs{kr lpw uk rFkk vuqlpw h&5 e sa fn; s QkeVZs e sa rFkk vkof/kd vk/kkj ij tSlkfd ikzf/kdj.k }kjk le;≤ ij vifs{kr gksrk g]S ifzs”kr djxs hA6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
¼>½ izk;kts d i’sa ku fuf/k dh okNa uh;rk vkSj tkjh j[ku s dh vkof/kd leh{kk djxs kA ;fn fdlh i’sa ku Ldhe e sa dkQh vfu;ferrk, a ikb Z tkrh g Sa rk s
izk;kts d i’sa ku fuf/k e sa dkbs Z fo’k”sk cnyko gkus s d s ckj s e sa izkf/kdj.k dk s ‘kh?k z lfwpr djxs k]
¼¥½ icz /aku ;k LokfeRo ;k ‘k;s j/kkfjrk i)fr e sa dkbs Z e[q ; cnyko gkus s ij ;k i’sa ku fuf/k d s izk;kts d d s fu;a=.k fgr e sa dkbs Z cnyko gkus s ij]
izkf/kdj.k dh iwo Z vueq fr yh tk,xhA iez [q k dkfedZ ksa e sa dkbs Z ifjoruZ gksu s ij izkf/kdj.k dk s cnyko gkus s l s iUngz fnuk sa d s vna j lfwpr fd;k tk,xk]
¼V½ izk;kts d vkSj i’sa ku fuf/k izkf/kdj.k }kjk le;≤ ij vf/klfwpr ^vkpkj lfagrk^ vkSj vuqlpw h&6 es a mfYyf[kr dk vuiq kyu djxs h]
¼B½ i’sa ku fuf/k dkbs Z e[q ; dk;Z fdlh rr` h; i{k dk s ugh a lkSia xs hA fdlh vU; dk s dk; Z dk iRz;k;kts u izkf/kdj.k d s iwo Z vuqeq kns u l s gh fd;k tk,xk]
¼M½ i’sa ku fuf/k dkbs Z vU; dk; Z ugh a djxs h flok; izkf/kdj.k }kjk fofu;fer i’as ku Ldhek as ;k fuf/k;k as l s lca fa/kr dk; Z dAs
13- okf”kdZ ‘kYq d & iRz;dss i’sa ku fuf/k iRz;ds o”k Z 15 viyzS l s iwoZ ;k iathdj.k iez k.k i= inz ku fd;s tku s l s 15 fnu ds vna j vulq pw h&3 e sa mfYyf[kr
;k izkf/kdj.k }kjk le;≤ ij ;Fkk l’a kkfs/kr okf”kdZ ‘kYq d tek djsxhA
vvvv////;;;;kkkk;;;; &&&& 3333
LLLLddddhhhheeee]]aa]]aa eeeeYYwwYYww ;;;;kkkkddaaddaa uuuu]]]] yyyy[[ss[[ss kkkkkkkkddaaddaa uuuu]]]] vvvvkkkk;;;; vvvvffffHHHHkkkkKKKKkkkkuuuu
14- Ldhe vkSj fuo’s k fn’kkfun’sZ k & ¼1½ i’sa ku fuf/k izkf/kdj.k }kjk vf/klfwpr Ldhek sa dk icz /aku i’sa ku fuf/k d s icz /aku d s ,sl s fu;ek as d s vu:q Ik rFkk
izkf/kdj.k }kjk le;≤ ij ;Fkk vueq kfsnr fuo’s k fn’kkfun’Zs kkas d s vulq kj fd;k tk,xkA
¼2½ dkbs Z Hkh i’sa ku fuf/k vfHknkrkvk as dh fuf/k;k sa dks Hkkjr l s ckgj iRz;{k ;k ijk{s k :i l s fuo’s k ugh a djxs h]
¼3½ vfHknkrk }kjk Ø; dh xb Z cktkj vk/kkfjr xkjVa h ra= d s flok; dkbs Z Hkh fufgr ;k Li”V ykHk dk vk’oklu ugh a gkxs k ]
¼4½ tk s vfHknkrkvk sa U;uw re lfquf’pr ykHk pkgr s g]Sa d s ikl viuh fuf/k;k a izkf/kdj.k }kjk vf/klfwpr],slh Ldhek sa e sa fuo’s k dju s dk fodYi gksxk tk s
U;uw re ykHk dk vk’oklu nsrh gASa
¼5½ i’sa ku fuf/k vfHknkrkvk sa dk s viuh fuf/k;k as dk 100 ifzr’kr ljdkjh ifzrHkfwr;k as eas fuo’s k dju s dk fodYi nsxhA
15- Ldhe ifjlEifr;k sa dk eYw ;kda u&jk”Vªh; i’sa ku i.z kkyh U;kl d s uke /kkfjr vkSj ikzf/kdj.k }kjk fofu;fer i’as ku Ldhekas ds rgr i’as ku fuf/k;k sa }kjk
icz fa/kr ifzrHkfwr;k as dk eYw ;kda u ikzf/kdj.k }kjk le;≤ ij tkjh fn’kkfun’Zs kk as ds vulq kj fd;k tk,xkA
16- vuiq ;kTs ; vkfLr;k]a vfHkKku] oxhdZ j.k vkSj O;oLFkkiu &¼1½ vuiq ;kTs ; vkfLr;k]a vfHkKku] oxhdZ j.k vkSj O;oLFkkiu ikzf/kdj.k }kjk le;≤
ij tkjh fn’kkfun’sZ kk sa d s vuqlkj gkus k pkfg,A
¼2½ jk”Vªh; i’sa ku i.z kkyh U;kl VªMsa dh fuxjkuh djxs k vkSj fu”ikfnr vkfLr;k as e as gkfu;k sa dh igpku rFkk vk; vfHkKku] oxhdZ j.k vkSj fjikVs Z ds rgr
vuiq ;kTs ; vkfLr;k sa dh olyw h d s lca a/k e sa izkf/kdj.k dk s lfwpr djxs k]
17- y[s kk cfg;k a vkSj vfHky[s k & ¼1½ i’as ku fuf/k i’sa ku Ldhek as d s ifjpkyu dh cfg;k a vkSj vfHky[s k dk j[k j[kko ;g lfquf’pr dju s d s fy, djxs h
fd vk; dj vf/kfu;e] dia uh vf/kfu;e ,o a ykx w vU; vf/kfu;ek as d s izko/kkuk sa dk vuiq kyu ml idz kj ls gk s jgk g S tks vifs{kr g S ;k ikzf/kdj.k }kjk
vifs{kr g]S
¼2½ iRz;ds i’sa ku fuf/k iRz;ds ;ktss uk d s y[s kkvksa dh mfpr cfg;k]as vfHky[s k rFkk nLrkots k sa dk j[k j[kko djxs h rkfd Ldhe d s ekeykas d s ckj s es a lgh o
fu”i{k tkudkjh nh tk ld s vkSj ikzf/kdj.k rFkk jk”Vªh; i’sa ku i.z kkyh U;kl dk s ml LFkku dh tkudkjh nxs h tgk a y[s kk cfg;k]as vfHky[s k rFkk nLrkots k sa
dk j[k j[kko fd;k tk jgk gS] ;fn i’sa ku fuf/k ds ita hd`r dk;kyZ ; eas j[k j[kko ugh a fd;k tk jgk gkAs i’as ku fuf/k gh y[s kk cfg;k]sa vfHky[s k rFkk
nLrkots k sa ds j[k j[kko vkSj mud s lgh gkus s d s fy; s mRrjnk;h gkxs h A
¼3½ i’sa ku fuf/k izkf/kdj.k }kjk le;≤ ij fu/kkfZjr y[s kk uhfr;k as dk ikyu djxs hA
18- Ldhek sa dk fuoy vkfLr eYw ; & ¼1½ iRz;ds Ldhe dk ifzr ;fwuV izkjfEHkd eYw ; nl #i;s gkxs kA
¼2½ i’sa ku fuf/k iRz;ds Ldhe d s fuoy vkfLr eYw ; dh x.kuk Ldhe dh fuoy vkfLr;k as dk s ¼ikzf/kdj.k }kjk vkfLr;k as d s eYw ; l s vueq ksfnr vueq R; iHzkkjk saa
dk s fudky dj Kkr fd;k tk,½ iRz;ds Ldhe d s eYw ;kda u ds le; cdk;k ;fwuVk sa l s foHkkftr djd s Kkr fd;k tk,xkA
¼3½ iRz;ds Ldhe dh ;fwuVk sa d s fuoy vkfLr eYw ; dh x.kuk dh tk,xh vkSj iRz;ds ^dkjkcs kjh fnu^ dk s ?kkfs”kr dh tk,xhA
19- okf”kdZ fjikVs Z vkSj y[s kk ijh{kdk as dh fjikVs Z & ¼1½ i’sa ku fuf/k vkfLr;k as dk Ldhe&okj fuiVku lqlxa r y[s kk rkjh[k ij dju s vkSj vof/k d s nkSjku
fu”ikndrk nus s d s lkFk gh vfHknkrkvk sa dk s izkns H~kwr vk; d s forj.k vkSj lpa ;u d s ckj s e as lpw uk lgh o fu”i{k :i e as bu fofu;ek as ;k ikzf/kdj.k }kjk
le;≤ ij tkjh fn’kkfun’sZ kk sa d s vuqlkj nus s d s fy, vulq pw h&7 e as fn; s vulq kj iRz;ds foÙk o”k Z dh okf”kdZ fjikVs Z r;S kj djxs hA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 7
¼2½ i’sa ku fuf/k dk s izkf/kdj.k }kjk mfYyf[kr fof/k l s viuh Ldhek as dk lia jhf{kr y[s kk ikuk vifs{kr gkxs k vkSj y[s kk ijh{kk fjikVs Z okf”kdZ fjikVs Z e sa ‘kkfey
gkxs hA y[s kk ijh{kd jk”Vªh; i’sa ku i.z kkyh U;kl dk s fjikVs Z djxs kA
¼3½ iRz;ds i’sa ku fuf/k lia jhf{kr okf”kZd fjikVs Z dh ,d ifzr rFkk vU; lpw uk o mlds }kjk /kkfjr fuo’s kkas vkSj tekvk as dk C;kjs k jk”Vªh; i’as ku i.z kkyh U;kl
dk s iRz;ds foRr o”k Z cna gkus s dh rkjh[k ls lkB fnuk sa d s vna j vxszf”kr djxs k rkfd mldh lex z Ldhe&okj fooj.k jk”Vªh; i’sa ku i.z kkyh U;kl dk s fey
tk,A
¼4½ Ldhek sa dh foÙkh; fooj.kh i’sa ku fuf/k d s fun’s kd eMa y dh cBS d e as vueq kfsnr gkus h pkfg, vkSj ml s jk”Vªh; i’sa ku i.z kkyh U;kl dk s ifsz”kr fd;k tk,A
jk”Vªh; i’sa ku i.z kkyh U;kl dk U;klh eMa y i’sa ku fuf/k dh Ldheks a vks a dh foÙkh; fooj.kh ij is’a ku fuf/k ds fun’s kd eMa y }kjk vueq ksfnr vkSj gLrk{kj
dju s d s ckn] vueq kfsnr djxs k vkSj ifzrgLrk{kj djxs kA Ldhe dh foRrh; fooj.kh izkf/kdj.k dk s iRz;ds foÙk o”k Z cna gkus s dh rkjh[k l s uCo s fnuk sa e sa
izLrqr dh tk,xhA
¼5½ Ldhek sa dk iRz;ds ryq u i= vkSj jktLo y[s kk dia uh vf/kfu;e d s rgr le;≤ ij vf/klfwpr fd; s vulq kj y[s kk ekudk as d s vu:q i gksxk flok;
,,l 3 ¼udnh izokg fooj.kh½ vkSj ,,l 17 ds ¼oxZokj fjikfsVxaZ ½] tgk a rd o s i’sa ku Ldheksa ij ykxw gksrs gSa vkSj bu fofu;ek sa d s iwjh rjg vlxa r ugh a
gAS
¼6½ iRz;ds Ldhe dh okf”kdZ fjikVs Z vkSj ikVs QZ ksfy;k s C;ksjk jk”Vªh; i’as ku i.z kkyh U;kl }kjk vueq kfsnr gkus s d s ckn i’sa ku fuf/k lca fa/kr i’sa ku fuf/k dh
ocs lkbV ij iRz;ds foÙk o”k Z cna gkus s dh rkjh[k l s uCo s fnuk as ds Hkhrj Mkyh tk,xhA
¼7½ Ldhe&okj okf”kdZ fjikVs Z ;k mldk lfa{kIr lkjk’a k i’sa ku fuf/k }kjk dUsnhz; vfHky[s kkiky vfHkdj.k dk s vfHknkrkvk as dk s vxfzs”kr dju s d s fy, miyC/k
djk;k tk,xkA lHkh vfHknkrkvk as dk s ifsz”kr lfa{kIr lkjk’a k e sa nh xb Z fjikVs Z e as ,d fVIi.kh gkxs h fd i.w k Z okf”kdZ fjikVs Z i’as ku fuf/k dh ocs lkbV ij miyC/k
gkxs h tgk a iwjh fjikVs Z nh xb Z gAS
¼8½ okf”kdZ fjikVs Z fujh{k.k d s fy; s i’sa ku fuf/k d s e[q ; dk;kyZ ; e as miyC/k gkxs h vkSj mldh ,d ifzr vfHknkrk dk s dsoy nk s lk S #i; s ;k ikzf/kdj.k
}kjk fu/kkfZjr vU; ‘kYq dk sa dk Hkxq rku dju s ij miyC/k gkxs hA
¼9½ i’sa ku fuf/k iRz;ds Nekgh cna gkus s vFkkZr 31 ekp Z vkSj 30 flrEcj] l s ,d ekg d s vna j viuh Ldhe&okj foojf.k;k a vkSj Ldhe ikVs QZ kfsy;k s dh
vlia jhf{kr fooj.kh viuh ocs lkbV ij Mkyxs hA
¼10½ mi&fofu;e ¼9½ e sa lna fHkrZ v/k Z okf”kdZ vlia jhf{kr fjikVs Z e as izkf/kdj.k ;k jk”Vªh; i’as ku i.z kkyh U;kl }kjk le;≤ ij idz kf’kr rFkk ,slk vU;
C;ksjk tk s Ldhe d s ifjpkyuk sa dh lgh vkSj fu”i{k rLohj n[s ku s d s fy;s vko’;d g]S ‘kkfey gkxs kA
20- fuo’s k icz /aku ‘kYq d & ¼1½ miyC/k los kvk sa dks /;ku e sa j[kr s g,q ] i’as ku fuf/k vfHknkrk l s fuo’s k icz /aku ‘kYq d olyw dj ldxs hA
¼2½ fuo’s k icz /aku ‘kYq d iHzkkj dh nj vkSj fof/k dk fu/kkZj.k ikzf/kdj.k }kjk le;≤ ij fu/kkfZjr ifzØ;k d s vuqlkj fd;k tk,xk vkSj ftldh
vfHknkrkvk sa d s fgr e sa vkSj i’sa ku lDs Vj d s Øfed fodkl dk s nf`”Vxr j[kr s g,q leh{kk dh tk ldxs hA
¼3½ fuo’s k icz /aku ‘kYq d dh x.kuk o”k Z dh iRz;ds frekgh d s var e as icz /aakk/khu vkfLr;k saa d s vk/kkj ij nfSud izkns Hkwr vk/kkj vkSj i’as ku fuf/k dk s pdq rk fuf/k
d s vk/kkj ij dh tkrh gAS
¼4½ fuo’s k icz /aku ‘kYq d e sa czkds jts ‘kkfey gksrh gS fdarq vfHkj{kd ‘kYq d ,o a vueq R; dj ‘kkfey ugh a gkrs s gASa vU; lHkh O;; i’sa ku fuf/k }kjk ogu fd; s
tk,xa s vkSj i’sa ku fuf/k }kjk mudh ifzrifwr Z ;k Ldhe e sa iHzkkfjr ugh a fd; s tk,xa As
¼5½ i’sa ku fuf/k viu s iHzkkjk sa ¼fuo’s k icz /aku ‘kYq d½ dk s nfSud vk/kkj ij fuoy vkfLr eYw ; ij yxk,xh vkSj ikzns Hkwr iHzkkj ¼vk;½ mud s }kjk iRz;ds
frekgh d s var esa] jk”Vªh; i’sa ku i.z kkyh U;kl }kjk vueq kns u d s ckn] U;klh cdSa esa j[k s Ldhe d s cdS [kkr s ls olyw djxs hA
vvvv////;;;;kkkk;;;; &&&& 4444
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk dddd ss ss llllkkkkeeeekkkkUUUU;;;; nnnnkkkkffff;;;;RRRRoooo vvvvkkkkSjSjSjSj mmmmÙÙÙÙkkkkjjjjnnnnkkkkffff;;;;RRRRoooo
21- vkpkj lfagrk & iRz;ds izk;kts d ;k i’sa ku fuf/k vuqlpw h&6 e as nh xb Z vkpkj lfagrk dk vuiq kyu djsxkA
22- i’sa ku fuf/k d s mRrjnkf;Ro vkSj dk; Z & ¼1½ i’sa ku Ldhek as a dk icz /aku Ldhek]sa vf/kfu;e d s izko/kkuk]sa U;kl foy[s k] fu;ek]as fofu;ekas] ikzf/kdj.k }kjk
le;≤ ij tkjh fn’kkfun’Zs kk as vkSj ifji=k sa d s vuqlkj vkSj ikzf/kdj.k ;k jk”Vªh; i’sa ku i.z kkyh U;kl }kjk fu/kkfZjr le; lhekvk as e as fd;k tk,xkA
¼2½ i’sa ku fuf/k;k sa dk nfSud icz /aku jk”Vªh; i’sa ku i.z kkyh U;kl dh vkjs l s i’as ku fuf/k }kjk fd;k tk,xkA
¼3½ i’sa ku fuf/k viu s dk;k sZa dk s djr s le; vfHknkrkvk sa d s cgs rj fgr e as lsok dk mPp Lrj] mi;Dq r lko/kkuh] le>nkjh] dk;dZ ’q kyrk] fui.q krk o
lrdZrk cjrxs hA i’sa ku fuf/k;k a lVV~ cs kth] dkYifud a fuo’s k ;k yus nus ugh a djxas hA8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
¼4½ i’sa ku fuf/k vgZrk izkIr o fu”Bkoku of`Ùkdk sa ;k depZ kfj;k as dk s fu;Dq r djxs hA i’as ku fuf/k viu s dkfedZ k sa ;k izkf/kd`r O;fDr;k sa ftudh lsok, a ikzIr dh
xb Z g]Sa d s dk;ks Za o xyfr;k sa d s fy; s mRrjnk;h gkxs hA ;g ftEens kjh ita hdj.k iez k.k i= jnn~ dju s ;k fuyfEcr ;k okil yus s ij Hkh ;k ikzf/kdj.k }kjk
icz /aku viu s fu;a=.k esa yus s ij Hkh cuh jgxs hA
¼5½ i’sa ku fuf/k viu s foRrh; dk;kRZed nkf;Rok sa d s fuogZ u ds fy;s vU; e/;ofr;Z k sa l s lEid Z o leUo; djxs h vkSj lkFk gh djkj djxs h] ikz|S ksfxdh
epa r;S kj djxs hA
¼6½ i’sa ku fuf/k i’sa ku Ldhek sa d s ifjpkyu l s lca fa/kr [kkr]s vfHky[s k] jftLVj vkSj nLrkots k as dk j[k j[kko djxs h rkfd izkf/kdj.k }kjk le;≤ ij
tkjh fofu;ek]sa fn’kkfun’sZ kk]sa ifji=k as dk vuiq kyu lfquf’pr gk s vkSj yus nus k as o dkjkcs kjh xfrfof/k;k as dh y[s kkijh{kk e as lfqo/kk gkAs
¼7½ i’sa ku fuf/k bu fofu;ek]sa fn’kkfun’Zs kk sa ;k ifji=k sa d s vuqlkj] ;k izkf/kdj.k }kjk tSlk dgk tk, ;k jk”Vªh; i’as ku i.z kkyh U;kl }kjk le;≤ ij
vifs{kr] vkof/kd vkSj vuiq kyu fjiksV aZs izLrqr djxs hA
¼8½ i’sa ku fuf/k vfHknkrkvk sa d s fgr eas vuqlpw h&5 e sa izkf/kdj.k }kjk fd; s x; s mYy[s kkulq kj lpw uk ,ls h jhfr vkSj i:z Ik e sa lkotZ fud djxs hA
¼9½ i’sa ku fuf/k fuo’s kk sa vkSj tkfs[ke icz /aku d s fy; s vuqlpw h&10 e as mYysf[kr uo’s k lfefr vkSj tkfs[ke lfefr dk xBu] mldh lajpuk] dk;k]saZ uhfr;k sa
vkSj vU; leku ekeyk sa ds fy; s cgs rj vfHk’kklu fof/k;k sa dk s viuk,xh
¼10½ i’sa ku fuf/k fgrk sa d s Vdjko l s cpxs h tk s i’sa ku fuf/k d s :i e as viu s nkf;Rok as d s fuogZ u d s le; vkSj jk”Vªh; i’sa ku i.z kkyh U;kl dk s mu ?kVukvk sa
dh fjikVs Z djr s le; mB ldr s gASa
¼11½ i’sa ku fuf/k viu s izk;kts dk sa ls ias’ku fuf/k lca /akh dkjkcs kjh xfrfof/k;k as dk s iF` kd j[kuk lqfuf’pr djxs hA
¼12½ i’sa ku fuf/k vfHknkrkvk sa l s lca fa/kr tkudkjh vkSj i’sa ku fuf/k l s lacfa/kr dkjZokb Z dh xkis uh;rk rFkk viu s fu;a=.kk/khu lHkh lpw ukvk sa dh flok;
izkf/kdj.k ;k jk”Vªh; i’sa ku i.z kkyh U;kl ;k fdlh dkuuw h izko/kku d s rgr vifs{kr gk s lqj{kk lfquf’pr djxs hA
¼13½ i’sa ku fuf/k ,sl s ifzrons u vkSj okjfaV;k a nxs h tk s jk”Vªh; i’as ku i.z kkyh U;kl dh vksj l s vfHknkrkvk sa d s fgrksa dh lqj{kk d s fy; s vko’;d gASa
¼14½ i’sa ku fuf/k izkf/kdj.k }kjk vifs{kr ‘kYq dk]sa iHzkkjk]sa mnx~ gz .kk as vkSj izfrHkfwr tekvksa dk lna k; djsxh ftlds fy; s
¼15½ i’sa ku fuf/k d s ifjpkyuk sa vkSj fu”ikndrk dh jk”Vªh; i’sa ku i.z kkyh U;kl }kjk leh{kk dh tk,xhA
¼16½ i’sa ku fuf/k dh i’sa ku Ldhek sa dh jk”Vªh; i’sa ku i.z kkyh U;kl }kjk y[s kk ijh{kk dh tk,xhA
¼17½ i’sa ku fuf/k dh izkf/kdj.k }kjk vU; y[s kk ijh{kk vkSj fujh{k.k fd;k tk,xkA
23- fuxjkuh] leh{kk vkSj eYw ;kda u i.z kkfy;k a ,o aa fu;=a .k & ¼1½ iRz;ds i’as ku fuf/k e as fu;a=.kk]as i)fr;k]as izfØ;kvk as vkSj ljq {kk mik;k sa dh leh{kk]
fuxjkuh] eYw ;kda u dju s dh i;kIZr O;oLFkk gkxs hA
¼2½ i’sa ku fuf/k ifjpkyuk sa ;k fu”ikndrk dh fuxjkuh] leh{kk ,o a eYw ;kda u dju s d s fy; s jk”Vªh; i’sa ku i.z kkyh U;kl ukMs y ,tals h gkxs hA
24- vuiq kyu vf/kdkjh dh fu;fqDr & ¼1½ iRz;ds i’sa ku fuf/k ofj”B icz /aku Lrj d s vf/kdkfj;k as e as ls ,d vuiq kyu vf/kdkjh dh fu;fqDr djxs h tk s
vf/kfu;e d s izko/kkuk]sa fu;ek as ,o a fofu;ek]sa izkf/kdj.k }kjk tkjh vf/klpw ukvk]sa fn’kkfun’sZ kk sa ;k vunq ’s kk sa d s vuiq kyu dh fuxjkuh d s fy; s mRrjnk;h
gkxs kA
¼2½ vuiq kyu vf/kdkjh mld s }kjk ik, x, fdlh mYy?a ku dh ,d Lora= fjikVs Z izkf/kdj.k ;k jk”Vªh; i’sa ku i.z kkyh U;kl dk s ‘kh?k z Hkts sxkA
25- izkf/kdj.k ;k jk”Vªh; i’sa ku i.z kkyh U;kl dk s lpw uk & ¼1½ ikzf/kdj.k ;k jk”Vªh; i’sa ku i.z kkyh U;kl i’as ku fuf/k l s mld s dk;dZ yki l s lca fa/kr fdlh
Hkh dk; Z d s ckj s es a dkbs Z lpw uk fdlh Hkh le; exa k ldrk gAS
¼2½ tc izkf/kdj.k ;k jk”Vªh; i’as ku i.z kkyh U;kl }kjk mi&fofu;e ¼1½ d s rgr dkbs Z lpw uk eaxkb Z tkrh g S rk s i’sa ku fuf/k dk ;g dRkOZ; gkxs k fd og
vifs{kr lpw uk izkf/kdj.k ;k jk”Vªh; i’as ku i.z kkyh U;kl }kjk fu/kkfZjr vof/k e sa izLrqr djAs
vvvv////;;;;kkkk;;;; &&&& 5555
ffffuuuujjjjhhhh{{{{kkkk....kkkk vvvvkkkkSjSjSjSj yyyy[[ss[[ss kkkkkkkk iiiijjjjhhhh{{{{kkkkkkkk
26- fujh{k.k vkSj y[s kk ijh{kk & ¼1½ ikzf/kdj.k] ;fn og vko’;d le>]s fdlh le; iRz;{k :i l s ;k viu s fdlh izkf/kd`r izfrfuf/k ;k y[s kkijh{kd d s
ek/;e l s fdlh i;z kstu d s fy,] ftld s varxZr bl fofu;e ds v/khu ;kFkfofufn”ZV i;z kts u Hkh g]S i’sa ku fuf/k dh y[s kk cfg;k]sa [kkrk]sa vfHky[s k d s
lkFk&lkFk Vys hQkus fjdkM Z vkjS byDS VªkWfud fjdkM Z rFkk nLrkots k as dk fujh{k.k vkSj lia jh{kk dj ldxs kA
2- mifofu;e ¼1½ e sa fufn”ZV i;z kts u d s varxZr fuEufyf[kr Hkh gk s ldr s g Sa &
d- cfqu;knh <kpa kxr {kerkvk]sa i.z kkfy;k as vkSj izfØ;kvk sa dk s lqfuf’pr djuk]¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 9
[k- lfquf’pr djuk fd [kkrks]a vfHkys[kk as vkSj nLrkots k sa dk mfpr j[k j[kko fd;k tkrk gS]
x- lfquf’pr djuk fd D;k vkUrfjd fu;a =.k i.z kkfy;k]a ifzØ;k,a vkSj lqj{kk mik; LFkkfir fd, x, gSa vkSj i’sa ku fuf/k }kjk mudk ikyu fd;k tk jgk
gAS
?k- lfquf’pr djuk fd D;k vf/kfu;e d s izko/kkuk sa ;k izkf/kdj.k }kjk cuk, x, fofu;ek sa ;k tkjh fd, x, ifji=k]as fn’kkfuns’Z kk as ;k vf/klpw ukvk sa dk
ikyu fd;k tk jgk g]S
M- vfHknkrkvk]sa ukMs y dk;kZy;k as ] e/;ofr;Z k sa ;k fdlh vU; O;fDr l s ,ls s fdlh fo”k; ij] tks izkf/kdj.k }kjk i’sa ku fuf/k dk s lkSia s x, g]Sa ikzIr
f’kdk;rk sa dh tkpa iM+rky djuk]
p- vfHknkrkvk sa ;k i’sa ku i.z kkyh d s fgr e sa fdlh vU; ekey s es a Lor% lKa ku l s tkpa djukA
¼3½ izkf/kdj.k &
¼d½ fujh{k.k ;k y[s kkijh{kk dju s d s fy, ,d ;k vf/kd izkf/kdr` ifzrfuf/k;k sa ;k vgdZ y[s kkijh{kd dk s mi&fofu;e ¼1½ e sa lna fHkrZ ] fu;Dq r dj ldrk
gAS
Li”Vhdj.k & bl mi fofu;e d s i;z kts ud s fy,] ^vgdZ y[s kkijh{kd^ dk ogh vFk Z gkxs k tk s dia uh vf/kfu;e] 1956 ¼1956 dk 1½ dh /kkjk 226 esa fufgr
gAS
¼[k½ ;fn izkf/kdj.k ,slk mfpr le> s rk s fdlh vgZrk izkIr eYww ;kda d dk s fu;Dq r djs ;k jk”Vªh; i’sa ku i.z kkyh U;kl dks ,d vgZrk ikzIr eYww ;kda d dh
fu;fqDr dju s d s fy; s dgs] s bl /kkjk d s rgr fdlh Hkh eYw ;kda u ij gkus s oky s O;; i’sa ku fuf/k }kjk ogu fd, tk,xa As
27- fujh{k.k ;k y[s kkijh{kk d s iwo Z lpw uk & ¼1½ fofu;e 26 d s v/khu dkbs Z fujh{k.k ;k y[s kkijh{kk dju s d s iwo Z izkf/kdj.k ;k mldk ikzf/kdr` ifzrfuf/k
;k y[s kkijh{kd i’sa ku fuf/k dk s nl dk; Z fnol dh lpw uk nxs k %
ijar q ;fn izkf/kdj.k dk ;g lek/kku gk s tkrk g S fd vfHknkrkvkas ds fgrk as dh rRdky j{kk ds fy, fujh{k.k ;k lia jh{kk vko’;d gS rk s fdlh lpw uk
dh vi{s kk ugh a gkxs hA
2- fujh{k.k ;k y[s kkijh{kk d s nkSjku] i’as ku fuf/k ftldk fujh{k.k ;k ys[kkijh{kk dh tk jgh g]S bu fofu;ek sa ds v/khu ;Fkk micfa/kr mÙkjnkf;Rok saa dk
fuogZ u dju s d s fy, ck/; gkxs kA
28- fujh{k.k vkSj y[s kkijh{kk lca /akh nkf;Ro& ¼1½ i’sa ku fuf/k dk ;g drOZ; gkxs k fd ftld s dk;k aZs dk fujh{k.k ;k y[s kkijh{kk dh tk jgh g S vkSj mld s
iRz;ds fun’s kd] vf/kdkjh vkSj depZ kjh izkf/kdj.k dks ;k mld s ikzf/kdr` ifzrfuf/k ;k y[s kkijh{kk dk s viuh vfHkj{kk ;k fu;a=.k eas j[kh cfg;k]sa ys[kkvk]sa
vfHky[s kk sa vkSj vU; nLrkots k sa dk]s fufn”ZV mi;Dq r le; e]as tSlkfd ml s vifs{kr gk]s mu foojf.k;k as ,o a izkf/kdj.k }kjk ml s lkiSa s x; s dk;k sa ls lca fa/kr
lpw uk d s lkFk izLrqr djAs
¼2½ i’sa ku fuf/k izkf/kdj.k ;k mld s izkf/kd`r ifzrfuf/k ;k y[s kkijh{kd dks mld s }kjk ;k mldh vksj ls fdlh vU; O;fDr }kjk vf/kHkkxs esa j[k s x,
ifjlj rd ;fqDr;Dq r igpqa dh vuqKk nxs k vkSj i’sa ku fuf/k- ;k fdlh vU; O;fDr d s dCt s eas dh fdUgh a cfg;k]as vfHky[s kk]as nLrkots k as vkSj dIa;wVj MkVk
dh ijh{kk dju s d s fy, ;fqDr;Dq r lfqo/kk Hkh inz ku djxs k vkSj ,ls s nLrkots k as ;k vU; lkexhz dh ifrz ;k a Hkh] tk s izkf/kdj.k ;k mld s ikzf/kdr` ifzrfuf/k
dh jk; e sa lqlaxr gk]sa fujh{k.k ;k y[s kkijh{kd d s i;z kts ukFk Z miyC/k djk,xkA
¼3½ i’sa ku fuf/k dk ;g drOZ; gkxs k fd og izkf/kdj.k ;k mlds ikzf/kdr` ifzrfuf/k ;k y[s kkijh{kd dks fujh{k.k ;k y[s kkijh{kk ds lca /ak esa ,slh lHkh
lgk;rk inz ku dj s ftl s izkf/kdj.k ;k mldk izkf/kd`r ifzrfuf/k] jk”Vªh; i’as ku i.z kkyh U;kl ;k mldk izkf/kd`r izzfrfuf/k ;k y[s kkijh{kd fujh{k.k ;k
y[s kkijh{kk d s lca /ak e sa mfpr ekax djAs
29- y[s kkijh{kk dh ifzØ;k ¼vkUrfjd vkjS Ldhe½& i’sa ku fuf/k dh vkUrfjd y[s kkijh{kk] Ldhe y[s kkijh{kk vkSj vU; y[s kkijh{kk, a ikzf/kdj.k }kjk
le;≤ ij fu/kkfZjr jhfr d s vulq kj dh tk,xa hA
30- fjikVs Z izLrqr djuk & ¼1½ fujh{k.k ;k y[s kkijh{kk iwjh gkus s ij] ikzf/kdj.k dk s ,d fjikVs Z iLzz rqr dh tk,xh tks ml fjikVs Z ij fopkj djus ds i’pkr
,slh dkjZokb Z djssxk tks og vfHknkrkvk sa d s fgr esa djuk mfpr o mi;Dq r le>As
¼2½ izkf/kdj.k] Lor% lKa ku l s vFkok fujh{k.k fjikVs Z ;k y[s kkijh{kk fjikVs Z ij] fopkj dju s ds Ik’pkr tks Hkh ekeyk gk]s tSlk Hkh mfpr le>]s viuh
vksj l s ekey s e sa tkpa iM+rky ;k iNw rkN dju s dk vkn’s k n s ldrk gAS
31- fujh{k.k ;k y[s kkijh{kk ‘kYq d dk Hkxq rku & izkf/kdj.k dk s iRz;{k ;k viu s izkf/kd`r ifzrfuf/k }kjk fujh{k.k ;k y[s kkijh{kk ij g,q O;; dk s fofu;e
26 d s mi&fofu;e ¼1½ d s rgr olyw dju s dk gd gkxs kA
32- jk”Vªh; i’sa ku i.z kkyh U;kl }kjk fujh{k.k vkSj y[s kkijh{kk &¼1½ jk”Vªh; i’as ku i.z kkyh U;kl okf”kdZ vk/kkj ij] ;k ml vof/k e as ftldk fu/kkjZ .k
izkf/kdj.k }kjk Ldhe d s vuqlkj fd;k tk,] i’sa ku fuf/k dk fujh{k.k ;k y[s kkijh{kk ;k nkus k]as iRz;{k ;k viu s ikzf/kdr` ifzrfuf/k d s ek/;e l s i’sa ku fuf/k
fofu;ked ,o a fodkl izkf/kdj.k ¼jk”Vªh; i’sa ku i.z kkyh U;kl½ fofu;ekoyh] 2015 d s izko/kkuk sa ds vuqlkj djsxkA i’sa ku fuf/k jk”Vªh; i’as ku i.z kkyh U;kl ;k10 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
mld s izkf/kd`r ifzrfuf/k dks mld s vf/kHkkxs e sa j[k s x, ifjlj rd ;qfDr;Dq r igpaq ] dh vuKq k nxs k y[s kk cfg;k]sa vfHky[s kksa] nLrkots kas vkSj ml fujh{k.k
;k y[s kkijh{kk d s fy,s vifs{kr lpw uk miyC/k djk,xk] tk s Hkh ekeyk gkAs
¼2½ jk”Vªh; i’sa ku i.z kkyh U;kl dk s izR;{k ;k viu s izkf/kd`r ifzrfuf/k }kjk fujh{k.k ;k y[s kkijh{kk djk; s tku s ij g,q O;; dk s olyw dju s dk gd gkxs kA
¼3½ y[s kkijh{kk ;k fujh{k.k d s fo”k; {ks= dk fu/kkZj.k izkf/kdj.k }kjk le;≤ ij fd;k tk,xkA
vvvv////;;;;kkkk;;;;&&&& 5555
OOOO;;;;ffffrrrrØØØØeeee dddd ss ss eeeekkkkeeeeyyyy ss ss eeee aass aass iiiieezzeezz kkkk....kkkk iiii==== ffffuuuuyyyyffaaffaaccccrrrr ;;;;kkkk ffffuuuujjjjLLLLrrrr ddddjjjjuuuukkkk
33- ita hdj.k iez k.k i= dk s fujLr ;k fuyfacr djuk & ¼1½ ikzf/kdj.k dh fdlh vU; dkjZokb Z ij ifzrdwy iHzkko Mky s fcuk ftl s dia uh }kjk fd;k
x;k gk]s i’saa ku fuf/k dk s inz ku fd;k ita hdj.k iez k.ki= fuEufyf[kr fdlh Hkh fLFkfr e saa fuyfacr] fujLr ;k okil fy;k tk ldrk gS] uker%
d& fdlh ,slh ‘krksZa vkSj fu;ekas dk ikyu dju s e sa vlQy jgrk g S ftld s vk/kkj ij ml s ita hdj.k iez k.ki= inz ku fd;k x;k gS]
[k- bl vf/kfu;e ;k mld s v/khu cuk, x, fu;ek sa ;k fofu;eks a ;k mld s v/khu izkf/kdj.k }kjk tkjh fn’kkfun’ZZs kk]as vf/klpw ukvk]as fun’s kk]sa vunq s’kk sa ;k
ifji=k sa dk mYy?a ku djrk g]S
x- LoPs Nk l s izkf/kdj.k }kjk fn; s ita hdj.k iez k.ki= dk s okil dju s dk vujq k/sk djrk g]S
?k- ,d fjlhoj] fjlhoj vkSj icz /akd] i’z kkld ;k leku O;fDr ifjlEifr;k]as vkSj i’sa ku fuf/k d s m|ek as ;k izk;kts d d s fy; s fu;Dq r fd;k tkrk g]S
p- i’sa ku fuf/k ;k i’sa ku fuf/k dk ikz;kts d&
¼i½ ifjlekiu gk s tkrk g S ¼izkf/kdj.k }kjk iwo Z e sa fyf[kr vueq ksfnr ‘krkaZs ij iuq xBZ u vFkok foy;u d s mnn~ s’; d s vfrfjDr ½]
¼ii½ dkjkcs kj cna dj nsrk g]S
¼iii½ ita hdj.k d s fdlh fu;e ;k ‘kr Z d s fdlh izko/kku dk mYy?a ku djrk g S ;k mld s }kjk fn; s x; s izfrfuf/kRo]okjVa h vFkok mn?kk”sk.kk dk fu”iknu
vFkok vuiq kyu dju s e s foQy jgrk g S vFkok izkf/kdj.k l s ukfsVl feyus l s nl dk; Z fnolksa e sa ml mYy?a ku ;k Hkyw dk s Bhd ugh a dj ikrk gS]
¼iv½ viuk dkjkcs kj bl idz kj djrk g S tk s jk”Vªh; i’sa ku i.z kkyh d s vfHknkrkvk as d s fgr e sa ugh a gS]
¼v½ izkf/kdj.k }kjk vk;kfstr fdlh tkpa e sa lg;ksx ugh a djrk g]S
¼vi½ jk”Vªh; i’sa ku i.z kkyh ;k fdlh vU; i’sa ku Ldhe d s rgr dkjkcs kj e as gjs Qjs djrk g]S
¼vii½ xyr dkjkcs kjh dk;dZ yki djrk gAS
N- ;fn is’a ku fuf/k ;k izk;kts d] ikzf/kdj.k dh jk; e]sa ita hdj.k iez k.k i= ikzIr dju s d s fy; s Hk”zV ;k Nyi.w k Z dk;Z djrk g S ;k mls fdlh ljdkjh
izkf/kdj.k ;k fofu;ked }kjk dkyhlwph e sa Mkyk x;k g]S
t- ;fn i’sa ku fuf/k ;k izk;kts d ikzf/kdj.k dks >Bw k c;ku ;k lpw uk iLz rrq djrk gS ftldk oLrxq r iHzkko izkf/kdj.k ;k vfHknkrkvk sa ds vf/kdkjk]sa
nkf;Rok sa ;k fgrk s ij iM+rk g]S
>- ;fn i’sa ku fuf/k ;k izk;kts d ikzf/kdj.k }kjk ;Fkk vifs{kr vkof/kd foojf.k;k a iLz rrq ugh a djrk g]S
¥- ;fn i’sa ku fuf/k ;k izk;kts d ikzf/kdj.k }kjk mld s i’as ku dkjkcs kj l s lca faa/kr ;Fkk vifs{kr dkbs Z lpw uk izLrqr ugh a djrk g]S
V- ;fn i’sa ku fuf/k d s LokfeRo] icz /aku ;k iez [q k vf/kdkfj;k as e as dkbs Z cnyko gkrs k g S ftll s ikzf/kdj.k dh jk; e as vfHknkrkvk as d s fgrk sa ij ifzrdyw
iHzkko iM+rk g]S
B- cktkj izfrykHk ;k leku cpsa ekd Z l s uhps foojf.k;k a iez [q k :i ls vkSj fujUrj r;S kj djrk g]S
M- vfHknkrkvk sa d s fgrk sa ds fo:) <xa l s dke djrk gAS
r- izkf/kdj.k }kjk vk;kfstr fdlh tkpa e sa lg;ksx ugh a djrk g]S
Fk- vf/kfu;e dh /kkjk 28 ds rgr ;Fkk fufn”ZV dkbs Z O;frØe i.w k Z dk; Z djrk g]S
n- dkbs Z vU; dkj.k ftl dkj.k ikzf/kdj.k dh jk; e sa inz ku fd, x, ita hdj.k iez k.ki= dk fuyca u] fujLrhdj.k ;k okil yus k vko’;d gkAs¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 11
¼2½ izkf/kdj.k iwokxZ gz ds fcuk] mi&fofu;e ¼1½ d s ita hdj.k iez k.ki= dk fuyca u] fujLrhdj.k ;k okil yus s ds ctk; ita hdj.k iez k.ki= dh ‘krk saZ dk s
cnyu s ;k l’a kkfs/kr djus dk fun’s k n s ftl s og mfpr le>s ;k dkbs Z vU; vkn’s k ikfjr dj s ftl s og vfHknkrkvk as d s fgr eas ykHkdkjh le>rk gk]s
dkj.kk sa dk s fyf[kr nt Z fd;k tk,A
¼3½ ita hdj.k iez k.ki= dk fuyca u] fujLrhdj.k ;k okil yus s d s vkns’k rc rd tkjh ugh a fd; s tk,ax s tc rd fd lca fa/kr O;fDr dk s fofu;ek sa d s
vuqlkj tkpa e sa luq u s dk mi;Dq r volj ugh a fn;k tk,A
34- ita hdj.k iez k.ki= dk fuyca u vFkok fujLrhdj.k vFkok vH;i.Z k dju s d s iHzkko & ¼1½ ita hdj.k iez k.ki= dk fuyca u] fujLrhdj.k ;k okil yus s
dh rkjh[k l]s i’sa ku fuf/k &
¼d½ jk”Vªh; i’sa ku i.z kkyh vFkok vU; i’sa ku Ldhek sa ]sa tk s Hkh ekeyk gk]s d s vUrxrZ dkbs Z u;k yus nus ugh a dj ldrk g]S
¼[k½ vkfLr;k]sa vfHky[s kk]sa nLrkots kas ;k lpw uk d s ckj s e sa tk s i’as ku fuf/k d s ikl ;k fu;a=.k e sa gks] ,d fu/kkfZjr le; lhek e as vkSj bl idz kj ,slh
dkjZokb Z dj s tks lxa r fofu;eks a d s rgr vifs{kr gk s ;k izkf/kdj.k }kjk tSlk fun’s k fn;k tk,]
¼x½ vkfLr;k]sa vfHky[s kk]sa nLrkots k as ;k lpw uk dk s tk s mlds ikl ;k fu;a=.k e sa gks] nwljh i’sa ku fuf/k dk s izkf/kdj.k }kj fufn”ZV ,ls h jhfr vkSj iz:Ik e sa
viu s O;; ij varfjr dj s ¼?k½ i’as ku fuf/k ;k izk;kts d viu s icz /akk/khu lHkh vkfLr;k as dk s viu s [kps Z ij vkSj tc jk”Vªh; i’as ku i.z kkyh U;kl ;k
izkf/kdj.k }kjk vifs{kr gk]s lqxe vra j.k d s fy; s vifs{kr lHkh vko’;d lgk;rk miyC/k djk,xk vkSj ,slh vkfLr;k sa d s varj.k d s ckjs e as ,slh lkotZ fud
?kk”sk.kk ;k idz Vhdj.k dj s tk s vfHknkrkvk sa d s fy; s fgrdj gkAs og ;g Hkh lfquf’pr dj s fd lca fa/kr vkfLr;k]sa vfHky[s kk]sa nLrkots k sa ;k lpw uk dk varj.k
izkf/kdj.k }kjk tkjh fun’s kk sa d s vuqlkj fd;k x;k gAS i’sa ku fuf/k ;k izk;kts d }kjk fdlh idz kj l s vlg;ksx ;k ck/kk Mkyu s ij i’as ku fuf/k ;k mld s
izk;kts d ij teq kuZ k yxk;k tk ldrk g]S
¼M-½ bu vkfLr;k sa dk varj.k izkf/kdj.k }kjk tkjh fn’kkfun’sZ kk as d s vulq kj fd;k tk,xk]
¼p½ i’sa ku fuf/k ;k izk;kts d rc rd izkf/kdj.k d s fun’s kksa dk vuiq kyu djxs k tc rd os lHkh varj.k ;k dkjZokb Z iwjh ugh a gk s tkrh ;k tc rd
ita hdj.k iez k.ki= fuyfacr jgrk gAS
33335555---- vvvvffffHHHHkkkkffffggggrrrr iiiizkzkzkzkffff////kkkkddddkkkkjjjjhhhh ddddhhhh ffffuuuu;;;;ffqqffqqDDDDrrrr &&&& ¼¼¼¼1111½½½½ tgk a vfHkfgr izkf/kdj.k dk s ;g irz hr gkrs k g S fd i”asku fuf/k u]s ftl s bu fofu;ek sa d s v/khu jftLVªhdj.k
iez k.ki= inz ku fd;k x;k g S ;k fdlh vU; lca fa/kr O;fDr u s fofu;e 28 e as fofufn”ZV idz f`r dh dkbs Z pdw dh g S ogk a og e[q ; egkicz /akd dh J.s kh d s
fdlh vf/kdkjh dk s ;k fdlh lerYq ; J.s kh d s fdlh vU; vf/kdkjh dk s vfHkfgr izkf/kdkjh d s :i e sa fu;Dq r dj ldxs kA
¼¼¼¼2222½½½½ fdlh ,sl s vf/kdkjh dh] ftlus vfHkdfFkr vfrdez .k dh ckcr vUo”sk.k ;k fujh{k.k fd;k g]S vfHkfgr ikzf/kdkjh d s :i eas fu;fqDr ugh a dh tk,xhA
33336666---- llllppwwppww uuuukkkk ddddkkkk ttttkkkkjjjjhhhh ffffdddd;;;;kkkk ttttkkkkuuuukkkk &&&& ¼¼¼¼1111½½½½ vfHkfgr izkf/kdkjh] ;fn ml s ,ls s ;fqDr;Dq r vk/kkjk as dk irk pyrk g S rk s og] i’sa ku fuf/k ;k fdlh lca fa/kr O;fDr
dk]s mll s ;g nf’kZr dju s dh vi{s kk djr s g,q fd D;k sa u ml s inz ku fd;k x;k jftLVªhdj.k iez k.ki= dks fuyfacr ;k jnn~~ dk fn;k tk, ;k D;k sa u
mle sa micfa/kr dkbs Z vU; dkjZokb Z dh tk,] ,d lpw uk tkjh djsxkA
¼¼¼¼2222½½½½ mifofu;e ¼1½ d s v/khu iRz;ds lpw uk e]sa lpw uk izkIr dju s oky s O;fDr }kjk fd, x, vfHkdfFkr vfrØe.k dk]s vf/kfu;e] fofu;ek]sa funs’kk sa ;k
ifji=k sa d s mu mic/akk sa dks minf’kZr djr s g,q ] ftudh ckcr vfrdez .k dju s dk vfHkdFku fd;k x;k g]S fofufn”ZV fd;k tk,xkA
¼¼¼¼3333½½½½ mifofu;e ¼1½ d s v/khu tkjh lpw uk d s lkFk ,sls nLrkots k as dh izfr;k]a ftudk vH;kjkis .k dju s e as voyca fd;k x;k g S vkSj nLrkots ksa d s llq xa r
Hkkx d s m)j.k] ,slh fjikVs sa]Z ftue sa fd, x, vUo’s k.k ;k fujh{k.k] ;fn dkbs Z gk]s e as fn, x, fu”d”k ZZ varfo”ZV gk]as mikc) dh tk,axhA
¼¼¼¼4444½½½½ lpw uk izkIr djusoky s O;fDr l]s lpw uk esa fofufn”ZV ,slh vof/k d s Hkhrj] tk s mldh rkfey gkus s dh rkjh[k l s bDdhl fnu ls vf/kd ugha gkxs h]
vfHkfgr izkf/kdkjh dk s ,d fyf[kr vH;kons u izLrqr dju s dh vi{s kk dh tk,xhA
33337777---- llllppwwppww uuuukkkk iiiizkzkzkzkIIIIrrrr ddddjjjjuuuu ss ss ooookkkkyyyy ss ss OOOO;;;;ffffDDDDrrrr }}}}kkkkjjjjkkkk mmmmÙÙÙÙkkkkjjjj &&&& ¼¼¼¼1111½½½½ lpw uk ikzIr dju s okyk O;fDr] vfHkfgr ikzf/kdkjh dk s lpw uk e as fofufn”ZV vof/k d s Hkhrj viuk
fyf[kr vH;kons u] mld s leFkuZ e as nLrkots h lk{;] ;fn dkbs Z gk]s d s lkFk iLz rqr djxs k%
ijUr q vfHkfgr izkf/kdkjh lpw uk ikzIr dju s okys O;fDr }kjk nf’krZ i;kIZr vk/kkjk as ds vk/kkj ij vkSj ,sl s foLrkj d s dkj.kk as dks y[s kc) djus ds Ik’pkr ~
lpw uk e sa fofufn”ZV le; dks c<+k ldxs kA
¼¼¼¼2222½½½½ ;fn lpw uk izkIr dju s okyk O;fDr] ml i;z kts u d s fy, inz Ùk le; d s Hkhrj gsr q nf’krZ dju s okyh lpw uk dk mÙkj ugh a nrs k g S rks vfHkfgr
izkf/kdkjh ekey s e]sa ,slk dju s d s dkj.kk sa dk s vfHkfyf[kr djr s g,q ,di{kh; dkjoZ kb Z d s fy, vxlz j gk s ldxs kA
33338888---- OOOO;;;;ffffrrrrØØØØeezzeezz ddddhhhh nnnn’’’’kkkkkkkk eeee sasa sasa ddddkkkkjjjjZoZoZoZokkkkbbbb ZZ ZZ &&&&vfHkfgr izkf/kdkjh] lpw uk ikzIr dju s oky s O;fDr d s vH;kons uk]as ;fn dkbs Z gk]s ekey s d s rF;k sa vkSj ifjfLFkfr;k]sa
vf/kfu;e] fofu;ek]sa izkf/kdj.k }kjk fn, x, fun’s kk sa ;k ifji=k as ij fopkj dju s d s I’pkr ~ ,d fjikVs Z iLz rrq djxs k] tgk a rF;k as l s ;g iez kf.kr gksrk g S
ogk a fuEufyf[kr dh flQkfj’k djxs k &
¼¼¼¼dddd½½½½ fofufn”ZV vof/k d s fy, jftLVªhdj.k iez k.ki= dk fuyca u(
¼¼¼¼[[[[kkkk½½½½ jftLVªhdj.k iez k.ki= dk jnn~ dj.k(12 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
¼¼¼¼xxxx½½½½ vkn’s k e sa fofufn”ZV vof/k d s fy, lpw uk izkIr djus oky s O;fDr dks dkbs Z u;k dk;Z ;k lfaonk izkIr dju s ;k uohu Ldhe izkjEHk dju s l s fooftrZ
djuk(
¼¼¼¼????kkkk½½½½ lpw uk izkIr dju s oky s O;fDr d s i/zkku vf/kdkjh dk s vkn’s k e as fofufn”ZV vof/k d s fy, fdlh jftLVªhdr` e/;oÙkh Z ;k vU; jftLVªhdr` O;fDr d s
lkFk fu;kfstr ;k lg;kfstr gkus s ls fooftZr djuk(
¼¼¼¼MMMM----½½½½ lpw uk izkIr dju s okys O;fDr dh fdlh “kk[kk ;k fdlh dk;kyZ ; dk s fofufn”ZV vof/k d s fy, dkbs Z fØ;kdyki dju s l s fooftrZ djuk(
¼¼¼¼PPPPkkkk----½½½½ lpw uk izkIr dju s oky s O;fDr dk s Pkrs kouh nus kA
33339999----ffffllllQQQQkkkkffffjjjj’’’’kkkk iiiijjjj ddddkkkkjjjjZoZoZoZokkkkbbbb ZZ ZZ ddddjjjjuuuu ss ss ddddhhhh iiiiffzzffzzØØØØ;;;;kkkk &&&& ¼¼¼¼1111½½½½ vfHkfgr ikzf/kdkjh l s dkjoZ kb Z dju s dh flQkfj’k dju s okyh fjikVs Z ikzIr gkus s ij vfHkfgr lnL; ml
ij fopkj djxs k vkSj lpw uk ikzIr dju s oky s O;fDr dk s ,d dkj.k nf’krZ dju s okyh lpw uk] ftlds lkFk vfHkfgr ikzf/kdkjh }kjk iLz rrq dh xb Z fjikVs Z
dh ,d izfr lya Xu gkxs h] ftleas lwpuk izkIr dju s oky s O;fDr l s bl ckj s e sa fd mld s fo:) dkbs Z dkjZokb]Z ftld s varxZr leqfpr fun’s k ikfjr djuk
Hkh g]S D;k sa ugh a dh tkuh pkfg,] fyf[kr vH;kons u izLrqr dju s dh vi{s kk dh xbZ gk]s tkjh djsxkA
¼¼¼¼2222½½½½ lpw uk izkIr dju s okyk O;fDr] lpw uk izkfIr d s bDdhl fnu d s Hkhrj vfHkfgr lnL; dk s ,d mÙkj Hkts xs k tks ml mÙkj ij] ;fn lpw uk izkIr dju s
oky s O;fDr l s izkIr gksrk g]S fopkj dju s vkSj ml O;fDr dk s luq okb Z dk volj nus s d s Ik’pkr]~ ;FkklHako ‘kh?krz k l s lefqpr vkn’s k ikfjr dj ldxs k
vkSj mÙkj izkIr gkus s ;k luq okb Z djus d s ,d lkS chl fnu d s Hkhrj vkn’s k ikfjr dju s dk i;z kl djxs kA
¼¼¼¼3333½½½½ vfHkfgr lnL;] tgk a i’z uxr fo”k; oLr q lkjoku :i l s leku ;k le:i idz f`r dh gS] ogk a lpw uk ikzIr dju s oky s vuds O;fDr;k sa d s lca /ak e sa ,d
leku vkn’s k ikfjr dj ldxs kA
44440000---- vvvvkkkknnnn’’ss’’ss kkkk ddddhhhh llllalalalalppwwppww uuuukkkk &&&& ¼¼¼¼1111½½½½ bu fofu;ek sa d s v/khu fdlh vfHkfgr ikzf/kdkjh }kjk nh xb Z iRz;ds fjikVs Z vkSj vfHkfgr lnL; }kjk ikfjr iRz;ds vkn’s k
rkjh[k lfgr gLrk{kfjr gkxs kA
¼¼¼¼2222½½½½ bu fofu;ek sa d s v/khu ikfjr iRz;ds vkn’s k dh ifzr i’sa ku fuf/k ;k lca fa/kr O;fDr dk s Hkts h tk,xh vkSj ml s ikzf/kdj.k dh ocs lkbV ij Hkh Mkyk
tk,xkA
44441111---- ‘‘‘‘kkkkkkkkffffLLLLrrrr ;;;;kkkk UUUU;;;;kkkk;;;;ffffuuuu....kkkk;;ZZ;;ZZ uuuu &&&&i’sa ku fuf/k ;k fdlh lca fa/kr O;fDr ij ‘kkfLr dk vf/kjkis .k] ;fn dkbs Z gk]s vf/kfu;e vkSj i’as ku fuf/k fofu;ked vkSj
fodkl izkf/kdj.k ¼U;k;fu.kk;Z d vf/kdkjh }kjk tkpa dh ifzØ;k½ fofu;e] 2015 d s vulq kj fd;k tk,xkA
44442222---- iiiiffzzffzzrrrrHHHHkkkkffwwffwwrrrr vvvviiiihhhhyyyy vvvvffff////kkkkddddjjjj....kkkk ddddkkkk ss ss vvvviiiihhhhyyyy &&&&i’sa ku fuf/k ;k dkbs Z vU; lacfa/kr O;fDr] ;fn vfHkfgr lnL; }kjk ikfjr fdlh vkn’s k l s vlar”qV g S rk s
vf/kfu;e dh /kkjk 36 dh mi/kkjk ¼1½ d s v/khu ifzrHkfwr vihy vf/kdj.k d s le{k vihy dj ldxs kA
Li”Vhdj.k & bl v/;k; d s i;z kts ukas d s fy,] &
¼¼¼¼dddd½½½½ ^vfHkfgr izkf/kdkjh* l s fofu;e 31 d s mifofu;e ¼1½ d s v/khu fu;Dq r ikzf/kdj.k dk dkbs Z vf/kdkjh vfHkizsr g(S
¼¼¼¼[[[[kkkk½½½½ ^vfHkfgr lnL;* l s izkf/kdj.k dk rRi;z kts ukFk Z vfHkfgr v/;{k ;k dksb Z i.w kdZ kfyd lnL; vfHkirsz g(S
¼¼¼¼xxxx½½½½ ^lpw uk izkIr dju s okyk O;fDr* l s ,ls k O;fDr vfHkizsr g S ftl s bl v/;k; d s v/khu lpw uk tkjh dh xbZ gAS
vvvv////;;;;kkkk;;;;&&&& 7777
ffffooooffffoooo////kkkk
43- LLLLiiii””””VVVVhhhhddddjjjj....kkkk vvvvkkkkSjSjSjSj ffffuuuunnnn’’ss’’ss kkkk ttttkkkkjjjjhhhh ddddjjjjuuuu ss ss dddd ss ss iiiizkzkzkzkffff////kkkkddddjjjj....kkkk ddddhhhh ‘‘‘‘kkkkffffDDDDrrrr& bu fofu;ek as d s iRz;;u ;k O;k[;k dkbs Z dfBukb Z gkus s ij] ikzf/kdj.k dk s fVIif.k;k sa vkSj
ifji=k sa d s :i e sa Li”Vhdj.k vkSj fn’kkfun’sZ k tkjh dju s dh ‘kfDr gkxs h tk s i’sa ku fuf/k ij ck/;dkjh gkxsa As
44- ffffuuuunnnn’’ss’’ss kkkk & bu fofu;ek sa vkSj funs’kk]sa fn’kkfun’Zs kks a vkSj ifji=k as rFkk bu fofu;ek as ds rgr tkjh vkn’s k tks ikzf/kdj.k }kjk tkjh fd;s gk s ldrs g]Sa ds
ifzr fdlh iwokxZ gz ds fcuk] izkf/kdj.k vfHknkrkvk sa d s fgr esa ;k i’as ku fuf/k d s mfpr icz /aku d s fy;s okfaNr fun’s k tkjh dj ldrk g]S
ijar q izkf/kdj.k dkbs Z fun’s k tkjh dju s l s iwo Z lca fa/kr O;fDr dk s viuk i{k j[ku s d s fy; s mi;Dq r volj nxs k%
ijar q bld s vfrfjDr ;fn ifjfLFkfr;k as d s dkj.k dkbs Z varfje fun’s k ‘kh?k z tkjh djuk vifs{kr gvq k rk s izkf/kdj.k fun’s k tkjh dju s d s ckn ‘kh?k z gh
lca fa/kr O;fDr dk s viuk i{k j[ku s d s fy; s mi;Dq r volj nxs kA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 13
vvvvuuuullqqllqq ppwwppww hhhh&&&&1111
i’sa ku fuf/k fofu;ked vkSj fodkl ikzf/kdj.k ¼i’as ku fuf/k½
[fofu;e 9¼3½ nfs[k,]
i’sa ku fuf/k fofu;ked vkSj fodkl ikzf/kdj.k
i’as ku fuf/k jftLVªhdj.k iez k.k i=
i’sa ku fuf/k fofu;ked vkSj fodkl ikzf/kdj.k vf/kfu;e 2013 dh /kkjk 27 dh mi&/kkjk ¼3½ vkSj mld s lkFk ifBr fofu;ek sa }kjk inz Rr
‘kfDr;k sa dk i;z ksx djr s g,q ikzf/kdj.k ----------------------------------------------------............................................. dk s vf/kfu;e vkSj
mld s v/khu fufeZr fofu;eksa esa fufnZ”V ‘krk sZa vkSj fuc/akuk as d s v/;/khu i’as ku fuf/k d s :Ik e as dk; Z dju s d s fy, ;g jftLVªhdj.k iez k.k i=
inz ku djrk gAS i’sa ku fuf/k dk jftLVªhdj.k dkMs ----------------------------------------------------gAS
rkjh[k %&&&&&&&&&&
LFkku &&&&&&&
vkn’s k }kjk
i’as ku fuf/k fofu;ked vkSj fodkl ikzf/kdj.k dh vksj l s
vvvvuuuullqqllqq ppwwppww hhhh &&&& 2222
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd ,,,,oooo aa aa ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 8¼3½¼p½ n[s k]as
^^^^mmmmiiii;;;;DDqqDDqq rrrr ,,,,oooo aa aa mmmmffffpppprrrr^^^^ dddd ss ss ffffyyyy;;;; ss ss eeeekkkkuuuunnnnMMaaMMaa
;g fu/kkZj.k dju s d s fy, fd D;k izk;kts d ;k i’sa ku fuf/k ,d ^mi;Dq r ,o a mfpr O;fDr^ g]S ikzf/kdj.k bld s fy; s dNq Hkh mik;] ftl s og mfpr
le>]s fuEufyf[kr lfgr tk s vkons d ;k e/;orh Z ] i/zkku vf/kdkjh vkSj ize[q k icz /akudrk]Z dNq Hkh gk]s ds lca /ak e sa ;gh a rd lhfer ugh a gksxk %
¼d½ foRrh; fu”Bk]
¼[k½ vijk/kh ;k flfoy nus nkfj;k a u gk]sa
¼x½ l{kerk]
¼?k½ vPNh [;kfr vkSj pfj=
¼M-½ d’q kyrk vkSj beZ kunkjh] vkSj
¼p½ foÙkh; ‘kk/sku {kerk vkSj fuoy lEifÙk
,sl s izk;kts d ;k i’sa ku fuf/k dk s fu;qfDr d s fy; s ^mi;Dq r ,o a mfpr O;fDr^ ugh a ekuk tk,xk ;fn mle as fuEufyf[kr dkbs Z v;kXs;rk gk s %&
d& izk;kts d ;k i’sa ku fuf/k ;k mld s i/zkku vf/kdkjh ;k iez [q k icz /aku dkfedZ k sa dk s vufSrdrk] vkfFkdZ vijk/k] ifzrHkfwr;k a dkuuw ;k ?kk[s kk nus s ds fdlh
vijk/k e sa U;k;ky; }kjk nk”skh Bgjk;k x;k gk]s
[k& izk;kts d ;k is’a ku fuf/k dk s lekiu vkn’s k fn; s x; s gk]as
x& izk;kts d ;k i’sa ku fuf/k ;k mld s iez [q k izordZ dks fnokfy;k ?kksf”kr fd;k x;k gks vkSj vHkh mll s eDq r ugh a fd;k x;k gks]14 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
?k& izk;kts d ;k i’sa ku fuf/k ;k mld s iez [q k vf/kdkjh ;k iez [q k icz /aku dkfedZ k as dk s itwa h cktkj e as izfrHkfwr;k as e as O;kikj dju s ;k iwath cktkj esa tku s ij
jkds ] ifzrcfa/kr ;k fooftZr dju s d s fy; s vkn’s k ¼fcpkfSy; s ds :i e as fu;fqDr dk s fuyfacr dju s d s vkn’s k d s vfrfjDr½] fdlh fofu;ked ikzf/kdj.k ;k
U;k;ky; }kjk tkjh fd; s x; s gk sa vkSj vkn’s k e sa mfYyf[kr vof/k lekIr gkus s dh rkjh[k l s rhu o”k Z dh vof/k ugh a chrh gk]s
M-& izkf/kdj.k ;k lca fa/kr foRrh; {k=s d s fofu;ked }kjk ‘k;s jk as d s ijk{s k yus nus ] /kk[s kk/kM+h ,o a vufqpr O;kikfjd xfrfof/k;k a ;k cktkj lca /akh gsjkQsjh
d s vk/kkj ij izk;kts d ;k i’sa ku fuf/k dh fu;fqDr ds vkn’s k fujLr fd; s x; s gk as vkSj vkn’s k dh rkjh[k l s rhu o”k Z dh vof/k ugh a chrh gk]s
p& izk;kts d ;k i’sa ku fuf/k ;k mld s i.w kdZ kfyd fun’s kd ;k icz /ak fgLlns kj l s dkbs Z ykblsal okil yus s ;k nus s ;k vueq kns u dju s l s bda kj dju s d s
vkn’s k ftldk itwa h cktkj ij iHzkko iM+rk gk]s lca fa/kr foRrh; lDs Vj d s fofu;ked ;k fdlh vU; fofu;ked izkf/kdj.k }kjk tkjh fd; s x; s gk sa vkSj
vkn’s k dh rkjh[k l s rhu o”k Z dh vof/k ugh a chrh gk]s izkf/kdj.k dkj.kkas dk s fyf[kr e sa nt Z djd]s izk;kts d ;k i’as ku fuf/k dk s /kkjk ¼?k½¼M-½ o ¼p½ e sa
mYy[ss kkuqlkj rhu o”k Z dh vof/k lekIr gkus s l s iwo Z fu;qfDr d s fy; s vueq fr n s ldrk g]S
N- izk;kts d ;k i’sa ku fuf/k foÙkh; vk/kkj ij etcwr u gk]s
t- fdlh ljdkjh ;k lkfaof/kd izkf/kdj.k }kjk izk;kts d ;k i’as ku fuf/k ;k mld s e[q ; dk;iZ kyd vf/kdkjh] mld s fdlh fun’s kd ;k depZ kfj;k sa ;k
lca fa/kr xizq ,tsalh dk s fdlh dkjoZ kb]Z ;k tkpa iM+rky ;k fdlh vU; idz f`r dh dkbs Z dkjZokbZ dju s dk uksfVl fn;k g S tk s izkf/kdj.k }kjk fofu;fer
i’sa ku Ldhek sa d s izk;kts d ;k i’as ku fuf/k ds dkjkcs kj ij jkds yxkrs] ifzrc/ak yxku s ;k vU; idz kj ls ck/kk mRiUu djrk gk s vkSj Hkkjrh; fjto Z cdSa ]
chek fofu;ked ,o a fodkl izkf/kdj.k] Hkkjrh; ifzrHkfwr ,o a ,Dlptas ckMs Z lfgr fdlh foÙkh; {ks= d s fofu;ked }kjk mld s fo:) bl idz kj dh dkbs Z
dkjZokb Z dh tk jgh gk s tk s izkf/kdj.k }kjk fofu;kfstr i’sa ku Ldhek as d s izk;kts d ;k i’sa ku fuf/k d s :i e sa mldh lsokvk sa ij ifzrdyw iHzkko Mkyrk gk]s
>- izkf/kdj.k }kjk ,sl s fdlh vU; dkj.k dk s fyf[kr es a nt Z fd;k tk, tk s mldh jk; e sa ml izk;kts d ;k i’sa ku fuf/k ;k mld s i/zkku vf/kdkjh ;k
iez [q k icz /aku dkfedZ k sa dk s i’sa ku ;k foÙkh; cktkj e sa dk; Z d s v;kXs; Bgjkr s gkAsa
Li”Vhdj.k &/kkjk ¼N½ d s i;z kts ukFk]Z izkf/kdj.k ikz;kts d ;k i’sa ku fuf/k dh itwa h i;kIZrrk ;k ewr Z fuoy eYw ; ij fopkj dj ldrk g S tgk a dgh a fu;fqDr
d s lxa r vkons u e sa ,slk mYy[s k fd;k x;k gkAs
vvvvuuuullqqllqq ppwwppww hhhh &&&& 3333
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd ,,,,oooo aa aa ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 4¼1½] 9¼3½ vkSj 13 n[s k]as
ffffooooffffuuuu;;;;eeeekkkk aass aass dddd ss ss vvvvUUUUrrrrxxxxrrZZrrZZ nnnn;;ss;;ss ‘‘‘‘kkkkYYqqYYqq dddd
HHHHkkkkkkkkxxxx dddd
izkf/kdj.k dk s n;s ‘kYq d dh jkf’k
‘‘‘‘kkkkYYqqYYqq dddd ddddhhhh iiiiddzzddzz kkkkjjjj jjjjkkkkffff’’’’kkkk iiiiddzzddzz kkkkjjjj@@@@xxxx....kkkkuuuukkkk HHHHkkkkxxqqxxqq rrrrkkkkuuuu ddddkkkk lllleeee;;;;
vkons u ‘kYq d 10]00]000 #- vifzrn;s @likV nj i’as ku fuf/k d s ikz;kstd ds :i eas dk; Z dju s d s
fy, vkons u iLz rrq djr s le;
ita hdj.k ‘kYq d 25]00]000 #- vifzrn;s @likV nj ita hdj.k iez k.k i= inz ku djr s le; ¼,d
ckj½
okf”kdZ ‘kYq d icz /aku d s rgr vifzrn;s @icz /aku d s rgr iRz;ds foÙk o”k Z dh 15 viySz rd n;s ;k
vkfLr;k sa dk 0-005 vkfLr;k as dk ifzr’kr% fiNy s ita hdj.k iez k.k i= inz ku fd;s tku s d s ckn
ifzr’kr ;k 10]00]000 foÙk o”k Z dh 31 ekp Z dks icz /aku iUngz fnuk as eas
#-] tk s vf/kd gk s d s rgr vkfLr;k as ij fopkj
fd;k tk,xkA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 15
Li”Vhdj.k %
1- bl Hkkx ds i;z kts ukFkZ] ^^icz /aku d s rgr vkfLr;k^a^ dk vFkZ gkxs k fd i’as ku fuf/k }kjk /kkfjr vkfLr;k sa dk nf’kZr eYw ; tSl s fd uhp s Hkkx&[k d s
mi&vuPq Nns 6 d s rgr n’kk;Z k x;k gAS
2- Hkkx&d e sa nf’kZr ‘kYq d ^^i’sa ku fuf/k fofu;ked ,o a fodkl ikzf/kdj.k^^ d s uke ub Z fnYyh e sa n;s ekxa MªkQV~ ;k cdSa j pds }kjk ;k b&Z Hkxq rku }kjk
n;s gkxs kA
3- i’sa ku fuf/k frekgh vk/kkj ij ;Fkkuiq kr okf”kdZ ‘kYq d dk Hkxq rku djxs h] ;fn dkjkcs kj o”k Z d s dNq Hkkx es a fd;k x;k gkAs okf”kdZ ‘kYq d ds lkFk icz /aku
d s v/khu vkfLr;ksa dh fooj.kh lya Xu dh tk,xh tks izkf/kdj.k }kjk fufn”ZV QkeVsZ e sa gksxh vkSj ml s i’sa ku fuf/k d s lpa kyu iez [q k }kjk lR; ,oa lEi.w k Z
ifzr lR;kfir fd;k tk,xkA i’sa ku fuf/k izkf/kdj.k }kjk fu/kkjZ .k fufn”ZV foLrkj.k dky ‘kYq d dk Hkxq rku djxs h ;fn ita hdj.k d s fy; s fu/kkfZjr le;
lhek e sa foLRkkj.k inz ku fd;k x;k gkAs
4- izkf/kdj.k dk s lHkh ;k dkbs Z ‘kYq d le;≤ ij l’a kkfs/kr dju s dk vf/kdkj gkxs kA
vvvvuuuullqqqllq ppwwppww hhhh &&&& 4444
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd ,,,,oooo aa aa ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 11¼3½ n[s k]as
ddddkkkkjjjjkkkkccssccss kkkkjjjj vvvvkkkkjjjjHHaaHHaakkkk ddddjjjjuuuu ss ss dddd ss ss ffffyyyy;;;; ss ss iiiieezzeezz kkkk....kkkk iiii====
&&&&&&&&&&&&&&&&&&&&& ftl s i”sa ku fuf/k d s :i e sa jftLVªhdj.k iez k.k i= &&&&&&&&&ij &&&&&&&&& dk s
,Rk~r}kjk i”sa ku fuf/k fofu;ked vkSj fodkl izkf/kdj.k }kjk fofu;fer i”s ku ;kts ukvk sa d s fy, isa”ku fuf/k d s :Ik e as dkjkcs kj
“k:q dju s d s fy,----------- fRkfFk ----------20 dk s vuKq k inz ku djrk gS
LFkku %
vkn”s k }kjk
i”sa ku fuf/k fofu;ked vkjS fodkl izkf/kdj.k dh vkjs l s
vvvvuuuullqqllqq ppwwppww hhhh &&&& 5555
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 12¼t½] 22¼8½ n[s k]as
ffffjjjjiiiikkkkVVssVVss aaZZss aaZZss vvvvkkkkSjSjSjSj iiiiddzzddzz VVVVuuuu
1- ,,,,uuuuiiiihhhh,,,,llll UUUU;;;;kkkkllll]]]] iiiihhhh,,,,QQQQvvvvkkkkjjjjMMMMhhhh,,,,]]]] llllhhhhvvvvkkkkjjjj,,,, vvvvkkkkSjSjSjSj vvvvUUUU;;;; iiii{{{{kkkkkkkk sasa sasa ddddkkkk ss ss ffffjjjjiiiikkkkffssffssVVVVxxaaZZxxaZaZ
i’sa ku fuf/k vkof/kd fjikVs sZa rFkk og lpw uk vkSj nLrkots izLrrq djxs h tks ikzf/kdj.k] jk”Vªh; i’as ku i.z kkyh U;kl vkSj dUsnzh; vfHky[s kkiky vfHkdj.k }kjk
le;≤ ij ;Fkk vifs{kr gkxas As ble sa ‘kkfey gksxk fdar q tks fuEufyf[kr rd gh lhfer ugh a g S &
d- jjjjkkkk””””VVVVªhªhªhªh;;;; iiii’’sasa’’sasa kkkkuuuu iiii..zz..zz kkkkkkkkyyyyhhhh UUUU;;;;kkkkllll ddddkkkk ss ss llllkkkkddaaddaa ffssffssrrrrdddd ffffjjjjiiiikkkkVVssVVss sZasZa sZasZa
iRz;ds Øfed vof/k dh fyf[kr fjiksV aZs jk”Vªh; i’sa ku i.z kkyh U;kl dk s vof/k d s vfare nl fnuk sa e sa Hkts uh pkfg, ;fn fjikVs sZa ekfld ;k frekgh ;k Nekgh
;k okf”kdZ gk sa vkSj mue sa de ls de] vof/k dh vfare rkjh[k dh fuEufyf[kr lpw uk vo’; ‘kkfey gkAs16 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
ffffjjjjiiiikkkkVVssVVss ZZ ZZ ffffoooo””””kkkk;;;;
eeeekkkkfffflllldddd
iiz = 1 ,;,w e vkSj ;fwuVk sa dk lek/kku
iiz = 2 Ldhe lh th d s fy; s ikVs ZQkfsy;k s dk C;kjs k
iiz = 3 Ldhe ,lth d s fy; s ikVs QZ ksfy;k s dk C;kjs k
iiz = 4 Ldhe b&Z Vh;j 1 d s fy; s ikVs QZ kfsy;k s dk C;kjs k
iiz = 5 Ldhe lh&Vh;j 1 d s fy; s ikVs QZ kfsy;k s dk C;kjs k
iiz = 6 Ldhe th&Vh;j 1 d s fy; s ikVs QZ ksfy;k s dk C;kjs k
iiz = 7 Ldhe b&Z Vh;j 2 d s fy; s ikVs QZ kfsy;k s eYw ; dk C;kjs k
iiz = 8 Ldhe lh&Vh;j 2 d s fy; s ikVs QZ kfsy;k s dk C;kjs k
iiz = 9 Ldhe th&Vh;j 2 d s fy; s ikVs QZ ksfy;k s dk C;kjs k
iiz = 10 Ldhe ,uih,l ykbV d s fy; s ikVs QZ ksfy;k s dk C;kjs k
iiz = 11 Ldhe dkjiksjVs lhth d s fy; s ikVs QZ ksfy;k s dk C;kjs k
iiz = 12 i’sa ku fuf/k }kjk fd; s Ø;k sa vkSj fcØh dh fooj.kh
iiz = 13 vof/k d s nkSjku izkIr ;k izkns H~krw jkf’k
iiz = 14 xzziq dia fu;k@sa ih,Q ,lkfs’k;V~l e sa ifzrHkfwr;k as e as yus nus ij fjikVs Z
iiz = 15 Mkmu xMzs Ms fuo’s kk sa dh fooj.kh
,elh ekfld varjky ij vuiq kyu iez k.k i=
ffffrrrreeeekkkkgggghhhh
iiz = 1d ih,Q d s iez [q k dkfedZ k sa }kjk viu s uke e sa izfrHkfwr;k as e as yus nus dh fjikVs Z
iiz = 1[k fdlh ih,Q ,lkfs’k;V l s izfrHkfwr;k sa e sa yus nus dh fjikVs Z
iiz = 2 ikVs QZ kfsy;k s ifjn’` ;
iiz = 3 E;pw ;q y QMa fuo’s kk sa dh fooj.kh
iiz = 4 frekgh vk/kkj ij cktkj eYw ;
iiz = 5 fuo’s k ikVs QZ kfsy;k s dk C;ksjk & ifjiDork jkf’k ,o a vfrn;s fuo’s k ¼,uih,½
fLFkfr
ifzrHkfwr cktkj ds fy; s lHakkouk
iiz = 6 ikVs QZ ksfy;k s esa fLFkfr vkSj ifjfLFkfr;k sa d s eYw ;kda u lfgr ikVs QZ kfsy;k s dk ifjn’` ;
d- oreZ ku vkfFkdZ fLFkfr
[k ifzrHkfwr;k sa d s cktkjk sa d s fy;s lHakkouk ]
x- ikVs QZ ksfy;k sa e sa lOa;ogkjk sa vkSj fLFkfr;k as d s fy, vkfSpR;
?k- fiNyh frekgh ¼vkSj o”k Z tc ykx w gk½s e sa fuji{s k vk/kkj ,o a lki{s k vk/kkj ij fo’k”sk cktkj cpas ekd Z dh fu”ikndrk]
M- ikVs QZ kfsy;k s d s ifzrykHkk sa d s fy; s nf`”Vdk.s k D;wlh frekgh varjky ij vuiq kyu iez k.ki=¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 17
vvvv////kkkk ZZ ZZ ooookkkkffff””””kkkkddZZddZZ
Nekgh 1 Ldhe y[s kk fofu;eksa d s vuqlkj Ldhek as a dh Nekgh vlia jhf{kr y[s kkvkas dh ,d ifzr ¼iRz;ds Nekgh cna gkus s l s ,d ekg d s vna j½
,p0okb0Z lh0 Nekgh varjky ij vuiq kyu iez k.k i=
ooookkkkffff””””kkkkddZZddZZ
, 1 izk;kts d d s fofu;ked ykbllas k as dh oreZ ku fLFkfr dh fooj.kh vkSj ih,Q dia uh ;k izk;kts d d s uke ;k itwa hdj.k e sa fdUgh a
ifjoruZ k sa dk C;ksjkA
, 2 izkns Hkwr C;kt dh jkf’k n’kkuZ s okyh fooj.kh fdar q foÙk o”k Z cna gkus s dh rkjh[k rd ftldh olyw h ugh a gbq AZ
, 3 Ldhevk]as ih,Q vkSj mld s ,lkfs’k;V~l d s chp gbq Z lHkh los k lafonk, a ¼ckg;~ xfrfof/k;k saa lfgr½A
, 4 lHkh lsok lfaonk, a tSl s izfrHkfwr;k as dh vfHkj{kk O;oLFkk, a rFkk varj.k ,taslh] tk s vfHknkrkvk sa d s fgr e sa fu”ikfnr fd, x,A
, 5 s lHkh dk;dZ ykik sa dk lfa{kIr C;ksjk vkSj fofu;ek as rFkk fn’kkfun’Zs kk as dk vuiq kyuA
, 6 vlia jhf{kr okf”kdZ fjikVs Z rFkk Ldhe y[s kk fofu;ekas ds vulq kj fuo’s k lfgr vU; lpw uk dh ifzrA ¼iRz;ds foÙk o”k Z cna gkus s dh
rkjh[k l s lkB fnuk sa e½sa
, 7 iRz;ds Ldhe dh vlia jhf{kr vua fUre foÙkh; fooj.kh dh ifzr ¼ryq u&i=] jktLo y[s kk] ukVs l~ ,o a vulq fwp;k½aA ¼iRz;ds foÙk o”k Z cna
gkus s dh rkjh[k l s rhl fnuks a e½as
, 8 okfsVxa fjikVs Z ,o a Mkys x; s okVs k as dh l[a ;k ¼leFkuZ e]as fojk/sk e as ;k ugha Mkyk½ vkSj ,d c;ku fd D;k i’sa ku fuf/k u s xkzgdk saa d s
fgr e sa viuk okVs Mkyu s d s nkf;Ro dk fuogZ u fd;kA
, 9 fun’s kdk sa d s fgrksa e sa dkbs Z ifjoruZ iRz;ds Nekgh
,lh okf”kdZ varjky ij vuiq kyu iez k.k i=
rrrrnnnnFFFFkkkk ZZ ZZ
,e 1 mld s lHkh fun’s kdk sa dk thou oÙ` k rFkk vU; dia fu;k as e as mudk fgr] mudh fu;fqDr l s 15 fnu eas
,e 2 fgrk sa e sa Vdjko
,e 3 vU; og lHkh lpw uk, a ftl s ,uih,l U;kl }kjk vko’;d le>k x;kA
[k- iiiizkzkzkzkffff////kkkkddddjjjj....kkkk ddddkkkk ss ss ffffjjjjiiiikkkkVVssVVss sZasZa sZasZa
1- fjikVs ks Za d s vfrfjDr] i’sa ku fuf/k bl vuqlpw h d s vuPq Nns 2 d s vulq kj idz Vhdj.k djxs kA
2- izkf/kdj.k }kjk vifs{kr dkbs Z vU; lpw uk
3- jk”Vªh; i’sa ku i.z kkyh U;kl }kjk ikzf/kdj.k dk s vioknkRed fjikfsVxaZ
4- jk”Vªh; i’sa ku U;kl i’sa ku fuf/k d s ifjpkyuk sa d s ckj s e sa ikzf/kdj.k dk s vkof/kd vk/kkj ij lfwpr djxs k
x- ddddUUssUUssnnnnzhzhzhzh;;;; vvvvffffHHHHkkkkyyyy[[ss[[ss kkkkkkkkiiiikkkkyyyy vvvvffffHHHHkkkkddddjjjj....kkkk ddddkkkk ss ss ffffjjjjiiiikkkkVVssVVss ZsaZsa ZsaZsa
i’sa ku fuf/k fuEufyf[kr d s fy;s dUsnhz; vfHky[s k/kkjd ,taslh l s lEid Z djxs h &
1- fufn”ZV i:z Ik esa fjikVs sZa Hkts uk vkSj ikzIr djuk]
2- dUsnzh; vfHky[s k/kkjd ,tsalh }kjk fuo’s k lca /akh vunq ’s kk sa dk leds u vkSj lda yu]18 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
3- i’sa ku fuf/k }kjk dUsnzh; vfHky[s k/kkjd ,tsalh dk s ifq”V fjikVs Z
4- i’sa ku fuf/k }kjk nfSud fuo’s k fjikVs Z
5- i’sa ku fuf/k dh Ldheokj Hkxq rku fLFkfr dh dUsnzh; vfHky[s kiky vfHkdj.k dk s jikVs Z
6- izkf/kdj.k }kjk le;≤ ij ;Fkk fufn”ZV fuoy vkfLr eYw ;k as dh nfSud fjikVs Z
7- fofHkUu fuo’s k Ldhek sa a ij i’sa ku fuf/k }kjk jk”Vªh; i’sa ku i.z kkyh U;kl l s ikzIr fuoy fuf/k dh y[s kk fjikVs Z
8- fuoy Hkxq rku ij folxa fr@ifq”V fjikVs Z
9- fuoy vkfLr eYw ;k sa d s vuqlkj Ldhek asas dh nfSud fu”ikndrk fjikVs aZs
?k- vvvvUUUU;;;; iiii{{{{kkkkkkkk sasa sasa ddddkkkk ss ss ffffjjjjiiiikkkkVVssVVss sZasZa sZasZa
1- i’sa ku fuf/k jk”Vªh; i’sa ku i.z kkyh U;kl] U;klh cdSa ] vfHkj{kd rFkk jk”Vªh; i’as ku i.z kkyh ls lca fa/kr vU; fudk;k sa }kjk ;Fkk vifs{kr ; s fjikVs saZ Hkts xs h
tSlfsd izkf/kdj.k vkSj jk”Vªh; i’as ku i.z kkyh U;kl }kjk le;≤ ij fu/kkfZjr fd;k tkrk gAS
2- i’sa ku fuf/k Ldhe esa ‘kkfey fofHkUu Ldhek sa a d s dkjkcs kjh eYw ; vkSj fuoy vkfLr eYw ; dh x.kuk d s vk/kkj dk s idz V djxs k vkSj vfHknkrkvk sa dk s
mu varjkyk sa ij ftUg sa jk”Vªh; i’as ku i.z kkyh U;kl vkSj izkf/kdj.k }kjk fufn”ZV fd;k tkrk g]S lwfpr djxs hA
2- llllkkkkoooottZZttZZ ffffuuuudddd iiiiddzzddzz VVVVhhhhddddjjjj....kkkk &&&& ffffooooffffuuuu;;;;eeee 22222222¼¼¼¼8888½½½½ dddd ss ss rrrrggggrrrr
d- i’sa ku fuf/k l s izkf/kdj.k }kjk le;≤ ij fufn”ZV idz Vhdj.k vi{s kkvk as dk vuiq kyu dju s dh vk’kk dh tk,xh A
[k- izkf/kdj.k }kjk lHkh i.k/kkjdk as d s fgr e sa lpw uk d s lia ”szk.k e as ,d:irk vkSj le; ij Hkts uk lfquf’pr dju s d s fy;]s fuEufyf[kr lkotZ fud
idz Vhdj.k lfqu/kkfZjr fd; s x;s g Sa %&
ØØØØeeeekkkkddaaddaa CCCC;;;;kkkksjsjsjsjkkkk vvvvkkkkooooff``ff``rrrr QQQQkkkkeeeeVVZZssVVZZss LLLLkkkkeeee;;;; llllhhhheeeekkkk ooooccssccss llllkkkkbbbbVVVV iiiijjjj
mmmmiiii&&&& ‘‘‘‘kkkkhhhh””””kkkkddZZddZZ
1 Ukohure fuoy vkfLr eYw ; nfSud pkj n’keyo IokbVa rd mlh fnu lk; a 9-00 ct s rd ,u,ch
¼,u0,0oh0½ ¼Ldhe&okj½
iwooZ Ù` k
2 ,u0,0oh0 iwoZoÙ` k¼izkjHak l s Ldheokj nfSud pkj n’keyo IokbVa rd mlh fnu lk;a 9-00 ct s rd ,u,ch iwooZ Ù` k
&vda rkfydk o xzkQ] nkus k sa e½as
3 iRz;ds Ldhe d s ikVs Z Qkfsy;k s dk Ekkfld uuuuhhhhpppp ss ss ffffnnnn;;;;kkkk xxxx;;;;kkkk gggg SS SS ekg d s var l s 10 fnu d s vna j ikVs QZ kfsy;k s
fLØiokj C;ksjk C;ksjk
4 vlia jhf{kr foÙkh; fooj.kh rFkk Nekgh uuuuhhhhpppp ss ss ffffnnnn;;;;kkkk xxxx;;;;kkkk gggg SS SS foÙkh;
iRz;ds Nekgh cna gkus s l s ,d
Ldhe ikVs QZ kfsy;k s dh fooj.kh*
¼iRz;ds Ldhe d s ikVs QZ kfsy;k as ekg chru s l s iwoZ
dk fLØi okj C;kjs k½
5 okf”kdZ fjikVs Z ¼foÙk lfgr½ rFkk okf”kdZ uuuuhhhhpppp ss ss ffffnnnn;;;;kkkk xxxx;;;;kkkk gggg SS SS jk”Vªh; i’as ku i.z kkyh U;kl l s foÙkh;
iRz;ds Ldhe dk ikVs QZ kfsy;k s C;ksjk vueq kns u d s ckn ¼15 fnu e½as
¼iRz;ds Ldhe d s ikVs QZ kfsy;k as
**
dk fLØi okj C;kjs k½
6 fuo’s k uhfr vkSj fuo’s k leh{kk ra= gj le; ij ckMs Z l s vueqq kns u d s ckn 10 fnu uhfr
v|ru fLFkfr e as
&
7 okf”kdZ fjikVs Z vkSj i’sa ku fuf/k d s okf”kdZ & ,th,e d s ckn ¼10 fnu e½as foRrh;
foRrh; vkda M +s
8 Ldheokj ‘kYq d ¼i’sa ku fuf/k }kjk okf”kdZ l’a kkfs/kr gkus s ij v|ru fd;k fuo’s k
’kYq d e sa ifjoruZ gkus s ij Hkh lkFk gh tk, ¼4 fnu e½as
& fuo’s k icz /aku
lkotZ fud ukfsVl dk s mldh
‘kYq d
ocs lkbV ij Mky fn;k tk, ½¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 19
*^foÙkh; foojf.k;k^sa e sa ryq u&i=] jktLo y[s kk vkSj ukVs ~l] vulq fwp;ka vkSj vU; egRoi.w k Z fjikVs aZs ‘kkfey gkrs h gASa
**^okf”kdZ fjikVs ^Z dh lkexzh e sa foÙkh; foojf.k;k a vkSj vuqlpw h&8 e as y[s kkijh{kd fjikVs Z ‘kkfey gkrs h gASa
x- i’sa ku fuf/k;k sa dk s ijke’k Z fn;k tkrk g S fd mi;DqZ r lkotZ fud idz Vhdj.k mudh viuh&viuh ocs lkbVk sa e sa e[q ; i”`B ij iez [q ; LFkku ij ‘kh”kdZ
^lkotZ fud idz Vhdj.k^ vkSj mi&’kh”kdZ tSl s ,u,ch] ikVs QZ kfsy;k s C;kjs k] foÙkh; C;kjs k] ykx w uhfr;k a vkfn d s lkFk idz kf’kr fd;k tk,A
iiiiRRzzRRzz;;;;ddssddss LLLLddddhhhheeee dddd ss ss iiiikkkkVVssVVss QQZZQQZZ kkkkffssffssyyyy;;;;kkkk ss ss ddddkkkk ffffLLLLØØØØiiii&&&&ooookkkkjjjj CCCC;;;;kkkkjjssjsjs kkkk
i’sa ku fuf/k dk uke %
Ldhe dk uke %
ikVs QZ kfsy;k s fooj.kh ------------------- dk s ¼ekg vaar½
ffffyyyy[[[[kkkkrrrr ddddkkkk uuuukkkkeeee vvvvkkkkbbbb,,ZZ,,ZZ llllvvvvkkkkbbbb,,ZZ,,ZZ uuuu uuuu00aa00aa mmmm||||kkkkxxssxxss eeeekkkk====kkkk cccckkkkttttkkkkjjjj eeeeYYwwYYww ;;;; iiiikkkkVVssVVss QQZZQQZZ kkkkffssffssyyyy;;;;kkkk ss ss ddddkkkk iiiiffzzffzzrrrr’’’’kkkkrrrr jjjjffssffssVVVVxxaaxxaa
bbbbffffDDDDooooVVVVhhhh ffffyyyy[[[[kkkkrrrr
‘k;s j
1-
2-
3-
bfDoVh vk/kkfjr E;pq vq y QMa
bfDoVh bVZ h,Q
____....kkkk ffffyyyy[[[[kkkkrrrr
dUsn z ljdkj dh ifzrHkfwr;k a
1-
2-
jkT; ljdkjk sa d s _.k
1-
2-
ih,l;@w ih,Qvkb Z ckMa l ~
1-
2-
izkboVs dkjiksjVs ckMa l
1-
2-20 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
cdSa lkof/k tek ¼> 1 o”k½Z
1-
2-
migkj E;pq vq y QMa
1-
2-
iiiittwawattwawa hhhh cccckkkkttttkkkkjjjj dddd ss ss ffffyyyy[[[[kkkkrrrr %%%%&&&&
jktdk”sk fcy %
1-
2-
tekvk@sa okf.kfT;d i=k sa d s iez k.k i=
1-
2-
yfacr vkcVa u dk vkons u
1-
2-
cdSa lkof/k tek ¼< 1 o”k½Z
1-
2-
udn@udn led{k ,o a fuoy pky w vkfLr;k a
1-
2-
ddddyyqqyyqq ;;;;kkkkxxssxxss
iiiikkkkVVssVVss QQZZQQZZ kkkkffssffssyyyy;;;;kkkk ss ss ddddhhhh vvvvkkkkSlSlSlSlrrrr iiiiffffjjjjiiiiDDDDoooorrrrkkkk ¼¼¼¼oooo””””kkkkkkkk aaZZss aaZZss eeee½½sasa½½sasa
llll’’aa’’aa kkkkkkkkffssffss////kkkkrrrr vvvvooooffff////kkkk ¼¼¼¼oooo””””kkkkkkkk sZasZa sZasZa eeee½½sasa½½sasa
iiiiffffjjjjiiiiDDDDoooorrrrkkkk iiiijjjj yyyykkkkHHHHkkkk ¼¼¼¼iiiiffzzffzzrrrr’’’’kkkkrrrr½½½½
¼¼¼¼ooookkkkffff””””kkkkddZZddZZ hhhh½½½½ ¼¼¼¼cccckkkkttttkkkkjjjj eeeeYYwwYYww ;;;; iiiijjjj½½½½
ØØØØffssffssMMMMVVVV jjjjffssffssVVVVxxaaxxaa ,,,,DDDDlllliiiikkkkttssttss jjjj
dUsn z ljdkj dh ifzrHkfwr;k a
jkT; ljdkjk sa d s _.k
,,,@led{k
,1+ ¼okf.kfT;d i=k sa d s fy,½
,,+ @led{k
,,@led{k
,, -@led{k¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 21
,+ @led{k
, @led{k
,- @led{k
chchch+ @led{k
chchch@led{k
chchch- @led{k
fuEu ¼fuo’s k xMzs l s uhp½s
¼mi;DqZ r fuoy ,uih, e sa l½s
ddddyyqqyyqq
cdSa lkof/k tek
bfDoVh
bfDoVh E;pq vq y QMa
itwa h cktkj E;pq vq y QMa
udn@udn lerYq ; fuoy pky w vkfLr;k a
yfacr vkcVa u dk vkons u &
,ulhMh
vU;
ddddyyqqyyqq ;;;;kkkkxxssxxss
ccccddddkkkk;;;;kkkk ;;;;ffwwffwwuuuuVVVV sasa sasa
,,,,uuuu,,,,oooohhhh
1- lexz ikVs QZ ksfy;k s dk s pkg s ek=k dNq Hkh gk]s iRz;ds mi&xziq e as cktkj eYw ; vkSj fdlh Hkh fLØi d s ,u,oh dk ifzr’kr mld s egRo d s ?kVr s Øe e sa
n’kk,Z Aa ;fn fdlh ifzrHkfwr d s ikVs QZ ksfy;k s dk ifzr’kr 0-01 ifzr’kr l s de gk]s rk s ml s 0-00 e as n’kkuZ s d s ctk; LVkj ;k fdlh vU; fpUg l s n’kk,Z Aa
2- _.k fy[krksa d s lkeu s LVkj@vU; mi;Dq r fpUg yxk,a ftls ikzf/kdj.k }kjk le;≤ ij tkjh fn’kkfun’Zs kk as d s vulq kj ,uih, oxhZdr` fd;k x;k
gkAs
4- fuEufyf[kr lpw uk iknfVIif.k;k as e as nh tk ldrh g S %
d- dqy ,uih, vkSj ,u,oh e sa mudk ifzr’kr
[k- py bfDoVh ‘k;s jk sa dk dyq eYw ; vkSj ifzr’kr
x- vof/k d s vkjHak vkSj var e sa ,u,oh
?k- vof/k d s var e sa O;qriUu fy[krk as e as dyq cdk;k fuo’s k
3- dyq ^^^^vvvvkkkk////kkkkkkkkffffjjjjdddd ffffuuuuoooo’’ss’’ss kkkk^^^^ dk s ikn fVIif.k;k sa e sa n’kk,Z Aa22 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
vvvvuuuullqqllqq ppwwppww hhhh &&&& 6666
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
¼fofu;e 12¼ V½] 21 n[s k½as
vvvvkkkkppppkkkkjjjj llllffaaffaaggggrrrrkkkk
1111---- vvvvffffHHHHkkkknnnnkkkkrrrrkkkk ddddkkkk llllajajajaj{{{{kkkk....kkkk
¼¼¼¼dddd½½½½ ffffuuuuoooo’’ss’’ss kkkkdddd@@@@iiiizkzkzkzkffff////kkkkddddjjjj....kkkk@@@@jjjjkkkk””””VVVVªªhhªªhh;;;; iiii’’asas’’asas kkkkuuuu iiii..zz..zz kkkkkkkkyyyyhhhh UUUU;;;;kkkkllll ¼¼¼¼,,,,uuuuiiiihhhh,,,,llll UUUU;;;;kkkkllll½½½½
i’sa ku fuf/k vfHknkrkvk sa ds fgrk as d s lja {k.k d s fy; s lHkh i;z kl djxs h vkSj izkf/kdj.k@jk”Vªh; i’sa ku i.z kkyh U;kl dk s vfHknkrkvkas dh t:jrk sa d s fy; s
mÙke lHaako lsok miyC/k djk,xh vkSj okrkoj.k dk s vPNk cuk,xh ,o a viuh O;kolkf;d n{krk l s n’kk,Z xhA
¼¼¼¼[[[[kkkk½½½½ llllsosososokkkk ddddkkkk mmmmPPPPpppp LLLLrrrrjjjj
i’sa ku fuf/k lfquf’pr djxs h fd og Lo; a vkSj mlds iez [q k icz /aku dkfedZ ] depZ kjh] lafonkdkj vkSj ,tVsa vius dkjkcs kj d s lpa kyu eas lR;fu”Bk] ifzr”Bk]
fu”i{krk] ufSrdrk vkSj O;kolkf;d fui.q krk dks n’kk,Z xa s vkSj lHkh dkjksckjh xfrfof/k;k a ‘kh?kzrk] iHzkkoh <xa vkSj d’q kyrkiwodZ dh tk,xa hA i’sa ku fuf/k
viu s depZ kfj;k sa vkSj ,tVsa k sa ds dkjksckj lca fa/kr dk;k sZaa rFkk xyfr;ks a d s fy; s mRrjnk;h gkxs hA
¼¼¼¼xxxx½½½½ ooookkkkffaaffaaNNNNrrrr ddddeeeeBBZZBBZZ rrrrkkkk ccccjjjjrrrruuuukkkk rrrrFFFFkkkkkkkk VVVVddddjjjjkkkkoooo uuuugggghhhh aa aa
i’sa ku fuf/k viu s fu;Dq r depZ kfj;kas ij lsok d s mPp Lrj] okfaNr n{krk o fui.q krk dk gj le; inz ’kuZ djd s mfpr n[s kHkky lfquf’pr djxs h vkSj
Lora= O;kolkf;d fu.k;Z ysxh rFkk vU; e/;LFkk sa d s lkFk fey dj dHkh Hkh dkbs Z ,ls k dk; Z ugh a djxs h tk s vfHknkrkvk as d s fy; s gkfudj gkAs
¼¼¼¼????kkkk½½½½ ‘‘‘‘kkkkYYqqYYqq dddd
i’sa ku fuf/k izkf/kdj.k }kjk fd; s fu/kkjZ .k vuqlkj viuh inz Ùk los kvk as d s fy; s iHzkkj@’kYq d r; djxs hA
2- jjjjkkkkffff’’’’kkkk llllffaaffaaoooorrrrjjjj....kkkk
i’sa ku fuf/k izkf/kdj.k] jk”Vªh; i’as ku i.z kkyh U;kl ;k vfHknkrkvk as dh vkjs l s Ldhe [kkrk as e as ikzIr ;k lda fyr ykHkk’a k] C;kt ;k vU; dkbs Z ikzns H~kwr vk;
dk s ‘kh?kzrkiwodZ tek djxs hA
3- llllppwwppww uuuukkkk ddddkkkk iiiiddzzddzz VVVVhhhhddddjjjj....kkkk
¼d½ i’sa ku fuf/k lfquf’pr djxs h fd izkf/kdj.k] jk”Vªh; i’sa ku i.z kkyh U;kl ;k vfHknkrkvk sa dk s foLrkjiwodZ vkSj le; ij lfwpr fd;k tk, rkfd o s
larfqyr vkSj lpw uk vuqlkj fu.k;Z ys ldAsa
¼[k½ i’sa ku fuf/k dkbs Z xyr lpw uk ugh a nxs h vkSj lfquf’pr djxs h fd ikzf/kdj.k] jk”Vªh; i’sa ku i.z kkyh U;kl ;k vfHknkrkvk sa dks iszf”kr dkbs Z lpw uk Hkkzed
u gkAs
¼x½ i’sa ku fuf/k izkf/kdj.k] jk”Vªh; i’sa ku i.z kkyh U;kl ;k vfHknkrkvk as dk s uk rak s ekSf[kd ;k fyf[kr c;ku] vkSj u gh viuh ;kXs;rk ;k dNq lsokvk sa d s
fy; s viuh {kerk ;k vU; izkf/kdj.kk]as jk”Vªh; i’sa ku i.z kkyh U;klk as ;k vfHknkrkvk sa dk s nh xb Z viuh miyfC/k;k sa d s ckj s e as dkbs Z c<+kp<+k dj c;ku nsxhA
¼?k½ i’sa ku fuf/k izkf/kdj.k] jk”Vªh; i’as ku i.z kkyh U;kl ;k vfHknkrkvk as d s ckj s e as mldh tkudkjh e sa vkb Z fdlh Hkh xkis uh; lpw uk dk s ekfS[kd ;k fyf[kr
e]sa iRz;{k ;k ijk{s k :i e sa fdlh dks ugh a crk,xh] flok; tc fdlh le; fo’k”sk ij ykx w fu;e d s vulq kj lpw uk crkuk vifs{kr gkxs k] rk s ikzf/kdj.k]
jk”Vªh; i’sa ku i.z kkyh U;kl dh iwo Z vueq fr yxs hA
4444---- ffffggggrrrr VVVVddddjjjjkkkkoooo
¼d½ i’sa ku fuf/k fgrksa d s Vdjkc ls cpxs h vkSj viu s fgrksa dks i;kIZr :i e sa Li”V djxs hA i’sa ku fuf/k viu s fgrk sa ds fdlh Vdjkc dks fuiVkus d s fy;s
,d ra= dh LFkkiuk djxs h ftld s vuqlkj viu s dkjkcs kj d s lpa kyu d s nkSjku mB s fdlh Vdjko ;k tc dkbs Z Vdjko mRiUu gk s gh tkrk gS] mldk
fuiVku fd;k tk,xkA i’sa ku fuf/k izkf/kdj.k] jk”Vªh; i’sa ku i.z kkyh U;kl ;k vfHknkrkvk sa dk s viuh M;~ Vw h fuoZgu d s nkSjku drOZ;k as vkSj fgrk sa d s Vdjko
d s lHakkfor lzksrksa d s ckj s esa lfwpr djxs h D;kfsad mul s mldh fu”i{k] mnn~ ’s ;eyw d lsokvk sa dh {kerk ij ifzrdyw iHzkko iMx+s kA
¼[k½ i’sa ku fuf/k ;k mldk dkbs Z fun’s kd] ;k depZ kjh ;k lEc) i’as ku fuf/k u rk s viu s [kkr s ls ;k viu&s viu s [kkrk as ls ;k vius ifjokj d s lnL;k]sa
fj’rns kjk sa ;k fe=ksa d s ek/;e l s fdlh vUr% dkjkcs kj e sa Hkkxhnkjh dh tk,xhA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 23
5555---- vvvvuuuuiiqqiiqq kkkkyyyyuuuu vvvvkkkkSjSjSjSj ddddkkkkjjjjiiiikkkksjsjsjsjVVssVVss vvvvffffHHHHkkkk’’’’kkkkkkkklllluuuu
5-1 i’sa ku fuf/k lqfuf’pr djxs h fd vPNh dkjiksjVs uhfr;k a vkSj dkjikjs Vs vfHk’kklu gkAs og n’s k e as fdlh Hkh LVkWd ,Dlptas eas lpw hc) ifzrHkfwr;k sa e sa
Nyi.w k Z vkSj gsjkQsjh oky s yus nus ugh a djxs h vkSj fdlh Hkh vufqpr izfr;kfsxrk e as fgLlk ugh a yxs h ¼ftueas vU; e/;LFkk]sa izkf/kdj.k ;k jk”Vªh; i’sa ku
i.z kkyh U;kl dk s mdlku s oky s vufqpr rjhd s Hkh ‘kkfey g½Sa ftll s mu e/;LFkk as ;k vfHknkrkvk sa d s fgrk sa dk s gkfu gkus s dh lHakkouk gk s ;k mu e/;LFkk sa
dk s ifzr;ksfxrk es a ;k dkbs Z dk;HZkkj laHkkyu s l s udq lku gk s ldrk gkAs
5-2 i’sa ku fuf/k ;g lfquf’pr dju s d s fy;s i;kIZr vkSj vko’;d dne mBk,xh fd MkVk vkSj vfHky[s k j[kus e sa fujUrjrk cuh jg s vkSj MkVk ;k vfHky[s k
xeq ;k u”V u gk s tk;As ;g Hkh lfquf’pr fd;k tk,xk fd byDS VªkWfud vfHky[s k vkSj vkda M]+s v|ru cdS &vi mld s ikl lnSo miyC/k gkAs
5-3 i’sa ku fuf/k izkf/kdj.k ;k izkf/kdj.k }kjk fufn”ZV fdlh vU; e/;LFk d s lkFk] tc dHkh vifs{kr gks vkSj izkf/kdj.k dk s izLrqr fdUgh a nLrkots k]sa fjikVs k]saZ
iis jk sa ;k lpw uk e sa fdlh rF; dk s Niq k,xa h ugh a ;k >Bw k c;ku ugh a nxs h ;k izkf/kdj.k ;k vU; ,tsalh dk s ftld s lkFk ;g ita hd`r g]S o s cfg;]sa nLrkots ]
i=kpkj rFkk iis j ;k mldk dNq fgLlk] ftldh le;≤ ij ekxa @vuqjk/sk fd;k x;k gks] izLrqr dju s l s bda kj ugha djxs h ;k ykijokgh ugh a
cjrxs hA
5-4 i’sa ku fuf/k lfquf’pr djxs h fd ita hdj.k dh fLFkfr e sa dkbs Z cnyko ;k ikzf/kdj.k }kjk dkbs Z nMa uh; dkjZokb Z ;k foRrh; fLFkfr e as dkbs Z Bksl cnyko
ftll s vfHknkrkvksa ds fgrksa ij foijhr iHzkko iM+rk gk]s izkf/kdj.k] jk”Vªh; i’as ku i.z kkyh U;kl dk s ‘kh?kz lfwpr fd;k tk, ;k vkSj dkbs Z ekeyk yafcr py
jgk gk s rk s ml s izkf/kdj.k vkSj lca fa/kr fofu;ek sa d s izko/kkuk sa d s vulq kj varfjr dj fn;k tk,A
5-5 i’sa ku fuf/k Kku vkSj n{krk dk ,d mi;Dq r Lrj cuk, j[kxs h vkSj fdlh fu;e] fofu;e] dUsn z ljdkj] Hkkjrh; fjto Z cdSa ] Hkkjrh; ifzrHkfwr ,Dlptsa
ckMs ]Z LVkWd ,Dltsa ;k fdlh vU; lkfaof/kd ;k Lo&fofu;ked ;k vU; fudk;] tk s Hkh ekeyk gk]s vkSj ,ls h i’sa ku fuf/k }kjk fd; s tk jg s dkjksckj d s
lca /ak e sa i’sa ku fuf/k ij ykx w gk]as d s ifji=k sa rFkk fn’kkfun’sZ kkas d s izko/kkuk as dk vuiq kyu djxs hA (cid:1)ितभूितय(cid:7) का अिभर(cid:10)क प(cid:13)शन िनिध िविनयामक
और िवकास (cid:1)ािधकरण (अिभदाता क(cid:19) िशकायत का िनवारण) िविनयम 2015, के अंतग(cid:22)त लोकपाल (cid:23)ारा (cid:24)दए गए िनण(cid:22)य का अनुपालन
करेगा।
5-6 i’sa ku fuf/k lfquf’pr djxs h fd fdlh dkuuw ] fu;e] fofu;e vkSj ikzf/kdj.k ;k fdlh vU; fofu;ked fudk; d s fun’s kksa ds mYy?a ku ;k vuiq kyu
ugh a dju s d s dkj.k mld s fo:) dh tkjgh fdlh dkjZokbZ] fof/kd dk;oZ kgh d s ckj s e as izkf/kdj.k dk s ‘kh?k z lfwpr fd;k tk,A
6666---- iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ddddhhhh ccccffqqffqquuuu;;;;kkkknnnnhhhh vvvviiii{{ss{{sskkkkkkkk,,,, aa aa
d- i’sa ku fuf/k dh viuh vkUrfjd fu;=a .k i.z kkyh vkSj foÙkh; rFkk ifjpkyukRed {kerk, a gkxsa h ftul s mld s ifjpkyuk]sa izkf/kdj.k] jk”Vªh; i’sa ku i.z kkyh
U;kl ;k vfHknkrkvk sa ;k vU; ita had`r fudk;ksa dks pksjh] /kk[s kk/kM+h] vkSj vU; cbs eZ kuh okys dk;ks]Za O;kolkf;d dnkpkj ;k xyfr;kas ls laj{k.k ikzIr gkus s
dh dkQh lHakkouk gkAs
[k- i’sa ku fuf/k tk s izkf/kdj.k e sa fdlh vU; :i ;k J.s kh e sa Hkh ita hdr` gk]s lfquf’pr dju s dk i;z kl djxs h fd i’as ku fuf/k vkSj vU; vueq R; dk;dZ ykik sa
d s :i e sa fd, tku s okys dk;ks Za d s chp mldh tu’kfDr vkSj cfqu;knh <kap s l s fudV lEcU/k cuk; s j[k s tk,Aa
x- i’sa ku fuf/k viuh lsokvk sa dk s ikzf/kdj.k] jk”Vªh; i’sa ku i.z kkyh U;kl dh larfq”V d s vulq kj lEiUu dju s d s fy;s i;kIZr cfqu;knh lqfo/kk, a LFkkfir
djxs h vkSj mudk j[k j[kko djxs h vkSj e/;LFkk sa dh ifjpkyu ifzØ;kvk as vkSj i.z kkfy;kas dk iyz [s ku gkxs k ,o a mud s fy; s ifjpkyu lca /akh euS vq y gkxsa As
?k- i’sa ku fuf/k viuh lHkh xfrfof/k;ksa l s lca fa/kr lHkh nLrkots kas vkSj vkda M+k as dk vfHky[s k bl idz kj r;S kj djsxh ftll s fdlh dkj.ko’k eyw vfHky[s k ;k
nLrkots xqe gkus s dh n’kk e sa mu nLrkots k sa ;k vkda M+k sa dks vklkuh l s miyC/k djk;k tk ldAs
M-+ ¼d½ i’sa ku fuf/k ;k mldk dksb Z depZ kjh] fdlh ifzrHkfwr e as fuos’k d s fy, lkoZtfud :i ls lqxe ehfM;k e]as pkg s fj;y&Vkbe gk s ;k
ukWu&fj;y&Vkbe] iRz;{k ;k ijk{s k :i l s ipz kj ugh a djxs k] tc rd fd mld s fgr rFkk ifzrHkfwr e as nh?k Z ;k vYidkfyd ikts h’ku dks lpw uk nsr s le;
crk;k ugh a x;k gkAs
¼[k½ ;fn i’sa ku fuf/k dk dkbs Z depZ kjh ,slh lpw uk n s jgk gk s rk s og lpw uk nsr s le; dfFkr ifzrHkfwr e sa viu s vkfJr ifjokj lnL;k as o fu;kDs rk d s fgrk]sa
viuh nh?k Z ;k vYi dkfyd fLFkfr] dk s Hkh crk,xkA24 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
vvvvuuuullqqllqq ppwwppww hhhh &&&& 7777
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikkzzkkzzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’aass’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 15]16-17]18] vkSj 19n[s k]as
ffffooooÙÙÙÙkkkkhhhh;;;; ffffoooooooojjjjffff....kkkk;;;;kkkk aa aa vvvvkkkkSjSjSjSj yyyy[[ss[[ss kkkkkkkk&&&&iiiijjjjhhhh{{{{kkkkkkkk ffffjjjjiiiikkkkVVssVVss ZZ ZZ
ooookkkkffff””””kkkkddZZddZZ ffffjjjjiiiikkkkVVssVVss ZZ ZZ
1111---- ooookkkkffff””””kkkkddZZddZZ ffffjjjjiiiikkkkVVssVVss ZZ ZZ
iRz;ds i’sa ku fuf/k ,d lefsdr okf”kdZ fjikVs Z r;S kj djsxh ftle as mlds icz /akk/khu lHkh Ldhek as dh foÙkh; foojf.k;k a ‘kkfey gkxas hA
okf”kdZ fjikVs Z e sa ‘kkfey gkxs k &
1- foÙkh; o”k Z d s nkSjku iRz;ds Ldhe d s ifjpkyuk sa dh fjikVs Z vkSj vkfFkdZ fLFkfr
2- bu fofu;ek sa dh vuqlpw h ds vuPq Nns 2 o 3 d s vuqlkj y[s kkda u uhfr;k]a ryq u&i= vkSj jktLo y[s kk
3- bl vuqlpw h d s vuPq Nns 4 d s vulq kj y[s kk ijh{kd dh fjikVs Z
4- fuEufyf[kr i{kk sa ij lfa{kIr foojf.k;k]a uker% &
d- i’sa ku fuf/k dh n;s rk, a vkSj mRrjnkf;Ro
[k- iRz;ds Ldhe d s fuo’s k mnn~ ’s ;
x- Ldhe e sa fuo’s kksa dk vk/kkj vkSj uhfr
?k- ;fn Ldhe ‘k;s jk]sa ckMa k]sa fMcsaapjk sa vkjS vU; fLØik sa ;k ifzrHkfwr;kas e as v’a kr% ;k i.w k Z fuo’s k dh vueq fr nrs h g S ftud s eYw ; ?kVr&s c<+r s jgr s g]Sa
fuEufyf[kr idz kj l s ,d mYy[s k fd;k tk, &
^^;fwuVksa dk eYw ; vkSj ekps u eYw ; vkSj mul s izkIr vk; c< + ;k ?kV ldrh g S tk s fd, x, fuo’s kkas d s cktkj eYw ; dh ?kV&c< + ij fuHkjZ djxs kA^^
M-+ Ldhe dh fu”ikndrk ij vU; cpas ekd Z vk; l s lHakkfor ryq uk djr s g,q i.w k Z vkfSpR; d s lkFk fVIi.kh nh tk, ;fn dkbs Z gk s ] tSlk ikzf/kdj.k }kjk
fufn”ZV fd;k tk,A
p- bl vuqlpw h d s vuPq Nns 5 d s vuqlkj Ldhek sa d s ^e[q ; vkda M+kas^ ds lkFk fooj.kh
N- bl vuqlpw h d s vuPq Nns 6 ds vulq kj ryq u&i= dk laf{kIr :i
t- bl vuqlpw h d s vuPq Nns 7 ds vulq kj jktLo y[s kk dk lfa{kIr :i
>- bl vuqlpw h d s vuPq Nns 8 ds vulq kj y[s kk fVIif.k;k a
2- rrrryyqqyyqq uuuu&&&&iiii==== ddddhhhh llllkkkkeeeexxxxzhzhzhzh
1- ryq u&i= e sa mldh ifjlEifr;k as vkSj n;s rkvk sa d s Ldhe vulq kj C;kjs s fn, tk,xa As ble as y[s kk uhfr;k]as fuo’s kk as d s eYw ;kda u vkSj vU; egRoi.w k Z {ks=k sa
dk Hkh mYy[s k fd;k tk,xkA
2- ryq u&i= esa iRzz;ds idz kj ds fuos’k d s rgr vuiq ;kTs ; fuo’s kk as d s vfadr eYw ; vkSj cktkj eYw ; dk dqy ;kxs n’kk;Z k tk,xkA
3- ryq u&i= y[s kk o”k Z d s var e sa ifzr ;fwuV dk fuoy vkfLr eYw ; n’kk,Z xkA
4- ryq u&i= iRz;ds en d s lkeu]s fiNy s foÙk o”k Z d s var esa mud s vkda M+s n’kk,Z xkA
5- ryq u&i= dh fVIif.k;k sa e sa fuo’s kksa d s ckj s e sa fuEufyf[kr lpw uk n’kk,Z xk &
d- ryq u&i= e sa fn; s e[q ; oxhdZ j.k d s rgr lHkh fuo’s kk sa dk s legw c) fd;k tk,xk]
[k- iRz;ds e[q ; oxhdZ j.k d s rgr] iRz;ds e[q ; m|kxs xizq d s rgr vkus oky s fuo’s kk sa d s dyq eYw ; dk s ¼tk s e[q ; oxhdZ j.k e sa dyq fuo’s k dk 5 ifzr’kr
l s de u gk½s n’kk;Z k tk,xk lkFk gh oxkhdZ j.k esa dyq fuo’s k dh ryq uk e as mudk ifzr’kr Hkh fn;k tk,xk]
x- fuo’s kk sa dh fooj.kh ftlesa mu daifu;k sa ds uke fn, tk,xa s ftue as fuos’k fd;k x;k gS rFkk iRz;ds dia uh eas iRz;ds Ldhe e as fuo’s k dh jkf’k vkSj lHkh
Ldhek sa }kjk i’sa ku fuf/k d s ,lkfs’k;Vkas o xiqz dia fu;k sa esa fd, x, ldy fuo’s k dk s n’kk;Z k tk,xk] ;fn dkbs Z gkAs ]
?k- ;fn lsokvk sa d s fy; s nykyh] vfHkj{kk ‘kYq d ;k dkbs Z vU; iHzkkjkas dk Hkxq rku fdlh fudk; dks fd;k x;k ;k Hkxq rku djuk gS ftlesa i’sa ku fuf/k ;k
mld s iez [q k ‘k;s j /kkjdk sa dk Hkkjh fgr g S ¼bfDoVh itaw h dk 10 ifzr’kr l s de u gk½s] mu los kvk sa d s fy, jktLo [kkr s ;k fuo’s k dh ykxr d s :i e sa
uke s dh jkf’k dk s vyx ls i’sa ku fuf/k d s C;kt mld s vf/kdk’a k ‘k;s j/kkjdk as d s fgr d s lkFk n’kk;Z k tk,xk]
M- og vk/kkj ftld s vuqlkj i’sa ku fuf/k dk s ‘kYq d dk Hkqxrku fd;k x;k vkSj mldh x.kuk]¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 25
p- o”k Z d s nkSjku fuo’s kk sa dh [kjhnkas vkSj fcfØ;k sa dk ldy eYw ; vkSj vkSlr nfSud fuoy vkfLr eYw ; d s izfr’kr d s :i e sa n’kk;Z k tk,xk]
N- tgk a fuf”Ø; fuo’s k ftl s ^^lnH~kko^^ e sa eYw ;kfadr fd;k x;k] o”k Z d s var e as icz /akk/khu vkfLr;k sa d s 5 ifzr’kr l s vf/kd gk s tk;]s ,sl s fuo’s kk sa dk ldy
eYw ;]
t- ;fwuV itwa h e sa gypy dk s n’kk;Z k tk,xk]
>- Ldhe d s dqy eYw ; e sa fuo’s kk sa l s vikzIr eYw ; gzkl ;k vf/keYw ;u ‘kkfey gkxs k]
6- lfanX/k tekvk]sa lfanX/k _.kk sa vkSj lfanX/k cdk;k sa d s fy; s ikzo/kku vkSj ikzns Hkwr vk; dk s ryq u i= dh n;s rk i{k e sa izko/kkuk as d s rgr ‘kkfey ugh a fd;k
tk,xk] fdar q mld s laxr vkfLr;k as d s ldy eYw ; l s dVkSrh d s :i e as n’kk;Z k tk,xk]
7-- lHkh vkdfLed n;s rkvk sa dk s n’kk;Z k tk,xk ftue sa v’a kr% pdq rk ‘k;s jk as ij vuifs{kr n;s rk vkSj C;ksj s lfgr vU; ifzrc)rkvk sa dk s vyx l s n’kk;Z k
tk,xk]
8- y[s kkda u uhfr;ka vuqlpw h d s vuPq Nns 9 d s vuqlkj gkxsa hA
rrrryyqqyyqq uuuu&&&&iiii==== dddd ss ss eeee[[qq[[qq ;;;; ‘‘‘‘kkkkhhhh””””kkkkddZZddZZ
ryq u&i= dk ifjlEifr i{k
1- ryq u&i= dh ifjlEifr;k as dk s fuEufyf[kr Jfs.k;k sa e sa legw c) fd;k tk,xk &
& fuo’s k ¼nh?kdZ kyhu ,o a vYidkyhu½
& tek
& vU; pky w ifjlEifr;k a
2- fuo’s k ¼nh?kdZ kyhu ,o a vYidkyhu½
fuEufyf[kr idz kj d s fuo’s kk sa dk s vyx l s n’kk;Z k tk,xk ¼dsoy o s ‘kh”kdZ ftud s vUrxrZ fuo’s k dju s dh vuqefr nh xb Z g½S(
d- bfDoVh ‘k;s j
[k- vf/kekU; ‘k;s j
x- fMcpsa j vkSj ckMa tk s ekU;rkizkIr LVkWd ,Dlptsa e sa lpw hc) g@Sa irz h{kk e as g]Sa
?k- dUsn z vkSj jkT; ljdkj dh ifzrHkfwr;k a ¼jktdk”sk fcyk sa lfgr½
M- okf.kfT;d i=
p- vU; & E;pw vq y QMa vkfn
3- tek jkf’k;k a
e[q ; :i l s %
& vuqlfwpr cdSa ks a e sa tek jkf’k;ka
& vU;
4- vU; ektS nw k ifjlEifr;k a
e[q ; :i ls %
& cdSa k sa e sa pky@w cpr [kkrk sa eas tek ‘k”sk
& nLrh jkds M ++
& fofo/k nus nkj
& fuo’s kk sa dh fcØh d s fy; s fufonk,a
& cdk;k vkSj izkns Hkwr vk;
& vfxez ] tek jkf’k;k a vkfn26 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
& ‘k;s j@fMcpsa j@vU; vkons u jkf’k ftldk vkcVa u yafcr g S ¼ifzrHkfwr d s uke d s lkFk mldk le;&okj mYy[s k fd;k tk,½
& vU;
rrrryyqqyyqq uuuu&&&&iiii==== ddddkkkk nnnn;;ss;;ss rrrrkkkk iiii{{{{kkkk
1- ryq u&i= d s n;s rk i{k dks fuEufyf[kr oxk sZa e sa foHkkftr fd;k tk,xk &
d- ;fwuV itwaa h
[k- vkjf{kr vkSj vf/k’k”sk
x- pky w n;s rk, a vkSj izko/kku
2- ;fwuV itwa h %
e[q ; :i ls %
& izkjfEHkd itwa h
& ;fwuV itwa h ¼;fwuVk sa dh l[a ;k vkSj ifzr ;fwuV d s vafdr eYw ; lfgr½
3- vkjf{kr ,o a vf/k’k”sk %
e[q ; :i ls %
& ;fwuV izhfe;e fjtoZ ¼odS fYid½
& lkekU; fjto Z
& dkbs Z vU; fjto Z ¼mldh idz `fr n’kkZr s g,q ½
& fofu;kts u [kkrk
& vFk’k”sk] fjto Z l@s dk s varj.k] vra ‘k”sk mi;DqZ r iRz;ds idz kj ds fjtoZ dk s vyx&vyx n’kk;Z k tk,xkA
4- _.k
5- oreZ ku n;s rk, a vkSj izko/kku %
fuEufyf[kr oreZ ku n;s rkvk sa vkSj ikzo/kkuk sa e sa e[q ; :Ik l s
oreZ ku n;s rk, a %
& fofo/k yus nkj
& fuo’s kk sa dh [kjhn ds fy; s lfaonk,a
& vnkfor lfaorfjr vk;
izko/kku ¼idz f`r n’kk,Z ½a
6- vkdfLed n;s rk, a
lHkh vkdfLed n;s rkvk sa dk s vyx&vyx n’kkuZ k pkfg, &
d- v’a kr% pdq rk ‘k;s jk sa ij vukgwr n;s rk, a
[k- vU; ifzrc)rk,]a vkSj
x- vU; ¼C;ksjk n’kk,Z ½a
3- jjjjkkkkttttLLLLoooo yyyy[[ss[[ss kkkkkkkk ddddhhhh llllkkkkeeeexxxxzhzhzhzh %%%%
1- jktLo y[s kk e sa i’sa ku fuf/k dh vk;] O;; vkSj vf/k’k”sk dk ;ktas uk&okj C;kjs k fn;k tk,xkA
2- ;fn fuo’s kk sa dh fcØh ij ykHk dk s n’kk,Z jktLo [kkr s e]as leku i’as ku fuf/k e sa fuo’s kk sa d s var%&Ldhe varj.k ij ykHk@gkfu dk s ‘kkfey fd;k x;k g S
vkSj ml ykHk d s ldy ;kxs eas olyw ykHk ekuk x;k g]S rk s mls rr` h; i{kk as dk s fuo’s kk sa dh fcØh ij ykHk@gkfu d s lkFk ‘kkfey ugh a djds vyx n’kk;Z k
tk,xk]
3- jktLo [kkrk e sa vf/k’k”sk d s fofu;kts u dk s fjto Z e sa varj.k d s :i eas n’kk,Z xk]¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 27
4- jktLo [kkrk e sa fuEufyf[kr dk Hkh mYy[s k fd;k tk,xk &
d& lfanX/k tekvk]sa _.kk sa vkSj cdk;k ,o a izkns Hkwr vk; d s ldy eYw ; d s fy; s ikzo/kku]
[k& fuo’s kk sa dh fcØh ,o a ekps u ij ykHk ;k gkfu dk s fuoy vk/kkj ij n’kk;Z k tk,]
x& vfHkj{kd] U;klh cdSa vkSj dUsnhz; vfHky[s kkiky vfHkjd.k d s iHzkkj
?k& dyq vk; vkSj O;; ftl s vkSlr fuoy vkfLr;k sa d s Ikfzr’kr d s :i e as n’kk;Z k x;k g]S ftldh x.kuk nfSud vk/kkj ij dh xb Z gAS
jjjjkkkkttttLLLLoooo [[[[kkkkkkkkrrrrkkkk dddd ss ss eeee[[qq[[qq ;;;; ‘‘‘‘kkkkhhhh””””kkkkddZZddZZ
vk;
& ykHkk’a k
& C;kt
& fuo’s kk sa dh fcØh@ekps u ij ykHk ¼vUr% Ldhe vrj.k@fcØh d s vfrfjDr½
& fuo’s kk sa dh vUr% Ldhe vrj.k@fcØh ij ykHk
& fuo’s kk sa e sa fofu;kts u ij vikzIr ykHk
& vU; vk; ¼idz f`r n’kk,Z ½a
OOOO;;;;;;;; vvvvkkkkSjSjSjSj ggggkkkkffffuuuu;;;;kkkk aa aa
& fuo’s kk sa d s eYw ; es a vizkIr gkfu;ka]
& lfanX/k le>h cdk;k izkns Hkwr vk; d s fy; s izko/kku]
& lna X/k tekvk sa vkSj pky w vkfLr;k as d s fy; s izko/kku]
& fuo’s kk sa dh fcØh@ekps u ij gkfu ¼vUr% Ldhe varj.k@fcØh d s vfrfjDr½
& fuo’s kk sa d s vUr% Ldhe vrj.k@fcØh ij gkfu
& icz /aku ‘kYq d]
& U;klh@fofu;ked ‘kYq d]
& ipz kj O;;]
& y[s kk ijh{kk ‘kYq d]
& vfHkj{kk ‘kYq d]
& U;klh cdSa ‘kYq d]
& dUsnzh; vfHky[s k/kkjd ,tsalh ‘kYq d
?kVk, a & dUsnzh; vfHky[s k/kkjd ,tlas h ‘kYq dk sa d s dkj.k ;fwuVk as fcØh ls ikzIr jkf’k
ffffVVVVIIIIiiii....kkkkhhhh %%%%
1- jktLo l s izkIr jkf’k vkSj fuo’s kk as l s vk; ¼ykHkk’a k vkSj C;kt lfgr½ d s fy; s y[s kkda u uhfr fVIi.kh d s :i e as n’kk;Z h tk,xhA
2- vkSlr fuoy vkfLr;k sa d s izfr’kr d s :i e sa nf’kZr dyq vk; vkSj O;; dh x.kuk nSfud vk/kkj ij n’kkuZ h pkfg,A
4444---- ;;;;kkkkttssttss uuuukkkk yyyy[[ss[[ss kkkkkkkk iiiijjjjhhhh{{{{kkkkdddd ffffjjjjiiiikkkkVVssVVss ZZ ZZ
¼i½ y[s kk ijh{kd mYy[s k djxsa s fd D;k &
1- ml s lHkh tkudkjh vkSj Li”Vhdj.k fey x, g Sa tks mld s i.w k Z tkudkjh vkSj fo’okl d s vulq kj ml s y[s kk ijh{kk d s fy, vifs{kr g]Sa
2- ryq u i= vkSj jktLo y[s kk Ldhe d s [kkrk cfg;k sa d s vu:q i gSa]
3- D;k iRz;ds Ldhe dh y[s kk cfg;k sa dk mfpr j[k j[kko fd;k x;k g]S28 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
4- lfaonkxr lgeR;@izkf/kdj.k }kjk vueq kfsnr lhekvk sa l s vf/kd lHkh dkjkcs kjh O;;k as dk s i’as ku fuf/k }kjk ogu fd;k x;k g S vkSj mUg sa fuoy vkfLr
eYw ; l s iHzkkfjr ugh a fd;k x;kk gS]
5- bl fjikVs Z e sa ‘kkfey Ldhe dk rqyu i= vkSj jktLo y[s kk bu fofu;ek as rFkk dia uh vf/kfu;e d s rgr vf/klfwpr y[s kk ekudks a d s vulq kj ml lhek
rd g Sa tgk a rd fofu;e ykx w gkrs s gSa]
¼ii½ y[s kk ijh{kd viuh jk; nxs k fd D;k &
1- foÙk o”k Z d s var esa ryq u i= fuf/k d s dk;dZ ykik sa dh Ldheokj lgh vkSj fu”i{k fLFkfr n’kkZrk g]S
2- foÙk o”k Z d s fy, jktLo y[s kk fuf/k d s Ldheokj vf/k’k”sk@?kkV s dh lgh vkSj fu”i{k fLFkfr n’kkrZ k gAS
¼iii½ y[s kk ijh{kd ;g Hkh lR;kfir djxs k fd &
1- fuo’s kk sa dk eYw ;kda u izkf/kdj.k }kjk tkjh fn’kkfun’sZ kksa d s vulq kj fd;k g]S
2- fofHkUu fudk;k ssa }kjk fd; s dkjkcs kj vkSj nko@s ’kYq d fu/kkfZjr ‘kYq d d s vulq kj fd; s x; s gASa
iii- y[s kk ijh{kd ml foRr o”k Z dh Ldhe y[s kk ijh{kk fjikVs @Z Ldhe y[s kkvk as d s lkFk ,d vyx fjikVs Z ftl s ^^,uih,l Ldhe & foLrr` y[s kk ijh{kk
fjikVs ^Z^ dgk tkrk g S ¼ftl s ,uih,l&Mh,vkj lna fHkZr fd;k tk,½ Hkh iLz rrq djxs kA bl y[s kk ijh{kk fjikVs Z dh ,d ifzr i’as ku d s ckMs Z dk s nh tk,A
fjikVs Z dh fo”k;&oLr q izkf/kdj.k@,uih,l U;kl }kjk fu/kkfZjr i:z i ij vk/kkfjr gkxs hA i’as ku fuf/k ds fun’s kd ckMs Z foLr`r y[s kk ijh{kk fjikVs Z ikzfIr l s
nk s ekg d s vna j ,d vuiq kyu fjiksV Z izLrqr djxs kA ,uih,l&Mh,vkj lHkh ,uih,l Ldhek as dh ,d l;a Dq Rk fjikVs Z gkxs hA y[s kk ijh{kd fuEufyf[kr
i:z Ik esa iez k.k i= nxs k %
lsok e]sa
U;klh ckMs Z
jk”Vªh; i’sa ku i.z kkyh U;kl
iFz ke ry] vkbZlh,Mhvkj Hkou
6] olardtqa baLVhV;~ ’w kuy ,fj;k] Qst&AA
ub Z fnYyh& 110 070
geu s jk”Vªh; i’sa ku i.z kkyh ------------------------- ¼i’sa ku fuf/k ½ dh fuEufyf[kr Ldhekas dh ---------- vof/k@o”k Z dh ,uih,l U;kl }kjk ge as miyC/k djkb Z tkap lpw h
d s vuqlkj foLr`r y[s kk ijh{kk lEiUu dh vkSj ,rn ~ }kjk ,uih,l&Mh,vkj vkid s voykds ukFk Z iLz rrq djr s gASa
Ldhe o”k@Z vof/k
Ldhe dk uke 1 viyzS ---- ls 31 ekpZ -------
Ldhe dk uke 1 viyzS ---- ls 31 ekpZ -------
Ldhe dk uke 1 viyzS ---- ls 31 ekpZ -------
Ldhe dk uke 1 viyzS ---- ls 31 ekpZ -------
Ldhe dk uke 1 viyzS ---- ls 31 ekpZ -------
Ldhe dk uke 1 viyzS ---- ls 31 ekpZ -------
Ldhe dk uke 1 viyzS ---- ls 31 ekpZ -------
ge fuEukuqlkj fjikVs Z djr s g Sa %
1- ge sa gekjh i.w k Z tkudkjh vkSj fo’okl d s vuqlkj lHkh tkudkjh vkSj Li”Vhdj.k fey s tk s gekjh y[s kk ijh{kk d s fy, vko’;d FkAs
2- gekjh jk; e sa iRz;ds Ldhe dh y[s kk cfg;k sa dk mfpr j[k j[kko fd;k x;k gAS
3- gekjh dkjZokb Z esa laLrqr ,uih,l&Mh,vkj tkpa lpw h e sa ‘kkfey {k=s k as dk ‘kkfey fd;k x;kA ¼lna HkxZ r ;Fkk gLrk{kfjr iez k.k i= lya Xu g½SA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 29
4- bld s vfrfjDr] y[s kk r;S kj dju s d s fy; s ykx w y[s kk fl)kUrk]as fofu;ek as vkSj fn’kkfun’Zs kk as es aa ik; s lHkh fopyuk sa dk s lya Xu fjikVs Z e as n’kk;Z k x;k gAS
i’sa ku fuf/k }kjk r;S kj vfHky[s k dh ijh{k.k tkpa d s vk/kkj ij] ge fuEukulq kj lR;kfir djr s g Sa &
1- i’sa ku fuf/k }kjk vuqlj.k dh tk jgh i)fr] ifzØ;k, a vkSj ljq {kk mik; Ik;kIZr gSa]
2- bu fofu;ek sa ds ita hdj.k lca /akh fu;e o ‘krk sZa o jk”Vªh; i’as ku i.z kkyh U;kl d s lkFk gLrk{kfjr] fuo’s k icz /aku djkj ‘krk sZa dk vuiq kyu i’sa ku fuf/k
}kjk fd;k tk jgk g]S
3- izkf/kdj.k }kjk le;≤ ij tkjh fun’s kk sa vkSj vU; lkfaof/kd vi{s kkvk as dk vuiq kyu fd;k x;k gAS
4- i’sa ku fuf/k d s dk;Zdykik sa dk lapkyu bl idz kj fd;k tk jgk g S tks vfHknkrkvk sa d s fgr esa gAS
5- izkf/kdj.k }kjk lfaonkxr lgeR;@vueq kfsnr lhek ls vf/kd g,q dkjksckjh O;;k as dk s i’as ku fuf/k }kjk ogu fd;k x;k gS vkSj mUg as ,u,oh l s izHkkfjr
ugh a x;k gAS
Hkonh;]
d`rs
----------- ¼Qe Z dk uke½
lunh y[s kkdkj
Qe Z ita hdj.k uEcj -------
------------- ¼fgLlns kj dk uke½
fgLlns kj
lnL;rk l-a --
LFkku %
fnukda %
5555---- eeee[[qq[[qq ;;;; llllkkkkffaaffaa[[[[;;;;ddddhhhh
i’sa ku fuf/k dk uke %
------------------------- lekIr vof/k@o”k Z d s e[q ; vkda M s+
LLLLddddhhhheeee dddd LLLLddddhhhheeee [[[[kkkk
o”k Z o”k Z o”k Z o”k Z
pky w o”k Z fiNyk pky w fiNyk
o”k Z o”k Z o”k Z
1- ,u,oh ifzr ;fwuV ¼#i,½
[kyq h
mPp
fuEu
var
2- icz /akk/khu vfre vkfLr;k a ¼yk[k #i,½30 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
var
vkSlr ¼,,;,w e½
3- ldy vk; ,,;,w e d s ifzr’kr esa
4- O;; vuiq kr %
dddd---- ddddyyqqyyqq OOOO;;;;;;;; ,,,,,,,,;;;;,,ww,,ww eeee dddd ss ss iiiiffzzffzzrrrr’’’’kkkkrrrr eeee aass asas ¼¼¼¼LLLLddddhhhheeee&&&&ooookkkkjjjj½½½½
[[[[kkkk---- iiiicczzcczz //aa//aakkkkuuuu ‘‘‘‘kkkkYYqqYYqq dddd ,,,,,,,,;;;;,,ww,,ww eeee dddd ss ss iiiiffzzffzzrrrr’’’’kkkkrrrr eeee aass asas ¼¼¼¼LLLLddddhhhheeee&&&&ooookkkkjjjj½½½½
5- ,,;,w e d s ifzr’kr d s :i es a fuoy vk;
6- ikVs QZ ksfy;k s es a dyq dkjkcs kj dk vuiq kr
7- o”k@Z vof/k d s nkSjku ifzr ;wfuV vk/kkj ij forfjr ykHkk’a k ¼Ldheokj½
8ifzrykHk %%%% ¼¼¼¼iiiiffzzffzzrrrr’’’’kkkkrrrr½½½½
d- fiNyk ,d o”k Z
cpsa ekd Z
[k- LFkkiuk d s le; ls
cpsa ekd Z
x- ;ksfxd okf”kdZ h ykHk ¼ifzr’kr½
fiNyk 1 o”kZ
fiNyk 3 o”kZ
fiNyk 5 o”kZ
Ldhe ‘k:q gkus s d s le; ls ¼’k:q dju s dh rkjh[k n½sa
1- ldy vk; = jktLo [kkr s e sa vFkkZr vk;] ¼d½ e as n’kkbZ Z jkf’k
2- fuoy vk; = jktLo [kkr s e sa vFkkZr o”k@Z vof/k e as fuoy ikzIr ykHk@¼gkfu½] ¼x½ e as n’kkbZ Z jkf’k]
3- ikVs QZ kfsy;k s e saa dyq dkjkcs kj = o”k@Z vof/k d s fy, vkSlr ,;,w e l s foHkkftr djd s fcØh ;k Ø; l s de
4- ,,;,w e = vkSlr nfSud fuoy ifjlEifr;k a
5- ^^l;a Dq Rk okf”kdZ ykHk^^ dh x.kuk fuEufyf[kr QkeyZw k d s vk/kkj ij dh tk, % = ¼1 + lpa ;h vk;½ &1 ¼tcfd ,u = 365@fnuk sa dh l[a ;k½
6- ,u,oh = ¼Ldhe }kjk /kkfjr fuo’s k dk cktkj eYw ; + oreZ ku ifjlEifr;k as dk eYw ;&pky w n;s rkvkas dk ewY; vkSj ikzo/kku] ;fn dkbs Z gk½s@¼eYw ;kda u
fnukda dk s ;fwuVks a dh l[a ;k ¼;fwuVk sa d s lt` u@ekps u l s iwo½Z¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 31
llllffaaffaa{{{{kkkkIIIIrrrr rrrryyqqyyqq uuuu&&&&iiii==== ddddkkkk QQQQkkkkeeeeVVsZsZVVsZsZ
i’sa ku fuf/k dk uke
lfa{kIr ryq u&i= fnukda ------------
LLLLddddhhhheeee dddd LLLLddddhhhheeee [[[[kkkk
o”k Z o”k Z o”k Z o”k Z
pky w o”k Z fiNyk pkyw fiNyk
n;s rk, a o”k Z o”k Z o”k Z
1- ;fwuV itwa h
2- vkjf{kr vkSj vf/k’k”sk
2-1 ;fwuV izhfe;e fjtoZ
2-2 vizkIr eYw ;of`) fjtoZ
2-3 vU;
4- pky w n;s rk, a vkSj izko/kku
4-1 lfanX/k vk;@tekvk sa d s fy, ikzo/kku
4-2 vU; pky w n;s rk, a vkSj izko/kku
ddddyyqqqqyyqqqq
iiiiffffjjjjllllEEEEiiiiffffrrrr;;;;kkkk aa aa
1111---- ffffuuuuoooo’’ss’’ss kkkk
bfDoVh
fMcpsa j
ckMa l
lhth@,lMh,y
itwa h cktkj
vU;
ddddyyqqyyqq ffffuuuuoooo’’ss’’ss kkkk
3333---- vvvvUUUU;;;; ppppkkkkyyyy ww ww iiiiffffjjjjllllEEEEiiiiffffrrrr;;;;kkkk aa aa
3-1 udn vkSj cdSa ‘k”sk
3-3 vU;
ddddyyqqyyqq
llllffaaffaa{{{{kkkkIIIIrrrr jjjjkkkkttttLLLLoooo yyyy[[ss[[ss kkkkkkkk ddddkkkk QQQQkkkkeeeeVVsZsZVVsZsZ
i’sa ku fuf/k dk uke
lfa{kIr jktLo y[s kk
----------- dk s lekIr o”k@Z vof/k
LLLLddddhhhheeee dddd LLLLddddhhhheeee [[[[kkkk
o”k Z o”k Z o”k Z o”k Z
pky w o”k Z fiNyk pky w fiNyk
o”k Z o”k Z o”k Z
1111---- vvvvkkkk;;;;
1-1 ykHkk’a k
1-2 C;kt32 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
1-3 vUr% Ldhe varj.k l s izkIr ykHk
1-4 fuo’s kk sa dh fcØh@ekps u l s ikzIr ykHk
1-5 vU; vk;
¼¼¼¼dddd½½½½
2222---- OOOO;;;;;;;;
2-1 vUr% Ldhe varj.k l s gbq Z gkfu
2-2 fuo’s kk sa dh fcØh@ekps u l s gbq Z gkfu
2-3 fuo’s k icz /aku ‘kYq d
2-4 vfHkj{kk ‘kYq d
2-5 cdSa iHzkkj
2-6 vU; ifjpkyu O;;
¼¼¼¼[[[[kkkk½½½½
3333---- oooo””””kkkk ZZ ZZ @@@@vvvvooooffff////kkkk eeee sasa sasa ffffuuuuooooyyyy iiiizkzkzkzkIIIIrrrr yyyykkkkHHHHkkkk@@@@¼¼¼¼ggggkkkkffffuuuu½½½½¼¼¼¼dddd &&&& [[[[kkkk =xxxx½½½½
4- fuo’s k eYw ; e sa vizkIr gkfu@ykHk e as fuoy ifjoruZ
7777---- oooo””””kkkk@@ZZ@@ZZ vvvvooooffff////kkkk eeee sasa sasa ffffuuuuooooyyyy vvvvffff////kkkk’’’’kkkk””ss””sskkkk@@@@¼¼¼¼ggggkkkkffffuuuu½½½½
y[s kkvk sa es a fVIif.k;k a ;Fkk fuEufyf[kr
ekxnZ ’kdZ fVIi.kh
1- egRoi.w k Z enk sa dh idz `fr ,o a mudh jkf’k n’kkZr s g,q y[s kk fVIif.k;ka nAas
2- vizkIr gkfu@ykHk dh x.kuk iRz;ds vkfLr dh J.s kh d s vk/kkj ij dh tk, vkSj lefsdr :i e sa n’kk,Z Aa bl s ml o”k@Z vof/k e sa vizkIr gkfu@ykHk e sa
y[s kk e sa cnyko d s lkFk ‘kkfey djuk pkfg, vkSj ml s fiNys o”k Z d s var e as vikzIr gkfu@ykHk e as n’kk,Z Aa
yyyy[[ss[[ss kkkkkkkk ffffVVVVIIIIiiiiffff....kkkk;;;;kkkk aa aa &&&& llllffaaffaa{{{{kkkkIIIIrrrr rrrryyqqyyqq uuuu&&&&iiii==== vvvvkkkkSjSjSjSj jjjjkkkkttttLLLLoooo yyyy[[ss[[ss kkkkkkkk ddddkkkk llllyyaayyaa XXXXuuuudddd
Ldhe dk uke %
y[s kk fVIif.k;k a & ---------------- dks lekIr o”k@Z vof/k dk lfa{kIr ryq u&i= vkSj jktLo y[s kk dk lya Xud
ØØØØeeee llll--aa--aaaa aa CCCC;;;;kkkksjsjsjsjkkkk
1111 ffffuuuuoooo’’ss’’ss kkkk %%%%
1-1 ifq”V fVIi.kh dh Ldhek sa esa fuo’s k ,uih,l U;kl d s uke l s gASa
1-2 O;RqiUuk sa dh [kyq h fLFkfr ¼o”k Z d s var e sa cdk;k cktkj eYw ; vkSj fuoy ifjlEifr;k sa dk izfr’kr½
1-3 ,lkfs’k;V~l vkSj xizq dia fu;k as eas fuo’s k % fuxeZ drk Z dk C;kjs k] fy[kr dh idz `fr] jkf’k] lHkh Ldheks a }kjk ldy fuo’s k dk C;ksjk nAsa
1-4 Ldhe }kjk m/kkj yh xb Z vkSj@;k m/kkj nh xb Z ifzrHkfwr;ka s dh [kyq h fLFkfrA
1-5 ,uih, dk C;ksjk % ldy cktkj eYw ; vkSj mld s ikzo/kku
1-6 foÙk o”k Z d s var es a ldy vikzIr ykHk@gkfu vkSj fuoy vkfLr;k as l s ifzr’krA
1-7 ldy vkfLr;k sa ds ifzr’kr e as Ø; vkSj foØ; dk ldy eYw ;A
1-8 ikVs QZ kfsy;k s e sa dkjkcs kj ugh a gbq Z ifzrHkfwr;k a % bfDoVh dk ldy eYw ;] _.k vkSj itwa h cktkj fy[kr sa rFkk fuoy vkfLr;k as l s ifzr’krA
2- ,lkfs’k;V~l vkSj xizq dia fu;k sa d s lkFk fd; s dkjkcs kj dk C;kjs kA ,lkfs’k;V dk uke] Hkxq rku dh idz `fr vkSj jkf’k dk C;ksjk nAsa
3- lekIr o”k@Z vof/k d s nkSjku ;fwuV itaw h dk lpa yuA ;fwuVk as e as lpa yu dk Ldheokj C;ksjk & [kyq k] vfHknku] ekps u] cna A Ldheokj ;fwuVk saa dk vfadr
eYw ; nAsa
4- fiNy s o”k Z l s rqyuk & ,d mi;Dq r fooj.kh fd fiNy s o”k Z d s vkda M+k as dk iuq oxZ hdZ j.k fd;k x;k g S tc dHkh oreZ ku d s vu:q i djuk vifs{kr gvq kA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 33
5- vkdfLed n;s rk] idz f`r vkSj jkf’k dk C;ksjk nAsa
ekxnZ ’kdZ fVIi.kh% mi;DqZ r lHkh idz Vhdj.kk sa d s rnuqlkj fiNy s o”k@Z vof/k d s vkda M +as nAas
9999---- yyyy[[ss[[ss kkkkkkkk uuuuhhhhffffrrrr;;;;kkkk aa aa
i’sa ku fuf/k }kjk Ldheksa l s lca af/kr y[s kkda u uhfr;k sa dh foÙkh; foojf.k;k a r;S kj djr s le; vkSj fuoy vkfLr;k sa d s eYw ; dh x.kuk d s le; vuiq kyu
fd;k tk,%
1- i’sa ku fuf/k dk s Ldheokj y[s kk cfg;k a izkns ~Hkwr vk/kkj ij r;S kj djuh pkfg,A fuo’s k dk mYy[s k ikzf/kdj.k }kjk le;≤ ij tkjh eYw ;kdua
fn’kkfun’sZ kk sa d s vuqlkj] ryqq u&i= dh rkjh[k ;k vkfLr eYw ; ;k fuoy vkfLr eYw ; dh x.kuk dh rkjh[k dk s djuk pkfg,A
2- fuo’s kk sa dks vfHkj{kd vfHky[s k vkSj ;fwuVk sa dk s dUsnzh; vfHky[s kkiky vfHkjd.k d s nfSud vk/kkj d s vfHky[s k l s feyku djuk pkfg,A
3- eYw ;kda u dh rkjh[k dks izkns ~Hkwr vk;] vkSj lHkh vueq R; O;; ftl s vkfLr eYw ;@,u,oh dh x.kuk] cM +s O;; tSl s icz /aku ‘kYq d vkSj vU; vueq R;
vkof/kd O;; tSl s vfHkj{kk iHzkkj vkfn] nfSud vk/kkj ij ikzns ~Hkwr gkus s pkfg,A ikzns ~Hkwr x.kuk ds fy; s fopkjk/khu vof/k foÙk o”k Z gkxs hA
4- Ldhe }kjk vftZr ykHkk’a k vk; dk s ykHkk’a k ?kkfs”kr gkus s dh rkjh[k l s ugh a ekuuk pkfg, fdar q ml rkjh[k l s tc ‘k;s j iwo&Z ykHkk’a k vk/kkj ij dkVs
gvq k Fkk] ekuuk pkfg,A
5- C;kt vftZr gkus s okyh lHkh fy[krk as d s ckjs e]sa vk; nSfud vk/kkj ij ikzns ~Hkwr gkus h pkfg,A vr%] tc ,ls s fuo’s k Ø; fd;s tkrs g]Sa fiNy s C;kt dh
n;s rkjh[k l s Ø; dju s dh rkjh[k rd vof/k dk pdq rk C;kt dk s Ø; ykxr d s :i e sa ugh a ekuuk pkfg, cfYd C;kt olyw [kkr s l s uke s djuk
pkfg,A blh idz kj] fcØh d s le;] fiNy s C;kt dh fu;r rkjh[k l s fcØh dh rkjh[k rd vof/k d s izkIr C;kt dk s fcØh eYw ; l s vfrfjDr ugh a ekuuk
pkfg, cfYd C;kt olyw h y[s kk eas tek djuk pkfg,A
6- fuo’s kk sa dh /kkjd ykxr vkSj fuo’s kk sa dh fcØh l s ykHk ;k gkfu dk fu/kkjZ .k dju s d s fy,] ^^Hkkfjr vkSlr ykxr^^ fof/k dk ikyu djuk pkfg,A
7- fuo’s kk sa d s Ø; ;k fcØh d s yus nus dk s VªMs fnukda ekuuk pkfg,] uk fd ml s fu/kkjZ .k fnukda ekuk tk,] vr% foÙk o”k Z d s nkSjku fd;s x; s lHkh
fuo’s kk sa d s yus nus ksa d s iHzkko dk s ml o”k Z dh foÙkh; foojf.k;k as e as n’kkZ,Aa tc fuo’s k lca /akh dkjkcs kj LVkdW cktkj l s ckgj fd;k tk,] tSls fdlh
fu;kts u d s ek/;e l s [kjhn djd s ;k izkboVs lfa/k d s ek/;e l s fcdz h o [kjhn] rk s ml yus nus dk s Ø; d s ekey s eas ml rkjh[k e asa nt Z fd;k tk, tc
Ldhe dk s eYw ; pdq rk dju s dk nkf;Ro lkiSaa k x;k gk s ;k] fcØh dh n’kk e as tc Ldhe dk s fcØh l s izkIr jkf’k olyw dju s dk vf/kdkj feyk gk s ;k fcdk
gvq k fy[kr lkiSa u s dk nkf;Ro fn;k x;k gkAs
8- ckus l ‘k;s jksa dks ftlds fy;s Ldhe gdnkj curh g]S rHkh ekU;rk nh tk, tc eyw ‘k;s j ftu ij ckus l dh gdnkfjrk curh gS] dk yus nus LVkdW
,Dlptsa e sa iwo Z ckus l vk/kkj ij fd;k tk,A blh idz kj] vf/kdkj gdnkjh dk s rHkh ekU;rk nh tk, tc eyw ‘k;s j ftu ij vf/kdkj gdnkjh curh g]S
tc LVkWd ,Dlptsa e sa iwo&Z vf/kdkj vk/kkj ij mudk yus nus gkAs
9- izkIr g,q ;k [kjhn s fuo’s kk sa dh ykxr e sa ykxw dj vkSj LVkEi iHzkkj ‘kkfey gksax s fdar q nykyh] nykyh ij ykx w dj vkSj vU; dkjkcs kjh iHzkkj ‘kkfey
ugh a gkxsa As futh rkSj ij fd; s x; s _.k fy[krk sa d s ckj s e sa vkjHak e as nh xb Z fdlh NVw dk as fuo’s k dh ykxr e as l s ?kVk nus k pkfg,A
10- lHkh djk sa dk s tk s yxk; s tku s g Sa vkSj okLro e sa pdq rk dj fn; s x; s gSa] fuf/k d s ,u,oh dk s iHzkkfjr fd; s tk,xa s vkSj mUg sa vfHknkrk ogu djxs kA bl
[kkr s ij fdlh Hkh idz kj dh vuoq rh Z okilh] ;fn dkbs Z gks] ml s vk; d s :Ik e as Ldhe@fuf/k e as tkMs +k tkuk pkfg,A
11- fuo’s k icz /aku ‘kYq d e sa yus nus l s lca fa/kr iHzkkj tSl s nykyh] dkjkcs kjh ykxr vkfn ‘kkfey gkxas ]s flok; vfHkj{kk ‘kYq d vkSj vueq R; dj d s fuo’s k
icz /aku ‘kYq d dh x.kuk i’sa ku fuf/k }kjk nfSud vkfLr icz /aku vk/kkj ij dh tkrh gAS ikzf/kdj.k dk s pdq rk fd; s tku s oky s ‘kYq dksa dk s Ldhe l s iHzkkfjr
ugh a fd;k tk,xkA
12- vuiq ;kTs ; vkfLr;k sa d ss ckj s esa] vfHkKku] oxhdZ j.k vkSj izko/kku ikzf/kdj.k }kjk tkjh fn’kkfun’sZ kk sa d s vuqlkj djuk pkfg,A34 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
vvvvuuuullqqllqq ppwwppww hhhh &&&& 8888
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 10¼1½¼x½ n[s k]as
ccccffSaSaffSaSaddddxxaaxxaa ;;;;kkkk ddddUUssUUssnnnnhhzzhhzz;;;; vvvvffffHHHHkkkkyyyy[[ss[[ss kkkkiiiikkkkyyyyuuuu lllleeee>>>>kkkkSrSrSrSr ss ss
ddddkkkkjjjjkkkkccssccss kkkkjjjj ‘‘‘‘kkkk::qq::qq ddddjjjjuuuu ss ss ddddkkkk iiiieezzeezz kkkk....kkkk iiii==== iiiikzkzkzkzIIIIrrrr ddddjjjjuuuu ss ss llll ss ss iiiiggggyyyy]]ss]]ss iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk UUUU;;;;kkkkllllhhhh ccccddSaSaddSaSa vvvvkkkkSjSjSjSj ddddUUssUUssnnnnzhzhzhzh;;;; vvvvffffHHHHkkkkyyyy[[ss[[ss kkkk////kkkkkkkkjjjjdddd ,,,,ttttaslaslaslaslhhhh dddd ss ss llllkkkkFFFFkkkk uuuuhhhhpppp ss ss ffffnnnn;;;; ss ss CCCC;;;;kkkkjsjsjsjs ss ss dddd ss ss vvvvuuuulqlqlqlq kkkkjjjj ccccffSaSaffSaSaddddxxaaxxaa
lllleeee>>>>kkkkSrSrSrSr ss ss ddddjjjjxxssxxss hhhh%%%%
1- i’sa ku fuf/k dUsnzh; vfHky[s k/kkjd ,tlas h vkSj U;klh cdSa dks byDS VªkWfud ijLij var lca /ak O;oLFkk miyC/k djk,xhA i’sa ku fuf/k dk s Hkkoh cnykok sa
vkSj izk|S ksfxdh es a fodkl d s dkj.k i.z kkyh fun’sZ kk]sa ,o a vfHknkrkvk as dh l[a ;k] Ldhek as dh l[a ;k e sa cnyko dk s viuku s vkSj ikzf/kdj.k }kjk fu/kkfZjr
lsokvk sa rFkk dk;kRZed nkf;Rok as dks laHkkyu s e sa leFk Z gkus k gksxkA
2- mi;qDZ r fd;s o.kuZ ds vuqlkj fuo’s k gsr q fuf/k;k as e sa foxr] oreZ ku o Hkkoh fuo’s k vkSj vkof/kd vk;] ekps u vkSj fcØh ls oLrrq % izkIr jkf’k vkSj ftl s
jk”Vªh; i’sa ku i.z kkyh U;kl] U;klh cSad ftlds ;gk a i’sa ku fuf/k dk fuo’s k [kkrk gS vkSj ftl s Åij fn; s vuqlkj fo’k”sk :i l s fuo’s k d s fy, fu/kkfZjr
fd;k x;k gS] dh fufn”ZV ‘kk[kk e sa jk”Vªh; i’sa ku i.z kkyh U;kl d s [kkr s e as varfjr fd;k x;k g]S ‘kkfey gkasxAs
3- fufn”ZV ‘kk[kk vkSj U;klh cdSa dk fooj.k izkf/kdj.k }kjk dh xb Z O;oLFkk vkSj vueq kns u rFkk le;≤ ij tkjh vf/klpw uk d s vuqlkj gkxs kA
4- tgk a vkSj tSl s ykx w gk]s dUsnzh; vfHky[s k/kkjd ,tlaas h uVs Ms fuf/k U;klh cdSa dh fufn”ZV ‘kk[kk e as varfjr dj nxs hA
5- bl djkj d s rgr Lohd`r fuf/k;k a ,d vyx fuo’s k [kkr s eas jk”Vªh; i’as ku i.z kkyh U;kl d s uke fufn”ZV ‘kk[kk e sa jk”Vªh; i’sa ku i.z kkyh U;kl dk s ukfsVl
nds j tek dh tk,xa hA lHkh izkfIr;ka] Hkxq rku] vk;] O;;] fcØh l s ikzIr jkf’k] Ø;] fuo’s kksa dh yus nus dh ykxr bl [kkrs e as tek ;k uke]s tk s Hkh
ekeyk gk]s dh tk,xhA
6- lna gs k sa dk s nwj dju s ds fy,] U;klh cdSa es a tgk a l s fuo’s k fd; ss tkus g Sa vkSj fuo’s k d s lca /ak e sa fd; s tku s oky s O;; jk”Vªh; i’as ku i.z kkyh U;kl dh vksj
l s i’sa ku fuf/k }kjk fd; s tku s g]Sa dk j[k j[kko i’sa ku fuf/k }kjk fd;k tk,xk] jk”Vªh; i’as ku i.z kkyh U;kl U;klh cdSa d s lkFk g,q djkj d s vulq kj y[s kk
dk j[k j[kko djxs kA
7- i’sa ku fuf/k jk”Vªh; i’sa ku i.z kkyh U;kl l s fuf/k;k a ikzIr dju s d s fy; s ftldk [kkrk U;klh cdSa e sa g]S U;klh cdSa d s ;gk a Ldheokj [kkrk j[ksxh vkSj
dUsnzh; vfHky[s kkiky vfHkdj.k }kjk le;≤ ij fn; s x; s vunq ’s kk as d s vulq kj jk”Vªh; i’as ku i.z kkyh U;kl ds mlh [kkr s e as foifsz”kr djxs hA
8- tgk a vkSj tSl s ykxw gk]s i’sa ku fuf/k vkgj.k jkf’k dk s vfHknkrk ds cdSa [kkr s e sa ;k izkf/kdj.k@jk”Vªh; i’sa ku i.z kkyh U;kl }kjk le;≤ ij fu/kkfZjr
fdlh vU; idz kj l s varfjr djxs hA
vvvvuuuullqqllqq ppwwppww hhhh &&&& 9999
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikkzzkkzzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’aass’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeee ]]]] 2222000011115555
[fofu;e 10¼1½¼x½ n[s k]as
vvvvffffHHHHkkkkjjjj{{{{kkkkkkkk llllccaaccaa //aa//aakkkkhhhh ddddjjjjkkkkjjjj
dkjkcs kj vkjHak dju s dk iez k.k i= ikzIr dju s l s iwo]Z i’sa ku fuf/k jk”Vªh; i’as ku i.z kkyh U;kl l s iwo Z vueq kns u yds j fuf/k dh Ldhek as dh vfHkj{kk lsokvk sa
d s fy; s jk”Vªh; i’sa ku i.z kkyh vfHkj{kd d s lkFk ,d vfHkj{kk djkj fu”ikfnr djxs h tSlsfd uhp s mYy[s k fd;k x;k gAS
1- i’sa ku fuf/k }kjk ifzrHkfwr;k a jk”Vªh; i’sa ku i.z kkyh U;kl d s uke dh vkjs l s [kjhnh tk,xa hA jk”Vªh; i’as ku i.z kkyh U;kl bu ifzrHkfwr;k as vkSj fuf/k;k sa dk
ita hd`r Lokeh gkxs kA gkykafd] jk”Vªh; i’as ku i.z kkyh d s O;fSDrd vfHknkrk bu ifjlEifr;k sa vkSj fuf/k;k sa d s ykHkkFkh Z cu s jgxas As
2- i’sa ku fuf/k jk”Vªh; i’sa ku i.z kkyh vfHkj{kd l s foLr`r lpw uk vkSj fjikVs aZs ikzIr djxs hA rn~ulq kj] i’as ku fuf/k vfHkj{kd dk s byDS VªkWfud bVa jduDS VhfoVh
miyC/k djk,xhA
3- i’sa ku fuf/k ifzrHkfwr;k sa d s [kkr s dk s Ldheokj iF` kd djuk lfquf’pr djxs hA
4- i’sa ku fuf/k] fuf/k dh fdlh Hkh ifjlEifr ;k lEifr dk s jk”Vªh; i’as ku i.z kkyh U;kl dh vueq fr d s fcuk n`f”Vc/akd] fxjoh vkSj m/kkj ugh a j[kxs hA
5- i’sa ku fuf/k ifzrHkfwr;k sa ls lca fa/kr dkjkcs kj dsoy fMeVS :Ik eas djxs hA i’as ku fuf/k fQthdy :Ik esa [kjhnh ifzrHkfwr;ksa dks jk”Vªh; i’as ku i.z kkyh U;kl
d s uke Ldhe d s [kkr s e sa varfjr djk,xh] flok; izkf/kd`r fuo’s kk as ds tks dos y fQthdy :Ik e as gh miyC/k gASa¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 35
6- i’sa ku fuf/k Ldhe d ss vfHkj{kd l]s le;≤ ij] ,slh foÙkh; fjikVs ]aZs ikzDlh foojf.k;k a vkSj Ldhe l s lca fa/kr dkjkcs kj rFkk ekeyk sa ds ckjs e sa ikzIr
djxs h tks fuo’s k icz /akd d s :i e as viu s dk;ksZa ,o a drOZ;k sa d s fuogZ u e]as ;k ikzf/kdj.k d s fn’kkfun’sZ kkas ;k fun’s kk as d s vuiq kyukFk]Z ;k fdlh ykx w dkuuw ]
fu;e vkSj fofu;ek sa d s vUrxZr vifs{kr gkAsa
vvvvuuuullqqllqq ppwwppww hhhh &&&& 11110000
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikzkzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’asas’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½
ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 22¼9½ n[s k]as
ffffuuuuoooo’’ss’’ss kkkk vvvvkkkkSjSjSjSj ttttkkkkffssffss[[[[kkkkeeee iiiicczzcczz //aa//aakkkkuuuu llllffffeeeeffffrrrr
1111---- ffffuuuuoooo’’ss’’ss kkkk llllffffeeeeffffrrrr
1- i’sa ku fuf/k ,d fuo’s k lfefr dk xBu djxs h ftle sa nks fun’s kd] e[q ; dk;iZ kyd vf/kdkjh vkSj e[q ; fuo’s k vf/kdkjh ;k fuf/k icz /akd] ;fn lhbvZ k s
vkSj lhvkbvZ k s ,d gh vf/kdkjh gk]s ‘kkfey gksaxAs
2- i’sa ku fuf/k ,d fuo’s k uhfr r;S kj djxs k vkSj ml s fun’s kd eMa y d s le{k vueq kns ukFk Z iLz rrq djxs hA ;g uhfr r;S kj dju s e]sa ckMs Z dk s ifzrHkfwr;k sa d s
dkjkcs kj] lHkh fuo’s kk sa vkSj cktkj tkfs[ke] ifjlEifr;k sa d s icz /aku] ns;rkvk as e as vlaryq u] fuo’s k y[s kkijh{kk vkSj fuo’s k vkda Mk+ as rFkk ikzf/kdj.k d s
fn’kkfun’sZ kk sa ;k fun’s kksa d s izko/kkuk as ds icz /aku e sa py fuf/k] foods lEer ekunMa k]sa fuo’s k lhekvksa] LVki ykWl lhek l s lca fa/kr fo”k;k as ij fopkj djxs kA
3- ckMs Z }kjk vueq kfsnr fuo’s k uhfr dk s fuo’s k lfefr }kjk fØ;kfUor fd;k tk,xk tk s viuh xfrfof/k;k as d s ckj s e as ckMs Z dk s vkof/kd vk/kkj ij lfwpr
djrh jgxs hA
4- ckMs Z fuo’s k uhfr vkSj mld s fdz;kUo;u dh v/k&Z okf”kdZ vk/kkj ij ;k ml de varjky ij tSlk og fu.k;Z dj]s leh{kk djxs k vkSj ektS nw k fuo’s k
uhfr esa og l/qkkj djxs k tks vfHknkrkvk sa ds fgrksa vkSj izkf/kdj.k }kjk fu/kkfZjr fuo’s k i.z kkyh ds laj{k.k ds ckj s esa dkuuw ksa vkSj fofu;eksa dh vi{s kkvk sa d s
vu:q i djuk vko’;d gkAsas
5- fuo’s k uhfr vkSj mldh leh{kk dk C;ksjk tk s ckMs Z }kjk vkof/kd vk/kkj ij fu.k;Z fy;k tkrk g]S jk”Vªh; i’as ku i.z kkyh U;kl dk s fu.k;Z dh rkjh[k l s
rhl fnuksa esa izLrqr djuk gksxkA jk”Vªh; i’sa ku i.z kkyh U;kl i’as ku fuf/k l s le;≤ ij dNq vkSj lpw uk Hkh ekax ldrk gS tSlkfd og vko’;d le> s
vkSj tk s vfHknkrkvk sa d s fgr e as gkAs
6- fuo’s k lfefr ifjoruZ k sa dh leh{kk vkSj viuh Vhe vkSj fuo’s k l s lca fa/kr fdlh vU; ekey s ij Hkh fopkj dj ldrh g S vkSj ml s i’sa ku fuf/k d s
fun’s kd eMa y dk s viuh flQkfj’k as ifzs”kr djxs hA
7- fuo’s k lfefr fuo’s k izkQs ’s kuyk as dh los k, a Hkh vko’;drkulq kj y s ldrh gAS
2222---- ttttkkkkffssffss[[[[kkkkeeee iiiicczzcczz //aa//aakkkkuuuu llllffffeeeeffffrrrr
1- i’sa ku fuf/k ,d tkfs[ke icz /aku lfefr dk xBu djsxh ftles a de l s de ,d Lora= fun’s kd] e[q ; dk;iZ kyd vf/kdkjh] e[q ; fuo’s k vf/kdkjh ;k
fuf/k icz /akd] ;fn lhbvZ k s vkSj lhvkbvZ k s leku vf/kdkjh gk]s vkSj tksf[ke ;k vuiq kyu vf/kdkjh gkxs kA fuo’s k lfefr dk fun’s kd tkfs[ke icz /aku lfefr
dk fun’s kd ugh a gkus k pkfg, A
2- i’sa ku fuf/k ,d tkfs[ke uhfr r;S kj djxs h vkSj ml s ckMs Z d s le{k vuqekns u gsr q izLrqr djxs hA ;g uhfr r;S kj dju s e]sa ckMs Z dk s fuEu ckrk sa ij fopkj
djxs k &
d-& tkfs[ke icz /aku dk;Z
[k& vkink olyw h vkSj dkjkcs kjh vkdfLed Ldheas
x& tkfs[keksa dk chek
?k& vfHknkrkvk sa dk s tkfs[ke lefatr ykHk lfquf’pr djuk tk s fuf/k;k as d s laj{k.k] lqj{kk vkSj py fuf/k d s vu:q i gkAsa
3- ckMs Z }kjk vueq kfsnr tkfs[ke uhfr dk s tkfs[ke icz /aku lfefr }kjk fØ;kfUor fd;k tk,xk tk s ckMs Z dk s viuh xfrfof/k;k as d s ckj s e as vkof/kd vk/kkj ij
lfwpr djxs hA
4- ckMs Z tkfs[ke uhfr dh v/k&Z okf”kdZ vk/kkj ij ;k ml de varjky ij tSlk og fu/kkfZjr dj]s leh{kk djxs k vkSj ektS nw k tkfs[ke uhfr e sa og l/qkkj
djxs k tk s dkuuw k sa vkSj fofu;ek sa dh vi{s kkvk as d s vu:q i dju s grs q vko’;d gkxas As ckMs Z jk”Vªh; i’sa ku i.z kkyh U;kl dk s bld s ckj s e as vkof/kd vk/kkj ij
v|ru djxs kA
5- tkfs[ke icz /aku lfefr tksf[ke icz a/ku izkQs ’s kuyk sa dh lsok, a Hkh vko’;drkulq kj y s ldrh gAS36 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
vvvvuuuullqqlqlq ppwwppww hhhh &&&& 11111111
iiii’’sasa’’sasa kkkkuuuu ffffuuuuffff////kkkk ffffooooffffuuuu;;;;kkkkeeeedddd vvvvkkkkSjSjSjSj ffffooooddddkkkkllll iiiikkzzkzkzffff////kkkkddddjjjj....kkkk ¼¼¼¼iiii’’aass’’asas kkkkuuuu ffffuuuuffff////kkkk½½½½ ffffooooffffuuuu;;;;eeeekkkkooooyyyyhhhh]]]] 2222000011115555
[fofu;e 10¼1½¼d½ n[s k]as
ffffuuuuoooo’’ss’’ss kkkk iiiicczzcczz //aa//aakkkkuuuu ddddjjjjkkkkjjjj ¼¼¼¼iiii::zz::zz IIIIkkkk½½½½
dkjkcs kj vkjHak dju s dk iez k.k i= izkIr dju s l s iwo]Z i’sa ku fuf/k jk”Vªh; i’as ku i.z kkyh U;kl d s lkFk ,d djkj djxs h fta leas vU; ckrk as d s lkFk&lkFk
fuEufyf[kr /kkjk, a Hkh ‘kkfey gkxas h%
1- i’sa ku fuf/k fuo’s k vkSj fuo’s k ;kXs; fuf/k;k sa d s iuq fuZo’s k ftle as udn] ifzrHkfwr;k sa rFkk vU; lEifr;k sa lfgr tSl s iRz;ds Ldhe dh vkfLr;k]a d s lca /ak
e sa fuo’s k uhfr;k]sa izkf/kdj.k }kjk le;≤ ij tkjh fn’kkfun’Zs kk as ;k fun’s kk as d s vulq kj Ldhekas d s fuo’s k icz /akd d s :i e as dke djxs hA
2- i’sa ku fuf/k Ldhek sa d s icz /aku e sa nfSud fuo’s k dk vueq ku yxk,xh vkSj mld s vulq kj fuo’s k dju s dk fu.k;Z djxs h vkSj vf/kfu;e] fu;eksa] fn’kkfun’sZ kk]sa
fun’s kk]sa vf/klpw ukvk]sa mud s rgr tkjh ifji=k sa ;k fofu;eks a d s izko/kkuk as d s vuqlkj Ldhe dk icz /aku djxs hA
3- i’sa ku fuf/k U;klh cdSa }kjk ml s miyC/k djkb Z fuf/k;k sa dk s ikzf/kdj.k ;k jk”Vªh; i’sa ku i.z kkyh U;kl }kjk le;≤ ij fu/kkfZjr le;&lhek d s Hkhrj
fuo’s k djxs hA
4- i’sa ku fuf/k viu s dk;k sZa d s fuogZ u vkSj vfHknkrkvk sa d s fgrk as o vf/kdkjkas dh lqj{kk d s fy; s iwjh le>nkjh] fui.q krk] ‘kh?krz k vkSj lrdrZ k cjrxs hA
5- i’sa ku fuf/k lHkh idz kj d s lVV~ s ckth oky s dkjkcs kj ;k fuo’s kk as e as yus nsu dju s l s cpxas hA
6- i’sa ku fuf/k viu s depZ kfj;k sa ;k mu O;fDr;k sa ftudh lsok, a i’as ku fuf/k }kjk yh xb Z g]Sa dh xyfr;ks a ;k dk;k sZa d s fy; s mRrjnk;h gkxs h vkSj mudh
ifzrifwr Z d s fy; s lnk tckon;s gkxs hA
7- i’sa ku fuf/k fuf/k;k sa d s icz /aku d s fy; s fu”Bki.w k Z fjdkM Z j[ku s oky s ;kXs; fui.q k O;fDr;k@as vf/kdkfj;k as dk s fu;Dq r djxs hA
8- i’sa ku fuf/k vU; fØ;kdykik sa d s lkFk fuf/k Ldhek sa dk Lora= icz /aku djxs h vkSj ;g lfquf’pr dju s d s fy; s i;kIZr dne mBk,xh fd vfHknkrkvk sa d s
fgrk sa dk s fdlh idz kj dh {kfr u gkAs
9- i’sa ku fuf/k ¼i½ dkbs Z vU; dkjkcs kjh dk;dZ yki ugh a djsxh flok; ikzf/kdj.k }kjk fofu;fer ;kstuk ds i’sa ku fuf/k l s lca af/kr dk;Z d s ;k dkbs Z vU;
xfrfof/k ftl s izkf/kdj.k }kjk vueq fr nh xb Z gk]s vkSj ¼ii½ viuh Ldhek as e as viuh gh vkfLr;k as d s fuo’s k ij fdlh ‘kYq d dk s cnyu s d s fy; s gdnkj ugh a
gkxs hA
10- i’sa ku fuf/k] izkf/kdj.k ;k jk”Vªh; i’as ku i.z kkyh U;kl }kjk le;≤ ij fu/kkfZjr idz Vhdj.k lca /akh vi{s kkvk sa vkSj vuqlpw h&3 e as ;Fkk mfYyf[kr
vi{s kkvk sa dk ikyu djxs h vkSj mud s vuqlkj cfg;k a rFkk vfHky[s k r;S kj djxs hA
11- Ldhek sa dk eYw ;kda u izkf/kdj.k }kjk le;≤ ij tkjh fofu;ek]as fn’kkfun’Zs kk as ;k fun’s kksa d s vuqlkj fd;k tk,xkA
12- i’sa ku fuf/k] fuf/k dh dk;iZ .z kkyh ij ,d vkof/kd fjikVs Z jk”Vªh; i’as ku i.z kkyh U;kl dk s ;k ml varjky ij vkSj ml jhfr eas tSls ikzf/kdj.k ;k
jk”Vªh; i’sa ku i.z kkyh U;kl }kjk vifs{kr ;k ekxa h xb Z gk]s izLrrq djxs hA i’as ku fuf/k dNq vU; vfrfjDr fjiksV]sZa lpw uk ;k vkda M+s Hkh jk”Vªh; i’sa ku i.z kkyh
U;kl ;k izkf/kdj.k }kjk le;≤ ij ekxa h tk, a ;k vifs{kr gk]s fcuk fdlh pdw d s iLz rrq djxs hA mi;DZq r d s vfrfjDr] i’as ku fuf/k viu s dk;dZ ykik sa
dh fjikVs Z fufn”ZV i:z Ik esa vkSj fn’kkfun’sZ kk sa d s vuiq kyu e sa frekgh vk/kkj ij ;k tk s fu/kkfZjr fd;k tk,] jk”Vªh; i’sa ku i.z kkyh U;kl dk s iLz rrq djsxhA
13-- i’sa ku fuf/k izkf/kdj.k] jk”Vªh; i’sa ku i.z kkyh U;kl] dUsnhz; vfHky[s kkiky vfHkdj.k] vfHkj{kd] U;klh cdSa vkSj vU; lsok inz krkvk sa dk s tSlkfd
izkf/kdj.k ;k jk”Vªh; i’sa ku i.z kkyh U;kl }kjk le;≤ ij fu/kkfZjr fd;k tk,] byDS VªkWfud bVa jduDS VhfoVh miyC/k djk,xhA i’sa ku fuf/k dk s Hkfo”;
e saa gkus s oky s cnykok sa ;Fkk izk|S kfsxdh e sa fodkl d s dkj.k g,q ifjoruZ k]as flLVe fofun’sZ kk sa e sa ifjoruZ k sa rFkk vfHknkrkvk as dh l[a ;k] Ldhek sa dh l[a ;k e sa
cnyko] vkSj izkf/kdj.k }kjk fufn”ZV lsokvk sa ,o a dk;kRZed nkf;Rok as eas g,q ifjoruZ k sa dk s viuku s e as Hkh l{ke gkus k pkfg,A¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 37
14- i’sa ku fuf/k fdlh lgc) dk s dksb Z vufqpr ykHk ugh a nsxh ;k i’as ku fuf/k d s fdlh lgc) l s bl idz kj dkjkcs kj ugh a djxs h tk s vfHknkrkvksa d s fgrk sa
d s fdlh izdkj foijhr iHzkko Mkyrk gkAs
15- i’sa ku fuf/k fdUgh a ifzrHkfwr;k sa d s yus nus d s fy, fdlh ikz;kts d ;k viu s fdlh lgc)] depZ kjh ;k mud s fj’rns kjk as dh los kvk as dk ; s i;z ksx ugh a
djxs hA
16- i’sa ku fuf/k dk s fdlh izLrkfor yus nus ;k fdlh lca fa/kr Ik{k dk s ‘kkfey dju s d s fy; s jk”Vªh; i’as ku i.z kkyh U;kl dh iwo Z Lohdf`r yus h pkfg, vkSj
ml izLrkfor yus nus ;k fu;qfDr d s fy;s dkj.kk as dk flok; jk”Vªh; i’as ku i.z kkyh U;kl dh fuf/k;k sa dk s fufn”ZV lhek ds vna j fuo’s k dju s ds mYy[s k
djxs h As jk”Vªh; i’sa ku i.z kkyh U;kl dk ss bl idz kj ds yus nus dk mYy[s k viuh vkof/kd fjikVs Z e as djxs hA
17- i’sa ku fuf/k ifzrHkfwr;k sa dk nyky d s ek/;e l s Ø; fcØ; ugh a djxs h tk s i’as ku fuf/k }kjk lHkh Ldhek as d s rgr ifzrHkfwr;k as d s ldy Ø; foØ; d s 5
ifzr’kr ;k ldy [kjhn ls vf/kd gks tc rd fd i’sa ku fuf/k us 5 ifzr’kr dh lhek l s vf/kd d s fy; s fyf[kr vkfSpR; u fn;k gks rFkk ,sls lHkh fuo’s kk sa
dh fjikVs sZa izkf/kdj.k] jk”Vªh; i’as ku i.z kkyh U;kl dk s frekgh vk/kkj ij Hkts h tk,Aa
18- fdar q ;g g S fd mi;DqZ r 5 izfr’kr dh lhek okf”kZd ij ykx w gksxhA
19- i’sa ku fuf/k bl idz kj d s djkj izkf/kdj.k dh vueq fr l s djxs h D;kfasd ;g mld s mRrjnkf;Rok as d s iHzkkoh fuogZ u d s fy; s vko’;d gAS
20- i’sa ku fuf/k fu”ikndrk] ,u,oh iow oZ Ù` k] mldh Ldhe d s rgr ikVs QZ kfsy;k s dh lajpuk] Ldhe dh foÙkh; fLFkfr d s ckj s e as lpw uk ikzf/kdj.k] jk”Vªh;
i’sa ku i.z kkyh U;kl }kjk le;≤ ij fu/kkfZjr fd; s vuqlkj vkof/kd vk/kkj ij vfHknkrkvk as dk s Hkts sxh vkSj i’as ku fuf/k dh ocs lkbV ij byDS VªkWfud
Qke Z esa viykMs djxs hA
21- i’sa ku fuf/k lfquf’pr djxs h fd i’as ku fuf/k fn’kkfun’sZ kk sa d s lHkh ikzo/kkuk as dk vuiq kyu djrh g S vkSj fuf/k icz /akdk as }kjk fd; s fuo’s k vfHknkrkvk sa d s
fgr e sa gASa
22- i’sa ku fuf/k] i’sa ku fuf/k dk dNq Hkh fgLlk Hkkjr l s ckgj] iRz;{k ;k ijk{s k :i l s fuo’s k ugh a djxs hA
23- i’sa ku fuf/k ,d fuo’s k lfefr vkSj ,d tkfs[ke lfefr dk xBu djxs hA fuo’s k@fuxjkuh lfefr dk xBu vkjS dk;ks aZ dk fu/kkjZ .k vulq pw h&6 esa fd;k
x;k gAS
24- i’sa ku fuf/k vuqlpw h&7 e sa mfYyf[kr fjikVs sZa jk”Vªh; i’sa ku i.z kkyh U;kl dk s iLz rqr djxs h vkSj ;g lfquf’pr dju s d s fy; s mi;Dq r dne mBk,xh fd
o s fjikVs sZa ml lHkh lkexzh d s ckj s e as ijw h vkSj lgh gk sa tgk a rd vifs{kr lpw uk i’as ku fuf/k d s ;fqDrlxa r fu;a=.k e as gAS
25- i’sa ku fuf/k viu s dk;k sZa dk fuogZ u i;kIZr lko/kkuh] ltxrk] le>nkjh] ‘kh?krz k vkSj mfpr deBZ rk l s djsxh vkSj vlko/kkuh] /kk[s kk/kM+h] dnkpkj vkSj
;k vijk/k] xyr vufSrd dk;ks]aZ ckfS)d lEifr vf/kdkjk sa d s mYy?a ku] U;k;h dk;kaZs d s mYy?a ku] fo’okl Hkxa dju]s xkis uh;rk rkMs u+ ]s lfaonk dk mYy?a ku]
fuf”Ø;rk] ;k fdlh ykx w dkuuw ] fn’kkfun’sZ k] fu;e] fofu;e ikzf/kdj.k }kjk tkjh fun’sZ kk]sa ;k vf/kfu;e] fofu;ek sa ;k fn’kkfun’Zs kk as d s ikzo/kkuk sa d s mYy?aa ku
d s dkj.k jk”Vªh; i’sa ku i.z kkyh U;kl dk s gbq Z fdlh gkfu ;k udq lku dh {kfrifwr Z dju s d ss fy; s mRrjnk;h gkxs hA
26- i’sa ku fuf/k ifjiDork] ekps u ij C;kt lda fyr dju]s fuo’ss kk as l s lca fa/kr fcØh gkus s ij gbq Z jkf’k dk s fu;r rkjh[kk sa ij olyw u s vkSj jk”Vªh; i’sa ku
i.z kkyh U;kl ds lca fa/kr [kkrkas eas le; ij tek djkus d s fy; s ikzf/kdr` vkSj mRrjnk;h gAS ,slk djr s le;] i’sa ku fuf/k dk ;g drOZ; gkxs k fd lca fa/kr
laLFkkuk sa vkSj izkf/kdkfj;k sa dk s lwfpr dj s fd jk”Vªh; i’sa ku i.z kkyh U;kl }kjk izkIr C;kt jkf’k ij vk;dj vf/kfu;e d s rgr lkzrs ij dj dh dVkSrh ugh a
dh tk,xhA
27- mi;DqZ r ds ckotnw ] ;fn ,sl s fuo’s kk as ij lzksr ij fdlh dj dh dVkSrh dh tkrh gS rk s i’sa ku fuf/k dh ;g iwjh ftEens kjh gkxs h fd og jk”Vªh; i’sa ku
i.z kkyh U;kl dh vksj l s viu s [kps aZ ij mlh foRr o”k Z e sa ml dj dh jkf’k dk s okil djs] ,ls k dju s e as vlQy i’as ku fuf/k jk”Vªh; i’sa ku i.z kkyh U;kl
}kjk vf/klfwpr fd; s tku s ij dkV s x, dj dh dfFkr jkf’k dh {kfrifwr Z jk”Vªh; i’as ku i.z kkyh U;kl dk s djxs hA
28- i’sa ku fuf/k jk”Vªh; i’sa ku i.z kkyh U;kl dh vksj l s lHkh fy[krk]as iiz =kas] foojf.k;k]as vkons uk]as nLrkokstkas] tks dia uh] lxa Bu] laLFkku] izkf/kdj.k] ljdkjh
fudk; ;k foHkkx vkfn e ssa nk;j djuk t:jh gk s tk s jk”Vªh; i’as ku i.z kkyh U;kl fuo’s kk sa d s icz /aku l s bl idz kj lca fa/kr gk sa ftl s i’as ku fuf/k ykxw dkuuw
d s vuqlkj vkSj vfHknkrk d s ykHkkFk Z rFkk mud s fgrk sa dh lqj{kk ds fy; s mi;Dq r le>rh gkAs38 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
29- i’sa ku fuf/k jk”Vªh; i’sa ku i.z kkyh U;kl dh vksj l s jk”Vªh; i’as ku i.z kkyh U;kl l s leUo; djd s okVs nus s d s vf/kdkj dk i;z kxs djsxk tk s ikzf/kdj.k
dh ernku uhfr d s vu:q Ik g Sa vuqlkj gAS
30- fuf/k;k a U;klh cdSa dh izkf/kd`r ‘kk[kk esa jk”Vªh; i’sa ku i.z kkyh U;kl d s uke esa iF` kd fuo’s k [kkrs esa tek dh tk,xa hA lHkh ikofr;k]a Hkxq rku] vk;]
O;; vkSj fuo’s kk sa d s yus nus dh ykxr bl [kkr s l s uke s ;k tek dh tk,xhA i’as ku fuf/k viuk ikfjJfed@’kYq d@iHzkkjk]as ;fn dkbs Z gk]as dk s bl [kkr s l s
olyw dju s dh gdnkj ugh a gkxs hA
31- U;klh cdSa dh eukus hr ‘kk[kk eas fuo’s k [kkrk dk ifjpkyu is’a ku fuf/k }kjk fd;k tk,xk] tcfd jk”Vªh; i’sa ku i.z kkyh U;kl U;klh cdSa d s lkFk
fu”ikfnr djkj d s vuqlkj [kkr s dk j[k j[kko djxs kA
32- djkj dh fdlh vU; /kkjk ij ifzrdyw iHzkko Mky s fcuk] jk”Vªh; i’as ku i.z kkyh U;kl dh vksj ls i’sa ku fuf/k }kjk gLrxr dh xb Z lHkh@fdlh
ifzrHkfwr vkSj vU; vkfLr;k sa dk s vfHkj{kd lfqo/kkvk sa e sa j[kk tk,xk tSlkfd vulq pw h&9 e as mYy[s k fd;k x;k gAS
33- i’sa ku fuf/k jk”Vªh; i’sa ku i.z kkyh U;kl dh vksj l s ,slh dkbs Z Hkh fof/kd dkjoZ kb Z dju s d s fy; s izkf/kd`r g S tk s jk”Vªh; i’sa ku i.z kkyh U;kl ds fuo’s kk sa
,o a C;kt vk; dh lqj{kk d s fy;s vko’;d g S vkSj nkok saa d s iHzkkoi.w k Z fu”iknu d s fy;s jk”Vªh; i’as ku i.z kkyh U;kl d s fn’kkfuns’Z kk as d s vuqlkj jk”Vªh; i’sa ku
i.z kkyh U;kl dh vksj l s ,Mokds Vs ] lykgdkj ;k vU; ifzrfuf/k;k as dk s fu;Dq r dj ldrh gAS ;fn jk”Vªh; i’sa ku i.z kkyh U;kl i’sa ku fuf/k dk s ifzrHkfwr;k sa
;k fuo’s kk sa d s lca /ak e saa fdlh yus nus dk Hkkj yus s d s fy; s dgrk g S ftle as dkbs Z Hkxq rku djuk gk s ;k i’as ku fuf/k dk s fdlh :i e sa jkf’k dk Hkxq rku dju s
;k n;s rk lHakkyu s d s fy; s dgk tkrk g S rk s jk”Vªh; i’sa ku i.z kkyh U;kl i{kk sa }kjk vkil e sa lgeR; vk/kkj ij i’as ku fuf/k dk s {kfrifwr Z djxs kA gkykfad]
i’sa ku fuf/k dk s ml fLFkfr e sa dkbs Z {kfrifwr Z ugh a dh tk,xh ;fn i’as ku fuf/k dh fdlh vlQyrk] vde.Z ;rk] nsjh] xyrh] Hkyw d s dkj.k Hkxq rku fd;k
tkuk gkAs
34- jk”Vªh; i’sa ku i.z kkyh U;kl i’sa ku fuf/k dk s fuf/k icz /aku ;k fdlh lEc) dk; Z d s fy;]s i’as ku fuf/k ds e[q ; dk;kaZs d s vfrfjDr] ftUg sa ikzf/kdj.k]
jk”Vªh; i’sa ku i.z kkyh U;kl }kjk le;≤ ij fu/kkfZjr fd;k x;k gk]s Lora= fof/kd vkSj@;k dj lykgdkj rFkk fdlh vU; lykgdkj dh lsok, a yus s
d s fy; s izkf/kd`r dj ldrk gAS
fdUr q jk”Vªh; i’sa ku i.z kkyh U;kl le;≤ ij bl O;; dh lhek fu/kkfZjr dj ldrk gS ftls mu ckg;~ lykgdkjk sa dh los kvk as ij O;; fd;k tk
ldrk gAS
35- i’sa ku fuf/k }kjk vuqjk/sk dju s ij] jk”Vªh; i’sa ku i.z kkyh U;kl ml s ,slh e[q rkjh] e[q rkjukek ;k vU; fy[kr as n s ldrk gS tks i’as ku fuf/k ;k mld s
mi&,tVsa dh fu”ikndrk] dk s bl djkj d s rgr mud s mÙkjnkf;Rok as ;k cdSa [kkr s d s ifjpkyu ds fy; s vko’;d gkAas
36- ffffggggrrrrkkkk sasa sasa ddddkkkk VVVVddddjjjjkkkkoooo& i’sa ku fuf/k dk s dk; Z vkjHaaak dju s l s iwo Z mu fgrk as d s Vdjko dh igpku vkSj Li”V dj nus k pkfg, tk s mB s gk as ;k mB ldr s gkAsa
o s i’sa ku fuf/k l s gh ;k i’sa ku fuf/k }kjk fu;Dq r lsok inz krkvk as dh los kvk as l s lca fa/kr gk s ldr s gASa i’sa ku fuf/k dkbs Z dkjoZ kb Z ‘k:q dju s l s igy s jk”Vªh;
i’sa ku i.z kkyh U;kl dk s rqjar lfwpr djxs h fd mu fgrk sa e as Vdjkok as dk s fdl idz kj fuiVk;k tk ldrk gAS
37- i’sa ku fuf/k lfquf’pr djxs h fd fuo’s kk]sa fuiVku vkSj cgh&y[s ku] forj.k vkSj fcØh] ;fn gk]s d s fy; s mÙkjnk;h depZ kfj;k sa d s chp gj le; iF` kdrk
cuh jgAs i’sa ku fuf/k lfquf’pr djxs h fd izk;kts d vkSj i’sa ku fuf/k d s fuo’s kk as d s chp gj le; mfpr Qk;joky gkAs mi;DZq r d s ckotnw ] jk”Vªh; i’sa ku
i.z kkyh U;kl ;k izkf/kdj.k dk s mu enq n~ k sa ;k@fgr Vdjko d s fo”k;k as dk s ‘kh?k z nwj dju s d s fy;]s i’as ku fuf/k dk s fuo’s kk as dk s fdlh izdkj dkbs Z {kfr fd; s
fcuk] fun’s k nus s dk i.w kZ vf/kdkj gkxs kA
38- i’sa ku fuf/k ckg~; O;oLFkkvk]sa ;fn dkbs Z gk]sa d s ckj s e as jk”Vªh; i’as ku i.z kkyh U;kl dk s lfwpr djxs h] c’kr sZ i’sa ku fuf/k d s e[q ; dk; Z fdlh ckg;~ fudk;
dk s fdlh Hkh :i esa ugh a fn; s tk,axAs i’sa ku fuf/k ckg;~ fudk; dk s lkSai s fdlh dk; Z ds mÙkjnkf;Ro l s Lo; a dk s vyx ugh a dj ldsxh vkSj og mld s
fy; s mÙkjnk;h gkxs hA
39- i’sa ku fuf/k lfquf’pr djxs h fd lHkh vfHky[s k] vkda M +s ;k dkbs Z vU; lxa r lkexzh jk”Vªh; i’sa ku i.z kkyh U;kl ;k izkf/kdj.k d s ifzrfuf/k;k sa dk s
vko’;d i;Zo{s k.k ¼LFky ij ,o a LFkysrj nkus k sa ij½ ,o a vfHky[s kk as d s fujh{k.k d s fy; s dHkh Hkh miyC/k djk, tk ldAas
40- xxxxkkkkiissiiss uuuuhhhh;;;;rrrrkkkk& dkuuw ;k fofu;e }kjk ;Fkk vi{s kk dk s NkMs d+ j] i’as ku fuf/k fdlh Hkh O;fDr dk s iRz;{k ;k ijk{s k :i l]s ;k nwlj s i{k dh iwo Z fyf[kr
lgefr d s fcuk dkbs Z lpw uk bLres ky ;k idz V dju s dh vueq fr ugh a nxs h vkSj iRz;ds i{k dks og lc lpw uk xkis uh; j[kuh pkfg,] flok; tk s
lkotZ fud :i l s miyC/k gkAs xkis uh;rk ml vU; lpw uk d s fy; s Hkh gkxs h tks vU; e/;ofr;Z k as }kjk tSl s U;klh cdSa ] lca fa/kr dUsnzh; vfHky[s kkiky
vfHkdj.k] jk”Vªh; i’sa ku i.z kkyh l s ias’ku fuf/k dk s nh tkrh gAS i’as ku fuf/k bl /kkjk dk s iHzkkoh dju s d s fy; s ,d vyx ^xkis uh;rk djkj^ Hkh djxs hA
i’sa ku fuf/k ij ;g ck/;rk ;g ita hdj.k iez k.k i= fujLr@dkykrhr gkus s d s ckn nl o”k Z rd jgxs hA¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 39
41- jk”Vªh; i’sa ku i.z kkyh U;kl ;k izkf/kdj.k lpw uk] i=kpkj vkSj nLrkots k]as rF;k]as vkda M+k sa rFkk i’sa ku fuf/k }kjk miyC/k n;s k]sa dk i;z kxs vius fdlh
i;z kts u d s fy;]s ftl s og mi;Dq r le>]s dj ldrk gAS vfHknkrkvkas dks dkbs Z Hkh lca af/kr lpw uk fo’k”sk dj ,u,oh eYw ; vkjS Ldhek as d s rgr ikVs ZQkfsy;k s
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iwjh lko/kkuh vkSj deBZ rk l s viuh M;~ Vw h ugh a djrk g S ;k djkj d s rgr fn; s fdlh ifzrons u] okjVa h ;k gyQuke s dh vun[s kh djrk gS] ftll s fuf/k
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vkda M +s ;k lpw uk lk{; d s fy; s ;k fdlh vU; i;z kts u d s fy;]s flok; tk s dkuuw d s rgr ;Fkk vifs{kr gk]s izLrqr ugh a djsxh@nxs hA mu
vfHky[s kk@sa vkda M+k@sa lpw uk dh i.w k Z xkis uh;rk cuk; s j[ku s vkSj ikzf/kdj.k }kjk ekxa fd; s tkus ij mUg sa izLrqr djuk i’sa ku fuf/k dk mÙkjnkf;Ro vkSj
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[foKkiu&III@4@vlk-@203@15 ¼52½]40 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
NOTIFICATION
New Delhi, the 14th May, 2015
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY (PENSION FUND)
REGULATIONS, 2015
No. PFRDA/12/RGL/139/9.—In exercise of the powers conferred by sub-section (1) of section 52 read with
clauses (e) (m), (n), (o) and (p) of sub-Section (2) thereof of the Pension Fund Regulatory and Development Authority
Act, 2013 (23 of 2013), the Pension Fund Regulatory and Development Authority hereby makes the following
regulations, namely:—
CHAPTER I
PRELIMINARY
1. Short title and commencement.— (1) These regulations may be called the Pension Fund Regulatory and
Development Authority (Pension Fund) Regulations, 2015.
The Objective of the Regulations to standardize the framework for monitoring, supervision and internal control for
Pension Funds to enable them to establish high standards for internal control and operational conduct, with the aim of
protecting the subscribers and ensuring proper management of risk.
(2) They shall come into force on the date of their publication in the Official Gazette.
2. Definitions.— (1) In these regulations, unless the context otherwise requires,—
(a) “Act” means the Pension Fund Regulatory and Development Authority Act, 2013 (23 of 2013);
(b) Business Day: means all days excluding weekly holidays (Saturday and Sunday) and such other days on
which the designated Branch of the Trustee Bank is closed under the Negotiable Instruments Act, 1881
(26 of 1881) or a day on which the principal stock exchange as well as the debt market with reference to
which the valuation of securities under the scheme is done is closed for business.
(c) “compliance officer” means a person of responsibility from the pension fund; designated as such and
charged with the responsibility of monitoring compliance by it of the provisions of the Act or the rules
or the regulations made or notifications, guidelines, circulars or instructions issued by the Authority
thereunder;
(d) “financial year” means the period from the 1st day of April of a year to the 31st day of March of the
following year;
(e) “National Pension System Trust” means the Board of Trustees who hold the assets of subscribers for
their benefit;
(f) “principal officer” means any person who is responsible for the activities of a pension fund and includes,-
(i) any whole-time director, executive director, managing director or Chief Executive Officer or
Chief Financial Officer, in the case of a body corporate;
(ii) any person designated as a principal officer by the board of directors; and
(iii) any key managerial personnel or any person in accordance with whose directions or
instructions the board of directors or any one or more of the directors is or are accustomed to
act as such;
(g) “tangible net worth” would comprise of paid-up capital plus free reserves including share premium but
excluding revaluation reserves, plus investment fluctuation reserve and credit balance in profit & loss
account, less debit balance in profit and loss account, accumulated losses and intangible assets.
(2) Words and expressions used and not defined in these regulations but defined in the Act shall have the meanings
respectively assigned to them in the Act.
CHAPTER II
REGISTRATION OF PENSION FUND
3. Certificate of registration.— (1) The Authority shall register and grant a certificate of registration to pension funds
[in the format specified under Schedule I] for managing the assets of the pension schemes regulated by the Authority.
(2) There shall be a choice of multiple pension funds.
(3) The number of pension funds shall be determined by the Authority, which, may in public interest, vary the number
of pension funds from time to time:¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 41
Provided that at least one of the pension funds shall be a Government company.
Explanation.—for the purposes of this sub-section, the expression “Government company” shall have the meaning
assigned to it under section 617 of the Companies Act, 1956 (1 of 1956).
(4) No pension fund shall commence any activity relating to a National Pension System or any other pension scheme
referred to in clause (b) of sub-section (1) of section 12 of the Act, except under and in accordance with the conditions of
the certificate of registration granted by the Authority in conformity with the provisions of the Act and the regulations
made thereunder.
(5) Any pension fund, which has been appointed to act as such by or under any selection process initiated by interim
Pension Fund Regulatory and Development Authority, subject to payment of such fee as may be specified by the
Authority for transitory period, continue to do so for a period of six months from the notification of these regulations or,
until the selection of the pension funds under a fresh selection process specified under regulation 4.
4. Application for registration and application fee.— (1) As and when applications are invited by the Authority for
grant of certificate of registration to a pension fund, an entity which fulfills the eligibility conditions, under these
regulations and the selection process, to act as a sponsor of such pension funds may make an application, accompanied
by a non-refundable application fee as specified in Part A of the Schedule II and the manner of payment of such fee
specified in Part B thereof.
(2) The joint ventures between the sponsors, may also apply provided the joint venture falls or will fall under the
jurisdiction of one of the financial sector regulators. The joint venture shall at least be at the memorandum of
understanding execution stage and the joint venture should be finalized within one month from the date of appointment
of sponsor.
(3) The Authority may also provide for such additional terms and conditions, which may be deemed necessary, in the
selection process and the sponsors shall satisfy such additional terms and conditions.
5. Application to conform to requirements.— (1) Any application under regulation 4 shall be liable to be rejected,
interalia on the following grounds :-
(a) is not complete in all respects and does not contain such information as required by the Authority;
(b) does not conform to the relevant requirements specified in the Act or the regulations;
(c) does not contain such additional information as required by the Authority;
(d) is incorrect, false or misleading in nature;
(e) the applicant is not in compliance with the minimum eligibility requirements as set out under these regulations
and the selection process on the date of the application;
(f) in the opinion of the Authority is not in the interest of public or subscribers or the orderly development of
pension sector or National Pension System or any other pension scheme regulated by the Authority.
(2) Before rejecting an application on the grounds referred to in sub-regulation (1), the Authority may give an
opportunity to the applicant to make good the deficiencies within the time specified by the Authority, for the purpose:
Provided that where an application is rejected for the reason that it contains false or misleading information, no such
opportunity shall be given and the applicant shall not make any application for grant of certificate of registration,
under these regulations or any other regulations under the Act, for a period of at least one year from the date of such
rejection.
6. Furnishing of information or clarification and disclosure of information.— (1) The Authority may require the
applicant to furnish any further information or clarification, for the purpose of disposal of the application, and,
thereafter, in regard to any matter as may be deemed necessary by the Authority.
(2) The applicant shall furnish such information and clarification to the satisfaction of the Authority within the time
specified in this regard by the Authority including by way of making a presentation to the Authority.
(3) The Authority, having regard to the interest of the subscribers may make disclosure to the public, the information on
the application made by the applicant by placing such information on a website as specified by the Authority, including a
website maintained by the applicant.
(4) Any material change in the information furnished or placed on the website pursuant to these regulations shall be
intimated to the Authority by the applicant promptly but not later than fifteen days of the occurrence of such change.
7. Verification of information.— (1) While considering the application for certificate of registration, based on the
information furnished by the applicant and its eligibility, the Authority may, if it so desires, verify the information in any42 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
manner it deems necessary, which may include physical verification of documents, office space, and inspect the
availability of office space, infrastructure, and technological support which the applicant is required to have.
(2) For the purpose of verification of information, the Authority may appoint any person including any of its officers or
an external auditor.
8. Eligibility criteria.— (1) Any applicant satisfying the following minimum eligibility criteria may submit its
application to act as a sponsor of a pension fund:-
(a) the sponsor of a pension fund shall have at least five years’ experience of fund management (equity as well as
debt market);
(b) the sponsor of a pension fund shall be an entity engaged in financial business activity, and regulated by any of
the financial sector regulators in the country including the Reserve Bank of India, the Securities and Exchange
Board of India, Insurance Regulatory and Development Authority and the Authority;
(c) the sponsors, individually or jointly, shall have a positive tangible net worth of at least twenty-five crore rupees
on the last day of each of the preceding five financial years;
(d) the sponsor shall have profits after tax in at least three of the preceding five financial years and further that
there shall be no cash loss in the last preceding five years;
(e) the sponsor shall be required to incorporate the pension fund as a separate limited company under the
Companies Act, 2013 and it shall have the capacity to induct capital so that that the pension fund shall have a
minimum positive tangible net worth of twenty-five crore rupees or such other higher amount as stipulated by
the Authority in the selection process.
(f) the aggregate holding of equity shares by a foreign company either by itself or through its subsidiary companies
or its nominees or by an individual or by an association of persons whether registered or not under any law of a
country outside India taken in aggregate in the pension fund shall not exceed twenty-six per cent of the paid-up
capital of such fund or such percentage as may be approved for an Indian Insurance Company under the
provisions of the Insurance Act, 1938 (4 of 1938 ),whichever is higher;
(g) the sponsor shall ensure that the pension fund shall have the ability to provide minimum assured return scheme
through market based mechanism which may include guarantee to be purchased by the subscriber;
(h) the sponsor has contributed or contributes at least twenty per cent to the tangible net worth of the pension fund.
An entity, which contributes twenty per cent or more of the paid up capital of the pension fund, shall be required
to fulfill eligibility criteria for a sponsor specified in these regulations;
(i) the sponsor of a pension fund or the pension fund itself shall not hold any equity stake in any other pension
fund regulated by the Authority;
(j) the sponsor of a pension fund or the pension fund shall at no time either directly or indirectly hold more than
twenty-six per cent of the equity stake in central recordkeeping agency or custodian or the Trustee Bank;
(2) Every applicant shall mandatorily meet the minimum eligibility criteria as specified in sub-regulation (1).
(3) For the purpose of the grant of a certificate of registration, the Authority shall take into account any or all matters
which are relevant to the activities of sponsor or pension fund as also all matters which it deems relevant to the pension
sector and the National Pension System or any other pension scheme regulated by the Authority, including but not
limited to the following:-
(a) the sponsor shall be required to provide the pension fund with adequate and necessary infrastructure, dedicated
manpower, systems and procedures, information technology and information security systems with capabilities to
adapt to future changes or any other requirement as may be specified by the Authority;
(b) at least fifty percent of the directors of the pension fund shall have adequate professional experience in finance and
financial services related field;
(c) the pension fund shall ensure that the key personnel viz. the Chief Executive Officer, Chief Investment Officer, Fund
Manager, Operations Manager, compliance officer or other positions, as may be notified by the Authority, from time
to time have the adequate professional experience in the requisite field;
(d) the board of directors of such pension fund has at least fifty per cent independent directors;
(e) the sponsor and pension fund is a ‘fit and proper person’ as specified in Schedule II;
(f) the principal officer of the pension fund or sponsors have not been found guilty of moral turpitude or convicted of
economic offence or violation of securities laws or any adverse order has been passed by any of the other financial
sector regulators or court of law or tribunal;¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 43
(g) whether the sponsor or any of its associates have in the past been refused certificate of registration by any of the
financial sector regulators in India including, the Reserve Bank of India, the Securities and Exchange Board of India,
the Insurance Regulatory and Development Authority and the Pension Fund Regulatory and Development Authority
and if so, the ground for such refusal;
(h) whether the sponsor or any of its principal officers have in the past five years been convicted or imposed with
penalties by any of the financial regulators [referred to in clause (g)] or by a court of law or tribunal, on the matters
concerning violation of regulations, directions, guidelines and circulars of the regulator;
(i) grant of certificate of registration is in the interest of the subscribers;
(j) any other criteria as may be specified by the Authority while inviting applications for registration.
(4) If any entity does not fulfill one or more of the criteria specified in sub-regulation (3), it may seek an exemption from
the Authority, by making an application citing reasons therefor.
(5) Nothing in these regulations, shall, confer the applicant any right to be granted any exemption sought for.
(6) The Authority may in public interest and for reasons to be recorded in writing, grant such exemption. The Authority
may in such circumstances impose such additional conditions as it may deem fit for grant of certificate of registration.
(7) The decision of the Authority, as to whether any applicant satisfies the eligibility criteria shall be final;
(8) Mere submission of the application or satisfaction of eligibility criteria shall not confer the applicant any vested right
to seek a certificate of registration for the pension fund.
9. Procedure for grant of certificate of registration and registration fee.— (1) The applications received in response
to the Authority’s invitation under the selection process for registration of the pension fund will be evaluated in
accordance with the criteria specified in these regulations and the selection process, at the time of inviting such
applications.
(2) The best value proposal shall be given an offer to accept the investment management fees as determined under
regulation 20.
(3) After receiving the acceptance of offer given under sub-regulation (2), the Authority may, subject to such terms and
conditions as it may specify, permit the Applicant to set up a pension fund and on receipt of the non-refundable
registration fee as specified in Part A of Schedule III in the manner specified in Part B (explanations) thereof, may
grant a certificate of registration to the pension fund in the format as specified in Schedule I.
10. Documentation with intermediaries. - (1) before commencement of operations, the pension fund shall interalia
execute the following agreements:-
(a) Investment Management Agreement with the National Pension System Trust as specified in Schedule XI;
(b) Non-disclosure agreement with the National Pension System Trust;
(c) agreements with other intermediaries under the National Pension System as may be specified by the Authority
like the central recordkeeping agency, Trustee Bank (under Schedule VIII) and custodian (under Schedule IX) or
any other intermediary as specified therein;
(d) Any other agreement as may be specified by the Authority.
(2) In case of any divergence between the intermediaries on the interpretation of the agreements, the same shall be
forwarded for such determination by the Authority, whose decision shall be final.
(3) The pension fund shall obtain necessary approvals from other sectoral regulators under applicable Acts or laws and
shall comply with the documentation requirements of the other intermediaries with regard to opening of accounts,
authorizing signatories, obtaining digital signatures, providing connectivity, software installation and other like matters
so that it suffers no disability under law or otherwise to act as pension fund.
11. Commencement of business. - (1) Upon completion of documentation by the pension fund and other related
formalities for undertaking its operations for which it has been granted certificate of registration, the pension fund shall
seek issuance of “certificate for commencement of business” from the Authority.
(2) At the time of seeking the certificate of commencement of business, the sponsor or pension fund shall represent and
warrant that it has the necessary approvals and permission to act as pension fund and suffers from no disability in law or
otherwise to act as such.
(3) The Authority upon being satisfied that the pension fund is fully equipped to commence its operations for managing
the scheme assets, may issue “certificate for commencement of business” to the pension fund in the format specified in
Schedule IV pursuant to which the pension fund can operationalize the business.44 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
(4) A pension fund granted a certificate of registration shall commence its operations within a period of six months from
the date of registration. Any extension in the time limit for such operationalizing shall be permitted by the Authority for a
maximum period of six months for reasons to be recorded in writing.
12. Terms and conditions of registration. — The certificate of registration granted to the pension fund shall be subject
to the following conditions, namely:-
(a) the sponsor and pension fund shall fulfill and comply at all times the eligibility requirements as specified under
the Act, the rules and these regulations and all representations, warranties, information, disclosures, reports,
documents or statements relating to the registration as pension fund are true, complete, accurate and correct in all
respects and do not contain any untrue or misleading statement of any material fact or do not omit to state any
material fact. The sponsor or pension fund shall inform the Authority of any material change in the information or
particulars previously furnished, which have a bearing on its certificate of registration;
(b) the sponsor and pension fund have taken all necessary actions and steps to accept the registration as pension
fund for managing the pension schemes regulated by the Authority and bind themselves for the due performance of
their obligations;
(c) The pension fund shall maintain tangible net worth of Rs. 25 crores or higher as specified by the Authority from
time to time.
(d) the sponsor and pension fund shall ensure that the pension schemes are not operated, managed nor the portfolio
of securities selected, in the interest of sponsor, the directors of the pension fund or associated persons or to benefit a
special class of subscribers and shall avoid conflict of interest in managing the affairs of the pension schemes and
keep the interest of subscribers paramount in all matters; the pension fund shall take adequate steps and exercise
prudence and due diligence to ensure that the interest of subscribers is not being compromised in any manner;
(e) the pension fund executes such agreements with the parties as directed by the Authority or as specified under
these regulations and shall comply with the terms of the agreements so executed;
(f) the pension fund shall maintain confidentiality with respect to all transactions, records, data and information
received while discharging its obligations and shall not, without the prior permission of Authority, produce or share
such data or information as evidence or for any other purpose except as required under the process of law or as
directed by the Authority or the National Pension System Trust;
(g) the sponsor and pension fund shall comply with the provisions of the Act, the rules and the regulation or
guidelines, directions/ notifications or circulars issued by the Authority at all times including during the period of
suspension of the certificate of registration as also during the transitory phase of transfer of assets or documents till
completion of all actions as specified under regulation 34;
(h) the pension fund shall ensure the dissemination to Authority, National Pension System Trust, subscriber and
intermediaries of adequate, accurate, explicit and timely information presented in a fairly simple language about the
investment policies, investment objectives, financial position and general affairs of the pension schemes they are
managing. The pension fund shall communicate requisite information to the subscribers including as specified in
Schedule V in the format and periodicity as may be required by the Authority from time to time;
(i) the sponsor shall periodically review the desirability or continuance of the pension fund. If substantial
irregularities are observed in any of the pension schemes, sponsor shall immediately report to the Authority of any
special developments in the pension fund;
(j) in case of any major change in management or ownership or shareholding pattern or any change in controlling
interest of sponsor of the pension fund, prior approval shall be obtained from the Authority. Any change in the key
personnel shall be intimated to the Authority within fifteen days of the occurrence of change;
(k) the sponsor and pension fund shall comply with the ‘code of conduct’ notified by the Authority from time to time
and specified in Schedule VI;
(l)The pension fund shall not delegate any core function to any third party. Delegation of any other function shall be
done only with the prior approval of the Authority.
(m) the pension fund shall not engage in any other business activity except those relating to pension schemes or
funds regulated by the Authority.
13. Annual Fee .— Every pension fund shall deposit with the Authority before the 15thof April each year or within 15
days of grant of certificate of registration an annual fee as specified in Schedule III or as amended by the Authority from
time to time.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 45
CHAPTER III
SCHEMES, VALUATION, ACCOUNTING, INCOME RECOGNITION
14. Schemes and investment guidelines .- (1) The pension fund shall manage schemes as notified by the Authority on
such terms and conditions and in accordance with such norms of management of corpus of pension fund, including
investment guidelines as approved by the Authority from time to time.
(2) No pension fund shall, directly or indirectly invest outside India, the funds of subscribers.
(3) There shall not be any implicit or explicit assurance of benefits except under market based guarantees mechanism to
be purchased by the subscriber.
(4) The subscriber, seeking minimum assured returns, shall have an option to invest his funds in such schemes providing
minimum assured returns as may be notified by the Authority;
(5) The pension fund shall provide the subscriber an option of investing upto one hundred per cent of his funds in the
Government securities.
15. Valuation of scheme assets.-The securities held in the name of National Pension System Trust and managed by the
pension funds under the pension schemes regulated by the Authority shall be valued in accordance with the guidelines
issued by the Authority from time to time.
16. Non-performing assets, recognition, classification and provisioning.-(1) In respect of non-performing assets,
income recognition, classification and provisioning should be in compliance with the guidelines issued by the Authority
from time to time.
(2) The National Pension System Trust shall monitor the trends and identify slippages of performing assets and income
recognition, classification, provisioning and recovery of non-performing assets under report to the Authority.
17. Books of accounts and records .- (1) The pension fund shall maintain books and records about the operation of
pension schemes to ensure compliance with the provisions of the Income-tax Act, the Companies Actor under any other
Act in force and in such manner as may be required or called for by the Authority .
(2) Every pension fund shall keep and maintain proper books of accounts, records and documents, for each scheme so as
to give a true and fair view of the state of affairs of the scheme and shall intimate to the Authority and National Pension
System Trust the place where such books of account, records and documents are maintained, if not maintained at the
registered office of the pension fund. Pension fund is solely responsible for the maintenance and correctness of books of
accounts, records and documents.
(3) The pension fund shall follow the accounting policies as may be specified by the Authority from time to time.
18. Net asset value for schemes. - (1) The initial price of each unit for every scheme shall be ten rupees.
(2) The pension fund shall compute the net asset value of each scheme by dividing the net assets (to be derived by
subtracting allowable charges approved by the Authority from the value of assets) of the scheme by the number of units
outstanding on the valuation date of each scheme.
(3) The net asset value of units for each Scheme shall be calculated and declared on each “Business Day”.
19. Annual Report and Auditors Report.- (1) A pension fund shall prepare an annual report in respect of each
financial year as detailed in Schedule VII so as to provide appropriate details of the scheme-wise disposition of the
assets at the relevant accounting date and the performance during that period, together with information regarding
distribution and accumulation of income accruing to the subscribers in a true and fair manner, in compliance with these
regulations or guidelines issued by the Authority from time to time.
(2) The pension fund shall be required to get the accounts of its schemes audited in the manner specified by the Authority
and the audit report shall form a part of the annual report. The auditor shall report to the National Pension System Trust.
(3) Every pension fund shall within sixty days from the date of closure of each financial year forward to the National
Pension System Trust a copy of the audited annual report and other information including details of investments and
deposits held by it so that its entire scheme-wise portfolio is disclosed to the National Pension System Trust.
(4) The financial statement of the schemes should be approved at a meeting of the board of directors of the pension fund
and forwarded to the National Pension System Trust for approval. The Board of Trustees of the National Pension System
Trust shall, approve and counter sign the financial statement of the schemes of the pension fund, after it is approved and
signed by the board of directors of the pension fund. The financial statement of the Scheme shall be submitted to the
Authority within ninety days from the date of closure of each financial year.46 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
(5) Every balance sheet and revenue account of schemes shall be in conformity with the Accounting Standards as notified
under Companies Act, from time to time except AS 3 (Cash Flow Statement) and AS 17 (Segmental Reporting) to the
extent applicable to pension schemes and not inconsistent with these regulations.
(6) The annual report and portfolio details of each scheme shall be prominently placed on the website of the respective
pension funds by the pension fund after approval by the National Pension System Trust within ninety days from the date
of closure of each financial year.
(7) The scheme wise annual report or an abridged summary thereof shall be provided by the pension fund to the central
recordkeeping agency for onward transmission to subscribers. The report provided in the abridged summary to all
subscribers shall carry a note that full annual report shall be available on the website of pension fund and the link of the
same, where the full report is placed, shall be specified.
(8) The annual report shall be available for inspection at the Head Office of the pension fund and a copy thereof shall be
made available to any subscriber on payment of such nominal fee of two hundred rupees or such other fee as may be
specified by the Authority.
(9) The pension fund shall within one month from the close of each half year that is 31st March and 30th September of a
year, disclose its scheme wise unaudited financial statements along with statement of scheme portfolio on its web site.
(10) The half-yearly unaudited report referred in sub-regulation (9) shall contain details as specified by the Authority or
the National Pension System Trust from time to time and such other details which are necessary for the purpose of
providing a true and fair view of the operations of scheme.
20. Investment management fee.- (1) In consideration for the services provided, the pension fund shall be entitled to
charge an investment management fee from the subscriber.
(2) The rate and manner of charging the investment management fee shall be determined in accordance with the
procedure as may be laid down by the Authority from time to time and shall be subject to such revision as deemed
necessary in subscribers interest and for orderly growth of the pension sector.
(3) The investment management fee is to be calculated on the assets under management on a daily accrual basis and-paid
to the pension fund at the end of every quarter of a year.
(4) The investment management fee is inclusive of brokerage but exclusive of custodian fee and applicable taxes. All
other costs shall be borne by the pension fund and shall not be reimbursed or charged to the scheme by the pension fund.
(5) The pension fund shall load their charges (investment management fees) onto the net asset value on daily basis and
the accrued charges (income) will be collected by them at the end of each quarter, from the scheme bank accounts
maintained with Trustee Bank after approval of the National Pension System Trust.
CHAPTER IV
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF PENSION FUND
21. Code of conduct.-Every sponsor or pension fund shall abide by the code of conduct as set out in the Schedule VI.
22. Duties and functions of pension fund.- (1) The management of pensions schemes shall be carried in accordance
with the objects of the schemes, provisions of the Act, Trust Deed, rules, regulations, guidelines and circulars issued by
the Authority from time to time and within the time lines as specified by the Authority or the National Pension System
Trust.
(2) The day-to-day management of the pension funds shall be done by the pension fund on behalf of the National Pension
System Trust.
(3) The pension fund shall, at all times render high standards of service, exercise reasonable care, prudence, professional
skill, promptness, diligence and vigilance while discharging its duties in the best interests of the subscribers. The pension
funds shall avoid speculative investments or transactions.
(4)The pension fund shall employ well qualified professionals or staff with high integrity. The pension fund shall be
responsible for the acts of commissions or omissions by its employees or authorised persons whose services have been
procured and its liability for such acts of commissions or omissions. This liability shall survive despite the cancellation or
suspension or withdrawal of certificate of registration or supersession of management by the Authority.
(5) The pension fund shall facilitate and co-ordinate with other intermediaries and other entities interalia through
agreements, technological platforms for undertaking its functional obligations;
(6) The pension fund shall maintain books of accounts, records, registers and documents relating to the operations of the
pension schemes to ensure compliance with the regulations, guidelines, circulars issued by the Authority from time to
time, and facilitate audit trail of transactions and business continuity at all times.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 47
(7) The pension fund shall submit periodical and compliance reports as required under these regulations, guidelines or
circulars, or as may be called for by the Authority, or as required by the National Pension System Trust from time to
time.
(8) The pension fund shall undertake public disclosure of information for the benefit of subscribers in the mode and
manner as may be specified by the Authority in Schedule V.
(9) The pension fund shall adopt best governance practices for investments and risk management viz. constitution of
Investment Committee and Risk Committee, its composition, functions, policy contents and other like matters as
specified in Schedule X.
(10) The pension fund shall prevent conflict of interests that may arise while discharging the obligations as a pension
fund and reporting of such instances to the National Pension System Trust.
(11) The pension fund shall ensure exclusivity and segregation of pension fund business activities from its sponsors.
(12) The pension fund shall ensure confidentiality with respect to subscribers information and activities relating to the
pension fund and protection of all information within its control except as required by the Authority or the National
Pension System Trust or provisions of any law.
(13) The pension fund shall provide such representations and warranties as may be necessary for the protection of
subscribers’ interest on behalf of the National Pension System Trust.
(14) The pension fund shall pay fees, charges, levies and security deposit as may be required by the Authority.
(15) The pension fund shall be subject to review of its operations and performance by the National Pension System Trust.
(16) The pension fund shall be subject to audit of pension schemes by the National Pension System Trust.
(17) The pension fund shall be subject to other audit and inspection by the Authority.
23. Monitoring, review and evaluating systems and controls. - (1) every pension fund shall have adequate
mechanisms for reviewing, monitoring and evaluating the controls, systems, procedures and safeguards.
(2) The National Pension System Trust shall be the nodal agency for monitoring, reviewing and evaluation of the
pension fund operations or performance.
24. Appointment of compliance officer.- (1) Every pension fund shall appoint a compliance officer from amongst the
senior management level officers, who shall be responsible for monitoring the compliance by it of the provisions of the
Act, the rules or the regulations made or notifications, guidelines or instructions issued by the Authority.
(2) The compliance officer shall immediately and independently report, any non-compliance observed by him or
her, to the Authority or the National Pension System Trust .
25. Information to Authority or National Pension System Trust.- (1) The Authority or the National Pension System
Trust may, at any time, call for any information from a pension fund with respect to any matter relating to its activity as a
pension fund.
(2) Where any information is called for by the Authority or National Pension System Trust under sub-regulation
(1), it shall be the duty of the pension fund to furnish such information within such period as the Authority or the
National Pension System Trust may specify.
CHAPTER V
INSPECTION AND AUDIT
26. Inspection and audit.- (1) The Authority may, if it considers necessary at any time, undertake directly or
through its authorized representative, or an auditor, an inspection and audit of the books, accounts, records including
the telephone records and electronic records and documents of the pension fund for any purpose, including the
purposes as specified under this regulation.
(2) The purposes referred to in sub-regulation (1) may include,-
(a) to ascertain the infrastructural capabilities, systems and procedures;
(b) to ensure that proper books of account, records and documents are maintained;
(c) to ascertain whether adequate internal control systems, procedures and safeguards have been established and
are being followed by the pension fund;48 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
(d) to ascertain whether the provisions of the Act or the regulations made or circulars, guidelines or
notifications issued by the Authority are being complied with;
(e) to inquire into the complaints received from subscribers, nodal offices, intermediaries or any other person on
any matter having a bearing on the activities assigned by the Authority to the pension fund;
(f) to inquire suomotu into any other matter in the interest of subscriber or pension system.
(3) The Authority may,-
(a) appoint one or more authorized representatives or, appoint a qualified auditor to undertake the inspection or audit
referred to in sub-regulation (1);
Explanation.- For the purposes of this sub-regulation, the expression “qualified auditor” shall have the meaning derived
from section 226 of the Companies Act, 1956 (1 of 1956).
(b) appoint a qualified valuer or direct a qualified valuer to be appointed by the National Pension System Trust, if so
considered necessary by the Authority and the expenses for carrying out any valuation under this clause shall be borne by
the pension fund.
27. Notice before inspection or audit.-(1) Before undertaking an inspection or audit under regulation 26, the Authority
or its authorized representative or the auditor shall give ten working days’ notice to the pension fund:
Provided that no notice shall be required if the Authority is satisfied that an inspection or audit is for immediate safe
guarding of the interest of the subscribers.
(2) During the course of an inspection or audit, the pension fund, against which the inspection or audit is being
carried out, shall be bound to discharge its obligations as provided in these regulations.
28 . Obligations on inspection and audit.- (1) It shall be the duty of the pension fund, the affairs of which is being
inspected or audited, and of every director, officer and employee thereof, to produce to the Authority, or its authorized
representative or auditor, such books, accounts, records and other documents in its custody or control and furnish to the
Authority or its authorized representative or the auditor with such statements and information relating to its activities
entrusted to it by the Authority, as it or he may require, within such reasonable time may be specified.
(2) The pension fund shall allow the Authority or its authorized representative or the auditor to have a reasonable
access to the premises occupied by it or by any other person on its behalf and also extend reasonable facility for
examining any books, records, documents and computer data in the possession of the pension fund or such other
person and also provide copies of documents or other materials which in the opinion of the Authority or its authorized
representative or auditor are relevant for the purpose of the inspection or audit.
(3) It shall be the duty of the pension fund to give to the Authority, or its authorized representative or auditor all
assistance in connection with the inspection and audit which the Authority or its authorized representative, National
Pension System Trust or its authorized representative or auditor may reasonably require in connection with the
inspection or audit.
29. Procedure of audit (internal and scheme).- The manner in which the audit of the pension fund shall be conducted
for internal audit scheme audit and other audits as may be, be specified by the Authority from time to time.
30 Submission of report.-(1) On completion of the inspection or audit, a report shall be submitted to the Authority,
which after consideration of the report, may take such action as it may deem fit and appropriate in the interest of the
subscribers.
(2) The Authority may suomotu or after consideration of the inspection or audit report, as the case may be, order an
investigation or inquiry to be conducted in the matter.
31. Payment of inspection and audit fees.-The Authority shall be entitled to recover from the pension fund such
expenses incurred by it for the purposes of inspection or audit undertaken directly or through its authorized
representative under sub-regulation (1) of regulation 26.
32. Inspection and audit by National Pension System Trust.- (1) The National Pension System Trust shall undertake
directly or through its authorized representative, inspection or audit or both of the pension fund, on an annual basis or
at such other period as may be specified by the Authority in relation to scheme audit in accordance with the provisions
of Pension Fund Regulatory and Development Authority (National Pension System Trust) Regulations, 2015. The
pension fund shall allow the National Pension System Trust, or its authorized representative to have a reasonable
access to the premises occupied by it, books of accounts, records, and provide necessary information as may be required
by it for the purpose of such inspection or audit, as the case may be. -
(2) The National Pension System Trust shall be entitled to recover from the pension fund such expenses incurred by it
for the purposes of inspection or audit undertaken directly or through its authorized representative
(3) The scope of audit or inspection may be specified by the Authority from time to time.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 49
CHAPTER VI
SUSPENSION OR CANCELLATION OF CERTIFICATE AND ACTION IN CASE OF DEFAULT
33. Cancellation or suspension of certificate of registration.-(1) Without prejudice to any other action which may be
taken by the Authority, the certificate of a registration granted to a pension fund is liable to be suspended, cancelled or
withdrawn upon happening any of the following events, namely:-
(a) fails to comply with any of the terms and conditions subject to which a certificate of Registration has been
granted to it;
(b) contravenes any of the provisions of the Act or the rules or the regulations made or guidelines, notifications,
directions, instructions or circulars issued by the Authority thereunder;
(c) voluntarily applies to withdraw the certificate of registration granted by the Authority;
(d) a receiver, receiver and manager, administrator or similar person is appointed with respect to the assets and
undertakings of the pension fund or the sponsor;
(e) the pension fund or the pension fund’s sponsors,-
(i) goes into liquidation (other than for the purposes of a reconstruction or amalgamation on terms
previously approved in writing by the Authority);
(ii) ceases to carry on business;
(iii) breaches any provision of the terms and conditions of registration, or fails to observe or perform any
representation, warranty or undertaking given by the pension fund or fails to correct such breach or failure
within ten working days of receiving notice in writing from the Authority specifying such breach or failure;
(iv) conducts its business in a manner prejudicial to the interest of the National Pension System subscribers;
(v) does not co-operate in any enquiry conducted by the Authority;
(vi) indulges in manipulating the business under the National Pension System or any other pension schemes;
(vii) indulges in unfair trade practices.
(f) if pension fund or sponsor, in the opinion of the Authority, has engaged in corrupt or fraudulent practices in
obtaining the certificate of registration or has been blacklisted by any Government authority or regulator;
(g) if pension fund or sponsor submits to the Authority a false statement or information which has a material
effect on the rights, obligations or interests of the Authority or the subscribers;
(h) if pension fund or sponsor does not submit periodical returns as required by the Authority;
(i) if pension fund or sponsor fails to furnish any information as required by the Authority relating to its pension
business;
(j) there is a change in the ownership, management or key personnel of the pension fund which in the opinion of
the Authority adversely affects the interest of the subscribers;
(k) generates returns significantly and consistently below market or peer benchmarks;
(l) acts in a manner prejudicial to the interests of the subscribers;
(m) does not cooperate in an inquiry conducted by the Authority;
(n) commits any acts of defaults as mentioned under section 28 of the Act;
(o) any other reason which in the opinion of the Authority warrants for suspension, cancellation or withdrawal
of the certificate of registration granted.
(2) The Authority may without prejudice to the powers under sub-regulation (1) instead of cancelling or suspending or
withdrawing the certificate of registration, direct for varying or modifying the terms and conditions of the certificate of
registration, as it may deem fit or pass any other order, as may be deemed beneficial in the interest of the subscribers, for
reason to be recorded in writing.
(3) No order of cancellation, termination or suspension of registration shall be made unless the person concerned has
been given a reasonable opportunity of being heard under an inquiry conducted as per the Regulations.
34. Effect of suspension or cancellation or withdrawal of certificate of registration.- (1) On and from the date of
suspension or cancellation of the certificate of registration, the pension fund shall-
(a) cease to transact fresh business under the National Pension System or other pension schemes, as the case may
be;50 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
(b) take such action in respect of the assets, records, documents or information that may be in the custody or
control of the pension fund, within the time limit and in the manner as may be required under the relevant regulations or
as may be directed by the Authority..;
(c) transfer at its own cost the assets, records, documents or information that are in its custody or control to another
pension fund in the form and manner as may be directed by the Authority;
(d) the pension fund or sponsor shall at its cost and expense provide all the necessary support in ensuring smooth
transfer of all the assets under its management and where required by the National Pension System Trust or the
Authority, and make such public announcement or disclosure as may be conducive to subscribers interest, regarding such
transfer of assets. It shall also ensure that the transfer of all the relevant documents, record or information is made in
accordance with the directions issued by the Authority. Any form of non-support or non-cooperation or obstructions from
the pension fund or sponsor shall render the pension fund or its sponsor liable for penalty;
(e) the transfer of such assets shall be undertaken in accordance with the guidelines as may be issued by the Authority;
(f) the sponsor or pension fund shall be subject to the directions of the Authority until all such transfers or actions are
completed or until, the certificate of registration remains suspended.
35. Appointment of designated authority.- (1)Where it appears to the designated member that any pension fund which
has been granted certificate of registration under the Act, these regulations or any other concerned person has committed
any default of the nature specified in regulation 33, he may appoint an officer not below the rank of a Chief General
Manager, or any other officer of an equivalent rank as a designated authority.
(2) No officer who has conducted investigation or inspection in respect of the alleged violation shall be appointed as a
designated authority.
36. Issuance of notice.- (1) The designated authority shall, if it finds reasonable grounds to do so, issue a notice to the
pension fund or any other concerned person requiring it to show cause as to why the certificate of registration granted to
it, should not be suspended or cancelled or why any other action provided herein should not be taken.
(2) Every notice under sub-regulation (1) shall specify the contravention alleged to have been committed by the noticee
indicating the provisions of the Act, regulations, directions or circulars in respect of which the contravention is alleged to
have taken place.
(3) There shall be annexed to the notice issued under sub-regulation (1) copies of documents relied on in making of the
imputations and extracts of relevant portions of documents, reports containing the findings arrived at in an investigation
or inspection, if any, carried out.
(4) The noticee shall be called upon to submit within a period to be specified in the notice, not exceeding twenty-one
days from the date of service thereof, a written representation to the designated authority.
37. Reply by noticee. –(1 The noticee shall submit to the designated authority its written representation within the
period specified in the notice along with documentary evidence, if any, in support thereof:
Provided that the designated authority may extend the time specified in the notice for sufficient grounds shown by
the noticee and after recording reasons of extension in writing.
(2) If the noticee does not reply to the show-cause notice, within the time granted for the purpose, the designated
authority may proceed with the matter exparte recording the reasons for doing so and make recommendation as the case
may be on the basis of material facts available before him.
38. Action in case of default.-After considering the representations, if any, of the noticee, the facts and circumstances of
the case and applicable provisions of the Act, regulations, directions or circulars administered by the Authority, the
designated authority shall submit a report, where the facts so warrant, recommending,-
(a) suspension of certificate of registration for a specified period;
(b) cancellation of certificate of registration;
(c) prohibiting the noticee to take up any new assignment or contract or launch new scheme for the period
specified in the order;
(d) debarring the principal officer of the noticee from being employed or associated with any registered
intermediary, for the period as may be specified;
(e) imposition of any other condition , restrictions or compliances as may be deemed necessary upon the
noticee or its principal officer or other officers or any other person concerned with it;
(f) warning the noticee.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 51
39. Procedure for action on recommendation.- (1)On receipt of the report recommending measures from the designated
authority, the designated member shall consider the same and issue a show-cause notice to the noticee enclosing a copy
of the report submitted by the designated authority calling upon the noticee to submit its written representation as to why
the action, including passing of appropriate direction, should not be taken.
(2) The noticee may, within twenty-one days of receipt of the notice send a reply to the designated member who may
pass appropriate order after considering the reply, if any received from the noticee and providing the person with an
opportunity of being heard, as expeditiously as possible and endeavor shall be made to pass the order within one hundred
and twenty days from the date of receipt of reply of the notice or hearing.
(3) The designated member may pass a common order in respect of a number of noticees where the subject matter in
question is substantially the same or similar in nature.
40.Intimation of order.- (1)Every report made by a designated authority and every order passed by the designated
member under these regulations shall be dated and signed.
(2) A copy of the order passed under these regulations shall be sent to the pension fund or any person concerned with
it and also placed on the website of the Authority.
41. Penalty and adjudication.-The imposition of penalty, if any, on the pension fund or any person concerned shall be in
accordance with the provisions of the Act and the Pension Fund Regulatory and Development Authority(Procedure for
Inquiry by Adjudicating Officer) Regulations, 2015.
42.Appeals to Securities Appellate Tribunal.-The pension fund or any person concerned, aggrieved by an order under
these regulations, may prefer an appeal to the Securities Appellate Tribunal, against such order in accordance with the
provisions of sub-section (1) of section 36 of the Act.
Explanation.- For the purposes of this Chapter, the expression,-
(a) “designated authority” means an officer of the Authority appointed under sub-regulation (1) of
regulation 35;
(b) “designated member” means the Chairperson or a whole-time member of the Authority designated
for the purpose;
(c) “noticee” means the person to whom a notice has been issued under this Chapter.
CHAPTER VII
MISCELLANEOUS
43. Power of the Authority to issue clarifications and directions.-In order to remove any difficulties in the application
or interpretation of these regulations, the Authority shall have the power to issue clarifications and guidelines in the form
of notes or circulars which shall be binding on the pension fund.
44. Directions.-Without prejudice to any order under these regulations, and directions, guidelines and circulars as may be
issued by the Authority including an order under Chapter VI of these regulations, the Authority may in the interest of the
interest of the subscribers or for the purpose of securing the proper management of pension fund, issue necessary
direction:
Provided that before issuing any directions the Authority shall give a reasonable opportunity of being heard to the
persons concerned:
Provided further that if the circumstances warrant any interim direction is required to be passed immediately, the
Authority may give a reasonable opportunity of hearing to the persons concerned after passing the direction, without any
undue delay.52 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
SCHEDULE I
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulation 9(3)]
CERTIFICATE OF REGISTRATION
Pension Fund Regulatory and Development Authority
CERTIFICATE OF REGISTRATION AS PENSION FUND
In exercise of the powers conferred by sub-section (3) of section 27 of the Pension Fund
Regulatory and Development Authority Act, 2013 (23 of 2013), read with regulations made
thereunder, the Authority hereby grants this certificate of registration
to____________________________________________ as pension fund subject to the terms
and conditions specified in the Act and the regulations made thereunder.
The Registration Code for the Pension Fund is _________________________.
Date :___________
Place : __________
By order
For and on behalf of
Pension Fund Regulatory and Development Authority54 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
SCHEDULE III
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulations 4(1), 9(3) and 13 ]
FEES PAYABLE UNDER THE REGULATIONS
PART A
AMOUNT TO BE PAID AS FEES TO THE AUTHORITY
Type of Fee Amount Nature/Calculation Time of Payment
At the time of
-Rs 10,00,000 Non Refundable /
submission of
Application fee Flat Rate application for acting as
sponsor of pension fund
.
Registration fee Non Refundable / At the time of grant of
Rs 25,00, 000 Certificate of
Flat Rate Registration (One time)
Non-Refundable /
0.005% of Assets % of AUM: Payable by 15th of
under Management April of every financial
Assets under
or year or within fifteen
Annual fee Management shall be
days of grant of
Rs 10,00, 000 considered as on
Certificate of
31st March of
Whichever is higher Registration.
preceding financial
year.
PART B
I. —For the purpose of this part, the expression "assets under management" shall mean the value of the assets held
by the pension fund as disclosed by it under sub-paragraph VI of Part B below.
II. The fees specified in part A shall be payable by demand draft or bankers cheque in favour of " Pension Fund
Regulatory and Development Authority” payable at New Delhi or through e-payment .
III. A pension fund shall pay pro rata annual fee on quarterly basis,if the business is done for a part of the year. The
payment of annual fee shall be accompanied by a statement of assets under management which shall be in such
format as may be specified by the Authority and shall be certified to be true and complete by the functional head
of the pension fund. The pension fund shall pay any extension fees as may be determined by the Authority
where the registration granted to it has been extended beyond the period of registration.
IV. The Authority reserves the right to amend all or any of the fees from time to time.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 55
SCHEDULE IV
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulation 11(3) ]
CERTIFICATE FOR COMMENCEMENT OF BUSINESS
Pension Fund Regulatory and Development Authority
CERTIFICATE FOR COMMENCEMENT OF BUSINESS AS PENSION FUND
___________________________________ which has been granted a certificate of registration as
pension fund vide __________ on __________ is hereby allowed to commence the activities as pension
fund for the pension Schemes regulated by the Pension Fund Regulatory and Development Authority on
this ____ day of _____ 20
Place : __________
By order
For and on behalf of
Pension Fund Regulatory and Development Authority
SCHEDULE V
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulations12(h),and 22(8)]
REPORTS AND DISCLOSURE
1. Reporting to NPS Trust, PFRDA, CRA and Other Parties
The pension fund shall furnish periodic reports as well as such information and documents as may be required by the
Authority, National Pension System Trust and the central recordkeeping agency from time to time. This would include,
but not limited to the following:-
(a) Indicative Reports to National Pension System Trust
Reports must be provided in writing for each successive period by delivery to the office of National Pension System
Trust within ten days of the end of the period in the case of a monthly or quarterly or half yearly or yearly report and
must contain at least the following information as at a stated end of period date.
Report Contents
Monthly
Form 1 Reconciliation of AUM and Units
Form 2 Details of Portfolio for - Scheme CG
Form 3 Details of Portfolio for - Scheme SG
Form 4 Details of Portfolio for - Scheme E- Tier I
Form 5 Details of Portfolio for - Scheme C - Tier I
Form 6 Details of Portfolio for -Scheme G Tier I56 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
Form 7 Details of Portfolio Value for - Scheme E -Tier II
Form 8 Details of Portfolio for - Scheme C - Tier II
Form 9 Details of Portfolio for - Scheme G Tier II
Form 10 Details of Portfolio for - Scheme NPS Lite
Form 11 Details of Portfolio for - Scheme Corporate CG
Form 12 Statement of Purchases and Sales effected by PFM
Form 13 Amount Received or Accrued during the Period
Form 14 Report on transactions in securities in Group company / PF's associates
Form 15 Statement of Down Graded Investments
MC Compliance Certificate at Monthly Interval
Quarterly
Form 1a Report on Transactions in securities by the key personnel of the PF in their own
name
Form 1b Report on transactions in securities with any of the PF's associates
Form 2 Portfolio overview
Form 3 Statement of mutual fund investments
Form 4 Market value - quarter - on -– quarter
Form 5 Details of investment portfolio - maturity proceeds & interest overdue (NPA)
Form 6 Overview of portfolio positioning including evaluation of
a) Current economic conditions
b) Prospects for securities markets,
c) Justification for the positions and transactions in the portfolio,
d) Attribution of performance over last quarter (and year when applicable) on absolute
basis as well as relative to the specific market benchmark,
e) Outlook for returns for the portfolio
QC Compliance Certificate at Quarterly Interval
Half-Yearly
HY.1 Copy of half yearly unaudited accounts of Schemes as per Scheme accounting
regulations. (before the expiry of one month from the close of each half year)
HYC Compliance certificate at half yearly Interval
Annual
A.1 Statement regarding the current status of the sponsor’s regulatory licenses and
details of any changes in the name or capitalisation of the PF company or Sponsor(s)
A.2 Statement showing the amount of interest accrued but not realised as on closing date
of the financial year
A.3 All service contracts carried out between Schemes, PF and its associates. (Including
outsourced activity).
A.4 All service contracts such as for custody arrangements and transfer agency of the
securities are executed in the interest of subscribers.
A.5 Summary of all activities and compliance with regulations and guidelines.
A.6 Copy of the Audited Annual Report and other information including details of
investments as per the Scheme accounting regulations. (within sixty days from the
date of closure of each financial year)¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 57
A.7 Copy of unaudited provisional financial statements (Balance Sheet, Revenue
Account , notes and schedules) of each scheme. (within thirty days from the date of
closure of each financial year)
A.8 Voting report including the number of votes cast (for, against, or abstained) and a
statement of whether the PF has complied with its obligation to exercise its voting
rights in the client’s interests only.
A.9 Any change in the interests of Directors every six months
AC Compliance certificate at annual Interval
Ad hoc
M.1 Bio-data of all its Directors along with their interest in other companies within 15
days of their appointment
M.2 Conflicts of interest
M.3 All such information as is considered necessary by the NPS Trust
(b) Reports to Authority
(i) In addition to the reports, pension fund would need to adhere to disclosures in accordance with para 2 of this
Schedule.
(ii) Any other information as required by the Authority.
(iii) Exception reporting to be done by the National Pension System Trust to Authority.
(iv) National Pension Trust shall keep the Authority informed of the operations of the Pension Fund on periodic basis.
(c) Reports to central recordkeeping agency
The pension fund shall interface with the central recordkeeping agency for:-
(i) Sending and receiving reports in the required format.
(ii) Compilation and consolidation of investment instruction by central recordkeeping agency
(iii) Confirmation Report by pension fund to central recordkeeping agency.
(iv) Daily investment report by pension fund
(v) Report of scheme wise payout position of pension fund to central recordkeeping agency
(vi) Daily Report on Net Asset Values as specified by the Authority from time to time.
(vii) Net fund receipt from National Pension System Trust Account report by PFs on different investment schemes.
(viii) Discrepancy/confirmation report on net payout.
(ix) The daily performance reports of the schemes measured using Net Asset Values
(d) Reports to other parties
(i) The pension fund shall interface and provide such reports as may be required by the National Pension System Trust,
Trustee Bank, Custodian and other entities of the National Pension System architecture as may be prescribed by
Authority and National Pension System Trust from time to time.
(ii) The pension fund will disclose the basis of calculating the transaction price and Net Asset Value of the various
schemes in the Scheme particulars and disclose the same to subscribers at such intervals as may be specified by the
National Pension System Trust and the Authority.
2. Public disclosures -Under Regulation22(8)
(a) The pension fund shall be expected to comply with the disclosure requirements specified by Authority from time to
time.
(b) In order to ensure uniformity and timeliness of dispensation of information by the Authority in the interest of all
stakeholders, the following public disclosures have been prescribed:58 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
Sl Particulars Frequency Format Time Limit Sub-heading
on website
1 Latest Net Asset Daily Up to four By 9.00 PM on NAV
Value (NAV)_ decimal points the same day
(Scheme wise)
2 NAV History (since Daily --- do --- NAV History
inception) (scheme
wise- both in Tabular
data as well as
graphical form)
3 Scrip wise details of Monthly Appended below Within 10 days Portfolio
Portfolio of each from the end of Details
scheme month
4 Unaudited Half-Yearly -----do---- before the expiry Financials
of one month
financial statements* (For scrip wise
from the close of
along with statement details of
each half year
of scheme portfolio Portfolio of each
scheme)
5 Annual Report (with Yearly -----do---- after approval by Financials
Financials) and
(For scrip wise the National
portfolio details of
details of Pension System
each scheme**
Portfolio of each Trust (within 15
scheme) days)
6 Investment Policy and Updated Within 10 Days Policy
Investment Review version at all - after Board
Mechanism times approval
7. Annual Report and
After AGM
Financials of pension Yearly - Financial
(within 10 days)
fund.
8. Scheme wise Fee
(pension fund should
To be updated Investment
also simultaneously
Yearly - when revised Management
upload the Public
(within 4 days) Fee
Notice for change in
fee on its website)
* ‘Financial Statements’ includes balance sheet, revenue account and notes, schedules and other integral reports.
** Contents of ‘Annual Report’ are as per Financial Statements and Auditor’s Report under Schedule VIII
(c) Pension Funds are advised to publish the above Public Disclosures on their respective websites at a prominent place
on home page with heading ‘Public Disclosure’ and with sub-headings like NAV, Portfolio Details, Financials,
Policy etc as applicable.
Scrip wise details of Portfolio of each scheme
Name of the Pension Fund :
Name of the scheme :
Portfolio Statement as on……………… (month end)¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 59
Name of the instrument ISIN Industry Quantity Mkt % of Ratings
No. value Portfolio
Equity Instruments
Shares
1
2
3…..
Equity oriented MFs
Equity ETFs
Debt Instruments -
Central Government Security
1
2 …….
State Development Loans
2 …….
2
PSU / PFI Bonds:-
1
2 …….
Private Corporate Bonds:-
1
2 …….
Bank Fixed Deposits (> 1 Year)
1
2 …….
Gilt Mutual Fund
1
2 …….
Money Market Instruments:-
Treasury Bills :
1
2 …….
Certificate of Deposits /
Commercial Papers
1
2 …….
Application Pending Allotment
1
2 …….
Bank Fixed Deposits (< 1 Year)
1
2 …….
Cash / cash Equivalent & Net Current
Assets
1
2 …….
GRAND TOTAL60 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
Average Maturity of Portfolio (in
yrs)
Modified Duration (in Yrs)
Yield to Maturity (%)
(annualised)(at market price)
Credit Rating Exposure
Central Govt. Securities
State Development Loans
AAA / Equivalent
A1+ (For Commercial Paper)
AA+ / Equivalent
AA / Equivalent
AA- / Equivalent
A+ / Equivalent
A / Equivalent
A- / Equivalent
BBB+ / Equivalent
BBB / Equivalent
BBB- / Equivalent
Lower (Below Investment Grade)
(out of above Net NPA )
Total
Bank FD
Equity
Equity Mutual Funds
Money Market Mutual Funds
Cash / Cash Equivalent Net Current
Assets
Application Pending Allotment –
NCDs
Others
Grand Total¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 61
Units Outstanding
NAV
1. Entire portfolio irrespective of the quantity, market value and percentage to NAV of any scrip should be
disclosed in descending order of weightage within each sub-group. If percentage to portfolio of any security is
less than 0.01%, it may be indicated by giving asterisk or any other mark instead of showing 0.00.
2. An asterisk/suitable mark should be given against debt instruments which are classified NPAs in accordance
with Authority’s guidelines issued from time to time.
4. The following information may be given by way of footnotes :
a. Total NPAs provided for and its percentage to NAV.
b. Total value and percentage of illiquid equity shares.
c. NAV at the beginning and end of the period.
d. Total outstanding exposure in derivative instruments at the end of the period.
3. Total 'Infrastructure investments' may be disclosed by way of foot note.
SCHEDULE VI
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulations 12(k) and 21]
CODE OF CONDUCT
I. SUBSCRIBER PROTECTION
(a) Investors/Authority/National Pension System Trust (NPS Trust )
A pension fund shall make all efforts to protect the interests of subscribers and shall render the best possible service to
the Authority/ National Pension System Trust having regard to the subscribers needs and the environments and its own
professional skills.
(b) High Standards of Service
A Pension fund shall ensure that it and its key management personnel, employees, contractors and agents, shall in the
conduct of their business, observe high standards of integrity, dignity, fairness, ethics and professionalism and all
professional dealings shall be affected in a prompt, effective and efficient manner. A pension fund shall be responsible
for the acts or omissions of its employees and agents in respect to the conduct of its business.
(c) Exercise of Due Diligence and no Collusion
A Pension fund shall at all times render high standards of service, exercise due skill and diligence over persons
employed or appointed by it, ensure proper care and exercise independent professional judgment and shall not at any time
act in collusion with other intermediaries in a manner which is detrimental to the subscribers.
(d) Fees
A pension fund shall levy charges/ fees for the services rendered as may be determined by the Authority.
II. DISBURSAL OF AMOUNTS
A pension fund shall be prompt in crediting dividends, interests or any such accrual income received or collected by it on
behalf of the Authority, the National Pension System Trust or subscribers to the scheme accounts.
III. DISCLOSURE OF INFORMATION
(a)A pension fund shall ensure that adequate disclosures are made to the Authority, the National Pension System
Trust or subscriber in a comprehensible and timely manner so as to enable them to make a balanced and informed
decision.
(b)A pension fund shall not make any misrepresentation and ensure that the information provided to the Authority
the National Pension System Trust or subscriber is not misleading.
(c) A pension fund shall not make any exaggerated statement whether oral or written to the Authority, the National62 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
Pension System Trust or subscribers, either about its qualification or capability to render certain services or its
achievements in regard to services rendered to other Authority ,National Pension System Trusts or subscribers.
3.4 A Pension fund shall not divulge to anybody, either orally or in writing, directly or indirectly, any
confidential information about the Authority, the National Pension System Trusts or subscribers, which has come to
its knowledge, without taking prior permission of the Authority, the National Pension System Trusts, except where
such disclosures are required to be made in compliance with any law for the time being in force.
IV. CONFLICT OF INTEREST
(a) A pension fund shall avoid conflict of interest and make adequate disclosure of its interest and shall put in place a
mechanism to resolve any conflict of interest situation that may arise in the conduct of its business or where any conflict
of interest arises, shall take reasonable steps to resolve the same in an equitable manner. A pension fund shall make
appropriate disclosure to the Authority, the National Pension System Trust or subscribers of its possible source or
potential areas of conflict of duties and interest while acting as a pension fund which would impair its ability to render
fair, objective and unbiased services.
(b) A pension fund or any of its directors, or employee or an associate of the pension fund shall not, either through its
account or their respective accounts or through their family members, relatives or friends indulge in any insider trading.
V. COMPLIANCE AND CORPORATE GOVERNANCE
5.1 A pension fund shall ensure that good corporate policies and corporate governance is in place. It shall not
engage in fraudulent and manipulative transactions in the securities listed on any stock exchange in the country and
shall not indulge in any unfair competition (including resorting to unfair means for inducing another intermediaries,
the Authority or the National Pension System Trust) which is likely to harm the interests of other intermediaries or
subscribers or is likely to place such other intermediaries in a disadvantageous position while competing for or
executing any assignment.
5.2 A pension fund shall take adequate and necessary steps to ensure that continuity in data and record keeping is
maintained and that the data or records are not lost or destroyed. It shall also ensure that for electronic records and
data, up-to-date back up is always available with it.
5.3 A pension fund shall co-operate with the Authority, or any intermediary designated by the Authority, as and when
required and shall not make any untrue statement or suppress any material fact in any documents, reports, papers or
information furnished to the Authority or neglect or fail or refuse to submit to the Authority or other agencies with
which it is registered, such books, documents, correspondence and papers or any part thereof as may be
demanded/requested from time to time.
5.4 A pension fund shall ensure that any change in registration status or any penal action taken by Authority or any
material change in financials which may adversely affect the interests of subscribers is promptly informed to the
Authority, National Pension System Trust or and any business remaining outstanding is transferred in accordance
with the instructions of the Authority and the provisions of the relevant regulations.
5.5 A pension fund shall maintain an appropriate level of knowledge and competency and abide by the provisions of
any Act, regulations, circulars and guidelines of the Central Government, the Reserve Bank of India, Securities
Exchange Board of India, the Authority, the stock exchange or any other applicable statutory or self-regulatory or
other body, as the case may be, and as may be applicable to the Pension fund in respect of the business carried on by
such pension fund. A pension fund shall also comply with the award of the Ombudsman passed under the Pension
fund Regulatory and Development Authority (Redressal of Subscriber Grievance)Regulations, 2015.
5.6 A pension fund shall ensure that the Authority is promptly informed about any action, legal proceedings, initiated
against it in respect of any material breach or non-compliance by it, of any law, rules, regulations, and directions of
the Authority or of any other regulatory body.
VI. PENSION FUND INFRASTRUCTURE REQUIREMENTS
(a) A pension fund shall have internal control procedures and financial and operational capabilities which can be
reasonably expected to protect its operations, the Authority, the National Pension System Trust or subscribers and
other registered entities from financial loss arising from theft, fraud, and other dishonest acts, professional
misconduct or omissions.
(b) A pension fund also registered with the Authority in any other capacity or category shall endeavor to ensure that
arm’s length relationship is maintained in terms of both manpower and infrastructure between the activities carried
out as a Pension fund and other permitted activities.
(c) A pension fund shall establish and maintain adequate infrastructural facility to be able to discharge its services as
such Pension fund to the satisfaction of Authority, the National Pension System Trusts and the operating procedures
and systems of the intermediaries shall be well documented and backed by operations manuals.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 63
(d) A pension fund shall create and maintain the records of all documents and data pertaining to its activities in such
manner that the tracing of such document or data is facilitated in the event of loss of original records or documents
for any reason.
(e) (a) A pension fund or any of his employees shall not render, directly or indirectly any investment advice about
any security in the publicly accessible media, whether real-time or non-real-time, unless a disclosure of his interest
including long or short position in the said security has been made, while rendering such advice.
(b) in case an employee of the pension fund is rendering such advice, he shall also disclose the interest of his dependent
family members and employer including their long or short position in the said security, while rendering such advice.
SCHEDULE VII
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulations 15,16,17,18 and 19 ]
FINANCIAL STATEMENTS AND AUDIT REPORT
ANNUAL REPORT
I. Annual Report
Each pension fund shall prepare a consolidated annual report comprising financial statements of all the schemes managed
by them.
The annual report shall contain—
(i) Report on the operations of each scheme during the financial year and economic scenario;
(ii) Accounting Policies, Balance Sheet and Revenue Account in accordance with these regulations Paras II and III
of this Schedule;
(iii) Auditor’s Report in accordance with Para IV of this Schedule;
(iv) Brief statement on the following aspects, namely :—
(a) Liabilities and responsibilities of the pension fund ;
(b) Investment objective of each scheme ;
(c) Basis and policy of investments underlying the scheme;
(d) If the scheme permits investments partly or wholly in shares, bonds, debentures and other scripts or securities
whose value can fluctuate, a statement on the following lines:
“The price and redemption value of the units, and income from them, can go up as well as down with the
fluctuations in the market value of its underlying investments”;
(e) Comments on the performance of the scheme, with full justification with possible comparison with other
benchmark yields, if any, as specified by the Authority.
(f) Statement giving “key statistics” of schemes in accordance with ParaV of this Schedule;
(g) Abridged version of the Balance sheet as per Para VI of the Schedule.
(h) Abridged version Revenue account as per para VII of the Schedule.
(i) Notes to account as per Para VIII of the schedule.
II. Contents of Balance Sheet:
(i) The Balance Sheet shall give scheme wise particulars of its assets and liabilities. It shall also disclose, inter alia,
accounting policies, valuation of investments and other important areas.
(ii) The balance-sheet shall disclose under each type of investment, the aggregate carrying value and market value of
non-performing investments
(iii) The Balance Sheet shall disclose the per unit Net Asset Value (NAV) as at the end of the accounting year.
(iv) The Balance Sheet shall give against each item, the corresponding figures as at the end of the preceding financial
year.
(v) The notes to the Balance Sheet shall disclose the following information regarding investments:—
(a) all investments shall be grouped under the major classification given in the balance sheet;
(b) under each major classification, the total value of investments falling under each major industry group (which
constitutes not less than 5 per cent of the total investment in the major classification) shall be disclosed together
with the percentage thereof in relation to the total investment within the classification;
(c) a statement of investments showing the name of the companies in which investments have been made including
the amount of investment in each company by each scheme and the aggregate investments made by all schemes
in the associates and group companies of the pension fund, if any;64 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
(d) if brokerage, custodial fees or any other charges for services are paid to or payable to any entity in which the
PF or its major shareholders have a substantial interest (being not less than 10% of the equity capital), the
amounts debited to the Revenue Account or amounts treated as cost of investments in respect of such services
shall be separately disclosed together with details of the interest of the pension fund or its major shareholders;
(e) the basis on which fees have been paid to pension fund and the computation thereof;
(f) aggregate value of purchases and sales of investments during the year and expressed as a percentage of average
daily net asset value;
(g) where the non-traded investments which have been valued “in good faith” exceed 5% of the Assets under
management (AUM) at the end of the year, the aggregate value of such investments;
(h) movement in unit capital shall be stated;
(i) the total income of the scheme shall include unrealised depreciation or appreciation on investments.
(vi) Provisions for doubtful deposits, doubtful debts and for doubtful outstandings and accrued income shall not be
included under provisions on the liability side of the balance sheet, but shall be shown as a deduction from the
aggregate value of its relevant asset.
(vii) Disclosure shall be made of all contingent liabilities showing separately uncalled liability on partly paid shares and
other commitments with specifying details.
(viii) The accounting policies shall be as per Para IX of the Schedule.
Major Headings of Balance Sheet
ASSETS SIDE OF THE BALANCE SHEET:
I. The assets of the balance sheet shall be grouped into the following categories :
- Investments (Long term and short term)
- Deposits
- Other Current Assets
II. INVESTMENTS (Long term and short term):
The following types of investments shall be separately disclosed (only those heads under which investments is permitted
to be kept):
(i) Equity shares;
(ii) Preference shares;
(iii) Debentures and Bonds listed/awaiting listing on a recognized stock exchange;
(iv) Central and State Government Securities (including treasury bills);
(v) Commercial Paper;
(vi) Others- Mutual Funds etc.
III. DEPOSITS
Distinguishing between :
- Deposits with scheduled banks;
- Others.
IV. OTHER CURRENT ASSETS
Distinguishing between:
- Balances with banks in current/savings account;
- Cash on hand;
- Sundry Debtors;
- Contracts for sale of investments;
- Outstanding and accrued income;
- Advance, Deposits etc.;
- Shares/debentures/ others application money pending allotment (for this age wise disclosure is to be made along
with security name);
- Others.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 65
LIABILITIES SIDE OF THE BALANCE SHEET
I. Liabilities side of the balance sheet shall be divided into the following groups :
(i) Unit Capital;
(ii) Reserves & Surplus;
(iii) Current Liabilities and Provisions.
II. Unit Capital:
Distinguishing between:
- Initial capital;
- Unit capital (including number of units and face value per unit).
III. Reserves & surplus
Distinguishing between:
- Unit Premium Reserve (Optional)
- General reserve;
- Any other reserve (disclosing its nature);
- Appropriation account;
-Opening balance, transfer from/to reserve, closing balance shall be separately disclosed for each above type of
reserve.
IV. Borrowings
V. Current liabilities and provisions
Distinguishing between the following current liabilities and provisions
Current liabilities:
- Sundry creditors;
- Contract for purchase of investments;
- Unclaimed distributed income;
Provisions (Indicate nature):
VI. Contingent liabilities
- Disclosure should be made of all contingent liabilities, showing separately:—
(i) Uncalled liability on partly paid shares;
(ii) Other commitments; and
(iii) Others (specifying details).
III. Contents of Revenue Account:
(i) The Revenue Account shall give scheme wise particulars of the income, expenditure and surplus of the pension
fund.
(ii) If profit on sale of investments shown in the Revenue Account includes profit/loss on inter-scheme transfer of
investments within the same pension fund the aggregate of such profit recognised as realised, shall be disclosed
separately without being clubbed with the profit/loss on sale of investments to third parties.
(iii) The Revenue Account shall indicate the appropriation of surplus by way of transfer to reserves.
(iv) The following disclosures shall also be made in the Revenue Account:
(a) provision for aggregate value of doubtful deposits, debts and outstanding and accrued income;
(b) profit or loss on sale and redemption of investments may be shown on a net basis;
(c) custodian, Trustee Bank and central recordkeeping agency charges
(d) Total income and expenditure expressed as a percentage of average net assets, calculated on a daily basis.
Major Headings of Revenue Account
Income:
- Dividend;66 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
- Interest;
- Profit on sale/redemption of investments (other than inter-scheme transfer/sale);
- Profit on inter-scheme transfer/sale of investments;
- Unrealized gain on appreciation in investments
- Other income (indicating nature).
Expenses and losses:
- Unrealized losses in value of investments
- Provision for outstanding accrued income considered doubtful;
- Provision for doubtful deposits and current assets;
- Loss on sale/redemption of investments (other than inter-scheme transfer/sale);
- Loss on inter-scheme transfer/sale of investments;
- Management fees;
- Trusteeship/regulatory fees;
- Publicity expenses;
- Audit fees;
- Custodian fees;
- Trustee Bank fees
- Central recordkeeping agency fees
Less : Amount recovered on sale of units on account of central recordkeeping agency charges
Note :
(i) Accounting policy in respect of recognition of revenue and income from investments (including dividend and
interest) shall be disclosed by way of a note.
(ii) The total income and expenditure expressed as a percentage of average net assets, calculated on a daily basis should
be indicated.
IV. Scheme Auditor’s Report
(i)The auditor shall state whether;-
1. he has obtained all information and explanations which, to the best of his knowledge and belief, were necessary for
the purpose of his audit;
2. the Balance Sheet and the Revenue Account are in agreement with the books of account of the scheme;
3. whether proper books of accounts of each scheme have been maintained;
4. all transaction expenses in excess of the limits contractually agreed to/approved by Authority are borne by the
pension fund and are not charged to the Net Asset Value;
5. the Balance Sheet and Revenue Account of the Scheme dealt with by this Report comply with these regulations and
the Accounting Standards notified under the Companies Act, to the extent made applicable by the regulations.
(ii) The auditor shall give his opinion as to whether;-
1. the Balance Sheet gives a true and fair view of the scheme wise state of affairs of the fund as at the end of the
financial year,
2. the Revenue Account gives a true and fair view of the scheme wise surplus/deficit of the fund for the financial year.
(iii) The Auditor shall further certify that;-
1. Investments have been valued in accordance with the guidelines issued by the Authority;
2. Transaction and claims/ fee raised by different entities are in accordance with the prescribed fee.
(iii) The Auditor shall also submit a separate report called as “NPS Scheme - Detailed Audit Report” (to be referred
as NPS-DAR) along with the scheme audit report / scheme accounts for a particular financial year. A copy of the said
Audit Report should be given to the Board of Pension Fund. The contents of the report would be based on the format
prescribed by Authority/NPS Trust. The Board of Directors of Pension Fund should submit a Compliance Report
within two months of the receipt of Detailed Audit Report. NPS-DAR will be a combined report for all the NPS
Schemes. The Auditor will give a certificate in the following format;¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 67
To
The Board of Trustees
National Pension System Trust
1st Floor, ICADR Building,
6, Vasant Kunj Institutional Area- Phase II,
New Delhi 110 070
We have conducted the Detailed Audit of under mentioned schemes of National Pension System of
…………………………………… (The ‘Pension Fund Manager’) for the Period/Year …. as per the check list provided
to us by the NPS Trust and hereby submit the NPS-DAR for your perusal.
Schemes Year/Period
Scheme Name From 1st April …to 31st March ……
Scheme Name From 1st April …to 31st March ……
Scheme Name From 1st April …to 31st March ……
Scheme Name From 1st April …to 31st March ……
Scheme Name From 1st April …to 31st March ……
Scheme Name From 1st April …to 31st March ……
Scheme Name From 1st April …to 31st March ……
We report as under:
1. We have obtained all the information and explanations which, to the best of our knowledge and belief, were
necessary for the purpose of our audit,
2. In our opinion, proper books of accounts of each scheme have been maintained.
3. Our procedures covered all the areas listed in the recommended NPS-DAR Checklist (Enclosed, duly signed by us
under reference to this certificate.)
4. Further, all deviations with regards to applicable accounting principles, regulations and guidelines for preparation of
accounts are being disclosed in the attached report.
Based on our test checking of the records maintained by the pension fund, we certify as under:
1. The system, procedures and safeguards followed by the pension fund are adequate.
2. The terms and conditions of registration of these regulations, Investment Management Agreement signed with the
National Pension System Trust are being complied with by the Pension Fund.
3. Directions issued by the Authority from time to time or any other statutory requirements have been followed.
4. Affairs of the pension fund are being conducted in a manner which is in the interest of the subscribers.
5. All transaction expenses in excess of the limits contractually agreed to / approve by Authority are borne by the
pension fund and are not charged to NAV.
Yours truly
For
…… (Name of Firm)
Chartered Accountants
Firm Regn. No…
…….. (Name of Partner)
Partner
Membership No:
Place:
Date:68 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
V. Key Statistics
Name of the Pension Fund :
Key Statistics for the year / period ended _____________
Scheme A Scheme B
As at As at As at As at
Previous Current Previous
Current Year
Year Year Year
1. NAV per unit (Rs.):
Open
High
Low
End
2. Closing Assets Under Management (Rs. in Lakhs)
End
Average (AAuM)
3.Gross income as % of AAuM
4. Expense Ratio:
a. Total Expense as % of AAuM (scheme wise)
b. Management Fee as % of AAuM (Scheme wise)
5. Net Income as a percentage of AAuM
6. Portfolio turnover ratio
7. Total Dividend per unit distributed during the year /
period (scheme wise)
8. Returns: (%)
a. Last One Year
Benchmark
b. Since Inception
Benchmark
c. Compounded annualised yield (%)
Last 1 year
Last 3 years
Last 5 years
Since launch of the scheme (date of launch to be
given)
1. Gross income = amount against (A) in the Revenue account i.e. Income.
2. Net income = amount against (C) in the Revenue account i.e. NET REALISED GAINS /
(LOSSES) FOR THE YEAR / PERIOD
3. Portfolio Turnover = Lower of sales or purchase divided by the Average AUM for the
year/period.
4. AAUM=Average daily net assets
5 'Compounded annualised yield' is to be calculated based on the following formula:
`= (1 + cumulative return) i/n -1 (where n = 365/no. of days)
6. NAV= (Market value of Investment held by scheme + value of current assets- value
of current liability and provisions , if any )/ (no. of units at the valuation date (before
creation/ redemption of units)¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 69
ABRIDGED BALANCE SHEET FORMAT
Name of the Pension Fund :
Abridged Balance Sheet as at _____________
Scheme A Scheme B
As at As at As at As at
Current Year Previous Year Current Year Previous Year
LIABILITIES
1 Unit Capital
2 Reserves & Surplus
2.1 Unit Premium Reserve
2.2 Unrealised Appreciation Reserve
2.3 Others
4 Current Liabilities & Provisions
4.1 Provision for doubtful Income/Deposits
4.2 Other Current Liabilities & Provisions
TOTAL
ASSETS
1 Investments
Equity
Debenture
Bonds
CG/ SDL
Money Market
Others
Total Investments
3 Other Current Assets
3.1 Cash & Bank Balance
3.3 Others
TOTAL70 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
ABRIDGED REVENUE ACCOUNT FORMAT
Name of the Pension Fund :
Abridged Revenue Account For The Year / Period Ended
___________
Scheme A Scheme B
As at As at As at As at
Previ-
Current Previous Current
ous
Year Year Year
Year
1 INCOME
1.1 Dividend
1.2 Interest
1.4 Realised Gains on Interscheme transfer
1.5 Realised Gains on sale / redemption of investments
1.7 Other Income
( A )
2 EXPENSES
2.1 Realised Losses on Inter scheme transfer
2.2 Realised Losses on sale / redemption of investments
2.3 Investment Management fees
2.4 Custodian fees
2.5 Bank Charges
2.6 Other operating expenses
( B )
NET REALISED GAINS / (LOSSES) FOR THE YEAR /
3
PERIOD (A -B = C)
Net Change in Unrealised Depreciation/ appreciation in value of
4
investments
7 NET SURPLUS / (DEFICIT) FOR THE YEAR / PERIOD
Notes to Accounts as specified below
Guidance Note
1 : Provide details of significant items indicating nature & corresponding amount in Notes to accounts
2. Unrealised Depreciation/Appreciation to be computed by each asset category and shown on an aggregated basis.
This should take into account change in unrealised depreciation/ appreciation for the year/period and write back of
unrealised depreciation/ appreciation provided in the previous year end.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 71
NOTES TO ACCOUNTS - ANNEXURE TO THE ABRIDGED BALANCE SHEET AND REVENUE ACCOUNT
Name of the scheme :
Notes to Accounts - Annexure to the Abridged Balance Sheet and Revenue Account for the Year / Period
ended _____________
Sr.
Particulars
No.
1 Investments:-
1.1. Note confirming that Investments of the Schemes are in the name of the NPS Trust.
1.2. Open Position of derivatives (outstanding market value & % to Net Assets as of the Year end).
1.3. Investments in Associates and Group Companies: Provide details of issuer, nature of instruments,
amount, aggregate investments by all schemes.
1.4. Open position of Securities Borrowed and / or Lend by the
scheme.
1.5. Details of NPA: Aggregate market value and provision thereof.
1.6. Aggregate Unrealised Gain / Loss as at the end of the Financial Year / Period and percentage to net
assets.
1.7. Aggregate Value of Purchase and Sale with Percentage to average assets.
1.8. Non-Traded securities in the portfolio: Provide Aggregate Value of Equity, Debt & Money Market
Instruments and percentage to net assets.
Details of Transaction with Associates and Group Companies. Provide details of name of associate,
2
nature of payment and amount
Unit Capital movement during the year ended / period ended. Scheme wise details of movement in units
3
- opening, subscription, redemption, closing. Indicate scheme wise face value of units.
Prior Year Comparison - a suitable statement that prior year figures have been reclassified whenever
4
necessary to conform to current years' presentation.
5 Contingent Liability. Provide details of nature and amount.
Guidance Note: Provide corresponding previous year/period figures for all the above disclosures.
IX. Accounting Policies
The Accounting Policies related to schemes has to be complied by pension fund for preparation of financial statements
and calculation of Net Assets Value:
1. The Pension Fund should maintain their scheme-wise books of account on an accrual basis. Investment should be
stated as per the valuation guidelines issued by the Authority from time to time, at the Balance Sheet date or date of
computation of asset value or Net Asset Value.
2. Investments should be tallied with the custodian records and units should be tallied with Central Recordkeeping
Agency records on daily basis.
3. All allowable expenses and incomes accrued upto the valuation date, which are considered for computation of asset
value/ NAV, major expenses like management fees and other allowable periodic expenses like custodian charges etc,
should be accrued on a day-to-day basis. The period to be considered for accrual will be the financial year.
4. Dividend income earned by a scheme should be recognised, not on the date the dividend is declared, but on the date
the share is quoted on an ex-dividend basis.72 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
5. In respect of all interest-bearing investments, income must be accrued on a day to day basis. Therefore, when such
investments are purchased, interest paid for the period from the last interest due date upto the date of purchase must
not be treated as a cost of purchase but must be debited to Interest Recoverable Account. Similarly interest received
at the time of sale for the period from the last interest due date upto the date of sale must not be treated as an addition
to sale value but must be credited to Interest Recoverable Account.
6. In determining the holding cost of investments and the gains or loss on sale of investments, the “weighted average
cost” method must be followed.
7. Transactions for purchase or sale of investments should be recognised as of the trade date and not as of the
settlement date, so that the effect of all investments traded during a financial year are recorded and reflected in the
financial statements for that year. Where investment transactions take place outside the stock market, for example,
acquisitions through private placement or purchases or sales through private treaty, the transaction should be
recorded in the event of a purchase, as of the date on which the scheme obtains in enforceable obligation to pay the
price or, in the event of a sale, when the scheme obtains an enforceable right to collect the proceeds of sale or an
enforceable obligation to deliver the instruments sold.
8. Bonus shares to which the scheme becomes entitled should be recognised only when the original shares on which the
bonus entitlement accrues are traded on the stock exchange on an ex-bonus basis. Similarly, rights entitlements
should be recognized only when the original shares on which the right entitlement accrues are traded on the stock
exchange on an ex-rights basis.
9. The cost of investments acquired or purchased will include applicable taxes and stamp charges but exclude
brokerage, applicable taxes on brokerage and other transactional charges. In respect of privately placed debt
instruments any front-end discount offered should be reduced from the cost of the investment.
10. All taxes which are leviable and actually paid shall be charged to the NAV of the Fund and be borne by the
Subscriber. Any subsequent refund on this account, if any, should be added to the scheme/fund as income.
11. The Investment Management Fee is inclusive of all transaction related charges such as brokerage, transaction cost
etc. except custodian charges and applicable taxes. The Investment Management Fee is calculated on the daily assets
managed by the pension fund. The fees to be paid to the Authority will not be charged to the scheme.
12. In respect of non-performing assets, recognition, classification and provisioning should be in compliance with the
guidelines issued by the Authority.
SCHEDULE VIII
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulation 10(1)(c)]
BANKING AND CENTRAL RECORDKEEPING AGREEMENTS
Before obtaining the certificate of commencement of business, the pension fund shall undertake to enter into
a banking agreement with Trustee Bank and central recordkeeping agency as per details given below:
1. The pension fund shall provide electronic interconnectivity to the central recordkeeping agency and Trustee
bank. The pension fund shall need to be able to adapt to future changes including changes on account of
technology advancements, changes in system specifications including number of subscribers, number of
schemes, and services and functional obligations specified by the Authority.
2. Funds for investment purposes as referred to hereinabove, would comprise past, present and future investment
and periodical income, redemption and sale proceeds actually received there from and transferred to the credit
of the National Pension System Trust, National Pension System Trust A/c at a designated branch of the Trustee
Bank with which the investment account of the Pension Fund is held and specifically earmarked for investment
purposes as above.
3. The details of the designated branch and the Trustee Bank would be as per arrangements made and approved by
the Authority and notified from time to time.
4. Where and as applicable, the central recordkeeping agency shall cause to transfer the netted fund to the
designated branch of the Trustee Bank.
5. The funds accepted under this Agreement shall be credited to be held in a separate investment account in the
name of the National Pension System Trust with the designated branch with due notice to the National Pension
System Trust. All receipts, payments, income, expenses, sale proceeds, purchase, cost of transactions of
investments shall be debited or credited, as the case may be, to this account.
6. For the removal of doubts, while the account of the pension fund with the Trustee Bank where from the
investments are to be made and the expenses to be incurred in connection with the investment thereof by¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 73
pension fund on behalf of the National Pension System Trust shall be maintained by the pension fund, the
National Pension System Trust shall maintain the account as per the agreement with the Trustee Bank.
7. The pension fund shall maintain scheme wise bank account with the Trustee Bank to receive funds from the
National Pension System Trust account maintained with the Trustee bank and remit funds into the same
National Pension System Trust account as per instructions of the central recordkeeping agency from time to
time.
8. Where and as applicable, the pension fund shall cause to transfer the withdrawal amount to the subscribers
Bank account or in any other manner that is prescribed by the Authority/ National Pension System trust from
time to time.
SCHEDULE IX
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulation 10(1)(c)]
CUSTODIAL AGREEMENTS
Before obtaining the certificate of commencement of business, the pension fund shall undertake to enter into a
custodian agreement with the National Pension System custodian to carry out the custodial services for the
schemes of the fund with the prior approval of the National Pension System Trust as detailed below.
1. Securities shall be purchased by the pension fund on behalf of, and in the name of the National Pension
System Trust. The National Pension System Trust shall be the registered owners of these securities and
funds. However, individual National Pension System subscribers' shall remain beneficial owners of these
assets and funds.
2. The pension fund shall interface with the National Pension System custodian to receive detailed
information and reports from the custodian. Accordingly, the pension fund shall provide electronic
interconnectivity to custodian.
3. The pension fund shall ensure Scheme wise segregation of securities account.
4. The pension fund shall not hypothecate, pledge and lend any assets or property of the Fund without the
approval of the National Pension System Trust.
5. The pension fund shall enter into transactions relating to securities only in dematerialised form. The
pension fund shall, for securities purchased in physical form get the securities transferred in the name of
the National Pension System Trust on account of the scheme in dematerialised form except for authorised
investments that are available only in physical form.
6. The pension fund shall obtain from the custodian of the scheme, from time to time, such financial reports,
proxy statements and other information relating to the business and affairs of the scheme as the Investment
Manager may reasonably require in order to discharge its duties and obligations, or to comply with the
Authority’s guidelines or directions, or any applicable law, rules and regulations.
SCHEDULE X
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulation 22 (9)]
INVESTMENT AND RISK MANAGEMENT COMMITTEE
I INVESTMENT COMMITTEE
1. Pension fund shall constitute an Investment Committee consisting of two directors, the Chief Executive Officer and
the Chief Investment Officer or Fund Manager in case CEO and CIO are the same official.
2. Pension fund shall draw up an investment policy and place the same before the board of directors for its approval. In
framing such a policy, the board will be guided by issues relating to liquidity, prudential norms, exposure limits, stop loss
limits in securities trading, management of all investment and market risks, management of assets liabilities mismatch,
investment audits and investment statistics and the provisions of the Authority’s guidelines or directions.
3. The investment policy as approved by the board will be implemented by the Investment Committee, which shall keep the
board informed periodically about its activities.74 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
4. The board shall review its investment policy and its implementation on an half- yearly basis or at such short intervals as it
may decide and make such modifications in its existing investment policy as are necessary to bring them in tune with the
requirements of law and regulations in regard to protection of subscribers' interest and pattern of investment laid
down by the Authority.
5. The details of the investment policy or its review as periodically decided by the board shall be submitted to the National
Pension System Trust within thirty days of its decision thereto. The National Pension System Trust may call for further
information from time to time from the pension fund as it deems necessary and in the interest of the subscribers.
6. The Investment Committee shall also review the changes, if any, in its team and any other matter relating to investments
and forward its recommendation to the Board of Directors of Pension Fund.
7. The Investment Committee may engage services of investment professionals, as may be required.
II RISK MANAGEMENT COMMITTEE
1. Pension fund shall constitute a Risk Management Committee which shall consist of at least one independent director,
the Chief Executive Officer, Chief Investment Officer or fund manager in case CEO and CIO are the same official and
the Risk or Compliance Officer. The director should not be the same as the one on the Investment Committee.
2. The pension fund shall draw up a Risk Policy and place the same before its board of directors for its approval. In
framing such a policy, the Board shall be guided by:
(a) Risk management functions
(b) Disaster recovery and business contingency plans
(c) Insurance cover against risks
(d) Ensuring a risk adjusted return to subscribers consistent with the protection, safety and liquidity of such funds.
3. The Risk policy as approved by the Board will be implemented by the Risk Management Committee, which shall
keep the Board informed periodically about its activities.
4. The Board shall review the Risk policy on a half-yearly basis or at such intervals as it may be decided and make such
modifications in its existing risk policy as are necessary to bring them in tune with the requirements of law and
regulations. The Board shall periodically update the National Pension System Trust on the same.
5. The Risk Management Committee may engage services of risk management professionals, as may be required.
SCHEDULE XI
PENSION FUND REGULATORY AND DEVELOPMENT AUTHORITY
(PENSION FUND) REGULATIONS, 2015
[See regulation 10(1)(a)]
INVESTMENT MANAGEMENT AGREEEMNT (Format)
Before obtaining the certificate of commencement of business, the pension fund shall enter an agreement with the
National Pension System Trust inter alia containing the following clauses:
1. The pension fund shall act as the Investment Manager of the schemes with respect to the investment and
reinvestment of the investible funds including cash, securities and other properties comprising the assets of each
scheme in accordance with the investment policies, guidelines or directions issued by the Authority from time to
time.
2. The pension Fund shall assume day to day investment management of the Schemes and, in that capacity, make
investment decisions and manage the Scheme in accordance with the provisions of the Act , rules, guidelines,
directions, notifications, circulars or regulations thereunder.
3. The pension fund shall invest funds made available to it by the Trustee Bank within the time lines specified by
the Authority or the National Pension System Trust from time to time.
4. The pension fund shall exercise all due diligence, prudence, promptness and vigilance in carrying out its duties
and in protecting the rights and interests of the subscribers.
5. The pension fund shall avoid all nature of speculative transactions or dealing in investments..
6. The pension fund shall be responsible for the acts of omissions or commissions, if any, by its employees or the
persons whose services have been procured by the pension fund and shall remain liable to compensate for the
same at all times.
7. The pension fund shall deploy well qualified professionals/officers with track record of integrity to manage the
funds.
8. The pension fund shall manage the Fund schemes independently of other activities and take adequate steps to
ensure that the interests of the subscribers are not being compromised in any manner.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 75
9. The pension fund shall (i) not undertake any other business activities except activities relating to pension fund
for schemes regulated by the Authority or any other activity as permitted by the Authority and (ii) not be entitled
to charge any fees on investment of its own assets in its schemes.
10. The pension fund shall maintain books and records and comply with the disclosure requirements specified by
the Authority or National Pension System Trust from time to time and as detailed in Schedule Ill.
11. The valuation of the schemes would be done in accordance with the regulations, guidelines or directions issued
by the Authority from time to time.
12. The pension fund shall submit a periodical report on the functioning of the fund to the National Pension System
Trust or at such intervals and in such manner as may be required or called for by the National Pension System
Trust or the Authority. Pension fund shall also send any additional reports, information or data, without fail as
may be required or called for by the Pension System Trust or Authority from time to time. Besides the above
pension fund shall submit to the National Pension System Trust, reports on quarterly basis or at such intervals in
specified formats of its activities and the compliances with the guidelines.
13. The pension fund shall provide electronic interconnectivity to the Authority, National Pension System Trust,
central recordkeeping agency, custodian, Trustee Bank and other service providers as advised or specified by the
Authority or National Pension System Trust from time to time. The pension fund will need to be able to adapt to
future changes including changes on account of technology advancements, changes in system specifications
including number of subscribers, number of schemes, and services and functional obligations prescribed by the
Authority.
14. The pension fund shall not give any undue or unfair advantage to any associates or deal with any of the
associates of the pension fund in any manner detrimental to interest of the subscribers.
15. The pension fund shall not utilise the services of the sponsor or any of its associates, employees or their
relatives, for the purpose of any securities transaction
16. The pension fund must take prior approval of National Pension System Trust for any proposed transactions or
engagement of a related party and must provide reasons for the proposed transactions or engagement except
investments of National Pension System Trust funds within the specified threshold limit. It shall make
disclosure of such transactions undertaken to the National Pension System Trust in its periodic reports.
17. The pension fund shall not purchase or sell securities through any broker which is average of 5 per cent or more
of the aggregate purchases and sale of securities under all schemes made by the pension fund unless the pension
fund has recorded in writing the justification for exceeding the limit of 5 per cent and reports of all such
investments are sent to the Authority the National Pension System Trust on a quarterly basis:
18. Provided that the aforesaid limit of 5 per cent shall apply for a annually .
19. Pension fund shall enter into such agreements with the permission of the Authority as is necessary for effective
discharge of its responsibilities.
20. Pension fund shall provide information regarding performance, NAV history, portfolio composition under its
schemes, scheme financials. to subscribers on a periodic basis as specified by the Authority, the National
Pension System Trust from time to time including uploading of such information in electronic form on the
website of the pension fund.
21. Pension fund shall ensure that the pension fund complies with all the provisions of the guidelines and that the
investments made by the fund managers are in the interest of subscribers.
22. The pension fund shall not invest any part of the pension fund outside the territory of India either directly or
indirectly.
23. The pension fund shall constitute an Investment Committee and a Risk Committee. The constitution and
functions of the Investment / Monitoring Committee are as set forth in Schedule VI
24. The pension fund shall provide the National Pension System Trust with the reports specified in Schedule VII
and must take reasonable steps to ensure that these reports are complete and accurate in all material respects to
the extent the necessary information is within the reasonable control of the Pension Fund.
25. The pension fund shall discharge its duties with adequate care, caution, prudence, promptness and due diligence
and shall be liable to indemnify the National Pension System Trust for any loss or damages caused to the
National Pension System Trust out of bad faith, negligence, fraud, misconduct and or misdemeanor, improper or
unethical practices, infringement of intellectual property rights, breach of fiduciary duty, breach of trust, breach
of confidentiality, breach of contract, inaction, or any breach of applicable law, guidelines, rules, regulations or
directions issued by the Authority or of the provisions of the Act, regulations or guidelines on the part of
pension fund or its employees, agents or subagents.
26. The pension fund is authorised and responsible to collect interest on maturity, redemption and sale proceeds
relating to the investments, on due dates and credit them to the appropriate accounts of the National Pension
System Trust in time. While doing so, it shall be the duty of the pension fund to inform the relevant institutions
and authorities that the interest received by the National Pension System Trust is not liable for deduction of tax
at source under the Income-tax Act.
27. Despite the above, if any tax is deducted at source (TDS) on such investments, it shall be the entire
responsibility of the pension fund to obtain the refund of such tax within the financial year on behalf of the
National Pension System Trust, at its own cost and expense, failing which the pension fund shall reimburse the76 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]
National Pension System Trust, of the said amounts, being deducted as tax, upon being notified by the National
Pension System Trust.
28. The pension fund is authorised to execute on behalf of the National Pension System Trust all writings, forms,
returns, applications, documents, as may be necessary to be filed with a company, organisation, institution,
authority, government body or department, etc. in any manner relating to the management of the National
Pension System Trust investments in such manner as the pension fund may deem fit in accordance with the
applicable law and for the benefit of subscribers' only and to protect their interest.
29. The pension fund shall exercise the voting rights on behalf of the National Pension System Trust as per the
voting policy of the Authority in co-ordination with the National Pension System Trust.
30. The funds shall be credited to a separate investment account in the name of the National Pension System Trust
with the designated branch of the Trustee Bank. All receipts, payments, income, expenses and cost of
transactions of investments shall be debited or credited to this account. The pension fund shall not be entitled to
recovery of its remuneration/fee/charges, if any, from this account.
31. The Investment account of the pension fund with the designated branch of the Trustee Bank shall be operated by
the pension fund, whereas the National Pension System Trust shall maintain the account as per the agreement
with Trustee Bank.
32. Without prejudice to any other clauses of the agreement all/any securities and other assets acquired by pension
fund on behalf of the National Pension System Trust be kept at custodian facilities as detailed in the Schedule
IX.
33. The pension fund is authorised to take such legal proceedings on behalf of the National Pension System Trust as
may be necessary for the protection of the National Pension System Trust's investments including interest
income and to engage advocates, counsel or other representatives for the effective execution of the claims on
behalf of the National Pension System Trust as per the National Pension System Trust guidelines. If the
National Pension System Trust requires the pension fund To undertake any proceedings with respect to
securities or investments which involve payment of money or render the pension fund materially liable for the
payment of money or incurring liability of some form, the National Pension System Trust shall provide
indemnity to the pension fund mutually agreed by the parties. However, no such indemnity will be provided to
the pension fund if the reasons for payment of money by the pension fund were on account of any failure,
inaction, delay, error, omission or commission on the part of pension fund.
34. The National Pension System Trust may authorise the pension fund to engage the services of independent legal
and/or tax consultants and any other consultants, as may be required for the fund management or any allied
activity excluding core functions of pension fund, as may be specified by the Authority, the National Pension
System Trust from time to time:
Provided that the National Pension System Trust may specify from time to time the limit on the expense that
may be incurred towards such external consultants.
35. Upon request by the pension fund, the National Pension System Trust shall deliver to it such proxies, power of
attorney or other instruments as may be necessary in connection with the performance by the pension fund or it's
sub-agent, custodian their respective obligations under this agreement or for the operation of the bank account.
36. Conflicts of Interest- The pension fund must pro-actively identify and disclose any conflicts of interest that arise
or may arise. These may relate to the pension fund itself or to service providers engaged by the pension fund.
The pension fund must promptly advise the National Pension System Trust as to how these conflicts of interest
are to be managed prior to taking any action affected by these conflicts of interest.
37. The pension fund shall ensure, at all times, separation between its staff responsible for investments, settlement
and book-keeping, distribution and sales, if any. The pension fund shall ensure, at all times, adequate firewalling
between the investments of the sponsor and the pension fund. Notwithstanding the above, the National Pension
System Trust or the Authority shall be fully empowered to give directions to the pension fund to forthwith
remove such issue or /instances of conflict of interest without causing any prejudice to the investments in any
manner.
38. The pension fund shall provide information on outsourcing arrangements, if any, to the National Pension System
Trust, provided that core functions of the pension fund shall not be outsourced in any manner. The pension fund
shall not absolve itself of any responsibility for the outsourced activities and shall be liable for the same.
39. The pension fund shall ensure access to all records, data or any other relevant material to the National Pension
System Trust or to the representatives of the Authority for ensuring necessary supervision (both on-site and off-
site) at all times including inspection of records.
40. Confidentiality -Except as required by law or regulation , the pension fund may not directly or indirectly
disclose to any other person, or use or permit to be disclosed without the prior written consent of the other party
and each party must keep all such information confidential, except where publicly available . The confidentiality
shall also extend to such other information as may be provided to the pension fund by other intermediaries like
Trustee Bank, central recordkeeping agency in relation to National Pension System. The pension fund shall also
execute a separate non-disclosure agreement to give further effect to this clause.
This obligation on the part of the pension fund shall survive till ten years after the termination/expiry of this
registration certificate.¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 77
41. The National Pension System Trust or the Authority may use the information, correspondence and
documentation, facts, figures, data and deliverables provided by the pension fund , in any appropriate manner as
deemed fit, for its own purposes. Nothing in this clause shall prevent the pension fund from disclosure of
pertinent information to subscribers particularly the NAV value and composition of portfolio under the schemes.
42. Privacy-The pension fund must comply with all applicable privacy laws or data protection laws in force from
time to time, including the privacy code and any guidelines issued by Government of India, and agree to co-
operate in the resolution of any complaint under or relating to any of those laws, codes or guidelines.
43. Security-The pension fund must have appropriate security policy and standards to protect information within its
control from unauthorised access and will ensure that its officers or supervised agents comply with those
policies and standards.
44. Non- exercise of any of the rights, available to the National Pension System Trust or the Authority under this
regulation shall not be construed as waiver by the Authority or National Pension System Trust of such rights
and pension fund shall remain liable for non-performance or breach of this agreement to National Pension
System Trust.
45. Proper Instructions
The National Pension System Trust shall certify to the pension fund the names and signatures and scope of
authority of all persons authorised to give proper instructions or any other notice, request, direction, instruction,
certificate or instrument on behalf of the National Pension System Trust. Such certificate may be accepted and
relied upon by the pension fund as conclusive evidence of the facts set forth therein and may be considered in
full force and effect until receipt of similar certificate to the contrary.
46. The pension fund shall certify to the National Pension System Trust the names and signatures and scope of
authority of all persons authorised to receive proper instructions or any other notice, request, direction,
instruction, certificate or instrument on behalf of the pension fund . The service of any notice, request, direction,
instruction, certificate or instrument on such authorised persons shall be deemed to be effective notice or
service to the pension fund .
47. The National Pension System Trust and pension fund may vary their respective authorized persons by notice to
the other.
48. The pension funds shall submit to the exclusive jurisdiction of the Securities Appellate Tribunal at New Delhi
only.
49. Exclusivity-The key personnel of the pension fund shall exclusively service only the pension fund company and
the schemes managed by them under the agreement. Any change in the key personnel shall be duly intimated to
the National Pension System Trust or the Authority. Key personnel shall include the Chief Executive Officer,
CEO cum Chief Investment Officer, Chief Investment Officer/Fund Manager, Compliance Officer and
Operations Manager within 15 days of change.
50. Where the pension fund or any its nominees, officers, servants have by any acts of omission or commission
on its/their part, committed any breach of the Act , regulations or guidelines or have failed to discharge its duty with
due care and diligence or have failed to observe or perform any representation, warranty or undertaking given under
the agreement, thereby causing any loss to the fund, in any manner, either directly or indirectly, then
besides any liability as provided elsewhere under this agreement, the pension fund shall be liable in terms
of the provisions of the Act and the regulations.
51. Ownership and Intellectual Property rights -The ownership rights, intellectual property rights and all
other rights relating to ownership of all the record, data, statistical returns and information whether in
electronic form, or physical form or in any other form obtained collected and/or required to be maintained
by the pension fund and relating to the schemes managed by the pension fund shall vest in the Authority.
No person other than the Authority shall have any ownership rights or any other rights over any data or
information in the possession of the pension fund. The pension fund will not, without the prior permission
of Authority, produce / share such data or information as evidence or for any other purpose except as
required by the due process of law. It shall be the responsibility and duty of the pension fund to maintain
absolute confidentiality of such records/data/information and to produce these as and when called for by
the Authority.
HEMANT G. CONTRACTOR, Chairperson
[ADVT-III/4/Exty./203/15/(52)]
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